0000873044-13-000091.txt : 20130906 0000873044-13-000091.hdr.sgml : 20130906 20130906154107 ACCESSION NUMBER: 0000873044-13-000091 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20130906 DATE AS OF CHANGE: 20130906 EFFECTIVENESS DATE: 20130906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RADISYS CORP CENTRAL INDEX KEY: 0000873044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 930945232 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-191033 FILM NUMBER: 131082926 BUSINESS ADDRESS: STREET 1: 5435 NE DAWSON CREEK DR CITY: HILLSBORO STATE: OR ZIP: 97124 BUSINESS PHONE: 5036151100 MAIL ADDRESS: STREET 1: 5435 NE DAWSON CREEK DRIVE CITY: HILLSBORO STATE: OR ZIP: 97124 S-8 1 a09062013forms-8xespp.htm REGISTER ADDITIONAL SHARES TO ESPP 09.06.2013 Form S-8 - ESPP


As filed with the Securities and Exchange Commission on September 6, 2013
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________________
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
_____________________________
RADISYS CORPORATION
(Exact name of registrant as specified in its charter)
 
 
 
Oregon
 
93-0945232
(State or other jurisdiction of
 
(I.R.S. Employer Identification No.)
incorporation or organization)
 
 

5435 NE Dawson Creek Drive
Hillsboro, Oregon 97124
(Address of principal executive offices)
_____________________________

Radisys Corporation 1996 Employee Stock Purchase Plan
(Full title of the plan)

Allen Muhich
Chief Financial Officer
Radisys Corporation
5435 NE Dawson Creek Drive
Hillsboro, Oregon 97124
(503) 615-1100
(Name, address and telephone number, including area code, of agent for service)

With a copy to:
Amar Budarapu
Baker & McKenzie LLP
2300 Trammell Crow Center
2001 Ross Avenue, Suite 2300
Dallas, Texas 75201

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer
[ ]
 
Accelerated filer
[x]
Non-accelerated filer
[ ]
(Do not check if a smaller reporting company)
Smaller reporting company
[ ]





CALCULATION OF REGISTRATION FEE

Title of Each Class of Securities to be Registered
Amount to be Registered (1)
Proposed Maximum Offering Price Per Share (2)
Proposed Maximum Aggregate Offering Price
Amount of Registration Fee
  Common Stock, no par value
250,000

$
3.44

$
860,000

$
117.30


(1) Shares of common stock of Radisys Corporation, no par value per share (the "Common Stock"), being registered hereby relate to the Radisys Corporation 1996 Employee Stock Purchase Plan. Pursuant to Rule 416 promulgated under the Securities Act of 1933, as amended, there are also being registered such additional shares of Common Stock which may be issuable pursuant to the anti-dilution provisions of the Radisys Corporation 1996 Employee Stock Purchase Plan.

(2) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457 (c) and (h) promulgated under the Securities Act of 1933, as amended. The proposed maximum offering price per share is based upon the average of the high and low prices of Radisys Corporation Common Stock on August 30, 2013, as reported on the Nasdaq Global Select Market.
 




EXPLANATORY STATEMENT

This Registration Statement is filed pursuant to General Instruction E to Form S-8 by Radisys Corporation, an Oregon corporation, in order to register 250,000 shares of Common Stock, which shares are in addition to those previously registered on a Registration Statement on Form S-8 (File No. 333-00514) filed with the Securities and Exchange Commission (the “Commission”) on January 18, 1996, on a Registration Statement on Form S-8 (File No. 333-80089) filed with the Commission on June 4, 1999, on a Registration Statement on Form S-8 (File No. 333-38988) filed with the Commission on June 9, 2000, on a Registration Statement on Form S-8 (File No. 333-68362) filed with the Commission on August 24, 2001, on a Registration Statement on Form S-8 (File No. 333-106670) filed with the Commission on June 30, 2003, on a Registration Statement on Form S-8 (File No. 333-116570) filed with the Commission on June 17, 2004, on a Registration Statement on Form S-8 (File No. 333-126189) filed with the Commission on June 28, 2005, on a Registration Statement on Form S-8 (File No. 333-142969) filed with the Commission on May 15, 2007, on a Registration Statement on Form S-8 (File No. 333-162230) filed with the Commission on September 30, 2009 and on a Registration Statement on Form S-8 (File No. 333-190176) filed with the Commission on July 26, 2013 for issuance pursuant to the Radisys Corporation 1996 Employee Stock Purchase Plan. The contents of the Registration Statements on Form S-8 (File Nos. 333-00514, 333-80089, 333-38988, 333-68362, 333-106670, 333-116570, 333-126189, 333-142969, 333-162230 and 333-190176) previously filed with the Commission on January 18, 1996, June 4, 1999, June 9, 2000, August 24, 2001, June 30, 2003, June 17, 2004, June 28, 2005, May 15, 2007, September 30, 2009 and July 26, 2013, respectively, are incorporated herein by reference.





PART II

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

Item 8. Exhibits

Exhibit Number
 
 
4.1
 
Radisys Corporation 1996 Employee Stock Purchase Plan, as amended through September 4, 2013. Incorporated by reference from Appendix D to the Company's Proxy Statement on Schedule 14A, filed on July 24, 2013 (SEC File No. 000-26844).
5.1*
 
Opinion of Stoel Rives LLP.
23.1*
 
Consent of KPMG LLP.
23.2*
 
Consent of Stoel Rives LLP. Incorporated by reference to Exhibit 5.1 to this Registration Statement.
24.1*
 
Powers of Attorney (included in the signature page to this Registration Statement).

* Filed herewith. 




SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Hillsboro, State of Oregon, on this 6th day of September, 2013.
 
 
 
RADISYS CORPORATION
 
 
 
 
 
 
 
                                     
By:
/s/ Allen Muhich
 
 
 
 
Allen Muhich
 
 
 
 
Chief Financial Officer

POWER OF ATTORNEY

We, the undersigned officers and directors of Radisys Corporation hereby severally and individually constitute and appoint Brian Bronson and Allen Muhich, and each of them, the true and lawful attorneys and agents of each of us to execute in the name, place and stead of each of us (individually and in any capacity stated below) any and all amendments to this Registration Statement on Form S-8, and all instruments necessary or advisable in connection therewith, and to file the same with the Securities and Exchange Commission, each of said attorneys and agents to have power to act with or without the other and to have full power and authority to do and perform in the name and on behalf of each of the undersigned every act whatsoever necessary or advisable to be done in the premises as fully and to all intents and purposes as any of the undersigned might or could do in person, and we hereby ratify and confirm our signatures as they may be signed by our said attorneys and agents and each of them to any and all such amendments and other instruments.

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the date indicated.
Name
 
Title
Date
/s/ Brian Bronson
 
President, Chief Executive Officer and Director
September 6, 2013
Brian Bronson
 
(Principal Executive Officer)
 
 
 
 
 
/s/ Allen Muhich
 
Chief Financial Officer
September 6, 2013
Allen Muhich
 
(Principal Financial and Accounting Officer)
 
 
 
 
 
/s/ C. Scott Gibson
 
Chairman of the Board and Director
September 6, 2013
C. Scott Gibson
 
 
 
 
 
 
 
/s/ Hubert de Pesquidoux
 
Director
September 6, 2013
Hubert de Pesquidoux
 
 
 
 
 
 
 
/s/ Kevin C. Melia
 
Director
September 6, 2013
Kevin C. Melia
 
 
 
 
 
 
 
/s/ David Nierenberg
 
Director
September 6, 2013
David Nierenberg
 
 
 
 
 
 
 
/s/ Niel Ransom
 
Director
September 6, 2013
Niel Ransom
 
 
 
 
 
 
 
/s/ Lorene K. Steffes
 
Director
September 6, 2013
Lorene K. Steffes
 
 
 
 
 
 
 
/s/ Vincent H. Tobkin
 
Director
September 6, 2013
Vincent H. Tobkin
 
 
 



EXHIBIT INDEX

Exhibit Number
 
 
4.1
 
Radisys Corporation 1996 Employee Stock Purchase Plan, as amended through September 4, 2013. Incorporated by reference from Appendix D to the Company's Proxy Statement on Schedule 14A, filed on July 24, 2013 (SEC File No. 000-26844).
5.1*
 
Opinion of Stoel Rives LLP.
23.1*
 
Consent of KPMG LLP.
23.2*
 
Consent of Stoel Rives LLP. Incorporated by reference to Exhibit 5.1 to this Registration Statement.
24.1*
 
Powers of Attorney (included in the signature page to this Registration Statement).

* Filed herewith. 



EX-5.1 2 exhibit51-opinionofstoelri.htm STOEL RIVES OPINION Exhibit 5.1 - Opinion of Stoel Rives


Exhibit 5.1
Opinion of Stoel Rives LLP
September 6, 2013
Board of Directors
Radisys Corporation
5435 NE Dawson Creek Rd.
Hillsboro, OR 97124
 
We have been requested by Radisys Corporation (the “Company”) to deliver this opinion in connection with the filing by the Company of a Registration Statement on Form S-8 (the “Registration Statement”) under the Securities Act of 1933 covering 250,000 shares of its common stock (the “Shares”) issuable under the Radisys Corporation 1996 Employee Stock Purchase Plan (as amended to date, the “Plan”). We have reviewed the corporate actions of the Company in connection with this matter and have examined those documents, corporate records, and other instruments we deemed necessary for the purposes of this opinion.
 
Based on the foregoing, it is our opinion that:
 
1. The Company is a corporation validly existing under the laws of the state of Oregon; and
 
2. The Shares (including any additional shares of the Company's common stock that become issuable pursuant to the anti-dilution provisions of the Plan) are authorized and, when issued pursuant to the Plan and in accordance with resolutions adopted by the Board of Directors of the Company and upon receipt by the Company of any consideration to be paid or delivered in connection with such issuance, will be legally issued, fully paid and nonassessable.
 
We consent to the filing of this opinion as an exhibit to the Registration Statement.


Very truly yours,

/s/ Stoel Rives LLP
Stoel Rives LLP



EX-23.1 3 exhibit231-kpmgconsent9620.htm KPMG LLP CONSENT Exhibit 23.1 - KPMG Consent 9.6.2013 ESPP


Exhibit 23.1

Consent of Independent Registered Public Accounting Firm

The Board of Directors
Radisys Corporation:
We consent to the use of our report dated March 7, 2013 with respect to the consolidated balance sheets of Radisys Corporation as of December 31, 2012 and 2011, and the related consolidated statements of operations, comprehensive loss, changes in shareholders' equity and cash flows for each of the years in the three-year period ended December 31, 2012, and the effectiveness of internal control over financial reporting as of December 31, 2012, incorporated herein by reference.

/s/ KPMG LLP
KPMG LLP
Portland, Oregon
September 6, 2013