0001140361-11-017446.txt : 20110317 0001140361-11-017446.hdr.sgml : 20110317 20110317154324 ACCESSION NUMBER: 0001140361-11-017446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110316 FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RADISYS CORP CENTRAL INDEX KEY: 0000873044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 930945232 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5445 NE DAWSON CREEK DR CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5036461800 MAIL ADDRESS: STREET 1: 5445 NE DAWSON CREEK DRIVE CITY: HILLSBORO STATE: OR ZIP: 97124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg David CENTRAL INDEX KEY: 0001040899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 11695166 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: NIERENBERG DAVID DATE OF NAME CHANGE: 19970611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg Investment Management Company, Inc. CENTRAL INDEX KEY: 0001282683 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 11695167 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Fund, LP CENTRAL INDEX KEY: 0001282685 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 11695165 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: D3 FAMILY FUND LP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Bulldog Fund, LP CENTRAL INDEX KEY: 0001365745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 11695164 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: D3 Family Bulldog Fund LP DATE OF NAME CHANGE: 20060612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Canadian Fund, LP CENTRAL INDEX KEY: 0001405824 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 11695163 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: D3 Family Canadian Fund, L.P. DATE OF NAME CHANGE: 20070706 4 1 doc1.xml FORM 4 X0303 4 2011-03-16 0 0000873044 RADISYS CORP RSYS 0001282683 Nierenberg Investment Management Company, Inc. 19605 NE 8TH STREET CAMAS WA 98607 1 0 1 0 0001040899 Nierenberg David 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001282685 D3 Family Fund, LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001365745 D3 Family Bulldog Fund, LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001405824 D3 Family Canadian Fund, LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 Stock Options (Right to pruchase) 2011-03-16 4 A 0 1300 A 2018-03-16 Common Stock 1300 1300 I The D3 Family Fund, LP Stock Options (Right to pruchase) 2011-03-16 4 A 0 5100 A 2018-03-16 Common Stock 5100 5100 I The D3 Family Bulldog Fund, LP Stock Options (Right to pruchase) 2011-03-16 4 A 0 600 A 2018-03-16 Common Stock 600 600 I The D3 Family Canadian Fund, LP The stock options have an exercise price of $8.11. David Nierenberg was appointed to the Board of Directors of the issuer effective March 16, 2011. In connection with his appointment, Mr. Nierenberg was granted 7,000 stock options, which vest as follows: (a) One-third of the total option shares shall vest and be exercisable after one year, and (b) thereafter, in equal monthly increments over the two succeeding years. These stock options are held for the benefit of the reporting persons identified above in Table II of this Form 4. Additionally: (a) The D3 Family Fund, L.P. owns 727,510 shares of common stock, (b) The D3 Family Bulldog Fund, L.P. owns 2,742,682 shares of common stock, (c) The D3 Family Canadian Fund, L.P. owns 256,095 shares of common stock, and (d) The DIII Offshore Fund, L.P. owns 801,176 shares of common stock. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO) 2011-03-17 David Nierenberg, President, NIMCO, General Partner of The D3 Family Bulldog Fund, LP 2011-03-17 David Nierenberg 2011-03-17 David Nierenberg, President, NIMCO, General Partner of The D3 Family Canadian Fund, LP 2011-03-17 David Nierenberg, President, NIMCO, General Partner of The D3 Family Fund, LP 2011-03-17