0000873303-12-000008.txt : 20120425 0000873303-12-000008.hdr.sgml : 20120425 20120425172354 ACCESSION NUMBER: 0000873303-12-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120424 FILED AS OF DATE: 20120425 DATE AS OF CHANGE: 20120425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaye Edward M. MD CENTRAL INDEX KEY: 0001522780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14895 FILM NUMBER: 12780561 MAIL ADDRESS: STREET 1: 3450 MONTE VILLA PARKWAY CITY: BOTHELL STATE: WA ZIP: 98011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVI BIOPHARMA INC CENTRAL INDEX KEY: 0000873303 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930797222 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3450 MONTE VILLA PARKWAY STREET 2: SUITE 101 CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 425-354-5038 MAIL ADDRESS: STREET 1: 3450 MONTE VILLA PARKWAY STREET 2: SUITE 101 CITY: BOTHELL STATE: WA ZIP: 98021 FORMER COMPANY: FORMER CONFORMED NAME: ANTIVIRALS INC DATE OF NAME CHANGE: 19970123 4 1 edgardoc.xml PRIMARY DOCUMENT X0305 4 2012-04-24 0 0000873303 AVI BIOPHARMA INC AVII 0001522780 Kaye Edward M. MD 3450 MONTE VILLA PARKWAY, SUITE 101 BOTHELL WA 98021 0 1 0 0 SVP & Chief Medical Officer Stock Option (right to buy) 0.9 2012-04-24 4 A 0 68110 0 A 2022-04-24 Common Stock 68110 68110 D This option is exercisable at the rate of 25% of the shares on April 24, 2013 and 1/48th of the total granted shares on each monthly anniversary thereafter, such that the option will be fully exercisable on April 24, 2016. By: Michael Jacobsen For: Edward M. Kaye 2012-04-25 EX-24 2 ex-24.txt EDGAR SUPPORTING DOCUMENT POWER OF ATTORNEY The undersigned, as a Section 16 reporting person of AVI BioPharma, Inc. (the Company), hereby constitutes and appoints each of Michael Jacobsen and Wilson Sonsini Goodrich & Rosati, P.C. the undersigneds true and lawful attorney in fact to: 1. complete and execute Forms ID, 3,4 and 5 and other forms and all amendments thereto as such attorney in fact shall in his or her discretion determine to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigneds ownership, acquisition or disposition of securities of the Company; and 2. do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney in fact shall deem appropriate. The undersigned hereby ratifies and confirms all that said attorney in fact and agents shall do or cause to be done by virtue hereof. The undersigned acknowledges that each foregoing attorney in fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigneds responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 (as amended). This Power of Attorney revokes any previously executed powers of attorney and shall remain in full force and effect until the undersigned is no longer required to file Forms ID, 3, 4 and 5 with respect to the undersigneds holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company and each foregoing attorney in fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 25th day of April, 2012. Signature /s/ Edward M. Kaye Edward M. Kaye