-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U5JLKFv/y+kqCARLqO1lpSsBZOIBg6NdLNLDjln9QWSbM9yjnFT0mQ20JbAQk6dB OUb0EUiJE9KzyfkO0DIezQ== 0001065407-99-000054.txt : 19990217 0001065407-99-000054.hdr.sgml : 19990217 ACCESSION NUMBER: 0001065407-99-000054 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESB FINANCIAL CORP CENTRAL INDEX KEY: 0000872835 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 251659846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50677 FILM NUMBER: 99543154 BUSINESS ADDRESS: STREET 1: 600 LAWRENCE AVE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 BUSINESS PHONE: 7247585584 MAIL ADDRESS: STREET 1: 600 LAWRENCE AVENUE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 FORMER COMPANY: FORMER CONFORMED NAME: PENNFIRST BANCORP INC DATE OF NAME CHANGE: 19960126 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ESB FINANCIAL CORP EMPLOYEES ST OWNERSHIP PLAN TR CENTRAL INDEX KEY: 0001036043 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PENNFIRST BANCORP INC STREET 2: 600 LAWRENCE AVE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 BUSINESS PHONE: 4127585584 FORMER COMPANY: FORMER CONFORMED NAME: PENNFIRST BANCORP INC ESOP TRUST DATE OF NAME CHANGE: 19970319 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)* ESB FINANCIAL CORPORATION - ----------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE - ----------------------------------------------------------------------------- (Title of Class of Securities) 708225 10 7 - ----------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 1998 - ----------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) Page 1 of 6 Pages - --------------------- ----------------- CUSIP NO. 708225 10 7 Page 2 of 6 Pages - --------------------- ----------------- - ----------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITY ONLY) ESB Financial Corporation Employee Stock Ownership Plan Trust - ----------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ----------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ----------------------------------------------------------------------------- 5. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER 270,311 - ----------------------------------------------------------------------------- 6. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SHARED VOTING POWER 285,794 - ----------------------------------------------------------------------------- 7. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE DISPOSITIVE POWER 270,311 - ----------------------------------------------------------------------------- 8. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SHARED DISPOSITIVE POWER 285,794 - ----------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 556,105 - ------------------------------------------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.56% - ----------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON EP - ----------------------------------------------------------------------------- - --------------------- ----------------- CUSIP NO. 708225 10 7 Page 3 of 6 Pages - --------------------- ----------------- Item 1(a) Name of Issuer: ESB Financial Corporation Item 1(b) Address of Issuer's Principal Executive Office: 600 Lawrence Avenue Ellwood City, Pennsylvania 16117 Item 2(a) Name of Person Filing: ESB Financial Corporation Employee Stock Ownership Plan Trust. Item 2(b) Address of Principal Business Office or, if None, Residence: ESB Financial Corporation 600 Lawrence Avenue Ellwood City, Pennsylvania 16117 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common Stock, par value $.01 per share Item 2(e) CUSIP Number: 708225 10 7 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: [X] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). - --------------------- ----------------- CUSIP NO. 708225 10 7 Page 4 of 6 Pages - --------------------- ----------------- Item 4. Ownership. (a) Amount beneficially owned: 556,105 (b) Percent of class: 10.56% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 270,311 --------- (ii) Shared power to vote or to direct the vote 285,794 --------- (iii) Sole power to dispose or to direct the disposition of 270,311 ------- (iv) Shared power to dispose or to direct the disposition of 285,794 ------- Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Edmund C. Smith, George William Blank, Jr., Herbert S. Skuba and William B. Salsgiver are the trustees ("Trustees") of the trust (the "Trust") created pursuant to the ESB Financial Corporation Employee Stock Ownership Plan ("ESOP") which holds 556,105 shares of Common Stock on behalf of the ESOP, of which approximately 270,311 shares have not been allocated to the accounts of participating employees as of December 31, 1998. Under the terms of the ESOP, the Trustees will generally vote all allocated shares in accordance with the instructions of the participating employees, and allocated shares for which employees do not give instructions will generally be voted in the same ratio on any matter as to those shares for which instructions are given. Unallocated shares held in the ESOP will be voted by the Trustees in accordance with their fiduciary duties. The amounts reported herein do not include shares of Common Stock held by the Trustees in their individual capacity and not as Trustees. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. - --------------------- ----------------- CUSIP NO. 708225 10 7 Page 5 of 6 Pages - --------------------- ----------------- Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below, We certify that, to the best of our knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - --------------------- ----------------- CUSIP NO. 708225 10 7 Page 6 of 6 Pages - --------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement on Schedule 13G is true, complete and correct. ESB FINANCIAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN TRUST Date: February 16, 1999 By:/s/ Edmund C. Smith ------------------------------------ Edmund C. Smith Trustee for the ESB Financial Corporation Employee Stock Ownership Plan Trust Date: February 16, 1999 By:/s/ George William Blank, Jr. ------------------------------------ George William Blank, Jr. Trustee for the ESB Financial Corporation Employee Stock Ownership Plan Trust Date: February 16, 1999 By:/s/ Herbert S. Skuba ------------------------------------ Herbert S. Skuba Trustee for the ESB Financial Corporation Employee Stock Ownership Plan Trust Date: February 16, 1999 By:/s/ William B. Salsgiver ------------------------------------ William B. Salsgiver Trustee for the ESB Financial Corporation Employee Stock Ownership Plan Trust -----END PRIVACY-ENHANCED MESSAGE-----