0001438934-15-000283.txt : 20150824
0001438934-15-000283.hdr.sgml : 20150824
20150824152050
ACCESSION NUMBER: 0001438934-15-000283
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150824
DATE AS OF CHANGE: 20150824
EFFECTIVENESS DATE: 20150824
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LOOMIS SAYLES FUNDS II
CENTRAL INDEX KEY: 0000872649
IRS NUMBER: 043113285
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06241
FILM NUMBER: 151070943
BUSINESS ADDRESS:
STREET 1: 399 BOYLSTON STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-449-2810
MAIL ADDRESS:
STREET 1: 399 BOYLSTON STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: LOOMIS SAYLES FUNDS I
DATE OF NAME CHANGE: 20031119
FORMER COMPANY:
FORMER CONFORMED NAME: LOOMIS SAYLES FUNDS
DATE OF NAME CHANGE: 20031015
FORMER COMPANY:
FORMER CONFORMED NAME: LOOMIS SAYLES FUNDS II
DATE OF NAME CHANGE: 20030718
0000872649
S000006697
Loomis Sayles Value Fund
C000018225
Loomis Sayles Value Fund - Class Y
LSGIX
C000034548
Loomis Sayles Value Fund - Class A
LSVRX
C000049398
Loomis Sayles Value Fund - Class B
LSVBX
C000049399
Loomis Sayles Value Fund - Class C
LSCVX
C000082997
Admin Class
LSAVX
C000125483
Class N
LSVNX
0000872649
S000006698
Loomis Sayles Global Equity and Income Fund
C000018226
Class Y
LSWWX
C000027670
Class A
LGMAX
C000027671
Class C
LGMCX
0000872649
S000006699
Loomis Sayles Growth Fund
C000018227
Class A
LGRRX
C000018228
Class B
LGRBX
C000018229
Class C
LGRCX
C000018230
Class Y
LSGRX
C000125484
Class N
LGRNX
0000872649
S000006700
Loomis Sayles High Income Fund
C000018231
Class A
NEFHX
C000018232
Class B
NEHBX
C000018233
Class C
NEHCX
C000069253
Class Y
NEHYX
0000872649
S000006701
Loomis Sayles Investment Grade Bond Fund
C000018234
Class A
LIGRX
C000018235
Class B
LGBBX
C000018236
Class C
LGBCX
C000018238
Class Y
LSIIX
C000082998
Admin Class
LIGAX
C000125485
Class N
LGBNX
0000872649
S000006702
Loomis Sayles Limited Term Government and Agency Fund
C000018239
Class A
NEFLX
C000018240
Class B
NELBX
C000018241
Class C
NECLX
C000018242
Class Y
NELYX
0000872649
S000006705
Loomis Sayles Small Cap Growth Fund
C000018249
Institutional Class
LSSIX
C000018250
Retail Class
LCGRX
C000125486
Class N
LSSNX
0000872649
S000006706
Loomis Sayles Strategic Income Fund
C000018251
Class A
NEFZX
C000018252
Class B
NEZBX
C000018253
Class C
NECZX
C000018254
Class Y
NEZYX
C000082999
Admin Class
NEZAX
C000125487
Class N
NEZNX
N-PX
1
brd0150000872649_2015.txt
BRD0150000872649_2015.TXT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-06241
NAME OF REGISTRANT: Loomis Sayles Funds II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 399 Boylston Street
12th Floor
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Coleen Downs Dinneen, Esq.
399 Boylston Street
12th Floor
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 617-449-2810
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2014 - 06/30/2015
Loomis Sayles Global Equity and Income Fund
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC Agenda Number: 934122499
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Special
Meeting Date: 10-Mar-2015
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVING THE ISSUANCE OF ORDINARY SHARES Mgmt For For
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED NOVEMBER 16, 2014, AMONG
ACTAVIS PLC ("ACTAVIS"), AVOCADO
ACQUISITION INC. AND ALLERGAN, INC. (THE
"ACTAVIS SHARE ISSUANCE PROPOSAL").
2. APPROVING ANY MOTION TO ADJOURN THE ACTAVIS Mgmt For For
EXTRAORDINARY GENERAL MEETING (THE "ACTAVIS
EGM"), OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE
ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC Agenda Number: 934199286
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Annual
Meeting Date: 05-Jun-2015
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1B. ELECTION OF DIRECTOR: NESLI BASGOZ, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1D. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt Against Against
1E. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
COUGHLIN
1F. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1G. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1H. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt Against Against
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, IN A NON-BINDING VOTE, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015 AND TO AUTHORIZE,
IN A BINDING VOTE, THE BOARD OF DIRECTORS,
ACTING THROUGH THE AUDIT AND COMPLIANCE
COMMITTEE, TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
4. TO PASS A SPECIAL RESOLUTION TO APPROVE, Mgmt For For
SUBJECT TO THE APPROVAL OF THE REGISTRAR OF
COMPANIES IN IRELAND, THE CHANGE IN NAME OF
THE COMPANY FROM ACTAVIS PLC TO ALLERGAN
PLC.
5. TO APPROVE THE AMENDED AND RESTATED 2013 Mgmt Against Against
INCENTIVE AWARD PLAN OF ACTAVIS PLC.
6. TO VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
7. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE COMPANY TO ADOPT SUCH
SHAREHOLDER'S POLICY REGARDING EXECUTIVE
STOCK RETENTION.
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705919059
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 08-May-2015
Ticker: 01299
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2015/0326/LTN20150326471.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2015/0326/LTN20150326503.pdf
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 30
NOVEMBER 2014
2 TO DECLARE A FINAL DIVIDEND OF 34.00 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 30
NOVEMBER 2014
3 TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY FOR THE TERM FROM
PASSING OF THIS RESOLUTION UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX ITS
REMUNERATION
7.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE, GRANT AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE AGGREGATE
NUMBER OF SHARES IN THE COMPANY IN ISSUE AT
THE DATE OF THIS RESOLUTION, AND THE
DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL
NOT EXCEED 10 PER CENT TO THE BENCHMARKED
PRICE
7.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE AGGREGATE
NUMBER OF SHARES IN THE COMPANY IN ISSUE AT
THE DATE OF THIS RESOLUTION
7.C TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY UNDER THE RESTRICTED
SHARE UNIT SCHEME ADOPTED BY THE COMPANY ON
28 SEPTEMBER 2010 (AS AMENDED)
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934198727
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 10-Jun-2015
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH Mgmt For For
1G. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1H. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1I. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt Against Against
1J. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
5. SHAREHOLDER PROPOSAL REGARDING Shr For Against
SUSTAINABILITY REPORTING
6. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING HUMAN RIGHTS RISKS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 934155587
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 11-May-2015
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: URSULA BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: PETER CHERNIN Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE LAUVERGEON Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL LEAVITT Mgmt For For
1G. ELECTION OF DIRECTOR: THEODORE LEONSIS Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD LEVIN Mgmt For For
1I. ELECTION OF DIRECTOR: SAMUEL PALMISANO Mgmt For For
1J. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT WALTER Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA.
5. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr Against For
PRIVACY, DATA SECURITY AND GOVERNMENT
REQUESTS.
6. SHAREHOLDER PROPOSAL RELATING TO ACTION BY Shr For Against
WRITTEN CONSENT.
7. SHAREHOLDER PROPOSAL RELATING TO LOBBYING Shr Against For
DISCLOSURE.
8. SHAREHOLDER PROPOSAL RELATING TO Shr For Against
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 705934861
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 29-Apr-2015
Ticker: ABI
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
S.A.1 AMEND ARTICLES RE: REMOVE REFERENCES TO Mgmt For For
BEARER SHARES
A.B.1 RECEIVE DIRECTORS' REPORTS Non-Voting
A.B.2 RECEIVE AUDITORS' REPORTS Non-Voting
A.B.3 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting
AND STATUTORY REPORTS
A.B.4 APPROVE FINANCIAL STATEMENTS, ALLOCATION OF Mgmt For For
INCOME, AND DIVIDENDS OF EUR 3.00 PER SHARE
A.B.5 APPROVE DISCHARGE OF DIRECTORS Mgmt For For
A.B.6 APPROVE DISCHARGE OF AUDITORS Mgmt For For
A.B7a REELECT MICHELE BURNS AS INDEPENDENT Mgmt For For
DIRECTOR
A.B7b REELECT OLIVIER GOUDET AS INDEPENDENT Mgmt Against Against
DIRECTOR
A.B7c ELECT KASPER ROSTED AS INDEPENDENT DIRECTOR Mgmt For For
A.B7d REELECT PAUL CORNET DE WAYS RUART AS Mgmt For For
DIRECTOR
A.B7e REELECT STEFAN DESCHEEMAEKER AS DIRECTOR Mgmt For For
A.B8a APPROVE REMUNERATION REPORT Mgmt Against Against
A.B8b PROPOSAL TO INCREASE REMUNERATION OF AUDIT Mgmt For For
COMMITTEE CHAIRMAN
A.B8c APPROVE NON-EMPLOYEE DIRECTOR STOCK OPTION Mgmt For For
PLAN AND ACCORDING STOCK OPTION GRANTS TO
NON EXECUTIVE DIRECTORS
A.C.1 AUTHORIZE IMPLEMENTATION OF APPROVED Mgmt For For
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 705858136
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 26-Mar-2015
Ticker: 2502
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Izumiya, Naoki Mgmt For For
2.2 Appoint a Director Kawatsura, Katsuyuki Mgmt For For
2.3 Appoint a Director Ikeda, Shiro Mgmt For For
2.4 Appoint a Director Takahashi, Katsutoshi Mgmt For For
2.5 Appoint a Director Okuda, Yoshihide Mgmt For For
2.6 Appoint a Director Koji, Akiyoshi Mgmt For For
2.7 Appoint a Director Bando, Mariko Mgmt For For
2.8 Appoint a Director Tanaka, Naoki Mgmt For For
2.9 Appoint a Director Ito, Ichiro Mgmt For For
3.1 Appoint a Corporate Auditor Muto, Akira Mgmt Against Against
3.2 Appoint a Corporate Auditor Waseda, Yumiko Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB, NACKA Agenda Number: 705915544
--------------------------------------------------------------------------------------------------------------------------
Security: W10020118
Meeting Type: AGM
Meeting Date: 28-Apr-2015
Ticker: ATCOA
ISIN: SE0000101032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE MEETING AND ELECTION OF Non-Voting
CHAIR: HANS STRABERG
2 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
3 APPROVAL OF AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
PROPERLY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED ANNUAL REPORT AND THE
CONSOLIDATED AUDITOR'S REPORT
7 THE PRESIDENT & CEO'S SPEECH AND QUESTIONS Non-Voting
FROM SHAREHOLDERS TO THE BOARD OF DIRECTORS
AND THE MANAGEMENT
8A DECISION: REGARDING APPROVAL OF THE PROFIT Mgmt For For
AND LOSS ACCOUNT AND THE BALANCE SHEET AND
THE CONSOLIDATED PROFIT AND LOSS ACCOUNT
AND THE CONSOLIDATED BALANCE SHEET
8B DECISION: REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE BOARD MEMBERS AND THE
PRESIDENT & CEO
8C DECISION: REGARDING THE ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE APPROVED
BALANCE SHEET: THE BOARD PROPOSES THAT THE
DIVIDEND FOR 2014 IS DECIDED TO BE SEK 6
PER SHARE TO BE PAID IN TWO EQUAL
INSTALMENTS OF SEK 3
8D DECISION: REGARDING RECORD DATE FOR Mgmt For For
DIVIDEND: THE RECORD DATE FOR THE FIRST
INSTALMENT IS PROPOSED TO BE APRIL 30, 2015
AND FOR THE SECOND INSTALMENT OCTOBER 30,
2015. IF THE MEETING DECIDES AS PROPOSED,
THE FIRST INSTALMENT IS EXPECTED TO BE
DISTRIBUTED BY EUROCLEAR ON MAY 6, 2015 AND
THE SECOND INSTALMENT ON NOVEMBER 4, 2015
9 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY MEMBERS AND AUDITORS AND
DEPUTY AUDITORS OR REGISTERED AUDITING
COMPANY: THAT NINE BOARD MEMBERS BE
ELECTED. THAT ONE REGISTERED AUDITING
COMPANY BE ELECTED
10 ELECTION OF BOARD MEMBERS AND OF CHAIR OF Mgmt Against Against
THE BOARD AND AUDITORS AND DEPUTY AUDITORS
OR REGISTERED AUDITING COMPANY: STAFFAN
BOHMAN, JOHAN FORSSELL, RONNIE LETEN, ULLA
LITZEN, GUNILLA NORDSTROM, HANS STRABERG,
ANDERS ULLBERG, PETER WALLENBERG JR AND
MARGARETH OVRUM. THAT HANS STRABERG IS
ELECTED CHAIR OF THE BOARD. THAT DELOITTE
AB IS RE-ELECTED AS THE AUDITING COMPANY
11 DETERMINING THE REMUNERATION, IN CASH OR Mgmt For For
PARTIALLY IN THE FORM OF SYNTHETIC SHARES,
TO THE BOARD OF DIRECTORS AND THE
REMUNERATION TO ITS COMMITTEES AND
REMUNERATION TO THE AUDITORS OR REGISTERED
AUDITING COMPANY
12A THE BOARD'S PROPOSAL REGARDING: GUIDING Mgmt For For
PRINCIPLES FOR THE REMUNERATION OF SENIOR
EXECUTIVES
12B THE BOARD'S PROPOSAL REGARDING: A Mgmt For For
PERFORMANCE BASED PERSONNEL OPTION PLAN FOR
2015
13A THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
ACQUIRE SERIES A SHARES RELATED TO
PERSONNEL OPTION PLAN FOR 2015
13B THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
ACQUIRE SERIES A SHARES RELATED TO
REMUNERATION IN THE FORM OF SYNTHETIC
SHARES
13C THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
TRANSFER SERIES A SHARES RELATED TO
PERSONNEL OPTION PLAN FOR 2015
13D THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
SELL SERIES A SHARES TO COVER COSTS RELATED
TO SYNTHETIC SHARES TO BOARD MEMBERS
13E THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
SELL SERIES A AND B SHARES TO COVER COSTS
IN RELATION TO THE PERFORMANCE BASED
PERSONNEL OPTION PLANS FOR 2010, 2011 AND
2012
14A THE BOARD'S PROPOSAL REGARDING A SHARE Mgmt For For
SPLIT AND MANDATORY SHARE REDEMPTION,
INCLUDING: SHARE SPLIT 2:1
14B THE BOARD'S PROPOSAL REGARDING A SHARE Mgmt For For
SPLIT AND MANDATORY SHARE REDEMPTION,
INCLUDING: REDUCTION OF THE SHARE CAPITAL
THROUGH REDEMPTION OF SHARES OF SERIES A
AND SERIES B
14C THE BOARD'S PROPOSAL REGARDING A SHARE Mgmt For For
SPLIT AND MANDATORY SHARE REDEMPTION,
INCLUDING: INCREASE OF THE SHARE CAPITAL
THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF
NEW SHARES
15 THE BOARD'S PROPOSAL TO CHANGE THE ARTICLES Non-Voting
OF ASSOCIATION: THE FIRST SENTENCE OF
SECTION 10
16 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 934092228
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 18-Dec-2014
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1B. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1C. ELECTION OF DIRECTOR: SUE E. GOVE Mgmt For For
1D. ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt For For
1F. ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1G. ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1H. ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
2. APPROVAL OF AUTOZONE, INC. 2015 EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2015 FISCAL YEAR.
4. APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION.
5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
DISCLOSURE AND ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG AG, MUEHLHEIM/RUHR Agenda Number: 706088350
--------------------------------------------------------------------------------------------------------------------------
Security: D12459117
Meeting Type: AGM
Meeting Date: 09-Jun-2015
Ticker: BNR
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WpHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
25.05.2015. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS, THE APPROVED
CONSOLIDATED FINANCIAL STATEMENTS AS WELL
AS THE COMBINED GROUP MANAGEMENT REPORT AND
MANAGEMENT REPORT (INCLUDING THE BOARD OF
MANAGEMENT'S EXPLANATORY REPORT REGARDING
THE DISCLOSURES PURSUANT TO SECTION 289 (4)
AND SECTION 315 (4) OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZ- BUCH
HGB), IN EACH CASE FOR THE 2014 FINANCIAL
YEAR, AND THE REPORT OF THE SUPERVISORY
BOARD
2. APPROPRIATION OF NET DISTRIBUTABLE PROFIT Mgmt For For
FOR THE 2014 FINANCIAL YEAR
3. RATIFICATION OF THE ACTS OF THE MEMBERS OF Mgmt For For
THE BOARD OF MANAGEMENT FOR THE 2014
FINANCIAL YEAR
4. RATIFICATION OF THE ACTS OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD FOR THE 2014
FINANCIAL YEAR
5. APPOINTMENT OF THE AUDITORS AND Mgmt For For
CONSOLIDATED GROUP AUDITORS FOR THE 2015
FINANCIAL YEAR AS WELL AS THE AUDITORS FOR
THE AUDIT REVIEWS OF INTERIM FINANCIAL
REPORTS: PricewaterhouseCoopers
Aktiengesellschaft
6a1 ELECTIONS TO THE SUPERVISORY BOARD: Mr. Mgmt For For
Stefan Zuschke, Hamburg / Germany, Managing
Director BC Partner Beteiligungsberatung
GmbH
6a2 ELECTIONS TO THE SUPERVISORY BOARD: Ms. Mgmt For For
Stefanie Berlinger, Frankfurt / Germany,
Managing Partner Lilja & Co. GmbH
6a3 ELECTIONS TO THE SUPERVISORY BOARD: Ms. Mgmt For For
Doreen Nowotne, Hamburg / Germany, Business
Advisor
6a4 ELECTIONS TO THE SUPERVISORY BOARD: Mr. Dr. Mgmt For For
Andreas Rittstieg, Hamburg / Germany,
member of the Board of Management for legal
and compliance of Hubert Burda Media
Holding KG
6b1 ELECTIONS TO THE SUPERVISORY BOARD: Mr. Mgmt For For
Prof. Dr. Edgar Fluri, Binningen /
Switzerland, Certified Public Accountant,
Business Advisor
6b2 ELECTIONS TO THE SUPERVISORY BOARD: Mr. Dr. Mgmt For For
Thomas Ludwig, Duesseldorf / Germany,
Managing Director and Managing Partner of
Lindsay Goldberg Vogel GmbH
7. RESOLUTION REGARDING THE ADJUSTMENT OF THE Mgmt For For
SUPERVISORY BOARD COMPENSATION
8. APPROVAL OF THE SYSTEM OF REMUNERATION FOR Mgmt For For
THE MEMBERS OF THE BOARD OF MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
CANARA BANK, LONDON Agenda Number: 705453607
--------------------------------------------------------------------------------------------------------------------------
Security: Y1081FAB5
Meeting Type: AGM
Meeting Date: 21-Jul-2014
Ticker: 532483
ISIN: XS0276148847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO DISCUSS, APPROVE AND ADOPT THE AUDITED Mgmt No vote
BALANCE SHEET OF THE BANK AS AT 31ST MARCH
2014, PROFIT & LOSS ACCOUNT FOR THE YEAR
ENDED 31ST MARCH 2014, THE REPORT OF THE
BOARD OF DIRECTORS ON THE WORKING AND
ACTIVITIES OF THE BANK FOR THE PERIOD
COVERED BY THE ACCOUNTS AND THE AUDITORS'
REPORT ON THE BALANCE SHEET AND ACCOUNTS
2 TO DECLARE FINAL DIVIDEND FOR THE FINANCIAL Mgmt No vote
YEAR 2013-14
3 RESOLVED THAT PURSUANT TO THE PROVISIONS OF Mgmt No vote
THE BANKING COMPANIES (ACQUISITION AND
TRANSFER OF UNDERTAKINGS) ACT, 1970 (ACT),
THE NATIONALISED BANKS (MANAGEMENT AND
MISCELLANEOUS PROVISIONS) SCHEME, 1970
(SCHEME) AND THE CANARA BANK (SHARES AND
MEETINGS) REGULATIONS, 2000 AS AMENDED FROM
TIME TO TIME AND SUBJECT TO THE APPROVALS,
CONSENTS, PERMISSIONS AND SANCTIONS, IF
ANY, OF THE RESERVE BANK OF INDIA ("RBI"),
THE GOVERNMENT OF INDIA ("GOI"), THE
SECURITIES AND EXCHANGE BOARD OF INDIA
("SEBI"), AND/OR ANY OTHER AUTHORITY AS MAY
BE REQUIRED IN THIS REGARD AND SUBJECT TO
SUCH TERMS, CONDITIONS AND MODIFICATIONS
THERETO AS MAY BE PRESCRIBED BY THEM IN
GRANTING SUCH APPROVALS AND WHICH MAY BE
AGREED TO BY THE BOARD OF DIRECTORS OF THE
BANK AND SUBJECT TO THE REGULATIONS VIZ.,
SEBI (ISSUE OF CAPITAL AND DISCLOSURE CONTD
CONT CONTD REQUIREMENTS) REGULATIONS, 2009 (ICDR Non-Voting
REGULATIONS) AS AMENDED UP TO DATE,
GUIDELINES, IF ANY, PRESCRIBED BY THE RBI,
SEBI, NOTIFICATIONS/CIRCULARS AND
CLARIFICATIONS UNDER THE BANKING REGULATION
ACT, 1949, SECURITIES AND EXCHANGE BOARD OF
INDIA ACT, 1992 AND ALL OTHER APPLICABLE
LAWS AND ALL OTHER RELEVANT AUTHORITIES
FROM TIME TO TIME AND SUBJECT TO THE
LISTING AGREEMENTS ENTERED INTO WITH THE
STOCK EXCHANGES WHERE THE EQUITY SHARES OF
THE BANK ARE LISTED, CONSENT OF THE
SHAREHOLDERS OF THE BANK BE AND IS HEREBY
ACCORDED TO THE BOARD OF DIRECTORS OF THE
BANK (HEREINAFTER CALLED "THE BOARD" WHICH
SHALL BE DEEMED TO INCLUDE ANY COMMITTEE
WHICH THE BOARD MAY HAVE CONSTITUTED OR
HEREAFTER CONSTITUTE TO EXERCISE ITS POWERS
INCLUDING THE POWERS CONFERRED BY THIS
RESOLUTION) TO CREATE, OFFER, ISSUE AND
ALLOT (INCLUDING CONTD
CONT CONTD WITH PROVISION FOR RESERVATION ON Non-Voting
FIRM ALLOTMENT AND/OR COMPETITIVE BASIS OF
SUCH PART OF ISSUE AND FOR SUCH CATEGORIES
OF PERSONS AS MAY BE PERMITTED BY THE LAW
THEN APPLICABLE) BY WAY OF AN OFFER
DOCUMENT / PROSPECTUS OR SUCH OTHER
DOCUMENT, IN INDIA OR ABROAD, SUCH NUMBER
OF EQUITY SHARES AND / OR PREFERENCE SHARES
(WHETHER CUMULATIVE OR NOT; CONVERTIBLE
INTO EQUITY SHARES OR NOT) IN ACCORDANCE
WITH THE GUIDELINES FRAMED BY RBI FROM TIME
TO TIME, SPECIFYING THE CLASS OF PREFERENCE
SHARES, THE EXTENT OF ISSUE OF EACH CLASS
OF SUCH PREFERENCE SHARES, WHETHER
PERPETUAL OR REDEEMABLE, THE TERMS &
CONDITIONS SUBJECT TO WHICH EACH CLASS OF
PREFERENCE SHARES MAY BE ISSUED AND / OR
OTHER PERMITTED SECURITIES WHICH ARE
CAPABLE OF BEING CONVERTED INTO EQUITY OR
NOT, UPTO SUCH AMOUNT/S (AS DECIDED BY THE
BOARD OR COMMITTEE CONTD
CONT CONTD OF THE BOARD OF THE BANK) WHICH Non-Voting
TOGETHER WITH THE EXISTING PAID-UP EQUITY
SHARE CAPITAL OF RS. 461.26 CRORE WILL BE
WITHIN RS. 3000 CRORE, BEING THE CEILING IN
THE AUTHORISED CAPITAL OF THE BANK AS PER
SECTION 3 (2A) OF THE BANKING COMPANIES
(ACQUISITION AND TRANSFER OF UNDERTAKINGS)
ACT, 1970 OR TO THE EXTENT OF ENHANCED
AUTHORISED CAPITAL AS PER THE AMENDMENT (IF
ANY ), THAT MAY BE MADE TO THE ACT IN
FUTURE, IN SUCH A WAY THAT THE CENTRAL
GOVERNMENT SHALL AT ALL TIMES HOLD NOT LESS
THAN 51% OF THE PAID-UP EQUITY CAPITAL OF
THE BANK, WHETHER AT A DISCOUNT OR PREMIUM
TO THE MARKET PRICE, IN ONE OR MORE
TRANCHES, INCLUDING TO ONE OR MORE OF THE
MEMBERS, EMPLOYEES OF THE BANK, INDIAN
NATIONALS, NON-RESIDENT INDIANS ("NRIS"),
COMPANIES, PRIVATE OR PUBLIC, INVESTMENT
INSTITUTIONS, SOCIETIES, TRUSTS, RESEARCH
CONTD
CONT CONTD ORGANISATIONS, QUALIFIED Non-Voting
INSTITUTIONAL BUYERS ("QIBS") LIKE FOREIGN
INSTITUTIONAL INVESTORS ("FIIS"), BANKS,
FINANCIAL INSTITUTIONS, INDIAN MUTUAL
FUNDS, VENTURE CAPITAL FUNDS, FOREIGN
VENTURE CAPITAL INVESTORS, STATE INDUSTRIAL
DEVELOPMENT CORPORATIONS, INSURANCE
COMPANIES, PROVIDENT FUNDS, PENSION FUNDS,
DEVELOPMENT FINANCIAL INSTITUTIONS OR OTHER
ENTITIES, AUTHORITIES OR ANY OTHER CATEGORY
OF INVESTORS WHICH ARE AUTHORIZED TO INVEST
IN EQUITY/PREFERENCE SHARES/SECURITIES OF
THE BANK AS PER EXTANT
REGULATIONS/GUIDELINES OR ANY COMBINATION
OF THE ABOVE AS MAY BE DEEMED APPROPRIATE
BY THE BANK." "RESOLVED FURTHER THAT SUCH
ISSUE, OFFER OR ALLOTMENT SHALL BE BY WAY
OF PUBLIC ISSUE, RIGHTS ISSUE, EMPLOYEE
STOCK PURCHASE SCHEME OR EMPLOYEE STOCK
OPTIONS SCHEME, PRIVATE PLACEMENT, WITH OR
WITHOUT OVER-ALLOTMENT OPTION CONTD
CONT CONTD AND THAT SUCH OFFER, ISSUE, PLACEMENT Non-Voting
AND ALLOTMENT BE MADE AS PER THE PROVISIONS
OF THE BANKING COMPANIES (ACQUISITION AND
TRANSFER OF UNDERTAKINGS) ACT, 1970, THE
SEBI (ISSUE OF CAPITAL AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2009 ("ICDR
REGULATIONS") AND ALL OTHER GUIDELINES
ISSUED BY THE RBI, SEBI AND ANY OTHER
AUTHORITY AS APPLICABLE, AND AT SUCH TIME
OR TIMES IN SUCH MANNER AND ON SUCH TERMS
AND CONDITIONS AS THE BOARD MAY, IN ITS
ABSOLUTE DISCRETION, THINK FIT RESOLVED
FURTHER THAT THE BOARD SHALL HAVE THE
AUTHORITY TO DECIDE, AT SUCH PRICE OR
PRICES IN SUCH MANNER AND WHERE NECESSARY,
IN CONSULTATION WITH THE LEAD MANAGERS AND
/OR UNDERWRITERS AND /OR OTHER ADVISORS OR
OTHERWISE ON SUCH TERMS AND CONDITIONS AS
THE BOARD MAY, IN ITS ABSOLUTE DISCRETION,
DECIDE IN TERMS OF ICDR REGULATIONS, OTHER
CONTD
CONT CONTD REGULATIONS AND ANY AND ALL OTHER Non-Voting
APPLICABLE LAWS, RULES, REGULATIONS AND
GUIDELINES, WHETHER OR NOT SUCH INVESTOR(S)
ARE EXISTING MEMBERS OF THE BANK, AT A
PRICE NOT LESS THAN THE PRICE AS DETERMINED
IN ACCORDANCE WITH RELEVANT PROVISIONS OF
ICDR REGULATIONS." "RESOLVED FURTHER THAT
IN ACCORDANCE WITH THE PROVISIONS OF THE
LISTING AGREEMENTS ENTERED INTO WITH
RELEVANT STOCK EXCHANGES, THE PROVISIONS OF
BANKING COMPANIES (ACQUISITION AND TRANSFER
OF UNDERTAKINGS) ACT, 1970, THE PROVISIONS
OF THE CANARA BANK (SHARES AND MEETINGS)
REGULATIONS, 2000, THE PROVISIONS OF ICDR
REGULATIONS, THE PROVISIONS OF THE FOREIGN
EXCHANGE MANAGEMENT ACT, 1999 AND THE
FOREIGN EXCHANGE MANAGEMENT (TRANSFER OR
ISSUE OF SECURITY BY A PERSON RESIDENT
OUTSIDE INDIA) REGULATIONS, 2000, AND
SUBJECT TO REQUISITE APPROVALS, CONSENTS,
CONTD
CONT CONTD PERMISSIONS AND/OR SANCTIONS OF Non-Voting
SECURITIES AND EXCHANGE BOARD OF INDIA
(SEBI), STOCK EXCHANGES, RESERVE BANK OF
INDIA (RBI), FOREIGN INVESTMENT PROMOTION
BOARD (FIPB), DEPARTMENT OF INDUSTRIAL
POLICY AND PROMOTION, MINISTRY OF COMMERCE
(DIPP) AND ALL OTHER AUTHORITIES AS MAY BE
REQUIRED (HEREINAFTER COLLECTIVELY REFERRED
TO AS "THE APPROPRIATE AUTHORITIES") AND
SUBJECT TO SUCH CONDITIONS AS MAY BE
PRESCRIBED BY ANY OF THEM WHILE GRANTING
ANY SUCH APPROVAL, CONSENT, PERMISSION,
AND/OR SANCTION (HEREINAFTER REFERRED TO AS
"THE REQUISITE APPROVALS") THE BOARD, MAY
AT ITS ABSOLUTE DISCRETION, ISSUE, OFFER
AND ALLOT, FROM TIME TO TIME IN ONE OR MORE
TRANCHES, EQUITY SHARES OR ANY SECURITIES
OTHER THAN WARRANTS, WHICH ARE CONVERTIBLE
INTO OR EXCHANGEABLE WITH EQUITY SHARES AT
A LATER DATE, IN SUCH A WAY THAT THE
CENTRAL CONTD
CONT CONTD GOVERNMENT AT ANY TIME HOLDS NOT LESS Non-Voting
THAN 51% OF THE EQUITY CAPITAL OF THE BANK,
TO QUALIFIED INSTITUTIONAL BUYERS (QIBS)
(AS DEFINED IN THE ICDR REGULATIONS)
PURSUANT TO A QUALIFIED INSTITUTIONAL
PLACEMENT (QIP), AS PROVIDED FOR UNDER
CHAPTER VIII OF THE ICDR REGULATIONS,
THROUGH A PLACEMENT DOCUMENT AND / OR SUCH
OTHER DOCUMENTS / WRITINGS / CIRCULARS /
MEMORANDA AND IN SUCH MANNER AND ON SUCH
PRICE, TERMS AND CONDITIONS AS MAY BE
DETERMINED BY THE BOARD IN ACCORDANCE WITH
THE ICDR REGULATIONS OR OTHER PROVISIONS OF
THE LAW AS MAY BE PREVAILING AT THAT TIME"
"RESOLVED FURTHER THAT IN CASE OF A
QUALIFIED INSTITUTIONAL PLACEMENT PURSUANT
TO CHAPTER VIII OF THE ICDR REGULATIONS A)
THE ALLOTMENT OF SECURITIES SHALL ONLY BE
TO QUALIFIED INSTITUTIONAL BUYERS WITHIN
THE MEANING OF CHAPTER VIII OF THE ICDR
REGULATIONS, CONTD
CONT CONTD SUCH SECURITIES SHALL BE FULLY Non-Voting
PAID-UP AND THE ALLOTMENT OF SUCH
SECURITIES SHALL BE COMPLETED WITHIN 12
MONTHS FROM THE DATE OF THIS RESOLUTION."
B) THE BANK IS PURSUANT TO PROVISO TO
REGULATION 85(1) OF ICDR REGULATIONS
AUTHORIZED TO OFFER SHARES AT A DISCOUNT OF
NOT MORE THAN FIVE PERCENT ON THE FLOOR
PRICE. C) THE RELEVANT DATE FOR THE
DETERMINATION OF THE FLOOR PRICE OF THE
SECURITIES SHALL BE IN ACCORDANCE WITH THE
ICDR REGULATIONS RESOLVED FURTHER THAT THE
BOARD SHALL HAVE THE AUTHORITY AND POWER TO
ACCEPT ANY MODIFICATION IN THE PROPOSAL AS
MAY BE REQUIRED OR IMPOSED BY THE
GOI/RBI/SEBI/STOCK EXCHANGES WHERE THE
SHARES OF THE BANK ARE LISTED OR SUCH OTHER
APPROPRIATE AUTHORITIES AT THE TIME OF
ACCORDING / GRANTING THEIR APPROVALS,
CONSENTS, PERMISSIONS AND SANCTIONS TO
ISSUE, ALLOTMENT AND LISTING THEREOF CONTD
CONT CONTD AND AS AGREED TO BY THE BOARD." Non-Voting
"RESOLVED FURTHER THAT THE ISSUE AND
ALLOTMENT OF NEW EQUITY SHARES/PREFERENCE
SHARES/SECURITIES IF ANY, TO NRIS, FIIS
AND/OR OTHER ELIGIBLE FOREIGN INVESTORS BE
SUBJECT TO THE APPROVAL OF THE RBI UNDER
THE FOREIGN EXCHANGE MANAGEMENT ACT, 1999
AS MAY BE APPLICABLE BUT WITHIN THE OVERALL
LIMITS SET FORTH UNDER THE ACT. RESOLVED
FURTHER THAT THE SAID NEW EQUITY SHARES TO
BE ISSUED SHALL BE SUBJECT TO THE CANARA
BANK (SHARES AND MEETINGS) REGULATIONS,
2000, AS AMENDED, AND SHALL RANK IN ALL
RESPECTS PARI PASSU WITH THE EXISTING
EQUITY SHARES OF THE BANK AND SHALL BE
ENTITLED TO DIVIDEND DECLARED, IF ANY, IN
ACCORDANCE WITH THE STATUTORY GUIDELINES
THAT ARE IN FORCE AT THE TIME OF SUCH
DECLARATION "RESOLVED FURTHER THAT FOR THE
PURPOSE OF GIVING EFFECT TO ANY ISSUE OR
ALLOTMENT OF CONTD
CONT CONTD EQUITY SHARES/PREFERENCE Non-Voting
SHARES/SECURITIES, THE BOARD BE AND IS
HEREBY AUTHORIZED TO DETERMINE THE TERMS OF
THE PUBLIC OFFER, INCLUDING THE CLASS OF
INVESTORS TO WHOM THE SECURITIES ARE TO BE
ALLOTTED, THE NUMBER OF SHARES/SECURITIES
TO BE ALLOTTED IN EACH TRANCHE, ISSUE
PRICE, PREMIUM AMOUNT ON ISSUE AS THE BOARD
IN ITS ABSOLUTE DISCRETION DEEMS FIT AND DO
ALL SUCH ACTS, DEEDS, MATTERS AND THINGS
AND EXECUTE SUCH DEEDS, DOCUMENTS AND
AGREEMENTS, AS THEY MAY, IN ITS ABSOLUTE
DISCRETION, DEEM NECESSARY, PROPER OR
DESIRABLE, AND TO SETTLE OR GIVE
INSTRUCTIONS OR DIRECTIONS FOR SETTLING ANY
QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY
ARISE IN REGARD TO THE PUBLIC OFFER, ISSUE,
ALLOTMENT AND UTILIZATION OF THE ISSUE
PROCEEDS, AND TO ACCEPT AND TO GIVE EFFECT
TO SUCH MODIFICATIONS, CHANGES, VARIATIONS,
ALTERATIONS, CONTD
CONT CONTD DELETIONS, ADDITIONS AS REGARDS THE Non-Voting
TERMS AND CONDITIONS, AS IT MAY, IN ITS
ABSOLUTE DISCRETION, DEEM FIT AND PROPER IN
THE BEST INTEREST OF THE BANK, WITHOUT
REQUIRING ANY FURTHER APPROVAL OF THE
MEMBERS AND THAT ALL OR ANY OF THE POWERS
CONFERRED ON THE BANK AND THE BOARD VIDE
THIS RESOLUTION MAY BE EXERCISED BY THE
BOARD." "RESOLVED FURTHER THAT THE BOARD BE
AND IS HEREBY AUTHORIZED TO ENTER INTO AND
EXECUTE ALL SUCH ARRANGEMENTS WITH ANY BOOK
RUNNER(S), LEAD MANAGER(S), BANKER(S),
UNDERWRITER(S), DEPOSITORY(IES),
REGISTRAR(S), AUDITOR(S) AND ALL SUCH
AGENCIES AS MAY BE INVOLVED OR CONCERNED IN
SUCH OFFERING OF EQUITY / PREFERENCE
SHARES/ SECURITIES AND TO REMUNERATE ALL
SUCH INSTITUTIONS AND AGENCIES BY WAY OF
COMMISSION, BROKERAGE, FEES OR THE LIKE AND
ALSO TO ENTER INTO AND EXECUTE ALL SUCH
ARRANGEMENTS, CONTD
CONT CONTD AGREEMENTS, MEMORANDA, DOCUMENTS, Non-Voting
ETC., WITH SUCH AGENCIES RESOLVED FURTHER
THAT FOR THE PURPOSE OF GIVING EFFECT TO
THE ABOVE, THE BOARD, IN CONSULTATION WITH
THE LEAD MANAGERS, UNDERWRITERS, ADVISORS
AND/OR OTHER PERSONS AS APPOINTED BY THE
BANK, BE AND IS HEREBY AUTHORIZED TO
DETERMINE THE FORM AND TERMS OF THE
ISSUE(S), INCLUDING THE CLASS OF INVESTORS
TO WHOM THE SHARES/SECURITIES ARE TO BE
ALLOTTED, NUMBER OF SHARES/SECURITIES TO BE
ALLOTTED IN EACH TRANCHE, ISSUE PRICE
(INCLUDING PREMIUM, IF ANY), FACE VALUE,
PREMIUM AMOUNT ON ISSUE/CONVERSION OF
SECURITIES/EXERCISE OF WARRANTS/REDEMPTION
OF SECURITIES, RATE OF INTEREST, REDEMPTION
PERIOD, NUMBER OF EQUITY SHARES/PREFERENCE
SHARES OR OTHER SECURITIES UPON CONVERSION
OR REDEMPTION OR CANCELLATION OF THE
SECURITIES, THE PRICE, PREMIUM OR DISCOUNT
ON ISSUE/CONTD
CONT CONTD CONVERSION OF SECURITIES, RATE OF Non-Voting
INTEREST, PERIOD OF CONVERSION, FIXING OF
RECORD DATE OR BOOK CLOSURE AND RELATED OR
INCIDENTAL MATTERS, LISTINGS ON ONE OR MORE
STOCK EXCHANGES IN INDIA AND/OR ABROAD, AS
THE BOARD IN ITS ABSOLUTE DISCRETION DEEMS
FIT." "RESOLVED FURTHER THAT SUCH OF THESE
SHARES / SECURITIES AS ARE NOT SUBSCRIBED
MAY BE DISPOSED OFF BY THE BOARD IN ITS
ABSOLUTE DISCRETION IN SUCH MANNER, AS THE
BOARD MAY DEEM FIT AND AS PERMISSIBLE BY
LAW. RESOLVED FURTHER THAT FOR THE PURPOSE
OF GIVING EFFECT TO THIS RESOLUTION, THE
BOARD BE AND IS HEREBY AUTHORISED TO DO ALL
SUCH ACTS, DEEDS, MATTERS AND THINGS AS IT
MAY IN ITS ABSOLUTE DISCRETION DEEMS
NECESSARY, PROPER AND DESIRABLE AND TO
SETTLE ANY QUESTION, DIFFICULTY OR DOUBT
THAT MAY ARISE IN REGARD TO THE ISSUE OF
THE SHARES/SECURITIES AND FURTHER TO CONTD
CONT CONTD DO ALL SUCH ACTS, DEEDS, MATTERS AND Non-Voting
THINGS, FINALISE AND EXECUTE ALL DOCUMENTS
AND WRITINGS AS MAY BE NECESSARY, DESIRABLE
OR EXPEDIENT AS IT MAY IN ITS ABSOLUTE
DISCRETION DEEM FIT, PROPER OR DESIRABLE
WITHOUT BEING REQUIRED TO SEEK ANY FURTHER
CONSENT OR APPROVAL OF THE SHAREHOLDERS OR
AUTHORISE TO THE END AND INTENT, THAT THE
SHAREHOLDERS SHALL BE DEEMED TO HAVE GIVEN
THEIR APPROVAL THERETO EXPRESSLY BY THE
AUTHORITY OF THE RESOLUTION." RESOLVED
FURTHER THAT THE BOARD BE AND IS HEREBY
AUTHORIZED TO DELEGATE ALL OR ANY OF THE
POWERS HEREIN CONFERRED TO THE CHAIRMAN AND
MANAGING DIRECTOR OR TO THE EXECUTIVE
DIRECTOR/(S) OR TO COMMITTEE OF DIRECTORS
TO GIVE EFFECT TO THE AFORESAID RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
CGI GROUP INC. Agenda Number: 934113591
--------------------------------------------------------------------------------------------------------------------------
Security: 39945C109
Meeting Type: Annual
Meeting Date: 28-Jan-2015
Ticker: GIB
ISIN: CA39945C1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAIN BOUCHARD Mgmt For For
BERNARD BOURIGEAUD Mgmt For For
JEAN BRASSARD Mgmt For For
ROBERT CHEVRIER Mgmt For For
DOMINIC D'ALESSANDRO Mgmt For For
PAULE DORE Mgmt For For
RICHARD B. EVANS Mgmt For For
JULIE GODIN Mgmt For For
SERGE GODIN Mgmt For For
TIMOTHY J. HEARN Mgmt For For
ANDRE IMBEAU Mgmt For For
GILLES LABBE Mgmt For For
MICHAEL E. ROACH Mgmt For For
JOAKIM WESTH Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS AND AUTHORIZATION TO THE AUDIT AND
RISK MANAGEMENT COMMITTEE TO FIX THEIR
REMUNERATION.
03 SHAREHOLDER PROPOSAL NUMBER ONE - ADVISORY Shr For Against
VOTE ON THE COMPENSATION OF SENIOR
EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
CIELO SA, SAO PAULO Agenda Number: 705870459
--------------------------------------------------------------------------------------------------------------------------
Security: P2859E100
Meeting Type: EGM
Meeting Date: 10-Apr-2015
Ticker: CIEL3
ISIN: BRCIELACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 432343 DUE TO POSTPONEMENT OF
MEETING DATE FROM 27 MAR 2015 TO 10 APR
2015 AND ADDITIONAL OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I TO VOTE REGARDING THE PROPOSAL TO INCREASE Mgmt For For
THE SHARE CAPITAL FROM THE CURRENT BRL 2
BILLION TO BRL 2,500,000,000, OR IN OTHER
WORDS AN INCREASE OF BRL 500 MILLION, WITH
THE ISSUANCE OF 314,446,188 NEW, COMMON
SHARES, WITH NO PAR VALUE, ATTRIBUTING TO
THE SHAREHOLDERS, FREE OF CHARGE, AS A
BONUS, ONE NEW COMMON SHARE FOR EACH FIVE
SHARES THAT THEY OWN AT THE END OF THE DAY
ON APRIL 10, 2015, WITH IT BEING THE CASE
THAT, FROM AND INCLUDING APRIL 13, 2015,
THE SHARES WILL BE TRADED EX RIGHT OF THE
BONUS, WITH THE CONSEQUENT AMENDMENT OF
ARTICLE 7 OF THE CORPORATE BYLAWS OF THE
COMPANY
II TO VOTE REGARDING THE PROPOSAL FOR THE Mgmt For For
AMENDMENT OF PARAGRAPH 1 OF ARTICLE 29 OF
THE CORPORATE BYLAWS FOR THE REDUCTION OF
THE MINIMUM, MANDATORY, ANNUAL DIVIDENDS
PROVIDED FOR FROM THE CURRENT 50 PERCENT TO
30 PERCENT OF THE NET PROFIT
--------------------------------------------------------------------------------------------------------------------------
CIELO SA, SAO PAULO Agenda Number: 705872617
--------------------------------------------------------------------------------------------------------------------------
Security: P2859E100
Meeting Type: AGM
Meeting Date: 10-Apr-2015
Ticker: CIEL3
ISIN: BRCIELACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT COMMON SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER FROM
THE LIST PROVIDED MUST INCLUDE THE
CANDIDATES NAME IN THE VOTE INSTRUCTION.
HOWEVER WE CANNOT DO THIS THROUGH THE
PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A
VOTE TO ELECT A CANDIDATE, CLIENTS MUST
CONTACT THEIR CSR TO INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST
THE DEFAULT COMPANIES CANDIDATE. THANK YOU
I TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE
ADMINISTRATIONS REPORT, THE FINANCIAL
STATEMENTS AND THE ACCOUNTING STATEMENTS
ACCOMPANIED BY THE INDEPENDENT AUDITORS
REPORT, THE FISCAL COUNCIL REPORT AND
AUDITORS COMMITTEE REPORT REGARDING THE
FISCAL YEAR ENDED ON DECEMBER 31, 2014
II DELIBERATE ON THE ALLOCATION OF NET PROFIT Mgmt For For
RESULTED FROM FISCAL YEAR REGARDING THE
RATIFICATION OF THE AMOUNT OF INCOME
DISTRIBUTED AND APPROVAL OF THE PROPOSAL
FOR THE CAPITAL BUDGET
III TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. Mgmt For For
NOTE: PRINCIPAL HAROLDO REGINALDO LEVY
NETO, JOEL ANTONIO DE ARAUJO, MARCELO
SANTOS DALL OCCO, EDMAR JOSE CASALATINA.
SUBSTITUTE. MRS. PATRICIA VALENTE STIERI,
TOMAZ AQUINO DE SOUZA BARBOSA, CARLOS
ROBERTO MENDONCA DA SILVA, VALERIO ZARRO.
CANDIDATES NOMINATED BY THE CONTROLLER
SHAREHOLDER
IV TO SET THE GLOBAL REMUNERATION OF THE Mgmt Against Against
COMPANY DIRECTORS
CMMT PLEASE NOTE THAT THIS MEETING HAS BEEN Non-Voting
POSTPONED FROM 27 MAR 2015 TO 10 APR 2015.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 705506218
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 18-Sep-2014
Ticker: DGE
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2014 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2014 Mgmt For For
3 DIRECTORS' REMUNERATION POLICY Mgmt For For
4 DECLARATION OF FINAL DIVIDEND Mgmt For For
5 RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF LM DANON AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF LORD DAVIES AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF HO KWONPING AS A DIRECTOR Mgmt Against Against
9 RE-ELECTION OF BD HOLDEN AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF DR FB HUMER AS A DIRECTOR Mgmt Against Against
11 RE-ELECTION OF D MAHLAN AS A DIRECTOR Mgmt Against Against
12 RE-ELECTION OF IM MENEZES AS A DIRECTOR Mgmt For For
13 RE-ELECTION OF PG SCOTT AS A DIRECTOR Mgmt For For
14 ELECTION OF N MENDELSOHN AS A DIRECTOR Mgmt For For
15 ELECTION OF AJH STEWART AS A DIRECTOR Mgmt For For
16 RE-APPOINTMENT OF AUDITOR Mgmt For For
17 REMUNERATION OF AUDITOR Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
21 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU
22 ADOPTION OF THE DIAGEO 2014 LONG TERM Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 934204378
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 11-Jun-2015
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt Withheld Against
ERSKINE B. BOWLES Mgmt Withheld Against
SUSAN D. DESMOND-HELLMANN Mgmt Withheld Against
REED HASTINGS Mgmt For For
JAN KOUM Mgmt For For
SHERYL K. SANDBERG Mgmt Withheld Against
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015
3. TO RE-APPROVE THE INTERNAL REVENUE CODE OF Mgmt Against Against
1986, AS AMENDED, SECTION 162(M) LIMITS OF
OUR 2012 EQUITY INCENTIVE PLAN TO PRESERVE
OUR ABILITY TO RECEIVE CORPORATE INCOME TAX
DEDUCTIONS THAT MAY BECOME AVAILABLE
PURSUANT TO SECTION 162(M)
4. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING
5. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr For Against
SUSTAINABILITY REPORT
6. A STOCKHOLDER PROPOSAL REGARDING A HUMAN Shr Against For
RIGHTS RISK ASSESSMENT
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 934090527
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 16-Dec-2014
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBIN A. ABRAMS Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL F. Mgmt Against Against
DICHRISTINA
1.3 ELECTION OF DIRECTOR: WALTER F. SIEBECKER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2015.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FACTSET RESEARCH SYSTEMS INC. 2008
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 934160300
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. ALLERT Mgmt For For
MICHAEL NORKUS Mgmt For For
ANN N. REESE Mgmt For For
HUNTER C. SMITH Mgmt For For
2. ADOPTION OF OUR THIRD AMENDED AND RESTATED Mgmt For For
2004 OMNIBUS INCENTIVE PLAN.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934149685
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT TO Mgmt For For
GILEAD'S EMPLOYEE STOCK PURCHASE PLAN AND
INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT GILEAD ISSUE AN ANNUAL
SUSTAINABILITY REPORT.
8. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD REPORT ON CERTAIN
RISKS TO GILEAD FROM RISING PRESSURE TO
CONTAIN U.S. SPECIALTY DRUG PRICES.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 934194010
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P706
Meeting Type: Annual
Meeting Date: 03-Jun-2015
Ticker: GOOG
ISIN: US38259P7069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY PAGE Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt Withheld Against
L. JOHN DOERR Mgmt Withheld Against
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
ALAN R. MULALLY Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S Mgmt Against Against
2012 STOCK PLAN TO INCREASE THE SHARE
RESERVE BY 17,000,000 SHARES OF CLASS C
CAPITAL STOCK.
4 A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5 A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr For Against
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6 A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7 A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON RENEWABLE ENERGY COST, IF PROPERLY
PRESENTED AT THE MEETING.
8 A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON BUSINESS RISK RELATED TO CLIMATE CHANGE
REGULATIONS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN TELCOM HOLDCO, INC Agenda Number: 934157238
--------------------------------------------------------------------------------------------------------------------------
Security: 420031106
Meeting Type: Annual
Meeting Date: 01-May-2015
Ticker: HCOM
ISIN: US4200311060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. JALKUT Mgmt For For
KURT M. CELLAR Mgmt For For
WALTER A. DODS, JR. Mgmt For For
WARREN H. HARUKI Mgmt For For
STEVEN C. OLDHAM Mgmt For For
BERNARD R. PHILLIPS III Mgmt For For
ERIC K. YEAMAN Mgmt For For
2. TO APPROVE AMENDED AND RESTATED BYLAWS TO Mgmt For For
INCREASE THE MAXIMUM NUMBER OF DIRECTORS
THAT MAY CONSTITUTE OUR BOARD OF DIRECTORS
FROM SEVEN TO NINE AND TO CLARIFY THAT THE
NUMBER OF DIRECTORS WITHIN THE SPECIFIED
RANGE THAT CONSTITUTE THE BOARD IS
DETERMINED BY RESOLUTION OF THE BOARD OF
DIRECTORS.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HCL TECHNOLOGIES LTD, NOIDA Agenda Number: 705661367
--------------------------------------------------------------------------------------------------------------------------
Security: Y3121G147
Meeting Type: OTH
Meeting Date: 29-Nov-2014
Ticker: 532281
ISIN: INE860A01027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 ALTERATION OF THE OBJECTS CLAUSE OF THE Mgmt For For
MEMORANDUM OF ASSOCIATION OF THE COMPANY:
CLAUSE 1, 3, 30
2 ALTERATION OF ARTICLES OF ASSOCIATION OF Mgmt Against Against
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HCL TECHNOLOGIES LTD, NOIDA Agenda Number: 705701565
--------------------------------------------------------------------------------------------------------------------------
Security: Y3121G147
Meeting Type: AGM
Meeting Date: 04-Dec-2014
Ticker: 532281
ISIN: INE860A01027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF ACCOUNTS Mgmt For For
2 RETIREMENT OF MR. SRIKANT MADHAV DATAR AS Mgmt For For
DIRECTOR AND NOT TO FILL THE VACANCY SO
CAUSED
3 RE-APPOINTMENT OF MR. SHIV NADAR AS Mgmt Against Against
DIRECTOR
4 APPOINTMENT OF STATUTORY AUDITORS: M/S. S. Mgmt Against Against
R. BATLIBOI & CO. LLP, CHARTERED
ACCOUNTANTS (ICAI FIRM REGISTRATION NO.
301003E)
5 APPOINTMENT OF MR. SRINIVASAN RAMANATHAN AS Mgmt Against Against
AN INDEPENDENT DIRECTOR
6 APPOINTMENT OF MR. AMAL GANGULI AS AN Mgmt Against Against
INDEPENDENT DIRECTOR
7 APPOINTMENT OF MS. ROBIN ANN ABRAMS AS AN Mgmt Against Against
INDEPENDENT DIRECTOR
8 APPOINTMENT OF MR. KEKI MISTRY AS AN Mgmt Against Against
INDEPENDENT DIRECTOR
9 APPOINTMENT OF DR. SOSALE SHANKARA SASTRY Mgmt Against Against
AS AN INDEPENDENT DIRECTOR
10 APPOINTMENT OF MR. SUBRAMANIAN MADHAVAN AS Mgmt Against Against
AN INDEPENDENT DIRECTOR
11 PAYMENT OF COMMISSION TO NON-EXECUTIVE Mgmt For For
DIRECTORS
12 CONTINUATION OF MR. SHIV NADAR, MANAGING Mgmt For For
DIRECTOR OF THE COMPANY BEYOND THE AGE OF
70 YEARS
--------------------------------------------------------------------------------------------------------------------------
HCL TECHNOLOGIES LTD, NOIDA Agenda Number: 705819324
--------------------------------------------------------------------------------------------------------------------------
Security: Y3121G147
Meeting Type: Special
Meeting Date: 07-Mar-2015
Ticker: 532281
ISIN: INE860A01027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 SPECIAL RESOLUTION TO INCREASE AUTHORIZED Mgmt For For
SHARE CAPITAL OF THE COMPANY FROM INR
150,00,00,000 (RUPEES ONE HUNDRED FIFTY
CRORES ONLY) DIVIDED INTO 75,00,00,000
(SEVENTY FIVE CRORES) EQUITY SHARES OF INR
2 EACH TO INR 300,00,00,000 (RUPEES THREE
HUNDRED CRORES ONLY) DIVIDED INTO
150,00,00,000 (ONE HUNDRED FIFTY CRORES)
EQUITY SHARES OF INR 2 EACH AND THE
CONSEQUENT ALTERATION IN CLAUSE V OF THE
MEMORANDUM OF ASSOCIATION OF THE COMPANY
2 ORDINARY RESOLUTION TO ISSUE BONUS SHARES Mgmt For For
IN THE PROPORTION OF ONE EQUITY SHARE FOR
EVERY ONE EQUITY SHARE HELD BY THE MEMBERS
THROUGH CAPITALIZATION OF SECURITIES
PREMIUM ACCOUNT
--------------------------------------------------------------------------------------------------------------------------
HDFC BANK LTD, MUMBAI Agenda Number: 705697172
--------------------------------------------------------------------------------------------------------------------------
Security: Y3119P174
Meeting Type: Special
Meeting Date: 15-Dec-2014
Ticker: 500180
ISIN: INE040A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 ISSUE OF LONG TERM BONDS/NON-CONVERTIBLE Mgmt For For
DEBENTURES ON A PRIVATE PLACEMENT BASIS
2 APPOINTMENT OF MRS. SHYAMALA GOPINATH AS Mgmt For For
PART-TIME NON-EXECUTIVE CHAIRPERSON
--------------------------------------------------------------------------------------------------------------------------
HENGAN INTERNATIONAL GROUP CO LTD Agenda Number: 706032252
--------------------------------------------------------------------------------------------------------------------------
Security: G4402L151
Meeting Type: AGM
Meeting Date: 19-May-2015
Ticker: 01044
ISIN: KYG4402L1510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2015/0416/LTN20150416210.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2015/0416/LTN20150416170.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS AND THE REPORTS OF
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2014
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2014
3 TO RE-ELECT MR. HUNG CHING SHAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. XU SHUI SHEN AS AN Mgmt For For
EXECUTIVE DIRECTOR
5 TO RE-ELECT MR. XU DA ZUO AS AN EXECUTIVE Mgmt For For
DIRECTOR
6 TO RE-ELECT MR. SZE WONG KIM AS AN Mgmt For For
EXECUTIVE DIRECTOR
7 TO RE-ELECT MR. LOO HONG SHING VINCENT AS Mgmt Against Against
AN EXECUTIVE DIRECTOR
8 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
9 TO RE-APPOINT AUDITORS AND TO AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
10 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOT AND ISSUE SHARES
11 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO EXERCISE ALL POWERS OF THE
COMPANY TO PURCHASE ITS OWN SECURITIES
12 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE BOARD OF DIRECTORS PURSUANT TO
RESOLUTION NO. 10 ABOVE BY AN AMOUNT
REPRESENTING THE AGGREGATE NOMINAL AMOUNT
OF SHARES IN THE CAPITAL OF THE COMPANY
PURCHASED BY THE COMPANY PURSUANT TO THE
GENERAL MANDATE GRANTED PURSUANT TO
RESOLUTION NO. 11 ABOVE
--------------------------------------------------------------------------------------------------------------------------
ING GROUP NV, AMSTERDAM Agenda Number: 705944470
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: AGM
Meeting Date: 11-May-2015
Ticker: INGA
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.B RECEIVE ANNOUNCEMENTS ON SUSTAINABILITY Non-Voting
2.C RECEIVE REPORT OF SUPERVISORY BOARD Non-Voting
2.D DISCUSS REMUNERATION REPORT Non-Voting
2.E DISCUSSION ON COMPANY'S CORPORATE Non-Voting
GOVERNANCE STRUCTURE
2.F ADOPT FINANCIAL STATEMENTS Mgmt For For
3.A RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
3.B APPROVE DIVIDENDS OF EUR 0.12 PER SHARE Mgmt For For
4.A APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4.B APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5.A APPROVE AMENDMENTS TO REMUNERATION POLICY Mgmt For For
5.B APPROVE INCREASE MAXIMUM RATIO BETWEEN Mgmt For For
FIXED AND VARIABLE COMPONENTS OF
REMUNERATION
6 RATIFY KPMG AS AUDITORS Mgmt For For
7.A ELECT GHEORGHE TO SUPERVISORY BOARD Mgmt For For
7.B RE-ELECT KUIPER TO SUPERVISORY BOARD Mgmt For For
7.C RE-ELECT BREUKINK TO SUPERVISORY BOARD Mgmt For For
8.A GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
8.B GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL IN CASE OF
TAKEOVER/MERGER AND RESTRICTING/EXCLUDING
PREEMPTIVE RIGHTS
9.A AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
9.B AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL IN CONNECTION WITH A
MAJOR CAPITAL RESTRUCTURING
10 OTHER BUSINESS AND CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION Agenda Number: 934190098
--------------------------------------------------------------------------------------------------------------------------
Security: 471109108
Meeting Type: Annual
Meeting Date: 04-Jun-2015
Ticker: JAH
ISIN: US4711091086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN E. FRANKLIN Mgmt For For
JAMES E. LILLIE Mgmt For For
MICHAEL S. GROSS Mgmt Withheld Against
ROS L'ESPERANCE Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE NUMBER OF SHARES
OF AUTHORIZED COMMON STOCK FROM 300,000,000
TO 500,000,000.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS JARDEN
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
4. ADVISORY APPROVAL OF JARDEN CORPORATION'S Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 934091721
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Special
Meeting Date: 20-Nov-2014
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT OF THE CERTIFICATE Mgmt For For
OF INCORPORATION OF KMI TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF CLASS P
COMMON STOCK, PAR VALUE $0.01 PER SHARE, OF
KMI FROM 2,000,000,000 TO 4,000,000,000.
2. TO APPROVE THE ISSUANCE OF SHARES OF KMI Mgmt For For
COMMON STOCK IN THE PROPOSED KMP, KMR AND
EPB MERGERS.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE FOREGOING PROPOSALS AT THE
TIME OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 934149813
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
STEVEN J. KEAN Mgmt For For
TED A. GARDNER Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
GARY L. HULTQUIST Mgmt For For
RONALD L. KUEHN, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL J. MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
ARTHUR C. REICHSTETTER Mgmt For For
FAYEZ SAROFIM Mgmt For For
C. PARK SHAPER Mgmt For For
WILLIAM A. SMITH Mgmt For For
JOEL V. STAFF Mgmt For For
ROBERT F. VAGT Mgmt For For
PERRY M. WAUGHTAL Mgmt For For
2. APPROVAL OF THE KINDER MORGAN, INC. 2015 Mgmt For For
AMENDED AND RESTATED STOCK INCENTIVE PLAN.
3. APPROVAL OF THE AMENDED AND RESTATED ANNUAL Mgmt For For
INCENTIVE PLAN OF KINDER MORGAN, INC.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
6. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF KINDER
MORGAN, INC.
7. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON OUR COMPANY'S RESPONSE TO CLIMATE
CHANGE.
8. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON METHANE EMISSIONS.
9. STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Shr For Against
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC, LONDON Agenda Number: 706037632
--------------------------------------------------------------------------------------------------------------------------
Security: G54404127
Meeting Type: AGM
Meeting Date: 21-May-2015
Ticker: LGEN
ISIN: GB0005603997
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE AUDITED REPORT AND ACCOUNTS OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014
TOGETHER WITH THE DIRECTORS' REPORT,
STRATEGIC REPORT AND THE AUDITOR'S REPORT
ON THOSE ACCOUNTS BE RECEIVED AND ADOPTED
2 THAT A FINAL DIVIDEND OF 8.35P PER ORDINARY Mgmt For For
SHARE IN RESPECT OF THE YEAR ENDED 31
DECEMBER 2014 BE DECLARED AND BE PAID ON 4
JUNE 2015 TO SHAREHOLDERS ON THE REGISTER
OF MEMBERS AT THE CLOSE OF BUSINESS ON 24
APRIL 2015
3 THAT OLAF SWANTEE BE ELECTED AS A DIRECTOR Mgmt For For
4 THAT RICHARD MEDDINGS BE ELECTED AS A Mgmt For For
DIRECTOR
5 THAT CAROLYN BRADLEY BE ELECTED AS A Mgmt For For
DIRECTOR
6 THAT LIZABETH ZLATKUS BE RE-ELECTED AS A Mgmt For For
DIRECTOR
7 THAT MARK ZINKULA BE RE-ELECTED AS A Mgmt For For
DIRECTOR
8 THAT STUART POPHAM BE RE-ELECTED AS A Mgmt For For
DIRECTOR
9 THAT JULIA WILSON BE RE-ELECTED AS A Mgmt For For
DIRECTOR
10 THAT MARK GREGORY BE RE-ELECTED AS A Mgmt Against Against
DIRECTOR
11 THAT RUDY MARKHAM BE RE-ELECTED AS A Mgmt For For
DIRECTOR
12 THAT JOHN STEWART BE RE-ELECTED AS A Mgmt For For
DIRECTOR
13 THAT NIGEL WILSON BE RE-ELECTED AS A Mgmt For For
DIRECTOR
14 THAT PRICEWATERHOUSECOOPERS LLP BE Mgmt For For
RE-APPOINTED AS AUDITOR OF THE COMPANY, TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID
15 THAT THE DIRECTORS BE AUTHORISED TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
16 THAT THE DIRECTORS' REPORT ON REMUNERATION Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY SET OUT ON PAGES 78 TO 83) FOR THE
YEAR ENDED 31 DECEMBER 2014, AS SET OUT IN
THE COMPANY'S 2014 ANNUAL REPORT AND
ACCOUNTS BE APPROVED
17 RENEWAL OF DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
18 POLITICAL DONATIONS Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 PURCHASE OF OWN SHARES Mgmt For For
21 NOTICE OF GENERAL MEETINGS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC, LONDON Agenda Number: 705408513
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: AGM
Meeting Date: 16-Jul-2014
Ticker: LSE
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION AND THE ANNUAL STATEMENT OF
THE CHAIRMAN OF THE REMUNERATION COMMITTEE
4 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
5 TO RE-ELECT JACQUES AIGRAIN AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT CHRIS GIBSON-SMITH AS A Mgmt Against Against
DIRECTOR
7 TO RE-ELECT PAUL HEIDEN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT RAFFAELE JERUSALMI AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT STUART LEWIS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ANDREA MUNARI AS A DIRECTOR Mgmt For For
11 TO RE-ELECT STEPHEN O CONNOR AS A DIRECTOR Mgmt For For
12 TO RE-ELECT XAVIER ROLET AS A DIRECTOR Mgmt For For
13 TO RE-ELECT PAOLO SCARONI AS A DIRECTOR Mgmt For For
14 TO RE-ELECT MASSIMO TONONI AS A DIRECTOR Mgmt For For
15 TO RE-ELECT DAVID WARREN AS A DIRECTOR Mgmt Against Against
16 TO RE-ELECT ROBERT WEBB AS A DIRECTOR Mgmt For For
17 TO ELECT SHERRY COUTU CBE AS A DIRECTOR Mgmt For For
18 TO ELECT JOANNA SHIELDS OBE AS A DIRECTOR Mgmt For For
19 TO RE-APPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS
20 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS REMUNERATION
21 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
22 TO MAKE POLITICAL DONATIONS AND INCUR Mgmt For For
POLITICAL EXPENDITURE
23 TO APPROVE THE LONDON STOCK EXCHANGE GROUP Mgmt For For
LONG TERM INCENTIVE PLAN 2014
24 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF AN ALLOTMENT OF EQUITY SECURITIES FOR
CASH
25 TO GRANT THE DIRECTORS AUTHORITY TO Mgmt For For
PURCHASE THE COMPANY'S OWN SHARES
26 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt Against Against
GENERAL MEETING MAY BE CALLED ON 14 CLEAR
DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC, LONDON Agenda Number: 705517792
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: OGM
Meeting Date: 10-Sep-2014
Ticker: LSE
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 (A) THE PROPOSED ACQUISITION BY THE COMPANY Mgmt For For
OF FRANK RUSSELL COMPANY BY WAY OF A MERGER
OF A WHOLLY-OWNED INDIRECT SUBSIDIARY OF
THE COMPANY WITH AND INTO FRANK RUSSELL
COMPANY, AS DESCRIBED IN THE COMBINED
PROSPECTUS AND CIRCULAR TO THE SHAREHOLDERS
OF THE COMPANY DATED 22 AUGUST 2014,
SUBSTANTIALLY ON THE TERMS AND SUBJECT TO
THE CONDITIONS SET OUT IN THE MERGER
AGREEMENT DATED 26 JUNE 2014 (THE
ACQUISITION) BE AND IS HEREBY APPROVED; AND
(B) THE DIRECTORS OF THE COMPANY (THE
DIRECTORS) (OR ANY DULY CONSTITUTED
COMMITTEE THEREOF) BE AND ARE HEREBY
AUTHORISED TO TAKE ALL NECESSARY OR
APPROPRIATE STEPS AND TO DO ALL NECESSARY
OR APPROPRIATE THINGS TO IMPLEMENT,
COMPLETE OR TO PROCURE THE IMPLEMENTATION
OR COMPLETION OF THE ACQUISITION AND GIVE
EFFECT THERETO WITH SUCH MODIFICATIONS,
VARIATIONS, REVISIONS, WAIVERS OR CONTD
CONT CONTD AMENDMENTS (NOT BEING MODIFICATIONS, Non-Voting
VARIATIONS, REVISIONS, WAIVERS OR
AMENDMENTS OF A MATERIAL NATURE) AS THE
DIRECTORS (OR ANY DULY AUTHORISED COMMITTEE
THEREOF) MAY DEEM NECESSARY, EXPEDIENT OR
APPROPRIATE IN CONNECTION WITH THE
ACQUISITION
--------------------------------------------------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC, LONDON Agenda Number: 705933732
--------------------------------------------------------------------------------------------------------------------------
Security: G5689U103
Meeting Type: AGM
Meeting Date: 29-Apr-2015
Ticker: LSE
ISIN: GB00B0SWJX34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO DECLARE A DIVIDEND Mgmt For For
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION AND THE ANNUAL STATEMENT OF
THE CHAIRMAN OF THE REMUNERATION COMMITTEE
4 TO RE-ELECT JACQUES AIGRAIN AS A DIRECTOR Mgmt Against Against
5 TO RE-ELECT CHRIS GIBSON-SMITH AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT SHERRY COUTU CBE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT PAUL HEIDEN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT RAFFAELE JERUSALMI AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT STUART LEWIS AS A DIRECTOR Mgmt Against Against
10 TO RE-ELECT ANDREA MUNARI AS A DIRECTOR Mgmt For For
11 TO RE-ELECT STEPHEN O'CONNOR AS A DIRECTOR Mgmt For For
12 TO RE-ELECT XAVIER ROLET AS A DIRECTOR Mgmt For For
13 TO RE-ELECT BARONESS (JOANNA) SHIELDS OBE Mgmt For For
AS A DIRECTOR
14 TO RE-ELECT MASSIMO TONONI AS A DIRECTOR Mgmt For For
15 TO RE-ELECT DAVID WARREN AS A DIRECTOR Mgmt Against Against
16 TO ELECT SHARON BOWLES AS A DIRECTOR Mgmt For For
17 TO RE-APPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS
18 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS REMUNERATION
19 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
20 TO MAKE POLITICAL DONATIONS AND INCUR Mgmt For For
POLITICAL EXPENDITURE
21 TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT Mgmt For For
OF AN ALLOTMENT OF EQUITY SECURITIES FOR
CASH
22 TO GRANT THE DIRECTORS AUTHORITY TO Mgmt For For
PURCHASE THE COMPANY'S OWN SHARES
23 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt Against Against
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934184831
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 29-May-2015
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt Withheld Against
DAVID W. BERNAUER Mgmt For For
ANGELA F. BRALY Mgmt For For
LAURIE Z. DOUGLAS Mgmt For For
RICHARD W. DREILING Mgmt For For
ROBERT L. JOHNSON Mgmt Withheld Against
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
JAMES H. MORGAN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY APPROVAL OF LOWE'S NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LOWE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2015.
--------------------------------------------------------------------------------------------------------------------------
LUXOTTICA GROUP SPA, BELLUNO Agenda Number: 705946044
--------------------------------------------------------------------------------------------------------------------------
Security: T6444Z110
Meeting Type: OGM
Meeting Date: 24-Apr-2015
Ticker: LUX
ISIN: IT0001479374
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 439551 DUE TO RECEIPT OF
DIRECTORS AND AUDITORS NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 BALANCE SHEET AS OF 31 DECEMBER 2014 Mgmt For For
2 PROFIT ALLOCATION, DIVIDEND AND ADDITIONAL Mgmt For For
EXTRAORDINARY DIVIDEND DISTRIBUTION
3 AUTHORIZATION TO BUY AND DISPOSE OF OWN Mgmt For For
SHARES AS PER ART 2357 AND FOLLOWING OF THE
CIVIL CODE
4.1 TO STATE BOARD OF DIRECTORS MEMBERS' NUMBER Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2
SLATES. THANK YOU
4.2.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT DIRECTORS:
LIST PRESENTED BY DELFIN S.A'.R.L.
REPRESENTING 61,41PCT OF THE STOCK CAPITAL:
LEONARDO DEL VECCHIO, LUIGI FRANCAVILLA,
ADIL MEHBOOB-KHAN, MASSIMO VIAN, LUIGI
FEOLA, ELISABETTA MAGISTRETTI, MARIO
NOTARI, MARIA PIERDICCHI, KARL HEINZ
SALZBURGER, LUCIANO SANTEL, CRISTINA
SCOCCHIA, SANDRO VERONESI, ANDREA ZAPPIA
4.2.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: TO APPOINT DIRECTORS:
LIST PRESENTED BY BY SHAREHOLDERS
REPRESENTING 0,72PCT OF THE STOCK CAPITAL:
MARINA BROGI
4.3 TO STATE BOARD OF DIRECTORS' EMOLUMENT Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU.
5.1.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL
AUDITORS: LIST PRESENTED BY DELFIN
S.A'.R.L. REPRESENTING 61,41PCT OF THE
STOCK CAPITAL: EFFECTIVE AUDITORS: ALBERTO
GIUSSANI, BARBARA TADOLINI, CARLO
LAZZARINI; ALTERNATE AUDITORS: MARIA
VENTURINI, PAOLO GIOSUE' BIFULCO
5.1.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL
AUDITORS: LIST PRESENTED BY SHAREHOLDERS
REPRESENTING 0,72PCT OF THE STOCK CAPITAL:
EFFECTIVE AUDITOR: FRANCESCO VELLA;
ALTERNATE AUDITOR: ROBERTO MICCU
5.2 TO STATE INTERNAL AUDITORS EMOLUMENT Mgmt For For
6 CONSULTATION ON THE FIRST SECTION OF THE Mgmt Against Against
REWARDING REPORT AS PER ART 123 TER, ITEM 6
OF THE LEGISLATIVE DECREE 58/1998
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 934136955
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 21-Apr-2015
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. BAIRD Mgmt Withheld Against
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt Withheld Against
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
GARY N. GEISEL Mgmt Withheld Against
JOHN D. HAWKE, JR. Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt Withheld Against
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt Withheld Against
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE M&T Mgmt For For
BANK CORPORATION 2009 EQUITY INCENTIVE
COMPENSATION PLAN.
3. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 706250583
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 25-Jun-2015
Ticker: 8306
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Transition to a Company Mgmt For For
with Three Committees, Eliminate the
Articles Related to Class 5 and Class 11
Preferred Shares, Revise Convenors and
Chairpersons of a Shareholders Meeting and
Board of Directors Meeting, Adopt Reduction
of Liability System for Non-Executive
Directors, Revise Directors with Title
3.1 Appoint a Director Sono, Kiyoshi Mgmt For For
3.2 Appoint a Director Wakabayashi, Tatsuo Mgmt For For
3.3 Appoint a Director Nagaoka, Takashi Mgmt For For
3.4 Appoint a Director Hirano, Nobuyuki Mgmt Against Against
3.5 Appoint a Director Oyamada, Takashi Mgmt For For
3.6 Appoint a Director Kuroda, Tadashi Mgmt For For
3.7 Appoint a Director Tokunari, Muneaki Mgmt Against Against
3.8 Appoint a Director Yasuda, Masamichi Mgmt For For
3.9 Appoint a Director Mikumo, Takashi Mgmt Against Against
3.10 Appoint a Director Shimamoto, Takehiko Mgmt Against Against
3.11 Appoint a Director Kawamoto, Yuko Mgmt For For
3.12 Appoint a Director Matsuyama, Haruka Mgmt For For
3.13 Appoint a Director Okamoto, Kunie Mgmt For For
3.14 Appoint a Director Okuda, Tsutomu Mgmt For For
3.15 Appoint a Director Kawakami, Hiroshi Mgmt For For
3.16 Appoint a Director Sato, Yukihiro Mgmt For For
3.17 Appoint a Director Yamate, Akira Mgmt For For
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Ban on Gender
Discrimination)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Setting Maximum Limit for
Stock Name Transfer fees on Margin Trading
at Securities Subsidiaries)
--------------------------------------------------------------------------------------------------------------------------
MOTHERSON SUMI SYSTEMS LTD, NOIDA Agenda Number: 705492546
--------------------------------------------------------------------------------------------------------------------------
Security: Y6139B141
Meeting Type: AGM
Meeting Date: 25-Aug-2014
Ticker: 517334
ISIN: INE775A01035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 ADOPTION OF BALANCE SHEET, STATEMENT OF Mgmt For For
PROFIT & LOSS, REPORT OF THE BOARD OF
DIRECTORS AND AUDITORS FOR THE FINANCIAL
YEAR ENDED 31ST MARCH, 2014
2 DECLARATION OF DIVIDEND ON EQUITY SHARES Mgmt For For
3 RE-APPOINTMENT OF MR. PANKAJ MITAL, WHO Mgmt Against Against
RETIRES BY ROTATION
4 APPOINTMENT OF AUDITOR AND FIXING THEIR Mgmt For For
REMUNERATION: RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTION 139 AND OTHER
APPLICABLE PROVISIONS, IF ANY, OF THE
COMPANIES ACT, 2013 AND THE RULES FRAMED
THEREUNDER, AS AMENDED FROM TIME TO TIME,
M/S. PRICE WATERHOUSE, CHARTERED
ACCOUNTANTS (FIRM REGISTRATION NO-012754N),
BE AND IS HEREBY RE-APPOINTED AS AUDITORS
OF THE COMPANY TO HOLD OFFICE FROM THE
CONCLUSION OF THIS ANNUAL GENERAL MEETING
TILL THE CONCLUSION OF THE 30TH
ANNUAL GENERAL MEETING TO BE HELD IN THE
YEAR 2017 (SUBJECT TO RATIFICATION OF
THEIR APPOINTMENT AT EVERY ANNUAL GENERAL
MEETING), AT SUCH REMUNERATION,
REIMBURSEMENT OF OUT-OF-POCKET EXPENSES,
TRAVELLING AND OTHER EXPENSES INCURRED IN
CONNECTION WITH AUDIT TO BE CARRIED OUT BY
THEM, AS MAY BE MUTUALLY AGREED BETWEEN THE
BOARD OF DIRECTORS OF THE COMPANY AND THE
AUDITORS
5 APPOINTMENT OF MS. NORIYO NAKAMURA TO FILL Mgmt Against Against
UP THE CASUAL VACANCY OF MR. HIDEAKI
UESHIMA
6 APPOINTMENT OF MS. GEETA MATHUR AS AN Mgmt For For
INDEPENDENT DIRECTOR
7 APPOINTMENT OF MAJ. GEN. AMARJIT SINGH Mgmt Against Against
(RETD.) AS AN INDEPENDENT DIRECTOR
8 APPOINTMENT OF MR. S.C. TRIPATHI, IAS Mgmt For For
(RETD.) AS AN INDEPENDENT DIRECTOR
9 APPOINTMENT OF MR. ARJUN PURI AS AN Mgmt For For
INDEPENDENT DIRECTOR
10 APPOINTMENT OF MR. GAUTAM MUKHERJEE AS AN Mgmt For For
INDEPENDENT DIRECTOR
11 RE-APPOINTMENT OF MR. PANKAJ MITAL AS Mgmt For For
WHOLE-TIME DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE,LTD. Agenda Number: 706205021
--------------------------------------------------------------------------------------------------------------------------
Security: J5900F106
Meeting Type: AGM
Meeting Date: 19-Jun-2015
Ticker: 4307
ISIN: JP3762800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Shimamoto, Tadashi Mgmt For For
1.2 Appoint a Director Muroi, Masahiro Mgmt For For
1.3 Appoint a Director Maruyama, Akira Mgmt For For
1.4 Appoint a Director Sawada, Mitsuru Mgmt For For
1.5 Appoint a Director Itano, Hiroshi Mgmt For For
1.6 Appoint a Director Konomoto, Shingo Mgmt For For
1.7 Appoint a Director Ueno, Ayumu Mgmt For For
1.8 Appoint a Director Sawada, Takashi Mgmt For For
1.9 Appoint a Director Utsuda, Shoei Mgmt For For
1.10 Appoint a Director Doi, Miwako Mgmt For For
2 Appoint a Corporate Auditor Kitagaki, Mgmt Against Against
Hirofumi
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 705861816
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 19-Mar-2015
Ticker: NOVOB
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 431351 DUE TO ADDITION OF
RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
2 ADOPTION OF THE AUDITED ANNUAL REPORT 2014 Mgmt For For
3.1 APPROVAL OF ACTUAL REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS FOR 2014
3.2 APPROVAL OF REMUNERATION LEVEL OF THE BOARD Mgmt For For
OF DIRECTORS FOR 2015
4 RESOLUTION TO DISTRIBUTE THE PROFIT: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT THE
DIVIDEND FOR 2014 IS DKK 5.00 FOR EACH NOVO
NORDISK A OR B SHARE OF DKK 0.20
5.1 ELECTION OF GORAN ANDO AS CHAIRMAN Mgmt Abstain Against
5.2 ELECTION OF JEPPE CHRISTIANSEN AS VICE Mgmt For For
CHAIRMAN
5.3A ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: BRUNO ANGELICI
5.3B ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: SYLVIE GREGOIRE
5.3C ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt Abstain Against
DIRECTORS: LIZ HEWITT
5.3D ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: THOMAS PAUL KOESTLER
5.3E ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: EIVIND KOLDING
5.3F ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARY SZELA
6 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS Mgmt Abstain Against
AUDITOR
7.1 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
REDUCTION OF THE COMPANY'S B SHARE CAPITAL
FROM DKK 422,512,800 TO DKK 412,512,800
7.2 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION OF THE BOARD OF DIRECTORS TO
ALLOW THE COMPANY TO ACQUIRE OWN SHARES
7.3 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION;
DISTRIBUTION OF EXTRAORDINARY DIVIDENDS:
NEW ARTICLE 18.3
7.4 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF REVISED REMUNERATION PRINCIPLES
8 THE BOARD DOES NOT MAKE ANY RECOMMENDATION Mgmt Abstain Against
ON RESOLUTION: PROPOSALS FROM SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 934175452
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 08-May-2015
Ticker: OII
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. HUFF Mgmt Withheld Against
M. KEVIN MCEVOY Mgmt Withheld Against
STEVEN A. WEBSTER Mgmt For For
2. PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 2010 INCENTIVE PLAN OF OCEANEERING
INTERNATIONAL, INC.
3. ADVISORY VOTE ON A RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 934141324
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt Against Against
1C. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt Against Against
1D. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For
1F. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1H. ELECTION OF DIRECTOR: DENISE L. RAMOS Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt Against Against
1J. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt Against Against
BASIS, THE COMPENSATION OF PRAXAIR'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2015
PROXY STATEMENT
3. SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN
4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 934051551
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 12-Aug-2014
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK DONEGAN Mgmt For For
1B. ELECTION OF DIRECTOR: DON R. GRABER Mgmt For For
1C. ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1D. ELECTION OF DIRECTOR: DANIEL J. MURPHY Mgmt For For
1E. ELECTION OF DIRECTOR: VERNON E. OECHSLE Mgmt For For
1F. ELECTION OF DIRECTOR: ULRICH SCHMIDT Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY A. WICKS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against
VESTING OF EQUITY AWARDS UPON A CHANGE IN
CONTROL.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934127348
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 08-Apr-2015
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1G. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2014 FINANCIAL Mgmt For For
STATEMENTS AND THE BOARD'S 2014
DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED Agenda Number: 934210357
--------------------------------------------------------------------------------------------------------------------------
Security: G81276100
Meeting Type: Annual
Meeting Date: 12-Jun-2015
Ticker: SIG
ISIN: BMG812761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. TODD STITZER Mgmt For For
1B. ELECTION OF DIRECTOR: VIRGINIA DROSOS Mgmt For For
1C. ELECTION OF DIRECTOR: DALE HILPERT Mgmt For For
1D. ELECTION OF DIRECTOR: MARK LIGHT Mgmt For For
1E. ELECTION OF DIRECTOR: HELEN MCCLUSKEY Mgmt For For
1F. ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS PLASKETT Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT STACK Mgmt For For
1I. ELECTION OF DIRECTOR: EUGENIA ULASEWICZ Mgmt For For
1J. ELECTION OF DIRECTOR: RUSSELL WALLS Mgmt For For
2. APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR OF THE COMPANY.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT (THE "SAY-ON-PAY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
SUZUKI MOTOR CORPORATION Agenda Number: 706205223
--------------------------------------------------------------------------------------------------------------------------
Security: J78529138
Meeting Type: AGM
Meeting Date: 26-Jun-2015
Ticker: 7269
ISIN: JP3397200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Suzuki, Osamu Mgmt For For
2.2 Appoint a Director Honda, Osamu Mgmt For For
2.3 Appoint a Director Suzuki, Toshihiro Mgmt For For
2.4 Appoint a Director Harayama, Yasuhito Mgmt For For
2.5 Appoint a Director Mochizuki, Eiji Mgmt For For
2.6 Appoint a Director Iwatsuki, Takashi Mgmt For For
2.7 Appoint a Director Nagao, Masahiko Mgmt For For
2.8 Appoint a Director Iguchi, Masakazu Mgmt Against Against
2.9 Appoint a Director Tanino, Sakutaro Mgmt Against Against
3 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 934128869
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 16-Apr-2015
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
THALES, COURBEVOIE Agenda Number: 705887860
--------------------------------------------------------------------------------------------------------------------------
Security: F9156M108
Meeting Type: MIX
Meeting Date: 13-May-2015
Ticker: HO
ISIN: FR0000121329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2014
O.2 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2014
O.3 ALLOCATION OF INCOME OF THE PARENT COMPANY Mgmt For For
AND SETTING THE DIVIDEND
O.4 RENEWAL OF TERM OF ERNST & YOUNG AUDIT AS Mgmt For For
PRINCIPAL STATUTORY AUDITOR
O.5 RENEWAL OF TERM OF AUDITEX AS DEPUTY Mgmt For For
STATUTORY AUDITOR
O.6 RATIFICATION OF CHANGE OF LOCATION OF THE Mgmt For For
REGISTERED OFFICE
O.7 APPROVAL OF A REGULATED AGREEMENT Mgmt For For
AUTHORIZED BY THE BOARD OF DIRECTORS ON
JULY 1, 2014 PURSUANT TO ARTICLE L.225-38
OF THE COMMERCIAL CODE REGARDING REAL
ESTATE PURCHASE IN MERIGNAC
O.8 RATIFICATION OF THE COOPTATION OF MR. Mgmt Against Against
LAURENT COLLET-BILLON AS DIRECTOR AS
PROPOSED BY THE "PUBLIC SECTOR"
O.9 RATIFICATION OF THE COOPTATION OF MR. REGIS Mgmt Against Against
TURRINI AS DIRECTOR AS PROPOSED BY THE
"PUBLIC SECTOR"
O.10 ADVISORY REVIEW OF COMPENSATION OWED OR Mgmt Against Against
PAID TO MR. JEAN-BERNARD LEVY FROM JANUARY
1ST TO NOVEMBER 26TH, 2014
O.11 RATIFICATION OF THE COOPTATION OF MR. Mgmt For For
PHILIPPE LOGAK AS DIRECTOR AS PROPOSED BY
THE "PUBLIC SECTOR"
O.12 APPROVAL OF A REGULATED AGREEMENT Mgmt For For
AUTHORIZED BY THE BOARD OF DIRECTORS ON
DECEMBER 9, 2014 PURSUANT TO ARTICLE
L.225-42-1 OF THE COMMERCIAL CODE
REGARDING MR. PHILIPPE LOGAK'S PRIVATE
UNEMPLOYMENT INSURANCE
O.13 RATIFICATION OF THE COOPTATION OF MR. Mgmt For For
PATRICE CAINE AS DIRECTOR AS PROPOSED BY
THE "PUBLIC SECTOR"
O.14 APPROVAL OF A REGULATED AGREEMENT Mgmt Against Against
AUTHORIZED BY THE BOARD OF DIRECTORS ON
FEBRUARY 25, 2015 PURSUANT TO ARTICLE
L.225-42-1 OF THE COMMERCIAL CODE REGARDING
MR. PATRICE CAINE'S SEVERANCE PAYMENT
O.15 APPROVAL OF A REGULATED AGREEMENT Mgmt For For
AUTHORIZED BY THE BOARD OF DIRECTORS ON
FEBRUARY 25, 2015 PURSUANT TO ARTICLE
L.225-42-1 OF THE COMMERCIAL CODE REGARDING
MR. PATRICE CAINE'S PRIVATE UNEMPLOYMENT
INSURANCE
O.16 APPROVAL OF A REGULATED AGREEMENT Mgmt For For
AUTHORIZED BY THE BOARD OF DIRECTORS ON
FEBRUARY 25, 2015 PURSUANT TO ARTICLE
L.225-42-1 OF THE COMMERCIAL CODE REGARDING
MR. PATRICE CAINE'S DEFERRED GRADUAL AND
CONDITIONAL COMPENSATION
O.17 RATIFICATION OF THE COOPTATION OF MR. HENRI Mgmt Against Against
PROGLIO AS DIRECTOR AS PROPOSED BY THE
"INDUSTRIAL PARTNER"
O.18 APPOINTMENT OF MR. THIERRY AULAGNON AS Mgmt Against Against
DIRECTOR AS PROPOSED BY THE "PUBLIC SECTOR"
O.19 APPOINTMENT OF MRS. GUYLAINE DYEVRE AS Mgmt For For
INDEPENDENT DIRECTOR
O.20 REVALUATION OF THE AMOUNT OF ANNUAL Mgmt For For
ATTENDANCE ALLOWANCES TO BE ALLOCATED TO
THE BOARD OF DIRECTORS TO TAKE INTO ACCOUNT
THE HIGHER NUMBER OF DIRECTORS FROM 16 TO
18 WITHIN THE BOARD OF DIRECTORS
O.21 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO ALLOW THE COMPANY TO TRADE IN
ITS OWN SHARES UNDER A SHARE BUYBACK
PROGRAM, EXCEPT DURING PUBLIC OFFERING,
WITH A MAXIMUM PURCHASE PRICE OF EUROS 65
PER SHARE
E.22 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CANCEL SHARES PURCHASED UNDER
A SHARE BUYBACK PROGRAM
E.23 AMENDMENT TO ARTICLE 11 OF THE BYLAWS OF Mgmt For For
THE COMPANY - CANCELLING THE CASTING VOTE
OF THE CHAIRMAN
E.24 AMENDMENT TO ARTICLE 14 OF THE BYLAWS OF Mgmt For For
THE COMPANY - SETTING THE AGE LIMIT TO
SERVE AS CHAIRMAN OF THE BOARD OF DIRECTORS
AT 69 YEARS OLD
E.25 AMENDMENT TO ARTICLE 17 OF THE BYLAWS OF Mgmt For For
THE COMPANY - INTRODUCING THE OPTION OF
ELECTRONIC VOTING FOR SHAREHOLDERS
O.26 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
CMMT 15 APR 2015: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
015/0311/201503111500509.pdf. THIS IS A
REVISION DUE TO RECEIPT OF ADDITIONAL URL
LINK:
http://www.journal-officiel.gouv.fr//pdf/20
15/0413/201504131501043.pdf AND MODIFICATION
OF TEXT OF RESOLUTION O.12. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934177951
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: MARK FLAHERTY Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1K. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
1M. ELECTION OF DIRECTOR: MARK O. WINKELMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. APPROVAL OF THE GOLDMAN SACHS AMENDED AND Mgmt For For
RESTATED STOCK INCENTIVE PLAN (2015)
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015
5. SHAREHOLDER PROPOSAL REGARDING Shr Against For
VOTE-COUNTING
6. SHAREHOLDER PROPOSAL REGARDING VESTING OF Shr Against For
EQUITY AWARDS UPON ENTERING GOVERNMENT
SERVICE
7. SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT Shr For Against
BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
THE PRICELINE GROUP INC. Agenda Number: 934200938
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 04-Jun-2015
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
DARREN R. HUSTON Mgmt For For
CHARLES H. NOSKI Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2015.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO CONSIDER AND VOTE UPON A NON-BINDING Shr For Against
STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER
ACTION BY WRITTEN CONSENT.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr For Against
STOCKHOLDER PROPOSAL CONCERNING PROXY
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 934165273
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt Against Against
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Against Against
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
THE VALSPAR CORPORATION Agenda Number: 934118185
--------------------------------------------------------------------------------------------------------------------------
Security: 920355104
Meeting Type: Annual
Meeting Date: 18-Feb-2015
Ticker: VAL
ISIN: US9203551042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JACK J. ALLEN Mgmt For For
JOHN S. BODE Mgmt For For
JEFFREY H. CURLER Mgmt For For
SHANE D. FLEMING Mgmt For For
2. TO CAST AN ADVISORY VOTE TO APPROVE THE Mgmt For For
CORPORATION'S EXECUTIVE COMPENSATION
("SAY-ON-PAY" VOTE).
3. TO APPROVE THE VALSPAR CORPORATION 2015 Mgmt For For
OMNIBUS EQUITY PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 934072454
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Special
Meeting Date: 02-Oct-2014
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE COMPANY'S 2014 Mgmt Against Against
STOCK OPTION PLAN.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 934120712
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 05-Mar-2015
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM DRIES Mgmt For For
W. NICHOLAS HOWLEY Mgmt For For
RAYMOND LAUBENTHAL Mgmt For For
ROBERT SMALL Mgmt Withheld Against
2. TO APPROVE (IN AN ADVISORY VOTE) Mgmt Against Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2015.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934196280
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2015
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1J. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF AMENDMENTS TO THE 2011 STOCK Mgmt For For
INCENTIVE PLAN.
4. APPROVAL OF REINCORPORATION OF THE COMPANY Mgmt Against Against
FROM MINNESOTA TO DELAWARE.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2015.
6. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING A POLICY
REQUIRING AN INDEPENDENT BOARD CHAIR, IF
PROPERLY PRESENTED AT THE 2015 ANNUAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 934174599
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD H. FARMER Mgmt Abstain Against
1B. ELECTION OF DIRECTOR: COLLEEN A. GOGGINS Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. INGRAM Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: ANDERS O. LONNER Mgmt Abstain Against
1E. ELECTION OF DIRECTOR: THEO MELAS-KYRIAZI Mgmt For For
1F. ELECTION OF DIRECTOR: J. MICHAEL PEARSON Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT N. POWER Mgmt Abstain Against
1H. ELECTION OF DIRECTOR: NORMA A. PROVENCIO Mgmt For For
1I. ELECTION OF DIRECTOR: HOWARD B. SCHILLER Mgmt Abstain Against
1J. ELECTION OF DIRECTOR: KATHARINE B. Mgmt For For
STEVENSON
1K. ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt Abstain Against
2. THE APPROVAL, IN AN ADVISORY RESOLUTION, OF Mgmt Against Against
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCUSSIONS CONTAINED IN THE
MANAGEMENT PROXY CIRCULAR AND PROXY
STATEMENT.
3. TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE AUDITORS FOR THE COMPANY TO HOLD OFFICE
UNTIL THE CLOSE OF THE 2016 ANNUAL MEETING
OF SHAREHOLDERS AND TO AUTHORIZE THE
COMPANY'S BOARD OF DIRECTORS TO FIX THE
AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 934139800
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODNEY C. ADKINS Mgmt For For
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
WILLIAM K. HALL Mgmt For For
STUART L. LEVENICK Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
GARY L. ROGERS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2015.
3 SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 PROPOSAL TO APPROVE THE W.W. GRAINGER, INC. Mgmt For For
2015 INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION Agenda Number: 934157682
--------------------------------------------------------------------------------------------------------------------------
Security: 98310W108
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: WYN
ISIN: US98310W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN P. HOLMES Mgmt For For
MYRA J. BIBLOWIT Mgmt Withheld Against
JAMES E. BUCKMAN Mgmt For For
GEORGE HERRERA Mgmt Withheld Against
BRIAN MULRONEY Mgmt Withheld Against
PAULINE D.E. RICHARDS Mgmt Withheld Against
MICHAEL H. WARGOTZ Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE THE WYNDHAM Mgmt Against Against
WORLDWIDE CORPORATION EXECUTIVE
COMPENSATION PROGRAM.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2015.
Loomis Sayles Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 934153064
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 11-May-2015
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1C. ELECTION OF DIRECTOR: A. BLAINE BOWMAN Mgmt For For
1D. ELECTION OF DIRECTOR: ELISHA W. FINNEY Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For
1F. ELECTION OF DIRECTOR: KRISH A. PRABHU Mgmt For For
1G. ELECTION OF DIRECTOR: SHANE V. ROBISON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS H. WAECHTER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE BY 3,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
3. TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY
1,000,000 THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
6. IF PROPERLY PRESENTED AT THE ANNUAL Shr For Against
MEETING, TO CONSIDER A STOCKHOLDER PROPOSAL
REGARDING AN INDEPENDENT CHAIR OF THE
BOARD.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934198727
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 10-Jun-2015
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH Mgmt For For
1G. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1H. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1I. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt Against Against
1J. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
5. SHAREHOLDER PROPOSAL REGARDING Shr For Against
SUSTAINABILITY REPORTING
6. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING HUMAN RIGHTS RISKS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 934155587
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 11-May-2015
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: URSULA BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: PETER CHERNIN Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE LAUVERGEON Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL LEAVITT Mgmt For For
1G. ELECTION OF DIRECTOR: THEODORE LEONSIS Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD LEVIN Mgmt For For
1I. ELECTION OF DIRECTOR: SAMUEL PALMISANO Mgmt For For
1J. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT WALTER Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA.
5. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr Against For
PRIVACY, DATA SECURITY AND GOVERNMENT
REQUESTS.
6. SHAREHOLDER PROPOSAL RELATING TO ACTION BY Shr For Against
WRITTEN CONSENT.
7. SHAREHOLDER PROPOSAL RELATING TO LOBBYING Shr Against For
DISCLOSURE.
8. SHAREHOLDER PROPOSAL RELATING TO Shr For Against
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 934153672
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
1M. ELECTION OF DIRECTOR: DR. R. SANDERS Mgmt For For
WILLIAMS
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL (VOTE TABULATION). Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 934121726
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 11-Mar-2015
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT T. ROCHE Mgmt For For
1C. ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD H. FRANK Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For
1I. ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For
1J. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1K. ELECTION OF DIRECTOR: LISA T. SU Mgmt For For
2. TO APPROVE, BY NON-BINDING "SAY-ON-PAY" Mgmt For For
VOTE, THE COMPENSATION ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC Agenda Number: 934165944
--------------------------------------------------------------------------------------------------------------------------
Security: G0483X122
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: ARM
ISIN: GB0000595859
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2014
2. TO DECLARE A FINAL DIVIDEND Mgmt For For
3. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
4. TO ELECT JOHN LIU AS A DIRECTOR Mgmt For For
5. TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
6. TO RE-ELECT SIMON SEGARS AS A DIRECTOR Mgmt For For
7. TO RE-ELECT ANDY GREEN AS A DIRECTOR Mgmt For For
8. TO RE-ELECT LARRY HIRST AS A DIRECTOR Mgmt For For
9. TO RE-ELECT MIKE MULLER AS A DIRECTOR Mgmt For For
10. TO RE-ELECT KATHLEEN O'DONOVAN AS A Mgmt For For
DIRECTOR
11. TO RE-ELECT JANICE ROBERTS AS A DIRECTOR Mgmt For For
12. TO RE-ELECT TIM SCORE AS A DIRECTOR Mgmt Against Against
13. TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
14. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
15. TO GRANT THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
16. TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
17. TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
18. TO AUTHORISE THE COMPANY TO HOLD GENERAL Mgmt Against Against
MEETINGS ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 934202211
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 10-Jun-2015
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1E. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1F. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1G. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: BETSY RAFAEL Mgmt For For
1I. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2016.
3 APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS,THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
4 APPROVE AN AMENDMENT TO THE AUTODESK, INC. Mgmt For For
2012 EMPLOYEE STOCK PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE BY
12.5 MILLION SHARES.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 934080235
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 11-Nov-2014
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
MICHAEL P. GREGOIRE Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934082215
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 20-Nov-2014
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1E. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1G. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1I. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EMPLOYEE STOCK PURCHASE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2015.
5. APPROVAL TO RECOMMEND THAT CISCO ESTABLISH Shr Against For
A PUBLIC POLICY COMMITTEE OF THE BOARD.
6. APPROVAL TO REQUEST THE BOARD TO AMEND Shr Against For
CISCO'S GOVERNING DOCUMENTS TO ALLOW PROXY
ACCESS FOR SPECIFIED CATEGORIES OF
SHAREHOLDERS.
7. APPROVAL TO REQUEST CISCO TO PROVIDE A Shr For Against
SEMIANNUAL REPORT ON POLITICAL-RELATED
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 934068657
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 18-Sep-2014
Ticker: DGE
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2014. Mgmt For For
2. DIRECTORS' REMUNERATION REPORT 2014. Mgmt For For
3. DIRECTORS' REMUNERATION POLICY. Mgmt For For
4. DECLARATION OF FINAL DIVIDEND. Mgmt For For
5. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
7. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION, REMUNERATION
COMMITTEE(CHAIRMAN OF THE COMMITTEE))
8. RE-ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt Against Against
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
9. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
10. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt Against Against
(NOMINATION COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
11. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt Against Against
(EXECUTIVE COMMITTEE)
12. RE-ELECTION OF I MENEZES AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
13. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For For
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
14. ELECTION OF NS MENDELSOHN AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
15. ELECTION OF AJH STEWART AS A DIRECTOR. Mgmt For For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
16. RE-APPOINTMENT OF AUDITOR. Mgmt For For
17. REMUNERATION OF AUDITOR. Mgmt For For
18. AUTHORITY TO ALLOT SHARES. Mgmt For For
19. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
20. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For For
21. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
22. ADOPTION OF THE DIAGEO 2014 LONG TERM Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 934178080
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT R. WRIGHT Mgmt Against Against
1B ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1C ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL J. MALONE Mgmt Against Against
1E ELECTION OF DIRECTOR: RICHARD B. MCCUNE Mgmt For For
1F ELECTION OF DIRECTOR: JOHN W. MEISENBACH Mgmt Against Against
1G ELECTION OF DIRECTOR: JEFFREY S. MUSSER Mgmt For For
1H ELECTION OF DIRECTOR: LIANE J. PELLETIER Mgmt For For
1I ELECTION OF DIRECTOR: JAMES L.K. WANG Mgmt For For
1J ELECTION OF DIRECTOR: TAY YOSHITANI Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
3 APPROVE 2015 STOCK OPTION PLAN. Mgmt For For
4 RATIFICATION OF OUR INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
5 ADVISORY VOTE TO APPROVE COMPANY-SPONSORED Mgmt For For
PROXY ACCESS FRAMEWORK.
6 SHAREHOLDER PROPOSAL: PROXY ACCESS. Shr Against For
7 SHAREHOLDER PROPOSAL: PERFORMANCE-BASED Shr Against For
EXECUTIVE EQUITY AWARDS.
8 SHAREHOLDER PROPOSAL: NO ACCELERATED Shr For Against
VESTING OF EQUITY AWARDS.
9 SHAREHOLDER PROPOSAL: RETAIN SIGNIFICANT Shr Against For
STOCK FROM EQUITY COMPENSATION.
10 SHAREHOLDER PROPOSAL: RECOVERY OF UNEARNED Shr Against For
MANAGEMENT BONUSES.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 934204378
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 11-Jun-2015
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt Withheld Against
ERSKINE B. BOWLES Mgmt Withheld Against
SUSAN D. DESMOND-HELLMANN Mgmt Withheld Against
REED HASTINGS Mgmt For For
JAN KOUM Mgmt For For
SHERYL K. SANDBERG Mgmt Withheld Against
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015
3. TO RE-APPROVE THE INTERNAL REVENUE CODE OF Mgmt Against Against
1986, AS AMENDED, SECTION 162(M) LIMITS OF
OUR 2012 EQUITY INCENTIVE PLAN TO PRESERVE
OUR ABILITY TO RECEIVE CORPORATE INCOME TAX
DEDUCTIONS THAT MAY BECOME AVAILABLE
PURSUANT TO SECTION 162(M)
4. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING
5. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr For Against
SUSTAINABILITY REPORT
6. A STOCKHOLDER PROPOSAL REGARDING A HUMAN Shr Against For
RIGHTS RISK ASSESSMENT
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 934090527
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 16-Dec-2014
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBIN A. ABRAMS Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL F. Mgmt Against Against
DICHRISTINA
1.3 ELECTION OF DIRECTOR: WALTER F. SIEBECKER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2015.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FACTSET RESEARCH SYSTEMS INC. 2008
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 934194010
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P706
Meeting Type: Annual
Meeting Date: 03-Jun-2015
Ticker: GOOG
ISIN: US38259P7069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY PAGE Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt Withheld Against
L. JOHN DOERR Mgmt Withheld Against
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
ALAN R. MULALLY Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S Mgmt Against Against
2012 STOCK PLAN TO INCREASE THE SHARE
RESERVE BY 17,000,000 SHARES OF CLASS C
CAPITAL STOCK.
4 A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5 A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr For Against
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6 A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7 A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON RENEWABLE ENERGY COST, IF PROPERLY
PRESENTED AT THE MEETING.
8 A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON BUSINESS RISK RELATED TO CLIMATE CHANGE
REGULATIONS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 934136664
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 23-Apr-2015
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. GREENHILL Mgmt For For
SCOTT L. BOK Mgmt For For
ROBERT T. BLAKELY Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
STEPHEN L. KEY Mgmt For For
KAREN P. ROBARDS Mgmt For For
2. APPROVAL, BY NON-BINDING VOTE, OF Mgmt For For
GREENHILL'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS GREENHILL'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2015.
4. APPROVAL OF GREENHILL'S EQUITY INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934184831
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 29-May-2015
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt Withheld Against
DAVID W. BERNAUER Mgmt For For
ANGELA F. BRALY Mgmt For For
LAURIE Z. DOUGLAS Mgmt For For
RICHARD W. DREILING Mgmt For For
ROBERT L. JOHNSON Mgmt Withheld Against
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
JAMES H. MORGAN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY APPROVAL OF LOWE'S NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LOWE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2015.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934177393
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 26-May-2015
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
4. PROPOSAL TO AMEND AND RESTATE THE 2010 Mgmt For For
INCENTIVE STOCK PLAN.
5. PROPOSAL TO AMEND AND RESTATE THE EXECUTIVE Mgmt For For
INCENTIVE PLAN.
6. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
7. SHAREHOLDER PROPOSAL CONCERNING ACCELERATED Shr Against For
VESTING OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934087708
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 03-Dec-2014
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
1C. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1D. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2015
4. SHAREHOLDER PROPOSAL - PROXY ACCESS FOR Shr Against For
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 934123681
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 27-Feb-2015
Ticker: NOVN
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT OF NOVARTIS Mgmt For For
AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG
AND THE GROUP CONSOLIDATED FINANCIAL
STATEMENTS FOR THE 2014 FINANCIAL YEAR
2. DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3. APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND
4. REDUCTION OF SHARE CAPITAL Mgmt For For
5. REVISION OF THE ARTICLES OF INCORPORATION Mgmt For For
6A. VOTES ON COMPENSATION FOR THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON TOTAL
COMPENSATION FOR MEMBERS OF THE BOARD OF
DIRECTORS FROM THE 2015 ANNUAL GENERAL
MEETING TO THE 2016 ANNUAL GENERAL MEETING
6B. VOTES ON COMPENSATION FOR THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: BINDING VOTE ON TOTAL
COMPENSATION FOR MEMBERS OF THE EXECUTIVE
COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E.
2016
6C. VOTES ON COMPENSATION FOR THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE: ADVISORY VOTE ON THE 2014
COMPENSATION REPORT
7A. RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt For For
RE-ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS (IN A SINGLE VOTE)
7B. RE-ELECTION OF DIMITRI AZAR, M.D. Mgmt For For
7C. RE-ELECTION OF VERENA A. BRINER, M.D. Mgmt For For
7D. RE-ELECTION OF SRIKANT DATAR, PH.D. Mgmt For For
7E. RE-ELECTION OF ANN FUDGE Mgmt For For
7F. RE-ELECTION OF PIERRE LANDOLT, PH.D. Mgmt Against Against
7G. RE-ELECTION OF ANDREAS VON PLANTA, PH.D. Mgmt For For
7H. RE-ELECTION OF CHARLES L. SAWYERS, M.D. Mgmt For For
7I. RE-ELECTION OF ENRICO VANNI, PH.D. Mgmt For For
7J. RE-ELECTION OF WILLIAM T. WINTERS Mgmt For For
7K. ELECTION OF NANCY C. ANDREWS, M.D., PH.D. Mgmt For For
8A. RE-ELECTION OF SRIKANT DATAR, PH.D., AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
8B. RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
8C. RE-ELECTION OF ENRICO VANNI, PH.D., AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
8D. ELECTION OF WILLIAM T. WINTERS AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
9. RE-ELECTION OF THE STATUTORY AUDITOR Mgmt For For
10. RE-ELECTION OF THE INDEPENDENT PROXY Mgmt For For
11. P58679L INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE NOTICE OF ANNUAL GENERAL MEETING,
AND/OR OF MOTIONS RELATING TO ADDITIONAL
AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS IF ALTERNATIVE MOTIONS UNDER
THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF
ANNUAL GENERAL MEETING AND/OR MOTIONS
RELATING TO ADDITIONAL AGENDA ITEMS
ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE
SWISS CODE OF OBLIGATIONS ARE PROPOSED AT
THE ANNUAL GENERAL ... (DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934078153
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 05-Nov-2014
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2015.
4. STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
5. STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For
PERFORMANCE METRICS.
6. STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr Against For
PERFORMANCE METRICS.
7. STOCKHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934118616
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 09-Mar-2015
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1J. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1K. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1M. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1N. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1O. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 27, 2015.
3. TO APPROVE AN AMENDMENT TO THE 2001 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE SHARE RESERVE BY 25,000,000 SHARES.
4. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SABMILLER PLC Agenda Number: 934053911
--------------------------------------------------------------------------------------------------------------------------
Security: 78572M105
Meeting Type: Annual
Meeting Date: 24-Jul-2014
Ticker: SAB
ISIN: US78572M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31 MARCH
2014, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREIN.
O2 TO RECEIVE AND, IF THOUGHT FIT, APPROVE THE Mgmt Against Against
DIRECTORS' REMUNERATION REPORT 2014, OTHER
THAN THE DIRECTORS' REMUNERATION POLICY,
CONTAINED IN THE ANNUAL REPORT FOR THE YEAR
ENDED 31 MARCH 2014.
O3 TO RECEIVE AND, IF THOUGHT FIT, APPROVE THE Mgmt Against Against
DIRECTORS' REMUNERATION POLICY CONTAINED IN
THE ANNUAL REPORT FOR THE YEAR ENDED 31
MARCH 2014.
O4 TO RE-ELECT MR M H ARMOUR AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O5 TO RE-ELECT MR G C BIBLE AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O6 TO RE-ELECT MR A J CLARK AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O7 TO RE-ELECT MR D S DEVITRE AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O8 TO RE-ELECT MR G R ELLIOTT AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O9 TO RE-ELECT MS L M S KNOX AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O10 TO RE-ELECT MR P J MANSER AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O11 TO RE-ELECT MR J A MANZONI AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O12 TO RE-ELECT DR D F MOYO AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O13 TO RE-ELECT MR C A PEREZ DAVILA AS A Mgmt Against Against
DIRECTOR OF THE COMPANY.
O14 TO RE-ELECT MR A SANTO DOMINGO DAVILA AS A Mgmt Against Against
DIRECTOR OF THE COMPANY.
O15 TO RE-ELECT MS H A WEIR AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O16 TO RE-ELECT MR H A WILLARD AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O17 TO RE-ELECT MR J S WILSON AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O18 TO DECLARE A FINAL DIVIDEND OF 80 US CENTS Mgmt For For
PER SHARE.
O19 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY, TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID.
O20 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS.
O21 TO GIVE A GENERAL POWER AND AUTHORITY TO Mgmt For For
THE DIRECTORS TO ALLOT SHARES.
O22 TO ADOPT THE SABMILLER PLC EMPLOYEE SHARE Mgmt For For
PURCHASE PLAN.
O23 TO ADOPT THE SABMILLER PLC SHARESAVE PLAN. Mgmt For For
O24 TO AUTHORISE THE DIRECTORS TO ESTABLISH Mgmt For For
SUPPLEMENTS OR APPENDICES TO THE SABMILLER
PLC EMPLOYEE SHARE PURCHASE PLAN OR THE
SABMILLER PLC SHARESAVE PLAN.
S25 TO GIVE A GENERAL POWER AND AUTHORITY TO Mgmt For For
THE DIRECTORS TO ALLOT SHARES FOR CASH
OTHERWISE THAN PRO RATA TO ALL
SHAREHOLDERS.
S26 TO GIVE A GENERAL AUTHORITY TO THE Mgmt For For
DIRECTORS TO MAKE MARKET PURCHASES OF
ORDINARY SHARES OF US$0.10 EACH IN THE
CAPITAL OF THE COMPANY.
S27 TO APPROVE THE CALLING OF GENERAL MEETINGS, Mgmt Against Against
OTHER THAN AN ANNUAL GENERAL MEETING, ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934127348
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 08-Apr-2015
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1G. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2014 FINANCIAL Mgmt For For
STATEMENTS AND THE BOARD'S 2014
DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 934189867
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL A. GUARINO Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD B. LIEB Mgmt For For
1C. ELECTION OF DIRECTOR: CARMEN V. ROMEO Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934138163
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: MARC BOLLAND Mgmt For For
1D. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For
1E. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1G. ELECTION OF DIRECTOR: BARRY DILLER Mgmt Against Against
1H. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1I. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1M. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1N. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1O. ELECTION OF DIRECTOR: DAVID B. WEINBERG Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
4. SHAREOWNER PROPOSAL REGARDING PROXY ACCESS Shr For Against
5. SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For
STOCK
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 934070448
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 14-Oct-2014
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. APPROVE THE PROCTER & GAMBLE 2014 STOCK AND Mgmt For For
INCENTIVE COMPENSATION PLAN
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
5. SHAREHOLDER PROPOSAL - REPORT ON Shr Against For
UNRECYCLABLE PACKAGING
6. SHAREHOLDER PROPOSAL - REPORT ON ALIGNMENT Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 934142871
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. ABNEY Mgmt For For
1B. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1G. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN T. STANKEY Mgmt For For
1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO APPROVE THE 2015 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
6. SHAREOWNER PROPOSAL REGARDING TAX GROSS-UPS Shr For Against
PAYMENTS TO SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 934113248
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 12-Feb-2015
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY E. GUERTIN Mgmt For For
DAVID J. ILLINGWORTH Mgmt For For
R. NAUMANN-ETIENNE Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE VARIAN Mgmt For For
MEDICAL SYSTEMS, INC. NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VARIAN
MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934110785
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2015
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt Against Against
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
TO FACILITATE STOCK SPLITS.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE VISA INC. EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
5A. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
AND THE AMENDED AND RESTATED BY-LAWS TO
REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS
AND REPLACE THEM WITH MAJORITY VOTE
REQUIREMENTS FOR THE ACTION: EXITING OUR
CORE PAYMENT BUSINESS
5B. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
AND THE AMENDED AND RESTATED BY-LAWS TO
REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS
AND REPLACE THEM WITH MAJORITY VOTE
REQUIREMENTS FOR THE ACTION: FUTURE
AMENDMENTS TO SECTIONS OF THE CERTIFICATE
OF INCORPORATION
5C. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
AND THE AMENDED AND RESTATED BY-LAWS TO
REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS
AND REPLACE THEM WITH MAJORITY VOTE
REQUIREMENTS FOR THE ACTION: APPROVAL OF
EXCEPTIONS TO TRANSFER RESTRICTIONS
5D. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
AND THE AMENDED AND RESTATED BY-LAWS TO
REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS
AND REPLACE THEM WITH MAJORITY VOTE
REQUIREMENTS FOR THE ACTION: REMOVAL OF
DIRECTORS FROM OFFICE
5E. APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
AND THE AMENDED AND RESTATED BY-LAWS TO
REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS
AND REPLACE THEM WITH MAJORITY VOTE
REQUIREMENTS FOR THE ACTION: FUTURE
AMENDMENTS TO THE ADVANCE NOTICE PROVISIONS
IN THE BY-LAWS
6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 934143621
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 01-May-2015
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. CAVANAGH Mgmt For For
1B. ELECTION OF DIRECTOR: GREG CREED Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For
1E. ELECTION OF DIRECTOR: MIRIAN M. Mgmt For For
GRADDICK-WEIR
1F. ELECTION OF DIRECTOR: JONATHAN S. LINEN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS C. NELSON Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: ELANE B. STOCK Mgmt For For
1K. ELECTION OF DIRECTOR: JING-SHYH S. SU Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING POLICY ON Shr Against For
ACCELERATED VESTING UPON A CHANGE IN
CONTROL.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 934149534
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 05-May-2015
Ticker: ZMH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. FARRELL Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1I. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1J. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
2. APPROVE THE AMENDED STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS
3. APPROVE THE AMENDED AND RESTATED DEFERRED Mgmt For For
COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
Loomis Sayles High Income Fund
--------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 934058935
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Contested Annual
Meeting Date: 29-Jul-2014
Ticker: CLF
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY B. HALVERSON Mgmt For For
MARK E. GAUMOND Mgmt For For
SUSAN M. GREEN Mgmt For For
JANICE K. HENRY Mgmt For For
JAMES F. KIRSCH Mgmt For For
RICHARD K. RIEDERER Mgmt For For
TIMOTHY W. SULLIVAN Mgmt For For
2 APPROVAL OF THE 2014 NONEMPLOYEE DIRECTORS' Mgmt For For
COMPENSATION PLAN.
3 APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS' COMPENSATION.
4 APPROVAL OF THE CLIFFS NATURAL RESOURCES Mgmt For For
INC. AMENDED AND RESTATED 2012 INCENTIVE
EQUITY PLAN.
5 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO SERVE FOR THE
2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934172850
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 29-May-2015
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. ROBERT BARTOLO Mgmt For For
1B. ELECTION OF DIRECTOR: CINDY CHRISTY Mgmt Against Against
1C. ELECTION OF DIRECTOR: ARI Q. FITZGERALD Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. GARRISON II Mgmt For For
1E. ELECTION OF DIRECTOR: DALE N. HATFIELD Mgmt Against Against
1F. ELECTION OF DIRECTOR: LEE W. HOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT F. MCKENZIE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2015.
3. THE NON-BINDING, ADVISORY VOTE REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. THE NON-BINDING ADVISORY VOTE REGARDING THE Mgmt 3 Years Against
FREQUENCY OF VOTING ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934202766
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 09-Jun-2015
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1D. ELECTION OF DIRECTOR: LINDA R. GOODEN Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH JIMENEZ, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. INDEPENDENT BOARD CHAIRMAN Shr Against For
5. CUMULATIVE VOTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 934091721
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Special
Meeting Date: 20-Nov-2014
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT OF THE CERTIFICATE Mgmt For For
OF INCORPORATION OF KMI TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF CLASS P
COMMON STOCK, PAR VALUE $0.01 PER SHARE, OF
KMI FROM 2,000,000,000 TO 4,000,000,000.
2. TO APPROVE THE ISSUANCE OF SHARES OF KMI Mgmt For For
COMMON STOCK IN THE PROPOSED KMP, KMR AND
EPB MERGERS.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE FOREGOING PROPOSALS AT THE
TIME OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 934149813
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
STEVEN J. KEAN Mgmt For For
TED A. GARDNER Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
GARY L. HULTQUIST Mgmt For For
RONALD L. KUEHN, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL J. MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
ARTHUR C. REICHSTETTER Mgmt For For
FAYEZ SAROFIM Mgmt For For
C. PARK SHAPER Mgmt For For
WILLIAM A. SMITH Mgmt For For
JOEL V. STAFF Mgmt For For
ROBERT F. VAGT Mgmt For For
PERRY M. WAUGHTAL Mgmt For For
2. APPROVAL OF THE KINDER MORGAN, INC. 2015 Mgmt For For
AMENDED AND RESTATED STOCK INCENTIVE PLAN.
3. APPROVAL OF THE AMENDED AND RESTATED ANNUAL Mgmt For For
INCENTIVE PLAN OF KINDER MORGAN, INC.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
6. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF KINDER
MORGAN, INC.
7. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON OUR COMPANY'S RESPONSE TO CLIMATE
CHANGE.
8. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON METHANE EMISSIONS.
9. STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Shr For Against
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 934149748
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1F. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1I. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1J. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1L. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
Loomis Sayles Investment Grade Bond Fund
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 934138199
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD W. BLAIR Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt Against Against
JR.
1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For
1G. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL P. Mgmt For For
HUTTENLOCHER
1I. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1J. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1M. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1N. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. HOLY LAND PRINCIPLES SHAREHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ESSAR STEEL ALGOMA INC Agenda Number: 934067578
--------------------------------------------------------------------------------------------------------------------------
Security: 01660NAA6
Meeting Type: Special
Meeting Date: 10-Sep-2014
Ticker:
ISIN: US01660NAA63
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) A RESOLUTION OF NOTEHOLDERS (THE Mgmt For For
"ARRANGEMENT RESOLUTION"), THE FULL TEXT OF
WHICH IS SET OUT IN APPENDIX "A" TO THE
CIRCULAR, APPROVING A PLAN OF ARRANGEMENT
(THE "ARRANGEMENT") PURSUANT TO SECTION 192
OF THE CANADA BUSINESS CORPORATIONS ACT,
WHICH ARRANGEMENT IS MORE PARTICULARLY
DESCRIBED IN THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 934153026
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt Against Against
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt Against Against
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt Against Against
JR.
1D. ELECTION OF DIRECTOR: MARK FIELDS Mgmt For For
1E. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt Against Against
1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt Against Against
1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt Against Against
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt Against Against
1K. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt Against Against
1L. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt Against Against
1M. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt Against Against
1N. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt Against Against
1O. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt Against Against
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
5. RELATING TO ALLOWING HOLDERS OF 20% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
Loomis Sayles Limited Term Government and Agency Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
8X8, INC. Agenda Number: 934054088
--------------------------------------------------------------------------------------------------------------------------
Security: 282914100
Meeting Type: Annual
Meeting Date: 24-Jul-2014
Ticker: EGHT
ISIN: US2829141009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GUY L. HECKER, JR. Mgmt For For
BRYAN R. MARTIN Mgmt For For
VIKRAM VERMA Mgmt For For
ERIC SALZMAN Mgmt For For
IAN POTTER Mgmt For For
JASWINDER PAL SINGH Mgmt For For
VLADIMIR JACIMOVIC Mgmt For For
2. TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2015.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE COMPANY'S 2012 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES CURRENTLY
RESERVED FOR ISSUANCE THEREUNDER BY ADDING
TO THE SHARE RESERVE AN ADDITIONAL
6,800,000 SHARES.
4. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
5. TO ACT UPON ALL OTHER BUSINESS THAT MAY Mgmt Against Against
PROPERLY COME BEFORE THE 2014 ANNUAL
MEETING OR ANY ADJOURNMENT OF THE 2014
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 934170399
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
E. PEROT BISSELL Mgmt Withheld Against
HARTLEY R. ROGERS Mgmt Withheld Against
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
PRESENTED IN THE PROXY STATEMENT.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ACCELERON PHARMA INC. Agenda Number: 934194870
--------------------------------------------------------------------------------------------------------------------------
Security: 00434H108
Meeting Type: Annual
Meeting Date: 04-Jun-2015
Ticker: XLRN
ISIN: US00434H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE C. KEARNEY Mgmt For For
JOHN L. KNOPF, PH.D. Mgmt For For
TERRANCE G. MCGUIRE Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF HOLDING A VOTE ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC. Agenda Number: 934206714
--------------------------------------------------------------------------------------------------------------------------
Security: 00484M106
Meeting Type: Annual
Meeting Date: 09-Jun-2015
Ticker: ACOR
ISIN: US00484M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY GREENE Mgmt Withheld Against
IAN SMITH Mgmt For For
2. TO APPROVE THE ACORDA THERAPEUTICS, INC. Mgmt For For
2015 OMNIBUS INCENTIVE COMPENSATION PLAN
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2015
4. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
AMSURG CORP. Agenda Number: 934206687
--------------------------------------------------------------------------------------------------------------------------
Security: 03232P405
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: AMSG
ISIN: US03232P4054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS G. CIGARRAN Mgmt For For
JOHN T. GAWALUCK Mgmt For For
CYNTHIA S. MILLER Mgmt For For
JOHN W. POPP, JR., M.D. Mgmt For For
2. APPROVAL OF AN AMENDMENT TO OUR SECOND Mgmt For For
AMENDED AND RESTATED CHARTER, AS AMENDED,
TO INCREASE OUR AUTHORIZED SHARES OF
CAPITAL STOCK FROM 75,000,000 TO
125,000,000, TO INCREASE THE AUTHORIZED
SHARES OF OUR COMMON STOCK, NO PAR VALUE,
FROM 70,000,000 TO 120,000,000 AND REMOVE
THE DESIGNATION ....... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2015.
--------------------------------------------------------------------------------------------------------------------------
ANACOR PHARMACEUTICALS INC Agenda Number: 934213935
--------------------------------------------------------------------------------------------------------------------------
Security: 032420101
Meeting Type: Annual
Meeting Date: 09-Jun-2015
Ticker: ANAC
ISIN: US0324201013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK LESCHLY Mgmt For For
WILLIAM J. RIEFLIN Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2015.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC. Agenda Number: 934225714
--------------------------------------------------------------------------------------------------------------------------
Security: 037598109
Meeting Type: Annual
Meeting Date: 25-Jun-2015
Ticker: APOG
ISIN: US0375981091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BERNARD P. ALDRICH Mgmt For For
JOHN T. MANNING Mgmt For For
JOSEPH F. PUISHYS Mgmt For For
2. ADVISORY APPROVAL OF APOGEE'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS APOGEE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 27, 2016.
--------------------------------------------------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC Agenda Number: 934142857
--------------------------------------------------------------------------------------------------------------------------
Security: 04316A108
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: APAM
ISIN: US04316A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MATTHEW R. BARGER Mgmt Withheld Against
SETH W. BRENNAN Mgmt For For
ERIC R. COLSON Mgmt For For
TENCH COXE Mgmt For For
STEPHANIE G. DIMARCO Mgmt Withheld Against
JEFFREY A. JOERRES Mgmt Withheld Against
ANDREW ZIEGLER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC. Agenda Number: 934145598
--------------------------------------------------------------------------------------------------------------------------
Security: 043436104
Meeting Type: Annual
Meeting Date: 15-Apr-2015
Ticker: ABG
ISIN: US0434361046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS E. CLEMENTS Mgmt For For
EUGENE S. KATZ Mgmt For For
SCOTT L. THOMPSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
ASBURY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS ASBURY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC. Agenda Number: 934088471
--------------------------------------------------------------------------------------------------------------------------
Security: 045327103
Meeting Type: Annual
Meeting Date: 04-Dec-2014
Ticker: AZPN
ISIN: US0453271035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOAN C. MCARDLE Mgmt Withheld Against
DR. SIMON J. OREBI GANN Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. Agenda Number: 934154585
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106
Meeting Type: Annual
Meeting Date: 18-May-2015
Ticker: OZRK
ISIN: US0639041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE GLEASON Mgmt For For
DAN THOMAS Mgmt For For
NICHOLAS BROWN Mgmt For For
RICHARD CISNE Mgmt For For
ROBERT EAST Mgmt For For
CATHERINE B. FREEDBERG Mgmt For For
LINDA GLEASON Mgmt For For
PETER KENNY Mgmt For For
WILLIAM KOEFOED, JR. Mgmt For For
HENRY MARIANI Mgmt For For
ROBERT PROOST Mgmt For For
R.L. QUALLS Mgmt For For
JOHN REYNOLDS Mgmt For For
TYLER VANCE Mgmt For For
SHERECE WEST-SCANTLEBURY Mgmt For For
ROSS WHIPPLE Mgmt For For
2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BANK OF THE OZARKS, INC. STOCK OPTION
PLAN.
3. TO APPROVE THE BANK OF THE OZARKS, INC. Mgmt For For
NON-EMPLOYEE DIRECTOR STOCK PLAN.
4. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
AND APPOINTMENT OF THE ACCOUNTING FIRM OF
CROWE HORWARTH LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2015.
5. TO APPROVE, BY AN ADVISORY NON-BINDING Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
6. TO DETERMINE, BY AN ADVISORY NON-BINDING Mgmt 3 Years Against
VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS WILL OCCUR EVERY ONE
YEAR, TWO YEARS, OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 934160502
--------------------------------------------------------------------------------------------------------------------------
Security: 109194100
Meeting Type: Annual
Meeting Date: 11-May-2015
Ticker: BFAM
ISIN: US1091941005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
E. TOWNES DUNCAN Mgmt Withheld Against
JORDAN HITCH Mgmt Withheld Against
LINDA MASON Mgmt Withheld Against
MARY ANN TOCIO Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS (THE "SAY-ON-PAY
PROPOSAL").
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 3 Years Against
FREQUENCY OF THE SAY-ON-PAY PROPOSAL IN THE
FUTURE.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
CAMBREX CORPORATION Agenda Number: 934148582
--------------------------------------------------------------------------------------------------------------------------
Security: 132011107
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: CBM
ISIN: US1320111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROSINA B. DIXON Mgmt For For
1.2 ELECTION OF DIRECTOR: KATHRYN R. HARRIGAN Mgmt For For
1.3 ELECTION OF DIRECTOR: LEON J. HENDRIX, JR. Mgmt For For
1.4 ELECTION OF DIRECTOR: ILAN KAUFTHAL Mgmt For For
1.5 ELECTION OF DIRECTOR: STEVEN M. KLOSK Mgmt For For
1.6 ELECTION OF DIRECTOR: WILLIAM B. KORB Mgmt For For
1.7 ELECTION OF DIRECTOR: PETER G. TOMBROS Mgmt For For
1.8 ELECTION OF DIRECTOR: SHLOMO YANAI Mgmt For For
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2015
PROXY STATEMENT.
3. APPROVAL OF THE 2009 LONG TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED.
4. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
CARDIOVASCULAR SYSTEMS, INC. Agenda Number: 934078533
--------------------------------------------------------------------------------------------------------------------------
Security: 141619106
Meeting Type: Annual
Meeting Date: 12-Nov-2014
Ticker: CSII
ISIN: US1416191062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. MARTIN Mgmt For For
2. TO APPROVE THE 2014 EQUITY INCENTIVE PLAN. Mgmt For For
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING JUNE 30, 2015.
4. PROPOSAL TO CAST A NON-BINDING ADVISORY Mgmt Against Against
VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CARDTRONICS, INC. Agenda Number: 934164625
--------------------------------------------------------------------------------------------------------------------------
Security: 14161H108
Meeting Type: Annual
Meeting Date: 13-May-2015
Ticker: CATM
ISIN: US14161H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. TIM ARNOULT Mgmt For For
1B. ELECTION OF DIRECTOR: DENNIS F. LYNCH Mgmt For For
1C. ELECTION OF DIRECTOR: JULI C. SPOTTISWOOD Mgmt For For
2. A RESOLUTION IN WHICH THE SHAREHOLDERS Mgmt For For
APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG AS THE COMPANY'S AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2015.
--------------------------------------------------------------------------------------------------------------------------
CAVIUM, INC. Agenda Number: 934211981
--------------------------------------------------------------------------------------------------------------------------
Security: 14964U108
Meeting Type: Annual
Meeting Date: 18-Jun-2015
Ticker: CAVM
ISIN: US14964U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANJAY MEHROTRA Mgmt For For
MADHAV V. RAJAN Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF CAVIUM, INC. FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2015.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF CAVIUM, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CHIMERIX INC. Agenda Number: 934220637
--------------------------------------------------------------------------------------------------------------------------
Security: 16934W106
Meeting Type: Annual
Meeting Date: 22-Jun-2015
Ticker: CMRX
ISIN: US16934W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES M. DALY Mgmt For For
MARTHA J. DEMSKI Mgmt Withheld Against
JOHN M. LEONARD, M.D. Mgmt For For
JAMES NIEDEL, M.D. PH.D Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt Against Against
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
CHUY'S HOLDINGS, INC. Agenda Number: 934045623
--------------------------------------------------------------------------------------------------------------------------
Security: 171604101
Meeting Type: Annual
Meeting Date: 29-Jul-2014
Ticker: CHUY
ISIN: US1716041017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVE HISLOP Mgmt Withheld Against
JOHN ZAPP Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF MCGLADREY LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 934124912
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 26-Mar-2015
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS III DIRECTOR: BRUCE L. Mgmt For For
CLAFLIN
1B. ELECTION OF CLASS III DIRECTOR: PATRICK T. Mgmt For For
GALLAGHER
1C. ELECTION OF CLASS III DIRECTOR: T. MICHAEL Mgmt For For
NEVENS
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2015.
3. TO HOLD AN ADVISORY VOTE ON OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN THESE PROXY
MATERIALS.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA SPORTSWEAR COMPANY Agenda Number: 934165160
--------------------------------------------------------------------------------------------------------------------------
Security: 198516106
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: COLM
ISIN: US1985161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERTRUDE BOYLE Mgmt Withheld Against
TIMOTHY P. BOYLE Mgmt For For
SARAH A. BANY Mgmt For For
MURREY R. ALBERS Mgmt For For
STEPHEN E. BABSON Mgmt For For
ANDY D. BRYANT Mgmt For For
EDWARD S. GEORGE Mgmt For For
WALTER T. KLENZ Mgmt For For
RONALD E. NELSON Mgmt For For
JOHN W. STANTON Mgmt For For
MALIA H. WASSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CRITEO SA Agenda Number: 934239434
--------------------------------------------------------------------------------------------------------------------------
Security: 226718104
Meeting Type: Annual
Meeting Date: 23-Jun-2015
Ticker: CRTO
ISIN: US2267181046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2014
2. APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2014
3. DISCHARGE (QUITUS) OF THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE STATUTORY
AUDITORS FOR THE PERFORMANCE OF THEIR
DUTIES FOR THE FISCAL YEAR ENDED DECEMBER
31, 2014
4. ALLOCATION OF PROFITS FOR THE FISCAL YEAR Mgmt For For
ENDED DECEMBER 31, 2014
5. APPROVAL OF THE AGREEMENTS REFERRED TO IN Mgmt For For
ARTICLES L.225-38 ET SEQ. OF THE FRENCH
COMMERCIAL CODE
6. RENEWAL OF THE TERM OF OFFICE OF MRS. DANA Mgmt For For
EVAN AS DIRECTOR
7. RENEWAL OF THE TERM OF OFFICE OF MR. HUBERT Mgmt For For
DE PESQUIDOUX AS DIRECTOR
8. DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO EXECUTE A BUYBACK OF COMPANY
STOCK IN ACCORDANCE WITH ARTICLE L.
225-209-2 OF THE FRENCH COMMERCIAL CODE
9. DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITAL BY ISSUING ORDINARY SHARES, OR ANY
SECURITIES GRANTING ACCESS TO THE COMPANY'S
SHARE CAPITAL, FOR THE BENEFIT OF A
CATEGORY OF PERSONS MEETING PREDETERMINED
CRITERIA, WITHOUT SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
10. DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITAL BY ISSUING ORDINARY SHARES, OR ANY
SECURITIES GRANTING ACCESS TO THE COMPANY'S
SHARE CAPITAL, THROUGH A PUBLIC OFFERING,
WITHOUT SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS
11. DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED AS A RESULT OF A
SHARE CAPITAL INCREASE PURSUANT TO THE
DELEGATIONS IN RESOLUTIONS 9 AND 10, WITH
OR WITHOUT SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS
12. DETERMINATION OF THE OVERALL FINANCIAL Mgmt For For
LIMITS APPLICABLE TO THE ISSUANCES TO BE
COMPLETED PURSUANT TO THE DELEGATIONS IN
RESOLUTIONS 9 TO 11
13. DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITAL THROUGH INCORPORATION OF PREMIUMS,
RESERVES, PROFITS, OR ANY OTHER AMOUNTS
THAT MAY BE CAPITALIZED
14. DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE COMPANY'S SHARE
CAPITAL BY CANCELLING SHARES AS PART OF THE
AUTHORIZATION TO THE BOARD OF DIRECTORS
ALLOWING THE COMPANY TO BUY BACK ITS OWN
SHARES IN ACCORDANCE WITH THE PROVISIONS OF
ARTICLE L.225-209-2 OF THE FRENCH
COMMERCIAL CODE
15. DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE AND GRANT WARRANTS (BONS
DE SOUSCRIPTION D'ACTIONS) FOR THE BENEFIT
OF A CATEGORY OF PERSONS MEETING
PREDETERMINED CRITERIA, WITHOUT
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS
16. DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against For
DIRECTORS TO INCREASE THE COMPANY'S SHARE
CAPITAL BY WAY OF ISSUING SHARES AND
SECURITIES FOR THE BENEFIT OF MEMBERS OF A
COMPANY SAVINGS PLAN (PLAN D'EPARGNE
D'ENTREPRISE)
--------------------------------------------------------------------------------------------------------------------------
CYBERONICS, INC. Agenda Number: 934062732
--------------------------------------------------------------------------------------------------------------------------
Security: 23251P102
Meeting Type: Annual
Meeting Date: 18-Sep-2014
Ticker: CYBX
ISIN: US23251P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GUY C. JACKSON Mgmt For For
JOSEPH E. LAPTEWICZ, JR Mgmt For For
DANIEL J. MOORE Mgmt For For
HUGH M. MORRISON Mgmt For For
ALFRED J. NOVAK Mgmt For For
ARTHUR L. ROSENTHAL, Mgmt For For
JON T. TREMMEL Mgmt For For
2 PROPOSAL TO APPROVE THE ANNUAL EXECUTIVE Mgmt For For
BONUS PROGRAM.
3 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CYBERONICS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING APRIL 24, 2015.
4 SAY ON PAY - PROPOSAL TO APPROVE BY Mgmt For For
ADVISORY VOTE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CYNOSURE INC. Agenda Number: 934158557
--------------------------------------------------------------------------------------------------------------------------
Security: 232577205
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: CYNO
ISIN: US2325772059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS H. ROBINSON Mgmt For For
BRIAN M. BAREFOOT Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS CYNOSURE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
DAVE & BUSTER'S ENTERTAINMENT, INC. Agenda Number: 934203085
--------------------------------------------------------------------------------------------------------------------------
Security: 238337109
Meeting Type: Annual
Meeting Date: 11-Jun-2015
Ticker: PLAY
ISIN: US2383371091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. TAYLOR CRANDALL Mgmt Withheld Against
MICHAEL J. GRIFFITH Mgmt For For
JONATHAN S. HALKYARD Mgmt For For
DAVID A. JONES Mgmt Withheld Against
STEPHEN M. KING Mgmt Withheld Against
ALAN J. LACY Mgmt Withheld Against
KEVIN M. MAILENDER Mgmt Withheld Against
PATRICIA H. MUELLER Mgmt For For
KEVIN M. SHEEHAN Mgmt For For
TYLER J. WOLFRAM Mgmt Withheld Against
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
DEALERTRACK TECHNOLOGIES, INC. Agenda Number: 934194034
--------------------------------------------------------------------------------------------------------------------------
Security: 242309102
Meeting Type: Annual
Meeting Date: 01-Jun-2015
Ticker: TRAK
ISIN: US2423091022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JASON CHAPNIK Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES FOY Mgmt For For
1.3 ELECTION OF DIRECTOR: HOWARD TISCHLER Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DEALERTRACK'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION OF EACH EXECUTIVE OFFICER, AS
DISCLOSED IN THE PROXY STATEMENT PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SEC.
--------------------------------------------------------------------------------------------------------------------------
DEMANDWARE INC. Agenda Number: 934171959
--------------------------------------------------------------------------------------------------------------------------
Security: 24802Y105
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: DWRE
ISIN: US24802Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE S. BOHN Mgmt For For
JILL GRANOFF Mgmt For For
2. TO APPROVE, IN A NON-BINDING ADVISORY Mgmt For For
SAY-ON-PAY VOTE, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN
THE COMPENSATION DISCUSSION AND ANALYSIS,
THE EXECUTIVE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURES IN THE
PROXY STATEMENT.
3. TO RATIFY, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE APPOINTMENT OF DELOITTE & TOUCHE LLP,
AN INDEPENDENT REGISTERED ACCOUNTING FIRM,
AS OUR INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND RESORTS INTERNATIONAL, INC. Agenda Number: 934187899
--------------------------------------------------------------------------------------------------------------------------
Security: 25272T104
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: DRII
ISIN: US25272T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID F. PALMER Mgmt Withheld Against
ZACHARY D. WARREN Mgmt Withheld Against
RICHARD M. DALEY Mgmt Withheld Against
2. PROPOSAL TO APPROVE THE DIAMOND RESORTS Mgmt For For
INTERNATIONAL, INC. 2015 EQUITY INCENTIVE
COMPENSATION PLAN.
3. PROPOSAL TO APPROVE THE DIAMOND RESORTS Mgmt For For
INTERNATIONAL, INC. BONUS COMPENSATION
PLAN.
4. PROPOSAL TO RECOMMEND, BY ADVISORY VOTE, Mgmt 3 Years Against
THE FREQUENCY OF FUTURE ADVISORY VOTES
REGARDING EXECUTIVE COMPENSATION.
5. PROPOSAL TO RATIFY THE APPOINTMENT BY THE Mgmt For For
BOARD OF DIRECTORS OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM BDO USA,
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY'S FINANCIAL STATEMENTS FOR THE YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 934205192
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 08-Jun-2015
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN E. WEST Mgmt Withheld Against
TRAVIS D. STICE Mgmt Withheld Against
MICHAEL P. CROSS Mgmt For For
DAVID L. HOUSTON Mgmt For For
MARK L. PLAUMANN Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION
3. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT AUDITORS, GRANT
THORNTON LLP, FOR FISCAL YEAR 2015
--------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP, INC. Agenda Number: 934156058
--------------------------------------------------------------------------------------------------------------------------
Security: 262037104
Meeting Type: Annual
Meeting Date: 15-May-2015
Ticker: DRQ
ISIN: US2620371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L. H. DICK ROBERTSON Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ELLIE MAE INC Agenda Number: 934204607
--------------------------------------------------------------------------------------------------------------------------
Security: 28849P100
Meeting Type: Annual
Meeting Date: 17-Jun-2015
Ticker: ELLI
ISIN: US28849P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIGMUND ANDERMAN Mgmt For For
CRAIG DAVIS Mgmt For For
FRANK SCHULTZ Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
GRANT THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2015.
3. TO APPROVE, ON AN ADVISORY BASIS, THE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION FOR THE
FISCAL YEAR ENDED DECEMBER 31, 2014 AS
DISCLOSED IN THE PROXY STATEMENT.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO ELIMINATE
ANY SUPERMAJORITY VOTING REQUIREMENTS
CONTAINED THEREIN.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 934171858
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL J. ABDUN-NABI Mgmt For For
DR. SUE BAILEY Mgmt For For
DR. JEROME HAUER Mgmt For For
DR. JOHN E. NIEDERHUBER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2015.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC. Agenda Number: 934200611
--------------------------------------------------------------------------------------------------------------------------
Security: 292554102
Meeting Type: Annual
Meeting Date: 04-Jun-2015
Ticker: ECPG
ISIN: US2925541029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLEM MESDAG Mgmt For For
MICHAEL P. MONACO Mgmt For For
LAURA NEWMAN OLLE Mgmt For For
FRANCIS E. QUINLAN Mgmt For For
NORMAN R. SORENSEN Mgmt For For
RICHARD J. SREDNICKI Mgmt For For
KENNETH A. VECCHIONE Mgmt For For
2 NON-BINDING VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 RATIFICATION OF SELECTION OF BDO USA, LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
ENDURANCE INTERNATIONAL GROUP HOLDINGS Agenda Number: 934137870
--------------------------------------------------------------------------------------------------------------------------
Security: 29272B105
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: EIGI
ISIN: US29272B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DALE CRANDALL Mgmt Withheld Against
THOMAS GORNY Mgmt Withheld Against
JUSTIN L. SADRIAN Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP, Mgmt Against Against
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS OUR INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2015
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 934192256
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106
Meeting Type: Annual
Meeting Date: 13-May-2015
Ticker: ENV
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES FOX Mgmt For For
JAMES JOHNSON Mgmt Withheld Against
CHARLES ROAME Mgmt For For
GREGORY SMITH Mgmt For For
2. THE APPROVAL OF THE ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
3. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
4. THE APPROVAL OF AN AMENDMENT TO ENVESTNET'S Mgmt For For
2010 LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ESSENT GROUP LTD Agenda Number: 934166136
--------------------------------------------------------------------------------------------------------------------------
Security: G3198U102
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: ESNT
ISIN: BMG3198U1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADITYA DUTT Mgmt For For
ROY J. KASMAR Mgmt For For
ANDREW TURNBULL Mgmt For For
2. REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2015
AND UNTIL THE 2016 ANNUAL GENERAL MEETING
OF SHAREHOLDERS, AND TO REFER THE
DETERMINATION OF THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 934162683
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL S. ALTHASEN Mgmt For For
THOMAS A. MCDONNELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EURONET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EVERYDAY HEALTH INC. Agenda Number: 934196379
--------------------------------------------------------------------------------------------------------------------------
Security: 300415106
Meeting Type: Annual
Meeting Date: 02-Jun-2015
Ticker: EVDY
ISIN: US3004151060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID GOLDEN Mgmt For For
SHARON WIENBAR Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 934050357
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 24-Jul-2014
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MANEESH K. ARORA Mgmt For For
JAMES E. DOYLE Mgmt For For
LIONEL N. STERLING Mgmt For For
2. PROPOSAL TO APPROVE ON AN ADVISORY BASIS Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE THE AMENDMENT TO THE Mgmt For For
2010 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 500,000 SHARES.
4. TO APPROVE THE AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION INCREASING THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
100,000,000 SHARES TO 200,000,000 SHARES.
5. PROPOSAL TO RATIFY THE SELECTION OF BDO Mgmt For For
USA, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
EXAMWORKS GROUP, INC (EXAM) Agenda Number: 934161340
--------------------------------------------------------------------------------------------------------------------------
Security: 30066A105
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: EXAM
ISIN: US30066A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER B. BACH Mgmt For For
PETER M. GRAHAM Mgmt For For
WILLIAM A. SHUTZER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE EXAMWORKS Mgmt For For
GROUP, INC. AMENDED AND RESTATED 2008 STOCK
INCENTIVE PLAN, AS AMENDED, TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY
2,700,000 SHARES AND TO EXTEND THE TERM OF
THE PLAN.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 934171757
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LYNN BRUBAKER Mgmt For For
SIMON RAAB Mgmt For For
2. THE RATIFICATION OF GRANT THORNTON LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015
3. NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
FEI COMPANY Agenda Number: 934136690
--------------------------------------------------------------------------------------------------------------------------
Security: 30241L109
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: FEIC
ISIN: US30241L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOMA BAHRAMI Mgmt For For
ARIE HUIJSER Mgmt Withheld Against
DON R. KANIA Mgmt For For
THOMAS F. KELLY Mgmt Withheld Against
JAN C. LOBBEZOO Mgmt For For
JAMI K. NACHTSHEIM Mgmt For For
JAMES T. RICHARDSON Mgmt For For
RICHARD H. WILLS Mgmt For For
2 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S 1995 STOCK INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES OF OUR COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN BY
250,000 SHARES.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S EMPLOYEE SHARE PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF KPMG LLP AS FEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.
5 TO APPROVE, ON AN ADVISORY BASIS, FEI'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FLEETMATICS GROUP PLC Agenda Number: 934053769
--------------------------------------------------------------------------------------------------------------------------
Security: G35569105
Meeting Type: Annual
Meeting Date: 29-Jul-2014
Ticker: FLTX
ISIN: IE00B4XKTT64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: BRIAN HALLIGAN Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ALLISON MNOOKIN Mgmt For For
1C. RE-ELECTION OF DIRECTOR: LIAM YOUNG Mgmt For For
2. TO REAPPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORIZE
THE DIRECTORS TO DETERMINE THE REMUNERATION
OF THE AUDITORS OF THE COMPANY.
3. TO AUTHORIZE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE DIRECTORS.
4. TO APPROVE THE HOLDING OF THE NEXT ANNUAL Mgmt For For
GENERAL MEETING OF THE COMPANY AT SUCH
LOCATION AS MAY BE DETERMINED BY THE
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
FLOTEK INDUSTRIES, INC. Agenda Number: 934164928
--------------------------------------------------------------------------------------------------------------------------
Security: 343389102
Meeting Type: Annual
Meeting Date: 24-Apr-2015
Ticker: FTK
ISIN: US3433891021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. CHISHOLM Mgmt For For
KENNETH T. HERN Mgmt For For
JOHN S. REILAND Mgmt For For
L.V. "BUD" MCGUIRE Mgmt For For
L. MELVIN COOPER Mgmt For For
CARLA S. HARDY Mgmt For For
TED D. BROWN Mgmt For For
2. APPROVAL OF NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, HEIN & ASSOCIATES LLP, AS THE
COMPANY'S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 934160300
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. ALLERT Mgmt For For
MICHAEL NORKUS Mgmt For For
ANN N. REESE Mgmt For For
HUNTER C. SMITH Mgmt For For
2. ADOPTION OF OUR THIRD AMENDED AND RESTATED Mgmt For For
2004 OMNIBUS INCENTIVE PLAN.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE INC Agenda Number: 934092785
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 04-Dec-2014
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW BROWN Mgmt For For
CRAIG CONWAY Mgmt For For
C. THOMAS WEATHERFORD Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS FISCAL YEAR
ENDING JULY 31, 2015.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 3 Years Against
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY
VOTES TO APPROVE THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE SERVICES GROUP, INC. Agenda Number: 934194084
--------------------------------------------------------------------------------------------------------------------------
Security: 421906108
Meeting Type: Annual
Meeting Date: 26-May-2015
Ticker: HCSG
ISIN: US4219061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL P. MCCARTNEY Mgmt Withheld Against
ROBERT L. FROME Mgmt Withheld Against
ROBERT J. MOSS Mgmt Withheld Against
JOHN M. BRIGGS Mgmt Withheld Against
DINO D. OTTAVIANO Mgmt Withheld Against
THEODORE WAHL Mgmt Withheld Against
MICHAEL E. MCBRYAN Mgmt Withheld Against
DIANE S. CASEY Mgmt Withheld Against
JOHN J. MCFADDEN Mgmt Withheld Against
JUDE VISCONTO Mgmt For For
2. TO APPROVE AND RATIFY THE SELECTION OF Mgmt For For
GRANT THORNTON LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS CURRENT FISCAL YEAR ENDING
DECEMBER 31, 2015.
3. TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING AN INDEPENDENT CHAIRMAN OF THE
BOARD, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC. Agenda Number: 934147263
--------------------------------------------------------------------------------------------------------------------------
Security: 42330P107
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: HLX
ISIN: US42330P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. WILLIAM PORTER Mgmt For For
ANTHONY TRIPODO Mgmt Withheld Against
JAMES A. WATT Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2015.
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE 2014 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 934145586
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICK L. STANAGE Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL S. BECKMAN Mgmt For For
1C. ELECTION OF DIRECTOR: LYNN BRUBAKER Mgmt Against Against
1D. ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL Mgmt Against Against
1E. ELECTION OF DIRECTOR: CYNTHIA M. EGNOTOVICH Mgmt For For
1F. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt Against Against
1G. ELECTION OF DIRECTOR: THOMAS A. GENDRON Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt Against Against
1I. ELECTION OF DIRECTOR: GUY C. HACHEY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID C. HILL Mgmt Against Against
1K. ELECTION OF DIRECTOR: DAVID L. PUGH Mgmt For For
2. ADVISORY VOTE TO APPROVE 2014 EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
HFF, INC. Agenda Number: 934220005
--------------------------------------------------------------------------------------------------------------------------
Security: 40418F108
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: HF
ISIN: US40418F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN P. MCGALLA Mgmt For For
LENORE M. SULLIVAN Mgmt For For
MORGAN K. O'BRIEN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF INDEPENDENT, REGISTERED Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
HURON CONSULTING GROUP INC. Agenda Number: 934150121
--------------------------------------------------------------------------------------------------------------------------
Security: 447462102
Meeting Type: Annual
Meeting Date: 01-May-2015
Ticker: HURN
ISIN: US4474621020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN S. MOODY Mgmt For For
DEBRA ZUMWALT Mgmt For For
2. TO APPROVE THE COMPANY'S STOCK OWNERSHIP Mgmt For For
PARTICIPATION PROGRAM.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 934206954
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Annual
Meeting Date: 01-Jun-2015
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NEIL S. BRAUN Mgmt For For
ERIC A. DEMIRIAN Mgmt For For
RICHARD L. GELFOND Mgmt For For
DAVID W. LEEBRON Mgmt For For
MICHAEL LYNNE Mgmt For For
MICHAEL MACMILLAN Mgmt For For
I. MARTIN POMPADUR Mgmt For For
DARREN D. THROOP Mgmt For For
BRADLEY J. WECHSLER Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION. NOTE: VOTING
WITHHOLD IS THE EQUIVALENT TO VOTING
ABSTAIN.
03 ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY CIRCULAR AND PROXY STATEMENT. NOTE:
VOTING ABSTAIN IS THE EQUIVALENT TO VOTING
WITHHOLD.
--------------------------------------------------------------------------------------------------------------------------
IMPAX LABORATORIES, INC. Agenda Number: 934190567
--------------------------------------------------------------------------------------------------------------------------
Security: 45256B101
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: IPXL
ISIN: US45256B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LESLIE Z. BENET, Mgmt For For
PH.D.
1.2 ELECTION OF DIRECTOR: ROBERT L. BURR Mgmt Against Against
1.3 ELECTION OF DIRECTOR: ALLEN CHAO, PH.D. Mgmt Against Against
1.4 ELECTION OF DIRECTOR: NIGEL TEN FLEMING, Mgmt For For
PH.D.
1.5 ELECTION OF DIRECTOR: LARRY HSU, PH.D. Mgmt For For
1.6 ELECTION OF DIRECTOR: MICHAEL MARKBREITER Mgmt Against Against
1.7 ELECTION OF DIRECTOR: MARY K. PENDERGAST, Mgmt For For
J.D.
1.8 ELECTION OF DIRECTOR: PETER R. TERRERI Mgmt Against Against
1.9 ELECTION OF DIRECTOR: G. FREDERICK Mgmt For For
WILKINSON
2. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
INPHI CORPORATION Agenda Number: 934200863
--------------------------------------------------------------------------------------------------------------------------
Security: 45772F107
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: IPHI
ISIN: US45772F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DIOSDADO P. BANATAO Mgmt Withheld Against
DR. FORD TAMER Mgmt For For
2. APPROVAL OF THE INCREASE IN SHARES OF Mgmt For For
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE 2011 EMPLOYEE STOCK PURCHASE PLAN FROM
1,000,000 SHARES TO 1,750,000 SHARES.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
INSYS THERAPEUTICS INC Agenda Number: 934202792
--------------------------------------------------------------------------------------------------------------------------
Security: 45824V209
Meeting Type: Annual
Meeting Date: 05-May-2015
Ticker: INSY
ISIN: US45824V2097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL L. BABICH Mgmt Withheld Against
PIERRE LAPALME Mgmt Withheld Against
2. TO RATIFY THE SELECTION BY OUR AUDIT Mgmt For For
COMMITTEE OF BDO USA, LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
INTERSIL CORPORATION Agenda Number: 934132995
--------------------------------------------------------------------------------------------------------------------------
Security: 46069S109
Meeting Type: Annual
Meeting Date: 24-Apr-2015
Ticker: ISIL
ISIN: US46069S1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. NECIP SAYINER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD MACLEOD Mgmt For For
1C. ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1D. ELECTION OF DIRECTOR: SOHAIL KHAN Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY LANG Mgmt For For
1F. ELECTION OF DIRECTOR: FORREST E. NORROD Mgmt For For
1G. ELECTION OF DIRECTOR: JAN PEETERS Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. URRY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO VOTE ON A NON-BINDING ADVISORY PROPOSAL Mgmt For For
REGARDING THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCLOSURES IN OUR
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
INTERXION HOLDING N V Agenda Number: 934089423
--------------------------------------------------------------------------------------------------------------------------
Security: N47279109
Meeting Type: Special
Meeting Date: 10-Nov-2014
Ticker: INXN
ISIN: NL0009693779
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPOINT MR. ROB RUIJTER AS Mgmt For For
NON-EXECUTIVE DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
INTERXION HOLDING N V Agenda Number: 934250325
--------------------------------------------------------------------------------------------------------------------------
Security: N47279109
Meeting Type: Annual
Meeting Date: 30-Jun-2015
Ticker: INXN
ISIN: NL0009693779
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT OUR DUTCH STATUTORY Mgmt For For
ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR
2014.
2. PROPOSAL TO DISCHARGE THE MEMBERS OF OUR Mgmt For For
BOARD FROM CERTAIN LIABILITIES FOR THE
FINANCIAL YEAR 2014.
3. PROPOSAL TO RE-APPOINT ROB RUIJTER AS Mgmt For For
NON-EXECUTIVE DIRECTOR, AS DESCRIBED IN THE
PROXY STATEMENT.
4. PROPOSAL TO AWARD RESTRICTED SHARES TO OUR Mgmt For For
NON-EXECUTIVE DIRECTORS, AS DESCRIBED IN
THE PROXY STATEMENT.
5. PROPOSAL TO AWARD PERFORMANCE SHARES TO OUR Mgmt For For
EXECUTIVE DIRECTOR, AS DESCRIBED IN THE
PROXY STATEMENT.
6A. PROPOSAL TO DESIGNATE THE BOARD AS THE Mgmt For For
AUTHORIZED CORPORATE BODY, FOR A 18 MONTH
PERIOD FROM THE DATE OF THIS ANNUAL GENERAL
MEETING TO ISSUE (AND GRANT RIGHTS TO
SUBSCRIBE FOR) 4,352,281 SHARES WITHOUT
PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS
IN CONNECTION WITH THE COMPANY'S EMPLOYEE
INCENTIVE SCHEMES.
6B. PROPOSAL TO DESIGNATE THE BOARD AS THE Mgmt For For
AUTHORIZED CORPORATE BODY, FOR A 18 MONTH
PERIOD FROM THE DATE OF THIS ANNUAL GENERAL
MEETING TO ISSUE (AND GRANT RIGHTS TO
SUBSCRIBE FOR) SHARES UP TO 10% OF THE
CURRENT AUTHORIZED SHARE CAPITAL OF THE
COMPANY.
7. PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
TO AUDIT OUR ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 934181289
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 02-Jun-2015
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VALENTIN P. GAPONTSEV Mgmt For For
EUGENE SCHERBAKOV, PH.D Mgmt For For
IGOR SAMARTSEV Mgmt For For
MICHAEL C. CHILD Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
ERIC MEURICE Mgmt For For
JOHN R. PEELER Mgmt For For
THOMAS J. SEIFERT Mgmt For For
2. TO AMEND OUR 2006 INCENTIVE COMPENSATION Mgmt For For
PLAN.
3. ADVISORY VOTE TO RATIFY INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
KRISPY KREME DOUGHNUTS, INC. Agenda Number: 934212034
--------------------------------------------------------------------------------------------------------------------------
Security: 501014104
Meeting Type: Annual
Meeting Date: 17-Jun-2015
Ticker: KKD
ISIN: US5010141043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM E. BENTSEN Mgmt For For
CARL E. LEE, JR. Mgmt For For
JAMES H. MORGAN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
TONY THOMPSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN OUR 2015 PROXY STATEMENT.
3. APPROVAL OF THE REPEAL OF ARTICLE X OF THE Mgmt For For
RESTATED ARTICLES OF INCORPORATION, AS
AMENDED.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING JANUARY 31,
2016.
--------------------------------------------------------------------------------------------------------------------------
LDR HOLDING CORPORATION Agenda Number: 934148520
--------------------------------------------------------------------------------------------------------------------------
Security: 50185U105
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: LDRH
ISIN: US50185U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN M. LALANDE Mgmt Withheld Against
STEFAN WIDENSOHLER Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH, INC. Agenda Number: 934174498
--------------------------------------------------------------------------------------------------------------------------
Security: 559079207
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: MGLN
ISIN: US5590792074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERAN BROSHY Mgmt For For
KAY COLES JAMES Mgmt For For
MARY F. SAMMONS Mgmt For For
JOHN O. AGWUNOBI, M.D. Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 934196545
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 04-Jun-2015
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD M. MCVEY Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN L. BEGLEITER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN P. CASPER Mgmt For For
1D. ELECTION OF DIRECTOR: JANE CHWICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM F. CRUGER Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. GOMACH Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. HERNANDEZ Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD M. HERSCH Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN STEINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SULLIVAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2015
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MATTRESS FIRM HOLDING CORP. Agenda Number: 934185922
--------------------------------------------------------------------------------------------------------------------------
Security: 57722W106
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: MFRM
ISIN: US57722W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. CREAGER Mgmt Withheld Against
R. STEPHEN STAGNER Mgmt Withheld Against
WILLIAM E. WATTS Mgmt Withheld Against
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RECOMMEND, IN A NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, THE FREQUENCY OF FUTURE EXECUTIVE
COMPENSATION ADVISORY VOTES.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
MEASUREMENT SPECIALTIES, INC. Agenda Number: 934061463
--------------------------------------------------------------------------------------------------------------------------
Security: 583421102
Meeting Type: Special
Meeting Date: 26-Aug-2014
Ticker: MEAS
ISIN: US5834211022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JUNE 18, 2014 (AS IT
MAY BE AMENDED FROM TIME TO TIME, THE
"MERGER AGREEMENT"), BY AND AMONG
MEASUREMENT SPECIALTIES, INC., TE
CONNECTIVITY LTD. AND WOLVERINE-MARS
ACQUISITION, INC.
02 TO APPROVE, BY A NON-BINDING, ADVISORY Mgmt For For
VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR
MEASUREMENT SPECIALTIES, INC.'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
03 TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR TIME, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE AND ADOPT THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 934145865
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 04-May-2015
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERALD G. COLELLA Mgmt For For
ELIZABETH A. MORA Mgmt For For
2. TO APPROVE THE 162(M) EXECUTIVE CASH Mgmt For For
INCENTIVE PLAN
3. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 934208770
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 11-Jun-2015
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KAREN A. SMITH BOGART Mgmt For For
JEFF ZHOU Mgmt For For
2. VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MULTIMEDIA GAMES HOLDING COMPANY, INC. Agenda Number: 934091783
--------------------------------------------------------------------------------------------------------------------------
Security: 625453105
Meeting Type: Special
Meeting Date: 03-Dec-2014
Ticker: MGAM
ISIN: US6254531055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF 9/8/14 (THE "MERGER
AGREEMENT"), BY AND AMONG MULTIMEDIA GAMES
HOLDING COMPANY, INC. ("MULTIMEDIA GAMES"),
GLOBAL CASH ACCESS HOLDINGS, INC. ("GCA")
AND MOVIE MERGER SUB, INC., A WHOLLY OWNED
SUBSIDIARY OF GCA ("MERGER SUB"), THEREBY
APPROVING THE MERGER OF MERGER SUB WITH AND
INTO MULTIMEDIA GAMES.
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION ARRANGEMENTS DISCLOSED IN
THE PROXY STATEMENT THAT MAY BE PAYABLE TO
MULTIMEDIA GAMES' NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE IN THE
VIEW OF THE MULTIMEDIA GAMES BOARD OF
DIRECTORS, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
NCI BUILDING SYSTEMS, INC. Agenda Number: 934122235
--------------------------------------------------------------------------------------------------------------------------
Security: 628852204
Meeting Type: Annual
Meeting Date: 24-Feb-2015
Ticker: NCS
ISIN: US6288522047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES G. BERGES Mgmt Against Against
1.2 ELECTION OF DIRECTOR: LAWRENCE J. KREMER Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN J. HOLLAND Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 934060310
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104
Meeting Type: Annual
Meeting Date: 09-Sep-2014
Ticker: NTCT
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSEPH G. HADZIMA Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2015.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THIS PROXY
STATEMENT IN ACCORDANCE WITH SECURITIES
EXCHANGE COMMISSION RULES.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 934215294
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. THOMAS MITCHELL Mgmt For For
JOSEPH A. MOLLICA Mgmt For For
WILLIAM H. RASTETTER Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2011 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER FROM 8,500,000 TO
13,500,000.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
NORD ANGLIA EDUCATION INC. Agenda Number: 934140409
--------------------------------------------------------------------------------------------------------------------------
Security: G6583A102
Meeting Type: Annual
Meeting Date: 14-Apr-2015
Ticker: NORD
ISIN: KYG6583A1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN KELSEY Mgmt Against Against
1B. ELECTION OF DIRECTOR: ANDREW FITZMAURICE Mgmt Against Against
1C. ELECTION OF DIRECTOR: GRAEME HALDER Mgmt Against Against
1D. ELECTION OF DIRECTOR: JACK HENNESSY Mgmt Against Against
1E. ELECTION OF DIRECTOR: KOSMAS KALLIAREKOS Mgmt Against Against
1F. ELECTION OF DIRECTOR: CARLOS WATSON Mgmt Against Against
2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LIMITED AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 31, 2015
--------------------------------------------------------------------------------------------------------------------------
NOVADAQ TECHNOLOGIES INC. Agenda Number: 934195377
--------------------------------------------------------------------------------------------------------------------------
Security: 66987G102
Meeting Type: Annual and Special
Meeting Date: 13-May-2015
Ticker: NDQ
ISIN: CA66987G1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. ARUN MENAWAT Mgmt For For
ANTHONY GRIFFITHS Mgmt For For
HAROLD O. KOCH, JR. Mgmt For For
WILLIAM A. MACKINNON Mgmt For For
THOMAS WELLNER Mgmt For For
ROBERT S. WHITE Mgmt For For
PATRICE MERRIN Mgmt For For
02 RE-APPOINTMENT OF KPMG LLP AS AUDITORS OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THE
AUDITORS' REMUNERATION.
03 TO CONSIDER, AND IF DEEMED ADVISABLE, Mgmt Against Against
APPROVE AN ORDINARY RESOLUTION CONFIRMING
AND APPROVING THE LONG-TERM INCENTIVE PLAN
OF THE COMPANY, AS MORE PARTICULARLY
DESCRIBED IN THE MANAGEMENT INFORMATION
CIRCULAR OF THE COMPANY DATED APRIL 8,
2015.
--------------------------------------------------------------------------------------------------------------------------
ON ASSIGNMENT, INC. Agenda Number: 934205041
--------------------------------------------------------------------------------------------------------------------------
Security: 682159108
Meeting Type: Annual
Meeting Date: 11-Jun-2015
Ticker: ASGN
ISIN: US6821591087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEREMY M. JONES Mgmt Withheld Against
MARTY R. KITTRELL Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS OUR INDEPENDENT
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 934228532
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309
Meeting Type: Annual
Meeting Date: 17-Jun-2015
Ticker: OXM
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: THOMAS C. CHUBB III Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN R. HOLDER Mgmt For For
1.3 ELECTION OF DIRECTOR: CLARENCE H. SMITH Mgmt For For
2. PROPOSAL TO APPROVE THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2015.
3. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, A RESOLUTION APPROVING
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PDC ENERGY INC Agenda Number: 934190769
--------------------------------------------------------------------------------------------------------------------------
Security: 69327R101
Meeting Type: Annual
Meeting Date: 04-Jun-2015
Ticker: PDCE
ISIN: US69327R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANTHONY J. CRISAFIO Mgmt For For
KIMBERLY LUFF WAKIM Mgmt For For
BARTON R. BROOKMAN Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2015.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 TO APPROVE A CHANGE OF THE COMPANY'S STATE Mgmt For For
OF INCORPORATION FROM THE STATE OF NEVADA
TO THE STATE OF DELAWARE PURSUANT TO A PLAN
OF CONVERSION.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 934135737
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 21-Apr-2015
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
COLLEEN CONWAY-WELCH Mgmt For For
ED. C. LOUGHRY, JR. Mgmt For For
M. TERRY TURNER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CHARTER TO DECLASSIFY THE COMPANY'S BOARD
OF DIRECTORS.
3. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
CHARTER TO ELIMINATE ANY SUPERMAJORITY
VOTING PROVISIONS CONTAINED THEREIN.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CHARTER TO PROVIDE FOR A MAJORITY VOTING
STANDARD IN THE ELECTION OF DIRECTORS IN
UNCONTESTED ELECTIONS.
5. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT FOR THE ANNUAL MEETING
OF SHAREHOLDERS.
6. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 934151680
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILSON B. SEXTON Mgmt For For
ANDREW W. CODE Mgmt For For
JAMES J. GAFFNEY Mgmt For For
GEORGE T. HAYMAKER, JR. Mgmt For For
MANUEL PEREZ DE LA MESA Mgmt For For
HARLAN F. SEYMOUR Mgmt For For
ROBERT C. SLEDD Mgmt For For
JOHN E. STOKELY Mgmt For For
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2015 FISCAL YEAR
3. SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
POPEYES LOUISIANA KITCHEN INC. Agenda Number: 934202576
--------------------------------------------------------------------------------------------------------------------------
Security: 732872106
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: PLKI
ISIN: US7328721060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KRISHNAN ANAND Mgmt For For
CHERYL A. BACHELDER Mgmt For For
CAROLYN HOGAN BYRD Mgmt For For
JOHN M. CRANOR, III Mgmt For For
JOEL K. MANBY Mgmt For For
MARTYN R. REDGRAVE Mgmt For For
S. KIRK KINSELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS PLKI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
27, 2015.
3. APPROVAL OF POPEYES LOUISIANA KITCHEN, INC. Mgmt For For
2015 INCENTIVE PLAN.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PRIVATEBANCORP, INC. Agenda Number: 934170452
--------------------------------------------------------------------------------------------------------------------------
Security: 742962103
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: PVTB
ISIN: US7429621037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NORMAN R. BOBINS Mgmt For For
MICHELLE L. COLLINS Mgmt For For
JAMES M. GUYETTE Mgmt For For
RALPH B. MANDELL Mgmt For For
CHERYL M. MCKISSACK Mgmt For For
JAMES B. NICHOLSON Mgmt For For
EDWARD W. RABIN Mgmt For For
LARRY D. RICHMAN Mgmt For For
WILLIAM R. RYBAK Mgmt For For
ALEJANDRO SILVA Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE 2014 Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PROOFPOINT, INC. Agenda Number: 934204657
--------------------------------------------------------------------------------------------------------------------------
Security: 743424103
Meeting Type: Annual
Meeting Date: 08-Jun-2015
Ticker: PFPT
ISIN: US7434241037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY BETTENCOURT Mgmt For For
DANA EVAN Mgmt For For
GARY STEELE Mgmt For For
2. TO APPROVE AMENDMENTS TO OUR 2012 EQUITY Mgmt For For
INCENTIVE PLAN, INCLUDING TO CONTINUE THE
AUTOMATIC SHARE RESERVE INCREASE THROUGH
AND INCLUDING JANUARY 1, 2022 AND DECREASE
THE AMOUNT OF SUCH AUTOMATIC SHARE RESERVE
INCREASE TO THE LESSER OF (I) FOUR PERCENT
(4%) OF THE NUMBER OF SHARES ISSUED AND
OUTSTANDING ON .. (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS, INC. Agenda Number: 934177406
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE J. LUKIS Mgmt For For
VICTORIA M. HOLT Mgmt For For
RAINER GAWLICK Mgmt For For
JOHN B. GOODMAN Mgmt For For
DOUGLAS W. KOHRS Mgmt For For
BRIAN K. SMITH Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2015.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AMENDMENT TO THIRD AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
REQUIRE A MAJORITY VOTE FOR THE ELECTION OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 934220839
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109
Meeting Type: Annual
Meeting Date: 09-Jun-2015
Ticker: QTWO
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL M. BROWN Mgmt For For
JEFFREY T. DIEHL Mgmt Withheld Against
MATTHEW P. FLAKE Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
QUIDEL CORPORATION Agenda Number: 934167037
--------------------------------------------------------------------------------------------------------------------------
Security: 74838J101
Meeting Type: Annual
Meeting Date: 05-May-2015
Ticker: QDEL
ISIN: US74838J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS D. BROWN Mgmt For For
DOUGLAS C. BRYANT Mgmt For For
KENNETH F. BUECHLER Mgmt Withheld Against
ROD F. DAMMEYER Mgmt For For
MARY LAKE POLAN Mgmt For For
MARK A. PULIDO Mgmt Withheld Against
JACK W. SCHULER Mgmt Withheld Against
KENNETH J. WIDDER Mgmt Withheld Against
2 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR
FISCAL YEAR ENDING DECEMBER 31, 2015.
3 TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO APPROVE THE AMENDMENT OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
CAPITAL STOCK.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 934060497
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 11-Sep-2014
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MITCHELL I. QUAIN Mgmt For For
DR. M.J. HARTNETT Mgmt For For
DR. AMIR FAGHRI Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2015.
3 TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RECEPTOS INC Agenda Number: 934190240
--------------------------------------------------------------------------------------------------------------------------
Security: 756207106
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: RCPT
ISIN: US7562071065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. HEYMAN, PH.D Mgmt For For
WILLIAM H RASTETTER PHD Mgmt For For
MARY SZELA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2015.
3. TO APPROVE AN AMENDMENT TO OUR EMPLOYEE Mgmt Against Against
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
RESTORATION HARDWARE HOLDINGS, INC. Agenda Number: 934226007
--------------------------------------------------------------------------------------------------------------------------
Security: 761283100
Meeting Type: Annual
Meeting Date: 24-Jun-2015
Ticker: RH
ISIN: US7612831005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY FRIEDMAN Mgmt Withheld Against
CARLOS ALBERINI Mgmt Withheld Against
J. MICHAEL CHU Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
THE 2015 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SEMTECH CORPORATION Agenda Number: 934210597
--------------------------------------------------------------------------------------------------------------------------
Security: 816850101
Meeting Type: Annual
Meeting Date: 18-Jun-2015
Ticker: SMTC
ISIN: US8168501018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLEN M. ANTLE Mgmt Withheld Against
JAMES P. BURRA Mgmt Withheld Against
BRUCE C. EDWARDS Mgmt Withheld Against
ROCKELL N. HANKIN Mgmt For For
JAMES T. LINDSTROM Mgmt Withheld Against
MOHAN R. MAHESWARAN Mgmt For For
JOHN L. PIOTROWSKI Mgmt Withheld Against
CARMELO J. SANTORO Mgmt Withheld Against
SYLVIA SUMMERS Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2016 FISCAL YEAR.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda Number: 934130624
--------------------------------------------------------------------------------------------------------------------------
Security: 826919102
Meeting Type: Annual
Meeting Date: 24-Apr-2015
Ticker: SLAB
ISIN: US8269191024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALF-EGIL BOGEN Mgmt For For
G. TYSON TUTTLE Mgmt For For
SUMIT SADANA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 2, 2016.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPANY'S
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES INC. Agenda Number: 934204366
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Annual
Meeting Date: 16-Jun-2015
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. JOHNSON Mgmt For For
BARCLAY G. JONES III Mgmt For For
DAWN M. ZIER Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2015.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN OUR 2015
PROXY STATEMENT PURSUANT TO EXECUTIVE
COMPENSATION DISCLOSURE RULES UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
4. TO APPROVE THE COMPANY'S 2015 INCENTIVE Mgmt For For
AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
SUSSER HOLDINGS CORPORATION Agenda Number: 934064089
--------------------------------------------------------------------------------------------------------------------------
Security: 869233106
Meeting Type: Special
Meeting Date: 28-Aug-2014
Ticker: SUSS
ISIN: US8692331064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT & PLAN OF MERGER DATED Mgmt For For
AS OF APRIL 27, 2014, BY AND AMONG SUSSER
HOLDINGS CORPORATION, ENERGY TRANSFER
PARTNERS, L.P., ENERGY TRANSFER PARTNERS
GP, L.P., HERITAGE HOLDINGS, INC. (WHICH WE
REFER TO AS "HHI"), DRIVE ACQUISITION
CORPORATION, AND, FOR LIMITED PURPOSES SET
FORTH THEREIN, ENERGY TRANSFER EQUITY,
L.P., AS IT MAY BE AMENDED FROM TIME TO
TIME.
2. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY BE
RECEIVED BY SUSSER'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. APPROVE ANY ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
TALMER BANCORP INC Agenda Number: 934202336
--------------------------------------------------------------------------------------------------------------------------
Security: 87482X101
Meeting Type: Annual
Meeting Date: 08-Jun-2015
Ticker: TLMR
ISIN: US87482X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MAX BERLIN Mgmt Withheld Against
GARY COLLINS Mgmt For For
JENNIFER GRANHOLM Mgmt Withheld Against
PAUL HODGES, III Mgmt Withheld Against
DENNY KIM Mgmt For For
RONALD KLEIN Mgmt For For
DAVID LEITCH Mgmt Withheld Against
BARBARA MAHONE Mgmt Withheld Against
ROBERT NAFTALY Mgmt Withheld Against
ALBERT PAPA Mgmt For For
DAVID PROVOST Mgmt For For
THOMAS SCHELLENBERG Mgmt Withheld Against
GARY TORGOW Mgmt For For
ARTHUR WEISS Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC. Agenda Number: 934170135
--------------------------------------------------------------------------------------------------------------------------
Security: 87817A107
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: TMH
ISIN: US87817A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GLENN A. DAVENPORT Mgmt For For
1.2 ELECTION OF DIRECTOR: VICKY B. GREGG Mgmt For For
1.3 ELECTION OF DIRECTOR: NEIL M. KURTZ, M.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
TESARO INC Agenda Number: 934185403
--------------------------------------------------------------------------------------------------------------------------
Security: 881569107
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: TSRO
ISIN: US8815691071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEON O. MOULDER, JR. Mgmt For For
MARY LYNNE HEDLEY, PHD Mgmt For For
DAVID M. MOTT Mgmt Withheld Against
LAWRENCE M. ALLEVA Mgmt For For
JAMES O. ARMITAGE, M.D. Mgmt For For
EARL M. COLLIER, JR. Mgmt For For
GARRY A. NICHOLSON Mgmt For For
ARNOLD L. ORONSKY, PHD Mgmt For For
BETH SEIDENBERG, M.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015
3. APPROVAL OF THE AMENDMENT TO THE TESARO, Mgmt Against Against
INC. 2012 OMNIBUS INCENTIVE PLAN
4. APPROVAL OF THE TESARO, INC. 2015 Mgmt For For
NON-EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY Agenda Number: 934060625
--------------------------------------------------------------------------------------------------------------------------
Security: 00762W107
Meeting Type: Annual
Meeting Date: 04-Sep-2014
Ticker: ABCO
ISIN: US00762W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANJU K. BANSAL Mgmt For For
DAVID L. FELSENTHAL Mgmt For For
PETER J. GRUA Mgmt Withheld Against
NANCY KILLEFER Mgmt For For
KELT KINDICK Mgmt Withheld Against
ROBERT W. MUSSLEWHITE Mgmt For For
MARK R. NEAMAN Mgmt For For
LEON D. SHAPIRO Mgmt Withheld Against
FRANK J. WILLIAMS Mgmt Withheld Against
LEANNE M. ZUMWALT Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2015.
3. APPROVAL, BY AN ADVISORY VOTE, OF THE Mgmt Against Against
ADVISORY BOARD COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE CORPORATE EXECUTIVE BOARD COMPANY Agenda Number: 934217109
--------------------------------------------------------------------------------------------------------------------------
Security: 125134106
Meeting Type: Annual
Meeting Date: 15-Jun-2015
Ticker: CEB
ISIN: US1251341061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. MONAHAN III Mgmt For For
GREGOR S. BAILAR Mgmt For For
STEPHEN M. CARTER Mgmt For For
GORDON J. COBURN Mgmt For For
L. KEVIN COX Mgmt For For
DANIEL O. LEEMON Mgmt For For
STACEY S. RAUCH Mgmt For For
JEFFREY R. TARR Mgmt For For
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2015.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION Agenda Number: 934162746
--------------------------------------------------------------------------------------------------------------------------
Security: 596278101
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: MIDD
ISIN: US5962781010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: SELIM A. BASSOUL Mgmt For For
1.2 ELECTION OF DIRECTOR: SARAH PALISI CHAPIN Mgmt Against Against
1.3 ELECTION OF DIRECTOR: ROBERT B. LAMB Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN R. MILLER III Mgmt Against Against
1.5 ELECTION OF DIRECTOR: GORDON O'BRIEN Mgmt Against Against
1.6 ELECTION OF DIRECTOR: PHILIP G. PUTNAM Mgmt For For
1.7 ELECTION OF DIRECTOR: SABIN C. STREETER Mgmt For For
2 APPROVAL, BY AN ADVISORY VOTE, OF THE 2014 Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION ("SEC").
3 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL
YEAR ENDING JANUARY 2, 2016.
--------------------------------------------------------------------------------------------------------------------------
THE SPECTRANETICS CORPORATION Agenda Number: 934213909
--------------------------------------------------------------------------------------------------------------------------
Security: 84760C107
Meeting Type: Annual
Meeting Date: 12-Jun-2015
Ticker: SPNC
ISIN: US84760C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. JOHN FLETCHER Mgmt For For
B. KRISTINE JOHNSON Mgmt For For
TODD C. SCHERMERHORN Mgmt For For
2. ADVISORY VOTE TO APPROVE OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION ("SAY-ON-PAY
VOTE").
3. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. Agenda Number: 934165413
--------------------------------------------------------------------------------------------------------------------------
Security: 90385D107
Meeting Type: Annual
Meeting Date: 18-May-2015
Ticker: ULTI
ISIN: US90385D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC D. SCHERR Mgmt Against Against
1B. ELECTION OF DIRECTOR: RICK A. WILBER Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES A. FITZPATRICK Mgmt Against Against
JR
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
ULTIMATE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
3 TO APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION PAID TO ULTIMATE'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THERMON GROUP HOLDINGS, INC. Agenda Number: 934043100
--------------------------------------------------------------------------------------------------------------------------
Security: 88362T103
Meeting Type: Annual
Meeting Date: 31-Jul-2014
Ticker: THR
ISIN: US88362T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODNEY L. BINGHAM Mgmt For For
MARCUS J. GEORGE Mgmt For For
RICHARD E. GOODRICH Mgmt For For
KEVIN J. MCGINTY Mgmt For For
JOHN T. NESSER, III Mgmt For For
MICHAEL W. PRESS Mgmt For For
STEPHEN A. SNIDER Mgmt For For
CHARLES A. SORRENTINO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2015.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TREEHOUSE FOODS, INC. Agenda Number: 934137654
--------------------------------------------------------------------------------------------------------------------------
Security: 89469A104
Meeting Type: Annual
Meeting Date: 23-Apr-2015
Ticker: THS
ISIN: US89469A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: FRANK J. O'CONNELL Mgmt Against Against
1.2 ELECTION OF DIRECTOR: TERDEMA L. USSERY Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID B. VERMYLEN Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS.
3. TO PROVIDE AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE TREEHOUSE FOODS, INC. EQUITY AND
INCENTIVE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES SUBJECT TO THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 934141122
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK H. MERLOTTI, JR. Mgmt For For
PATRICIA B. ROBINSON Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE MATERIAL TERMS FOR PAYMENT Mgmt For For
OF ANNUAL CASH INCENTIVE COMPENSATION TO
PERMIT THE COMPENSATION PAID PURSUANT TO
SUCH MATERIAL TERMS TO QUALIFY AS
PERFORMANCE BASED COMPENSATION UNDER
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS TREX COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2015 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
TRINET GROUP INC. Agenda Number: 934169752
--------------------------------------------------------------------------------------------------------------------------
Security: 896288107
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: TNET
ISIN: US8962881079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. RAYMOND BINGHAM Mgmt Withheld Against
KATHERINE AUGUST-DEWILDE Mgmt For For
KENNETH GOLDMAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF TRINET GROUP, INC.'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO INDICATE, ON AN ADVISORY BASIS, THE Mgmt 3 Years Against
PREFERRED FREQUENCY OF STOCKHOLDER ADVISORY
VOTES ON THE COMPENSATION OF TRINET GROUP,
INC.'S NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS TRINET GROUP, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
TUMI HOLDINGS, INC Agenda Number: 934142516
--------------------------------------------------------------------------------------------------------------------------
Security: 89969Q104
Meeting Type: Annual
Meeting Date: 04-May-2015
Ticker: TUMI
ISIN: US89969Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEROME S. GRIFFITH Mgmt For For
THOMAS H. JOHNSON Mgmt Withheld Against
ALEXANDER W. SMITH Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VAIL RESORTS, INC. Agenda Number: 934088724
--------------------------------------------------------------------------------------------------------------------------
Security: 91879Q109
Meeting Type: Annual
Meeting Date: 05-Dec-2014
Ticker: MTN
ISIN: US91879Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT A. KATZ Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD D. KINCAID Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. REDMOND Mgmt For For
1E. ELECTION OF DIRECTOR: HILARY A. SCHNEIDER Mgmt For For
1F. ELECTION OF DIRECTOR: D. BRUCE SEWELL Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. SORTE Mgmt For For
1H. ELECTION OF DIRECTOR: PETER A. VAUGHN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RE-APPROVE THE MATERIAL TERMS FOR PAYMENT Mgmt For For
OF PERFORMANCE-BASED INCENTIVE COMPENSATION
FOR PURPOSES OF COMPLYING WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE OF
1986.
4. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 31,
2015.
--------------------------------------------------------------------------------------------------------------------------
WAGEWORKS, INC. Agenda Number: 934148037
--------------------------------------------------------------------------------------------------------------------------
Security: 930427109
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: WAGE
ISIN: US9304271094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS A. BEVILACQUA Mgmt For For
BRUCE G. BODAKEN Mgmt For For
JOSEPH L. JACKSON Mgmt For For
2. THE APPROVAL, ON AN ADVISORY AND Mgmt For For
NON-BINDING BASIS, OF THE EXECUTIVE
COMPENSATION SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
3. THE APPROVAL, ON AN ADVISORY AND Mgmt 3 Years For
NON-BINDING BASIS, OF THE FREQUENCY OF
HOLDING AN ADVISORY NON-BINDING STOCKHOLDER
VOTE ON EXECUTIVE COMPENSATION.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 934174804
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NEERAJ AGRAWAL Mgmt For For
1B. ELECTION OF DIRECTOR: JULIE BRADLEY Mgmt Abstain Against
1C. ELECTION OF DIRECTOR: STEVEN CONINE Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX FINKELSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT GAMGORT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL KUMIN Mgmt Abstain Against
1G. ELECTION OF DIRECTOR: IAN LANE Mgmt For For
1H. ELECTION OF DIRECTOR: ROMERO RODRIGUES Mgmt For For
1I. ELECTION OF DIRECTOR: NIRAJ SHAH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
XPO LOGISTICS INC Agenda Number: 934107699
--------------------------------------------------------------------------------------------------------------------------
Security: 983793100
Meeting Type: Special
Meeting Date: 23-Dec-2014
Ticker: XPO
ISIN: US9837931008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE, AS REQUIRED PURSUANT TO SECTION Mgmt For For
312 OF THE NEW YORK STOCK EXCHANGE LISTED
COMPANY MANUAL, THE ISSUANCE OF OUR COMMON
STOCK UPON THE CONVERSION OF OUR
OUTSTANDING SERIES B CONVERTIBLE PERPETUAL
PREFERRED STOCK.
2. TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES.
--------------------------------------------------------------------------------------------------------------------------
XPO LOGISTICS INC Agenda Number: 934185299
--------------------------------------------------------------------------------------------------------------------------
Security: 983793100
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: XPO
ISIN: US9837931008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES J. MARTELL Mgmt Withheld Against
JASON D. PAPASTAVROU Mgmt Withheld Against
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE COMPANY'S BOARD OF DIRECTORS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ZAFGEN INC Agenda Number: 934213961
--------------------------------------------------------------------------------------------------------------------------
Security: 98885E103
Meeting Type: Annual
Meeting Date: 25-Jun-2015
Ticker: ZFGN
ISIN: US98885E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRUCE BOOTH, PH.D. Mgmt Against Against
1.2 ELECTION OF DIRECTOR: AVI GOLDBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015
3. TO RATIFY THE 2014 STOCK OPTION AND Mgmt Against Against
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
ZOE'S KITCHEN, INC. Agenda Number: 934210458
--------------------------------------------------------------------------------------------------------------------------
Security: 98979J109
Meeting Type: Annual
Meeting Date: 18-Jun-2015
Ticker: ZOES
ISIN: US98979J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUE COLLYNS Mgmt Withheld Against
THOMAS BALDWIN Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 28, 2015.
--------------------------------------------------------------------------------------------------------------------------
ZS PHARMA INC. Agenda Number: 934219507
--------------------------------------------------------------------------------------------------------------------------
Security: 98979G105
Meeting Type: Annual
Meeting Date: 18-Jun-2015
Ticker: ZSPH
ISIN: US98979G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN BABLER Mgmt For For
KIM POPOVITS Mgmt For For
2 APPROVAL OF THE 2015 EMPLOYEE STOCK Mgmt Against Against
PURCHASE PLAN.
3 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Loomis Sayles Small/Mid Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Strategic Income Fund
--------------------------------------------------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT CO. Agenda Number: 934139975
--------------------------------------------------------------------------------------------------------------------------
Security: 03748R101
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: AIV
ISIN: US03748R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES N. BAILEY Mgmt Against Against
1B. ELECTION OF DIRECTOR: TERRY CONSIDINE Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS L. KELTNER Mgmt Against Against
1D. ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt Against Against
1E. ELECTION OF DIRECTOR: ROBERT A. MILLER Mgmt Against Against
1F. ELECTION OF DIRECTOR: KATHLEEN M. NELSON Mgmt Against Against
1G. ELECTION OF DIRECTOR: MICHAEL A. STEIN Mgmt Against Against
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt Against Against
YOUNG LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF THE 2015 STOCK AWARD AND Mgmt For For
INCENTIVE PLAN.
5. AMENDMENT OF AIMCO'S CHARTER TO PERMIT THE Mgmt For For
BOARD OF DIRECTORS TO GRANT WAIVERS OF THE
"LOOK THROUGH OWNERSHIP LIMIT" UP TO 18%.
6. STOCKHOLDER PROPOSAL REGARDING "PROXY Shr For Against
ACCESS," IF PROPERLY PRESENTED AT THE
STOCKHOLDER'S MEETING.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934150842
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt Against Against
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt Against Against
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt Against Against
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. RATIFYING THE APPOINTMENT OF OUR REGISTERED Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015
4. APPROVING THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BANK OF AMERICA CORPORATION 2003 KEY
ASSOCIATE STOCK PLAN
5. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT
6. STOCKHOLDER PROPOSAL - LOBBYING REPORT Shr For Against
7. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT
8. STOCKHOLDER PROPOSAL - STOCKHOLDER VALUE Shr Against For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934150842
--------------------------------------------------------------------------------------------------------------------------
Security: 060505617
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: BMLPRI
ISIN: US0605056177
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt Against Against
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt Against Against
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt Against Against
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. RATIFYING THE APPOINTMENT OF OUR REGISTERED Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015
4. APPROVING THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BANK OF AMERICA CORPORATION 2003 KEY
ASSOCIATE STOCK PLAN
5. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT
6. STOCKHOLDER PROPOSAL - LOBBYING REPORT Shr For Against
7. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT
8. STOCKHOLDER PROPOSAL - STOCKHOLDER VALUE Shr Against For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934145536
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 05-May-2015
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B) ELECTION OF DIRECTOR: G. CAFORIO, M.D. Mgmt For For
1C) ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Against Against
1D) ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt Against Against
1E) ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt Against Against
1F) ELECTION OF DIRECTOR: A.J. LACY Mgmt Against Against
1G) ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H) ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt Against Against
1I) ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt Against Against
1J) ELECTION OF DIRECTOR: G.L. STORCH Mgmt Against Against
1K) ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt Against Against
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt Against Against
INCORPORATION - EXCLUSIVE FORUM PROVISION
5. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION - SUPERMAJORITY PROVISIONS -
PREFERRED STOCKHOLDERS
6. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934177266
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 22-May-2015
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARCHIE W. DUNHAM Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT D. LAWLER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. LIPINSKI Mgmt Against Against
1E. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: MERRILL A. "PETE" Mgmt Against Against
MILLER, JR.
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: KIMBERLY K. QUERREY Mgmt For For
1I. ELECTION OF DIRECTOR: LOUIS A. RASPINO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS L. RYAN Mgmt For For
2. TO APPROVE ON AN ADVISORY BASIS OUR NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
4. APPOINTMENT OF ENVIRONMENTAL DIRECTOR. Shr Against For
5. CLIMATE CHANGE REPORT. Shr Against For
6. POLITICAL SPENDING REPORT. Shr For Against
7. CREATION OF BOARD OF DIRECTOR RISK Shr Against For
OVERSIGHT COMMITTEE.
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. Agenda Number: 934141348
--------------------------------------------------------------------------------------------------------------------------
Security: 171871106
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: CBB
ISIN: US1718711062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHILLIP R. COX Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. ECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAKKI L. HAUSSLER Mgmt For For
1D. ELECTION OF DIRECTOR: CRAIG F. MAIER Mgmt For For
1E. ELECTION OF DIRECTOR: RUSSEL P. MAYER Mgmt For For
1F. ELECTION OF DIRECTOR: LYNN A. WENTWORTH Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. ZRNO Mgmt For For
1H. ELECTION OF DIRECTOR: THEODORE H. TORBECK Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVE AN AMENDMENT TO THE CINCINNATI BELL Mgmt For For
INC. 2007 LONG TERM INCENTIVE PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2015.
--------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 934058935
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Annual
Meeting Date: 29-Jul-2014
Ticker: CLF
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY B. HALVERSON Mgmt For For
MARK E. GAUMOND Mgmt For For
SUSAN M. GREEN Mgmt For For
JANICE K. HENRY Mgmt For For
JAMES F. KIRSCH Mgmt For For
RICHARD K. RIEDERER Mgmt For For
TIMOTHY W. SULLIVAN Mgmt For For
2 APPROVAL OF THE 2014 NONEMPLOYEE DIRECTORS' Mgmt For For
COMPENSATION PLAN.
3 APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS' COMPENSATION.
4 APPROVAL OF THE CLIFFS NATURAL RESOURCES Mgmt For For
INC. AMENDED AND RESTATED 2012 INCENTIVE
EQUITY PLAN.
5 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO SERVE FOR THE
2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 934174549
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: CLF
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.T. BALDWIN Mgmt For For
1B ELECTION OF DIRECTOR: R.P. FISHER, JR. Mgmt For For
1C ELECTION OF DIRECTOR: L. GONCALVES Mgmt For For
1D ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For
1E ELECTION OF DIRECTOR: J.A. RUTKOWSKI, JR. Mgmt For For
1F ELECTION OF DIRECTOR: J.S. SAWYER Mgmt For For
1G ELECTION OF DIRECTOR: M.D. SIEGAL Mgmt For For
1H ELECTION OF DIRECTOR: G. STOLIAR Mgmt For For
1I ELECTION OF DIRECTOR: D.C. TAYLOR Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION
3. APPROVAL OF CLIFFS 2015 EQUITY & INCENTIVE Mgmt For For
COMPENSATION PLAN
4. APPROVAL OF CLIFFS 2015 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
5. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF CLIFFS
TO SERVE FOR THE 2015 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 934157442
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 01-May-2015
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: DEBORAH H. BUTLER Mgmt For For
1C. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID W. JOOS Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1J. ELECTION OF DIRECTOR: MYRNA M. SOTO Mgmt For For
1K. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 934063708
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 19-Sep-2014
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOGENS C. BAY Mgmt For For
THOMAS K. BROWN Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
2. APPROVAL OF THE CONAGRA FOODS, INC. 2014 Mgmt For For
STOCK PLAN
3. APPROVAL OF THE CONAGRA FOODS, INC. 2014 Mgmt For For
EXECUTIVE INCENTIVE PLAN
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
5. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
6. STOCKHOLDER PROPOSAL REGARDING BYLAW CHANGE Shr Against For
IN REGARD TO VOTE-COUNTING
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 934138199
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD W. BLAIR Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt Against Against
JR.
1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For
1G. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL P. Mgmt For For
HUTTENLOCHER
1I. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1J. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1M. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1N. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. HOLY LAND PRINCIPLES SHAREHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934172850
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 29-May-2015
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. ROBERT BARTOLO Mgmt For For
1B. ELECTION OF DIRECTOR: CINDY CHRISTY Mgmt Against Against
1C. ELECTION OF DIRECTOR: ARI Q. FITZGERALD Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. GARRISON II Mgmt For For
1E. ELECTION OF DIRECTOR: DALE N. HATFIELD Mgmt Against Against
1F. ELECTION OF DIRECTOR: LEE W. HOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT F. MCKENZIE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2015.
3. THE NON-BINDING, ADVISORY VOTE REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. THE NON-BINDING ADVISORY VOTE REGARDING THE Mgmt 3 Years Against
FREQUENCY OF VOTING ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DDR CORP. Agenda Number: 934162417
--------------------------------------------------------------------------------------------------------------------------
Security: 23317H102
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: DDR
ISIN: US23317H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRANCE R. AHERN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. BOLAND Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS FINNE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT H. GIDEL Mgmt For For
1E. ELECTION OF DIRECTOR: VICTOR B. MACFARLANE Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID J. OAKES Mgmt For For
1G. ELECTION OF DIRECTOR: ALEXANDER OTTO Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. ROULSTON Mgmt For For
1I. ELECTION OF DIRECTOR: BARRY A. SHOLEM Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 934150361
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL G. BROWNING Mgmt For For
1B. ELECTION OF DIRECTOR: HARRIS E. DELOACH, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: DANIEL R. DIMICCO Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FORSGREN Mgmt For For
1E. ELECTION OF DIRECTOR: LYNN J. GOOD Mgmt For For
1F. ELECTION OF DIRECTOR: ANN MAYNARD GRAY Mgmt Abstain Against
1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt Abstain Against
1H. ELECTION OF DIRECTOR: JOHN T. HERRON Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES B. HYLER, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1K. ELECTION OF DIRECTOR: E. MARIE MCKEE Mgmt Abstain Against
1L. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES T. RHODES Mgmt For For
1N. ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS Mgmt Abstain Against
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
DUKE ENERGY CORPORATION'S INDEPENDENT
PUBLIC ACCOUNTANT FOR 2015
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. APPROVAL OF THE DUKE ENERGY CORPORATION Mgmt For For
2015 LONG-TERM INCENTIVE PLAN
5. SHAREHOLDER PROPOSAL REGARDING LIMITATION Shr Against For
OF ACCELERATED EXECUTIVE PAY
6. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE
7. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 934198309
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 24-Jun-2015
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
LINDA WALKER BYNOE Mgmt For For
MARY KAY HABEN Mgmt For For
BRADLEY A. KEYWELL Mgmt For For
JOHN E. NEAL Mgmt For For
DAVID J. NEITHERCUT Mgmt For For
MARK S. SHAPIRO Mgmt For For
GERALD A. SPECTOR Mgmt For For
STEPHEN E. STERRETT Mgmt For For
B. JOSEPH WHITE Mgmt For For
SAMUEL ZELL Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR 2015.
3. APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
ESSAR STEEL ALGOMA INC Agenda Number: 934067578
--------------------------------------------------------------------------------------------------------------------------
Security: 01660NAA6
Meeting Type: Special
Meeting Date: 10-Sep-2014
Ticker:
ISIN: US01660NAA63
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) A RESOLUTION OF NOTEHOLDERS (THE Mgmt For For
"ARRANGEMENT RESOLUTION"), THE FULL TEXT OF
WHICH IS SET OUT IN APPENDIX "A" TO THE
CIRCULAR, APPROVING A PLAN OF ARRANGEMENT
(THE "ARRANGEMENT") PURSUANT TO SECTION 192
OF THE CANADA BUSINESS CORPORATIONS ACT,
WHICH ARRANGEMENT IS MORE PARTICULARLY
DESCRIBED IN THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 934153026
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt Against Against
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt Against Against
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt Against Against
JR.
1D. ELECTION OF DIRECTOR: MARK FIELDS Mgmt For For
1E. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt Against Against
1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt Against Against
1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt Against Against
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt Against Against
1K. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt Against Against
1L. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt Against Against
1M. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt Against Against
1N. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt Against Against
1O. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt Against Against
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
5. RELATING TO ALLOWING HOLDERS OF 20% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934202766
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 09-Jun-2015
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1D. ELECTION OF DIRECTOR: LINDA R. GOODEN Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH JIMENEZ, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. INDEPENDENT BOARD CHAIRMAN Shr Against For
5. CUMULATIVE VOTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN TELCOM HOLDCO, INC Agenda Number: 934157238
--------------------------------------------------------------------------------------------------------------------------
Security: 420031106
Meeting Type: Annual
Meeting Date: 01-May-2015
Ticker: HCOM
ISIN: US4200311060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. JALKUT Mgmt For For
KURT M. CELLAR Mgmt For For
WALTER A. DODS, JR. Mgmt For For
WARREN H. HARUKI Mgmt For For
STEVEN C. OLDHAM Mgmt For For
BERNARD R. PHILLIPS III Mgmt For For
ERIC K. YEAMAN Mgmt For For
2. TO APPROVE AMENDED AND RESTATED BYLAWS TO Mgmt For For
INCREASE THE MAXIMUM NUMBER OF DIRECTORS
THAT MAY CONSTITUTE OUR BOARD OF DIRECTORS
FROM SEVEN TO NINE AND TO CLARIFY THAT THE
NUMBER OF DIRECTORS WITHIN THE SPECIFIED
RANGE THAT CONSTITUTE THE BOARD IS
DETERMINED BY RESOLUTION OF THE BOARD OF
DIRECTORS.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 934160766
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANEEL BHUSRI Mgmt For For
1C. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1F. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1J. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt For For
2006 EQUITY INCENTIVE PLAN
5. APPROVAL OF EXTENSION OF THE 2006 STOCK Mgmt For For
PURCHASE PLAN
6. STOCKHOLDER PROPOSAL ENTITLED "HOLY LAND Shr Against For
PRINCIPLES"
7. STOCKHOLDER PROPOSAL ON WHETHER THE Shr Against For
CHAIRMAN OF THE BOARD SHOULD BE AN
INDEPENDENT DIRECTOR
8. STOCKHOLDER PROPOSAL ON WHETHER TO ADOPT AN Shr Against For
ALTERNATIVE VOTE COUNTING STANDARD
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934138113
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt Against Against
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt Against Against
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt Against Against
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: A. GORSKY Mgmt For For
1G. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt Against Against
1H. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1I. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1L. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1M. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1N. ELECTION OF DIRECTOR: P.R. VOSER Mgmt Against Against
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 70)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 71)
4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 73)
5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against
WRITTEN CONSENT (PAGE 74)
6. STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED Shr Against For
EXECUTIVE PAY (PAGE 75)
7. STOCKHOLDER PROPOSAL ON ESTABLISHING A Shr Against For
PUBLIC POLICY COMMITTEE (PAGE 75)
--------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 934126055
--------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 02-Apr-2015
Ticker: KBH
ISIN: US48666K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM Mgmt For For
1C ELECTION OF DIRECTOR: DR. THOMAS W. Mgmt For For
GILLIGAN
1D ELECTION OF DIRECTOR: KENNETH M. JASTROW, Mgmt For For
II
1E ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt Against Against
1F ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For
1G ELECTION OF DIRECTOR: JEFFREY T. MEZGER Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL M. WOOD Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS KB HOME'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 30, 2015.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 934127879
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 08-Apr-2015
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt Withheld Against
THERON I. "TIG" GILLIAM Mgmt Withheld Against
SHERRILL W. HUDSON Mgmt Withheld Against
SIDNEY LAPIDUS Mgmt For For
TERI P. MCCLURE Mgmt Withheld Against
STUART A. MILLER Mgmt For For
ARMANDO OLIVERA Mgmt For For
JEFFREY SONNENFELD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LENNAR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2015.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF LENNAR'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS, INC. Agenda Number: 934081871
--------------------------------------------------------------------------------------------------------------------------
Security: 52729N308
Meeting Type: Special
Meeting Date: 28-Oct-2014
Ticker: LVLT
ISIN: US52729N3089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF LEVEL Mgmt For For
3 COMMUNICATIONS, INC. ("LEVEL 3") COMMON
STOCK, PAR VALUE $.01 PER SHARE, TO TW
TELECOM INC. STOCKHOLDERS PURSUANT TO THE
MERGER AS CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF JUNE 15, 2014,
BY AND AMONG TW TELECOM INC., LEVEL 3,
SATURN MERGER SUB 1, LLC AND SATURN MERGER
SUB 2, LLC.
2. TO APPROVE THE ADOPTION OF AN AMENDMENT TO Mgmt For For
LEVEL 3'S RESTATED CERTIFICATE OF
INCORPORATION INCREASING TO 443,333,333 THE
NUMBER OF AUTHORIZED SHARES OF LEVEL 3'S
COMMON STOCK, PAR VALUE $.01 PER SHARE.
3. TO APPROVE A PROPOSAL TO ADJOURN THE Mgmt For For
SPECIAL MEETING OF STOCKHOLDERS, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
FOREGOING PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS, INC. Agenda Number: 934180504
--------------------------------------------------------------------------------------------------------------------------
Security: 52729N308
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: LVLT
ISIN: US52729N3089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES O. ELLIS, JR. Mgmt For For
JEFF K. STOREY Mgmt For For
KEVIN P. CHILTON Mgmt For For
STEVEN T. CLONTZ Mgmt For For
IRENE M. ESTEVES Mgmt Withheld Against
T. MICHAEL GLENN Mgmt Withheld Against
SPENCER B. HAYS Mgmt For For
MICHAEL J. MAHONEY Mgmt For For
KEVIN W. MOONEY Mgmt Withheld Against
PETER SEAH LIM HUAT Mgmt For For
PETER VAN OPPEN Mgmt Withheld Against
2. TO APPROVE THE LEVEL 3 COMMUNICATIONS, INC. Mgmt For For
STOCK INCENTIVE PLAN
3. TO RATIFY THE EXTENSION OF OUR RIGHTS Mgmt For For
AGREEMENT, WHICH IS DESIGNED TO PROTECT OUR
U.S. NET OPERATING LOSS CARRYFORWARDS
4. TO APPROVE THE NAMED EXECUTIVE OFFICER Mgmt For For
EXECUTIVE COMPENSATION, WHICH VOTE IS ON AN
ADVISORY BASIS
5. TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING PROXY ACCESS
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 934129683
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G106
Meeting Type: Special
Meeting Date: 06-Mar-2015
Ticker: NHF
ISIN: US65340G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE TERMS OF AN ADVISORY Mgmt For For
AGREEMENT (THE "NXRT ADVISORY AGREEMENT")
TO BE ENTERED INTO AMONG NEXPOINT
RESIDENTIAL TRUST, INC., A SUBSIDIARY OF
THE FUND ("NXRT"), NEXPOINT RESIDENTIAL
TRUST OPERATING PARTNERSHIP, L.P., NXRT'S
OPERATING PARTNERSHIP, AND NEXPOINT REAL
ESTATE ADVISORS, L.P. ("NXRT ADVISER"), AN
AFFILIATE OF NHF ADVISER (THE "PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 934222263
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G106
Meeting Type: Annual
Meeting Date: 05-Jun-2015
Ticker: NHF
ISIN: US65340G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 TO ELECT TERRENCE O. JONES AS A CLASS III Mgmt Abstain Against
TRUSTEE OF THE FUND, TO SERVE FOR A
THREE-YEAR TERM EXPIRING AT THE 2018 ANNUAL
MEETING OR UNTIL HIS SUCCESSOR IS DULY
ELECTED AND QUALIFIED.
1.2 TO ELECT JOHN HONIS AS A CLASS III TRUSTEE Mgmt Abstain Against
OF THE FUND, TO SERVE FOR A THREE-YEAR TERM
EXPIRING AT THE 2018 ANNUAL MEETING OR
UNTIL HIS SUCCESSOR IS DULY ELECTED AND
QUALIFIED.
--------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. Agenda Number: 934160615
--------------------------------------------------------------------------------------------------------------------------
Security: 690768403
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: OI
ISIN: US6907684038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY F. COLTER Mgmt For For
GORDON J. HARDIE Mgmt For For
PETER S. HELLMAN Mgmt For For
ANASTASIA D. KELLY Mgmt For For
JOHN J. MCMACKIN, JR. Mgmt For For
ALAN J. MURRAY Mgmt For For
HARI N. NAIR Mgmt For For
HUGH H. ROBERTS Mgmt For For
ALBERT P.L. STROUCKEN Mgmt For For
CAROL A. WILLIAMS Mgmt For For
DENNIS K. WILLIAMS Mgmt For For
THOMAS L. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3. TO APPROVE, BY ADVISORY VOTE, THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE AMENDMENT, RESTATEMENT AND Mgmt For For
CONTINUATION OF THE 2004 EQUITY INCENTIVE
PLAN FOR DIRECTORS OF OWENS-ILLINOIS, INC.
AND THE GRANT OF 33,623 RESTRICTED STOCK
UNITS TO DIRECTORS IN 2014 THEREUNDER.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 934130737
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 16-Apr-2015
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CHARLES E. BUNCH Mgmt For For
MICHAEL W. LAMACH Mgmt For For
MARTIN H. RICHENHAGEN Mgmt For For
THOMAS J. USHER Mgmt For For
2 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS.
3 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 934163065
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt Against Against
1C. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt Against Against
1G. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1H. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt Against Against
1I. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REPSOL S.A. Agenda Number: 934183930
--------------------------------------------------------------------------------------------------------------------------
Security: E84715130
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: REP
ISIN: ES0173516115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REVIEW AND APPROVAL, IF APPROPRIATE, OF THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT
REPORT OF REPSOL, S.A., THE CONSOLIDATED
ANNUAL FINANCIAL STATEMENTS AND
CONSOLIDATED MANAGEMENT REPORT, FOR FISCAL
YEAR ENDED 31 DECEMBER 2014.
2. REVIEW AND APPROVAL, IF APPROPRIATE, OF THE Mgmt For For
MANAGEMENT OF THE BOARD OF DIRECTORS OF
REPSOL, S.A. DURING 2014.
3. APPOINTMENT OF THE ACCOUNTS AUDITOR OF Mgmt For For
REPSOL, S.A. AND ITS CONSOLIDATED GROUP FOR
FISCAL YEAR 2015.
4. EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE PROPOSED APPLICATION OF PROFITS FOR
2014.
5. INCREASE OF SHARE CAPITAL IN AN AMOUNT Mgmt For For
DETERMINABLE PURSUANT TO THE TERMS OF THE
RESOLUTION, BY ISSUING NEW COMMON SHARES
HAVING A PAR VALUE OF ONE (1) EURO EACH, OF
THE SAME CLASS AND SERIES AS THOSE
CURRENTLY IN CIRCULATION, CHARGED TO
VOLUNTARY RESERVES, OFFERING THE
SHAREHOLDERS THE POSSIBILITY OF SELLING THE
FREE-OF-CHARGE ALLOCATION RIGHTS TO THE
COMPANY ITSELF OR ON THE MARKET. DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS OR,
BY DELEGATION, TO THE DELEGATE COMMITTEE OR
THE CEO, TO FIX ... (DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL)
6. SECOND CAPITAL INCREASE IN AN AMOUNT Mgmt For For
DETERMINABLE PURSUANT TO THE TERMS OF THE
RESOLUTION, BY ISSUING NEW COMMON SHARES
HAVING A PAR VALUE OF ONE (1) EURO EACH, OF
THE SAME CLASS AND SERIES AS THOSE
CURRENTLY IN CIRCULATION, CHARGED TO
VOLUNTARY RESERVES, OFFERING THE
SHAREHOLDERS THE POSSIBILITY OF SELLING THE
FREE-OF-CHARGE ALLOCATION RIGHTS TO THE
COMPANY ITSELF OR ON THE MARKET. DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS OR,
BY DELEGATION, TO THE DELEGATE COMMITTEE OR
THE CEO, TO FIX ... (DUE TO SPACE LIMITS,
SEE PROXY MATERIAL FOR FULL PROPOSAL)
7. SHARE ACQUISITION PLAN 2016-2018. Mgmt For For
8. AMENDMENT OF THE PROVISIONS OF THE BY-LAWS Mgmt For For
RELATING TO THE SHAREHOLDERS' MEETING AND
ITS POWERS. AMENDMENT OF ARTICLES 15
(SHAREHOLDERS' MEETING), 19 (NOTICE OF
CALL), 20 (POWER AND OBLIGATION TO CALL
SHAREHOLDERS' MEETINGS), 21 (QUORUM), 22
(SPECIAL RESOLUTIONS, QUORUMS AND VOTING
MAJORITIES), 22 BIS (RELATED PARTY
TRANSACTIONS), 27 (DISCUSSION AND ADOPTION
OF RESOLUTIONS) AND 28 (RIGHT TO
INFORMATION).
9. AMENDMENT OF THE PROVISIONS OF THE BY-LAWS Mgmt For For
RELATING TO THE BOARD OF DIRECTORS, ITS
COMMITTEES AND THE DIRECTORS. AMENDMENT OF
ARTICLES 32 (QUALITATIVE COMPOSITION OF THE
BOARD), 33 (POWERS OF ADMINISTRATION AND
SUPERVISION), 39 (AUDIT AND CONTROL
COMMITTEE), 39 BIS (NOMINATION AND
COMPENSATION COMMITTEE), 40 (CHAIRMAN,
VICE-CHAIRMAN AND LEAD INDEPENDENT
DIRECTOR), 42 (SECRETARY AND
VICE-SECRETARY), 43 (TERM OF OFFICE AND
VACANCIES), 44 (GENERAL OBLIGATIONS OF THE
DIRECTORS), 45 TER ... (DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL)
10. AMENDMENT OF THE PROVISIONS OF THE BY-LAWS Mgmt For For
RELATING TO THE INFORMATION INSTRUMENT OF
THE COMPANY. AMENDMENT OF ARTICLES 45 BIS
(ANNUAL REPORT ON THE REMUNERATION FOR
DIRECTORS) AND 47 (WEB SITE).
11. AMENDMENT OF THE REGULATIONS OF THE Mgmt For For
SHAREHOLDERS' MEETING: ARTICLES 3 (POWERS
OF THE SHAREHOLDERS' MEETING), 5 (NOTICE OF
CALL), 6 (SHAREHOLDERS' RIGHT TO
PARTICIPATION AND INFORMATION), 9 (QUORUM),
13 (DEBATE AND ADOPTION OF RESOLUTIONS) AND
14 VOTING ON PROPOSED RESOLUTIONS).
12. RE-ELECTION OF MR. ANTONIO BRUFAU NIUBO AS Mgmt For For
DIRECTOR
13. RATIFICATION OF THE APPOINTMENT BY Mgmt For For
CO-OPTION AND RE-ELECTION AS DIRECTOR OF
MR. JOSU JON IMAZ SAN MIGUEL.
14. RE-ELECTION OF MR. LUIS CARLOS CROISSIER Mgmt For For
BATISTA AS DIRECTOR.
15. RE-ELECTION OF MR. ANGEL DURANDEZ ADEVA AS Mgmt For For
DIRECTOR.
16. RE-ELECTION OF MR. MARIO FERNANDEZ PELAZ AS Mgmt For For
DIRECTOR.
17. RE-ELECTION OF MR. JOSE MANUEL LOUREDA Mgmt Against Against
MANTINAN AS DIRECTOR
18. RATIFICATION OF THE APPOINTMENT BY Mgmt For For
CO-OPTION AND RE-ELECTION AS DIRECTOR OF
MR. JOHN ROBINSON WEST.
19. EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE REMUNERATION POLICY FOR DIRECTORS OF
REPSOL, S.A.
20. ADVISORY VOTE ON THE REPSOL, S.A. ANNUAL Mgmt For For
REPORT ON DIRECTORS' REMUNERATION FOR 2014
21. REVOCATION OF THE RESOLUTION TO REDUCE THE Mgmt For For
CAPITAL BY BUYING BACK OWN SHARES THROUGH A
BUY-BACK PROGRAMME APPROVED UNDER POINT
SEVEN ON THE AGENDA FOR THE ORDINARY
GENERAL SHAREHOLDERS' MEETING HELD ON 28
MARCH 2014.
22. DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO ISSUE FIXED INCOME SECURITIES,
DEBT INSTRUMENTS, PROMISSORY NOTES, HYBRID
INSTRUMENTS AND PREFERENCE SHARES IN ANY OF
THE FORMS PERMITTED BY LAW, BOTH SIMPLE AND
EXCHANGEABLE FOR SHARES OUTSTANDING OR
OTHER PRE-EXISTING SECURITIES OF OTHER
ENTITIES, AND TO GUARANTEE SECURITY ISSUES
MADE BY GROUP COMPANIES, RENDERING NULL AND
VOID, TO THE EXTENT THAT IT HAS NOT BEEN
USED, RESOLUTION FIFTEEN ADOPTED AT THE
ORDINARY GENERAL SHAREHOLDERS' MEETING OF
31 MAY 2013.
23. DELEGATION OF POWERS TO INTERPRET, Mgmt For For
SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY AND
FORMALIZE THE RESOLUTIONS ADOPTED BY THE
GENERAL SHAREHOLDERS' MEETING.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 934193020
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: RDSA
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
3. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
BEN VAN BEURDEN
4. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GUY ELLIOTT
5. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
EULEEN GOH
6. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt Against Against
SIMON HENRY
7. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
CHARLES O. HOLLIDAY
8. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GERARD KLEISTERLEE
9. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
SIR NIGEL SHEINWALD
10. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
LINDA G. STUNTZ
11. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
HANS WIJERS
12. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
PATRICIA A. WOERTZ
13. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GERRIT ZALM
14. REAPPOINTMENT OF AUDITOR Mgmt For For
15. REMUNERATION OF AUDITOR Mgmt For For
16. AUTHORITY TO ALLOT SHARES Mgmt For For
17. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19. AUTHORITY FOR SCRIP DIVIDEND SCHEME Mgmt For For
20. AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
21. SHAREHOLDER RESOLUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 934154167
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt For For
1B. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1C. ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt For For
1D. ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1E. ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL C. SMITH, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. STOCKHOLDER PROPOSAL Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SPECTRA ENERGY CORP Agenda Number: 934141095
--------------------------------------------------------------------------------------------------------------------------
Security: 847560109
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: SE
ISIN: US8475601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY L. EBEL Mgmt For For
1B. ELECTION OF DIRECTOR: F. ANTHONY COMPER Mgmt Against Against
1C. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt Against Against
1D. ELECTION OF DIRECTOR: JOSEPH ALVARADO Mgmt For For
1E. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt Against Against
1F. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT Mgmt For For
JR
1G. ELECTION OF DIRECTOR: PETER B. HAMILTON Mgmt Against Against
1H. ELECTION OF DIRECTOR: MIRANDA C. HUBBS Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL MCSHANE Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SPECTRA ENERGY CORP'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2015.
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE Shr Against For
OF LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. Agenda Number: 934239333
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: Annual
Meeting Date: 11-Jun-2015
Ticker: TEF
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE Mgmt For For
MANAGEMENT REPORT OF BOTH TELEFONICA, S.A.
AND OF ITS CONSOLIDATED GROUP OF COMPANIES,
FOR FISCAL YEAR 2014.
2. APPROVAL OF THE PROPOSED ALLOCATION OF THE Mgmt For For
PROFITS/LOSSES OF TELEFONICA, S.A. FOR
FISCAL YEAR 2014.
3. APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS OF TELEFONICA, S.A., DURING
FISCAL YEAR 2014.
4. RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR Mgmt For For
2015.
5. APPROVAL OF THE REDUCTION IN SHARE CAPITAL Mgmt For For
BY MEANS OF THE CANCELLATION OF SHARES OF
THE COMPANY'S OWN STOCK, EXCLUDING THE
RIGHT OF CREDITORS TO OBJECT AND AMENDING
ARTICLE 6 OF THE BY-LAWS REGARDING SHARE
CAPITAL.
6. SHAREHOLDER COMPENSATION BY MEANS OF A Mgmt For For
SCRIP DIVIDEND. APPROVAL OF AN INCREASE IN
SHARE CAPITAL BY SUCH AMOUNT AS MAY BE
DETERMINED PURSUANT TO THE TERMS AND
CONDITIONS OF THE RESOLUTION, THROUGH THE
ISSUANCE OF NEW ORDINARY SHARES HAVING A
PAR VALUE OF ONE EURO EACH, WITH NO SHARE
PREMIUM, OF THE SAME CLASS AND SERIES AS
THOSE THAT ARE CURRENTLY OUTSTANDING, WITH
A CHARGE TO RESERVES. OFFER TO THE
SHAREHOLDERS TO PURCHASE THEIR
FREE-OF-CHARGE ALLOTMENT RIGHTS AT A
GUARANTEED PRICE. EXPRESS ... (DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL)
7A. AMENDMENT OF THE ARTICLES OF THE BY-LAWS Mgmt For For
RELATING TO THE GENERAL SHAREHOLDERS'
MEETINGS AND THE POWERS AND DUTIES THEREOF:
ARTICLES 15 (POWERS OF THE SHAREHOLDERS
ACTING AT A GENERAL SHAREHOLDERS' MEETING),
16 (ORDINARY AND EXTRAORDINARY GENERAL
SHAREHOLDERS' MEETINGS), 17 (CALL TO THE
GENERAL SHAREHOLDERS' MEETING), 19 (RIGHT
TO ATTEND) AND 22 (SHAREHOLDERS' RIGHT TO
RECEIVE INFORMATION).
7B. AMENDMENT OF THE ARTICLE 35 OF THE BY-LAWS Mgmt For For
IN RELATION TO DIRECTOR'S COMPENSATION.
7C. AMENDMENT OF THE ARTICLES OF THE BY-LAWS Mgmt For For
REGARDING THE ORGANIZATION OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE AND ADVISORY
BODIES THEREOF: ARTICLES 29 (COMPOSITION
AND APPOINTMENT OF THE BOARD OF DIRECTORS),
33 (CONFLICT OF INTEREST OF THE DIRECTORS),
37 (POWERS OF THE BOARD OF DIRECTORS), 39
(AUDIT AND CONTROL COMMITTEE) AND 40
(NOMINATING, COMPENSATION AND CORPORATE
GOVERNANCE COMMITTEE).
8. AMENDMENT OF THE FOLLOWING ARTICLES OF THE Mgmt For For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING TO CONFORM THEM TO THE AMENDMENT OF
THE COMPANIES ACT BY LAW 31/2014 OF
DECEMBER 3 TO IMPROVE CORPORATE GOVERNANCE,
AND TO INTRODUCE OTHER TECHNICAL AND TEXT
ORGANIZATION IMPROVEMENTS: AMENDMENT OF THE
ARTICLES 5 (POWERS OF THE SHAREHOLDERS AT
THE GENERAL SHAREHOLDERS' MEETING), 7
(POWER AND OBLIGATION TO CALL TO MEETING),
8 (PUBLICATION AND NOTICE OF CALL TO
MEETING), 9 (INFORMATION AVAILABLE TO THE
... (DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL)
9. DELEGATION TO THE BOARD OF DIRECTORS, WITH Mgmt For For
EXPRESS POWERS OF SUBSTITUTION, FOR A
PERIOD OF FIVE YEARS, OF THE POWER TO
INCREASE THE SHARE CAPITAL PURSUANT TO THE
PROVISIONS OF SECTION 297.1.B) OF THE
COMPANIES ACT, AND DELEGATION OF THE POWER
TO EXCLUDE THE PREEMPTIVE RIGHT OF THE
SHAREHOLDERS AS PROVIDED IN SECTION 506 OF
THE COMPANIES ACT.
10. DELEGATION OF POWERS TO FORMALIZE, Mgmt For For
INTERPRET, REMEDY AND CARRY OUT THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT
THE GENERAL SHAREHOLDERS' MEETING.
11. CONSULTATIVE VOTE ON THE 2014 ANNUAL REPORT Mgmt For For
ON DIRECTORS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 934055422
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 30-Jul-2014
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO APPOINT DAN PROPPER AS DIRECTOR, TO Mgmt For For
SERVE UNTIL THE 2017 ANNUAL MEETING OF
SHAREHOLDERS.
1B. TO APPOINT ORY SLONIM AS DIRECTOR, TO SERVE Mgmt Against Against
UNTIL THE 2017 ANNUAL MEETING OF
SHAREHOLDERS.
2A. TO APPOINT MR. JOSEPH (YOSSI) NITZANI TO Mgmt Against Against
SERVE AS A STATUTORY INDEPENDENT DIRECTOR
FOR AN ADDITIONAL TERM OF THREE YEARS,
FOLLOWING THE EXPIRATION OF HIS SECOND TERM
OF SERVICE ON SEPTEMBER 25, 2014, AND TO
APPROVE HIS REMUNERATION AND BENEFITS.
2B. TO APPOINT MR. JEAN-MICHEL HALFON TO SERVE Mgmt Against Against
AS A STATUTORY INDEPENDENT DIRECTOR FOR A
TERM OF THREE YEARS, COMMENCING FOLLOWING
MEETING, AND TO APPROVE HIS REMUNERATION &
BENEFITS.
3A. TO APPROVE THE ANNUAL CASH BONUS OBJECTIVES Mgmt For For
FOR THE COMPANY'S PRESIDENT & CHIEF
EXECUTIVE OFFICER FOR 2014 AND GOING
FORWARD.
3B. TO APPROVE ANNUAL EQUITY AWARDS FOR THE Mgmt Against Against
COMPANY'S PRESIDENT AND CHIEF EXECUTIVE
OFFICER FOR EACH YEAR COMMENCING IN 2015.
4. TO APPROVE THE PURCHASE OF DIRECTORS' AND Mgmt Against Against
OFFICERS' LIABILITY INSURANCE WITH ANNUAL
COVERAGE OF UP TO $600 MILLION.
5. TO APPOINT KESSELMAN & KESSELMAN, A MEMBER Mgmt Against Against
OF PRICEWATERHOUSECOOPERS INTERNATIONAL
LTD., AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE
2015 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 934157264
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: MARK LOUGHRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1M. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED Shr Against For
EXECUTIVE PAY.
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HLDGS INC Agenda Number: 934202603
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 10-Jun-2015
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROLYN CORVI Mgmt For For
1B ELECTION OF DIRECTOR: JANE C. GARVEY Mgmt For For
1C ELECTION OF DIRECTOR: WALTER ISAACSON Mgmt For For
1D ELECTION OF DIRECTOR: HENRY L. MEYER III Mgmt For For
1E ELECTION OF DIRECTOR: OSCAR MUNOZ Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. NUTI Mgmt For For
1G ELECTION OF DIRECTOR: LAURENCE E. SIMMONS Mgmt For For
1H ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
1I ELECTION OF DIRECTOR: DAVID J. VITALE Mgmt For For
1J ELECTION OF DIRECTOR: JOHN H. WALKER Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES A. YAMARONE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
4 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Mgmt For Against
ACTION BY WRITTEN CONSENT WITHOUT A
MEETING, IF PROPERLY PRESENTED BEFORE THE
MEETING
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 934149748
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1F. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1I. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1J. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1L. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
WP GLIMCHER INC. Agenda Number: 934191999
--------------------------------------------------------------------------------------------------------------------------
Security: 92939N102
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: WPG
ISIN: US92939N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK S. ORDAN Mgmt Withheld Against
MICHAEL P. GLIMCHER Mgmt Withheld Against
LOUIS G. CONFORTI Mgmt Withheld Against
ROBERT J. LAIKIN Mgmt For For
NILES C. OVERLY Mgmt For For
JACQUELYN R. SOFFER Mgmt Withheld Against
RICHARD S. SOKOLOV Mgmt Withheld Against
MARVIN L. WHITE Mgmt Withheld Against
2. TO APPROVE AN AMENDMENT TO WASHINGTON PRIME Mgmt For For
GROUP INC.'S AMENDED AND RESTATED ARTICLES
OF INCORPORATION TO CHANGE ITS NAME TO "WP
GLIMCHER INC."
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN THE PROXY STATEMENT.
4. ADVISORY VOTE ON FUTURE SHAREHOLDER VOTES Mgmt 3 Years Against
ON EXECUTIVE COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS WASHINGTON PRIME GROUP INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.
Loomis Sayles Value Fund
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC Agenda Number: 934122499
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Special
Meeting Date: 10-Mar-2015
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVING THE ISSUANCE OF ORDINARY SHARES Mgmt For For
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED NOVEMBER 16, 2014, AMONG
ACTAVIS PLC ("ACTAVIS"), AVOCADO
ACQUISITION INC. AND ALLERGAN, INC. (THE
"ACTAVIS SHARE ISSUANCE PROPOSAL").
2. APPROVING ANY MOTION TO ADJOURN THE ACTAVIS Mgmt For For
EXTRAORDINARY GENERAL MEETING (THE "ACTAVIS
EGM"), OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE
ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC Agenda Number: 934199286
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Annual
Meeting Date: 05-Jun-2015
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1B. ELECTION OF DIRECTOR: NESLI BASGOZ, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1D. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt Against Against
1E. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt Against Against
COUGHLIN
1F. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1G. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1H. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt Against Against
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, IN A NON-BINDING VOTE, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015 AND TO AUTHORIZE,
IN A BINDING VOTE, THE BOARD OF DIRECTORS,
ACTING THROUGH THE AUDIT AND COMPLIANCE
COMMITTEE, TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
4. TO PASS A SPECIAL RESOLUTION TO APPROVE, Mgmt For For
SUBJECT TO THE APPROVAL OF THE REGISTRAR OF
COMPANIES IN IRELAND, THE CHANGE IN NAME OF
THE COMPANY FROM ACTAVIS PLC TO ALLERGAN
PLC.
5. TO APPROVE THE AMENDED AND RESTATED 2013 Mgmt Against Against
INCENTIVE AWARD PLAN OF ACTAVIS PLC.
6. TO VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
7. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE COMPANY TO ADOPT SUCH
SHAREHOLDER'S POLICY REGARDING EXECUTIVE
STOCK RETENTION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934157226
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 13-May-2015
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1B. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: PETER D. HANCOCK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt Against Against
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 934141134
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B. ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1C. ELECTION OF DIRECTOR: AMY DIGESO Mgmt For For
1D. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1G. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt Against Against
1H. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS BY A NONBINDING ADVISORY
VOTE.
3. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
AOL INC. Agenda Number: 934182635
--------------------------------------------------------------------------------------------------------------------------
Security: 00184X105
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: AOL
ISIN: US00184X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIM ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: EVE BURTON Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD DALZELL Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1E. ELECTION OF DIRECTOR: HUGH JOHNSTON Mgmt For For
1F. ELECTION OF DIRECTOR: DAWN LEPORE Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICIA MITCHELL Mgmt For For
1H. ELECTION OF DIRECTOR: FREDRIC REYNOLDS Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES STENGEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
4. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED AOL INC. ANNUAL INCENTIVE PLAN FOR
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934118983
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 10-Mar-2015
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1B. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1C. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1E. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1F. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1G. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. THE AMENDMENT OF THE APPLE INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
5. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH ENTITLED
"RISK REPORT"
6. A SHAREHOLDER PROPOSAL BY MR. JAMES Shr Against For
MCRITCHIE AND MR. JOHN HARRINGTON ENTITLED
"PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
AUTONATION, INC. Agenda Number: 934163089
--------------------------------------------------------------------------------------------------------------------------
Security: 05329W102
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: AN
ISIN: US05329W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MIKE JACKSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT J. BROWN Mgmt For For
1.3 ELECTION OF DIRECTOR: RICK L. BURDICK Mgmt For For
1.4 ELECTION OF DIRECTOR: TOMAGO COLLINS Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID B. EDELSON Mgmt For For
1.6 ELECTION OF DIRECTOR: ROBERT R. GRUSKY Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1.8 ELECTION OF DIRECTOR: G. MIKE MIKAN Mgmt For For
1.9 ELECTION OF DIRECTOR: ALISON H. ROSENTHAL Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3. ADOPTION OF STOCKHOLDER PROPOSAL REGARDING Shr Against For
PROPOSED RECOUPMENT POLICY.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934150842
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt Against Against
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt Against Against
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt Against Against
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. RATIFYING THE APPOINTMENT OF OUR REGISTERED Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015
4. APPROVING THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BANK OF AMERICA CORPORATION 2003 KEY
ASSOCIATE STOCK PLAN
5. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT
6. STOCKHOLDER PROPOSAL - LOBBYING REPORT Shr For Against
7. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT
8. STOCKHOLDER PROPOSAL - STOCKHOLDER VALUE Shr Against For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION Agenda Number: 934151983
--------------------------------------------------------------------------------------------------------------------------
Security: 131347304
Meeting Type: Annual
Meeting Date: 13-May-2015
Ticker: CPN
ISIN: US1313473043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK CASSIDY Mgmt For For
JACK A. FUSCO Mgmt For For
JOHN B. (THAD) HILL III Mgmt For For
MICHAEL W. HOFMANN Mgmt For For
DAVID C. MERRITT Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DENISE M. O'LEARY Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.
3. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO AMEND AND RESTATE THE COMPANY'S BYLAWS Mgmt For For
TO IMPLEMENT MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS.
5. TO REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE CALPINE
CORPORATION 2008 EQUITY INCENTIVE PLAN FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934174575
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.B. CUMMINGS JR. Mgmt For For
1B. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1E. ELECTION OF DIRECTOR: E. HERNANDEZ JR. Mgmt For For
1F. ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: I.G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PWC AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. DISCLOSE CHARITABLE CONTRIBUTIONS OF $5,000 Shr Against For
OR MORE
5. REPORT ON LOBBYING Shr For Against
6. CEASE USING CORPORATE FUNDS FOR POLITICAL Shr Against For
PURPOSES
7. ADOPT DIVIDEND POLICY Shr Against For
8. ADOPT TARGETS TO REDUCE GHG EMISSIONS Shr Against For
9. REPORT ON SHALE ENERGY OPERATIONS Shr Against For
10. ADOPT PROXY ACCESS BYLAW Shr For Against
11. ADOPT POLICY FOR INDEPENDENT CHAIRMAN Shr For Against
12. RECOMMEND INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
13. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934082215
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 20-Nov-2014
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1E. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1G. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1I. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EMPLOYEE STOCK PURCHASE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2015.
5. APPROVAL TO RECOMMEND THAT CISCO ESTABLISH Shr Against For
A PUBLIC POLICY COMMITTEE OF THE BOARD.
6. APPROVAL TO REQUEST THE BOARD TO AMEND Shr Against For
CISCO'S GOVERNING DOCUMENTS TO ALLOW PROXY
ACCESS FOR SPECIFIED CATEGORIES OF
SHAREHOLDERS.
7. APPROVAL TO REQUEST CISCO TO PROVIDE A Shr For Against
SEMIANNUAL REPORT ON POLITICAL-RELATED
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934141160
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1D. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt Against Against
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt Against Against
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Against Against
1H. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1I. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1J. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt Against Against
1K. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt Against Against
JR.
1L. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1M. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. ADVISORY APPROVAL OF CITI'S 2014 EXECUTIVE Mgmt Against Against
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE CITIGROUP Mgmt For For
2014 STOCK INCENTIVE PLAN AUTHORIZING
ADDITIONAL SHARES.
5. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr For For
ACCESS FOR SHAREHOLDERS.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO THE GENERAL CLAWBACK POLICY.
8. STOCKHOLDER PROPOSAL REQUESTING A BY-LAW Shr Against For
AMENDMENT TO EXCLUDE FROM THE BOARD OF
DIRECTORS' AUDIT COMMITTEE ANY DIRECTOR WHO
WAS A DIRECTOR AT A PUBLIC COMPANY WHILE
THAT COMPANY FILED FOR REORGANIZATION UNDER
CHAPTER 11.
9. STOCKHOLDER PROPOSAL REQUESTING A REPORT Shr Against For
REGARDING THE VESTING OF EQUITY-BASED
AWARDS FOR SENIOR EXECUTIVES DUE TO A
VOLUNTARY RESIGNATION TO ENTER GOVERNMENT
SERVICE.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934075284
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Special
Meeting Date: 08-Oct-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
COMCAST CLASS A COMMON STOCK TO TIME WARNER
CABLE INC. STOCKHOLDERS IN THE MERGER.
2. TO APPROVE THE ADJOURNMENT OF THE COMCAST Mgmt For For
SPECIAL MEETING IF NECESSARY TO SOLICIT
ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934169613
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt Withheld Against
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt Withheld Against
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL OF OUR 2006 CASH BONUS PLAN Mgmt For For
4. TO PROVIDE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr For Against
CHANGE OF CONTROL
6. TO PROVIDE EACH SHARE AN EQUAL VOTE Shr For Against
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 934104542
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Special
Meeting Date: 06-Jan-2015
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt For For
2. CANCELLATION OF COVIDIEN SHARES PURSUANT TO Mgmt For For
THE SCHEME OF ARRANGEMENT.
3. DIRECTORS' AUTHORITY TO ALLOT SECURITIES Mgmt For For
AND APPLICATION OF RESERVES.
4. AMENDMENT TO ARTICLES OF ASSOCIATION. Mgmt For For
5. CREATION OF DISTRIBUTABLE RESERVES OF NEW Mgmt For For
MEDTRONIC.
6. APPROVAL ON AN ADVISORY BASIS OF SPECIFIED Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN COVIDIEN
AND ITS NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 934104554
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Special
Meeting Date: 06-Jan-2015
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE SCHEME OF ARRANGEMENT. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 934148102
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD M. BRACKEN Mgmt For For
1B. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1C. ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX Mgmt For For
1D. ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1H. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1K. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2015.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE PERFORMANCE CRITERIA IN Mgmt For For
THE COMPANY'S 2010 INCENTIVE COMPENSATION
PLAN.
5. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
OF CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 934117474
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 25-Feb-2015
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL O. JOHANNS Mgmt For For
1G. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1H. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1L. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. APPROVAL OF BYLAW AMENDMENT TO PERMIT Mgmt For For
STOCKHOLDERS TO CALL SPECIAL MEETINGS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. AMENDMENT TO THE JOHN DEERE OMNIBUS EQUITY Mgmt For For
AND INCENTIVE PLAN
5. RE-APPROVAL OF THE JOHN DEERE SHORT-TERM Mgmt For For
INCENTIVE BONUS PLAN
6. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2015
--------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 934069192
--------------------------------------------------------------------------------------------------------------------------
Security: 25490A309
Meeting Type: Special
Meeting Date: 25-Sep-2014
Ticker: DTV
ISIN: US25490A3095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 18, 2014, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG
DIRECTV, A DELAWARE CORPORATION, AT&T INC.,
A DELAWARE CORPORATION, AND STEAM MERGER
SUB LLC, A DELAWARE LIMITED LIABILITY
COMPANY AND A WHOLLY OWNED SUBSIDIARY OF
AT&T INC. (THE "MERGER AGREEMENT").
2. APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR
DIRECTV'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED BY
THE MERGER AGREEMENT.
3. APPROVE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 934141172
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CANDACE H. DUNCAN Mgmt For For
1E. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 934155955
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 13-May-2015
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
NELSON PELTZ Mgmt For *
JOHN H. MYERS Mgmt For *
ARTHUR B. WINKLEBLACK Mgmt For *
ROBERT J. ZATTA Mgmt For *
MGT NOM: L. ANDREOTTI Mgmt For *
MGT NOM: E.D. BREEN Mgmt For *
MGT NOM: E.I. DU PONT Mgmt For *
MGT NOM: J.L. GALLOGLY Mgmt For *
MGT NOM: M.A. HEWSON Mgmt For *
MGT NOM: E.J. KULLMAN Mgmt For *
MGT NOM: U.M. SCHNEIDER Mgmt For *
MGT NOM: P.J. WARD Mgmt For *
2 ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For *
PUBLIC ACCOUNTING FIRM
3 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For *
COMPENSATION
4 ON LOBBYING Mgmt Against *
5 ON GROWER COMPLIANCE Mgmt Against *
6 ON PLANT CLOSURE Mgmt Against *
7 TO REPEAL EACH PROVISION OR AMENDMENT OF Mgmt For *
THE BYLAWS OF THE COMPANY ADOPTED BY THE
BOARD OF DIRECTORS OF THE COMPANY (AND NOT
BY THE COMPANY'S STOCKHOLDERS) SUBSEQUENT
TO AUGUST 12, 2013 AND PRIOR TO THE
APPROVAL OF THIS RESOLUTION.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 934136549
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 22-Apr-2015
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1B. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1D. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1F. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1K. ELECTION OF DIRECTOR: SANDRA PIANALTO Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING A PROPOSED 2015 STOCK PLAN. Mgmt For For
3. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2015 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. AUTHORIZING THE COMPANY AND ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934139216
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 04-May-2015
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: K. BAICKER Mgmt For For
1B. ELECTION OF DIRECTOR: J.E. FYRWALD Mgmt For For
1C. ELECTION OF DIRECTOR: E.R. MARRAM Mgmt For For
1D. ELECTION OF DIRECTOR: J.P. TAI Mgmt For For
2. APPROVE ADVISORY VOTE ON COMPENSATION PAID Mgmt For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 934146867
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1D. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1H. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1L. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2015, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr For Against
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 934145156
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: ELDER GRANGER, MD, Mgmt For For
MG, USA (RETIRED)
1E. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1H. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1I. ELECTION OF DIRECTOR: RODERICK A. PALMORE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1L. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2015.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
DISCLOSURE AND ACCOUNTABILITY.
5. STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC. Agenda Number: 934095731
--------------------------------------------------------------------------------------------------------------------------
Security: 307000109
Meeting Type: Special
Meeting Date: 22-Jan-2015
Ticker: FDO
ISIN: US3070001090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED JULY 27, 2014, AS AMENDED
BY AMENDMENT NO. 1 ON SEPTEMBER 4, 2014,
AND AS IT MAY BE FURTHER AMENDED, AMONG
FAMILY DOLLAR STORES, INC., A DELAWARE
CORPORATION, DOLLAR TREE, INC., A VIRGINIA
CORPORATION, & DIME MERGER SUB, INC. A
DELAWARE CORPORATION & A WHOLLY OWNED
SUBSIDIARY OF DOLLAR TREE, INC.
2. A PROPOSAL TO APPROVE, BY ADVISORY Mgmt For For
(NON-BINDING) VOTE, CERTAIN COMPENSATION
ARRANGEMENTS FOR FAMILY DOLLAR'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER CONTEMPLATED BY THE MERGER AGREEMENT
3. A PROPOSAL FOR ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, FROM
TIME TO TIME, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 934215369
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R303
Meeting Type: Annual
Meeting Date: 17-Jun-2015
Ticker: FNF
ISIN: US31620R3030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK P. WILLEY Mgmt For For
WILLIE D. DAVIS Mgmt For For
JOHN D. ROOD Mgmt For For
2. APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ON THE COMPENSATION PAID TO OUR
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR.
4. A STOCKHOLDER PROPOSAL ON PROXY ACCESS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 934130066
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 14-Apr-2015
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: KATHERINE B. Mgmt For For
BLACKBURN
1D. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1G. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt Against Against
1H. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1K. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1L. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT EXTERNAL AUDIT FIRM.
3. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AN ADVISORY VOTE TO RECOMMEND THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION VOTES. (SEE PROXY
STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934202766
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 09-Jun-2015
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1D. ELECTION OF DIRECTOR: LINDA R. GOODEN Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH JIMENEZ, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. INDEPENDENT BOARD CHAIRMAN Shr Against For
5. CUMULATIVE VOTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC. Agenda Number: 934141312
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. MILTON JOHNSON Mgmt Withheld Against
ROBERT J. DENNIS Mgmt For For
NANCY-ANN DEPARLE Mgmt For For
THOMAS F. FRIST III Mgmt Withheld Against
WILLIAM R. FRIST Mgmt Withheld Against
ANN H. LAMONT Mgmt For For
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt Withheld Against
WAYNE J. RILEY, M.D. Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 934172103
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.F. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1C. ELECTION OF DIRECTOR: H. GOLUB Mgmt For For
1D. ELECTION OF DIRECTOR: J.B. HESS Mgmt For For
1E. ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1F. ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY Mgmt For For
1G. ELECTION OF DIRECTOR: D. MCMANUS Mgmt For For
1H. ELECTION OF DIRECTOR: J.H. MULLIN III Mgmt For For
1I. ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1J. ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2015.
4. APPROVAL OF THE AMENDED AND RESTATED 2008 Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL RECOMMENDING PROXY Shr For Against
ACCESS.
6. STOCKHOLDER PROPOSAL RECOMMENDING A Shr Against For
SCENARIO ANALYSIS REPORT REGARDING CARBON
ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 934134595
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 27-Apr-2015
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM S. AYER Mgmt For For
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1F. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1G. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1H. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1I. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1J. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1L. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1M. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 934147883
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 08-May-2015
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1F. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1J. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1K. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE ILLINOIS TOOL WORKS INC. Mgmt For For
2015 LONG-TERM INCENTIVE PLAN.
5. APPROVAL OF A NON-BINDING STOCKHOLDER Mgmt For For
PROPOSAL TO PERMIT STOCKHOLDERS TO CALL
SPECIAL MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND PLC Agenda Number: 934200659
--------------------------------------------------------------------------------------------------------------------------
Security: G47791101
Meeting Type: Annual
Meeting Date: 04-Jun-2015
Ticker: IR
ISIN: IE00B6330302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANN C. BERZIN` Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN BRUTON Mgmt For For
1C. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1D. ELECTION OF DIRECTOR: JARED L. COHON Mgmt For For
1E. ELECTION OF DIRECTOR: GARY D. FORSEE Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1I. ELECTION OF DIRECTOR: MYLES P. LEE Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN P. SURMA Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1L. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORIZATION
OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
4. APPROVAL OF THE RENEWAL OF THE DIRECTORS' Mgmt For For
EXISTING AUTHORITY TO ISSUE SHARES.
5. APPROVAL OF THE RENEWAL OF THE DIRECTORS' Mgmt For For
EXISTING AUTHORITY TO ISSUE SHARES FOR THE
CASH WITHOUT FIRST OFFERING SHARES TO
EXISTING SHAREHOLDERS. (SPECIAL RESOLUTION)
6. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
THE COMPANY CAN REISSUE SHARES THAT IT
HOLDS AS TREASURY SHARES.(SPECIAL
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934169916
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt Against Against
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt Against Against
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. APPROVAL OF AMENDMENT TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. INDEPENDENT BOARD CHAIRMAN - REQUIRE AN Shr For Against
INDEPENDENT CHAIR
6. LOBBYING - REPORT ON POLICIES, PROCEDURES Shr Against For
AND EXPENDITURES
7. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr Against For
OWNERSHIP THRESHOLD FROM 20% TO 10%
8. HOW VOTES ARE COUNTED - COUNT VOTES USING Shr Against For
ONLY FOR AND AGAINST
9. ACCELERATED VESTING PROVISIONS - REPORT Shr Against For
NAMES OF SENIOR EXECUTIVES AND VALUE OF
EQUITY AWARDS THAT WOULD VEST IF THEY
RESIGN TO ENTER GOVERNMENT SERVICE
10. CLAWBACK DISCLOSURE POLICY - DISCLOSE Shr For Against
WHETHER THE FIRM RECOUPED ANY INCENTIVE
COMPENSATION FROM SENIOR EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
KNOWLES CORPORATION Agenda Number: 934143657
--------------------------------------------------------------------------------------------------------------------------
Security: 49926D109
Meeting Type: Annual
Meeting Date: 05-May-2015
Ticker: KN
ISIN: US49926D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT W. CREMIN Mgmt For For
DIDIER HIRSCH Mgmt For For
RONALD JANKOV Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2015.
3. NONBINDING ADVISORY VOTE ON FISCAL 2014 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF PERFORMANCE MEASURES UNDER THE Mgmt For For
KNOWLES CORPORATION EXECUTIVE OFFICER
ANNUAL INCENTIVE PLAN.
5. APPROVAL OF PERFORMANCE MEASURES UNDER THE Mgmt For For
KNOWLES CORPORATION 2014 EQUITY AND CASH
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda Number: 934045635
--------------------------------------------------------------------------------------------------------------------------
Security: 524901105
Meeting Type: Annual
Meeting Date: 29-Jul-2014
Ticker: LM
ISIN: US5249011058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. ANGELICA Mgmt For For
CAROL ANTHONY DAVIDSON Mgmt For For
BARRY W. HUFF Mgmt For For
DENNIS M. KASS Mgmt Withheld Against
CHERYL GORDON KRONGARD Mgmt Withheld Against
JOHN V. MURPHY Mgmt Withheld Against
JOHN H. MYERS Mgmt For For
NELSON PELTZ Mgmt For For
W. ALLEN REED Mgmt For For
MARGARET M. RICHARDSON Mgmt For For
KURT L. SCHMOKE Mgmt Withheld Against
JOSEPH A. SULLIVAN Mgmt For For
2. AMENDMENT TO THE LEGG MASON, INC. EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2015.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL PLC. Agenda Number: 934116268
--------------------------------------------------------------------------------------------------------------------------
Security: G5480U120
Meeting Type: Special
Meeting Date: 25-Feb-2015
Ticker: LBTYK
ISIN: GB00B8W67B19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
G1. TO APPROVE THE NEW ARTICLES PROPOSAL, A Mgmt For For
PROPOSAL TO ADOPT NEW ARTICLES OF
ASSOCIATION, WHICH WILL CREATE AND
AUTHORIZE THE ISSUANCE OF NEW CLASSES OF
ORDINARY SHARES, DESIGNATED THE LILAC CLASS
A ORDINARY SHARES, THE LILAC CLASS B
ORDINARY SHARES AND THE LILAC CLASS C
ORDINARY SHARES, WHICH WE COLLECTIVELY
REFER TO AS THE LILAC ORDINARY SHARES,
WHICH ARE INTENDED TO TRACK THE PERFORMANCE
OF OUR OPERATIONS IN LATIN AMERICA AND THE
CARIBBEAN (THE LILAC GROUP) AND MAKE
CERTAIN CHANGES TO THE TERMS OF OUR ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
G2. TO APPROVE THE MANAGEMENT POLICIES Mgmt For For
PROPOSAL, A PROPOSAL TO ADOPT CERTAIN
MANAGEMENT POLICIES IN RELATION TO, AMONG
OTHER THINGS, THE ALLOCATION OF ASSETS,
LIABILITIES AND OPPORTUNITIES BETWEEN THE
LILAC GROUP AND THE LIBERTY GLOBAL GROUP.
G3. TO APPROVE THE FUTURE Mgmt For For
CONSOLIDATION/SUB-DIVISION PROPOSAL, A
PROPOSAL TO AUTHORIZE THE FUTURE
CONSOLIDATION OR SUB-DIVISION OF ANY OR ALL
SHARES OF THE COMPANY AND TO AMEND OUR NEW
ARTICLES OF ASSOCIATION TO REFLECT THAT
AUTHORITY.
G4. TO APPROVE THE VOTING RIGHTS AMENDMENT Mgmt For For
PROPOSAL, A PROPOSAL TO APPROVE AN
AMENDMENT TO THE PROVISION IN OUR ARTICLES
OF ASSOCIATION GOVERNING VOTING ON THE
VARIATION OF RIGHTS ATTACHED TO CLASSES OF
OUR SHARES.
G5. TO APPROVE THE SHARE BUY-BACK AGREEMENT Mgmt For For
PROPOSAL, A PROPOSAL TO APPROVE THE FORM OF
AGREEMENT PURSUANT TO WHICH WE MAY CONDUCT
CERTAIN SHARE REPURCHASES.
G6. TO APPROVE THE DIRECTOR SECURITIES PURCHASE Mgmt For For
PROPOSAL A PROPOSAL TO APPROVE CERTAIN
ARRANGEMENTS RELATING TO PURCHASES OF
SECURITIES FROM OUR DIRECTORS.
G7. TO APPROVE THE VIRGIN MEDIA SHARESAVE Mgmt For For
PROPOSAL, A PROPOSAL TO AMEND THE LIBERTY
GLOBAL 2014 INCENTIVE PLAN TO PERMIT THE
GRANT TO EMPLOYEES OF OUR SUBSIDIARY VIRGIN
MEDIA INC. OF OPTIONS TO ACQUIRE SHARES OF
LIBERTY GLOBAL AT A DISCOUNT TO THE MARKET
VALUE OF SUCH SHARES.
1A. TO APPROVE THE CLASS A ARTICLES PROPOSAL, A Mgmt For For
PROPOSAL TO APPROVE THE ADOPTION OF OUR NEW
ARTICLES OF ASSOCIATION PURSUANT TO
RESOLUTION 1 OF THE GENERAL MEETING
(INCLUDING, WITHOUT LIMITATION, ANY
VARIATIONS OR ABROGATIONS TO THE RIGHTS OF
THE HOLDERS OF THE CLASS A ORDINARY SHARES
AS A RESULT OF SUCH ADOPTION).
2A. TO APPROVE THE CLASS A VOTING RIGHTS Mgmt For For
PROPOSAL, A PROPOSAL TO APPROVE THE
AMENDMENT OF OUR CURRENT AND NEW ARTICLES
OF ASSOCIATION PURSUANT TO RESOLUTION 4 OF
THE GENERAL MEETING (INCLUDING, WITHOUT
LIMITATION, ALL MODIFICATIONS OF THE TERMS
OF THE CLASS A ORDINARY SHARES WHICH MAY
RESULT FROM SUCH AMENDMENT).
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL PLC. Agenda Number: 934219331
--------------------------------------------------------------------------------------------------------------------------
Security: G5480U104
Meeting Type: Annual
Meeting Date: 25-Jun-2015
Ticker: LBTYA
ISIN: GB00B8W67662
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT MICHAEL T. FRIES AS A DIRECTOR OF Mgmt For For
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2018.
2. TO ELECT PAUL A. GOULD AS A DIRECTOR OF Mgmt For For
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2018.
3. TO ELECT JOHN C. MALONE AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2018.
4. TO ELECT LARRY E. ROMRELL AS A DIRECTOR OF Mgmt Against Against
LIBERTY GLOBAL FOR A TERM EXPIRING AT THE
ANNUAL GENERAL MEETING TO BE HELD IN 2018.
5. TO APPROVE ON AN ADVISORY BASIS THE ANNUAL Mgmt Against Against
REPORT ON THE IMPLEMENTATION OF THE
DIRECTORS' COMPENSATION POLICY FOR THE YEAR
ENDED DECEMBER 31, 2014, CONTAINED IN
APPENDIX A OF THE PROXY STATEMENT (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
U.K. COMPANIES).
6. TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
(U.S.) AS LIBERTY GLOBAL'S INDEPENDENT
AUDITOR FOR THE YEAR ENDING DECEMBER 31,
2015.
7. TO APPOINT KPMG LLP (U.K.) AS LIBERTY Mgmt For For
GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE
U.K. COMPANIES ACT 2006 (TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE LIBERTY GLOBAL).
8. TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY Mgmt For For
GLOBAL'S BOARD OF DIRECTORS TO DETERMINE
THE U.K. STATUTORY AUDITOR'S COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION Agenda Number: 934051549
--------------------------------------------------------------------------------------------------------------------------
Security: 53071M104
Meeting Type: Annual
Meeting Date: 04-Aug-2014
Ticker: LINTA
ISIN: US53071M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EVAN D. MALONE Mgmt Withheld Against
DAVID E. RAPLEY Mgmt For For
LARRY E. ROMRELL Mgmt For For
2. THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION Agenda Number: 934216967
--------------------------------------------------------------------------------------------------------------------------
Security: 53071M104
Meeting Type: Annual
Meeting Date: 02-Jun-2015
Ticker: QVCA
ISIN: US53071M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL A. GEORGE Mgmt Withheld Against
GREGORY B. MAFFEI Mgmt Withheld Against
M. LAVOY ROBISON Mgmt Withheld Against
2. A PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt For For
AMENDMENT AND RESTATEMENT OF OUR RESTATED
CERTIFICATE OF INCORPORATION (I) TO CHANGE
THE NAME OF THE "INTERACTIVE GROUP" TO THE
"QVC GROUP," (II) TO CHANGE THE NAME OF THE
"LIBERTY INTERACTIVE COMMON STOCK" TO THE
"QVC GROUP COMMON STOCK," (III) TO
RECLASSIFY EACH ... (DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL)
3. A PROPOSAL TO APPROVE THE ADOPTION OF THE Mgmt Against Against
AMENDMENT OF OUR CERTIFICATE OF
INCORPORATION TO INCREASE (I) THE TOTAL
NUMBER OF SHARES OF OUR CAPITAL STOCK WHICH
OUR COMPANY WILL HAVE THE AUTHORITY TO
ISSUE, (II) THE NUMBER OF SHARES OF OUR
CAPITAL STOCK DESIGNATED AS "COMMON STOCK,"
AND (III) THE NUMBER OF ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
4. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934184831
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 29-May-2015
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt Withheld Against
DAVID W. BERNAUER Mgmt For For
ANGELA F. BRALY Mgmt For For
LAURIE Z. DOUGLAS Mgmt For For
RICHARD W. DREILING Mgmt For For
ROBERT L. JOHNSON Mgmt Withheld Against
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
JAMES H. MORGAN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY APPROVAL OF LOWE'S NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LOWE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2015.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 934142629
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt Against Against
1D. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1E. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1H. ELECTION OF DIRECTOR: LEE M. TILLMAN Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2015.
3. ADVISORY VOTE TO APPROVE OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL SEEKING APPROVAL OF Shr For Against
STOCKHOLDERS' RIGHTS TO PROXY ACCESS.
5. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr Against For
REGARDING CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934177393
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 26-May-2015
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
4. PROPOSAL TO AMEND AND RESTATE THE 2010 Mgmt For For
INCENTIVE STOCK PLAN.
5. PROPOSAL TO AMEND AND RESTATE THE EXECUTIVE Mgmt For For
INCENTIVE PLAN.
6. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
7. SHAREHOLDER PROPOSAL CONCERNING ACCELERATED Shr Against For
VESTING OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 934151402
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For
2A. AMEND THE CERTIFICATE OF INCORPORATION TO Mgmt For For
CHANGE EACH SUPERMAJORITY COMMON
SHAREHOLDER VOTE REQUIREMENT FOR AMENDMENTS
TO THE CERTIFICATE OF INCORPORATION TO A
MAJORITY VOTE REQUIREMENT
2B. AMEND THE CERTIFICATE OF INCORPORATION TO Mgmt For For
CHANGE THE SUPERMAJORITY VOTE REQUIREMENT
FOR SHAREHOLDERS TO AMEND THE BY-LAWS TO A
MAJORITY VOTE REQUIREMENT
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2015
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934087708
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 03-Dec-2014
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
1C. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1D. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt Against Against
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2015
4. SHAREHOLDER PROPOSAL - PROXY ACCESS FOR Shr Against For
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 934153773
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1H. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1I. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1K. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2015.
4. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 934159939
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 18-May-2015
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt Against Against
1D. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt Against Against
1G. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt Against Against
1H. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF OUR OMNIBUS INCENTIVE PLAN.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF OUR EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
6. STOCKHOLDER PROPOSAL RE: LOBBYING Shr Against For
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 934185237
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 13-May-2015
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CLAY C. WILLIAMS Mgmt For For
1B ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt Against Against
1C ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1D ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt Against Against
1E ELECTION OF DIRECTOR: BEN A. GUILL Mgmt For For
1F ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt Against Against
1G ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1H ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt Against Against
1I ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt Against Against
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 934163306
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt Against Against
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt Against Against
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt Against Against
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: NAREN K. GURSAHANEY Mgmt For For
1F. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1G. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt Against Against
1H. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1J. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt Against Against
1K. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt Against Against
1M. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT
4. APPROVAL OF AMENDMENT TO ARTICLE IV OF THE Mgmt For For
RESTATED ARTICLES OF INCORPORATION (THE
"CHARTER") TO ELIMINATE SUPERMAJORITY VOTE
REQUIREMENT FOR SHAREHOLDER REMOVAL OF A
DIRECTOR
5. APPROVAL OF AMENDMENT TO ELIMINATE ARTICLE Mgmt For For
VI OF THE CHARTER, WHICH INCLUDES
SUPERMAJORITY VOTE REQUIREMENTS REGARDING
BUSINESS COMBINATIONS WITH INTERESTED
SHAREHOLDERS
6. APPROVAL OF AMENDMENT TO ARTICLE VII OF THE Mgmt For For
CHARTER TO ELIMINATE THE SUPERMAJORITY VOTE
REQUIREMENT, AND PROVIDE THAT THE VOTE
REQUIRED IS A MAJORITY OF OUTSTANDING
SHARES, FOR SHAREHOLDER APPROVAL OF CERTAIN
AMENDMENTS TO THE CHARTER, ANY AMENDMENTS
TO THE BYLAWS OR THE ADOPTION OF ANY NEW
BYLAWS AND ELIMINATE AN EXCEPTION TO THE
REQUIRED VOTE
7. APPROVAL OF AMENDMENT TO ARTICLE IV OF THE Mgmt For For
CHARTER TO ELIMINATE THE "FOR CAUSE"
REQUIREMENT FOR SHAREHOLDER REMOVAL OF A
DIRECTOR
8. APPROVAL OF AMENDMENT TO ARTICLE V OF THE Mgmt Against Against
CHARTER TO LOWER THE MINIMUM SHARE
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
CALL A SPECIAL MEETING OF SHAREHOLDERS FROM
A MAJORITY TO 20% OF OUTSTANDING SHARES
9. SHAREHOLDER PROPOSAL - POLITICAL Shr For Against
CONTRIBUTION DISCLOSURE - REQUIRE
SEMIANNUAL REPORT DISCLOSING POLITICAL
CONTRIBUTION POLICIES AND EXPENDITURES
10. SHAREHOLDER PROPOSAL - SPECIAL SHAREOWNER Shr For Against
MEETINGS - REDUCE THRESHOLD TO CALL A
SPECIAL MEETING OF SHAREHOLDERS TO 10% OF
OUTSTANDING SHARES
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 934169726
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1F. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID L. STOVER Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR BY THE COMPANY'S AUDIT
COMMITTEE.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 500 MILLION TO 1 BILLION.
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1992 STOCK OPTION AND
RESTRICTED STOCK PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER THE PLAN FROM 71.6
MILLION TO 77.4 MILLION.
6. TO APPROVE THE 2015 STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS, REPLACING A
SUBSTANTIALLY SIMILAR PLAN THAT EXPIRED
UNDER ITS OWN TERMS.
7. TO CONSIDER A STOCKHOLDER PROPOSAL CALLING Shr For Against
FOR THE COMPANY TO AMEND ITS BY-LAWS TO
ALLOW ELIGIBLE STOCKHOLDERS TO INCLUDE
THEIR OWN NOMINEES FOR DIRECTOR IN THE
COMPANY'S PROXY MATERIALS.
8. TO CONSIDER A STOCKHOLDER PROPOSAL CALLING Shr Against For
FOR THE COMPANY TO PREPARE A REPORT
OUTLINING THE IMPACT CLIMATE CHANGE MIGHT
HAVE ON THE COMPANY'S BUSINESS PLANS.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 934142530
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1I. ELECTION OF DIRECTOR: AMY E. MILES Mgmt Against Against
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN, Mgmt For For
IV
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2015.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2015 ANNUAL MEETING OF STOCKHOLDERS.
4. APPROVAL OF THE AMENDED EXECUTIVE Mgmt For For
MANAGEMENT INCENTIVE PLAN AS DISCLOSED IN
THE PROXY STATEMENT FOR THE 2015 ANNUAL
MEETING OF STOCKHOLDERS.
5. APPROVAL OF THE AMENDED LONG-TERM INCENTIVE Mgmt For For
PLAN AS DISCLOSED IN THE PROXY STATEMENT
FOR THE 2015 ANNUAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 934172468
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B. ELECTION OF DIRECTOR: MARIANNE C. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1E. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For
1H. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO AMEND THE COMPANY'S 2011 Mgmt For For
LONG-TERM INCENTIVE STOCK PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 934171985
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 18-May-2015
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2015 FISCAL YEAR.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA.
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR PLC Agenda Number: 934143974
--------------------------------------------------------------------------------------------------------------------------
Security: G7S00T104
Meeting Type: Annual
Meeting Date: 05-May-2015
Ticker: PNR
ISIN: IE00BLS09M33
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLYNIS A. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: JERRY W. BURRIS Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: JACQUES ESCULIER Mgmt For For
1E. ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1G. ELECTION OF DIRECTOR: RANDALL J. HOGAN Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID A. JONES Mgmt For For
1I. ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: BILLIE IDA WILLIAMSON Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS
THE INDEPENDENT AUDITORS OF PENTAIR PLC AND
TO AUTHORIZE, BY BINDING VOTE, THE AUDIT
AND FINANCE COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
4. TO AUTHORIZE HOLDING THE 2016 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF PENTAIR
PLC AT A LOCATION OUTSIDE OF IRELAND.
5. TO AUTHORIZE THE PRICE RANGE AT WHICH Mgmt For For
PENTAIR PLC CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES UNDER IRISH LAW (SPECIAL
RESOLUTION).
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 934150854
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID C. PAGE Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD Mgmt For For
1L. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1M. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1N. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. ESTABLISH BOARD COMMITTEE ON Shr Against For
SUSTAINABILITY.
5. POLICY REGARDING LIMIT ON ACCELERATED Shr Against For
VESTING OF EQUITY AWARDS.
6. REPORT ON MINIMIZING IMPACTS OF NEONICS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934135927
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 23-Apr-2015
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1F. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1G. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1I. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
LOBBYING ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 934146627
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 04-May-2015
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: FRED J. FOWLER Mgmt For For
1D. ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For
HERRINGER
1E. ELECTION OF DIRECTOR: RICHARD C. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1H. ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1K. ELECTION OF DIRECTOR: ANNE SHEN SMITH Mgmt For For
1L. ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. INDEPENDENT BOARD CHAIR Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934145738
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt Against Against
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt Against Against
1E. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F. ELECTION OF DIRECTOR: JUN MAKIHARA Mgmt For For
1G. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt Against Against
1H. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1I. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERIK PAULSEN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt Against Against
1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt Against Against
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt Against Against
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr For Against
5. SHAREHOLDER PROPOSAL 2 - NON-EMPLOYMENT OF Shr Against For
CERTAIN FARM WORKERS
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 934193020
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: RDSA
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
3. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
BEN VAN BEURDEN
4. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GUY ELLIOTT
5. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
EULEEN GOH
6. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt Against Against
SIMON HENRY
7. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
CHARLES O. HOLLIDAY
8. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GERARD KLEISTERLEE
9. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
SIR NIGEL SHEINWALD
10. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
LINDA G. STUNTZ
11. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
HANS WIJERS
12. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
PATRICIA A. WOERTZ
13. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GERRIT ZALM
14. REAPPOINTMENT OF AUDITOR Mgmt For For
15. REMUNERATION OF AUDITOR Mgmt For For
16. AUTHORITY TO ALLOT SHARES Mgmt For For
17. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19. AUTHORITY FOR SCRIP DIVIDEND SCHEME Mgmt For For
20. AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
21. SHAREHOLDER RESOLUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 934185465
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: Annual
Meeting Date: 04-May-2015
Ticker: SNY
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2014
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2014
3 APPROPRIATION OF PROFITS, DECLARATION OF Mgmt For For
DIVIDEND
4 AGREEMENTS AND COMMITMENTS COVERED BY Mgmt For For
ARTICLES L. 225-38 ET SEQ OF THE FRENCH
COMMERCIAL CODE
5 REAPPOINTMENT OF A DIRECTOR - SERGE Mgmt Against Against
WEINBERG
6 REAPPOINTMENT OF A DIRECTOR - SUET-FERN LEE Mgmt For For
7 RATIFICATION OF THE CO-OPTING OF A DIRECTOR Mgmt For For
- BONNIE BASSLER
8 REAPPOINTMENT OF A DIRECTOR - BONNIE Mgmt For For
BASSLER
9 RATIFICATION OF THE CO-OPTING OF A DIRECTOR Mgmt For For
- OLIVIER BRANDICOURT
10 CONSULTATIVE VOTE ON THE COMPONENTS OF THE Mgmt For For
COMPENSATION DUE OR AWARDED TO SERGE
WEINBERG, CHAIRMAN OF THE BOARD OF
DIRECTORS, IN RESPECT OF THE YEAR ENDED
DECEMBER 31, 2014
11 CONSULTATIVE VOTE ON THE COMPONENTS OF THE Mgmt For For
COMPENSATION DUE OR AWARDED TO CHRISTOPHER
VIEHBACHER, CHIEF EXECUTIVE OFFICER, IN
RESPECT OF THE YEAR ENDED DECEMBER 31, 2014
12 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT TRANSACTIONS IN THE COMPANY'S
SHARES
S1 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO ISSUE, WITH
PREEMPTIVE RIGHTS MAINTAINED, SHARES AND/OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY,
AND/OR OF ANY OTHER COMPANY
S2 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO ISSUE, WITH
PREEMPTIVE RIGHTS CANCELLED, SHARES AND/OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY,
AND/OR OF ANY OTHER COMPANY, VIA A PUBLIC
OFFERING
S3 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO ISSUE, WITH
PREEMPTIVE RIGHTS CANCELLED, SHARES AND/OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY,
AND/OR OF ANY OTHER COMPANY, VIA A PRIVATE
PLACEMENT
S4 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO ISSUE SECURITIES
REPRESENTING A DEBTOR CLAIM AND GIVING
ACCESS TO THE SHARE CAPITAL OF SUBSIDIARIES
AND/OR OF ANY OTHER COMPANY
S5 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF AN ISSUE OF
ORDINARY SHARES AND/OR OF SECURITIES GIVING
ACCESS TO THE SHARE CAPITAL OF THE COMPANY,
OF ANY SUBSIDIARY, AND/OR OF ANY OTHER
COMPANY, WITH OR WITHOUT PREEMPTIVE RIGHTS
S6 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY WITH A VIEW TO THE ISSUANCE, WITH
PREEMPTIVE RIGHTS CANCELLED, OF SHARES
AND/OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL OF THE COMPANY, OF ANY OF ITS
SUBSIDIARIES AND/OR OF ANY OTHER COMPANY,
AS CONSIDERATION FOR ASSETS TRANSFERRED TO
THE COMPANY AS A SHARE CAPITAL CONTRIBUTION
IN KIND
S7 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO CARRY OUT INCREASES
IN THE SHARE CAPITAL BY INCORPORATION OF
SHARE PREMIUM, RESERVES, PROFITS OR OTHER
ITEMS
S8 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLATION OF
TREASURY SHARES
S9 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE ON THE ISSUANCE OF
SHARES OR SECURITIES GIVING ACCESS TO THE
COMPANY'S SHARE CAPITAL RESERVED FOR
MEMBERS OF SAVINGS PLANS, WITH WAIVER OF
PREEMPTIVE RIGHTS IN THEIR FAVOR
S10 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT CONSIDERATION-FREE ALLOTMENTS OF
EXISTING OR NEW SHARES TO SOME OR ALL OF
THE SALARIED EMPLOYEES AND CORPORATE
OFFICERS OF THE GROUP
S11 AMENDMENT OF ARTICLE 7 OF THE ARTICLES OF Mgmt For For
ASSOCIATION
S12 AMENDMENT OF ARTICLE 19 OF THE ARTICLES OF Mgmt Against Against
ASSOCIATION
S13 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934127348
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 08-Apr-2015
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1G. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2014 FINANCIAL Mgmt For For
STATEMENTS AND THE BOARD'S 2014
DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 934157846
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL CHU Mgmt For For
1B ELECTION OF DIRECTOR: LAWRENCE R. CODEY Mgmt For For
1C ELECTION OF DIRECTOR: PATRICK DUFF Mgmt Against Against
1D ELECTION OF DIRECTOR: JACQUELINE B. Mgmt Against Against
KOSECOFF
1E ELECTION OF DIRECTOR: NEIL LUSTIG Mgmt For For
1F ELECTION OF DIRECTOR: KENNETH P. MANNING Mgmt Against Against
1G ELECTION OF DIRECTOR: WILLIAM J. MARINO Mgmt For For
1H ELECTION OF DIRECTOR: JEROME A. PERIBERE Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD L. WAMBOLD Mgmt Against Against
1J ELECTION OF DIRECTOR: JERRY R. WHITAKER Mgmt Against Against
11 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
12 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 934169992
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1C. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E. ELECTION OF DIRECTOR: W. FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1K. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1L. ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 934073127
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 28-Oct-2014
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1C. ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1D. ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1F. ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1G. ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1H. ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 934055422
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 30-Jul-2014
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO APPOINT DAN PROPPER AS DIRECTOR, TO Mgmt For For
SERVE UNTIL THE 2017 ANNUAL MEETING OF
SHAREHOLDERS.
1B. TO APPOINT ORY SLONIM AS DIRECTOR, TO SERVE Mgmt Against Against
UNTIL THE 2017 ANNUAL MEETING OF
SHAREHOLDERS.
2A. TO APPOINT MR. JOSEPH (YOSSI) NITZANI TO Mgmt Against Against
SERVE AS A STATUTORY INDEPENDENT DIRECTOR
FOR AN ADDITIONAL TERM OF THREE YEARS,
FOLLOWING THE EXPIRATION OF HIS SECOND TERM
OF SERVICE ON SEPTEMBER 25, 2014, AND TO
APPROVE HIS REMUNERATION AND BENEFITS.
2B. TO APPOINT MR. JEAN-MICHEL HALFON TO SERVE Mgmt Against Against
AS A STATUTORY INDEPENDENT DIRECTOR FOR A
TERM OF THREE YEARS, COMMENCING FOLLOWING
MEETING, AND TO APPROVE HIS REMUNERATION &
BENEFITS.
3A. TO APPROVE THE ANNUAL CASH BONUS OBJECTIVES Mgmt For For
FOR THE COMPANY'S PRESIDENT & CHIEF
EXECUTIVE OFFICER FOR 2014 AND GOING
FORWARD.
3B. TO APPROVE ANNUAL EQUITY AWARDS FOR THE Mgmt Against Against
COMPANY'S PRESIDENT AND CHIEF EXECUTIVE
OFFICER FOR EACH YEAR COMMENCING IN 2015.
4. TO APPROVE THE PURCHASE OF DIRECTORS' AND Mgmt Against Against
OFFICERS' LIABILITY INSURANCE WITH ANNUAL
COVERAGE OF UP TO $600 MILLION.
5. TO APPOINT KESSELMAN & KESSELMAN, A MEMBER Mgmt Against Against
OF PRICEWATERHOUSECOOPERS INTERNATIONAL
LTD., AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE
2015 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934138896
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Against Against
1B. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1C. ELECTION OF DIRECTOR: MARJORIE RODGERS Mgmt For For
CHESHIRE
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt Against Against
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 934165273
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt Against Against
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Against Against
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 934137729
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 27-Apr-2015
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1B. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY J. HAYES Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1E. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1G. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1J. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1K. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2015.
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934196280
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2015
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1J. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF AMENDMENTS TO THE 2011 STOCK Mgmt For For
INCENTIVE PLAN.
4. APPROVAL OF REINCORPORATION OF THE COMPANY Mgmt Against Against
FROM MINNESOTA TO DELAWARE.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2015.
6. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING A POLICY
REQUIRING AN INDEPENDENT BOARD CHAIR, IF
PROPERLY PRESENTED AT THE 2015 ANNUAL
MEETING OF SHAREHOLDERS.
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UNUM GROUP Agenda Number: 934162859
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Security: 91529Y106
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: UNM
ISIN: US91529Y1064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CYNTHIA L. EGAN Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA H. GODWIN Mgmt Against Against
1C. ELECTION OF DIRECTOR: TIMOTHY F. KEANEY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS KINSER Mgmt For For
1E. ELECTION OF DIRECTOR: GLORIA C. LARSON Mgmt Against Against
1F. ELECTION OF DIRECTOR: A.S. MACMILLAN, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD P. MCKENNEY Mgmt For For
1H. ELECTION OF DIRECTOR: EDWARD J. MUHL Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM J. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
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VALERO ENERGY CORPORATION Agenda Number: 934139165
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: VLO
ISIN: US91913Y1001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1E. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1G. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1I. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1J. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3. APPROVE, BY NON-BINDING VOTE, THE 2014 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"GREENHOUSE GAS EMISSIONS."
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VERIZON COMMUNICATIONS INC. Agenda Number: 934144318
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: VZ
ISIN: US92343V1044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1D. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1E. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. NETWORK NEUTRALITY REPORT Shr Against For
5. POLITICAL SPENDING REPORT Shr For Against
6. SEVERANCE APPROVAL POLICY Shr Against For
7. STOCK RETENTION POLICY Shr Against For
8. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
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VODAFONE GROUP PLC Agenda Number: 934046740
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 29-Jul-2014
Ticker: VOD
ISIN: US92857W3088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2014
2. TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt Against Against
DIRECTOR
3. TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4. TO ELECT NICK READ AS A DIRECTOR Mgmt Against Against
5. TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
6. TO ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
7. TO ELECT DAME CLARA FURSE AS A DIRECTOR, Mgmt For For
WITH EFFECT FROM 1 SEPTEMBER 2014
8. TO ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
9. TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
10. TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
11. TO RE-ELECT OMID KORDESTANI AS A DIRECTOR Mgmt For For
12. TO RE-ELECT NICK LAND AS A DIRECTOR Mgmt For For
13. TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For For
14. TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For For
15. TO DECLARE A FINAL DIVIDEND OF 7.47 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
MARCH 2014
16. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY FOR THE YEAR ENDED 31 MARCH 2014
17. TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For For
BOARD FOR THE YEAR ENDED 31 MARCH 2014
18. TO APPROVE THE VODAFONE GLOBAL INCENTIVE Mgmt For For
PLAN RULES
19. TO CONFIRM PWC'S APPOINTMENT AS AUDITOR Mgmt For For
20. TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
21. TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S22 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For
PRE-EMPTION RIGHTS
S23 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
24. TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
S25 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt Against Against
MEETINGS (OTHER THAN AGMS) ON 14 CLEAR
DAYS' NOTICE
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VULCAN MATERIALS COMPANY Agenda Number: 934149774
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 08-May-2015
Ticker: VMC
ISIN: US9291601097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: THOMAS A. FANNING Mgmt For For
1.2 ELECTION OF DIRECTOR: J. THOMAS HILL Mgmt For For
1.3 ELECTION OF DIRECTOR: CYNTHIA L. HOSTETLER Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD T. O'BRIEN Mgmt For For
1.5 ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1.6 ELECTION OF DIRECTOR: DONALD B. RICE Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
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WELLS FARGO & COMPANY Agenda Number: 934141374
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For
1F) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1G) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1H) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1I) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1K) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1L) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
1P) ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr For Against
CHAIRMAN.
5. PROVIDE A REPORT ON THE COMPANY'S LOBBYING Shr Against For
POLICIES AND PRACTICES.
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WEYERHAEUSER COMPANY Agenda Number: 934171288
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 22-May-2015
Ticker: WY
ISIN: US9621661043
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. BOZEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1C. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1E. ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
1F. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1G. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1H. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1I. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Loomis Sayles Funds II
By (Signature) /s/ Robert J. Blanding
Name Robert J. Blanding
Title President
Date 08/24/2015