-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OC7v9dtkRk7oq+IyY23tZxjmrWA4Hkol4OtC6nVjOZSITswMmFK8xoUZze5jbfLy K7Dim0WbMeEB1ZmcmYDhmw== 0001005477-07-004274.txt : 20070803 0001005477-07-004274.hdr.sgml : 20070803 20070803173403 ACCESSION NUMBER: 0001005477-07-004274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070801 FILED AS OF DATE: 20070803 DATE AS OF CHANGE: 20070803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 FAMILY FUND LP CENTRAL INDEX KEY: 0001282685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 071025050 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG INVESTMENT MANAGEMENT CO CENTRAL INDEX KEY: 0001282683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 071025051 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIERENBERG DAVID CENTRAL INDEX KEY: 0001040899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 071025046 BUSINESS ADDRESS: STREET 1: 19605 N E 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 3606048600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOPER HENRY E CENTRAL INDEX KEY: 0001279086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 071025045 BUSINESS ADDRESS: BUSINESS PHONE: 3606048600 MAIL ADDRESS: STREET 1: 19605 N.E. 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENVER CARA CENTRAL INDEX KEY: 0001363570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 071025044 BUSINESS ADDRESS: BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: Denver Cara DATE OF NAME CHANGE: 20060519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RADISYS CORP CENTRAL INDEX KEY: 0000873044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 930945232 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5445 NE DAWSON CREEK DR CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5036461800 MAIL ADDRESS: STREET 1: 5445 NE DAWSON CREEK DRIVE CITY: HILLSBORO STATE: OR ZIP: 97124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIII OFFSHORE FUND LP CENTRAL INDEX KEY: 0001282684 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 071025048 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH ST CITY: CAMAS STATE: WA ZIP: 98607 FORMER NAME: FORMER CONFORMED NAME: D3 OFFSHORE FUND LP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Bulldog Fund LP CENTRAL INDEX KEY: 0001365745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 071025049 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg Investment Management Offshore Inc CENTRAL INDEX KEY: 0001365764 STATE OF INCORPORATION: C5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 071025052 BUSINESS ADDRESS: STREET 1: MONTAGUE STERLING CENTRE STREET 2: 3RD FLOOR CITY: NASSAU STATE: C5 ZIP: 00000 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: D3 Family Canadian Fund, L.P. CENTRAL INDEX KEY: 0001405824 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 071025047 BUSINESS ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 BUSINESS PHONE: 360-604-8600 MAIL ADDRESS: STREET 1: 19605 NE 8TH STREET CITY: CAMAS STATE: WA ZIP: 98607 4 1 edgar123.xml FORM 4 X0202 4 2007-08-01 0 0000873044 RADISYS CORP RSYS 0001282683 NIERENBERG INVESTMENT MANAGEMENT CO 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001365764 Nierenberg Investment Management Offshore Inc 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001282685 D3 FAMILY FUND LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001365745 D3 Family Bulldog Fund LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001282684 DIII OFFSHORE FUND LP 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001405824 D3 Family Canadian Fund, L.P. 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001040899 NIERENBERG DAVID 19605 SE 8TH STREET CAMAS WA 98607 0 0 1 0 0001279086 HOOPER HENRY E 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 0001363570 DENVER CARA 19605 NE 8TH STREET CAMAS WA 98607 0 0 1 0 Common Stock 2007-08-01 4 P 0 13520 11.56 A 484640 I By The D3 Family Fund, LP Common Stock 2007-08-01 4 P 0 44900 11.56 A 1731061 I By The D3 Family Bulldog Fund, LP Common Stock 2007-08-01 4 P 0 990 11.56 A 43718 I By The D3 Family Canadian Fund, L.P. Common Stock 2007-08-01 4 P 0 17624 11.56 A 665397 I By The DIII Offshore Fund, L.P. Common Stock 2007-08-02 4 P 0 3100 11.59 A 487740 I By The D3 Family Fund, LP Common Stock 2007-08-02 4 P 0 11070 11.59 A 1742131 I By The D3 Family Bulldog Fund, L.P. Common Stock 2007-08-02 4 P 0 280 11.59 A 43998 I By The D3 Family Canadian Fund, L.P. Common Stock 2007-08-02 4 P 0 4260 11.59 A 669657 I By The DIII Offshore Fund, L.P. Common Stock 2007-08-03 4 P 0 18000 11.54 A 505740 I By The D3 Family Fund, LP Common Stock 2007-08-03 4 P 0 63240 11.54 A 1805371 I By The D3 Family Bulldog Fund, L.P. Common Stock 2007-08-03 4 P 0 1600 11.54 A 45598 I By The D3 Family Canadian Fund, L.P. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. David Nierenberg, President, Nierenberg Investment Management Company, Inc. (NIMCO) 2007-08-03 David Nierenberg, President, Nierenberg Investment Management Offshore Inc. (NIMO) 2007-08-03 David Nierenberg, President, NIMO, General Partner of The DIII Offshore Fund, L.P. 2007-08-03 David Nierenberg, President, NIMCO, General Partner of The D3 Family Fund, L.P. 2007-08-03 David Nierenberg, President, NIMCO, General Partner of The D3 Family Bulldog Fund, L.P. 2007-08-03 David Nierenberg, President, NIMCO, General Partner of the D3 Family Canadian Fund, L.P. 2007-08-03 David Nierenberg 2007-08-03 Henry Hooper 2007-08-03 Denver Cara 2007-08-03 -----END PRIVACY-ENHANCED MESSAGE-----