0001209191-15-053371.txt : 20150615 0001209191-15-053371.hdr.sgml : 20150615 20150615165734 ACCESSION NUMBER: 0001209191-15-053371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150610 FILED AS OF DATE: 20150615 DATE AS OF CHANGE: 20150615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 489-2100 MAIL ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOLL ROGER G PHD CENTRAL INDEX KEY: 0001191281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 15931758 MAIL ADDRESS: STREET 1: 3260 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-10 0 0000872912 DELCATH SYSTEMS, INC. DCTH 0001191281 STOLL ROGER G PHD C/O DELCATH SYSTEMS, INC. 1301 AVENUE OF THE AMERICAS, 43RD FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2015-06-10 4 A 0 57500 0.00 A 79145 D Stock Option (Right to Buy) 1.19 2015-06-10 4 A 0 42500 0.00 A 2015-06-10 Common Stock 42500 42500 D 20,000 of the restricted stock will vest at the earlier of (i) June 10, 2016 and (ii) the Issuer's next annual meeting of stockholders, subject to forfeiture in the event of certain circumstances and acceleration upon certain events. 37,500 of the restricted stock will vest ratably on June 10, 2016, 2017, and 2018, subject to forfeiture in the event of certain circumstances and acceleration upon certain events. 30,000 of the stock options will vest at the earlier of (i) June 10, 2016 and (ii) the Issuer's next annual meeting of stockholders, subject to forfeiture in the event of certain circumstances and acceleration upon certain events. 12,500 of the stock options will vest ratably on June 10, 2016, 2017, and 2018, subject to forfeiture in the event of certain circumstances and acceleration upon certain events. /s/ Barbra C. Keck, pursuant to a Confirming Statement executed by Dr. Roger G. Stoll 2015-06-15