-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PbBFWPZV8IQviq5CMHl+bdn3k5T4l6OeGA5u2WWUCtCaRwy8MJkuvWYwfvPVj/Yr TSOPFg1yXSqpYy3cWnQ6nQ== 0000873303-10-000030.txt : 20100707 0000873303-10-000030.hdr.sgml : 20100707 20100707130441 ACCESSION NUMBER: 0000873303-10-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100324 FILED AS OF DATE: 20100707 DATE AS OF CHANGE: 20100707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hudson Leslie CENTRAL INDEX KEY: 0001321265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14895 FILM NUMBER: 10941458 MAIL ADDRESS: STREET 1: 1028 PRINCETON KINGSTON ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVI BIOPHARMA INC CENTRAL INDEX KEY: 0000873303 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930797222 STATE OF INCORPORATION: OR FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3450 MONTE VILLA PARKWAY STREET 2: SUITE 101 CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 425-354-5038 MAIL ADDRESS: STREET 1: 3450 MONTE VILLA PARKWAY STREET 2: SUITE 101 CITY: BOTHELL STATE: WA ZIP: 98021 FORMER COMPANY: FORMER CONFORMED NAME: ANTIVIRALS INC DATE OF NAME CHANGE: 19970123 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-03-24 0 0000873303 AVI BIOPHARMA INC AVII 0001321265 Hudson Leslie 3450 MONTE VILLA PARKWAY, SUITE 101 BOTHELL WA 98021 0 1 0 1 Former CEO Former CEO Common Stock 2010-03-24 4 S 1 21427 1.49 D 435897 D Common Stock 2010-06-24 4 S 1 51338 1.24 D 384559 D Common Stock 2010-07-02 4 M 0 128911 0.92 A 513470 D Common Stock 2010-07-02 4 S 0 47270 1.55 D 466200 D Common Stock 2010-07-02 4 S 0 21172 1.56 D 445028 D Common Stock 2010-07-02 4 S 0 48928 1.57 D 396100 D Common Stock 2010-07-02 4 S 0 6341 1.58 D 389759 D Common Stock 2010-07-02 4 S 0 3700 1.59 D 386059 D Common Stock 2010-07-02 4 S 0 1500 1.6 D 384559 D Non-Qualified Stock Option (right to buy) 0.92 2010-07-02 4 M 0 128911 0 D 2019-02-10 Common Stock 128911 221089 D Incentive Stock Option (right to buy) 1.09 2009-02-08 2018-02-08 Common Stock 366972 366972 D Incentive Stock Option (right to buy) 1.45 2011-02-09 2020-02-09 Common Stock 68965 68965 D Non-Qualified Stock Option (right to buy) 1.09 2009-02-08 2018-02-08 Common Stock 300028 300028 D Non-Qualified Stock Option (right to buy) 1.45 2011-02-09 2020-02-09 Common Stock 531035 531035 D The Restricted Stock Holder has elected to pay for payroll taxes for restricted stock awards by way of a stock swap of a total 21,427 restricted stock awards for the 124,324 restricted stock awards granted in 2009. The remaining 102,897 remains with the optionee. The Restricted Stock Holder has elected to pay for payroll taxes for restricted stock awards by way of a stock swap of a total 51,338 restricted stock awards for the 333,000 restricted stock awards granted in 2008. The remaining 281,662 remains with the optionee. This transaction was a Same Day Sale. The optionholder exercised 128,911 Non-Qualified Options and the shares were sold on the same day. The original option vested 1/3 each year over 3 years. On 4/20/2010, the option had 116,667 fully vested shares and the Company approved a vesting acceleration of the remaining 233,333 shares. Option Grant vests 25% per year on grant date with all shares vesting four years from date of grant. The Stock Option Grant vest as follows: 1/3 vest one year from date of grant and 1/3 each year thereafter until all shares vest three years from grant date. By: Melinda Miles For: Dr. Leslie Hudson 2010-07-07 -----END PRIVACY-ENHANCED MESSAGE-----