0000899243-23-016202.txt : 20230621 0000899243-23-016202.hdr.sgml : 20230621 20230621212219 ACCESSION NUMBER: 0000899243-23-016202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230612 FILED AS OF DATE: 20230621 DATE AS OF CHANGE: 20230621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pennell Sandra CENTRAL INDEX KEY: 0001824817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 231031375 MAIL ADDRESS: STREET 1: C/O VERICEL CORPORATION STREET 2: 64 SIDNEY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 489-2100 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-12 0 0000872912 DELCATH SYSTEMS, INC. DCTH 0001824817 Pennell Sandra C/O DELCATH SYSTEMS, INC. 1633 BROADWAY SUITE 22C NEW YORK NY 10019 0 1 0 0 See Remarks 0 Stock Option (Right to Buy) 7.25 2023-06-12 4 A 0 100000 0.00 A 2033-06-12 Common Stock 100000 100000 D One-third (1/3rd) of the shares subject to the option shall vest on June 1, 2024, with the remaining shares vesting in equal monthly installments over the following two years thereafter, for so long as the reporting person remains an employee of Delcath Systems, Inc. The option is also subject to acceleration under certain circumstances. Senior Vice President of Finance, Principal Financial Officer and Principal Accounting Officer /s/ David Hoffman, Attorney-in-Fact 2023-06-21