0000899243-23-016202.txt : 20230621
0000899243-23-016202.hdr.sgml : 20230621
20230621212219
ACCESSION NUMBER: 0000899243-23-016202
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230612
FILED AS OF DATE: 20230621
DATE AS OF CHANGE: 20230621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pennell Sandra
CENTRAL INDEX KEY: 0001824817
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16133
FILM NUMBER: 231031375
MAIL ADDRESS:
STREET 1: C/O VERICEL CORPORATION
STREET 2: 64 SIDNEY STREET
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC.
CENTRAL INDEX KEY: 0000872912
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 061245881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: SUITE 22C
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 489-2100
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: SUITE 22C
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: DELCATH SYSTEMS INC
DATE OF NAME CHANGE: 19990607
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-12
0
0000872912
DELCATH SYSTEMS, INC.
DCTH
0001824817
Pennell Sandra
C/O DELCATH SYSTEMS, INC.
1633 BROADWAY SUITE 22C
NEW YORK
NY
10019
0
1
0
0
See Remarks
0
Stock Option (Right to Buy)
7.25
2023-06-12
4
A
0
100000
0.00
A
2033-06-12
Common Stock
100000
100000
D
One-third (1/3rd) of the shares subject to the option shall vest on June 1, 2024, with the remaining shares vesting in equal monthly installments over the following two years thereafter, for so long as the reporting person remains an employee of Delcath Systems, Inc. The option is also subject to acceleration under certain circumstances.
Senior Vice President of Finance, Principal Financial Officer and Principal Accounting Officer
/s/ David Hoffman, Attorney-in-Fact
2023-06-21