0001415889-24-014666.txt : 20240528
0001415889-24-014666.hdr.sgml : 20240528
20240528162356
ACCESSION NUMBER: 0001415889-24-014666
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240523
FILED AS OF DATE: 20240528
DATE AS OF CHANGE: 20240528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STOLL ROGER G PHD
CENTRAL INDEX KEY: 0001191281
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16133
FILM NUMBER: 24992210
MAIL ADDRESS:
STREET 1: 3260 WHIPPLE ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC.
CENTRAL INDEX KEY: 0000872912
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 061245881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 566 QUEENSBURY AVENUE
CITY: QUEENSBURY
STATE: NY
ZIP: 12804
BUSINESS PHONE: (518) 743-8892
MAIL ADDRESS:
STREET 1: 566 QUEENSBURY AVENUE
CITY: QUEENSBURY
STATE: NY
ZIP: 12804
FORMER COMPANY:
FORMER CONFORMED NAME: DELCATH SYSTEMS INC
DATE OF NAME CHANGE: 19990607
4
1
form4-05282024_080551.xml
X0508
4
2024-05-23
0000872912
DELCATH SYSTEMS, INC.
DCTH
0001191281
STOLL ROGER G PHD
C/O DELCATH SYSTEMS, INC.
566 QUEENSBURY AVENUE
QUEENSBURY
NY
12804
true
false
false
false
0
Stock Option (Right to Buy)
196.70
2024-05-23
4
D
0
142
0
D
2029-02-01
Common Stock
142
0
D
Stock Option (Right to Buy)
196.70
2024-05-23
4
A
0
142
0
A
2026-05-23
Common Stock
142
142
D
Stock Option (Right to Buy)
11.67
2024-05-23
4
D
0
40000
0
D
2030-10-01
Common Stock
40000
0
D
Stock Option (Right to Buy)
11.67
2024-05-23
4
A
0
40000
0
A
2026-05-23
Common Stock
40000
40000
D
Stock Option (Right to Buy)
10.16
2024-05-23
4
D
0
9000
0
D
2031-08-05
Common Stock
9000
0
D
Stock Option (Right to Buy)
10.16
2024-05-23
4
A
0
9000
0
A
2026-05-23
Common Stock
9000
9000
D
Stock Option (Right to Buy)
6.24
2024-05-23
4
D
0
9000
0
D
2023-05-04
Common Stock
9000
0
D
Stock Option (Right to Buy)
6.24
2024-05-23
4
A
0
9000
0
A
2026-05-23
Common Stock
9000
9000
D
Stock Option (Right to Buy)
7.25
2024-05-23
4
D
0
19682
0
D
2033-06-12
Common Stock
19682
0
D
Stock Option (Right to Buy)
7.25
2024-05-23
4
A
0
19682
0
A
2026-05-23
Common Stock
19682
19682
D
This option was previously reported as covering 100,000 shares at an exercise price of $0.281 per share, but was adjusted to reflect the stock split that occurred on December 24, 2019.
The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on February 1, 2019 and is fully vested.
The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 23, 2020 and is fully vested.
The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 5, 2021 and is fully vested.
The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 4, 2022 and is fully vested.
The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 12, 2023 and is fully vested.
/s/ David Hoffman, Attorney-in-Fact
2024-05-28