0000873044-15-000065.txt : 20150515 0000873044-15-000065.hdr.sgml : 20150515 20150515133016 ACCESSION NUMBER: 0000873044-15-000065 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150508 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RADISYS CORP CENTRAL INDEX KEY: 0000873044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 930945232 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5435 NE DAWSON CREEK DR CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5036151100 MAIL ADDRESS: STREET 1: 5435 NE DAWSON CREEK DRIVE CITY: HILLSBORO STATE: OR ZIP: 97124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lavier Lawrence CENTRAL INDEX KEY: 0001642463 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26844 FILM NUMBER: 15867575 MAIL ADDRESS: STREET 1: 5435 NE DAWSON CREEK DRIVE CITY: HILLSBORO STATE: OR ZIP: 97124 3 1 edgardoc.xml PRIMARY DOCUMENT X0206 3 2015-05-08 0 0000873044 RADISYS CORP RSYS 0001642463 Lavier Lawrence 5435 NE DAWSON CREEK DRIVE HILLSBORO OR 97124 0 1 0 0 VP & GM, Embedded Prod& HW Svc Non-Qualified Stock Option (right to buy) 3.45 2014-09-06 2020-09-06 Common Stock 30000 D Non-Qualified Stock Option (right to buy) 3.67 2013-09-04 2019-09-04 Common Stock 5000 D Non-Qualified Stock Option (right to buy) 4.8 2014-07-09 2020-07-09 Common Stock 40000 D Non-Qualified Stock Option (right to buy) 6.12 2012-10-01 2018-10-01 Common Stock 2250 D Non-Qualified Stock Option (right to buy) 8.31 2011-01-25 2017-01-25 Common Stock 5000 D Non-Qualified Stock Option (right to buy) 9.93 2011-11-10 2017-11-10 Common Stock 500 D Performance Restricted Stock Units 0.0 2015-06-30 Common Stock 100000 D Restricted Stock Units 0.0 2015-07-09 Common Stock 8334 D Vesting schedule is one year from the date of grant, option shall be exercisable for one-third of the total option shares and shall be exercisable in monthly increments equal to 1/36th of the total option shares, cumulatively, each month thereafter. Performance RSUs will vest only if specified total shareholder return objectives are achieved during a performance period that will begin on 3/2/2015. Tranche 1 will represent 50% of the total award and will vest on 6/30/2015 or a performance measurement date every three months thereafter during a 3-year performance period if the 30 trading day avg. closing price of Radisys common stock is at or above $3.45 at any time prior to such performance measurement date. Tranche 2 will represent 50% of the total award and will vest on 6/30/2015 or a performance measurement date every three months thereafter during a 4-year performance period if the 30 trading day avg. closing price of Radisys common stock is at or above $4.25 at any time prior to such performance measurement date.In the event the stock price thresholds are not met before the end of the relevant performance period, the performance RSUs will not vest and the award will terminate with respect to performance RSUs that did not vest. N/A 3,333 shares vest on July 9, 2015. 1,667 shares vest on September 4, 2015. 3,334 shares vest on July 9, 2016. By: Jonathan Wilson, Attorney-In-Fact For: Lawrence Lavier 2015-05-15 EX-24 2 lavierpoa2015.txt EDGAR SUPPORTING DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned, an officer, director and/or shareholder of RadiSys Corporation the "Company"), hereby constitutes and appoints each of the Chief Executive Officer and the Chief Financial Officer, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC; (2) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of the Company, Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition, or disposition of securities of the Company; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, or other form or report, and timely file such form or report with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney in fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney in fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney in fact may approve in such attorney in fact's discretion. The undersigned hereby grants to each such attorney in fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney in fact, or such attorney in fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys in fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys in fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 13th day of May, 2015. Signature: /s/ Lawrence Lavier