-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IfUNOR2SChkyL89QQotgVp/HsfrQnnSqzyIt2Ii/tfPWYc4XnPLp57OVt5Skq1MY Y1ClUQ1e3lGrUeskos1+rA== 0000872835-03-000030.txt : 20030429 0000872835-03-000030.hdr.sgml : 20030429 20030429082544 ACCESSION NUMBER: 0000872835-03-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030429 FILED AS OF DATE: 20030429 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESB FINANCIAL CORP CENTRAL INDEX KEY: 0000872835 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 251659846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19345 FILM NUMBER: 03667797 BUSINESS ADDRESS: STREET 1: 600 LAWRENCE AVE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 BUSINESS PHONE: 7247585584 MAIL ADDRESS: STREET 1: 600 LAWRENCE AVENUE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 FORMER COMPANY: FORMER CONFORMED NAME: PENNWEST BANCORP INC DATE OF NAME CHANGE: 19910328 FORMER COMPANY: FORMER CONFORMED NAME: PENNFIRST BANCORP INC DATE OF NAME CHANGE: 19960126 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ZUSCHLAG CHARLOTTE A CENTRAL INDEX KEY: 0001180096 RELATIONSHIP: DIRECTOR IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O ESB BANK STREET 2: 600 LAWRENCE AVE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 BUSINESS PHONE: 7247585584 MAIL ADDRESS: STREET 1: C/O ESB BANK STREET 2: 600 LAWRENCE AVE CITY: ELLWOOD CITY STATE: PA ZIP: 16117 4 1 edgar.htm 4 Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 OMB APPROVAL

    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0287
Expires: January 31, 2005
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Filed By
Romeo and Dye's
Section 16 Filer
www.section16.net

1. Name and Address of Reporting Person*

Zuschlag Charlotte A.

2. Issuer Name and Ticker or Trading Symbol
ESB Financial Corporation (ESBF)

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
X Director                                       10% Owner
X Officer (give title below)          Other (specify below)

President and Chief Executive officer             

(Last)      (First)     (Middle)

509 Salem Heights Drive
 

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

###-##-####

4. Statement for
Month/Day/Year
April 29, 2003

(Street)

Gibsonia, PA 15044

5. If Amendment,
Date of Original
(Month/Day/Year)
 		 7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Common Stock

 

 

 

 

 

 

 

384.6614(1)

I

Custodian

Common Stock

 

 

 

 

 

 

 

392.1403(2)

I

Custodian

Common Stock

 

 

 

 

 

 

 

388.9089(3)

I

Custodian

Common Stock

 

 

 

 

 

 

 

388.9089(4)

I

Custodian

Common Stock

 

 

 

 

 

 

 

388.9089(5)

I

Custodian

Common Stock

 

 

 

 

 

 

 

179.6051(6)

I

Custodian

Common Stock

 

 

 

 

 

 

 

177.2304(7)

I

Custodian

Common Stock

 

 

 

 

 

 

 

185,831

D

Individual

Common Stock

 

 

 

 

 

 

 

6,100

D

IRA

Common Stock

 

 

 

 

 

 

 

2,239.40957

I

401(k) Plan

Common Stock

 

 

 

 

 

 

 

35,550.8353

I

ESOP
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number
FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Stock Options (Right to Buy)

$5.98

 

 

 

 

 

 

06/20/94

06/20/04

Common Stock

4,897

 

 

D

 

Stock Options (Right to Buy)

$6.82

 

 

 

 

 

 

06/22/95

06/22/05

Common Stock

9,581

 

 

D

 

Stock Options (Right to Buy)

$6.78

 

 

 

 

 

 

07/01/96

07/01/06

Common Stock

15,314

 

 

D

 

Stock Options (Right to Buy)

$7.37

 

 

 

 

 

 

06/17/97

06/17/07

Common Stock

15,332

 

 

D

 

Stock Options (Right to Buy)

$11.36

 

 

 

 

 

 

06/16/98

06/16/08

Common Stock

13,939

 

 

D

 

Stock Options (Right to Buy)

$8.84

 

 

 

 

 

 

06/15/99

06/16/09

Common Stock

9,187

 

 

D

 

Stock Option (Right to Buy)

$8.84

 

 

 

 

 

 

06/15/99

06/15/09

Common Stock

12,235

 

 

D

 

Stock Option (Right to Buy)

$7.21

 

 

 

 

 

 

06/12/00

06/12/10

Common Stock

7,707

 

 

 

 

Stock Option (Right to Buy)

$7.21

 

 

 

 

 

 

06/20/00

06/20/10

Common Stock

12,609

 

 

D

 

Stock Option (Right to Buy)

$9.39

 

 

 

 

 

 

11/20/01

11/20/11

Common Stock

6,872

 

 

D

 

Stock Option (Right to Buy)

$9.39

 

 

 

 

 

 

11/20/01

11/20/11

Common Stock

11,127

 

 

D

 

Stock Option (Right to Buy)

$13.00

 

 

 

 

 

 

11/19/02

11/19/12

Common Stock

15,000

 

 

D

 

Explanation of Responses:

(1) Includes 2.0681 shares acquired in April 2003 under the ESB Financial Corporation Dividend Reinvestment and Stock Purchase Plan.
(2) Includes 2.1081 shares acquired in April 2003 under the ESB Financial Corporation Dividend Reinvestment and Stock Purchase Plan.
(3) Includes 2.0908 shares acquired in April 2003 under the ESB Financial Corporation Dividend Reinvestment and Stock Purchase Plan.
(4) Includes 2.0908 shares acquired in April 2003 under the ESB Financial Corporation Dividend Reinvestment and Stock Purchase Plan.
(5) Includes 2.0908 shares acquired in April 2003 under the ESB Financial Corporation Dividend Reinvestment and Stock Purchase Plan.
(6) Includes .9654 shares acquired in April 2003 under the ESB Financial Corp oration Dividend Reinvestment and Stock Purchase Plan.
(7) Includes .9530 shares acquired in April 2003 under the ESB Financial Corporation Dividend Reinvestment and Stock Purchase Plan.
  By: /s/ Charlotte A. Zuschlag
              
**Signature of Reporting Person		 April 29, 2003
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 
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