-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FU3Zo/ER7G4uN1F7ly+HT8JU2WpdFDwxio/ojxDta3GdXr6uDcfUPp6Od7eYyRQi dMM2UAI/C/ZdwmG2UCCDkA== 0001193805-03-001205.txt : 20031223 0001193805-03-001205.hdr.sgml : 20031223 20031223170038 ACCESSION NUMBER: 0001193805-03-001205 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20031223 EFFECTIVENESS DATE: 20031223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RADISYS CORP CENTRAL INDEX KEY: 0000873044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 930945232 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-111520 FILM NUMBER: 031071717 BUSINESS ADDRESS: STREET 1: 5445 NE DAWSON CREEK DR CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5036461800 MAIL ADDRESS: STREET 1: 5445 NE DAWSON CREEK DRIVE CITY: HILLSBORO STATE: OR ZIP: 97124 S-8 1 e300830_s8-radisys.htm REGISTRATION STATEMENT Untitled Document

As filed with the Securities and Exchange Commission on December 23, 2003

Registration No. 333-____________


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM S-8

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933


RADISYS CORPORATION
(Exact name of registrant as specified in its charter)

Oregon  93-0945232
(State or other jurisdiction of
incorporation or organization)
 

(I.R.S. Employer Identification No.)

5445 NE Dawson Creek Drive
Hillsboro, Oregon 97124
(Address of principal executive offices, including zip code)


RadiSys Corporation 401(k) Savings Plan
(Full title of the plan)

Julia A. Harper
Chief Financial Officer, Vice President of Finance and Administration and Secretary
RadiSys Corporation
5445 NE Dawson Creek Drive
Hillsboro, Oregon 97124
(503) 615-1100
(Name, address and telephone number, including area code, of agent for service)

with a copy to:
Daniel W. Rabun
Baker & McKenzie
2001 Ross Avenue, Suite 2300
Dallas, Texas 75201

CALCULATION OF REGISTRATION FEE


Title of Each Class of
Securities to be Registered
Amount to be
Registered (1)(3)
Proposed Maximum
Offering Price Per
Share (2)
Proposed Maximum
Aggregate Offering
Price (2)
Amount of
Registration
Fee

401(k) SAVINGS PLAN
  Common Stock, no par value
150,000 shares $16.42 $2,463,000 $200

(1) The shares of common stock of RadiSys Corporation being registered consist of shares to be acquired in open market purchases under the employee benefit plan described herein.
(2) Estimated solely for purposes of calculating the registration fee pursuant to Rule 457 (c) and (h) under the Securities Act of 1933. The price is based upon the average of the high and low prices of RadiSys Corporation common stock on December 19, 2003, as reported on the Nasdaq National Market.
(3) Pursuant to Rule 416(c) under the Securities Act of 1933, this registration statement also covers an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plan described herein.


 

EXPLANATORY STATEMENT

     This registration statement is filed pursuant to General Instruction E to Form S-8 by RadiSys Corporation, an Oregon corporation, in order to register 150,000 shares of common stock, which shares are in addition to those previously registered on the Registration Statement on Form S-8 (File No. 333-50584) filed with the Securities and Exchange Commission (the "Commission") on November 24, 2000, for use in connection with the RadiSys Corporation 401(k) Savings Plan (the "Plan"). The contents of the Registration Statement on Form S-8 (File No. 333-50584) previously filed with the Commission on November 24, 2000, are incorporated herein by reference.

PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

Item 8. Exhibits

Exhibit
Number
   
23   Consent of PricewaterhouseCoopers LLP
24   Powers of Attorney

 

     The registrant undertakes that the registrant will submit or has submitted the Plan and all amendments thereto to the Internal Revenue Service ("IRS") in a timely manner and has made or will make all changes required by the IRS in order to qualify the Plan.


 

SIGNATURES

     Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Hillsboro, State of Oregon, on this 23rd day of December, 2003.

  RADISYS CORPORATION
     
  By:  /s/ Scott C. Grout          
    Scott C. Grout, President, Chief Executive Officer and Director

     Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the date indicated.

Name   Title   Date
/s/ Scott C. Grout

Scott C. Grout
 
  President, Chief Executive Officer and Director   December 23, 2003
         
/s/ Julia A. Harper

Julia A. Harper  
  Chief Financial Officer, Vice President of Finance and Administration and Secretary     December 23, 2003
         
/s/ C. Scott Gibson*

C. Scott Gibson  
  Chairman of the Board and Director     December 23, 2003
         
/s/ Ken J. Bradley*

Ken J. Bradley  
  Director   December 23, 2003
         
/s/ Richard J. Faubert*

Richard J. Faubert  
  Director   December 23, 2003
         
/s/ Dr. William W. Lattin*

Dr. William W. Lattin  
  Director   December 23, 2003
         
/s/ Kevin C. Melia*

Kevin C. Melia  
  Director   December 23, 2003
         
/s/ Carl W. Neun*

Carl W. Neun  
  Director   December 23, 2003
         
/s/ Jean-Pierre D. Patkay*

Jean-Pierre D. Patkay  
  Director   December 23, 2003
         
/s/ Jean-Claude Peterschmitt*

Jean-Claude Peterschmitt  
  Director   December 23, 2003
         
* By /s/ Scott C. Grout

Scott C. Grout, as attorney-in-fact  
       

 


 

     Pursuant to the requirements of the Securities Act of 1933, the trustees (or other persons who administer the Plan) have duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Hillsboro, State of Oregon, on December 23, 2003.

  RADISYS CORPORATION 401(k) SAVINGS PLAN
     
  By:  /s/ Julia A. Harper                                                            
    Julia A. Harper, Administrative Committee Member

 


 

EXHIBIT INDEX

Exhibit
Number
  Description
23   Consent of PricewaterhouseCoopers LLP
24   Powers of Attorney

 


EX-23 3 e300830_ex23.htm CONSENT OF PRICEWATERHOUSECOOPERS LLP Untitled Document

Exhibit 23

Consent of Independent Accountants

We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of our report dated March 7, 2003, except for Note 22, as to which the date is March 24, 2003, and except for Note 23, as to which the date is December 22, 2003, relating to the consolidated financial statements, which appears on Form 8-K for the year ended December 31, 2002. We also consent to the incorporation by reference of our report dated March 7, 2003 relating to the financial statement schedule, which appears in such Annual Report on Form 10-K.

We also consent to the incorporation by reference in this Registration Statement of our report dated April 25, 2003 relating to the financial statements, which appears in the Annual Report of RadiSys Corporation 401(k) Savings Plan on Form 11-K for the year ended December 31, 2002.

PricewaterhouseCoopers LLP

/s/ PricewaterhouseCoopers LLP

Portland, Oregon,
December 22, 2003

 

EX-24 4 e300830_ex24.htm POWERS OF ATTORNEY Untitled Document

Exhibit 24

POWER OF ATTORNEY

(Form S-8 Registration Statement for RadiSys Corporation 401(k) Savings Plan)

     The undersigned, an officer and/or director of RadiSys Corporation (the "Company"), does hereby constitute and appoint Scott C. Grout and Julia A. Harper, and each of them, his true and lawful attorney and agent to do any and all acts and things and to execute in his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) any and all instruments which said attorney and agent may deem necessary or advisable in order to enable the Company to comply with the Securities Act of 1933, as amended, and any requirements of the Securities and Exchange Commission in respect thereof, in connection with the registration under the Securities Act of 1933, as amended, of shares of Common Stock of the Company to be acquired pursuant to the Company's 401(k) Savings Plan, including specifically, but without limitation, power and authority to sign his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) to a Registration Statement on Form S-8 and any amendment thereto (including any post-effective amendment) or application for amendment thereto in respect to such Common Stock or any exhibits filed therewith; and to file the same with the Securities and Exchange Commission; and the undersigned does hereby ratify and confirm all that said attorney and agent shall do or cause to be done by virtue hereof.

DATED: December 10, 2003.

       /s/ C. Scott Gibson          
     Signature
     
       C. Scott Gibson          
    Type or Print Name

 


 

Exhibit 24

POWER OF ATTORNEY

(Form S-8 Registration Statement for RadiSys Corporation 401(k) Savings Plan)

     The undersigned, an officer and/or director of RadiSys Corporation (the "Company"), does hereby constitute and appoint Scott C. Grout and Julia A. Harper, and each of them, his true and lawful attorney and agent to do any and all acts and things and to execute in his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) any and all instruments which said attorney and agent may deem necessary or advisable in order to enable the Company to comply with the Securities Act of 1933, as amended, and any requirements of the Securities and Exchange Commission in respect thereof, in connection with the registration under the Securities Act of 1933, as amended, of shares of Common Stock of the Company to be acquired pursuant to the Company's 401(k) Savings Plan, including specifically, but without limitation, power and authority to sign his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) to a Registration Statement on Form S-8 and any amendment thereto (including any post-effective amendment) or application for amendment thereto in respect to such Common Stock or any exhibits filed therewith; and to file the same with the Securities and Exchange Commission; and the undersigned does hereby ratify and confirm all that said attorney and agent shall do or cause to be done by virtue hereof.

DATED: December 16, 2003.

       /s/ Ken J. Bradley          
     Signature
     
       Ken J. Bradley          
    Type or Print Name

 


 

Exhibit 24

POWER OF ATTORNEY

(Form S-8 Registration Statement for RadiSys Corporation 401(k) Savings Plan)

     The undersigned, an officer and/or director of RadiSys Corporation (the "Company"), does hereby constitute and appoint Scott C. Grout and Julia A. Harper, and each of them, his true and lawful attorney and agent to do any and all acts and things and to execute in his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) any and all instruments which said attorney and agent may deem necessary or advisable in order to enable the Company to comply with the Securities Act of 1933, as amended, and any requirements of the Securities and Exchange Commission in respect thereof, in connection with the registration under the Securities Act of 1933, as amended, of shares of Common Stock of the Company to be acquired pursuant to the Company's 401(k) Savings Plan, including specifically, but without limitation, power and authority to sign his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) to a Registration Statement on Form S-8 and any amendment thereto (including any post-effective amendment) or application for amendment thereto in respect to such Common Stock or any exhibits filed therewith; and to file the same with the Securities and Exchange Commission; and the undersigned does hereby ratify and confirm all that said attorney and agent shall do or cause to be done by virtue hereof.

DATED: December 18, 2003.

       /s/ Richard J. Faubert          
     Signature
     
       Richard J. Faubert          
    Type or Print Name

 


 

Exhibit 24

POWER OF ATTORNEY

(Form S-8 Registration Statement for RadiSys Corporation 401(k) Savings Plan)

     The undersigned, an officer and/or director of RadiSys Corporation (the "Company"), does hereby constitute and appoint Scott C. Grout and Julia A. Harper, and each of them, his true and lawful attorney and agent to do any and all acts and things and to execute in his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) any and all instruments which said attorney and agent may deem necessary or advisable in order to enable the Company to comply with the Securities Act of 1933, as amended, and any requirements of the Securities and Exchange Commission in respect thereof, in connection with the registration under the Securities Act of 1933, as amended, of shares of Common Stock of the Company to be acquired pursuant to the Company's 401(k) Savings Plan, including specifically, but without limitation, power and authority to sign his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) to a Registration Statement on Form S-8 and any amendment thereto (including any post-effective amendment) or application for amendment thereto in respect to such Common Stock or any exhibits filed therewith; and to file the same with the Securities and Exchange Commission; and the undersigned does hereby ratify and confirm all that said attorney and agent shall do or cause to be done by virtue hereof.

DATED: December 11, 2003.

       /s/ Dr. William W. Lattin          
     Signature
     
       Dr. William W. Lattin          
    Type or Print Name

 


 

Exhibit 24

POWER OF ATTORNEY

(Form S-8 Registration Statement for RadiSys Corporation 401(k) Savings Plan)

     The undersigned, an officer and/or director of RadiSys Corporation (the "Company"), does hereby constitute and appoint Scott C. Grout and Julia A. Harper, and each of them, his true and lawful attorney and agent to do any and all acts and things and to execute in his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) any and all instruments which said attorney and agent may deem necessary or advisable in order to enable the Company to comply with the Securities Act of 1933, as amended, and any requirements of the Securities and Exchange Commission in respect thereof, in connection with the registration under the Securities Act of 1933, as amended, of shares of Common Stock of the Company to be acquired pursuant to the Company's 401(k) Savings Plan, including specifically, but without limitation, power and authority to sign his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) to a Registration Statement on Form S-8 and any amendment thereto (including any post-effective amendment) or application for amendment thereto in respect to such Common Stock or any exhibits filed therewith; and to file the same with the Securities and Exchange Commission; and the undersigned does hereby ratify and confirm all that said attorney and agent shall do or cause to be done by virtue hereof.

DATED: December 16, 2003.

       /s/ Kevin C. Melia          
     Signature
     
        Kevin C. Melia          
    Type or Print Name

 


 

Exhibit 24

POWER OF ATTORNEY

(Form S-8 Registration Statement for RadiSys Corporation 401(k) Savings Plan)

     The undersigned, an officer and/or director of RadiSys Corporation (the "Company"), does hereby constitute and appoint Scott C. Grout and Julia A. Harper, and each of them, his true and lawful attorney and agent to do any and all acts and things and to execute in his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) any and all instruments which said attorney and agent may deem necessary or advisable in order to enable the Company to comply with the Securities Act of 1933, as amended, and any requirements of the Securities and Exchange Commission in respect thereof, in connection with the registration under the Securities Act of 1933, as amended, of shares of Common Stock of the Company to be acquired pursuant to the Company's 401(k) Savings Plan, including specifically, but without limitation, power and authority to sign his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) to a Registration Statement on Form S-8 and any amendment thereto (including any post-effective amendment) or application for amendment thereto in respect to such Common Stock or any exhibits filed therewith; and to file the same with the Securities and Exchange Commission; and the undersigned does hereby ratify and confirm all that said attorney and agent shall do or cause to be done by virtue hereof.

DATED: December 17, 2003.

       /s/ Carl W. Neun          
     Signature
     
        Carl W. Neun          
    Type or Print Name

 


 

Exhibit 24

POWER OF ATTORNEY

(Form S-8 Registration Statement for RadiSys Corporation 401(k) Savings Plan)

     The undersigned, an officer and/or director of RadiSys Corporation (the "Company"), does hereby constitute and appoint Scott C. Grout and Julia A. Harper, and each of them, his true and lawful attorney and agent to do any and all acts and things and to execute in his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) any and all instruments which said attorney and agent may deem necessary or advisable in order to enable the Company to comply with the Securities Act of 1933, as amended, and any requirements of the Securities and Exchange Commission in respect thereof, in connection with the registration under the Securities Act of 1933, as amended, of shares of Common Stock of the Company to be acquired pursuant to the Company's 401(k) Savings Plan, including specifically, but without limitation, power and authority to sign his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) to a Registration Statement on Form S-8 and any amendment thereto (including any post-effective amendment) or application for amendment thereto in respect to such Common Stock or any exhibits filed therewith; and to file the same with the Securities and Exchange Commission; and the undersigned does hereby ratify and confirm all that said attorney and agent shall do or cause to be done by virtue hereof.

DATED: December 15, 2003.

       /s/ Jean-Pierre D. Patkay          
     Signature
     
        Jean-Pierre D. Patkay          
    Type or Print Name

 


 

Exhibit 24

POWER OF ATTORNEY

(Form S-8 Registration Statement for RadiSys Corporation 401(k) Savings Plan)

     The undersigned, an officer and/or director of RadiSys Corporation (the "Company"), does hereby constitute and appoint Scott C. Grout and Julia A. Harper, and each of them, his true and lawful attorney and agent to do any and all acts and things and to execute in his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) any and all instruments which said attorney and agent may deem necessary or advisable in order to enable the Company to comply with the Securities Act of 1933, as amended, and any requirements of the Securities and Exchange Commission in respect thereof, in connection with the registration under the Securities Act of 1933, as amended, of shares of Common Stock of the Company to be acquired pursuant to the Company's 401(k) Savings Plan, including specifically, but without limitation, power and authority to sign his name (whether on behalf of the Company or as an officer or director of the Company, or otherwise) to a Registration Statement on Form S-8 and any amendment thereto (including any post-effective amendment) or application for amendment thereto in respect to such Common Stock or any exhibits filed therewith; and to file the same with the Securities and Exchange Commission; and the undersigned does hereby ratify and confirm all that said attorney and agent shall do or cause to be done by virtue hereof.

DATED: December 10, 2003.

       /s/ Jean-Claude Peterschmitt          
     Signature
     
        Jean-Claude Peterschmitt          
    Type or Print Name

 

-----END PRIVACY-ENHANCED MESSAGE-----