Fund | Global Small Cap | ||||
Issuer | Ortho Clinical Diagnostics Holdings Plc | ||||
Ticker/Sedol | OCDX (99080X0A1) | ||||
Principal Amount (US$) | $1,292,000,000 | ||||
Principal Amount (Foreign$) | NA | ||||
Amount Purchased (US$) | $341,683 | ||||
Amount Purchased (Foreign$) | NA | ||||
Trade Date | 01/28/2021 | ||||
Price (US$) | $17.00 | ||||
Price-Foreign | NA | ||||
Underwriter | JP Morgan Securities | ||||
Other Syndicate Members: | BANK OF AMERICA MERRILL BARCLAYS CAPITAL CITIGROUP CAPITAL MARKETS CREDIT SUISSE DREXEL HAMILTON, LLC GOLDMAN SACHS ING INSTINET-OVER THE COUNTER INSTINET HOLDINGS EVERCORE ISI MACQUARIE SECURITIES MORGAN STANLEY SIEBERT WILLIAMS SHANK NOMURA SECURITIES PIPER SANDLER & CO SAMUEL RAMIREZ & CO INC UBS WARBURG TCG BDC Inc HC WAINWRIGHT | ||||
Underwriting Spread | 4.00% | ||||
Currency | USD |
Fund | Global Small Cap | ||||
Issuer | Appier Group Inc. | ||||
Ticker/Sedol | 4180.T (BMH40Q4) | ||||
Principal Amount (US$) | $273,763,897 | ||||
Principal Amount (Foreign$) | JPY 29,811,520,000 | ||||
Amount Purchased (US$) | $102,851.37 | ||||
Amount Purchased (Foreign$) | JPY 11,200,000 | ||||
Trade Date | 3/22/2021 | ||||
Price (US$) | $14.69 | ||||
Price-Foreign | JPY 1,600 | ||||
Underwriter | Mizuho | ||||
Other Syndicate Members: | SMBC Nikko, BofA Securities, UBS AG, Merrill Lynch International, Nomura Securities, Rakuten Securities, SBI Securities, UBS Securities Ltd | ||||
Underwriting Spread | 7.00% | ||||
Currency | JPY |
Fund | Global Small Cap | ||||
Issuer | Sterling Check Corp | ||||
Ticker/Sedol | STER (85917T109) | ||||
Principal Amount (US$) | $328,670,000 | ||||
Principal Amount (Foreign$) | NA | ||||
Amount Purchased (US$) | $192,395 | ||||
Amount Purchased (Foreign$) | NA | ||||
Trade Date | 9/23/2021 | ||||
Price (US$) | $23.00 | ||||
Price-Foreign | NA | ||||
Underwriter | Godman Sachs | ||||
Other Syndicate Members: | J.P. Morgan Morgan Stanley Baird William Blair KeyBanc Capital Markets Nomura Stifel | ||||
Underwriting Spread | 6.25% | ||||
Currency | USD |
Fund | Global Small Cap | ||||
Issuer | Fluence Energy Inc | ||||
Ticker/Sedol | FLNC (34379V103) | ||||
Principal Amount (US$) | $868,000,000 | ||||
Principal Amount (Foreign$) | NA | ||||
Amount Purchased (US$) | $119,672 | ||||
Amount Purchased (Foreign$) | NA | ||||
Trade Date | 10/28/2021 | ||||
Price (US$) | $28.00 | ||||
Price-Foreign | NA | ||||
Underwriter | Morgan Stanley | ||||
Other Syndicate Members: | JP Morgan Barclays Capital BofA Securities Citigroup Global Markets Inc Credit Suisse Evercore ISI HSBC Securities UBS Investment Bank Nomura Securities International Penserra Securities LLC RBC Capital Markets Raymond James & Associates Robert W Baird & Co Seaport Global Siebert Williams Shank & Co | ||||
Underwriting Spread | 3.42% | ||||
Currency | USD |
Fund | Global Small Cap | ||||
Issuer | Remitly Global Inc | ||||
Ticker/Sedol | RELY (75960P104) | ||||
Principal Amount (US$) | $522,880,000 | ||||
Principal Amount (Foreign$) | N/A | ||||
Amount Purchased (US$) | $121,002 | ||||
Amount Purchased (Foreign$) | N/A | ||||
Trade Date | 9/23/2021 | ||||
Price (US$) | $43.00 | ||||
Price-Foreign | N/A | ||||
Underwriter | Goldman Sachs & Co | ||||
Other Syndicate Members: | J.P. Morgan Securities, Barclays Capital Inc, Citigroup Global Markets Inc, William Blair & Company, JMP Securities, Keybanc Capital Markets, Nomura Securities International | ||||
Underwriting Spread | 5.50% | ||||
Currency | USD |