0000899243-19-002734.txt : 20190205 0000899243-19-002734.hdr.sgml : 20190205 20190205210623 ACCESSION NUMBER: 0000899243-19-002734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rueckert William Dodge CENTRAL INDEX KEY: 0001380016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16133 FILM NUMBER: 19569666 MAIL ADDRESS: STREET 1: 175 CASSIA WAY, SUITE 115 CITY: HENDERSON STATE: NV ZIP: 89014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DELCATH SYSTEMS, INC. CENTRAL INDEX KEY: 0000872912 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 061245881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 489-2100 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: SUITE 22C CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: DELCATH SYSTEMS INC DATE OF NAME CHANGE: 19990607 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-01 0 0000872912 DELCATH SYSTEMS, INC. DCTH 0001380016 Rueckert William Dodge C/O DELCATH SYSTEMS, INC. 1633 BROADWAY, SUITE 22C NEW YORK NY 10019 1 0 0 0 Stock Options 0.281 2019-02-01 4 A 0 100000 0.00 A 2029-02-01 Common Stock 100000 100000 D The stock options vest in equal amounts of 8,333 options for 11 consecutive months commencing on the one month anniversary of the grant date, and the balance of the options (8,337) vesting on the 12 month anniversary of the grant date. Options are immediately exercisable upon vesting. /s/ Barbra C. Keck pursuant to a Confirming Statement executed by William D. Rueckert 2019-02-05