0000873044-17-000015.txt : 20170215 0000873044-17-000015.hdr.sgml : 20170215 20170215164345 ACCESSION NUMBER: 0000873044-17-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170213 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RADISYS CORP CENTRAL INDEX KEY: 0000873044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 930945232 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5435 NE DAWSON CREEK DR CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5036151100 MAIL ADDRESS: STREET 1: 5435 NE DAWSON CREEK DRIVE CITY: HILLSBORO STATE: OR ZIP: 97124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Collins Stephen T CENTRAL INDEX KEY: 0001588239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 17615179 MAIL ADDRESS: STREET 1: 5435 NE DAWSON CREEK DR CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-02-13 0 0000873044 RADISYS CORP RSYS 0001588239 Collins Stephen T 5435 NE DAWSON CREEK DRIVE HILLSBORO OR 97124 0 1 0 0 VP, Worldwide Sales Common Stock 2017-02-13 4 A 0 25000 0.0 A 143951 D Common Stock 2017-02-13 4 F 0 8997 3.9 D 134954 D Common Stock 2017-02-13 4 S 0 21000 3.9117 D 113954 D Common Stock 4637 I By 401(k) Plan Performance restricted stock units were granted on March 28, 2016 under the 2007 Stock Plan. Performance conditions relating to Tranche 1 of such performance restricted stock units were determined satisfied on February 13, 2017 and Tranche 1 of the performance restricted stock units vested on February 13, 2017. For each restricted stock unit that vested, one share of Common Stock was automatically delivered to the reporting person . The disposition of directly held shares reported on this form solely represents shares surrendered back to the company as payment of taxes on the vesting of peformance-based restricted stock units. The shares with respect to this transaction were sold at prices ranging from $3.90 to $3.95 per share, which were sold for tax purposes and financial planning. Following the sale, the reporting person remains in compliance with the applicable ownership threshold under the Company's stock ownership guidelines. The price shown is a weighted average sale price for shares sold in multiple transactions. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. By: Jonathan Wilson, Attorney-In-Fact For: Stephen Collins 2017-02-14