0000899243-20-027378.txt : 20201005 0000899243-20-027378.hdr.sgml : 20201005 20201005192958 ACCESSION NUMBER: 0000899243-20-027378 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MICHEL GERARD J CENTRAL INDEX KEY: 0001235644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 201225095 MAIL ADDRESS: STREET 1: 420 CHIPETA WAY CITY: SALT LAKE CITY STATE: UT ZIP: 84108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 489-2100 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-01 0 0000872912 DELCATH SYSTEMS, INC. DCTH 0001235644 MICHEL GERARD J C/O DELCATH SYSTEMS, INC., 1633 BROADWAY, SUITE 22C NEW YORK NY 10019 1 1 0 0 Chief Executive Officer Employee Stock Option (right to buyer) 2020-10-01 4 A 0 498000 0.00 A 2020-10-01 Common Stock 498000 498000 D The option was granted by Delcath Systems, Inc. (the "Issuer") as an inducement material to the reporting person's entering into employment with the Issuer in accordance with Nasdaq Listing Rule 5635(c)(4). The option will be exercisable at a price of (i) $11.67 per share as to the first 396,000 shares to vest, (ii) $17.505 as to the next 51,000 shares to vest and (iii) $23.34 as to the remaining 51,000 shares to vest. The option will vest ratably over thirty-six months, provided that the reporting person remains employed by the Issuer on each vesting date. /s/ Gerard Michel 2020-10-05