0001623082-24-000003.txt : 20240516 0001623082-24-000003.hdr.sgml : 20240516 20240516125638 ACCESSION NUMBER: 0001623082-24-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240418 FILED AS OF DATE: 20240516 DATE AS OF CHANGE: 20240516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALAMON STEVEN A J CENTRAL INDEX KEY: 0001623082 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 24954355 MAIL ADDRESS: STREET 1: 15 WELLESLEY STREET WEST, SUITE 326 CITY: TORONTO STATE: A6 ZIP: M4Y 0G7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 566 QUEENSBURY AVENUE CITY: QUEENSBURY STATE: NY ZIP: 12804 BUSINESS PHONE: (518) 743-8892 MAIL ADDRESS: STREET 1: 566 QUEENSBURY AVENUE CITY: QUEENSBURY STATE: NY ZIP: 12804 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-04-18 0 0000872912 DELCATH SYSTEMS, INC. DCTH 0001623082 SALAMON STEVEN A J 15 WELLESLEY STREET WEST, SUITE 326 TORONTO A6 M4Y 0G7 ONTARIO, CANADA 1 0 0 0 0 Common Shares 2024-04-18 4 C 0 991615 0 A 2732586 I By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds Common Shares 2024-04-18 4 X 0 619946 6199.46 A 2732586 I By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds 991,615 Common shares are acquired via conversion of 1,065 F-2 preferred shares and 3,010 F-3 preferred shares. Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein. 619,946 common shares acquired via exercise of pre-funded warrants at $0.01. Steven Salamon 2024-05-16