0000899243-21-040597.txt : 20211019
0000899243-21-040597.hdr.sgml : 20211019
20211019132024
ACCESSION NUMBER: 0000899243-21-040597
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20211019
DATE AS OF CHANGE: 20211019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Padula Christine
CENTRAL INDEX KEY: 0001815234
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16133
FILM NUMBER: 211330281
MAIL ADDRESS:
STREET 1: C/O DELCATH SYSTEMS, INC.
STREET 2: 1633 BROADWAY, SUITE 22C
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC.
CENTRAL INDEX KEY: 0000872912
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 061245881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: SUITE 22C
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 489-2100
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
STREET 2: SUITE 22C
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: DELCATH SYSTEMS INC
DATE OF NAME CHANGE: 19990607
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-01
0
0000872912
DELCATH SYSTEMS, INC.
DCTH
0001815234
Padula Christine
C/O DELCATH SYSTEMS, INC.,
1633 BROADWAY, SUITE 22C
NEW YORK
NY
10019
0
1
0
0
See Remarks
Employee Stock Option (right to buy)
9.85
2021-09-01
4
A
0
30000
0.00
A
2031-09-01
Common Stock
30000
30000
D
The option immediately vested and was exercisable with respect to four-thirty-sixths (4/36ths) of the option shares and the remaining option shares will vest and become exercisable at the rate of one-thirty-sixth (1/36th) per month on the first day of each month for the next thirty-two months, starting on September 1, 2021, for so long as the reporting person remains an employee of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan).
Interim Principal Accounting Officer
/s/ Christine Padula
2021-10-19