0001622627-24-000030.txt : 20240516 0001622627-24-000030.hdr.sgml : 20240516 20240516134912 ACCESSION NUMBER: 0001622627-24-000030 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240418 FILED AS OF DATE: 20240516 DATE AS OF CHANGE: 20240516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosalind Advisors, Inc. CENTRAL INDEX KEY: 0001622627 ORGANIZATION NAME: STATE OF INCORPORATION: A6 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 24954642 BUSINESS ADDRESS: STREET 1: 25 ADMIRAL ROAD CITY: TORONTO STATE: A6 ZIP: M5R 2L4 BUSINESS PHONE: 4168887606 MAIL ADDRESS: STREET 1: 15 WELLESLEY STREET WEST STREET 2: SUITE 326 CITY: TORONTO STATE: A6 ZIP: M4Y 0G7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aharon Gil CENTRAL INDEX KEY: 0001811824 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 24954640 MAIL ADDRESS: STREET 1: 15 WELLESLEY STREET WEST STREET 2: SUITE 326 CITY: TORONTO STATE: A6 ZIP: M4Y 0G7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALAMON STEVEN A J CENTRAL INDEX KEY: 0001623082 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 24954641 MAIL ADDRESS: STREET 1: 15 WELLESLEY STREET WEST, SUITE 326 CITY: TORONTO STATE: A6 ZIP: M4Y 0G7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 566 QUEENSBURY AVENUE CITY: QUEENSBURY STATE: NY ZIP: 12804 BUSINESS PHONE: (518) 743-8892 MAIL ADDRESS: STREET 1: 566 QUEENSBURY AVENUE CITY: QUEENSBURY STATE: NY ZIP: 12804 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0508 4/A 2024-04-18 2024-05-16 0 0000872912 DELCATH SYSTEMS, INC. DCTH 0001622627 Rosalind Advisors, Inc. 15 WELLESLEY STREET WEST SUITE 326 TORONTO A6 M4Y 0G7 ONTARIO, CANADA 1 0 0 0 0001623082 SALAMON STEVEN A J 15 WELLESLEY STREET WEST, SUITE 326 TORONTO A6 M4Y 0G7 ONTARIO, CANADA 1 0 0 0 0001811824 Aharon Gil 15 WELLESLEY STREET WEST SUITE 326 TORONTO A6 M4Y 0G7 ONTARIO, CANADA 1 0 0 0 0 Common Shares 2024-04-18 4 X 0 619946 0.01 A 2763468 I By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds Common Shares 2024-04-18 4 C 0 991615 0 A 2763468 I By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds 619,946 common shares acquired via exercise of pre-funded warrants at $0.01 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein 991,615 Common shares are acquired via conversion of 1,065 F-2 preferred shares and 3,010 F-3 preferred shares Steven Salamon 2024-05-16