SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Agarwal Amit

(Last) (First) (Middle)
5435 NE DAWSON CREEK DRIVE

(Street)
HILLSBORO OR 97124

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/26/2012
3. Issuer Name and Ticker or Trading Symbol
RADISYS CORP [ RSYS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & GM, Trillium & MSBU
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 12,593 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) 07/16/2011(1) 03/11/2019 Common Stock 2,446 $0.38 D
Non-Qualified Stock Option (right to buy) 07/27/2011(2) 08/26/2019 Common Stock 10,248 $0.38 D
Non-Qualified Stock Option (right to buy) 07/10/2011(3) 12/09/2019 Common Stock 4,077 $0.38 D
Non-Qualified Stock Option (right to buy) 07/22/2011(4) 04/21/2020 Common Stock 8,318 $0.77 D
Non-Qualified Stock Option (right to buy) 12/18/2011(5) 12/17/2017 Common Stock 897 $1.92 D
Non-Qualified Stock Option (right to buy) 07/08/2012(6) 07/08/2018 Common Stock 17,500 $8.39 D
Restricted Stock Units 07/08/2012(7) (8) Common Stock 7,500 $0 D
Explanation of Responses:
1. Option is exercisable for 1/18th of the total option shares each month commencing July 16, 2011 and a portion of the shares are considered a Contingent Assumed Option that will only be released and available for exercise if and to the extent that Per Share Contingent Payment Amounts are paid to former stockholders of Continuous Computing.
2. Option is exercisable for 1/26h of the total option shares each month commencing July 27, 2011 and a portion of the shares are considered a Contingent Assumed Option that will only be released and available for exercise if and to the extent that Per Share Contingent Payment Amounts are paid to former stockholders of Continuous Computing.
3. Option is exercisable for 1/30th of the total option shares each month commencing July 10, 2011 and a portion of the shares are considered a Contingent Assumed Option that will only be released and available for exercise if and to the extent that Per Share Contingent Payment Amounts are paid to former stockholders of Continuous Computing.
4. Option is exercisable for 1/34th of the total option shares each month commencing July 22, 2011 and a portion of the shares are considered a Contingent Assumed Option that will only be released and available for exercise if and to the extent that Per Share Contingent Payment Amounts are paid to former stockholders of Continuous Computing.
5. Option was 100% vested on 12/18/2011 and is a Contingent Assumed Option that will only be released and available for exercise if and to the extent that Per Share Contingent Payment Amounts are paid to former stockholders of Continuous Computing.
6. Vesting schedule is one year from the date of grant, option shall be exercisable for one-third of the total option shares and shall be exercisable in monthly increments equal to 1/36th of the total option shares, cumulatively, each month thereafter.
7. Restricted stock units vest 33% per year on the anniversary of the grant date. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests.
8. N/A
By: Allen Muhich, Attorney-In-Fact For: Amit Agarwal 01/31/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.