-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FxoSW0PT2xOYdYsRwsIdm156lLU9WM7SW61LACv1M50QdCDQiou+JT86hLcTMc20 VK6GhcJLHqxnE1VrfdBOyA== 0000873303-10-000036.txt : 20100712 0000873303-10-000036.hdr.sgml : 20100712 20100712141834 ACCESSION NUMBER: 0000873303-10-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100709 FILED AS OF DATE: 20100712 DATE AS OF CHANGE: 20100712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hudson Leslie CENTRAL INDEX KEY: 0001321265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14895 FILM NUMBER: 10947848 MAIL ADDRESS: STREET 1: 1028 PRINCETON KINGSTON ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVI BIOPHARMA INC CENTRAL INDEX KEY: 0000873303 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930797222 STATE OF INCORPORATION: OR FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3450 MONTE VILLA PARKWAY STREET 2: SUITE 101 CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 425-354-5038 MAIL ADDRESS: STREET 1: 3450 MONTE VILLA PARKWAY STREET 2: SUITE 101 CITY: BOTHELL STATE: WA ZIP: 98021 FORMER COMPANY: FORMER CONFORMED NAME: ANTIVIRALS INC DATE OF NAME CHANGE: 19970123 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-07-09 0 0000873303 AVI BIOPHARMA INC AVII 0001321265 Hudson Leslie 3450 MONTE VILLA PARKWAY, SUITE 101 BOTHELL WA 98021 0 1 0 1 Former CEO Former CEO Common Stock 2010-07-09 4 M 0 150000 1.09 A 534559 D Common Stock 2010-07-09 4 S 0 2000 1.56 D 532559 D Common Stock 2010-07-09 4 S 0 4000 1.55 D 528559 D Common Stock 2010-07-09 4 S 0 136300 1.57 D 392259 D Common Stock 2010-07-09 4 S 0 7700 1.58 D 384559 D Common Stock 2010-07-09 4 M 0 50000 1.09 A 434559 D Common Stock 2010-07-09 4 S 0 2500 1.63 D 432059 D Common Stock 2010-07-09 4 S 0 10000 1.62 D 422059 D Common Stock 2010-07-09 4 S 0 37500 1.61 D 384559 D Non-Qualified Stock Option (right to buy) 1.09 2010-07-09 4 M 0 150000 0 D 2009-02-08 2018-02-08 Common Stock 150000 150028 D Non-Qualified Stock Option (right to buy) 1.09 2010-07-09 4 M 0 50000 0 D 2009-02-08 2018-02-08 Common Stock 50000 100028 D Incentive Stock Option (right to buy) 1.09 2009-02-08 2018-02-08 Common Stock 366972 366972 D Incentive Stock Option (right to buy) 1.45 2011-02-09 2020-02-09 Common Stock 68965 68965 D Non-Qualified Stock Option (right to buy) 1.45 2011-02-09 2020-02-09 Common Stock 531035 531035 D This transaction is a part of a Same Day Sale Transaction. The optionholder exercised his options and sold the shares on the same day. This option originally vested 25% annually over 4 years. On 4/20/2010, there were 150,014 vested options and the Company accelerated the remaining unvested 150,014 shares. Option Grant vests 25% per year on grant date with all shares vesting four years from date of grant. The Stock Option Grant vest as follows: 1/3 vest one year from date of grant and 1/3 each year thereafter until all shares vest three years from grant date. By: Melinda Miles For: Dr. Leslie Hudson 2010-07-12 -----END PRIVACY-ENHANCED MESSAGE-----