0000899243-20-012461.txt : 20200508 0000899243-20-012461.hdr.sgml : 20200508 20200508191934 ACCESSION NUMBER: 0000899243-20-012461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200506 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keck Barbra CENTRAL INDEX KEY: 0001464238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 20862220 MAIL ADDRESS: STREET 1: C/O DELCATH SYSTEMS, INC. STREET 2: 600 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 489-2100 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-06 0 0000872912 DELCATH SYSTEMS, INC. DCTH 0001464238 Keck Barbra C/O DELCATH SYSTEMS, INC. 1633 BROADWAY, SUITE 22C NEW YORK NY 10019 0 1 0 0 See Remarks Common Stock 2020-05-06 4 A 0 6040 0.00 A 6051 D Common Stock 2020-05-08 4 C 0 6800 A 12851 D Series E Convertible Preferred Stock 2020-05-08 4 C 0 68 0.00 D Common Stock 6800 0 D Each share of the Series E Convertible Preferred Stock has no expiration date and a stated value of $1,000 (the "Stated Value"). On May 8, 2020, reporting person converted the Series E Preferred Stock into that number of shares of Delcath Systems Inc. common stock determined by dividing the Stated Value by the conversion price of $10.00. Reflects a one-for-seven hundred (1:700) reverse stock split effected on December 24, 2019. Chief Financial Officer, Secretary /s/ Barbra Keck 2020-05-08