0000872835-13-000074.txt : 20131120 0000872835-13-000074.hdr.sgml : 20131120 20131120154458 ACCESSION NUMBER: 0000872835-13-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131119 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESB FINANCIAL CORP CENTRAL INDEX KEY: 0000872835 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 251659846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 LAWRENCE AVE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 BUSINESS PHONE: 7247585584 MAIL ADDRESS: STREET 1: 600 LAWRENCE AVENUE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 FORMER COMPANY: FORMER CONFORMED NAME: PENNFIRST BANCORP INC DATE OF NAME CHANGE: 19960126 FORMER COMPANY: FORMER CONFORMED NAME: PENNWEST BANCORP INC DATE OF NAME CHANGE: 19910328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTZ FRANK D CENTRAL INDEX KEY: 0001180108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19345 FILM NUMBER: 131232881 MAIL ADDRESS: STREET 1: C/O ESB BANK STREET 2: 600 LAWRENCE AVE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-19 0000872835 ESB FINANCIAL CORP ESBF 0001180108 MARTZ FRANK D 516 RHODE ISLAND AVENUE ELLWOOD CITY PA 16117 0 1 0 0 Group Sr VP of Operations Common Stock 2013-11-19 4 A 0 3742 0 A 21951 D Common Stock 156522 D Common Stock 13871.0349 I 401(k) Plan Common Stock 3776.0411 I 401(k) Plan (by Wife) Common Stock 86284.2592 I ESOP Common Stock 27972.4999 I ESOP (by Wife) Stock Option 10.08 2004-11-16 2014-11-16 Common Stock 5760 5760 D Stock Option 10.08 2004-11-16 2014-11-16 Common Stock 1080 1080 I by wife Stock Option 8.48 2005-04-19 2015-04-19 Common Stock 5760 5760 D Stock Option 8.48 2005-04-19 2015-04-19 Common Stock 1080 1080 I by wife Stock Option 7.47 2006-11-21 2016-11-21 Common Stock 5760 5760 D Stock Option 7.47 2006-11-21 2016-11-21 Common Stock 1080 1080 I by wife Stock Option 7.03 2007-11-20 2017-11-20 Common Stock 5760 5760 D Stock Option 7.03 2007-11-20 2017-11-20 Common Stock 1080 1080 I by wife Stock Option 7.16 2008-11-18 2018-11-18 Common Stock 5760 5760 D Stock Option 7.16 2008-11-18 2018-11-18 Common Stock 1080 1080 I by wife Stock Option 8.02 2009-11-17 2019-11-17 Common Stock 7920 7920 D Stock Option 8.02 2009-11-17 2019-11-17 Common Stock 1440 1440 I by wife Stock Option 10.35 2010-11-16 2020-11-16 Common Stock 7920 7920 D Stock Option 10.35 2010-11-16 2020-11-16 Common Stock 1440 1440 I by wife Stock Option 11.00 2011-11-15 2021-11-15 Common Stock 6600 6600 D Stock Option 11.00 2011-11-15 2021-11-15 Common Stock 1200 1200 I by wife Stock Option 10.50 2012-11-20 2022-11-20 Common Stock 24000 24000 D Stock Option 10.50 2012-11-20 2022-11-20 Common Stock 1200 1200 I by wife Stock Option 13.36 2013-11-19 4 A 0 24000 0 A 2013-11-19 2023-11-19 Common Stock 24000 24000 D Stock Option 13.36 2013-11-19 4 A 0 1200 0 A 2013-11-19 2023-11-19 Common Stock 1200 1200 I by wife Husband and Wife 33 1/3% of such grant will vest immediately and 33 1/3% will vest over the next 2 years. Restricted stock award - Vesting over 4 years - 20% vests starting December 2, 2013 and 20% each year thereafter. 20% of such grant will vest immediately and 20% will vest each year over the next 4 years. Frank D. Martz 2013-11-20