-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cg4NSQmLCraCp06hAON08O64A6trd/TzmN555ArSh6woFCLKOAhA8TR3hgTqmrFP Pq5RMQgRVh7fJcytpC7d6g== 0001140361-10-025478.txt : 20100614 0001140361-10-025478.hdr.sgml : 20100614 20100614194708 ACCESSION NUMBER: 0001140361-10-025478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100610 FILED AS OF DATE: 20100614 DATE AS OF CHANGE: 20100614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roth Michael Anthony CENTRAL INDEX KEY: 0001010207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13835 FILM NUMBER: 10896077 MAIL ADDRESS: STREET 1: 3600 SOUTH LAKE DRIVE CITY: ST. FRANCIS STATE: WI ZIP: 53235 FORMER NAME: FORMER CONFORMED NAME: ROTH MICHAEL DATE OF NAME CHANGE: 19960307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED NEUROSOLUTIONS INC CENTRAL INDEX KEY: 0000872947 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 391661164 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 LAKEVIEW PARKWAY S STREET 2: STE 111 CITY: VERNON HILLS STATE: IL ZIP: 60061 BUSINESS PHONE: 847 573 8000 MAIL ADDRESS: STREET 1: 50 LAKEVIEW PARKWAY STREET 2: STE 111 CITY: VERNON HILLS STATE: IL ZIP: 60061 FORMER COMPANY: FORMER CONFORMED NAME: HEMOXYMED INC DATE OF NAME CHANGE: 20020820 FORMER COMPANY: FORMER CONFORMED NAME: OPHIDIAN PHARMACEUTICALS INC DATE OF NAME CHANGE: 19970714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STARK BRIAN JAY CENTRAL INDEX KEY: 0001010208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13835 FILM NUMBER: 10896076 MAIL ADDRESS: STREET 1: 3600 SOUTH LAKE DRIVE CITY: ST. FRANCIS STATE: WI ZIP: 53235 4 1 doc1.xml FORM 4 X0303 4 2010-06-10 1 0000872947 APPLIED NEUROSOLUTIONS INC APSN 0001010207 Roth Michael Anthony 3600 SOUTH LAKE DRIVE ST. FRANCIS WI 53235 0 0 1 0 0001010208 STARK BRIAN JAY 3600 SOUTH LAKE DR ST FRANCIS WI 53235 0 0 1 0 Common Stock, $0.0025 par value per share 2010-06-10 4 S 0 510021 0.04 D 0 I By SF Capital Partners Ltd. Warrants to purchase Common Stock, $0.0025 par value/share 5.700 2012-09-28 Common Stock, $0.0025 par value per share 207142 207142 I By SF Capital Partners Ltd. The shares of Common Stock are held directly by SF Capital Partners Ltd. ("SF Capital"). The Reporting Persons direct the management of Stark Offshore Management LLC ("Stark Offshore"), which acts as investment manager and has sole power to direct the management of SF Capital. As the Managing Members of Stark Offshore, the Reporting Persons possess voting and dispositive power over all of the foregoing shares. Therefore, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be the beneficial owners of, but hereby disclaim such beneficial ownership of, the foregoing shares. Immediately Michael A. Roth 2010-06-14 Brian J. Stark 2010-06-14 -----END PRIVACY-ENHANCED MESSAGE-----