SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Lavier Lawrence

(Last) (First) (Middle)
5435 NE DAWSON CREEK DRIVE

(Street)
HILLSBORO OR 97124

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/08/2015
3. Issuer Name and Ticker or Trading Symbol
RADISYS CORP [ RSYS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & GM, Embedded Prod& HW Svc
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) 09/06/2014(1) 09/06/2020 Common Stock 30,000 $3.45 D
Non-Qualified Stock Option (right to buy) 09/04/2013(1) 09/04/2019 Common Stock 5,000 $3.67 D
Non-Qualified Stock Option (right to buy) 07/09/2014(1) 07/09/2020 Common Stock 40,000 $4.8 D
Non-Qualified Stock Option (right to buy) 10/01/2012(1) 10/01/2018 Common Stock 2,250 $6.12 D
Non-Qualified Stock Option (right to buy) 01/25/2011(1) 01/25/2017 Common Stock 5,000 $8.31 D
Non-Qualified Stock Option (right to buy) 11/10/2011(1) 11/10/2017 Common Stock 500 $9.93 D
Performance Restricted Stock Units 06/30/2015(2) (3) Common Stock 100,000 $0.0 D
Restricted Stock Units 07/09/2015(4) (3) Common Stock 8,334 $0.0 D
Explanation of Responses:
1. Vesting schedule is one year from the date of grant, option shall be exercisable for one-third of the total option shares and shall be exercisable in monthly increments equal to 1/36th of the total option shares, cumulatively, each month thereafter.
2. Performance RSUs will vest only if specified total shareholder return objectives are achieved during a performance period that will begin on 3/2/2015. Tranche 1 will represent 50% of the total award and will vest on 6/30/2015 or a performance measurement date every three months thereafter during a 3-year performance period if the 30 trading day avg. closing price of Radisys common stock is at or above $3.45 at any time prior to such performance measurement date. Tranche 2 will represent 50% of the total award and will vest on 6/30/2015 or a performance measurement date every three months thereafter during a 4-year performance period if the 30 trading day avg. closing price of Radisys common stock is at or above $4.25 at any time prior to such performance measurement date.In the event the stock price thresholds are not met before the end of the relevant performance period, the performance RSUs will not vest and the award will terminate with respect to performance RSUs that did not vest.
3. N/A
4. 3,333 shares vest on July 9, 2015. 1,667 shares vest on September 4, 2015. 3,334 shares vest on July 9, 2016.
By: Jonathan Wilson, Attorney-In-Fact For: Lawrence Lavier 05/15/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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