0001140361-11-017446.txt : 20110317
0001140361-11-017446.hdr.sgml : 20110317
20110317154324
ACCESSION NUMBER: 0001140361-11-017446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110316
FILED AS OF DATE: 20110317
DATE AS OF CHANGE: 20110317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RADISYS CORP
CENTRAL INDEX KEY: 0000873044
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 930945232
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5445 NE DAWSON CREEK DR
CITY: HILLSBORO
STATE: OR
ZIP: 97124
BUSINESS PHONE: 5036461800
MAIL ADDRESS:
STREET 1: 5445 NE DAWSON CREEK DRIVE
CITY: HILLSBORO
STATE: OR
ZIP: 97124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg David
CENTRAL INDEX KEY: 0001040899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26844
FILM NUMBER: 11695166
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG DAVID
DATE OF NAME CHANGE: 19970611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nierenberg Investment Management Company, Inc.
CENTRAL INDEX KEY: 0001282683
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26844
FILM NUMBER: 11695167
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH ST
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO
DATE OF NAME CHANGE: 20040304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D3 Family Fund, LP
CENTRAL INDEX KEY: 0001282685
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26844
FILM NUMBER: 11695165
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: D3 FAMILY FUND LP
DATE OF NAME CHANGE: 20040304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D3 Family Bulldog Fund, LP
CENTRAL INDEX KEY: 0001365745
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26844
FILM NUMBER: 11695164
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: D3 Family Bulldog Fund LP
DATE OF NAME CHANGE: 20060612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: D3 Family Canadian Fund, LP
CENTRAL INDEX KEY: 0001405824
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26844
FILM NUMBER: 11695163
BUSINESS ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
BUSINESS PHONE: 360-604-8600
MAIL ADDRESS:
STREET 1: 19605 NE 8TH STREET
CITY: CAMAS
STATE: WA
ZIP: 98607
FORMER NAME:
FORMER CONFORMED NAME: D3 Family Canadian Fund, L.P.
DATE OF NAME CHANGE: 20070706
4
1
doc1.xml
FORM 4
X0303
4
2011-03-16
0
0000873044
RADISYS CORP
RSYS
0001282683
Nierenberg Investment Management Company, Inc.
19605 NE 8TH STREET
CAMAS
WA
98607
1
0
1
0
0001040899
Nierenberg David
19605 NE 8TH STREET
CAMAS
WA
98607
0
0
1
0
0001282685
D3 Family Fund, LP
19605 NE 8TH STREET
CAMAS
WA
98607
0
0
1
0
0001365745
D3 Family Bulldog Fund, LP
19605 NE 8TH STREET
CAMAS
WA
98607
0
0
1
0
0001405824
D3 Family Canadian Fund, LP
19605 NE 8TH STREET
CAMAS
WA
98607
0
0
1
0
Stock Options (Right to pruchase)
2011-03-16
4
A
0
1300
A
2018-03-16
Common Stock
1300
1300
I
The D3 Family Fund, LP
Stock Options (Right to pruchase)
2011-03-16
4
A
0
5100
A
2018-03-16
Common Stock
5100
5100
I
The D3 Family Bulldog Fund, LP
Stock Options (Right to pruchase)
2011-03-16
4
A
0
600
A
2018-03-16
Common Stock
600
600
I
The D3 Family Canadian Fund, LP
The stock options have an exercise price of $8.11.
David Nierenberg was appointed to the Board of Directors of the issuer effective March 16, 2011. In connection with his appointment, Mr. Nierenberg was granted 7,000 stock options, which vest as follows: (a) One-third of the total option shares shall vest and be exercisable after one year, and (b) thereafter, in equal monthly increments over the two succeeding years. These stock options are held for the benefit of the reporting persons identified above in Table II of this Form 4.
Additionally: (a) The D3 Family Fund, L.P. owns 727,510 shares of common stock, (b) The D3 Family Bulldog Fund, L.P. owns 2,742,682 shares of common stock, (c) The D3 Family Canadian Fund, L.P. owns 256,095 shares of common stock, and (d) The DIII Offshore Fund, L.P. owns 801,176 shares of common stock.
Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO)
2011-03-17
David Nierenberg, President, NIMCO, General Partner of The D3 Family Bulldog Fund, LP
2011-03-17
David Nierenberg
2011-03-17
David Nierenberg, President, NIMCO, General Partner of The D3 Family Canadian Fund, LP
2011-03-17
David Nierenberg, President, NIMCO, General Partner of The D3 Family Fund, LP
2011-03-17