0001415889-24-004355.txt : 20240220 0001415889-24-004355.hdr.sgml : 20240220 20240220162639 ACCESSION NUMBER: 0001415889-24-004355 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230208 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dias Anthony CENTRAL INDEX KEY: 0001554843 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 24653822 MAIL ADDRESS: STREET 1: C/O DELCATH SYSTEMS, INC. STREET 2: 1633 BROADWAY, SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 566 QUEENSBURY AVENUE CITY: QUEENSBURY STATE: NY ZIP: 12804 BUSINESS PHONE: (518) 743-8892 MAIL ADDRESS: STREET 1: 566 QUEENSBURY AVENUE CITY: QUEENSBURY STATE: NY ZIP: 12804 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 4 1 form4-02202024_090212.xml X0508 4 2023-02-08 1 0000872912 DELCATH SYSTEMS, INC. DCTH 0001554843 Dias Anthony C/O DELCATH SYSTEMS, INC. 1633 BROADWAY, SUITE 22C NEW YORK NY 10019 false true false false VP FINANCE 0 Stock Option (Right to Buy) 4.67 2023-02-08 4 A 0 31200 0 A 2023-11-19 Common Stock 31200 31200 D The option will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month with the first such vesting to occur on February 8, 2023 and monthly thereafter for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions ofthe Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). /s/ Anthony Dias 2024-02-20