-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OoMJwNs5X3PTFxM+FKe+Sl/IxjEjYWgesXVvyuN6r/tGBN5cKh2EafJ6Mv6nyYNI Jch/cpjmkfGkq7iR4gtSxg== 0000873303-10-000013.txt : 20100609 0000873303-10-000013.hdr.sgml : 20100609 20100609140543 ACCESSION NUMBER: 0000873303-10-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100608 FILED AS OF DATE: 20100609 DATE AS OF CHANGE: 20100609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEHRENS M KATHLEEN CENTRAL INDEX KEY: 0001211701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14895 FILM NUMBER: 10886866 MAIL ADDRESS: STREET 1: 6701 KAISER DRIVE CITY: FREMONT STATE: CA ZIP: 94555 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVI BIOPHARMA INC CENTRAL INDEX KEY: 0000873303 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930797222 STATE OF INCORPORATION: OR FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3450 MONTE VILLA PARKWAY STREET 2: SUITE 101 CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 425-354-5038 MAIL ADDRESS: STREET 1: 3450 MONTE VILLA PARKWAY STREET 2: SUITE 101 CITY: BOTHELL STATE: WA ZIP: 98021 FORMER COMPANY: FORMER CONFORMED NAME: ANTIVIRALS INC DATE OF NAME CHANGE: 19970123 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-06-08 0 0000873303 AVI BIOPHARMA INC AVII 0001211701 BEHRENS M KATHLEEN 3450 MONTE VILLA PARKWAY, SUITE 101 BOTHELL WA 98021 1 0 0 0 Common Stock 2010-06-08 4 A 0 5000 0 A 5000 D Non-Qualified Stock Option (right to buy) 1.3 2010-06-08 4 A 0 30000 0 A 2011-06-08 2020-06-08 Common Stock 30000 30000 D Non-Qualified Stock Option (right to buy) 0.66 2010-03-31 2019-03-31 Common Stock 60000 60000 D This is a restricted stock award that will vest on the earlier of (i) the anniversary of the grant date or (ii) the date of the Annual Meeting in the year following the date of grant. This option will vest on the earlier of (i) the anniversary date of the grant or (ii) the date of the Annual Meeting in the year following the date of grant. Vesting: 25% of the shares vest each year from the date of grant with all shares vesting in four years. By: Melinda Miles For: Kathleen Bhrens 2010-06-09 -----END PRIVACY-ENHANCED MESSAGE-----