0000872835-13-000040.txt : 20130517 0000872835-13-000040.hdr.sgml : 20130517 20130517123517 ACCESSION NUMBER: 0000872835-13-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130517 FILED AS OF DATE: 20130517 DATE AS OF CHANGE: 20130517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTZ FRANK D CENTRAL INDEX KEY: 0001180108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19345 FILM NUMBER: 13854029 MAIL ADDRESS: STREET 1: C/O ESB BANK STREET 2: 600 LAWRENCE AVE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESB FINANCIAL CORP CENTRAL INDEX KEY: 0000872835 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 251659846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 LAWRENCE AVE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 BUSINESS PHONE: 7247585584 MAIL ADDRESS: STREET 1: 600 LAWRENCE AVENUE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 FORMER COMPANY: FORMER CONFORMED NAME: PENNFIRST BANCORP INC DATE OF NAME CHANGE: 19960126 FORMER COMPANY: FORMER CONFORMED NAME: PENNWEST BANCORP INC DATE OF NAME CHANGE: 19910328 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-17 0000872835 ESB FINANCIAL CORP ESBF 0001180108 MARTZ FRANK D 516 RHODE ISLAND AVENUE ELLWOOD CITY PA 16117 0 1 0 0 Group Sr VP of Operations Common Stock 13514.4312 I 401(k) Plan Common Stock 3679.3924 I 401(k) Plan (by Wife) Common Stock 156522 D Common Stock 18209 D Common Stock 86284.2592 I ESOP Common Stock 27972.4999 I ESOP (by Wife) Stock Option 10.08 2004-11-16 2014-11-16 Common Stock 5760 5760 D Stock Option 10.08 2004-11-16 2014-11-16 Common Stock 1080 1080 I by wife Stock Option 8.48 2005-04-19 2015-04-19 Common Stock 5760 5760 D Stock Option 8.48 2005-04-19 2015-04-19 Common Stock 1080 1080 I by wife Stock Option 7.47 2006-11-21 2016-11-21 Common Stock 5760 5760 D Stock Option 7.47 2006-11-21 2016-11-21 Common Stock 1080 1080 I by wife Stock Option 7.03 2007-11-20 2017-11-20 Common Stock 5760 5760 D Stock Option 7.03 2007-11-20 2017-11-20 Common Stock 1080 1080 I by wife Stock Option 7.16 2008-11-18 2018-11-18 Common Stock 5760 5760 D Stock Option 7.16 2008-11-18 2018-11-18 Common Stock 1080 1080 I by wife Stock Option 8.02 2009-11-17 2019-11-17 Common Stock 7920 7920 D Stock Option 8.02 2009-11-17 2019-11-17 Common Stock 1440 1440 I by wife Stock Option 10.35 2010-11-16 2020-11-16 Common Stock 7920 7920 D Stock Option 10.35 2010-11-16 2020-11-16 Common Stock 1440 1440 I by wife Stock Option 11.00 2011-11-15 2021-11-15 Common Stock 6600 6600 D Stock Option 11.00 2011-11-15 2021-11-15 Common Stock 1200 1200 I by wife Stock Option 10.50 2012-11-20 2022-11-20 Common Stock 24000 24000 D Stock Option 10.50 2012-11-20 2022-11-20 Common Stock 1200 1200 I by wife Husband and Wife On May 17, 2013, the common stock of ESB Corporation Financial split 6-for-5, resulting in the reporting person's ownership of 2,252.405213 additional shares of common stock. On May 17, 2013, the common stock of ESB Financial Corporation split 6-for-5, resulting in the reporting person's wife's ownership of 613.232075 additional shares of common stock. On May 17, 2013, the common stock of ESB Financial Corporation split 6-for-5, resulting in the reporting person's ownership of 26,087 additional shares of common stock On May 17, 2013, the common stock of ESB Financial Corporation split 6-for-5, resulting in the reporting person's ownership of 3,034 additional shares of common stock On May 17, 2013, the common stock of ESB Financial Corporation split 6-for-5, resulting in the reporting person's ownership of 14,380.709877additional shares of common stock On May 17, 2013, the common stock of ESB Financial Corporation split 6-for-5, resulting in the reporting person's wife's ownership of 4,662.083329 additional shares of common stock This option was previously reported as covering 4,800 options at an exercise price of $12.09 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 900 options at an exercise price of $12.09 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 4,800 options at an exercise price of $10.17 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 900 options at an exercise price of $10.17 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 4,800 options at an exercise price of $8.96 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 900 options at an exercise price of $8.96 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 4,800 options at an exercise price of $8.43 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 900 options at an exercise price of $8.43 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 4,800 options at an exercise price of $8.59 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 900 options at an exercise price of $8.59 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 6,600 options at an exercise price of $9.62 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 1,200 options at an exercise price of $9.62 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 6,600 options at an exercise price of $12.42 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 1,200 options at an exercise price of $12.42 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. Between 4/01/13 and 4/30/13 the reporting person acquired 121.868519 shares of ESB common stock under the ESB Financial Corporation 401(k) Plan. Between 4/01/13 and 4/30/13 the reporting person acquired 33.106564 shares of ESB common stock under the ESB Financial Corporation 401(k) Plan. This option was previously reported as covering 5,500 options at an exercise price of $13.19 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 1,000 options at an exercise price of $13.19 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 20,000 options at an exercise price of $12.60 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. This option was previously reported as covering 1,000 options at an exercise price of $12.60 per share, but was adjusted to reflect the stock split that occurred on May 17, 2013. Frank D. Martz 2013-05-17