-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LyITm3/QjXtTk1B16I1ekJ1ZhAZNSPACdZ+kYUsC0LaI1Flu+pHSh79utYHjJ9BD uUyXbFO3mbaz9aQuSr1yOA== 0001104659-07-026158.txt : 20070405 0001104659-07-026158.hdr.sgml : 20070405 20070405153950 ACCESSION NUMBER: 0001104659-07-026158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070403 FILED AS OF DATE: 20070405 DATE AS OF CHANGE: 20070405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVI BIOPHARMA INC CENTRAL INDEX KEY: 0000873303 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930797222 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET 2: STE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 5032270554 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET 2: SUITE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 FORMER COMPANY: FORMER CONFORMED NAME: ANTIVIRALS INC DATE OF NAME CHANGE: 19970123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURGER DENIS R CENTRAL INDEX KEY: 0001239414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14895 FILM NUMBER: 07751889 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STE 1105 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 9032270554 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STE 1105 STREET 2: AVI BIOPHARMA INC CITY: PORTLAND STATE: OR ZIP: 97258 4 1 a4.xml 4 X0202 4 2007-04-03 1 0000873303 AVI BIOPHARMA INC AVII 0001239414 BURGER DENIS R ONE SW COLUMBIA SUITE 1105 PORTLAND OR 97258 1 1 0 0 Chief Executive Officer Employee Stock Option (right to buy) 7.35 2007-04-03 4 D 0 13605 D 2016-02-16 Common Stock 13605 0 D Employee Stock Option (right to buy) 7.35 2007-04-03 4 A 0 13605 A 2010-03-27 Common Stock 13605 13605 D Employee Stock Option (right to buy) 7.35 2007-04-03 4 D 0 161395 D 2016-02-16 Common Stock 161395 0 D Employee Stock Option (right to buy) 7.35 2007-04-03 4 A 0 161395 A 2010-03-27 Common Stock 161395 161395 D Employee Stock Option (right to buy) 2.53 2007-04-03 4 D 0 56425 D 2015-02-22 Common Stock 56425 0 D Employee Stock Option (right to buy) 2.53 2007-04-03 4 A 0 56425 A 2010-03-27 Common Stock 56425 56425 D Employee Stock Option (right to buy) 2.53 2007-04-03 4 D 0 118575 D 2015-02-22 Common Stock 118575 0 D Employee Stock Option (right to buy) 2.53 2007-04-03 4 A 0 118575 A 2010-03-27 Common Stock 118575 118575 D Employee Stock Option (right to buy) 5.35 2007-04-03 4 D 0 292618 D 2012-12-05 Common Stock 292618 0 D Employee Stock Option (right to buy) 5.35 2007-04-03 4 A 0 292618 A 2010-03-27 Common Stock 292618 292618 D Employee Stock Option (right to buy) 5.35 2007-04-03 4 D 0 37382 D 2012-12-05 Common Stock 37382 0 D Employee Stock Option (right to buy) 5.35 2007-04-03 4 A 0 37382 A 2010-03-27 Common Stock 37382 37382 D Employee Stock Option (right to buy) 6.38 2007-04-03 4 D 0 100000 D 2007-06-12 Common Stock 100000 0 D Employee Stock Option (right to buy) 6.38 2007-04-03 4 A 0 100000 A 2007-06-12 Common Stock 100000 100000 D Employee Stock Option (right to buy) 5.75 2007-04-03 4 D 0 147827 D 2010-01-03 Common Stock 147827 0 D Employee Stock Option (right to buy) 5.75 2007-04-03 4 A 0 147827 A 2010-01-03 Common Stock 147827 147827 D Employee Stock Option (right to buy) 5.75 2007-04-03 4 D 0 52173 D 2010-01-03 Common Stock 52173 0 D Employee Stock Option (right to buy) 5.75 2007-04-03 4 A 0 52173 A 2010-01-03 Common Stock 52173 52173 D Employee Stock Option (right to buy) 6.625 2007-04-03 4 D 0 154718 D 2008-02-02 Common Stock 154718 0 D Employee Stock Option (right to buy) 6.625 2007-04-03 4 A 0 154718 A 2008-02-02 Common Stock 154718 154718 D Employee Stock Option (right to buy) 6.625 2007-04-03 4 D 0 45282 D 2008-02-02 Common Stock 45282 0 D Employee Stock Option (right to buy) 6.625 2007-04-03 4 A 0 45282 A 2008-02-02 Common Stock 45282 45282 D The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The exercise period has been extended to the earlier of the original expiration of the option or March 27, 2010. The options were originally granted on 02/16/2006. As of March 27, 2007, all options were 100% vested upon Dr. Burger's resignation pursuant to his employment agreement. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The exercise period has been extended to the earlier of the original expiration of the option or March 27, 2010. The options were originally granted on 02/22/2005. As of March 27, 2007, all options were 100% vested upon Dr. Burger's resignation pursuant to his employment agreement. The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The exercise period has been extended to the earlier of the original expiration of the option or March 27, 2010. The options were originally granted on 12/05/2002. As of March 27, 2007, all options were 100% vested upon Dr. Burger's resignation pursuant to his employment agreement. The two reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The exercise period has been extended to the earlier of the original expiration of the option or March 27, 2010. The options were originally granted on 06/12/1997. As of March 27, 2007, all options were 100% vested upon Dr. Burger's resignation pursuant to his employment agreement. The two reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The exercise period has been extended to the earlier of the original expiration of the option or March 27, 2010. The options were originally granted on 01/03/2000. As of March 27, 2007, all options were 100% vested upon Dr. Burger's resignation pursuant to his employment agreement. The two reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The exercise period has been extended to the earlier of the original expiration of the option or March 27, 2010. The options were originally granted on 02/02/1998. As of March 27, 2007, all options were 100% vested upon Dr. Burger's resignation pursuant to his employment agreement. /S/ MARK M. WEBBER Attorney -in-fact for Denis Burger 2007-04-04 -----END PRIVACY-ENHANCED MESSAGE-----