0001438934-13-000347.txt : 20130823
0001438934-13-000347.hdr.sgml : 20130823
20130823160301
ACCESSION NUMBER: 0001438934-13-000347
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130823
DATE AS OF CHANGE: 20130823
EFFECTIVENESS DATE: 20130823
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LOOMIS SAYLES FUNDS II
CENTRAL INDEX KEY: 0000872649
IRS NUMBER: 043113285
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06241
FILM NUMBER: 131057864
BUSINESS ADDRESS:
STREET 1: 399 BOYLSTON STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-449-2810
MAIL ADDRESS:
STREET 1: 399 BOYLSTON STREET
STREET 2: 12TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: LOOMIS SAYLES FUNDS I
DATE OF NAME CHANGE: 20031119
FORMER COMPANY:
FORMER CONFORMED NAME: LOOMIS SAYLES FUNDS
DATE OF NAME CHANGE: 20031015
FORMER COMPANY:
FORMER CONFORMED NAME: LOOMIS SAYLES FUNDS II
DATE OF NAME CHANGE: 20030718
0000872649
S000006695
Loomis Sayles Mid Cap Growth Fund
C000018222
Class Y
LSAIX
C000018223
Class A
LAGRX
C000075148
Class C
LSACX
C000125482
Class N
LSANX
0000872649
S000006697
Loomis Sayles Value Fund
C000018225
Loomis Sayles Value Fund - Class Y
LSGIX
C000034548
Loomis Sayles Value Fund - Class A
LSVRX
C000049398
Loomis Sayles Value Fund - Class B
LSVBX
C000049399
Loomis Sayles Value Fund - Class C
LSCVX
C000082997
Admin Class
LSAVX
C000125483
Class N
LSVNX
0000872649
S000006698
Loomis Sayles Global Equity and Income Fund
C000018226
Class Y
LSWWX
C000027670
Class A
LGMAX
C000027671
Class C
LGMCX
0000872649
S000006699
Loomis Sayles Growth Fund
C000018227
Class A
LGRRX
C000018228
Class B
LGRBX
C000018229
Class C
LGRCX
C000018230
Class Y
LSGRX
C000125484
Class N
LGRNX
0000872649
S000006700
Loomis Sayles High Income Fund
C000018231
Class A
NEFHX
C000018232
Class B
NEHBX
C000018233
Class C
NEHCX
C000069253
Class Y
NEHYX
0000872649
S000006701
Loomis Sayles Investment Grade Bond Fund
C000018234
Class A
LIGRX
C000018235
Class B
LGBBX
C000018236
Class C
LGBCX
C000018238
Class Y
LSIIX
C000082998
Admin Class
LIGAX
C000125485
Class N
LGBNX
0000872649
S000006702
Loomis Sayles Limited Term Government and Agency Fund
C000018239
Class A
NEFLX
C000018240
Class B
NELBX
C000018241
Class C
NECLX
C000018242
Class Y
NELYX
0000872649
S000006705
Loomis Sayles Small Cap Growth Fund
C000018249
Institutional Class
LSSIX
C000018250
Retail Class
LCGRX
C000125486
Class N
LSSNX
0000872649
S000006706
Loomis Sayles Strategic Income Fund
C000018251
Class A
NEFZX
C000018252
Class B
NEZBX
C000018253
Class C
NECZX
C000018254
Class Y
NEZYX
C000082999
Admin Class
NEZAX
C000125487
Class N
NEZNX
0000872649
S000020816
Loomis Sayles International Bond Fund
C000058150
Loomis Sayles International Bond Fund- Class A
LSIAX
C000058151
Loomis Sayles International Bond Fund- Class C
LSICX
C000058152
Loomis Sayles International Bond Fund- Class Y
LSIYX
N-PX
1
brd0150000872649.txt
BRD0150000872649.TXT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-06241
NAME OF REGISTRANT: Loomis Sayles Funds II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 399 Boylston Street
12th Floor
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Coleen Downs Dinneen, Esq.
399 Boylston Street
12th Floor
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 617-449-2810
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
Loomis Sayles Global Equity and Income Fund
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN Agenda Number: 704210068
--------------------------------------------------------------------------------------------------------------------------
Security: G00434111
Meeting Type: AGM
Meeting Date: 17-Jan-2013
Ticker: ADN
ISIN: GB0000031285
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the directors' report and Mgmt For For
accounts for the year ended 30 September
2012 together with the auditor's report
thereon
2 To declare a final dividend of 7.1p share Mgmt For For
3 To reappoint KPMG Audit Plc as auditor and Mgmt For For
to authorise the directors to agree their
remuneration
4 To re-elect as a director Ms J Chakraverty Mgmt For For
5 To re-elect as a director Mr R C Cornick Mgmt For For
6 To re-elect as a director Ms A M Frew Mgmt Against Against
7 To re-elect as a director Mr M J Gilbert Mgmt Against Against
8 To re-elect as a director Mr A A Laing Mgmt Against Against
9 To re-elect as a director Mr K Miyanaga Mgmt Against Against
10 To re-elect as a director Mr J N Pettigrew Mgmt For For
11 To re-elect as a director Mr W J Rattray Mgmt Against Against
12 To re-elect as a director Ms A H Richards Mgmt Against Against
13 To re-elect as a director Mr S R V Mgmt Against Against
Troughton
14 To re-elect as a director Mr H Young Mgmt Against Against
15 To elect as a director Mr R S Mully who was Mgmt Against Against
appointed during the year
16 To elect as a director Mr R M MacRae who Mgmt Against Against
was appointed after the year end
17 To approve the remuneration report Mgmt Against Against
18 To authorise the directors to allot Mgmt For For
relevant securities
19 To disapply the statutory pre emption Mgmt For For
rights over equity securities
20 To permit general meetings to be called on Mgmt Against Against
14 days clear notice
21 To authorise the directors to make market Mgmt For For
purchases
22 To authorise the Company to make political Mgmt For For
donations and incur political expenditure
23 To authorise the Company to increase Mgmt For For
aggregate fee level
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933802022
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF ROBERT M. HERNANDEZ Mgmt No vote
1.2 ELECTION OF PETER MENIKOFF Mgmt No vote
1.3 ELECTION OF ROBERT RIPP Mgmt No vote
1.4 ELECTION OF THEODORE E. SHASTA Mgmt No vote
2. AMENDMENT TO THE ARTICLES OF ASSOCIATION TO Mgmt No vote
DECLASSIFY THE BOARD OF DIRECTORS
3.1 APPROVAL OF THE ANNUAL REPORT Mgmt No vote
3.2 APPROVAL OF THE STATUTORY FINANCIAL Mgmt No vote
STATEMENTS OF ACE LIMITED
3.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS
4. ALLOCATION OF DISPOSABLE PROFIT Mgmt No vote
5. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt No vote
6.1 ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt No vote
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL ORDINARY GENERAL MEETING
6.2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2013
6.3 ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt No vote
AUDITING FIRM UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
7. APPROVAL OF ACE LIMITED 2004 LONG-TERM Mgmt No vote
INCENTIVE PLAN AS AMENDED THROUGH THE SIXTH
AMENDMENT
8. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt No vote
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
9. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG, HERZOGENAURACH Agenda Number: 704430824
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B102
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker: ADS
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that for Registered Share Non-Voting
meetings in Germany there is now a
requirement that any shareholder who holds
an aggregate total of 3 per cent or more of
the outstanding share capital must register
under their beneficial owner details before
the appropriate deadline to be able to
vote. Failure to comply with the
declaration requirements as stipulated in
section 21 of the Securities Trade Act
(WpHG) may prevent the shareholder from
voting at the general meetings. Therefore,
your custodian may request that we register
beneficial owner data for all voted
accounts to the respective sub custodian.
If you require further information with
regard to whether such BO registration will
be conducted for your custodian's accounts,
please contact your CSR for more
information.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent to
your CSR or Custodian. Failure to
de-register the shares before settlement
date could result in the settlement being
delayed. Please also be aware that although
some issuers permit the deregistration of
shares at deregistration date, some shares
may remain registered up until meeting
date. If you are considering settling a
traded voted position prior to the meeting
date of this event, please contact your CSR
or custodian to ensure your shares have
been deregistered.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
APR 2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the financial statements Non-Voting
and annual report for the 2012 financial
year with the report of the Supervisory
Board, the group financial statements and
group annual report for the 2011 and 2012
financial year as well as the report by the
Board of MDs pursuant to Sections 289(4)
and 315(4) of the German Commercial Code
2. Resolution on the appropriation of the Mgmt No vote
distributable profit of EUR 606,494,956.33
as follows: Payment of a dividend of EUR
1.35 per no-par share EUR 324,053,105.23
shall be carried forward Ex-dividend and
payable date: May 9, 2013
3. Ratification of the acts of the Board of Mgmt No vote
MDs
4. Ratification of the acts of the Supervisory Mgmt No vote
Board
5. Approval of a) the amendments to the Mgmt No vote
existing Control and profit transfer
agreement with the company s subsidiary
adidas Insurance + Risk Consultants GmbH b)
the amendments to the existing Control and
profit transfer agreement with the company
s subsidiary adidas
Beteiligungsgesellschaft mbH
6. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2009 AGM to in-crease the share capital by
up to EUR 50,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
50,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders subscription rights
may be excluded for residual amounts
7. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2011 AGM to in-crease the share capital by
up to EUR 25,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
25,000,000 through the issue of new shares
against contributions in kind, for a period
of three years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/II). Shareholders subscription rights
may be excluded
8. Resolution on the revocation of the Mgmt No vote
existing authorized capital, the creation
of new authorized capital, and the
corresponding amendment to the articles of
association The authorization given by the
2010 AGM to in-crease the share capital by
up to EUR 20,000,000 shall be revoked. The
Board of MDs shall be authorized, with the
consent of the Supervisory Board, to
increase the share capital by up to EUR
20,000,000 through the issue of new shares
against contributions in cash, for a period
of five years, effective from the
registration of this authorization in the
commercial register (authorized capital
2013/I). Shareholders shall be granted
subscription rights except for residual
amounts and for a capital increase of up to
10 percent of the share capital if the
shares are issued at a price not materially
below their market price
9.a Appointment of auditors: Audit of the Mgmt No vote
financial statements for the 2013 financial
year: KPMG AG, Berlin
9.b Appointment of auditors: Review of the Mgmt No vote
interim financial statements for the first
half of the 2013 financial year: KPMG AG,
Berlin
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLENE BARSHEFSKY Mgmt For For
URSULA M. BURNS Mgmt For For
KENNETH I. CHENAULT Mgmt For For
PETER CHERNIN Mgmt Withheld Against
ANNE LAUVERGEON Mgmt For For
THEODORE J. LEONSIS Mgmt For For
RICHARD C. LEVIN Mgmt For For
RICHARD A. MCGINN Mgmt Withheld Against
SAMUEL J. PALMISANO Mgmt For For
STEVEN S. REINEMUND Mgmt For For
DANIEL L. VASELLA Mgmt For For
ROBERT D. WALTER Mgmt Withheld Against
RONALD A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr For Against
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704375383
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 24-Apr-2013
Ticker: ABI
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1.a Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the Board of Directors on the issuance
of subscription rights and the exclusion of
the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 583,
596 and 598 of the Companies Code
A.1.b Issuance of 185,000 subscription rights and Non-Voting
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Special report
by the statutory auditor on the exclusion
of the preference right of the existing
shareholders in favour of specific persons,
drawn up in accordance with Articles 596
and 598 of the Companies Code
A.1.c Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Excluding the
preference right of the existing
shareholders in relation to the issuance of
subscription rights in favour of all
current Directors of the Company, as
identified in the report referred under
item (a) above
A.1.d Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Approving the
issuance of 185,000 subscription rights and
determining their terms and conditions (as
such terms and conditions are appended to
the report referred under item (a) above).
The main provisions of these terms and
conditions can be summarised as follows:
each subscription right confers the right
to subscribe in cash to one ordinary share
in the Company, with the same rights
(including dividend rights) as the existing
shares. Each subscription right is granted
for no consideration. Its exercise price
equals the average price of the Company
share on Euronext Brussels over the 30
calendar days preceding the issuance of the
subscription rights by the Shareholders'
Meeting. All subscription rights have a
term of five years as from their issuance
and become exercisable as follows: a first
third may be exercised from 1 January 2015
up to and including 23 April 2018, a second
third may be exercised from 1 January 2016
up to and including 23 April 2018 and the
last third may be exercised from 1 January
2017 up to and including 23 April 2018. At
the end of the exercise period, the
subscription rights that have not been
exercised automatically become null and
void
A.1.e Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Increasing the
capital of the Company, under the condition
precedent and to the extent of the exercise
of the subscription rights, for a maximum
amount equal to the number of subscription
rights issued multiplied by their exercise
price and allocation of the issuance
premium to an account not available for
distribution
A.1.f Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Expressly
approving the granting of the
above-mentioned subscription rights to the
non-executive Directors of the Company
A.1.g Issuance of 185,000 subscription rights and Mgmt For For
capital increase under the condition
precedent and to the extent of the exercise
of the subscription rights: Granting powers
to two Directors acting jointly to have
recorded by notarial deed the exercise of
the subscription rights, the corresponding
increase of the capital, the number of new
shares issued, the resulting modification
to the articles of association and the
allocation of the issuance premium to an
account not available for distribution
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 704376385
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: OGM
Meeting Date: 24-Apr-2013
Ticker: ABI
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 177169 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
B.1 Management report by the board of directors Non-Voting
on the accounting year ended on 31 December
2012
B.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2012
B.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2012, as well as the
management report by the board of directors
and the report by the statutory auditor on
the consolidated annual accounts
B.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2012, including the allocation of
the result: EUR 2,725,176,000 -On a per
share basis, this represents a gross
dividend of EUR 1.70 giving right to a
dividend net of Belgian withholding tax of
EUR 1.275 per share (in case of 25% Belgian
withholding tax) and of EUR 1.70 per share
(in case of exemption from Belgian
withholding tax)
B.5 Discharge to the Directors Mgmt For For
B.6 Discharge to the statutory auditor Mgmt For For
B.7 Appointment of Directors: Renewing the Mgmt Against Against
appointment as independent director of Mr.
Kees Storm, for a period of one year ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2013
B.8 Appointment of statutory auditor and Mgmt Against Against
remuneration: PricewaterhouseCoopers,
"PWC", Woluwe Garden, Woluwedal 18, B-1932
Sint-Stevens-Woluwe
B.9.a Remuneration policy and remuneration report Mgmt Against Against
of the Company
B.9.b Confirming the grants of stock options and Mgmt For For
restricted stock units to executives
B.10 Approval of increased fixed annual fee of Mgmt For For
directors
B.11a Change of control provisions relating to Mgmt For For
the EMTN programme
B.11b Change of control provisions relating to Mgmt Against Against
the Senior Facilities Agreement
C Filings: Granting powers to Mr. Benoit Mgmt For For
Loore, VP Legal Corporate, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for the filing with the clerk's
office of the Commercial Court of Brussels
of the resolutions referred under item
B.11 above and any other filings and
publication formalities in relation to the
above resolutions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTIONS B.7, B.11a
AND B.11b. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB, NACKA Agenda Number: 704331076
--------------------------------------------------------------------------------------------------------------------------
Security: W10020118
Meeting Type: AGM
Meeting Date: 29-Apr-2013
Ticker: ATCOA
ISIN: SE0000101032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting and election of Non-Voting
Chairman: Sune Carlsson
2 Preparation and approval of voting list Non-Voting
3 Approval of agenda Non-Voting
4 Election of one or two persons to approve Non-Voting
the minutes
5 Determination whether the Meeting has been Non-Voting
properly convened
6 Presentation of the Annual Report and the Non-Voting
Auditor's Report as well as the
Consolidated Annual Report and the
Consolidated Auditor's Report
7 The President's speech and questions from Non-Voting
shareholders to the Board of Directors and
the Management
8.a Decision regarding approval of the Profit Mgmt No vote
and Loss Account and the Balance Sheet and
the Consolidated Profit and Loss Account
and the Consolidated Balance Sheet
8.b Decision regarding discharge from liability Mgmt No vote
of the Board members and the President
8.c Decision regarding the allocation of the Mgmt No vote
Company's profit according to the approved
Balance Sheet: The Board proposes that the
dividend for 2012 is decided to be SEK 5.50
per share. If the Meeting decides as
proposed, the dividend is expected to be
distributed by Euroclear on May 8, 2013
8.d Decision regarding record date for Mgmt No vote
receiving dividend: that May 3, 2013 is the
record date for the dividend
9 Determination of the number of Board Mgmt No vote
members and deputy members: That ten Board
members be elected
10 That the following Board members are Mgmt No vote
re-elected: Sune Carlsson, Staffan Bohman,
Johan Forssell, Ronnie Leten, Ulla Litzen,
Gunilla Nordstrom, Anders Ullberg, Peter
Wallenberg Jr and Margareth Ovrum and new
election of Hans Straberg; That Sune
Carlsson is elected chairman of the Board
and Hans Straberg is elected vice Chairman
11 Determining the remuneration, in cash or Mgmt No vote
partially in the form of synthetic shares,
to the Board of Directors and the
remuneration to its committees
12.a The Boards' proposal regarding guiding Mgmt No vote
principles for the remuneration of senior
executives
12.b The Boards' proposal regarding a Mgmt No vote
performance related personnel option plan
for 2013
13.a Proposal regarding a mandate to acquire Mgmt No vote
series A shares related to personnel option
plan for 2013
13.b Proposal regarding a mandate to acquire Mgmt No vote
series A shares related to remuneration in
the form of synthetic shares
13.c Proposal regarding a mandate to transfer Mgmt No vote
series A shares related to personnel option
plan for 2013
13.d Proposal regarding a mandate to sell series Mgmt No vote
A shares to cover costs related to
synthetic shares to the Board of Directors
13.e Proposal regarding a mandate to sell series Mgmt No vote
A and B shares to cover costs in relation
to the performance related personnel option
plans for 2008, 2009 and 2010
14 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE Agenda Number: 933792752
--------------------------------------------------------------------------------------------------------------------------
Security: P1506A107
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: BSANTANDER
ISIN: CLP1506A1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, BALANCE Mgmt For For
SHEET AND CONSOLIDATED FINANCIAL STATEMENTS
OF THE BANK AND ITS SUBSIDIARIES, THE
INDEPENDENT REPORT OF THE EXTERNAL
AUDITORS, AND THE NOTES CORRESPONDING TO
THE FINANCIAL YEAR ENDING DECEMBER 31ST OF
2012.
2. APPROVE THE PAYMENT OF A DIVIDEND OF Mgmt For For
CH$1,23526251 PER SHARE OR 60% OF 2012 NET
INCOME ATTRIBUTABLE TO SHAREHOLDERS AS A
DIVIDEND, WHICH WILL PAID IN CHILE
BEGINNING ON APRIL 30, 2013. THE REMAINING
40% OF 2012 NET INCOME ATTRIBUTABLE TO
SHAREHOLDERS WILL BE RETAINED AS RESERVES.
3. APPROVAL OF EXTERNAL AUDITORS. THE BOARD IS Mgmt For For
PROPOSING THE RE-ASSIGNMENT OF DELOITTE
AUDITORES Y CONSULTORES LIMITADA, THE
BANK'S CURRENT AUDITORS.
4. APPROVAL OF LOCAL RATING AGENCIES. BOARD Mgmt For For
PROPOSING TO MAINTAIN CURRENT LOCAL RATING
AGENCIES: FELLER RATE & FITCH RATING CHILE.
5. APPROVE THE NOMINATION OF JUAN PEDRO SANTA Mgmt For For
MARIA AS ALTERNATE BOARD MEMBER OF THE
BANK.
6. APPROVE THE BOARD OF DIRECTORS' 2013 Mgmt For For
REMUNERATION. THE PROPOSAL IS NO CHANGE IN
REAL TERMS TO THE AMOUNT APPROVED IN 2012.
FOR DETAILS REGARDING REMUNERATION OF THE
BOARD OF DIRECTORS SEE NOTE 37D OF OUR 2012
AUDITED FINANCIAL STATEMENTS.
7. APPROVAL OF THE AUDIT COMMITTEE'S 2012 Mgmt Against Against
BUDGET AND REMUNERATION FOR ITS MEMBERS.
THE PROPOSAL IS TO MAINTAIN THE
REMUNERATION SCHEME APPROVED IN THE ANNUAL
SHAREHOLDER MEETING OF 2012.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 704338462
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker: BARC
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Reports of the Directors and Mgmt For For
Auditors and the audited accounts of the
Company for the year ended 31 December
2012, now laid before the meeting, be
received
2 That the Remuneration Report for the year Mgmt For For
ended 31 December 2012, now laid before the
meeting, be approved
3 That Sir David Walker be appointed a Mgmt Against Against
Director of the Company
4 That Tim Breedon be appointed a Director of Mgmt For For
the Company
5 That Antony Jenkins be appointed a Director Mgmt For For
of the Company
6 That Diane de Saint Victor be appointed a Mgmt For For
Director of the Company
7 That David Booth be reappointed a Director Mgmt For For
of the Company
8 That Fulvio Conti be reappointed a Director Mgmt Against Against
of the Company
9 That Simon Fraser be reappointed a Director Mgmt For For
of the Company
10 That Reuben Jeffery III be reappointed a Mgmt For For
Director of the Company
11 That Chris Lucas be reappointed a Director Mgmt For For
of the Company
12 That Dambisa Moyo be reappointed a Director Mgmt For For
of the Company
13 That Sir Michael Rake be reappointed a Mgmt For For
Director of the Company
14 That Sir John Sunderland be reappointed a Mgmt For For
Director of the Company
15 That PricewaterhouseCoopers LLP, Chartered Mgmt For For
Accountants and Statutory Auditors, be
reappointed as auditors of the Company to
hold office from the conclusion of this
meeting until the conclusion of the next
AGM at which accounts are laid before the
Company
16 That the Directors be authorised to set the Mgmt For For
remuneration of the auditors
17 That, in accordance with section 366 of the Mgmt For For
Companies Act 2006 (the 'Act') the Company
and any company which, at any time during
the period for which this resolution has
effect, is a subsidiary of the Company, be
and are hereby authorised to: (a) make
political donations to political
organisations not exceeding GBP 25,000 in
total; and (b) incur political expenditure
not exceeding GBP 100,000 in total, in each
case during the period commencing on the
date of this resolution and ending on the
date of the AGM of the Company to be held
in 2014 or on 30 June 2014, whichever is
the earlier, provided that the maximum
amounts referred to in (a) and (b) may
consist of sums in any currency converted
into Sterling at such rate as the Board may
in its absolute discretion determine. For
the purposes of this resolution, the terms
'political donations', 'political
organisations' and 'political expenditure'
shall have the meanings given to them in
sections 363 to 365 of the Act
18 That, in substitution for all existing Mgmt For For
authorities but without prejudice to any
authority granted pursuant to resolution 20
(if passed), the Directors be and are
hereby generally and unconditionally
authorised pursuant to section 551 of the
Act to exercise all the powers of the
Company to: (a) allot shares (as defined in
section 540 of the Act) in the Company or
grant rights to subscribe for or to convert
any security into shares in the Company up
to an aggregate nominal amount of GBP
1,111,721,894, USD 77,500,000, EUR
40,000,000 and YEN 4,000,000,000; and (b)
allot equity securities (as defined in
section 560 of the Act) up to an aggregate
nominal amount of GBP 2,143,443,788 (such
amount to be reduced by the aggregate
nominal amount of ordinary shares allotted
or rights to subscribe for or to convert
any securities into ordinary shares in the
Company granted under paragraph (a) of this
resolution 18) in connection with an offer
by way of a rights issue: (i) to ordinary
shareholders in proportion (as nearly as
may be practicable) to their existing
holdings; and (ii) to holders of other
equity securities (as defined in section
560 of the Act) as required by the rights
of those securities, or subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter, such
authorities to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) for the period expiring
at the end of the AGM of the Company to be
held in 2014 or until the close of business
on 30 June 2014, whichever is the earlier
but, in each case, so that the Company may
make offers and enter into agreements
before the authority expires which would,
or might require shares to be allotted or
rights to subscribe for or to convert any
security into shares to be granted after
the authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
19 That, in substitution for all existing Mgmt For For
powers but without prejudice to any power
granted pursuant to resolution 21 (if
passed), and subject to the passing of
resolution 18, the Directors be generally
empowered pursuant to section 570 of the
Act to allot equity securities (as defined
in section 560 of the Act) for cash,
pursuant to the authority granted by
resolution 18 and/or where the allotment
constitutes an allotment of equity
securities by virtue of section 560(3) of
the Act, in each case free of the
restriction in section 561 of the Act, such
power to be limited: (a) to the allotment
of equity securities in connection with an
offer of equity securities (but in the case
of an allotment pursuant to the authority
granted by paragraph (b) of resolution 18,
such power shall be limited to the
allotment of equity securities in
connection with an offer by way of a rights
issue only): (i) to ordinary shareholders
in proportion (as nearly as may be
practicable) to their existing holdings;
and (ii) to holders of other equity
securities (as defined in section 560 of
the Act), as required by the rights of
those securities or, subject to such
rights, as the Directors otherwise consider
necessary, and so that the Directors may
impose any limits or restrictions and make
any arrangements which they consider
necessary or appropriate to deal with
treasury shares, fractional entitlements,
record dates, legal, regulatory or
practical problems in, or under the laws
of, any territory or any other matter; and
(b) to the allotment of equity securities,
pursuant to the authority granted by
paragraph (a) of resolution 18 and/or an
allotment which constitutes an allotment of
equity securities by virtue of section
560(3) of the Act (in each case otherwise
than in the circumstances set out in
paragraph (a) of this resolution) up to a
nominal amount of GBP 160,758,284
representing no more than 5% of the issued
ordinary share capital as at 28 February
2013; compliance with that limit shall be
calculated, in the case of equity
securities which are rights to subscribe
for, or to convert securities into,
ordinary shares (as defined in section 560
of the Act) by reference to the aggregate
nominal amount of relevant shares which may
be allotted pursuant to such rights, such
power to apply (unless previously renewed,
varied or revoked by the Company in General
Meeting) until the end of the Company's
next AGM after this resolution is passed
(or, if earlier, until the close of
business on 30 June 2014) but so that the
Company may make offers and enter into
agreements before the power expires which
would, or might, require equity securities
to be allotted after the power expires and
the Directors may allot equity securities
under any such offer or agreement as if the
power had not expired
20 That, in addition to any authority granted Mgmt For For
pursuant to resolution 18 (if passed), the
Directors be and are hereby generally and
unconditionally authorised pursuant to
section 551 of the Act to exercise all the
powers of the Company to allot shares (as
defined in section 540 of the Act) in the
Company or grant rights to subscribe for or
to convert any security into shares in the
Company up to an aggregate nominal amount
of GBP 825,000,000 in relation to any issue
by the Company or any member of the
Barclays Group of contingent equity
conversion notes that automatically convert
into or are exchanged for ordinary shares
in the Company in prescribed circumstances
('ECNs') where the Directors consider that
such an issuance of ECNs would be desirable
in connection with, or for the purposes of,
complying with or maintaining compliance
with the regulatory capital requirements or
targets applicable to the Barclays Group
from time to time, such authority to apply
(unless previously renewed, varied or
revoked by the Company in General Meeting)
until the end of the AGM of the Company to
be held in 2014 (or, if earlier, until the
close of business on 30 June 2014) but so
that the Company may make offers and enter
into agreements before the authority
expires which would, or might require
shares to be allotted or rights to
subscribe for or to convert any security
into shares to be granted after the
authority expires and the Directors may
allot shares or grant such rights under any
such offer or agreement as if the authority
had not expired
21 That, in addition to the power granted Mgmt For For
pursuant to resolution 19 (if passed), and
subject to the passing of resolution 20,
the Directors be generally empowered
pursuant to section 570 of the Act to allot
equity securities (as defined in section
560 of the Act) for cash pursuant to the
authority granted by resolution 20, free of
the restriction in section 561 of the Act,
such power to apply (unless previously
renewed, varied or revoked by the Company
in General Meeting) until the end of the
AGM of the Company to be held in 2014 (or,
if earlier, until the close of business on
30 June 2014) but so that the Company may
make offers and enter into agreements
before the power expires which would, or
might, require equity securities to be
allotted after the power expires and the
Directors may allot equity securities under
any such offer or agreement as if the power
had not expired
22 That the Company be generally and Mgmt For For
unconditionally authorised for the purposes
of section 701 of the Act to make market
purchases (within the meaning of section
693 of the Act) on the London Stock
Exchange of up to an aggregate of
1,286,066,272 ordinary shares of 25p each
in its capital, and may hold such shares as
treasury shares, provided that: (a) the
minimum price (exclusive of expenses) which
may be paid for each ordinary share is not
less than 25p; (b) the maximum price
(exclusive of expenses) which may be paid
for each ordinary share shall not be more
than the higher of: (i) 105% of the average
of the market values of the ordinary shares
(as derived from the Daily Official List of
the London Stock Exchange) for the five
business days immediately preceding the
date on which the purchase is made; and
(ii) that stipulated by Article 5(1) of the
Buy-back and Stabilisation Regulation (EC
2273/2003); and (c) unless previously
renewed, varied or revoked by the Company
in General Meeting, the authority conferred
by this resolution shall expire at the end
of the AGM of the Company to be held in
2014 or the close of business on 30 June
2014, whichever is the earlier (except in
relation to any purchase of shares the
contract for which was concluded before
such date and which would or might be
executed wholly or partly after such date)
23 That the Directors be and are hereby Mgmt Against Against
authorised to call general meetings (other
than an AGM) on not less than 14 clear
days' notice, such authority to expire at
the end of the AGM of the Company to be
held in 2014 or the close of business on 30
June 2014, whichever is the earlier
24 That the Directors be authorised to Mgmt For For
exercise the power contained in Article 132
of the Company's Articles of Association so
that, to the extent and on such terms and
conditions determined by the Directors, the
holders of ordinary shares be permitted to
elect to receive new ordinary shares
credited as fully paid instead of cash in
respect of all or part of any future
dividend (including any interim dividend),
declared or paid by the Directors or
declared by the Company in general meeting
(as the case may be), during the period
commencing on the date of this resolution
and ending on the earlier of 24 April 2018
and the beginning of the fifth AGM of the
Company following the date of this
resolution to the extent that the Directors
decide, at their discretion, to offer a
scrip dividend alternative in respect of
such dividend
25 That, subject to the passing of resolution Mgmt For For
24, article 132 of the Articles of
Association of the Company be and is hereby
altered by inserting the following as a new
article 132.10 immediately after the
full-stop at the end of article 132.9.2:
"For the purposes of this article 132, each
participant in the Company's dividend
reinvestment plan for holders of ordinary
shares (a "DRIP participant" and the "DRIP"
respectively) at midnight (UK time) on an
effective date to be determined at the
discretion of the board in connection with
the commencement of the Company's scrip
dividend programme (the "effective time")
(and whether or not the DRIP shall
subsequently be terminated or suspended)
shall be deemed to have elected to receive
ordinary shares, credited as fully paid,
instead of cash, on the terms and subject
to the conditions of the Company's scrip
dividend programme as from time to time in
force, in respect of the whole of each
dividend payable (but for such election)
after the effective time (and whether such
dividend is declared before, at or after
such an effective time) in respect of which
the right to receive such ordinary shares
instead of cash is made available, until
such time as such deemed election mandate
is revoked or deemed to be revoked in
accordance with the procedure established
by the board. The deemed election provided
for in the foregoing provision of this
article 132.10 shall not apply if and to
the extent that the board so determines at
any time and from time to time either for
all cases or in relation to any person or
class of persons or any holding of any
person or class of persons."
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 704346976
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker: BATS
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2012 Report and Accounts Mgmt For For
2 Approval of the 2012 Remuneration Report Mgmt For For
3 To declare a final dividend of 92.7p per Mgmt For For
ordinary share in respect of the year ended
31 December 2012, payable on 8 May 2013 to
shareholders on the register at the close
of business on 15 March 2013
4 Re-appointment of the Auditors: Mgmt For For
PricewaterhouseCoopers LLP
5 Authority for the Directors to agree the Mgmt For For
Auditor's remuneration
6 Re-election of Richard Burrows as a Mgmt For For
Director (N)
7 Re-election of John Daly as a Director Mgmt For For
8 Re-election of Karen de Segundo as a Mgmt For For
Director (C, N)
9 Re-election of Nicandro Durante as a Mgmt For For
Director
10 Re-election of Ann Godbehere as a Director Mgmt For For
(A, N, R)
11 Re-election of Christine Morin-Postel as a Mgmt For For
Director (C, N, R)
12 Re-election of Gerry Murphy as a Director Mgmt For For
(N, R)
13 Re-election of Kieran Poynter as a Director Mgmt For For
(A N R)
14 Re-election of Anthony Ruys as a Director Mgmt For For
(A, N)
15 Re-election of Ben Stevens as a Director Mgmt For For
16 Election of Richard Tubb as a Director (C, Mgmt For For
N) who has been appointed since the last
Annual General Meeting
17 Renewal of the Director's authority to Mgmt For For
allot shares
18 Renewal of the Director's authority to Mgmt For For
disapply pre-emption rights
19 Authority for the Company to purchase its Mgmt For For
own shares
20 Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure
21 Notice period for General Meetings Mgmt Against Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN RESOLUTIONS NO. 3 AND 16.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BURBERRY GROUP PLC Agenda Number: 703911900
--------------------------------------------------------------------------------------------------------------------------
Security: G1699R107
Meeting Type: AGM
Meeting Date: 12-Jul-2012
Ticker: BRBY
ISIN: GB0031743007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the audited accounts for the Mgmt For For
year ended 31 March 2012 together with the
Directors and Auditors reports
2 To approve the Directors Remuneration Mgmt For For
Report for the year ended 31 March 2012
3 To declare a final dividend of 18.0p per Mgmt For For
Ordinary Share for the year ended 31 March
2012
4 To re-elect Sir John Peace as a director of Mgmt Against Against
the Company
5 To re-elect Angela Ahrendts as a director Mgmt Against Against
of the Company
6 To re-elect Philip Bowman as a director of Mgmt For For
the Company
7 To re-elect Ian Carter as a director of the Mgmt For For
Company
8 To re-elect Stacey Cartwright as a director Mgmt Against Against
of the Company
9 To re-elect Stephanie George as a director Mgmt For For
of the Company
10 To re-elect John Smith as a director of the Mgmt For For
Company
11 To re-elect David Tyler as a director of Mgmt For For
the Company
12 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
13 To authorise the Audit Committee of the Mgmt For For
Company to determine the Auditors
remuneration
14 To authorise political donations and Mgmt For For
expenditure by the Company and its
subsidiaries
15 To authorise the Company to purchase its Mgmt For For
own ordinary shares Special Resolution
16 To authorise the directors to allot shares Mgmt For For
17 To renew the directors authority to Mgmt For For
disapply pre-emption rights Special
Resolution
18 To authorise the directors to call general Mgmt Against Against
meetings other than an annual general
meeting on not less than 14 clear days
notice Special Resolution
--------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION Agenda Number: 933763383
--------------------------------------------------------------------------------------------------------------------------
Security: 131347304
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CPN
ISIN: US1313473043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK CASSIDY Mgmt For For
JACK A. FUSCO Mgmt For For
ROBERT C. HINCKLEY Mgmt For For
MICHAEL W. HOFMANN Mgmt For For
DAVID C. MERRITT Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DENISE M. O'LEARY Mgmt For For
J. STUART RYAN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDMENT TO THE 2008 EQUITY Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE UNDER THE PLAN AND TO
MODIFY THE SHARE COUNTING PROVISIONS
APPLICABLE TO CASH-SETTLED EQUITY AWARDS
UNDER THE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933809937
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID L. CALHOUN Mgmt For For
DANIEL M. DICKINSON Mgmt For For
JUAN GALLARDO Mgmt For For
DAVID R. GOODE Mgmt For For
JESSE J. GREENE, JR. Mgmt For For
JON M. HUNTSMAN, JR. Mgmt For For
PETER A. MAGOWAN Mgmt For For
DENNIS A. MUILENBURG Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
WILLIAM A. OSBORN Mgmt For For
CHARLES D. POWELL Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
JOSHUA I. SMITH Mgmt For For
MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
5. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL - EXECUTIVE STOCK Shr Against For
RETENTION.
7. STOCKHOLDER PROPOSAL - SUSTAINABILITY Shr Against For
MEASURE IN EXECUTIVE COMPENSATION.
8. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
9. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 704353008
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 30-May-2013
Ticker: 00941
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327435.PDF AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0327/LTN20130327425.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3.i To re-elect Mr. Li Yue as director of the Mgmt For For
Company
3.ii To re-elect Mr. Xue Taohai as director of Mgmt Against Against
the Company
3.iii To re-elect Madam Huang Wenlin as director Mgmt For For
of the Company
4 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
and PricewaterhouseCoopers Zhong Tian CPAs
Limited (to be renamed as
PricewaterhouseCoopers Zhong Tian LLP) as
the auditors of the Company and its
subsidiaries for Hong Kong financial
reporting and U.S. financial reporting
purposes, respectively, and to authorize
the directors of the Company to fix their
remuneration
5 To give a general mandate to the directors Mgmt For For
of the Company to repurchase shares in the
Company not exceeding 10% of the aggregate
nominal amount of the existing issued share
capital in accordance with ordinary
resolution number 5 as set out in the AGM
Notice
6 To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the aggregate nominal
amount of the existing issued share capital
in accordance with ordinary resolution
number 6 as set out in the AGM Notice
7 To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares repurchased in accordance with
ordinary resolution number 7 as set out in
the AGM Notice
--------------------------------------------------------------------------------------------------------------------------
CIA HERING SA, BLUMENAU Agenda Number: 704362045
--------------------------------------------------------------------------------------------------------------------------
Security: P50753105
Meeting Type: AGM
Meeting Date: 25-Apr-2013
Ticker: HGTX3
ISIN: BRHGTXACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To receive the administrators accounts, to Mgmt For For
examine, discuss and vote on the financial
statements regarding the fiscal year ended
on December 31, 2012
II Approval of the capital budget for the 2013 Mgmt For For
fiscal year
III To decide on the allocation of the results Mgmt For For
from the fiscal year ended on December 31,
2012, the distribution of the dividends and
on the ratification of the distribution of
dividends and interest on own decided on by
the board of directors
IV To elect the members of the board of Mgmt For For
directors
V To set the global remuneration of the Mgmt For For
company directors, executive committee and
the consultant committee
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt Against Against
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Against Against
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933763509
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO ADD SHARES TO THE PLAN.
5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For
VOTING THRESHOLDS IN THE FAIR PRICE
PROVISION.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
D.E MASTER BLENDERS 1753 N.V., UTRECHT Agenda Number: 704089944
--------------------------------------------------------------------------------------------------------------------------
Security: N2563N109
Meeting Type: AGM
Meeting Date: 28-Nov-2012
Ticker: DE
ISIN: NL0010157558
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Open meeting Non-Voting
2 Presentation by the CEO and CFO of the Non-Voting
results for fiscal year 2012
3.1 Adopt financial statements Mgmt For For
3.2 Discuss company's reserves and dividend Non-Voting
policy
4.1 Approve discharge of executive directors Mgmt Against Against
4.2 Approve discharge of non-executive Mgmt Against Against
directors
5.1 Elect G. Picaud as non-executive director Mgmt For For
5.2 Elect R. Zwartendijk as non-executive Mgmt For For
director
6 Acquisition of own shares. Extension of the Mgmt For For
authorization of the Board of Directors as
the corporate body authorized to acquire
ordinary shares in the share capital of the
Company
7 Other business Non-Voting
8 Close meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704050006
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 17-Oct-2012
Ticker: DGE
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2012 Mgmt For For
2 Directors' remuneration report 2012 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of PB Bruzelius as a director Mgmt Against Against
5 Re-election of LM Danon as a director Mgmt Against Against
6 Re-election of Lord Davies as a director Mgmt Against Against
7 Re-election of BD Holden as a director Mgmt Against Against
8 Re-election of Dr FB Humer as a director Mgmt Against Against
9 Re-election of D Mahlan as a director Mgmt Against Against
10 Re-election of PG Scott as a director Mgmt Against Against
11 Re-election of HT Stitzer as a director Mgmt Against Against
12 Re-election of PS Walsh as a director Mgmt For For
13 Election of Ho KwonPing as a director Mgmt Against Against
14 Election of IM Menezes as a director Mgmt For For
15 Re-appointment of auditor Mgmt Against Against
16 Remuneration of auditor Mgmt Against Against
17 Authority to allot shares Mgmt For For
18 Disapplication of pre-emption rights Mgmt For For
19 Authority to purchase own ordinary shares Mgmt For For
20 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the EU
21 Reduced notice of a general meeting other Mgmt Against Against
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
ELEKTA AB, STOCKHOLM Agenda Number: 703994170
--------------------------------------------------------------------------------------------------------------------------
Security: W2479G107
Meeting Type: AGM
Meeting Date: 04-Sep-2012
Ticker: EKTAB
ISIN: SE0000163628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the Meeting Non-Voting
2 Election of the Chairman of the Meeting: Non-Voting
Bertil Villard, attorney at law
3 Preparation and approval of the list of Non-Voting
shareholders entitled to vote at the
Meeting
4 Approval of the agenda Non-Voting
5 Election of one or two minutes-checkers Non-Voting
6 Determination of whether the Meeting has Non-Voting
been duly convened
7 Presentation of the Annual Report and the Non-Voting
Auditors' Report and the consolidated
accounts and the Auditors' Report for the
Group
8 Address by the President and Chief Non-Voting
Executive Officer and report on the work of
the Board of Directors and Committees of
the Board of Directors by the Chairman of
the Board
9 Resolution concerning adoption of the Mgmt No vote
balance sheet and income statement and the
consolidated balance sheet and consolidated
income statement
10 Resolution concerning approval of the Mgmt No vote
disposition of the Company's earnings as
shown in the balance sheet adopted by the
Meeting: The Board of Directors proposes
that of the Company's unappropriated
earnings, SEK 1,957,167,493 an amount
representing SEK 5 per share should be
distributed as dividend to the shareholders
and that the remaining unappropriated
earnings should be carried forward. Record
day for the dividends is proposed to be
Friday, September 7, 2012. If the Meeting
resolves in accordance with the proposal,
payment through Euroclear Sweden AB is
estimated to be made on Wednesday,
September 12, 2012
11 Resolution concerning the discharge of the Mgmt No vote
members of the Board of Directors and the
President and Chief Executive Officer from
personal liability
12 Report on the work of the Nomination Non-Voting
Committee
13 Determination of the number of members and Mgmt No vote
any deputy members of the Board of
Directors: The nomination committee
proposes that the Board of Directors shall
consist of eight (nine) members, without
deputy members
14 Determination of the fees to be paid to the Mgmt No vote
members of the Board of Directors and the
auditors: It is proposed that remuneration
shall be paid to the Board at a total of
SEK 3,220,000 (3,465,000) of which SEK
750,000 (725,000) to the Chairman of the
Board, SEK 340,000 (330,000) to each of the
external members of the Board, SEK 70,000
(unchanged) shall be paid to the Chairman
of the Company's Executive Compensation
Committee and SEK 35,000 (unchanged) to any
other member of said committee, SEK 150,000
(unchanged) shall be paid to the Chairman
of the Company's Audit Committee and SEK
70,000 (unchanged) to any other member of
said committee. No board fees or
remuneration for committee work shall be
paid to members of the Board that are
employed by the Company. Remuneration to
the Auditor is proposed to be paid
according to CONTD
CONT CONTD an approved account Non-Voting
15 Election of Board members and any deputy Mgmt No vote
Board members: The nomination committee
proposes that each of Akbar Seddigh, Hans
Barella, Luciano Cattani, Laurent Leksell,
Siaou-Sze Lien, Wolfgang Reim, Jan Secher
and Birgitta Stymne Goransson are
re-elected as members of the Board. Akbar
Seddigh is proposed to be re-elected
Chairman of the Board
16 Election of Auditor: The nomination Mgmt No vote
committee proposes that PwC, with
Authorized Public Accountant Johan Engstam
as auditor in charge, is elected as Auditor
for the period until the end of the annual
general meeting in 2013. The decision by
the Meeting as regards the Auditor's term
of office shall be subject to the Meeting's
approval of the Board's proposal to amend
the articles of association as per point 21
17 Resolution regarding guidelines for Mgmt No vote
remuneration to executive management
18.a Resolution regarding: authorization for the Mgmt No vote
Board of Directors to decide upon
acquisition of own shares
18.b Resolution regarding: authorization for the Mgmt No vote
Board of Directors to decide upon transfer
of own shares
18.c Resolution regarding: transfer of own Mgmt No vote
shares in conjunction with the Performance
Share Plan 2012
18.d Resolution regarding: authorization for the Mgmt No vote
Board of Directors to decide upon transfer
of own shares in conjunction with the
Performance Share Plan 2009, 2010 and 2011
19 Resolution on a Performance Share Plan 2012 Mgmt No vote
20 Resolution on share split 4:1 and amendment Mgmt No vote
of the articles of association
21 Resolution on amendment of the articles of Mgmt No vote
association: Section 7
22 Appointment of the nomination committee Mgmt No vote
23 Closing of the Meeting Non-Voting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE TEXT OF RESOLUTION 2.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 704583221
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2013
Ticker: 6954
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Streamline Business Mgmt For For
Lines, Allow Use of Electronic Systems for
Public Notifications, Increase Board Size
to 18, Adopt Reduction of Liability System
for Outside Directors
3.1 INABA, YOSHIHARU Mgmt Against Against
3.2 YAMAGUCHI, KENJI Mgmt For For
3.3 GONDA, YOSHIHIRO Mgmt For For
3.4 RICHARD E. SCHNEIDER Mgmt For For
3.5 UCHIDA, HIROYUKI Mgmt For For
3.6 KOSAKA, TETSUYA Mgmt For For
3.7 MATSUBARA, SHUNSUKE Mgmt For For
3.8 KOHARI, KATSUO Mgmt For For
3.9 OKADA, TOSHIYA Mgmt For For
3.10 HIRAMOTO, KAZUYUKI Mgmt For For
3.11 OLAF C. GEHREIS Mgmt For For
3.12 AOYAMA, KAZUNARI Mgmt For For
3.13 ITO, TAKAYUKI Mgmt For For
3.14 YAMADA, YUUSAKU Mgmt For For
3.15 HISHIKAWA, TETSUO Mgmt For For
3.16 NODA, HIROSHI Mgmt For For
3.17 INABA, KIYONORI Mgmt For For
3.18 ONO, MASATO Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933782181
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOTT Mgmt For For
OIVIND LORENTZEN III Mgmt For For
PHILIP J. RINGO Mgmt For For
MARK A. SCUDDER Mgmt For For
GREGORY S. LEDFORD Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GENOMMA LAB INTERNACIONAL SAB DE CV Agenda Number: 704312862
--------------------------------------------------------------------------------------------------------------------------
Security: P48318102
Meeting Type: AGM
Meeting Date: 20-Mar-2013
Ticker: LABB
ISIN: MX01LA010006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation and, if deemed appropriate, Mgmt Against Against
approval of the reports that are referred
to in article 28, part IV, of the
securities market law, including the
presentation of the audited annual
financial statements of the company for the
fiscal year that ended on December 31,
2012. Presentation of the report regarding
fulfillment of the tax obligations of the
company in accordance with the applicable
legal provisions. Allocation of results.
Resolutions in this regard
II Designation and or ratification of the Mgmt Against Against
members of the board of directors,
secretaries and chairpersons of the audit
and corporate practices committees
III Determination of the compensation for the Mgmt Against Against
members of the board of directors,
secretaries and members of the committees
of the company
IV Report regarding the procedures and Mgmt Against Against
resolutions related to the acquisition and
placement of shares of the company.
Discussion and, if deemed appropriate,
approval of the maximum amount of funds
that can be allocated to the acquisition of
shares of the company, in accordance with
the terms of that which is provided for in
article 56, part IV, of the securities
market law. Resolutions in this regard
V Discussion and, if deemed appropriate, Mgmt Against Against
approval to cancel shares representative of
the share capital of the company acquired
based on transactions conducted in
accordance with the terms of article 56 of
the securities market law, and the
consequent decrease of the share capital of
the company
VI Discussion and, if deemed appropriate, Mgmt Against Against
approval for the company I. To preemptively
register unsecured exchange certificates in
the national securities registry under the
placement program modality and to carry
out, within the framework of that program,
the placement of one or more issuances of
exchange certificates, or ii. To carry out
the placement of debt securities called
notes in the united states of America and
other countries, other than the united
Mexican states, in accordance with the
terms of that which is provided for in rule
144a and regulations under the securities
act of 1933 of the united states of America
and, in this case, possibly contracting for
hedging instruments
VII Designation of special delegates who will Mgmt For For
formalize and carry out the resolutions
that the general meeting passes
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt Withheld Against
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HANG LUNG PROPERTIES LTD Agenda Number: 704323473
--------------------------------------------------------------------------------------------------------------------------
Security: Y30166105
Meeting Type: AGM
Meeting Date: 18-Apr-2013
Ticker: 00101
ISIN: HK0101000591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0314/LTN20130314564.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0314/LTN20130314540.pdf
1 To receive and consider the audited Mgmt For For
financial statements and reports of the
directors and auditor for the year ended 31
December 2012
2 To declare a final dividend Mgmt For For
3.a To re-elect Mr. Shang Shing Yin as a Mgmt For For
director
3.b To re-elect Mr. Dominic Chiu Fai Ho as a Mgmt Against Against
director
3.c To re-elect Mr. Philip Nan Lok Chen as a Mgmt For For
director
3.d To authorize the board of directors to fix Mgmt For For
directors' fees
4 To re-appoint KPMG as auditor of the Mgmt Against Against
Company and authorize the directors to fix
auditor's remuneration
5 To give general mandate to directors to Mgmt For For
purchase the Company's shares
6 To give general mandate to directors to Mgmt Against Against
issue additional shares
7 To approve the addition of repurchased Mgmt Against Against
shares to be included under the general
mandate in resolution 6
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN TELCOM HOLDCO, INC Agenda Number: 933760919
--------------------------------------------------------------------------------------------------------------------------
Security: 420031106
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: HCOM
ISIN: US4200311060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. JALKUT Mgmt For For
KURT M. CELLAR Mgmt For For
WALTER A. DODS, JR. Mgmt For For
WARREN H. HARUKI Mgmt For For
STEVEN C. OLDHAM Mgmt For For
BERNARD R. PHILLIPS III Mgmt For For
ERIC K. YEAMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
--------------------------------------------------------------------------------------------------------------------------
HENGAN INTERNATIONAL GROUP CO LTD Agenda Number: 704443150
--------------------------------------------------------------------------------------------------------------------------
Security: G4402L151
Meeting Type: AGM
Meeting Date: 23-May-2013
Ticker: 01044
ISIN: KYG4402L1510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418771.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0418/LTN20130418729.pdf
1 To receive and consider the audited Mgmt For For
consolidated accounts and the reports of
the directors and auditors for the year
ended 31 December 2012
2 To declare a final dividend for the year Mgmt For For
ended 31 December 2012
3 To re-elect Mr. Xu Shui Shen as an Mgmt For For
executive director
4 To re-elect Mr. Sze Wong Kim as an Mgmt For For
executive director
5 To re-elect Mr. Hui Ching Chi as an Mgmt For For
executive director
6 To re-elect Mr. Wang Ming Fu as an Mgmt For For
independent non-executive director
7 To re-elect Mr. Ho Kwai Ching Mark as an Mgmt For For
independent non-executive director
8 To re-elect Mr. Zhou Fang Sheng as an Mgmt For For
independent non-executive director
9 To authorise the board of directors to fix Mgmt For For
the remuneration of the directors
10 To re-appoint auditors and to authorise the Mgmt For For
board of directors to fix their
remuneration
11 To grant a general mandate to the board of Mgmt Against Against
directors to allot and issue shares
12 To grant a general mandate to the board of Mgmt For For
directors to exercise all powers of the
Company to purchase its own securities
13 To extend the general mandate granted to Mgmt Against Against
the board of directors pursuant to
Resolution No. 11 above by an amount
representing the aggregate nominal amount
of shares in the capital of the Company
purchased by the Company pursuant to the
general mandate granted pursuant to
Resolution No. 12 above
--------------------------------------------------------------------------------------------------------------------------
HIKMA PHARMACEUTICALS PLC, LONDON Agenda Number: 704409071
--------------------------------------------------------------------------------------------------------------------------
Security: G4576K104
Meeting Type: AGM
Meeting Date: 16-May-2013
Ticker: HIK
ISIN: GB00B0LCW083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts for the financial Mgmt For For
year ended 31 December 2012, together with
the reports of the directors and auditors
thereon
2 To declare a final dividend on the ordinary Mgmt For For
shares of 10 cents per ordinary share in
respect of the year ended 31 December 2012
3 To reappoint Deloitte LLP as auditors of Mgmt For For
the Company
4 To authorise the Directors to set the Mgmt For For
remuneration of the Auditors
5 To re-appoint Mr. Samih Darwazah as a Mgmt For For
director of the Company
6 To re-appoint Mr. Said Darwazah as a Mgmt For For
director of the Company
7 To re-appoint Mr. Mazen Darwazah as a Mgmt Against Against
director of the Company
8 To re-appoint Mr. Breffni Byrne as a Mgmt For For
director of the Company
9 To re-appoint Sir. David Rowe-Ham as a Mgmt For For
director of the Company
10 To re-appoint Mr. Michael Ashton as a Mgmt For For
director of the Company
11 To re-appoint Mr. Ali Al-Husry as a Mgmt For For
director of the Company
12 To re-appoint Dr. Ronald Goode as a Mgmt For For
director of the Company
13 To re-appoint Mr. Robert Pickering as a Mgmt For For
director of the Company
14 To approve the remuneration policy for the Mgmt For For
financial year ending on 31 December 2013
15 To approve the remuneration implementation Mgmt For For
for the financial year ended on 31 December
2012
16 Authorising the Directors to allot relevant Mgmt For For
securities up to an aggregate nominal
amount of GBP 13,165,625
17 Authorising the Directors to be empowered Mgmt For For
to allot equity up to an aggregate nominal
amount of GBP 987,422
18 To make market purchases for shares Mgmt For For
representing up to 10 per cent Issued Share
Capital of the Company
19 That a general meeting of shareholders of Mgmt Against Against
the company other than an EGM may be called
on not less than 14 clear days notice
20 That the waiver under rule 9 of the Mgmt For For
Takeover Code relating to the buyback of
shares be approved
21 That the waiver under rule 9 of the Mgmt For For
Takeover Code relating to the granting of
LTIPs and MIPs to the Concert party be
approved
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 704375080
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 24-May-2013
Ticker: HSBA
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021682.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/0402/LTN201304021651.pdf
1 To receive the Annual Report and Accounts Mgmt For For
2012
2 To approve the Directors' Remuneration Mgmt For For
Report for 2012
3.a To re-elect Safra Catz a Director Mgmt For For
3.b To re-elect Laura Cha a Director Mgmt For For
3.c To re-elect Marvin Cheung a Director Mgmt For For
3.d To elect Jim Comey a Director Mgmt For For
3.e To re-elect John Coombe a Director Mgmt For For
3.f To re-elect Joachim Faber a Director Mgmt For For
3.g To re-elect Rona Fairhead a Director Mgmt For For
3.h To elect Renato Fassbind a Director Mgmt For For
3.i To re-elect Douglas Flint a Director Mgmt For For
3.j To re-elect Stuart Gulliver a Director Mgmt For For
3.k To re-elect James Hughes-Hallett a Director Mgmt For For
3.l To re-elect William Laidlaw a Director Mgmt For For
3.m To re-elect John Lipsky a Director Mgmt For For
3.n To re-elect Janis Lomax a Director Mgmt For For
3.o To re-elect Iain Mackay a Director Mgmt For For
3.p To re-elect Sir Simon Robertson a Director Mgmt For For
3.q To re-elect John Thornton a Director Mgmt Against Against
4 To reappoint the Auditor at remuneration to Mgmt For For
be determined by the Group Audit Committee:
KPMG Audit Plc
5 To authorise the Directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To authorise the Company to purchase its Mgmt For For
own ordinary shares
8 To approve general meetings (other than Mgmt Against Against
annual general meetings) being called on 14
clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN TEXT OF RESOLUTIONS 6, 8,
COMMENT AND RECEIPT OF AUDITOR NAME. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 933784414
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: JLL
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HUGO BAGUE Mgmt For For
1B. ELECTION OF DIRECTOR: COLIN DYER Mgmt For For
1C. ELECTION OF DIRECTOR: DEANNE JULIUS Mgmt For For
1D. ELECTION OF DIRECTOR: KATE S. LAVELLE Mgmt For For
1E. ELECTION OF DIRECTOR: MING LU Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1G. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1I. ELECTION OF DIRECTOR: ROGER T. STAUBACH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933791546
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt Withheld Against
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
MAIL.RU GROUP LIM Agenda Number: 933830398
--------------------------------------------------------------------------------------------------------------------------
Security: 560317208
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: MAIL
ISIN: US5603172082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A. ELECTION OF DIRECTOR: BRETT SINCLAIR Mgmt For
ARMITAGE
2B. ELECTION OF DIRECTOR: BORIS DOBRODEEV Mgmt For
2C. ELECTION OF DIRECTOR: DMITRY GRISHIN Mgmt No vote
2D. ELECTION OF DIRECTOR: MATTHEW HAMMOND Mgmt No vote
2E. ELECTION OF DIRECTOR: CHARLES ST LEGER Mgmt No vote
SEARLE
2F. ELECTION OF DIRECTOR: VASILEIOS SGOURDOS Mgmt No vote
2G. ELECTION OF DIRECTOR: MARK REMON SOROUR Mgmt No vote
2H. ELECTION OF DIRECTOR: VLADIMIR STRESHINSKIY Mgmt No vote
2I. ELECTION OF DIRECTOR: IVAN TAVRIN Mgmt No vote
2J. ELECTION OF DIRECTOR: VERDI ISRAELYAN Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA SA, RIO Agenda Number: 704342827
--------------------------------------------------------------------------------------------------------------------------
Security: P6799C108
Meeting Type: AGM
Meeting Date: 26-Apr-2013
Ticker: MILS3
ISIN: BRMILSACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Accept Financial Statements and Statutory Mgmt For For
Reports for Fiscal Year Ended Dec. 31, 2012
2 Approve Capital Budget for Upcoming Fiscal Mgmt For For
Year
3 Approve Allocation of Income and Dividends Mgmt For For
4 Elect Fiscal Council Members Mgmt For For
5 Approve Remuneration of Company's Mgmt For For
Management
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY Agenda Number: 933726498
--------------------------------------------------------------------------------------------------------------------------
Security: 636180101
Meeting Type: Annual
Meeting Date: 07-Mar-2013
Ticker: NFG
ISIN: US6361801011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. CARROLL Mgmt For For
CRAIG G. MATTHEWS Mgmt For For
DAVID F. SMITH Mgmt For For
2. VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933784464
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERRILL A. MILLER, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt Against Against
1C. ELECTION OF DIRECTOR: BEN A. GUILL Mgmt Against Against
1D. ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt Against Against
1E. ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt Against Against
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt Against Against
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVE AMENDMENTS TO THE NATIONAL OILWELL Mgmt For For
VARCO, INC. LONG-TERM INCENTIVE PLAN.
5. APPROVE THE NATIONAL OILWELL VARCO, INC. Mgmt For For
ANNUAL CASH INCENTIVE PLAN FOR EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 704324502
--------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: EGM
Meeting Date: 12-Apr-2013
Ticker: NATU3
ISIN: BRNATUACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To change the address of the head office of Mgmt For For
the Company to the city of Sao Paulo, state
of Sao Paulo, with the consequent amendment
of article 2 of the corporate bylaws
2 To improve the corporate purpose of the Mgmt For For
Company so that it includes conducting the
sale, export and import of electrical
apparatuses for personal use, articles for
babies and children and articles for the
bed, table and bathroom, with the
consequent amendment of article 3 of the
corporate bylaws
3 To amend the wording of articles 15, 18 and Mgmt For For
19 to exclude the positions of co
chairpersons of the Board of Directors
4 To amend articles 34, 35 and 49 to improve Mgmt For For
the wording of the corporate bylaws of the
Company
5 To proceed with the restatement of the Mgmt For For
corporate bylaws of the Company
6 To ratify, in accordance with the terms of Mgmt For For
paragraph 1 of article 256 of Law 6404.76,
the acquisition, by the Company, of 65
percent of the share capital of the
Australian company Emis Holdings Pty Ltd,
as disclosed by the Company in notices of
material fact dated December 21, 2012, and
February 28, 2013
--------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 704324728
--------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: AGM
Meeting Date: 12-Apr-2013
Ticker: NATU3
ISIN: BRNATUACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To examine, discuss and approve the Mgmt For For
financial statements relating to the fiscal
year that ended on December 31, 2012
2 To consider the proposal for the capital Mgmt For For
budget for the year 2013, the allocation of
the net profit from the fiscal year ending
on December 31, 2012, and to ratify the
early distributions of dividends and
interim interest on net equity
3 To elect the company's board of directors Mgmt For For
4 To establish the aggregate remuneration of Mgmt For For
the managers of the company to be paid
until the annual general meeting that votes
on the financial statements from the fiscal
year that will end on December 31, 2013
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933772914
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1992 STOCK OPTION AND
RESTRICTED STOCK PLAN.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION.
6. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt Withheld Against
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt Against Against
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933756198
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 16-May-2013
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTOPHER M. BURLEY Mgmt For For
DONALD G. CHYNOWETH Mgmt For For
DANIEL CLAUW Mgmt For For
WILLIAM J. DOYLE Mgmt For For
JOHN W. ESTEY Mgmt For For
GERALD W. GRANDEY Mgmt For For
C. STEVEN HOFFMAN Mgmt For For
DALLAS J. HOWE Mgmt For For
ALICE D. LABERGE Mgmt For For
KEITH G. MARTELL Mgmt For For
JEFFREY J. MCCAIG Mgmt For For
MARY MOGFORD Mgmt For For
ELENA VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933743088
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt For For
1C. ELECTION OF DIRECTOR: BRET. K. CLAYTON Mgmt For For
1D. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For
1I. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF PRAXAIR'S NAMED
EXECUTIVE OFFICERS.
3. A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933660804
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 14-Aug-2012
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF THE EXECUTIVE Mgmt For For
PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933805080
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIM ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1999 OMNIBUS PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 2,400,000 SHARES AND CERTAIN OTHER
AMENDMENTS TO THE PLAN.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL REQUESTING THAT THE
COMPANY'S BOARD OF DIRECTORS ADOPT A POLICY
LIMITING THE ACCELERATION OF VESTING OF
EQUITY AWARDS GRANTED TO SENIOR EXECUTIVES
IN THE EVENT OF A CHANGE IN CONTROL OF THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt Against Against
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933802476
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: RDSA
ISIN: GB00803MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF REMUNERATION REPORT Mgmt For For
3 RE-APPOINTMENT OF JOSEF ACKERMANN AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
4 RE-APPOINTMENT OF GUY ELLIOTT AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
6 RE-APPOINTMENT OF CHARLES O. HOLLIDAY AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 RE-APPOINTMENT OF GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 RE-APPOINTMENT OF JORMA OLLILA AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
9 RE-APPOINTMENT OF SIR NIGEL SHEINWALD AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 RE-APPOINTMENT OF LINDA G. STUNTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 RE-APPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 RE-APPOINTMENT OF AUDITORS Mgmt For For
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SACI FALABELLA Agenda Number: 704443237
--------------------------------------------------------------------------------------------------------------------------
Security: P3880F108
Meeting Type: OGM
Meeting Date: 30-Apr-2013
Ticker: FALABELLA
ISIN: CLP3880F1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the annual report, general Mgmt For For
balance sheet, P&L statements and report of
external auditors for the period ended
December 31, 2012
2 Appropriation of the profits of the period Mgmt For For
2012
3 Policy of dividends Mgmt Against Against
4 Remuneration of the board of directors Mgmt Against Against
5 Appointment of external auditors and rating Mgmt Against Against
agencies for the period 2013
6 Appointment of the newspaper for the Mgmt For For
publications of the company
7 Report on the operations referred to in Mgmt Against Against
title XVI of the law 18.046
8 Report of the committee of directors, Mgmt Against Against
determination of the budget, expenses, and
of its remuneration
9 Other matters of the competence of the Mgmt Against Against
regular stockholders meeting
--------------------------------------------------------------------------------------------------------------------------
SANOFI SA, PARIS Agenda Number: 704317684
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 03-May-2013
Ticker: SAN
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0311/201303111300671.pdf .PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0412/201304121301265.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year 2012
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2012
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Appointment of Mrs. Fabienne Lecorvaisier Mgmt For For
as Board member
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.6 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities while
maintaining preferential subscription
rights
E.7 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares and/or securities giving access to
capital of the Company and/or entitling to
the allotment of debts securities with
cancellation of preferential subscription
rights by public offering
E.8 Authorization to the Board of Directors to Mgmt For For
issue shares or securities giving access to
capital without preferential subscription
rights, in consideration for in-kind
contributions of equity securities or
securities giving access to capital
E.9 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase the
number of issuable securities in case of
capital increase with or without
preferential subscription rights
E.10 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to
increase share capital by incorporation of
reserves, profits, premiums or other
amounts
E.11 Delegation of authority to be granted to Mgmt For For
the Board of Directors to decide to issue
shares or securities giving access to
capital reserved for members of savings
plans with cancellation of preferential
subscription rights in favor of the latter
E.12 Delegation of authority to be granted to Mgmt For For
the Board of Directors to carry out free
allocations of shares existing or to be
issued without preferential subscription
rights in favor of employees and corporate
officers of the Company or affiliated
companies or groups
E.13 Delegation of authority to be granted to Mgmt For For
the Board of Directors to grant share
subscription or purchase options without
preferential subscription rights
E.14 Delegation to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares
E.15 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt Against Against
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt Against Against
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt Against Against
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt Against Against
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt Against Against
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC, ST HELIER Agenda Number: 704375751
--------------------------------------------------------------------------------------------------------------------------
Security: G8124V108
Meeting Type: AGM
Meeting Date: 30-Apr-2013
Ticker: SHP
ISIN: JE00B2QKY057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts and the Mgmt For For
reports of the Directors and Auditor for
the year ended December 31, 2012
2 To approve the remuneration report Mgmt For For
3 To re-elect William Burns as a director Mgmt For For
4 To re-elect Matthew Emmens as a director Mgmt Against Against
5 To re-elect Dr. David Ginsburg as a Mgmt For For
director
6 To re-elect Graham Hetherington as a Mgmt Against Against
director
7 To re-elect David Kappler as a director Mgmt For For
8 To re-elect Susan Kilsby as a director Mgmt For For
9 To re-elect Anne Minto as a director Mgmt For For
10 To re-elect David Stout as a director Mgmt For For
11 To elect Dr. Steven Gillis as a director Mgmt For For
12 To elect Dr. Flemming Ornskov as a director Mgmt For For
13 To re-appoint Deloitte LLP as the Company's Mgmt For For
Auditor
14 To authorize the Audit, Compliance & Risk Mgmt For For
Committee to determine the remuneration of
the Auditor
15 To authorize the allotment of shares Mgmt For For
16 To authorize the disapplication of Mgmt For For
pre-emption rights
17 To authorize the Company to purchase its Mgmt For For
own shares
18 To approve the notice period for general Mgmt Against Against
meetings
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION OF TEXT IN RESOLUTION 11. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SIAM CEMENT PUBLIC CO LTD Agenda Number: 704324689
--------------------------------------------------------------------------------------------------------------------------
Security: Y7866P139
Meeting Type: AGM
Meeting Date: 27-Mar-2013
Ticker: SCC
ISIN: TH0003010Z04
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 169168 DUE TO DELETION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 To adopt the minutes of the 2012 Annual Mgmt For For
General Meeting of Shareholders (The 19th
Meeting) held on Friday, March 30, 2012
2 To acknowledge the Company's Annual Report Mgmt For For
for the year 2012
3 To consider and approve the financial Mgmt For For
statements for the year ended December 31,
2012
4 To consider and approve the allocation of Mgmt For For
profit for the year 2012
5.1 To consider and approve the election of a Mgmt For For
director in replacement of who retires by
rotation: Mr. Chirayu Isarangkun Na
Ayuthaya
5.2 To consider and approve the election of a Mgmt For For
director in replacement of who retires by
rotation: Mr. Tarrin Nimmanahaeminda
5.3 To consider and approve the election of a Mgmt For For
director in replacement of who retires by
rotation: Mr. Pramon Sutivong
5.4 To consider and approve the election of a Mgmt For For
new nominee to replace the director who
retires by rotation: Mrs. Tarisa Watanagase
6 To consider and approve the appointment of Mgmt For For
auditor and audit fee for the year 2013.
The Board of Directors agrees with the
Audit Committee to select KPMG Phoomchai
Audit Ltd. to be the auditing firm and
recommends the 2013 Annual General Meeting
of shareholders to consider and approve the
appointment of the auditors and audit fee
as follow: 1) The appointment of the
auditors from KPMG Phoomchai Audit Ltd. for
The Siam Cement Public Company Limited for
the year 2013: Mr. Supot Singhasaneh
(Certified Public Accountant No. 2826) or
Mr.Winid Silamongkol (Certified Public
Accountant No. 3378) or Mr. Charoen
Phosamritlert (Certified Public Accountant
No. 4068) or Ms. Sureerat Thongarunsang
(Certified Public Accountant No. 4409). The
auditors have qualifications that comply
with the guidelines of the Securities and
Exchange Commission. 2) To approve the
audit fee for the Company's financial
statements of 2013 in the amount of Baht
250,000. (Equals to the audit fee for the
year 2012.). The proposed auditing firm and
auditors have no relationship or conflict
of interest with the Company or the
managerial staff of the Company or majority
shareholders, or persons related to the
said persons
7 To consider and approve the increase of Mgmt For For
another 50,000 Million BAHT to the ceiling
of the issuance and offering of SCC
debenture, totaling 200,000 Million BAHT
8.A To consider and approve the amendments to Mgmt For For
the Company's Articles of Association: The
Amendments to Clauses 25 of the Company's
Articles of Association The Board of
Directors requests the Meeting to consider
and approve the amendments to Clauses 25 of
the Company's Articles of Association
regarding voting by discarding the existing
provisions and adopting the proposed
provisions, together with pursuing the
registration of the amendments thereafter
8.B To consider and approve the amendments to Mgmt For For
the Company's Articles of Association: The
Amendments to Clauses 30 of the Company's
Articles of Association The Board of
Directors requests the Meeting to consider
and approve the amendments to Clauses 30 of
the Company's Articles of Association
regarding election of directors by
discarding the existing provisions and
adopting the proposed provisions, together
with pursuing the registration of the
amendments thereafter
9 To Acknowledge the Board of Directors' Mgmt Against Against
Remuneration: The Board has proposed the
Meeting to acknowledge maintaining the
remuneration and bonus paid to the Board of
Directors in the year 2013 in accordance
with the rule which was approved by the
11th Annual General Meeting of Shareholders
held on March 24, 2004, effective from the
date of approval until the Meeting resolves
otherwise. To Acknowledge the
Sub-Committee's Remuneration: The Board has
proposed the Meeting to acknowledge
maintaining the remuneration for Sub
Committees in the year 2013 in accordance
with the rule which was approved by the
18th Annual General Meeting of Shareholders
held on March 30, 2011, effective from the
date of approval until the Meeting resolves
otherwise
10 Other business (if any) Mgmt For Against
CMMT ACCORDING TO THE ISSUER, FOR THE AGENDA Non-Voting
REGARDING ELECTION OF DIRECTORS, CLAUSE 30
OF THE ARTICLES OF ASSOCIATION OF THE
COMPANY STIPULATES 2 CASES OF VOTING
PROCEDURES AS FOLLOWS: IN CASE THE NUMBER
OF CANDIDATES NOMINATED FOR DIRECTORS DOES
NOT EXCEED THE NUMBER OF DIRECTORS REQUIRED
FOR THAT ELECTION, THE MEETING SHALL ELECT
ALL OF THEM AS DIRECTORS
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704206855
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 23-Jan-2013
Ticker: SIE
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
This is a general meeting for registered Non-Voting
shares. For German registered shares, the
shares have to be registered within the
company's shareholder book. Depending on
the processing of the local sub custodian
if a client wishes to withdraw its voting
instruction due to intentions to trade/lend
their stock, a Take No Action vote must be
received by the vote deadline as displayed
on ProxyEdge to facilitate de-registration
of shares from the company's shareholder
book. Any Take No Action votes received
after the vote deadline will only be
forwarded and processed on a best effort
basis. Please contact your client services
representative if you require further
information. Thank you.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
08.01.2013. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2012, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report,
and the Compliance Report for fiscal year
2012
2. To resolve on the appropriation of net Mgmt Take No Action
income of Siemens AG to pay a dividend
3. To ratify the acts of the members of the Mgmt Take No Action
Managing Board
4. To ratify the acts of the members of the Mgmt Take No Action
Supervisory Board
5. To resolve on the appointment of Ernst & Mgmt Take No Action
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart as the independent auditors for
the audit of the Annual Financial
Statements and the Consolidated Financial
Statements and for the review of the
Interim Financial Statements
6 A. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Dr. Josef Ackermann
6 B. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Gerd von
Brandenstein
6 C. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Dr. Gerhard Cromme
6 D. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Michael Diekmann
6 E. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Dr. Hans Michael
Gaul
6 F. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Prof. Dr. Peter
Gruss
6 G. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Dr. Nicola
Leibinger-Kammueller
6 H. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Gerard Mestrallet
6 I. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Gueler Sabanci
6 J. To resolve on the election of new member to Mgmt Take No Action
the Supervisory Board: Werner Wenning
7. To resolve on the approval of a settlement Mgmt Take No Action
agreement with a former member of the
Managing Board
8. To resolve on the approval of the Spin-off Mgmt Take No Action
and Transfer Agreement between Siemens AG
and OSRAM Licht AG, Munich, dated November
28, 2012
PLEASE NOTE THAT THE DISCLOSURE OF THE Non-Voting
BENEFICIAL OWNER DATA WILL BE REQUIRED WHEN
EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS
OF THE STATUTORY SHARE CAPITAL. THEREFORE
BROADRIDGE WILL BE DISCLOSING THE
BENEFICIAL OWNER DATA FOR ALL VOTED
ACCOUNTS TO THE RESPECTIVE LOCAL SUB
CUSTODIAN. PLEASE NOTE THAT DEPENDING ON
THE PROCESSING OF THE LOCAL SUB CUSTODIAN
BLOCKING MAY APPLY. THE VOTE DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE
AND WILL BE UPDATED AS SOON AS BROADRIDGE
HAS OBTAINED ALL LOCAL SUB CUSTODIANS'
CONFIRMATIONS REGARDING THEIR DEADLINE FOR
INSTRUCTIONS. FOR ANY QUERIES PLEASE
CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT AND CHANGE IN
BLOCKING INDICATOR FROM "N" TO "Y". IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Please be advised that the major German Non-Voting
custodian banks - BNP Paribas, Bank of New
York Mellon, Citi and Deutsche Bank - as
well as Siemens AG should like to clarify
that voted shares are NOT blocked for
trading purposes i.e. they are only
unavailable for settlement. In order to
deliver/settle a voted position before the
17 January 2013 start of business, a voting
instruction cancellation and de-register
request simply needs to be sent to your
Custodian.
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 704375092
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 08-May-2013
Ticker: STAN
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the company's annual report and Mgmt For For
accounts for the financial year ended
31Dec2012 together with the reports of the
directors and auditors
2 To Declare a final dividend of 56.77 US Mgmt For For
cents per ordinary share for the year ended
31Dec2012
3 To approve the directors' remuneration Mgmt For For
report for the year ended 31Dec2012, as set
out on pages 160 to 185 of the annual
report and accounts
4 To elect, Mr Om Bhatt who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
5 To elect, Dr Louis Chi-Yan Cheung who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
6 To elect, Mrs Margaret Ewing who has been Mgmt For For
appointed as a non-executive director by
the board since the last AGM of the company
7 To elect, Dr Lars Thunell who has been Mgmt For For
appointed as a nonexecutive director by the
board since the last AGM of the company
8 To re-elect Mr Stephano Bertamini, an executive Mgmt For For
director
9 To re-elect Mr Jaspal Bindra, an executive Mgmt For For
director
10 To re-elect Mr James Dundas, a Mgmt For For
non-executive director
11 To re-elect Dr Han Seung-soo KBE, a Mgmt For For
non-executive director
12 To re-elect Mr Simon Lowth, a non-executive Mgmt For For
director
13 To re-elect Mr Rudolph Markham, a Mgmt For For
non-executive director
14 To re-elect Ms Ruth Markland, a non-executive Mgmt For For
director
15 To re-elect Mr Richard Meddings, an executive Mgmt Against Against
director
16 To re-elect Mr John Paynter, a Mgmt For For
non-executive director
17 To re-elect Sir John Peace, as chairman Mgmt For For
18 To re-elect Mr Alun Rees, an executive Mgmt For For
director
19 To re-elect Mr Peter Sands, an executive Mgmt Against Against
director
20 To re-elect Mr Viswanathan Shankar, an executive Mgmt For For
director
21 To re-elect Mr Paul Skinner, a non-executive Mgmt For For
director
22 To re-elect Mr Oliver Stocken, a Mgmt For For
non-executive director
23 To re-appoint KPMG Audit Plc as auditor to Mgmt For For
the company from the end of the AGM until
the end of next year's AGM
24 To authorise the board to set the auditor's Mgmt For For
fees
25 To authorise the company and its Mgmt For For
subsidiaries to make political donations
26 To authorise the board to allot shares Mgmt For For
27 To extend the authority to allot shares Mgmt For For
28 To authorise the board to allot equity Mgmt For For
securities
29 To authorise the company to buy back its Mgmt For For
ordinary shares
30 To authorise the company to buy back its Mgmt For For
preference shares
31 That a general meeting other than an annual Mgmt Against Against
general meeting may be called on not less
than 14 clear days' notice
32 That the rules of the standard chartered Mgmt For For
2013 sharesave plan
PLEASE NOTE THAT THIS IS A REVISION DUE Non-Voting
MODIFICATION OF TEXT IN RESOLUTION NO'S 2
AND 23. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933737693
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARK A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: PAMELA H. PATSLEY Mgmt Against Against
1F. ELECTION OF DIRECTOR: ROBERT E. SANCHEZ Mgmt Against Against
1G. ELECTION OF DIRECTOR: WAYNE R. SANDERS Mgmt For For
1H. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD K. TEMPLETON Mgmt For For
1J. ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933744561
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Against Against
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt Against Against
1D ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Against Against
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Against Against
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt Against Against
1N ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt Against Against
1O ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1P ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4 A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE VALSPAR CORPORATION Agenda Number: 933726044
--------------------------------------------------------------------------------------------------------------------------
Security: 920355104
Meeting Type: Annual
Meeting Date: 21-Feb-2013
Ticker: VAL
ISIN: US9203551042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM M. COOK Mgmt For For
GARY E. HENDRICKSON Mgmt For For
MAE C. JEMISON Mgmt For For
2. TO CAST AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
CORPORATION'S EXECUTIVE COMPENSATION
("SAY-ON-PAY" VOTE).
3. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO EXAMINE THE CORPORATION'S ACCOUNTS
FOR THE FISCAL YEAR ENDING OCTOBER 25,
2013.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933799390
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt Against Against
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt Against Against
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt Against Against
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt Against Against
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933784779
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSHUA BOGER Mgmt For For
TERRENCE C. KEARNEY Mgmt Withheld Against
YUCHUN LEE Mgmt Withheld Against
ELAINE S. ULLIAN Mgmt Withheld Against
2. APPROVAL OF OUR 2013 STOCK AND OPTION PLAN. Mgmt Against Against
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
4. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 703887729
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 24-Jul-2012
Ticker: VOD
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Re-elect Gerard Kleisterlee as Director Mgmt Against Against
3 Re-elect Vittorio Colao as Director Mgmt For For
4 Re-elect Andy Halford as Director Mgmt Against Against
5 Re-elect Stephen Pusey as Director Mgmt For For
6 Re-elect Renee James as Director Mgmt For For
7 Re-elect Alan Jebson as Director Mgmt For For
8 Re-elect Samuel Jonah as Director Mgmt For For
9 Re-elect Nick Land as Director Mgmt For For
10 Re-elect Anne Lauvergeon as Director Mgmt For For
11 Re-elect Luc Vandevelde as Director Mgmt For For
12 Re-elect Anthony Watson as Director Mgmt For For
13 Re-elect Philip Yea as Director Mgmt For For
14 Approve Final Dividend Mgmt For For
15 Approve Remuneration Report Mgmt For For
16 Reappoint Deloitte LLP as Auditors Mgmt For For
17 Authorise the Audit and Risk Committee to Mgmt For For
Fix Remuneration of Auditors
18 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
19 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary Mgmt For For
Shares
21 Authorise EU Political Donations and Mgmt For For
Expenditure
22 Authorise the Company to Call EGM with Two Mgmt Against Against
Weeks' Notice
Loomis Sayles Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 933758700
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1C. ELECTION OF DIRECTOR: A. BLAINE BOWMAN Mgmt For For
1D. ELECTION OF DIRECTOR: ELISHA W. FINNEY Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For
1F. ELECTION OF DIRECTOR: SHANE V. ROBISON Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS H. WAECHTER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE BY 3,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
3. TO APPROVE AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN REGARDING NON-EMPLOYEE
DIRECTOR EQUITY AWARDS.
4. TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY
1,000,000 THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
5. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
6. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933782612
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt Against Against
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr For Against
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933746402
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLENE BARSHEFSKY Mgmt For For
URSULA M. BURNS Mgmt For For
KENNETH I. CHENAULT Mgmt For For
PETER CHERNIN Mgmt Withheld Against
ANNE LAUVERGEON Mgmt For For
THEODORE J. LEONSIS Mgmt For For
RICHARD C. LEVIN Mgmt For For
RICHARD A. MCGINN Mgmt Withheld Against
SAMUEL J. PALMISANO Mgmt For For
STEVEN S. REINEMUND Mgmt For For
DANIEL L. VASELLA Mgmt For For
ROBERT D. WALTER Mgmt Withheld Against
RONALD A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr For Against
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933774968
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For
RESTATED 2009 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 933730322
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 13-Mar-2013
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B. ELECTION OF DIRECTOR: JERALD G. FISHMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1E. ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For
1F. ELECTION OF DIRECTOR: NEIL NOVICH Mgmt Against Against
1G. ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt Against Against
1H. ELECTION OF DIRECTOR: PAUL J. SEVERINO Mgmt Against Against
1I. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1J. ELECTION OF DIRECTOR: LISA T. SU Mgmt For For
2. TO APPROVE, BY NON-BINDING "SAY-ON-PAY" Mgmt Against Against
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
3. TO APPROVE THE ANALOG DEVICES, INC. Mgmt For For
EXECUTIVE SECTION 162(M) PLAN.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 2, 2013.
--------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC Agenda Number: 933769640
--------------------------------------------------------------------------------------------------------------------------
Security: G0483X122
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ARM
ISIN: GB0000595859
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2012
2. TO DECLARE A FINAL DIVIDEND Mgmt For For
3. TO APPROVE THE REMUNERATION REPORT Mgmt For For
4. TO RE-ELECT SIR JOHN BUCHANAN AS A DIRECTOR Mgmt Against Against
5. TO RE-ELECT WARREN EAST AS A DIRECTOR Mgmt For For
6. TO RE-ELECT ANDY GREEN AS A DIRECTOR Mgmt For For
7. TO RE-ELECT LARRY HIRST AS A DIRECTOR Mgmt Against Against
8. TO RE-ELECT MIKE MULLER AS A DIRECTOR Mgmt For For
9. TO RE-ELECT KATHLEEN O'DONOVAN AS A Mgmt Against Against
DIRECTOR
10. TO RE-ELECT JANICE ROBERTS AS A DIRECTOR Mgmt Against Against
11. TO RE-ELECT PHILIP ROWLEY AS A DIRECTOR Mgmt Against Against
12. TO RE-ELECT TIM SCORE AS A DIRECTOR Mgmt Against Against
13. TO RE-ELECT SIMON SEGARS AS A DIRECTOR Mgmt For For
14. TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt Against Against
AUDITORS OF THE COMPANY
15. TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt Against Against
REMUNERATION OF THE AUDITORS
16. TO APPROVE THE NEW LONG TERM INCENTIVE PLAN Mgmt For For
17. TO GRANT THE DIRECTORS AUTHORITY TO ALLOT Mgmt For For
SHARES
18. TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
19. TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
20. TO AUTHORISE THE COMPANY TO HOLD GENERAL Mgmt Against Against
MEETINGS ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933805218
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1E. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1F. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1G. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2014.
3. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933691291
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 13-Nov-2012
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
ENRIQUE T. SALEM Mgmt For For
GREGORY L. SUMME Mgmt For For
2. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLUE NILE, INC. Agenda Number: 933779235
--------------------------------------------------------------------------------------------------------------------------
Security: 09578R103
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: NILE
ISIN: US09578R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRIS BRUZZO Mgmt For For
HARVEY KANTER Mgmt For For
LESLIE LANE Mgmt For For
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR BLUE
NILE FOR FISCAL YEAR ENDING DECEMBER 29,
2013
3. TO APPROVE THE BLUE NILE, INC. 2013 EQUITY Mgmt Against Against
INCENTIVE PLAN
4. TO APPROVE AN ADVISORY RESOLUTION APPROVING Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr For Against
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933687418
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 17-Oct-2012
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2012. Mgmt For For
2. DIRECTORS' REMUNERATION REPORT 2012. Mgmt For For
3. DECLARATION OF FINAL DIVIDEND. Mgmt For For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt Against Against
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt Against Against
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt Against Against
(AUDIT, NOMINATION, REMUNERATION(CHAIRMAN
OF THE COMMITTEE))
7. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt Against Against
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
8. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt Against Against
(NOMINATION COMMITTEE (CHAIRMAN OF THE
COMMITTEE))
9. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt Against Against
(EXECUTIVE COMMITTEE)
10. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt Against Against
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
11. RE-ELECTION OF HT STITZER AS A DIRECTOR. Mgmt Against Against
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
12. RE-ELECTION OF PS WALSH AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
13. ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt Against Against
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
14. ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For For
(EXECUTIVE COMMITTEE)
15. RE-APPOINTMENT OF AUDITOR. Mgmt Against Against
16. REMUNERATION OF AUDITOR. Mgmt Against Against
17. AUTHORITY TO ALLOT SHARES. Mgmt For For
18. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
19. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For For
20. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
21. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt Against Against
THAN AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 933763395
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER J. ROSE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT R. WRIGHT Mgmt Against Against
1C. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt Against Against
1D. ELECTION OF DIRECTOR: R. JORDAN GATES Mgmt For For
1E. ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS Mgmt Against Against
1F. ELECTION OF DIRECTOR: MICHAEL J. MALONE Mgmt Against Against
1G. ELECTION OF DIRECTOR: JOHN W. MEISENBACH Mgmt Against Against
1H. ELECTION OF DIRECTOR: LIANE J. PELLETIER Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES L.K. WANG Mgmt For For
1J. ELECTION OF DIRECTOR: TAY YOSHITANI Mgmt Against Against
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE AND RATIFY THE ADOPTION OF THE Mgmt For For
2013 STOCK OPTION PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
5. THE SHAREHOLDER PROPOSAL REGARDING Shr Against For
EXECUTIVES TO RETAIN SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933811538
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt Withheld Against
ERSKINE B. BOWLES Mgmt Withheld Against
SUSAN D. DESMOND-HELLMANN Mgmt Withheld Against
DONALD E. GRAHAM Mgmt Withheld Against
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt Withheld Against
PETER A. THIEL Mgmt Withheld Against
MARK ZUCKERBERG Mgmt Withheld Against
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF FACEBOOK, INC.'S
NAMED EXECUTIVE OFFICERS.
3. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year Against
WHETHER A NON-BINDING ADVISORY VOTE ON THE
COMPENSATION PROGRAM FOR FACEBOOK, INC.'S
NAMED EXECUTIVE OFFICERS SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 933701155
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 18-Dec-2012
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT A. BILLEADEAU Mgmt For For
PHILIP A. HADLEY Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF PRICEWATERHOUSECOOPERS LLP AS
FACTSETS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2013.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933728947
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 13-Mar-2013
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: RUPERT H. JOHNSON, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1H. ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1J. ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2013.
3. STOCKHOLDER PROPOSAL ON GENOCIDE-FREE Shr Against For
INVESTING.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt Withheld Against
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 933737237
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 11-Apr-2013
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. GREENHILL Mgmt For For
SCOTT L. BOK Mgmt For For
ROBERT T. BLAKELY Mgmt Withheld Against
JOHN C. DANFORTH Mgmt For For
STEVEN F. GOLDSTONE Mgmt Withheld Against
STEPHEN L. KEY Mgmt Withheld Against
KAREN P. ROBARDS Mgmt For For
2. APPROVAL, BY NON-BINDING VOTE, OF Mgmt Against Against
GREENHILL'S EXECUTIVE COMPENSATION.
3. APPROVAL OF THE CONTINUED USE OF CERTAIN Mgmt Against Against
PERFORMANCE CRITERIA UNDER GREENHILL'S
EQUITY INCENTIVE PLAN.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS GREENHILL'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda Number: 933657287
--------------------------------------------------------------------------------------------------------------------------
Security: 524901105
Meeting Type: Annual
Meeting Date: 24-Jul-2012
Ticker: LM
ISIN: US5249011058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. ANGELICA Mgmt For For
BARRY W. HUFF Mgmt For For
JOHN E. KOERNER III Mgmt For For
CHERYL GORDON KRONGARD Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933791546
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt Withheld Against
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933668040
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 23-Aug-2012
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt Withheld Against
VICTOR J. DZAU, M.D. Mgmt Withheld Against
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt Withheld Against
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt Withheld Against
KENDALL J. POWELL Mgmt Withheld Against
ROBERT C. POZEN Mgmt For For
JACK W. SCHULER Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION (A "SAY-ON-PAY"
VOTE).
4 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR MAJORITY VOTE
IN UNCONTESTED ELECTIONS OF DIRECTORS.
5 TO APPROVE THE PROXY ACCESS SHAREHOLDER Shr Against For
PROPOSAL.
6 TO APPROVE ADOPTION OF A SIMPLE MAJORITY Shr For Against
SHAREHOLDER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933782319
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933730081
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: Annual
Meeting Date: 22-Feb-2013
Ticker: NOVN
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE BUSINESS YEAR
2012
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AND DECLARATION OF DIVIDEND
4 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
SYSTEM
5.1 ELECTION OF VERENA A. BRINER, M.D., FOR A Mgmt For For
THREE-YEAR TERM
5.2 ELECTION OF JOERG REINHARDT, PH.D., FOR A Mgmt For For
TERM OF OFFICE BEGINNING ON AUGUST 1, 2013
AND ENDING ON THE DAY OF AGM IN 2016
5.3 ELECTION OF CHARLES L. SAWYERS, M.D., FOR A Mgmt For For
THREE-YEAR TERM
5.4 ELECTION OF WILLIAM T. WINTERS FOR A Mgmt For For
THREE-YEAR TERM
6 APPOINTMENT OF THE AUDITOR Mgmt For For
7 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt For For
PRESENTED AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt Withheld Against
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt Against Against
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933726397
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt Against Against
1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN, AS AMENDED, WHICH INCLUDES AN
INCREASE IN THE SHARE RESERVE BY 90,000,000
SHARES.
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 29, 2013.
04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SABMILLER PLC Agenda Number: 933664713
--------------------------------------------------------------------------------------------------------------------------
Security: 78572M105
Meeting Type: Annual
Meeting Date: 26-Jul-2012
Ticker: SBMRY
ISIN: US78572M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31 MARCH
2012, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS THEREIN.
O2 TO RECEIVE AND, IF THOUGHT FIT, TO APPROVE Mgmt Against Against
THE DIRECTORS' REMUNERATION REPORT 2012
CONTAINED IN THE ANNUAL REPORT FOR THE YEAR
ENDED 31 MARCH 2012.
O3 TO ELECT DR A J CLARK AS A DIRECTOR OF THE Mgmt For For
COMPANY.
O4 TO RE-ELECT MR M H ARMOUR AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O5 TO RE-ELECT MR G C BIBLE AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O6 TO RE-ELECT MR D S DEVITRE AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O7 TO RE-ELECT MS L M S KNOX AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O8 TO RE-ELECT MR E A G MACKAY AS A DIRECTOR Mgmt Against Against
OF THE COMPANY.
O9 TO RE-ELECT MR P J MANSER AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O10 TO RE-ELECT MR J A MANZONI AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O11 TO RE-ELECT MR M Q MORLAND AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O12 TO RE-ELECT DR D F MOYO AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O13 TO RE-ELECT MR C A PEREZ DAVILA AS A Mgmt For For
DIRECTOR OF THE COMPANY.
O14 TO RE-ELECT MR M C RAMAPHOSA AS A DIRECTOR Mgmt Against Against
OF THE COMPANY.
O15 TO RE-ELECT MR A SANTO DOMINGO DAVILA AS A Mgmt Against Against
DIRECTOR OF THE COMPANY.
O16 TO RE-ELECT MS H A WEIR AS DIRECTOR OF THE Mgmt Against Against
COMPANY.
O17 TO RE-ELECT MR H A WILLARD AS A DIRECTOR OF Mgmt For For
THE COMPANY.
O18 TO RE-ELECT MR J S WILSON AS A DIRECTOR OF Mgmt Against Against
THE COMPANY.
O19 TO DECLARE A FINAL DIVIDEND OF 69.5 US Mgmt For For
CENTS PER SHARE.
O20 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt Against Against
AUDITORS OF THE COMPANY, TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID.
O21 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt Against Against
REMUNERATION OF THE AUDITORS.
O22 TO GIVE A GENERAL POWER AND AUTHORITY TO Mgmt For For
THE DIRECTORS TO ALLOT SHARES.
S23 TO GIVE A GENERAL POWER AND AUTHORITY TO Mgmt For For
THE DIRECTORS TO ALLOT SHARES FOR CASH
OTHERWISE THAN PRO RATA TO ALL
SHAREHOLDERS.
S24 TO GIVE A GENERAL AUTHORITY TO THE Mgmt For For
DIRECTORS TO MAKE MARKET PURCHASES OF
ORDINARY SHARES OF US$0.10 EACH IN THE
CAPITAL OF THE COMPANY.
S25 TO APPROVE THE CALLING OF GENERAL MEETINGS, Mgmt Against Against
OTHER THAN AN ANNUAL GENERAL MEETING, ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt Against Against
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt Against Against
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt Against Against
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt Against Against
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt Against Against
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 933791166
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALFRED P. WEST, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM M. DORAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2013.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 933692825
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 14-Nov-2012
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Mgmt For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Mgmt For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1H ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Mgmt For For
1I ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
4. TO APPROVE THE AMENDED AND RESTATED 2005 Mgmt For For
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933646385
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Special
Meeting Date: 10-Jul-2012
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND ARTICLE FOURTH OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE AUTHORIZED COMMON
STOCK OF THE COMPANY FROM 5,600,000,000
SHARES, PAR VALUE $.25 PER SHARE, TO
11,200,000,000 SHARES, PAR VALUE $.25 PER
SHARE, AND TO EFFECT A SPLIT OF THE ISSUED
COMMON STOCK OF THE COMPANY BY CHANGING
EACH ISSUED SHARE OF COMMON STOCK INTO TWO
SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933739596
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1E. ELECTION OF DIRECTOR: BARRY DILLER Mgmt Against Against
1F. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1G. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1P. ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS TO PERMIT SHAREOWNERS TO CALL
SPECIAL MEETINGS.
5. SHAREOWNER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933681062
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 09-Oct-2012
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
4. SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL Shr Against For
CONTRIBUTION (PAGE 67 OF PROXY STATEMENT)
5. SHAREHOLDER PROPOSAL #2 - PRODUCER Shr Against For
RESPONSIBILITY FOR PACKAGING (PAGE 70 OF
PROXY STATEMENT)
6. SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE Shr For Against
MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933754548
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt Against Against
1B. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt Against Against
1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt Against Against
1G. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1I. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt Against Against
1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
4. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 933721830
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 14-Feb-2013
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. ANDREW ECKERT Mgmt For For
MARK R. LARET Mgmt For For
ERICH R. REINHARDT Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE VARIAN Mgmt For For
MEDICAL SYSTEMS, INC. NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VARIAN
MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013
4. TO VOTE ON, IF PROPERLY PRESENTED AT THE Shr For Against
ANNUAL MEETING, A STOCKHOLDER PROPOSAL
RECOMMENDING THAT THE BOARD OF DIRECTORS
TAKE ACTION TO DECLASSIFY THE BOARD
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933718895
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 30-Jan-2013
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY P. COUGHLAN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt Against Against
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN A. SWAINSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
4. STOCKHOLDER PROPOSAL ON LOBBYING PRACTICES Shr Against For
AND EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 933751679
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ZMH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Mgmt For For
1I. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. APPROVE THE AMENDED ZIMMER HOLDINGS, INC. Mgmt For For
EXECUTIVE PERFORMANCE INCENTIVE PLAN
5. APPROVE THE AMENDED ZIMMER HOLDINGS, INC. Mgmt For For
2009 STOCK INCENTIVE PLAN
Loomis Sayles High Income Fund
--------------------------------------------------------------------------------------------------------------------------
ASHLAND INC. Agenda Number: 933716853
--------------------------------------------------------------------------------------------------------------------------
Security: 044209104
Meeting Type: Annual
Meeting Date: 31-Jan-2013
Ticker: ASH
ISIN: US0442091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS III DIRECTOR: BRENDAN M. Mgmt For For
CUMMINS
1.2 ELECTION OF CLASS III DIRECTOR: MARK C. Mgmt For For
ROHR
1.3 ELECTION OF CLASS III DIRECTOR: JANICE J. Mgmt For For
TEAL
1.4 ELECTION OF CLASS III DIRECTOR: MICHAEL J. Mgmt For For
WARD
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2013.
3. APPROVAL OF AN AMENDMENT TO THE 2011 Mgmt For For
ASHLAND INC. INCENTIVE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY
2,000,000 SHARES AND TO MAKE CERTAIN OTHER
AMENDMENTS INCLUDED THEREIN.
4. A NON-BINDING ADVISORY RESOLUTION APPROVING Mgmt For For
THE COMPENSATION PAID TO ASHLAND'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION.
5. SHAREHOLDER PROPOSAL RECOMMENDING THAT THE Shr For Against
BOARD OF DIRECTORS TAKE ACTION TO
DECLASSIFY THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
FAIRPOINT COMMUNICATIONS, INC. Agenda Number: 933804242
--------------------------------------------------------------------------------------------------------------------------
Security: 305560302
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: FRP
ISIN: US3055603027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS J. AUSTIN Mgmt For For
PETER C. GINGOLD Mgmt For For
EDWARD D. HOROWITZ Mgmt For For
MICHAEL J. MAHONEY Mgmt For For
MICHAEL K. ROBINSON Mgmt For For
PAUL H. SUNU Mgmt For For
DAVID L. TREADWELL Mgmt For For
WAYNE WILSON Mgmt For For
2. APPROVAL ON AN ADVISORY BASIS OF OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933751720
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt Against Against
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1I. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt Against Against
1J. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt Against Against
1K. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt Against Against
1L. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1M. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1N. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt Against Against
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE TERMS OF THE COMPANY'S Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE TERMS OF THE COMPANY'S 2008 Mgmt For For
LONG-TERM INCENTIVE PLAN.
6. APPROVAL OF THE TAX BENEFIT PRESERVATION Mgmt For For
PLAN.
7. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
8. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN TELCOM HOLDCO, INC Agenda Number: 933760919
--------------------------------------------------------------------------------------------------------------------------
Security: 420031106
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: HCOM
ISIN: US4200311060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. JALKUT Mgmt For For
KURT M. CELLAR Mgmt For For
WALTER A. DODS, JR. Mgmt For For
WARREN H. HARUKI Mgmt For For
STEVEN C. OLDHAM Mgmt For For
BERNARD R. PHILLIPS III Mgmt For For
ERIC K. YEAMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
--------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 933734940
--------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 04-Apr-2013
Ticker: KBH
ISIN: US48666K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt Against Against
1B ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1C ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM Mgmt For For
1D ELECTION OF DIRECTOR: DR. THOMAS W. Mgmt For For
GILLIGAN
1E ELECTION OF DIRECTOR: KENNETH M. JASTROW, Mgmt For For
II
1F ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt Against Against
1G ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY Mgmt For For
1I ELECTION OF DIRECTOR: JEFFREY T. MEZGER Mgmt For For
1J ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3 RATIFY THE APPOINMENT OF ERNST & YOUNG LLP Mgmt For For
AS KB HOME'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN INC Agenda Number: 933761771
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
C. PARK SHAPER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933782319
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY Agenda Number: 933726498
--------------------------------------------------------------------------------------------------------------------------
Security: 636180101
Meeting Type: Annual
Meeting Date: 07-Mar-2013
Ticker: NFG
ISIN: US6361801011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. CARROLL Mgmt For For
CRAIG G. MATTHEWS Mgmt For For
DAVID F. SMITH Mgmt For For
2. VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
Loomis Sayles International Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Investment Grade Bond Fund
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933742911
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt Against Against
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
Loomis Sayles Limited Term Government and Agency Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Mid Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS, INC. Agenda Number: 933763434
--------------------------------------------------------------------------------------------------------------------------
Security: 00507K103
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: ACT
ISIN: US00507K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JACK MICHELSON Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1C. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1F. ELECTION OF DIRECTOR: MICHEL J. FELDMAN Mgmt For For
1G. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A PROPOSAL SUBMITTED BY A Shr Against For
STOCKHOLDER TO REQUEST THAT THE COMPANY
ADOPT A POLICY REQUIRING ITS SENIOR
EXECUTIVES TO RETAIN A SIGNIFICANT
PERCENTAGE OF THE COMPANY SHARES THEY
ACQUIRE THROUGH THE COMPANY'S EQUITY
COMPENSATION PROGRAMS UNTIL REACHING
RETIREMENT AGE.
--------------------------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. Agenda Number: 933810536
--------------------------------------------------------------------------------------------------------------------------
Security: 008252108
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: AMG
ISIN: US0082521081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL T. BYRNE Mgmt Against Against
1B. ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL Mgmt For For
1C. ELECTION OF DIRECTOR: SEAN M. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: HAROLD J. MEYERMAN Mgmt Against Against
1E. ELECTION OF DIRECTOR: WILLIAM J. NUTT Mgmt For For
1F. ELECTION OF DIRECTOR: TRACY P. PALANDJIAN Mgmt For For
1G. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK T. RYAN Mgmt Against Against
1I. ELECTION OF DIRECTOR: JIDE J. ZEITLIN Mgmt Against Against
2. TO APPROVE THE 2013 INCENTIVE STOCK AWARD Mgmt For For
PLAN.
3. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ANGIE'S LIST INC. Agenda Number: 933766909
--------------------------------------------------------------------------------------------------------------------------
Security: 034754101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ANGI
ISIN: US0347541015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. BIDDINGER Mgmt For For
ANGELA HICKS BOWMAN Mgmt Withheld Against
STEVEN M. KAPNER Mgmt Withheld Against
KEITH J. KRACH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 933805511
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: ATHN
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES BAKER Mgmt Withheld Against
DEV ITTYCHERIA Mgmt Withheld Against
JOHN A. KANE Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS ATHENAHEALTH, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE 2007 STOCK OPTION AND INCENTIVE PLAN.
04 TO APPROVE THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 933765046
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: BMRN
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEAN-JACQUES BIENAIME Mgmt For For
MICHAEL GREY Mgmt For For
ELAINE J. HERON Mgmt For For
PIERRE LAPALME Mgmt For For
V. BRYAN LAWLIS Mgmt For For
RICHARD A. MEIER Mgmt For For
ALAN J. LEWIS Mgmt Withheld Against
WILLIAM D. YOUNG Mgmt Withheld Against
KENNETH M. BATE Mgmt Withheld Against
2 TO APPROVE AN AMENDMENT TO BIOMARIN'S 2006 Mgmt For For
SHARE INCENTIVE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN
FROM 23,000,000 TO 31,000,000 AND TO MAKE
CERTAIN OTHER MODIFICATIONS TO SUCH PLAN AS
DISCLOSED IN ITS PROXY STATEMENT.
3 TO VOTE ON AN ADVISORY BASIS TO APPROVE THE Mgmt Against Against
COMPENSATION OF BIOMARIN'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN ITS PROXY
STATEMENT.
4 TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR BIOMARIN FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 933746046
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT L. KEISER Mgmt For For
1B ELECTION OF DIRECTOR: W. MATT RALLS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE FIRM Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS 2013 FISCAL
YEAR.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO CONSIDER A STOCKHOLDER PROPOSAL TO Shr For Against
ELIMINATE ACCELERATED VESTING OF OUR SENIOR
EXECUTIVES' EQUITY AWARDS IN THE EVENT OF A
CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
CATAMARAN CORPORATION Agenda Number: 933769880
--------------------------------------------------------------------------------------------------------------------------
Security: 148887102
Meeting Type: Annual/Special
Meeting Date: 14-May-2013
Ticker: CCT
ISIN: CA1488871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK THIERER Mgmt For For
PETER BENSEN Mgmt For For
STEVEN COSLER Mgmt Withheld Against
WILLIAM DAVIS Mgmt For For
STEVEN EPSTEIN Mgmt Withheld Against
BETSY HOLDEN Mgmt Withheld Against
KAREN KATEN Mgmt For For
HARRY KRAEMER Mgmt For For
ANTHONY MASSO Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DISCLOSED IN THE
COMPANY'S PROXY CIRCULAR AND PROXY
STATEMENT.
3. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
AND TERMS OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHENIERE ENERGY, INC. Agenda Number: 933803896
--------------------------------------------------------------------------------------------------------------------------
Security: 16411R208
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: LNG
ISIN: US16411R2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VICKY A. BAILEY Mgmt Withheld Against
DAVID B. KILPATRICK Mgmt For For
G. ANDREA BOTTA Mgmt Withheld Against
2. VOTE, ON AN ADVISORY AND NON-BINDING BASIS, Mgmt Against Against
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2012 AS
DISCLOSED IN THIS PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 933750348
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY C. IRWIN Mgmt For For
1B. ELECTION OF DIRECTOR: PENRY W. PRICE Mgmt For For
1C. ELECTION OF DIRECTOR: ARTHUR B. WINKLEBLACK Mgmt For For
2. APPROVAL OF THE CHURCH & DWIGHT CO., INC. Mgmt For For
AMENDED AND RESTATED OMNIBUS EQUITY
COMPENSATION PLAN.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC. Agenda Number: 933811540
--------------------------------------------------------------------------------------------------------------------------
Security: 21925Y103
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: CSOD
ISIN: US21925Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES MCGEEVER Mgmt For For
HAROLD W. BURLINGAME Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNERSTONE
ONDEMAND, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC. Agenda Number: 933766721
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: DISCA
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL A. GOULD Mgmt For For
JOHN S. HENDRICKS Mgmt Withheld Against
M. LAVOY ROBISON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DISCOVERY
COMMUNICATIONS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. APPROVAL OF THE 2013 STOCK INCENTIVE PLAN. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
DUNKIN' BRANDS GROUP, INC Agenda Number: 933759221
--------------------------------------------------------------------------------------------------------------------------
Security: 265504100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: DNKN
ISIN: US2655041000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
ANTHONY DINOVI Mgmt For For
NIGEL TRAVIS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID BY DUNKIN' BRANDS TO ITS
NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
DUNKIN' BRANDS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR ENDED DECEMBER 28, 2013
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 933763573
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GARY E. ANDERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: BRETT D. BEGEMANN Mgmt For For
1.3 ELECTION OF DIRECTOR: STEPHEN R. DEMERITT Mgmt Against Against
1.4 ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
1.5 ELECTION OF DIRECTOR: JULIE F. HOLDER Mgmt For For
1.6 ELECTION OF DIRECTOR: RENEE J. HORNBAKER Mgmt For For
1.7 ELECTION OF DIRECTOR: LEWIS M. KLING Mgmt Against Against
1.8 ELECTION OF DIRECTOR: DAVID W. RAISBECK Mgmt Against Against
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN PROXY STATEMENT
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
4. ADVISORY VOTE ON STOCKHOLDER PROPOSAL Shr For Against
REQUESTING THAT THE BOARD OF DIRECTORS TAKE
STEPS NECESSARY TO PERMIT STOCKHOLDERS TO
ACT BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 933768218
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES H. HERBERT, II Mgmt For For
K. AUGUST-DEWILDE Mgmt For For
THOMAS J. BARRACK, JR. Mgmt For For
F.J. FAHRENKOPF, JR. Mgmt For For
WILLIAM E. FORD Mgmt Withheld Against
L. MARTIN GIBBS Mgmt Withheld Against
SANDRA R. HERNANDEZ Mgmt For For
PAMELA J. JOYNER Mgmt Withheld Against
REYNOLD LEVY Mgmt For For
JODY S. LINDELL Mgmt For For
GEORGE G.C. PARKER Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, Mgmt Against Against
THE COMPENSATION OF OUR EXECUTIVE OFFICERS
(A "SAY ON PAY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 933796990
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL F. DEVINE, III Mgmt For For
RONALD L. SARGENT Mgmt For For
2. TO APPROVE THE FIVE BELOW, INC. 2012 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR
ENDING FEBRUARY 1, 2014.
4. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION.
5. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt 3 Years For
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES TO APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION Agenda Number: 933779831
--------------------------------------------------------------------------------------------------------------------------
Security: 34354P105
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: FLS
ISIN: US34354P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GAYLA J. DELLY Mgmt For For
RICK J. MILLS Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVE AN AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF FLOWSERVE
CORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
5. A SHAREHOLDER PROPOSAL REQUESTING THE BOARD Shr For Against
OF DIRECTORS TAKE ACTION TO PERMIT
SHAREHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 933742997
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 29-Apr-2013
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: RICHARD A. Mgmt For For
GOLDSTEIN
1B. ELECTION OF CLASS II DIRECTOR: CHRISTOPHER Mgmt For For
J. KLEIN
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4 APPROVAL OF THE FORTUNE BRANDS HOME & Mgmt For For
SECURITY, INC. 2013 LONG-TERM INCENTIVE
PLAN.
5 APPROVAL OF THE FORTUNE BRANDS HOME & Mgmt For For
SECURITY, INC. ANNUAL EXECUTIVE INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
GILDAN ACTIVEWEAR INC. Agenda Number: 933722969
--------------------------------------------------------------------------------------------------------------------------
Security: 375916103
Meeting Type: Annual
Meeting Date: 07-Feb-2013
Ticker: GIL
ISIN: CA3759161035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM D. ANDERSON Mgmt For For
GLENN J. CHAMANDY Mgmt For For
RUSSELL GOODMAN Mgmt For For
GEORGE HELLER Mgmt For For
SHEILA O'BRIEN Mgmt For For
PIERRE ROBITAILLE Mgmt For For
JAMES R. SCARBOROUGH Mgmt For For
RICHARD P. STRUBEL Mgmt For For
GONZALO F. VALDES-FAULI Mgmt For For
02 THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS FOR THE ENSUING
YEAR.
03 APPROVING AN ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION; SEE SCHEDULE "D" TO THE
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
INFINITY PHARMACEUTICALS, INC. Agenda Number: 933807678
--------------------------------------------------------------------------------------------------------------------------
Security: 45665G303
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: INFI
ISIN: US45665G3039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARTIN BABLER Mgmt For For
1.2 ELECTION OF DIRECTOR: ANTHONY B. EVNIN, Mgmt For For
PH.D.
1.3 ELECTION OF DIRECTOR: GWEN A. FYFE, M.D. Mgmt For For
1.4 ELECTION OF DIRECTOR: ERIC S. LANDER, PH.D. Mgmt Against Against
1.5 ELECTION OF DIRECTOR: THOMAS J. LYNCH, M.D. Mgmt Against Against
1.6 ELECTION OF DIRECTOR: ADELENE Q. PERKINS Mgmt For For
1.7 ELECTION OF DIRECTOR: NORMAN C. SELBY Mgmt For For
1.8 ELECTION OF DIRECTOR: IAN F. SMITH Mgmt For For
1.9 ELECTION OF DIRECTOR: MICHAEL C. VENUTI, Mgmt For For
PH.D
2. TO APPROVE AMENDMENT NO. 4 TO THE 2010 Mgmt For For
STOCK INCENTIVE PLAN AND TO RESERVE AN
ADDITIONAL 1,485,000 SHARES OF COMMON STOCK
FOR ISSUANCE THEREUNDER.
3. TO APPROVE 2013 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN & THE RESERVATION OF 250,000 SHARES OF
COMMON STOCK FOR ISSUANCE THEREUNDER.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 933730889
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: JOY
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN L. GERARD Mgmt For For
JOHN T. GREMP Mgmt For For
JOHN NILS HANSON Mgmt For For
GALE E. KLAPPA Mgmt For For
RICHARD B. LOYND Mgmt For For
P. ERIC SIEGERT Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
JAMES H. TATE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
4. ADVISORY VOTE ON WHETHER THE BOARD OF Mgmt For
DIRECTORS SHOULD ADOPT A MAJORITY VOTING
STANDARD FOR UNCONTESTED ELECTIONS OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933761416
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE P. DUNN Mgmt For For
ANTONIO O. GARZA, JR. Mgmt For For
DAVID L. STARLING Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
3. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE MEASURES UNDER THE KANSAS CITY
SOUTHERN 2008 STOCK OPTION AND PERFORMANCE
AWARD PLAN FOR PURPOSES OF SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
4. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
2012 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL Shr For Against
TO ELECT EACH DIRECTOR ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933736742
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt For For
THERON I. (TIG) GILLIAM Mgmt For For
SHERRILL W. HUDSON Mgmt For For
R. KIRK LANDON Mgmt For For
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
JEFFREY SONNENFELD Mgmt For For
2. TO APPROVE THE COMPANY'S COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS (A NON-BINDING
"SAY-ON-PAY" VOTE).
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING NOVEMBER 30,
2013.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL, INC. Agenda Number: 933820498
--------------------------------------------------------------------------------------------------------------------------
Security: 530555101
Meeting Type: Special
Meeting Date: 03-Jun-2013
Ticker: LBTYA
ISIN: US5305551013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF ORDINARY SHARES Mgmt For For
BY LIBERTY GLOBAL CORPORATION LIMITED TO
LIBERTY GLOBAL, INC. AND VIRGIN MEDIA INC.
STOCKHOLDERS ON THE TERMS AND CONDITIONS
SET OUT IN THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF FEBRUARY 5, 2013, AMONG
LIBERTY GLOBAL, INC., CERTAIN OF ITS
SUBSIDIARIES AND VIRGIN MEDIA INC., AS IT
MAY BE AMENDED FROM TIME TO TIME.
2. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 5, 2013, AMONG LIBERTY
GLOBAL, INC., CERTAIN OF ITS SUBSIDIARIES
AND VIRGIN MEDIA INC., AS IT MAY BE AMENDED
FROM TIME TO TIME.
3. TO APPROVE ANY ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING IF NECESSARY OR APPROPRIATE TO
PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO EITHER APPROVE
THE ISSUANCE OF ORDINARY SHARES IN PROPOSAL
1 OR THE ADOPTION OF THE AGREEMENT AND PLAN
OF MERGER IN PROPOSAL 2.
--------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION Agenda Number: 933814065
--------------------------------------------------------------------------------------------------------------------------
Security: 53578A108
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: LNKD
ISIN: US53578A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. GEORGE "SKIP" BATTLE Mgmt For For
MICHAEL J. MORITZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS OF LINKEDIN CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION Agenda Number: 933742226
--------------------------------------------------------------------------------------------------------------------------
Security: 546347105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: LPX
ISIN: US5463471053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LIZANNE C. GOTTUNG Mgmt For For
DUSTAN E. MCCOY Mgmt For For
COLIN D. WATSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS LP'S INDEPENDENT AUDITOR FOR
2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF THE LOUISIANA PACIFIC Mgmt Against Against
CORPORATION 2013 OMNIBUS STOCK AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. Agenda Number: 933767191
--------------------------------------------------------------------------------------------------------------------------
Security: 549764108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: LUFK
ISIN: US5497641085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: J.F. GLICK Mgmt For For
1.2 ELECTION OF DIRECTOR: J.D. HOFMEISTER Mgmt For For
1.3 ELECTION OF DIRECTOR: A.Z. SELIM Mgmt For For
1.4 ELECTION OF DIRECTOR: T.E. WIENER Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE AND ADOPT THE LUFKIN INDUSTRIES, Mgmt For For
INC. INCENTIVE STOCK COMPENSATION PLAN
2013.
--------------------------------------------------------------------------------------------------------------------------
MEDIVATION, INC. Agenda Number: 933651069
--------------------------------------------------------------------------------------------------------------------------
Security: 58501N101
Meeting Type: Annual
Meeting Date: 13-Jul-2012
Ticker: MDVN
ISIN: US58501N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DANIEL D. ADAMS Mgmt Withheld Against
GREGORY H. BAILEY, M.D. Mgmt For For
KIM D. BLICKENSTAFF Mgmt Withheld Against
DAVID T. HUNG, M.D. Mgmt For For
W. ANTHONY VERNON Mgmt Withheld Against
2 TO APPROVE MEDIVATION'S AMENDED AND Mgmt For For
RESTATED 2004 EQUITY INCENTIVE AWARD PLAN
TO INCREASE THE AGGREGATE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE PLAN BY 1,800,000 SHARES (ON A
PRE-SPLIT BASIS) AND TO APPROVE THE PLAN'S
PERFORMANCE CRITERIA AND AWARD LIMITS.
3 TO APPROVE AN AMENDMENT TO MEDIVATION'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF MEDIVATION'S COMMON
STOCK FROM 50,000,000 SHARES TO 85,000,000
SHARES (ON A PRE-SPLIT BASIS).
4 TO APPROVE AN AMENDMENT TO MEDIVATION'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, TO EFFECT A TWO-FOR-ONE STOCK
SPLIT, WITH A PROPORTIONATE INCREASE IN THE
NUMBER OF AUTHORIZED SHARES OF MEDIVATION'S
COMMON STOCK.
5 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS MEDIVATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
6 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF MEDIVATION'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MEDIVATION, INC. Agenda Number: 933822214
--------------------------------------------------------------------------------------------------------------------------
Security: 58501N101
Meeting Type: Annual
Meeting Date: 28-Jun-2013
Ticker: MDVN
ISIN: US58501N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL D. ADAMS Mgmt For For
KIM D. BLICKENSTAFF Mgmt For For
KATHRYN E. FALBERG Mgmt For For
DAWN GRAHAM Mgmt For For
DAVID T. HUNG, M.D. Mgmt For For
W. ANTHONY VERNON Mgmt For For
WENDY L. YARNO Mgmt For For
2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS MEDIVATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF MEDIVATION'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
4. TO APPROVE THE MEDIVATION, INC. 2013 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
5. TO APPROVE THE MEDIVATION, INC. AMENDED AND Mgmt For For
RESTATED 2004 EQUITY INCENTIVE AWARD PLAN.
6. TO APPROVE THE MEDIVATION, INC. 2013 CASH Mgmt For For
PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD Agenda Number: 933800826
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: 06883
ISIN: KYG5974K1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO RATIFY THE ANNUAL REPORT ON FORM 20-F Mgmt For
FILED WITH THE U.S. SECURITIES AND EXCHANGE
COMMISSION, AND TO RECEIVE AND ADOPT THE
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
AND THE DIRECTORS' AND AUDITORS' REPORTS,
FOR THE YEAR ENDED DECEMBER 31, 2012.
2A) TO RE-ELECT MR. JOHN PETER BEN WANG AS A Mgmt Against
DIRECTOR.
2B) TO RE-ELECT MR. ROWEN BRUCE CRAIGIE AS A Mgmt Against
DIRECTOR.
2C) TO RE-ELECT MR. YIU WA ALEC TSUI AS A Mgmt Against
DIRECTOR.
2D) TO RE-ELECT MR. ROBERT WASON MACTIER AS A Mgmt Against
DIRECTOR.
3) TO AUTHORIZE THE BOARD (THE "BOARD") OF Mgmt For
DIRECTORS ("DIRECTORS") OF THE COMPANY TO
FIX THE REMUNERATION OF THE DIRECTORS.
4) TO RATIFY THE APPOINTMENT OF AND TO Mgmt For
RE-APPOINT DELOITTE TOUCHE TOHMATSU AND TO
AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION.
5) GRANT A GENERAL AND UNCONDITIONAL MANDATE Mgmt Against
TO DIRECTORS TO ISSUE NEW SHARES NOT
EXCEEDING 20% OF ISSUED SHARE CAPITAL OF
COMPANY.
6) TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For
MANDATE TO THE DIRECTORS TO REPURCHASE
SHARES OF THE COMPANY NOT EXCEEDING 10% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY.
7) EXTEND GENERAL MANDATE GRANTED TO DIRECTORS Mgmt Against
TO ISSUE NEW SHARES BY AGGREGATE NOMINAL
AMOUNT OF SHARES REPURCHASED BY COMPANY.
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD Agenda Number: 933845832
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Special
Meeting Date: 21-Jun-2013
Ticker: 06883
ISIN: KYG5974K1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT (A) THE RULES OF THE PROPOSED SHARE Mgmt For
INCENTIVE PLAN OF MELCO CROWN (PHILIPPINES)
RESORTS CORPORATION ("MCP SHARE INCENTIVE
PLAN"), (B) THE GRANT OF OPTIONS AND ISSUE
OF SHARES IN MELCO CROWN (PHILIPPINES)
RESORTS CORPORATION BE AND ARE HEREBY
APPROVED, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MICHAEL KORS HOLDINGS LIMITED Agenda Number: 933663393
--------------------------------------------------------------------------------------------------------------------------
Security: G60754101
Meeting Type: Annual
Meeting Date: 08-Aug-2012
Ticker: KORS
ISIN: VGG607541015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. WILLIAM BENEDETTO Mgmt Against Against
1B. ELECTION OF DIRECTOR: STEPHEN F. REITMAN Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 30,
2013.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 933801789
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. HALEY Mgmt Withheld Against
ANN MATHER Mgmt Withheld Against
LESLIE KILGORE Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. CONSIDERATION OF A STOCKHOLDER PROPOSAL TO Shr For Against
REPEAL THE COMPANY'S CLASSIFIED BOARD, IF
PROPERLY PRESENTED AT THE MEETING.
5. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY VOTING IN UNCONTESTED
DIRECTOR ELECTIONS, IF PROPERLY PRESENTED
AT THE MEETING.
6. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING AN INDEPENDENT BOARD CHAIR, IF
PROPERLY PRESENTED AT THE MEETING.
7. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr Against For
REGARDING PROXY ACCESS FOR SHAREHOLDERS, IF
PROPERLY PRESENTED AT THE MEETING.
8. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING SIMPLE MAJORITY VOTE RIGHT, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NETSUITE INC. Agenda Number: 933815372
--------------------------------------------------------------------------------------------------------------------------
Security: 64118Q107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: N
ISIN: US64118Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM BEANE III Mgmt For For
DEBORAH FARRINGTON Mgmt For For
EDWARD ZANDER Mgmt For For
2. APPROVAL OF THE COMPANY'S EXECUTIVE OFFICER Mgmt For For
PERFORMANCE-BASED CASH INCENTIVE PLAN SO
THAT THE COMPANY MAY QUALIFY
PERFORMANCE-BASED CASH INCENTIVES PAID AS
"PERFORMANCE-BASED" COMPENSATION UNDER
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986, AS AMENDED.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933819976
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
2A. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. R.L. CLEMMER AS Mgmt Against Against
EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AND NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 30, 2013
3C. PROPOSAL TO RE-APPOINT MR. J.P. HUTH AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3D. PROPOSAL TO RE-APPOINT MR. E. DURBAN AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3E. PROPOSAL TO RE-APPOINT MR. K.A. GOLDMAN AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3F. PROPOSAL TO RE-APPOINT MR. J. KAESER AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3G. PROPOSAL TO RE-APPOINT MR. I. LORING AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3H. PROPOSAL TO RE-APPOINT MR. M. PLANTEVIN AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3I. PROPOSAL TO RE-APPOINT MR. V. BHATIA AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3J. PROPOSAL TO RE-APPOINT MR. R. MACKENZIE AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
3K. PROPOSAL TO APPOINT MR. JEAN-PIERRE SAAD AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 30, 2013
4. AUTHORIZATION TO REPURCHASE SHARES IN THE Mgmt Against Against
COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 933749167
--------------------------------------------------------------------------------------------------------------------------
Security: 674215108
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: OAS
ISIN: US6742151086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL MCSHANE Mgmt For For
THOMAS B. NUSZ Mgmt Withheld Against
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DESCRIBED IN THE "EXECUTIVE COMPENSATION
AND OTHER INFORMATION -- COMPENSATION
DISCUSSION AND ANALYSIS" (CD&A) SECTION OF
THE ACCOMPANYING PROXY STATEMENT, AS
DISCLOSED PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF SECURITIES AND EXCHANGE
COMMISSION ("SEC"), INCLUDING THE
COMPENSATION TABLES.
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 933763650
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: OII
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL B. MURPHY, JR Mgmt For For
HARRIS J. PAPPAS Mgmt For For
2. ADVISORY VOTE ON A RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC. Agenda Number: 933784488
--------------------------------------------------------------------------------------------------------------------------
Security: 683399109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: ONXX
ISIN: US6833991093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CORINNE H. NEVINNY Mgmt Withheld Against
THOMAS G. WIGGANS Mgmt For For
2. TO APPROVE THE COMPANY'S 2005 EQUITY Mgmt Against Against
INCENTIVE PLAN, AS AMENDED TO, AMONG OTHER
THINGS, INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 3,800,000
SHARES.
3. TO APPROVE THE COMPANY'S 2013 CASH Mgmt For For
PERFORMANCE INCENTIVE PLAN.
4. TO APPROVE THE COMPANY'S 1996 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, AS AMENDED, TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE PLAN BY 1,000,000 SHARES.
5. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
6. TO RATIFY THE SELECTION BY THE AUDIT Mgmt Against Against
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
OPENTABLE, INC. Agenda Number: 933795354
--------------------------------------------------------------------------------------------------------------------------
Security: 68372A104
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: OPEN
ISIN: US68372A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS H. LAYTON Mgmt For For
MATTHEW ROBERTS Mgmt For For
2. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 933702537
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 12-Dec-2012
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN M. DONOVAN Mgmt Against Against
1B. ELECTION OF DIRECTOR: NIR ZUK Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS PALO ALTO NETWORKS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS
FISCAL YEAR ENDING JULY 31, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 933795847
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK S. SIEGEL Mgmt Withheld Against
KENNETH N. BERNS Mgmt Withheld Against
CHARLES O. BUCKNER Mgmt For For
MICHAEL W. CONLON Mgmt For For
CURTIS W. HUFF Mgmt For For
TERRY H. HUNT Mgmt For For
CLOYCE A. TALBOTT Mgmt Withheld Against
2. APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
PATTERSON-UTI'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 933773144
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
BRYCE BLAIR Mgmt For For
RICHARD J. DUGAS, JR. Mgmt For For
THOMAS FOLLIARD Mgmt For For
CHERYL W. GRISE Mgmt For For
ANDRE J. HAWAUX Mgmt For For
DEBRA J. KELLY-ENNIS Mgmt For For
PATRICK J. O'LEARY Mgmt For For
JAMES J. POSTL Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF OUR 2013 SENIOR MANAGEMENT Mgmt For For
INCENTIVE PLAN.
5. APPROVAL OF OUR 2013 STOCK INCENTIVE PLAN. Mgmt Against Against
6. APPROVAL OF AN AMENDMENT TO EXTEND THE TERM Mgmt Against Against
OF OUR AMENDED AND RESTATED SECTION 382
RIGHTS AGREEMENT.
7. A SHAREHOLDER PROPOSAL REQUESTING THE Shr For Against
ELECTION OF DIRECTORS BY A MAJORITY, RATHER
THAN PLURALITY, VOTE, IF PROPERLY PRESENTED
AT THE MEETING.
8. A SHAREHOLDER PROPOSAL REGARDING THE USE OF Shr For Against
PERFORMANCE BASED OPTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC. Agenda Number: 933810118
--------------------------------------------------------------------------------------------------------------------------
Security: 74587V107
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: PBYI
ISIN: US74587V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN H. AUERBACH Mgmt For For
THOMAS R. MALLEY Mgmt Withheld Against
JAY M. MOYES Mgmt Withheld Against
2 RATIFICATION OF THE SELECTION OF PKF Mgmt Against Against
CERTIFIED PUBLIC ACCOUNTANTS, A
PROFESSIONAL CORPORATION, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF PUMA
BIOTECHNOLOGY, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 933759283
--------------------------------------------------------------------------------------------------------------------------
Security: 78388J106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: SBAC
ISIN: US78388J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KEVIN L. BEEBE Mgmt For For
1.2 ELECTION OF DIRECTOR: JACK LANGER Mgmt For For
1.3 ELECTION OF DIRECTOR: JEFFREY A. STOOPS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SBA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF SBA'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SOLARWINDS, INC. Agenda Number: 933758318
--------------------------------------------------------------------------------------------------------------------------
Security: 83416B109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: SWI
ISIN: US83416B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. BENJAMIN NYE Mgmt For For
KEVIN B. THOMPSON Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3. APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPANY'S OVERALL EXECUTIVE COMPENSATION
PROGRAM, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION
TABLES AND THE RELATED NARRATIVES AND OTHER
MATERIALS IN THE PROXY STATEMENT.
4. PROVIDE FOR THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE ANNUAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT SHARES PRESENT OR VOTING
AFFIRMATIVELY AT THE TIME OF THE ANNUAL
MEETING EITHER (1) TO ESTABLISH A QUORUM;
OR (2) IF A QUORUM IS PRESENT, TO APPROVE
PROPOSALS ONE THROUGH THREE.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 933807440
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID M. HORNIK Mgmt For For
THOMAS M. NEUSTAETTER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING JANUARY 31,
2014.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS FOR THE FISCAL YEAR ENDED JANUARY
31, 2013, AS DESCRIBED IN THE PROXY
STATEMENT.
4. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt 3 Years Against
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY
VOTES TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STANDARD PACIFIC CORP. Agenda Number: 933754942
--------------------------------------------------------------------------------------------------------------------------
Security: 85375C101
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: SPF
ISIN: US85375C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE A. CHOATE Mgmt For For
RONALD R. FOELL Mgmt For For
DOUGLAS C. JACOBS Mgmt For For
DAVID J. MATLIN Mgmt Withheld Against
JOHN R. PESHKIN Mgmt For For
PETER SCHOELS Mgmt Withheld Against
SCOTT D. STOWELL Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 933774920
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For
1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt Against Against
1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For
1E. ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt Against Against
1F. ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN T. LORD, Mgmt Against Against
M.D.
1H. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt Against Against
1I. ELECTION OF DIRECTOR: RONALD G. SPAETH Mgmt For For
1J. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN INCREASING THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
FROM 600,000 SHARES TO 900,000 SHARES
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
4. ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S
EXECUTIVE OFFICERS
5. STOCKHOLDER PROPOSAL REQUIRING EXECUTIVES Shr Against For
TO HOLD EQUITY AWARDS UNTIL RETIREMENT OR
TERMINATING EMPLOYMENT
--------------------------------------------------------------------------------------------------------------------------
SXC HEALTH SOLUTIONS CORP. Agenda Number: 933656956
--------------------------------------------------------------------------------------------------------------------------
Security: 78505P100
Meeting Type: Special
Meeting Date: 02-Jul-2012
Ticker: SXCI
ISIN: CA78505P1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SHARES OF SXC Mgmt For For
COMMON STOCK PURSUANT TO THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF APRIL 17, 2012,
BY AND AMONG SXC HEALTH SOLUTIONS CORP.,
SXC HEALTH SOLUTIONS, INC., CATAMARAN I
CORP., CATAMARAN II LLC AND CATALYST HEALTH
SOLUTIONS, INC.
2. TO AMEND THE SXC HEALTH SOLUTIONS CORP. Mgmt For For
LONG TERM INCENTIVE PLAN TO INCREASE THE
MAXIMUM NUMBER OF SHARES OF COMPANY COMMON
STOCK THE COMPANY MAY ISSUE UNDER THE PLAN
BY 2,500,000 (WHICH AMENDMENT WILL NOT BE
IMPLEMENTED IF THE MERGER DESCRIBED IN THE
ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS IS NOT CONSUMMATED).
3. TO AMEND THE SXC HEALTH SOLUTIONS CORP. Mgmt For For
ARTICLES OF CONTINUANCE TO EFFECT A CHANGE
IN THE CORPORATE NAME OF THE COMPANY FROM
"SXC HEALTH SOLUTIONS CORP." TO "CATAMARAN
CORPORATION" (WHICH AMENDMENT WILL NOT BE
IMPLEMENTED IF THE MERGER DESCRIBED IN THE
ACCOMPANYING JOINT PROXY
STATEMENT/PROSPECTUS IS NOT CONSUMMATED).
4. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933743761
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt Against Against
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt For For
HRABOWSKI, III
1F. ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt Against Against
1H. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1J. ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt Against Against
1K. ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt Against Against
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933748735
--------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: RYL
ISIN: US7837641031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. JEWS Mgmt For For
1B. ELECTION OF DIRECTOR: NED MANSOUR Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT E. MELLOR Mgmt For For
1D. ELECTION OF DIRECTOR: NORMAN J. METCALFE Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY T. NICHOLSON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLOTTE ST. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT G. VAN Mgmt For For
SCHOONENBERG
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION.
3. APPROVE RYLAND'S SENIOR EXECUTIVE Mgmt For For
PERFORMANCE PLAN TO COMPLY WITH THE
REQUIREMENTS OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS RYLAND'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. Agenda Number: 933777508
--------------------------------------------------------------------------------------------------------------------------
Security: 90385D107
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: ULTI
ISIN: US90385D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT SCHERR Mgmt For For
1B. ELECTION OF DIRECTOR: ALOIS T. LEITER Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt Against Against
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - TO APPROVE, BY NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933747745
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES F. WRIGHT Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
CYNTHIA T. JAMISON Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
GREGORY A. SANDFORT Mgmt For For
2. TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2013.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 933729355
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 06-Mar-2013
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MERVIN DUNN Mgmt Withheld Against
MICHAEL GRAFF Mgmt Withheld Against
2. TO APPROVE (IN AN ADVISORY VOTE) Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2013
4. DECLASSIFY THE BOARD OF DIRECTORS Shr For
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
--------------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC. Agenda Number: 933791281
--------------------------------------------------------------------------------------------------------------------------
Security: 917047102
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: URBN
ISIN: US9170471026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT A. BELAIR Mgmt Withheld Against
ROBERT H. STROUSE Mgmt Withheld Against
MARGARET HAYNE Mgmt Withheld Against
2. RE-APPROVAL OF THE PERFORMANCE GOALS Mgmt For For
INCLUDED IN THE URBAN OUTFITTERS 2008 STOCK
INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014. THE BOARD OF
DIRECTORS RECOMMENDS A VOTE
"AGAINST" PROPOSALS 5 AND 6
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIR.
6. SHAREHOLDER PROPOSAL REGARDING BOARD Shr For Against
NOMINEE REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
WESTLAKE CHEMICAL CORPORATION Agenda Number: 933791293
--------------------------------------------------------------------------------------------------------------------------
Security: 960413102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: WLK
ISIN: US9604131022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT T. BLAKELY Mgmt For For
ALBERT CHAO Mgmt Withheld Against
MICHAEL J. GRAFF Mgmt For For
R. BRUCE NORTHCUTT Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2004 OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda Number: 933728923
--------------------------------------------------------------------------------------------------------------------------
Security: 966837106
Meeting Type: Annual
Meeting Date: 15-Mar-2013
Ticker: WFM
ISIN: US9668371068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. JOHN ELSTROTT Mgmt For For
GABRIELLE GREENE Mgmt For For
SHAHID (HASS) HASSAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
JOHN MACKEY Mgmt For For
WALTER ROBB Mgmt For For
JONATHAN SEIFFER Mgmt For For
MORRIS (MO) SIEGEL Mgmt For For
JONATHAN SOKOLOFF Mgmt For For
DR. RALPH SORENSON Mgmt For For
W. (KIP) TINDELL, III Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE COMPANY
FOR THE FISCAL YEAR ENDING SEPTEMBER 29,
2013.
3. TO CONDUCT AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE AMENDMENT OF THE COMPANY'S Mgmt For For
2009 STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE PURSUANT TO SUCH PLAN BY AN
ADDITIONAL 14.5 MILLION SHARES AND INCREASE
THE NUMBER OF SHARES BY WHICH THE PLAN POOL
IS REDUCED FOR EACH FULL VALUE AWARD FROM 2
TO 2.25.
5. SHAREHOLDER PROPOSAL REGARDING EXTENDED Shr Against For
PRODUCER RESPONSIBILITY FOR POST-CONSUMER
PRODUCT PACKAGING.
6. SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY Shr Against For
TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT
CHAIRMAN OF THE BOARD WHO HAS NOT
PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER
OF THE COMPANY.
Loomis Sayles Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABAXIS, INC. Agenda Number: 933688496
--------------------------------------------------------------------------------------------------------------------------
Security: 002567105
Meeting Type: Annual
Meeting Date: 08-Nov-2012
Ticker: ABAX
ISIN: US0025671050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CLINTON H. SEVERSON Mgmt For For
VERNON E. ALTMAN Mgmt Withheld Against
R.J. BASTIANI, PH.D. Mgmt Withheld Against
MICHAEL D. CASEY Mgmt Withheld Against
HENK J. EVENHUIS Mgmt Withheld Against
PRITHIPAL SINGH, PH.D. Mgmt Withheld Against
2. TO APPROVE AN AMENDMENT TO 2005 EQUITY Mgmt Against Against
INCENTIVE PLAN TO, AMONG OTHER THINGS,
INCREASE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER BY 900,000 AND INCREASE MAXIMUM
NUMBER OF SHARES THAT MAY BE ISSUED
PURSUANT TO INCENTIVE STOCK OPTIONS AND TO
REAPPROVE THE INTERNAL REVENUE CODE SECTION
162(M) PERFORMANCE CRITERIA AND AWARD
LIMITS.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
4. TO RATIFY THE SELECTION OF BURR PILGER Mgmt For For
MAYER, INC. AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ABAXIS, INC. FOR
THE FISCAL YEAR ENDING MARCH 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ABIOMED, INC. Agenda Number: 933666767
--------------------------------------------------------------------------------------------------------------------------
Security: 003654100
Meeting Type: Annual
Meeting Date: 08-Aug-2012
Ticker: ABMD
ISIN: US0036541003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LOUIS E. LATAIF Mgmt Withheld Against
HENRI A. TERMEER Mgmt For For
2. APPROVAL ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
3. APPROVAL OF AMENDMENT TO 2008 STOCK Mgmt Against Against
INCENTIVE PLAN
4. APPROVAL OF AMENDMENT TO 1988 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 933815308
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM F. GRIECO Mgmt For For
JOEY A. JACOBS Mgmt Withheld Against
KYLE D. LATTNER Mgmt Withheld Against
REEVE B. WAUD Mgmt Withheld Against
2 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
INCENTIVE COMPENSATION PLAN.
3 ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
PRESENTED IN THE PROXY STATEMENT.
4 ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 3 Years For
ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
AEGERION PHARMACEUTICALS, INC. Agenda Number: 933820638
--------------------------------------------------------------------------------------------------------------------------
Security: 00767E102
Meeting Type: Annual
Meeting Date: 26-Jun-2013
Ticker: AEGR
ISIN: US00767E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARC D. BEER Mgmt For For
DAVID I. SCHEER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS AEGERION PHARMACEUTICALS, INC.`S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
--------------------------------------------------------------------------------------------------------------------------
ALKERMES PLC Agenda Number: 933663038
--------------------------------------------------------------------------------------------------------------------------
Security: 01642T108
Meeting Type: Annual
Meeting Date: 01-Aug-2012
Ticker: ALKS
ISIN: IE00B56GVS15
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FLOYD E. BLOOM Mgmt Withheld Against
GERALDINE A. HENWOOD Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE ALKERMES PLC Mgmt Against Against
2011 STOCK OPTION AND INCENTIVE PLAN TO
INCREASE THE SHARES AVAILABLE FOR ISSUANCE
FROM 8,350,000 TO 12,550,000.
3. TO HOLD A NON-BINDING ADVISORY VOTE TO Mgmt Against Against
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. TO HOLD A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5. TO AUTHORIZE HOLDING THE 2013 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY AT A LOCATION OUTSIDE OF IRELAND.
6. TO APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt Against Against
INDEPENDENT AUDITORS OF THE COMPANY AND TO
AUTHORIZE THE AUDIT AND RISK COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE AUDITOR'S
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ALLOT COMMUNICATIONS LTD. Agenda Number: 933679536
--------------------------------------------------------------------------------------------------------------------------
Security: M0854Q105
Meeting Type: Annual
Meeting Date: 12-Sep-2012
Ticker: ALLT
ISIN: IL0010996549
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO REELECT RAMI HADAR, OUR PRESIDENT AND Mgmt For For
CHIEF EXECUTIVE OFFICER, AS A CLASS III
DIRECTOR, TO SERVE UNTIL THE 2015 ANNUAL
MEETING OF SHAREHOLDERS AND UNTIL HIS
SUCCESSOR HAS BEEN ELECTED AND QUALIFIED,
OR UNTIL HIS OFFICE IS VACATED IN
ACCORDANCE WITH THE COMPANY'S ARTICLES OF
ASSOCIATION OR THE ISRAELI COMPANIES LAW.
1B TO REELECT YIGAL JACOBY AS A CLASS III Mgmt For For
DIRECTOR, TO SERVE UNTIL THE 2015 ANNUAL
MEETING OF SHAREHOLDERS AND UNTIL HIS
SUCCESSOR HAS BEEN ELECTED AND QUALIFIED,
OR UNTIL HIS OFFICE IS VACATED IN
ACCORDANCE WITH THE COMPANY'S ARTICLES OF
ASSOCIATION OR THE ISRAELI COMPANIES LAW.
2 TO REELECT NURIT BENJAMINI AS AN OUTSIDE Mgmt For For
DIRECTOR OF THE COMPANY, TO SERVE FOR A
TERM OF THREE YEARS COMMENCING ON FEBRUARY
21, 2013.
3A TO APPROVE THE OTHER DIRECTORS RECOMMENDED Mgmt For For
CASH COMPENSATION.
3B TO GRANT TO EACH OTHER DIRECTOR OPTIONS TO Mgmt For For
PURCHASE 30,000 ORDINARY SHARES OF OUR
COMPANY AS OF EVERY THIRD ANNUAL GENERAL
MEETING FOLLOWING HIS OR HER INITIAL
ELECTION, SUBJECT TO HIS/HER REELECTION.
3C TO AMEND THE 2006 INCENTIVE COMPENSATION Mgmt For For
PLAN TO INCORPORATE AN AUTOMATIC OPTION
GRANT PROGRAM REFLECTING THE TERMS SET
FORTH IN PROPOSAL 3B.
4A TO APPROVE THAT THE CASH COMPENSATION TO BE Mgmt For For
PAID BY THE COMPANY TO OUR OUTSIDE
DIRECTORS SHALL BE COMPENSATION IN THE FORM
OF AN ANNUAL FEE EQUAL TO THE MINIMUM
APPLICABLE FEE UNDER THE APPLICABLE
REGULATIONS AND A PER MEETING ATTENDANCE
FEE AS DESCRIBED IN PROPOSAL 3A IN THE
PROXY STATEMENT.
4B TO APPROVE THAT IN THE EVENT PROPOSAL 3A IS Mgmt For For
NOT APPROVED THE ANNUAL AND PER MEETING
ATTENDANCE FEE FOR OUTSIDE DIRECTORS SHALL
BE EQUAL TO THE MINIMUM STATUTORY AMOUNT
APPLICABLE TO COMPANIES OF OUR SIZE AS SET
FORTH IN THE APPLICABLE REGULATIONS.
4C TO APPROVE THAT THE EQUITY COMPENSATION TO Mgmt For For
BE PROVIDED BY THE COMPANY TO OUR OUTSIDE
DIRECTORS SHALL BE DETERMINED APPLYING THE
SAME RULES AS THOSE USED TO DETERMINE THE
EQUITY COMPENSATION OF OUR OTHER DIRECTORS.
4D TO AMEND THE 2006 INCENTIVE COMPENSATION Mgmt For For
PLAN TO INCORPORATE AN AUTOMATIC OPTION
GRANT PROGRAM REFLECTING THE TERMS SET
FORTH IN PROPOSAL 4C.
5A TO INCREASE RAMI HADAR'S MONTHLY BASE Mgmt For For
SALARY FROM NIS 62,500 PER MONTH TO NIS
67,000 PER MONTH EFFECTIVE JANUARY 1, 2012.
5B TO GRANT A BONUS TO RAMI HADAR IN THE Mgmt For For
AMOUNT OF NIS 187,500.
5C TO GRANT RAMI HADAR OPTIONS TO PURCHASE Mgmt For For
100,000 ORDINARY SHARES OF THE COMPANY.
6 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO CONFORM THE
INDEMNIFICATION PROVISIONS TO A RECENT
AMENDMENT TO ISRAELI CORPORATE LAW.
7 IF PROPOSAL 6 IS APPROVED, TO APPROVE THE Mgmt For For
COMPANY'S AMENDING AND RESTATING THE
INDEMNIFICATION AGREEMENT WITH EACH OF OUR
DIRECTORS.
8 TO APPROVE THE REAPPOINTMENT OF KOST FORER Mgmt For For
GABBAY & KASIERER, A MEMBER OF ERNST &
YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012 AND
UNTIL THE NEXT ANNUAL MEETING OF
SHAREHOLDERS AND TO AUTHORIZE THE BOARD,
UPON RECOMMENDATION OF THE AUDIT COMMITTEE,
TO FIX THE REMUNERATION OF SAID INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN VANGUARD CORPORATION Agenda Number: 933804381
--------------------------------------------------------------------------------------------------------------------------
Security: 030371108
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: AVD
ISIN: US0303711081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE S. CLARK Mgmt Withheld Against
DEBRA F. EDWARDS Mgmt For For
ALFRED F. INGUILLI Mgmt Withheld Against
JOHN L. KILLMER Mgmt For For
CARL R. SODERLIND Mgmt For For
IRVING J. THAU Mgmt Withheld Against
ERIC G. WINTEMUTE Mgmt For For
M. ESMAIL ZIRAKPARVAR Mgmt For For
2. RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt Against Against
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. APPROVE THE OVERALL EXECUTIVE COMPENSATION Mgmt For For
POLICIES AND PROCEDURES OF THE COMPANY AS
DESCRIBED IN THIS PROXY STATEMENT.
4. AMEND THE AMERICAN VANGUARD CORPORATION Mgmt For For
1994 STOCK INCENTIVE PLAN AS SET FORTH IN
EXHIBIT A OF THIS PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
AMERIGON INCORPORATED Agenda Number: 933672099
--------------------------------------------------------------------------------------------------------------------------
Security: 03070L300
Meeting Type: Special
Meeting Date: 05-Sep-2012
Ticker: THRM
ISIN: US03070L3006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AMENDMENT TO THE AMERIGON Mgmt For For
ARTICLES OF INCORPORATION TO CHANGE THE
NAME OF THE COMPANY TO "GENTHERM
INCORPORATED."
--------------------------------------------------------------------------------------------------------------------------
AMTRUST FINANCIAL SERVICES, INC. Agenda Number: 933778156
--------------------------------------------------------------------------------------------------------------------------
Security: 032359309
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: AFSI
ISIN: US0323593097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD T. DECARLO Mgmt For For
SUSAN C. FISCH Mgmt For For
ABRAHAM GULKOWITZ Mgmt For For
GEORGE KARFUNKEL Mgmt Withheld Against
MICHAEL KARFUNKEL Mgmt Withheld Against
JAY J. MILLER Mgmt For For
BARRY D. ZYSKIND Mgmt Withheld Against
2. RATIFICATION OF APPOINTMENT OF BDO USA, LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES.
--------------------------------------------------------------------------------------------------------------------------
ANGIE'S LIST INC. Agenda Number: 933766909
--------------------------------------------------------------------------------------------------------------------------
Security: 034754101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: ANGI
ISIN: US0347541015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. BIDDINGER Mgmt For For
ANGELA HICKS BOWMAN Mgmt Withheld Against
STEVEN M. KAPNER Mgmt Withheld Against
KEITH J. KRACH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
APPROACH RESOURCES, INC. Agenda Number: 933804064
--------------------------------------------------------------------------------------------------------------------------
Security: 03834A103
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: AREX
ISIN: US03834A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. ROSS CRAFT Mgmt For For
BRYAN H. LAWRENCE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
ARIBA, INC. Agenda Number: 933672380
--------------------------------------------------------------------------------------------------------------------------
Security: 04033V203
Meeting Type: Special
Meeting Date: 29-Aug-2012
Ticker: ARBA
ISIN: US04033V2034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 22, 2012, BY AND AMONG SAP
AMERICA, INC., A DELAWARE CORPORATION
(SAP), ANGEL EXPANSION CORPORATION, A
DELAWARE CORPORATION AND WHOLLY-OWNED
SUBSIDIARY OF SAP, AND ARIBA, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME.
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION TO BE PAID TO
ARIBA'S NAMED EXECUTIVE OFFICERS THAT IS
BASED ON OR OTHERWISE RELATES TO THE
MERGER, INCLUDING THE AGREEMENTS AND
UNDERSTANDINGS WITH ARIBA PURSUANT TO WHICH
SUCH COMPENSATION MAY BE PAID OR BECOME
PAYABLE.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO A LATER DATE, IF THE CHAIRMAN OF
THE SPECIAL MEETING DETERMINES THAT IT IS
NECESSARY OR APPROPRIATE AND IS PERMITTED
BY THE MERGER AGREEMENT, TO SOLICIT
ADDITIONAL PROXIES IF THERE IS NOT A QUORUM
PRESENT OR THERE ARE NOT SUFFICIENT VOTES
IN FAVOR OF ADOPTION OF THE MERGER
AGREEMENT AT THE TIME OF THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC. Agenda Number: 933758356
--------------------------------------------------------------------------------------------------------------------------
Security: 043436104
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: ABG
ISIN: US0434361046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS C. DELOACH Mgmt For For
MICHAEL S. KEARNEY Mgmt Withheld Against
PHILIP F. MARITZ Mgmt Withheld Against
2. ADVISORY APPROVAL OF ASBURY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS ASBURY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. Agenda Number: 933737578
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106
Meeting Type: Annual
Meeting Date: 15-Apr-2013
Ticker: OZRK
ISIN: US0639041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE GLEASON Mgmt For For
JEAN AREHART Mgmt For For
NICHOLAS BROWN Mgmt For For
RICHARD CISNE Mgmt For For
ROBERT EAST Mgmt For For
LINDA GLEASON Mgmt For For
PETER KENNY Mgmt For For
HENRY MARIANI Mgmt For For
ROBERT PROOST Mgmt For For
R.L. QUALLS Mgmt For For
JOHN REYNOLDS Mgmt For For
DAN THOMAS Mgmt For For
S. WEST-SCANTLEBURY Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE BANK OF THE Mgmt Against Against
OZARKS, INC. 2009 RESTRICTED STOCK PLAN
WHICH WOULD INCREASE THE NUMBER OF SHARES
OF THE COMPANY'S COMMON STOCK AUTHORIZED
FOR ISSUANCE THEREUNDER FROM 400,000 TO
800,000 SHARES.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BANK OF THE OZARKS, INC. NON-EMPLOYEE
DIRECTOR STOCK OPTION PLAN.
4. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
AND APPOINTMENT OF THE ACCOUNTING FIRM OF
CROWE HORWATH LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2013.
5. TO APPROVE, BY AN ADVISORY NON-BINDING Mgmt For For
VOTE, THE COMPANY'S EXECUTIVE COMPENSATION
AS DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. Agenda Number: 933758940
--------------------------------------------------------------------------------------------------------------------------
Security: 101119105
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: BPFH
ISIN: US1011191053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE S. COLANGELO Mgmt Withheld Against
CLAYTON G. DEUTSCH Mgmt Withheld Against
ALLEN L. SINAI Mgmt Withheld Against
STEPHEN M. WATERS Mgmt For For
2. TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO AMEND THE COMPANY'S RESTATED ARTICLES OF Mgmt For For
ORGANIZATION TO ELIMINATE THE SUPERMAJORITY
VOTING REQUIREMENT FOR REMOVAL OF
DIRECTORS.
4. TO AMEND THE COMPANY'S RESTATED ARTICLES OF Mgmt For For
ORGANIZATION TO ELIMINATE THE SUPERMAJORITY
VOTING REQUIREMENT FOR AMENDING THE
RESTATED ARTICLES OF ORGANIZATION.
--------------------------------------------------------------------------------------------------------------------------
CABELA'S INCORPORATED Agenda Number: 933803454
--------------------------------------------------------------------------------------------------------------------------
Security: 126804301
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: CAB
ISIN: US1268043015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THEODORE M. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES W. CABELA Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. EDMONDSON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN GOTTSCHALK Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS HIGHBY Mgmt For For
1F. ELECTION OF DIRECTOR: REUBEN MARK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS L. MILLNER Mgmt For For
1I. ELECTION OF DIRECTOR: BETH M. PRITCHARD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF THE COMPANY'S 2013 STOCK PLAN. Mgmt For For
5. APPROVAL OF THE COMPANY'S 2013 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
6. APPROVAL OF THE COMPANY'S 2013 PERFORMANCE Mgmt For For
BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
CATALYST HEALTH SOLUTIONS, INC. Agenda Number: 933655524
--------------------------------------------------------------------------------------------------------------------------
Security: 14888B103
Meeting Type: Special
Meeting Date: 02-Jul-2012
Ticker: CHSI
ISIN: US14888B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF APRIL 17, 2012, BY AND AMONG
SXC HEALTH SOLUTIONS CORP., SXC HEALTH
SOLUTIONS, INC., CATAMARAN I CORP.,
CATAMARAN II LLC AND CATALYST HEALTH
SOLUTIONS, INC.
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR
CATALYST'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED BY
THE MERGER AGREEMENT.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING BY CATALYST'S STOCKHOLDERS IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CAVIUM, INC. Agenda Number: 933788006
--------------------------------------------------------------------------------------------------------------------------
Security: 14964U108
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: CAVM
ISIN: US14964U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
SYED B. ALI Mgmt For For
ANTHONY S. THORNLEY Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT AUDITORS OF CAVIUM, INC. FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF CAVIUM, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES, INC. Agenda Number: 933784921
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
SAMUEL F. THOMAS Mgmt For For
W. DOUGLAS BROWN Mgmt For For
RICHARD E. GOODRICH Mgmt For For
STEVEN W. KRABLIN Mgmt For For
MICHAEL W. PRESS Mgmt For For
JAMES M. TIDWELL Mgmt For For
THOMAS L. WILLIAMS Mgmt For For
2) RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3) APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHICO'S FAS, INC. Agenda Number: 933824155
--------------------------------------------------------------------------------------------------------------------------
Security: 168615102
Meeting Type: Annual
Meeting Date: 27-Jun-2013
Ticker: CHS
ISIN: US1686151028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: VERNA K. GIBSON Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID F. DYER Mgmt For For
1.3 ELECTION OF DIRECTOR: JANICE L. FIELDS Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG, LLP AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 933729569
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR TO SERVE FOR Mgmt For For
THREE-YEAR TERM: LAWTON W. FITT
1B. ELECTION OF CLASS I DIRECTOR TO SERVE FOR Mgmt For For
THREE-YEAR TERM: PATRICK H. NETTLES, PH.D
1C. ELECTION OF CLASS I DIRECTOR TO SERVE FOR Mgmt For For
THREE-YEAR TERM: MICHAEL J. ROWNY
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2013.
3. ADVISORY VOTE ON OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN THE PROXY
MATERIALS.
--------------------------------------------------------------------------------------------------------------------------
COMMVAULT SYSTEMS INC. Agenda Number: 933667125
--------------------------------------------------------------------------------------------------------------------------
Security: 204166102
Meeting Type: Annual
Meeting Date: 22-Aug-2012
Ticker: CVLT
ISIN: US2041661024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
N. ROBERT HAMMER Mgmt For For
KEITH GEESLIN Mgmt For For
GARY B. SMITH Mgmt For For
2 APPROVE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING MARCH 31, 2013.
3 APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC. Agenda Number: 933811540
--------------------------------------------------------------------------------------------------------------------------
Security: 21925Y103
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: CSOD
ISIN: US21925Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES MCGEEVER Mgmt For For
HAROLD W. BURLINGAME Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNERSTONE
ONDEMAND, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 933803985
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. KLEIN Mgmt Withheld Against
ANDREW C. FLORANCE Mgmt For For
DAVID BONDERMAN Mgmt Withheld Against
MICHAEL J. GLOSSERMAN Mgmt Withheld Against
WARREN H. HABER Mgmt For For
JOHN W. HILL Mgmt For For
CHRISTOPHER J. NASSETTA Mgmt Withheld Against
DAVID J. STEINBERG Mgmt For For
2. TO APPROVE A PROPOSAL REMOVING THE VOTING Mgmt For For
STANDARD FROM THE COMPANY'S AMENDED AND
RESTATED CERTIFICATE OF INCORPORATION SO
THAT THE BOARD OF DIRECTORS MAY PROVIDE FOR
MAJORITY VOTING IN UNCONTESTED DIRECTOR
ELECTIONS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC. Agenda Number: 933802298
--------------------------------------------------------------------------------------------------------------------------
Security: 229678107
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: CBST
ISIN: US2296781071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. MICHAEL BONNEY Mgmt For For
MARK CORRIGAN, M.D. Mgmt Withheld Against
MS. ALISON LAWTON Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO OUR NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE AMENDMENT TO OUR AMENDED Mgmt For For
AND RESTATED BY-LAWS TO IMPLEMENT A
MAJORITY VOTING STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS BEGINNING WITH OUR
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. APPROVAL OF THE AMENDMENT TO OUR AMENDED Mgmt For For
AND RESTATED BY-LAWS TO MAKE CERTAIN
CHANGES RELATED TO CUBIST'S RECENT
SEPARATION OF THE ROLES OF CHIEF EXECUTIVE
OFFICER AND PRESIDENT.
5. APPROVAL OF THE AMENDMENT TO OUR AMENDED Mgmt For For
AND RESTATED BY-LAWS TO MAKE CERTAIN
CHANGES REGARDING THE CONDUCT OF, AND
PROCEDURES FOR, OUR STOCKHOLDER MEETINGS.
6. APPROVAL OF THE AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
7. RATIFICATION OF OUR SELECTION OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CYBERONICS, INC. Agenda Number: 933675918
--------------------------------------------------------------------------------------------------------------------------
Security: 23251P102
Meeting Type: Annual
Meeting Date: 19-Sep-2012
Ticker: CYBX
ISIN: US23251P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GUY C. JACKSON Mgmt For For
JOSEPH E. LAPTEWICZ, JR Mgmt For For
DANIEL J. MOORE Mgmt For For
HUGH M. MORRISON Mgmt For For
ALFRED J. NOVAK Mgmt For For
ARTHUR L. ROSENTHAL Mgmt For For
JON T. TREMMEL Mgmt For For
2 PROPOSAL TO APPROVE THE CYBERONICS, INC. Mgmt Against Against
2009 STOCK PLAN, AS AMENDED TO INCREASE THE
MAXIMUM NUMBER OF SHARES THAT CAN BE ISSUED
UNDER THE PLAN BY 2,200,000 SHARES.
3 PROPOSAL TO APPROVE THE FISCAL 2013 Mgmt For For
EXECUTIVE BONUS PROGRAM.
4 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CYBERONICS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING APRIL 26, 2013.
5 SAY ON PAY - PROPOSAL TO APPROVE BY Mgmt For For
ADVISORY VOTE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
DEALERTRACK TECHNOLOGIES, INC. Agenda Number: 933809153
--------------------------------------------------------------------------------------------------------------------------
Security: 242309102
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: TRAK
ISIN: US2423091022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANN B. LANE Mgmt For For
JOHN J. MCDONNELL, JR. Mgmt For For
BARRY ZWARENSTEIN Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DEALERTRACK'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3 TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION OF EACH EXECUTIVE OFFICER, AS
DISCLOSED IN THE PROXY STATEMENT PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SEC.
--------------------------------------------------------------------------------------------------------------------------
DORMAN PRODUCTS, INC. Agenda Number: 933764854
--------------------------------------------------------------------------------------------------------------------------
Security: 258278100
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: DORM
ISIN: US2582781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN L. BERMAN Mgmt For For
PAUL R. LEDERER Mgmt For For
EDGAR W. LEVIN Mgmt For For
ROBERT M. LYNCH Mgmt Withheld Against
RICHARD T. RILEY Mgmt For For
2. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP, INC. Agenda Number: 933783068
--------------------------------------------------------------------------------------------------------------------------
Security: 262037104
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: DRQ
ISIN: US2620371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ALEXANDER P. SHUKIS Mgmt For For
1.2 ELECTION OF DIRECTOR: TERENCE B. JUPP Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 933779956
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FUAD EL-HIBRI Mgmt For For
RONALD B. RICHARD Mgmt For For
2 TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMERITUS CORPORATION Agenda Number: 933782179
--------------------------------------------------------------------------------------------------------------------------
Security: 291005106
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: ESC
ISIN: US2910051067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STANLEY L. BATY Mgmt For For
GRANGER COBB Mgmt For For
RICHARD W. MACEDONIA Mgmt For For
2. TO APPROVE AN AMENDMENT OF OUR 2006 EQUITY Mgmt For For
INCENTIVE PLAN, INCLUDING AN INCREASE IN
THE NUMBER OF SHARES AVAILABLE FOR AWARDS
UNDER THE PLAN AND AN EXTENSION OF THE
PLAN'S TERM, AND TO RE-APPROVE THE MATERIAL
TERMS OF THE PERFORMANCE GOALS IN THE PLAN
FOR PURPOSES OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC. Agenda Number: 933803997
--------------------------------------------------------------------------------------------------------------------------
Security: 292554102
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: ECPG
ISIN: US2925541029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE LUND Mgmt For For
WILLEM MESDAG Mgmt For For
FRANCIS E. QUINLAN Mgmt For For
NORMAN R. SORENSEN Mgmt For For
J. CHRISTOPHER TEETS Mgmt For For
KENNETH A. VECCHIONE Mgmt For For
H RONALD WEISSMAN Mgmt For For
WARREN WILCOX Mgmt For For
2. TO APPROVE THE ENCORE CAPITAL GROUP, INC. Mgmt For For
2013 INCENTIVE COMPENSATION PLAN FOR
EMPLOYEES, NON-EMPLOYEE DIRECTORS AND
INDEPENDENT CONTRACTORS.
3. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ENDOLOGIX, INC. Agenda Number: 933818102
--------------------------------------------------------------------------------------------------------------------------
Security: 29266S106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: ELGX
ISIN: US29266S1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY D. WALLER Mgmt Withheld Against
THOMAS C. WILDER, III Mgmt For For
THOMAS F. ZENTY, III Mgmt For For
2. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. AMENDMENTS TO OUR 2006 STOCK INCENTIVE PLAN Mgmt Against Against
TO (A) INCREASE THE NUMBER OF SHARES OF OUR
COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN BY 2,500,000 SHARES, (B) CHANGE
THE NUMBER OF SHARES UNDER THE PLAN THAT
MAY BE GRANTED AS INCENTIVE STOCK OPTIONS,
(C) INSERT A FUNGIBLE COUNTING PROVISION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
4. APPROVAL OF OUR AMENDED AND RESTATED 2006 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN AND AN
AMENDMENT THERETO TO INCREASE THE TOTAL
NUMBER OF SHARES PURCHASABLE THEREUNDER BY
500,000 SHARES, OR FROM 2,058,734 SHARES TO
2,558,734 SHARES.
5. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 933659899
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 26-Jul-2012
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SALLY W. CRAWFORD Mgmt Withheld Against
DANIEL J. LEVANGIE Mgmt Withheld Against
2. PROPOSAL TO APPROVE ON AN ADVISORY BASIS Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE SELECTION OF BDO Mgmt For For
USA, LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
EZCHIP SEMICONDUCTOR LTD. Agenda Number: 933660323
--------------------------------------------------------------------------------------------------------------------------
Security: M4146Y108
Meeting Type: Annual
Meeting Date: 19-Jul-2012
Ticker: EZCH
ISIN: IL0010825441
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELI FRUCHTER Mgmt For For
PROF. RAN GILADI Mgmt For For
BENNY HANIGAL Mgmt For For
KAREN SARID Mgmt For For
2. REELECTION OF SHAI SAUL AS OUTSIDE Mgmt For For
DIRECTOR.
3. TO APPROVE THE GRANT OF RESTRICTED SHARE Mgmt For For
UNITS TO THE COMPANY'S DIRECTORS.
4. TO APPROVE AN INCREASE TO THE COVERAGE OF Mgmt For For
THE COMPANY'S D&O LIABILITY INSURANCE
POLICY.
5. TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION REGARDING INSURANCE,
INDEMNIFICATION AND EXCULPATION.
6. TO APPROVE CORRESPONDING AMENDMENTS TO THE Mgmt For For
INSURANCE EXCULPATION AND INDEMNIFICATION
AGREEMENTS WITH EACH OF THE COMPANY'S
DIRECTORS.
7. TO RATIFY AND APPROVE THE APPOINTMENT AND Mgmt For For
COMPENSATION OF THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
8. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt For
PERSONAL INTEREST IN ITEM 2. MARK "FOR" =
YES OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
FEI COMPANY Agenda Number: 933755122
--------------------------------------------------------------------------------------------------------------------------
Security: 30241L109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: FEIC
ISIN: US30241L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ARIE HUIJSER Mgmt For For
DON R. KANIA Mgmt For For
THOMAS F. KELLY Mgmt For For
JAN C. LOBBEZOO Mgmt For For
GERHARD H. PARKER Mgmt For For
JAMES T. RICHARDSON Mgmt For For
RICHARD H. WILLS Mgmt For For
HOMA BAHRAMI Mgmt For For
JAMI K. NACHTSHEIM Mgmt For For
2 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S 1995 STOCK INCENTIVE PLAN: (I) TO
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES, AND (II) TO CHANGE THE
TERMS OF THE INITIAL EQUITY GRANTS TO NEW
NON-EMPLOYEE DIRECTORS AND THE ANNUAL
AUTOMATIC EQUITY GRANTS TO CONTINUING
NON-EMPLOYEE DIRECTORS.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S EMPLOYEE SHARE PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF KPMG LLP AS FEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
5 TO APPROVE, ON AN ADVISORY BASIS, FEI'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL ENGINES, INC Agenda Number: 933768799
--------------------------------------------------------------------------------------------------------------------------
Security: 317485100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: FNGN
ISIN: US3174851002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HEIDI K. FIELDS Mgmt For For
JOSEPH A. GRUNDFEST Mgmt For For
PAUL G. KOONTZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
FINANCIAL ENGINES' INDEPENDENT REGISTERED
ACCOUNTANTS.
3. TO APPROVE THE AMENDED AND RESTATED 2009 Mgmt Against Against
STOCK INCENTIVE PLAN.
4. TO APPROVE THE 2014 EXECUTIVE CASH Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FLOTEK INDUSTRIES, INC. Agenda Number: 933803214
--------------------------------------------------------------------------------------------------------------------------
Security: 343389102
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: FTK
ISIN: US3433891021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. CHISHOLM Mgmt For For
L. MELVIN COOPER Mgmt Withheld Against
KENNETH T. HERN Mgmt Withheld Against
L.V. "BUD" MCGUIRE Mgmt For For
JOHN S. REILAND Mgmt Withheld Against
2. APPROVAL OF THE AMENDED AND RESTATED 2010 Mgmt Against Against
LONG-TERM INCENTIVE PLAN.
3. APPROVAL OF NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF NON-BINDING ADVISORY VOTE ON Mgmt 3 Years Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
5. RATIFICATION OF THE SELECTION OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, HEIN & ASSOCIATES LLP, AS THE
COMPANY'S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FORUM ENERGY TECHNOLOGIES, INC. Agenda Number: 933774071
--------------------------------------------------------------------------------------------------------------------------
Security: 34984V100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: FET
ISIN: US34984V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
C. CHRISTOPHER GAUT Mgmt Withheld Against
DAVID C. BALDWIN Mgmt Withheld Against
FRANKLIN MYERS Mgmt For For
2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 3 Years Against
RESOLUTIONS TO APPROVE EXECUTIVE
COMPENSATION.
4 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
5 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
FRANCESCA'S HOLDINGS CORPORATION Agenda Number: 933644038
--------------------------------------------------------------------------------------------------------------------------
Security: 351793104
Meeting Type: Annual
Meeting Date: 10-Jul-2012
Ticker: FRAN
ISIN: US3517931040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICIA BENDER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP (E&Y) AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2013.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933782181
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOTT Mgmt For For
OIVIND LORENTZEN III Mgmt For For
PHILIP J. RINGO Mgmt For For
MARK A. SCUDDER Mgmt For For
GREGORY S. LEDFORD Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 933769133
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRENT D. RICHARDSON Mgmt For For
BRIAN E. MUELLER Mgmt For For
DAVID J. JOHNSON Mgmt For For
JACK A. HENRY Mgmt For For
BRADLEY A. CASPER Mgmt For For
KEVIN F. WARREN Mgmt For For
SARA R. DIAL Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE INC Agenda Number: 933700610
--------------------------------------------------------------------------------------------------------------------------
Security: 40171V100
Meeting Type: Annual
Meeting Date: 05-Dec-2012
Ticker: GWRE
ISIN: US40171V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH W. BRANSON Mgmt For For
CRAIG RAMSEY Mgmt For For
MARCUS S. RYU Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS FISCAL YEAR
ENDING JULY 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HALCON RESOURCES CORPORATION Agenda Number: 933665361
--------------------------------------------------------------------------------------------------------------------------
Security: 40537Q209
Meeting Type: Special
Meeting Date: 31-Jul-2012
Ticker: HK
ISIN: US40537Q2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
HALCON COMMON STOCK TO GEORESOURCES
STOCKHOLDERS PURSUANT TO THE MERGER
AGREEMENT.
2. DIRECTOR
MICHAEL A. VLASIC Mgmt For For
3. AUTHORIZATION OF HALCON'S BOARD OF Mgmt For For
DIRECTORS, IN ITS DISCRETION, TO ADJOURN
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE PROPOSAL TO APPROVE THE
ISSUANCE OF SHARES OF HALCON COMMON STOCK
TO GEORESOURCES STOCKHOLDERS PURSUANT TO
THE MERGER AGREEMENT OR TO ELECT MR. VLASIC
AS A CLASS A DIRECTOR TO HALCON'S BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
HANGER, INC. Agenda Number: 933782395
--------------------------------------------------------------------------------------------------------------------------
Security: 41043F208
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: HGR
ISIN: US41043F2083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINIT K. ASAR Mgmt For For
THOMAS P. COOPER, M.D. Mgmt For For
CYNTHIA L. FELDMANN Mgmt For For
ERIC A. GREEN Mgmt Withheld Against
STEPHEN E. HARE Mgmt Withheld Against
ISAAC KAUFMAN Mgmt Withheld Against
THOMAS F. KIRK Mgmt For For
PATRICIA B. SHRADER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC. Agenda Number: 933759562
--------------------------------------------------------------------------------------------------------------------------
Security: 42330P107
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: HLX
ISIN: US42330P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
OWEN KRATZ Mgmt For For
JOHN V. LOVOI Mgmt For For
JAN RASK Mgmt For For
2. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE 2012 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 933752342
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID E. BERGES Mgmt For For
1B. ELECTION OF DIRECTOR: JOEL S. BECKMAN Mgmt For For
1C. ELECTION OF DIRECTOR: LYNN BRUBAKER Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY C. CAMPBELL Mgmt For For
1E. ELECTION OF DIRECTOR: SANDRA L. DERICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. GENDRON Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID C. HILL Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID L. PUGH Mgmt For For
2. ADVISORY VOTE TO APPROVE 2012 EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF THE HEXCEL CORPORATION 2013 Mgmt Against Against
INCENTIVE STOCK PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTS, INC. Agenda Number: 933811603
--------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: HIBB
ISIN: US4285671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL KIRKLAND Mgmt For For
MICHAEL J. NEWSOME Mgmt For For
THOMAS A. SAUNDERS III Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. SAY ON PAY - APPROVAL BY NON-BINDING Mgmt For For
ADVISORY VOTE OF OUR EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HITTITE MICROWAVE CORP Agenda Number: 933791813
--------------------------------------------------------------------------------------------------------------------------
Security: 43365Y104
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: HITT
ISIN: US43365Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERNEST L. GODSHALK Mgmt For For
RICK D. HESS Mgmt For For
ADRIENNE M. MARKHAM Mgmt For For
BRIAN P. MCALOON Mgmt For For
COSMO S. TRAPANI Mgmt For For
FRANKLIN WEIGOLD Mgmt For For
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
HOMEAWAY, INC. Agenda Number: 933800016
--------------------------------------------------------------------------------------------------------------------------
Security: 43739Q100
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: AWAY
ISIN: US43739Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN H. SHARPLES Mgmt For For
CHARLES ("LANNY") BAKER Mgmt For For
TINA B. SHARKEY Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HURON CONSULTING GROUP INC. Agenda Number: 933758825
--------------------------------------------------------------------------------------------------------------------------
Security: 447462102
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: HURN
ISIN: US4474621020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES D. EDWARDS Mgmt For For
JOHN MCCARTNEY Mgmt For For
JAMES H. ROTH Mgmt For For
2. AN ADVISORY VOTE ON THE APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 933768547
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE A. LOPEZ Mgmt For For
ROBERT S. SWINNEY Mgmt For For
2. TO RE-APPROVE THE 2008 PERFORMANCE-BASED Mgmt For For
INCENTIVE PLAN, AS AMENDED.
3. TO RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS FOR THE COMPANY.
4. TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
--------------------------------------------------------------------------------------------------------------------------
IMPERVA INC Agenda Number: 933799833
--------------------------------------------------------------------------------------------------------------------------
Security: 45321L100
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: IMPV
ISIN: US45321L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THERESIA GOUW Mgmt Withheld Against
FRANK SLOOTMAN Mgmt For For
DAVID STROHM Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 933767406
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PODD
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DUANE DESISTO Mgmt For For
STEVEN SOBIESKI Mgmt Withheld Against
W. MARK LORTZ Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF CERTAIN
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
INTERXION HOLDING N V Agenda Number: 933844739
--------------------------------------------------------------------------------------------------------------------------
Security: N47279109
Meeting Type: Annual
Meeting Date: 26-Jun-2013
Ticker: INXN
ISIN: NL0009693779
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT OUR DUTCH STATUTORY Mgmt For For
ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2012
2. PROPOSAL TO DISCHARGE THE MEMBERS OF OUR Mgmt For For
BOARD OF DIRECTORS FROM CERTAIN LIABILITY
FOR THE FINANCIAL YEAR 2012.
3A. PROPOSAL TO RE-APPOINT JOHN BAKER AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR.
3B. PROPOSAL TO RE-APPOINT JEAN MANDEVILLE AS Mgmt For For
NON-EXECUTIVE DIRECTOR.
3C. PROPOSAL TO RE-APPOINT DAVID RUBERG AS Mgmt Against Against
EXECUTIVE DIRECTOR.
4. PROPOSAL TO MAKE CERTAIN ADJUSTMENTS TO THE Mgmt For For
COMPANY'S DIRECTORS REMUNERATION POLICY, AS
DESCRIBED IN THE PROXY STATEMENT.
5. PROPOSAL TO AWARD RESTRICTED SHARES TO OUR Mgmt For For
NON-EXECUTIVE DIRECTORS, AS DESCRIBED IN
THE PROXY STATEMENT.
6. PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
TO AUDIT OUR ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 933800321
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SCHERBAKOV, PH.D Mgmt For For
IGOR SAMARTSEV Mgmt For For
ROBERT A. BLAIR Mgmt For For
MICHAEL C. CHILD Mgmt For For
WILLIAM F. KRUPKE, PH.D Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
JOHN R. PEELER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF IPG PHOTONICS
CORPORATION FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
IXIA Agenda Number: 933831136
--------------------------------------------------------------------------------------------------------------------------
Security: 45071R109
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: XXIA
ISIN: US45071R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VICTOR ALSTON Mgmt Withheld Against
LAURENT ASSCHER Mgmt For For
JONATHAN FRAM Mgmt Withheld Against
ERROL GINSBERG Mgmt Withheld Against
GAIL HAMILTON Mgmt Withheld Against
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE AMENDED AND RESTATED 2008 EQUITY
INCENTIVE PLAN, AS AMENDED, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES AVAILABLE
FOR FUTURE AWARDS THEREUNDER OF 9,800,000.
4. APPROVAL OF AMENDMENT TO THE 2010 EMPLOYEE Mgmt Against Against
STOCK PURCHASE PLAN, AS AMENDED, TO
INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR ISSUANCE THEREUNDER BY 2,000,000.
--------------------------------------------------------------------------------------------------------------------------
LIFE TIME FITNESS, INC. Agenda Number: 933740183
--------------------------------------------------------------------------------------------------------------------------
Security: 53217R207
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: LTM
ISIN: US53217R2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BAHRAM AKRADI Mgmt For For
1B. ELECTION OF DIRECTOR: GILES H. BATEMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK W. EUGSTER Mgmt For For
1D. ELECTION OF DIRECTOR: GUY C. JACKSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN K. LLOYD Mgmt For For
1F. ELECTION OF DIRECTOR: MARTHA A. MORFITT Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN B. RICHARDS Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH S. VASSALLUZZO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE LIFE TIME FITNESS, INC. Mgmt For For
EXECUTIVE CASH BONUS PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN OUR PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. Agenda Number: 933767191
--------------------------------------------------------------------------------------------------------------------------
Security: 549764108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: LUFK
ISIN: US5497641085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: J.F. GLICK Mgmt For For
1.2 ELECTION OF DIRECTOR: J.D. HOFMEISTER Mgmt For For
1.3 ELECTION OF DIRECTOR: A.Z. SELIM Mgmt For For
1.4 ELECTION OF DIRECTOR: T.E. WIENER Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE AND ADOPT THE LUFKIN INDUSTRIES, Mgmt For For
INC. INCENTIVE STOCK COMPENSATION PLAN
2013.
--------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. Agenda Number: 933842812
--------------------------------------------------------------------------------------------------------------------------
Security: 549764108
Meeting Type: Special
Meeting Date: 27-Jun-2013
Ticker: LUFK
ISIN: US5497641085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 5, 2013, BY AND
AMONG GENERAL ELECTRIC COMPANY, RED
ACQUISITION, INC., AND LUFKIN INDUSTRIES,
INC., AS SUCH AGREEMENT MAY BE AMENDED FROM
TIME TO TIME
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE MEETING TO APPROVE THE MERGER AGREEMENT
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO LUFKIN INDUSTRIES, INC.'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER
--------------------------------------------------------------------------------------------------------------------------
LUMBER LIQUIDATORS HOLDINGS INC Agenda Number: 933791407
--------------------------------------------------------------------------------------------------------------------------
Security: 55003T107
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: LL
ISIN: US55003T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MACON F. BROCK, JR. Mgmt For For
JOHN M. PRESLEY Mgmt For For
THOMAS D. SULLIVAN Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 933803175
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD M. MCVEY Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN L. BEGLEITER Mgmt For For
1.3 ELECTION OF DIRECTOR: STEPHEN P. CASPER Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID G. GOMACH Mgmt For For
1.5 ELECTION OF DIRECTOR: CARLOS M. HERNANDEZ Mgmt For For
1.6 ELECTION OF DIRECTOR: RONALD M. HERSCH Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN STEINHARDT Mgmt For For
1.8 ELECTION OF DIRECTOR: JAMES J. SULLIVAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2013
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 933779374
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. DWYER Mgmt For For
FRANK E. JAUMOT Mgmt For For
JOSE S. SORZANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS MASTEC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
3. APPROVAL OF THE MASTEC, INC. BARGAINING Mgmt For For
UNITS ESPP.
4. APPROVAL OF THE MASTEC, INC. 2013 INCENTIVE Mgmt For For
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MEASUREMENT SPECIALTIES, INC. Agenda Number: 933674586
--------------------------------------------------------------------------------------------------------------------------
Security: 583421102
Meeting Type: Annual
Meeting Date: 13-Sep-2012
Ticker: MEAS
ISIN: US5834211022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. BARRY UBER Mgmt For For
SATISH RISHI Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MEDASSETS, INC. Agenda Number: 933819508
--------------------------------------------------------------------------------------------------------------------------
Security: 584045108
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: MDAS
ISIN: US5840451083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN A. BARDIS Mgmt Withheld Against
HARRIS HYMAN IV Mgmt For For
TERRENCE J. MULLIGAN Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
LONG TERM PERFORMANCE INCENTIVE PLAN.
5. TO APPROVE THE COMPANY'S 2013 ANNUAL Mgmt For For
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORPORATION Agenda Number: 933704860
--------------------------------------------------------------------------------------------------------------------------
Security: 584690309
Meeting Type: Special
Meeting Date: 07-Dec-2012
Ticker: MRX
ISIN: US5846903095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 2, 2012, BY AND AMONG
VALEANT PHARMACEUTICALS INTERNATIONAL,
INC., VALEANT PHARMACEUTICALS
INTERNATIONAL, MERLIN MERGER SUB, INC. AND
MEDICIS PHARMACEUTICAL CORPORATION, AS IT
MAY BE AMENDED FROM TIME TO TIME.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, INCLUDING TO
SOLICIT ADDITIONAL VOTES IN FAVOR OF THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT IF
THERE ARE INSUFFICIENT VOTES TO ADOPT THE
MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE A NON-BINDING ADVISORY PROPOSAL Mgmt Against Against
TO APPROVE THE GOLDEN PARACHUTE
COMPENSATION PAYABLE TO MEDICIS' NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
MEDIDATA SOLUTIONS, INC. Agenda Number: 933768422
--------------------------------------------------------------------------------------------------------------------------
Security: 58471A105
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: MDSO
ISIN: US58471A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TAREK A. SHERIF Mgmt For For
GLEN M. DE VRIES Mgmt For For
CARLOS DOMINGUEZ Mgmt For For
NEIL M. KURTZ Mgmt For For
GEORGE W. MCCULLOCH Mgmt For For
LEE A. SHAPIRO Mgmt For For
ROBERT B. TAYLOR Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT (THE "SAY ON PAY VOTE").
3. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt Against Against
RESTATED 2009 LONG-TERM INCENTIVE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE BY
1,500,000 SHARES, FROM 4,000,000 TO
5,500,000 SHARES.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MYRIAD GENETICS, INC. Agenda Number: 933697611
--------------------------------------------------------------------------------------------------------------------------
Security: 62855J104
Meeting Type: Annual
Meeting Date: 05-Dec-2012
Ticker: MYGN
ISIN: US62855J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN T. HENDERSON, M.D. Mgmt For For
S. LOUISE PHANSTIEL Mgmt For For
2. TO APPROVE PROPOSED AMENDMENTS TO THE Mgmt Against Against
COMPANY'S 2010 EMPLOYEE, DIRECTOR AND
CONSULTANT EQUITY INCENTIVE PLAN.
3. TO APPROVE THE ADOPTION OF THE COMPANY'S Mgmt For For
2012 EMPLOYEE STOCK PURCHASE PLAN.
4. TO APPROVE THE ADOPTION OF THE COMPANY'S Mgmt For For
2013 EXECUTIVE INCENTIVE PLAN.
5. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
6. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 933793691
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CORINNE H. NEVINNY Mgmt For For
RICHARD F. POPS Mgmt For For
STEPHEN A. SHERWIN Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2011 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER FROM 5,500,000 TO
7,000,000.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 933749167
--------------------------------------------------------------------------------------------------------------------------
Security: 674215108
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: OAS
ISIN: US6742151086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL MCSHANE Mgmt For For
THOMAS B. NUSZ Mgmt Withheld Against
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DESCRIBED IN THE "EXECUTIVE COMPENSATION
AND OTHER INFORMATION -- COMPENSATION
DISCUSSION AND ANALYSIS" (CD&A) SECTION OF
THE ACCOMPANYING PROXY STATEMENT, AS
DISCLOSED PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF SECURITIES AND EXCHANGE
COMMISSION ("SEC"), INCLUDING THE
COMPENSATION TABLES.
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 933763650
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: OII
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL B. MURPHY, JR Mgmt For For
HARRIS J. PAPPAS Mgmt For For
2. ADVISORY VOTE ON A RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
ON ASSIGNMENT, INC. Agenda Number: 933803531
--------------------------------------------------------------------------------------------------------------------------
Security: 682159108
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: ASGN
ISIN: US6821591087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM E. BROCK Mgmt For For
EDWIN A. SHERIDAN, IV Mgmt For For
BRIAN J. CALLAGHAN Mgmt For For
2. APPROVAL OF THE FIRST AMENDMENT TO THE ON Mgmt For For
ASSIGNMENT 2010 INCENTIVE AWARD PLAN.
3. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
OPENTABLE, INC. Agenda Number: 933795354
--------------------------------------------------------------------------------------------------------------------------
Security: 68372A104
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: OPEN
ISIN: US68372A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS H. LAYTON Mgmt For For
MATTHEW ROBERTS Mgmt For For
2. THE RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
OSI SYSTEMS, INC. Agenda Number: 933700038
--------------------------------------------------------------------------------------------------------------------------
Security: 671044105
Meeting Type: Annual
Meeting Date: 12-Dec-2012
Ticker: OSIS
ISIN: US6710441055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DEEPAK CHOPRA Mgmt For For
AJAY MEHRA Mgmt For For
STEVEN C. GOOD Mgmt Withheld Against
MEYER LUSKIN Mgmt Withheld Against
DAVID T. FEINBERG Mgmt Withheld Against
WILLIAM F. BALLHAUS Mgmt For For
2 APPROVAL OF OSI SYSTEMS, INC. 2012 Mgmt Against Against
INCENTIVE AWARD PLAN.
3 RATIFICATION OF THE APPOINTMENT OF MOSS Mgmt For For
ADAMS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2013.
4 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION FOR THE FISCAL YEAR ENDED JUNE
30, 2012.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 933830564
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: OXM
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: THOMAS C. GALLAGHER Mgmt For For
1.2 ELECTION OF DIRECTOR: GEORGE C. GUYNN Mgmt For For
1.3 ELECTION OF DIRECTOR: HELEN B. WEEKS Mgmt For For
1.4 ELECTION OF DIRECTOR: E. JENNER WOOD III Mgmt For For
2. PROPOSAL TO APPROVE THE OXFORD INDUSTRIES, Mgmt For For
INC. EXECUTIVE PERFORMANCE INCENTIVE PLAN,
AS AMENDED AND RESTATED.
3. PROPOSAL TO APPROVE THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2013.
4. PROPOSAL TO APPROVE ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS A RESOLUTION APPROVING
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PACIRA PHARMACEUTICALS, INC. Agenda Number: 933810269
--------------------------------------------------------------------------------------------------------------------------
Security: 695127100
Meeting Type: Annual
Meeting Date: 11-Jun-2013
Ticker: PCRX
ISIN: US6951271005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PAUL HASTINGS Mgmt For For
JOHN LONGENECKER Mgmt For For
ANDREAS WICKI Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
COHNREZNICK LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
3 AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
4 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years Against
ADVISORY VOTES TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PANERA BREAD COMPANY Agenda Number: 933795962
--------------------------------------------------------------------------------------------------------------------------
Security: 69840W108
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: PNRA
ISIN: US69840W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY J. FRANKLIN Mgmt For For
DIANE HESSAN Mgmt For For
WILLIAM W. MORETON Mgmt For For
2. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF PANERA BREAD COMPANY.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS PANERA BREAD
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION Agenda Number: 933700521
--------------------------------------------------------------------------------------------------------------------------
Security: 699462107
Meeting Type: Annual
Meeting Date: 06-Dec-2012
Ticker: PRXL
ISIN: US6994621075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDUARD E. HOLDENER Mgmt For For
RICHARD L. LOVE Mgmt For For
2. APPROVE, IN AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
3. APPROVE AN AMENDMENT TO OUR 2010 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE MAXIMUM
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER THE PLAN BY 3,000,000 SHARES.
4. APPROVE AN AMENDMENT TO OUR RESTATED Mgmt Against Against
ARTICLES OF ORGANIZATION, AS AMENDED, TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK, $.01 PAR VALUE PER SHARE,
FROM 75,000,000 TO 150,000,000.
5. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
POLYPORE INTERNATIONAL INC. Agenda Number: 933786898
--------------------------------------------------------------------------------------------------------------------------
Security: 73179V103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: PPO
ISIN: US73179V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES L. COONEY Mgmt For For
DAVID A. ROBERTS Mgmt For For
ROBERT B. TOTH Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 933760969
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILSON B. SEXTON Mgmt For For
ANDREW W. CODE Mgmt For For
JAMES J. GAFFNEY Mgmt For For
GEORGE T. HAYMAKER, JR. Mgmt For For
M.J. PEREZ DE LA MESA Mgmt For For
HARLAN F. SEYMOUR Mgmt For For
ROBERT C. SLEDD Mgmt For For
JOHN E. STOKELY Mgmt For For
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2013 FISCAL YEAR
3. SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT
4. APPROVE THE POOL CORPORATION STRATEGIC PLAN Mgmt For For
INCENTIVE PROGRAM
--------------------------------------------------------------------------------------------------------------------------
PROCERA NETWORKS, INC. Agenda Number: 933668569
--------------------------------------------------------------------------------------------------------------------------
Security: 74269U203
Meeting Type: Annual
Meeting Date: 27-Aug-2012
Ticker: PKT
ISIN: US74269U2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT MCCLENDON Mgmt For For
JAMES F. BREAR Mgmt For For
STAFFAN HILLBERG Mgmt For For
B.G. KUMAR Mgmt For For
ALAN B. LEFKOF Mgmt For For
MARY LOSTY Mgmt For For
THOMAS SAPONAS Mgmt For For
WILLIAM SLAVIN Mgmt For For
2. APPROVE AMENDMENTS TO THE COMPANY'S 2007 Mgmt Against Against
EQUITY INCENTIVE PLAN TO: (A) INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY
BE ISSUED UNDER THE PLAN BY 800,000 SHARES
& (B) ELIMINATE THE BOARD'S ABILITY TO TAKE
ACTION RELATED TO 2007 EQUITY INCENTIVE
PLAN THAT WOULD BE TREATED AS REPRICING
UNDER GENERALLY ACCEPTED ACCOUNTING
PRINCIPLES WITHOUT APPROVAL OF COMPANY'S
STOCKHOLDERS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2012
--------------------------------------------------------------------------------------------------------------------------
PROTO LABS INC Agenda Number: 933784387
--------------------------------------------------------------------------------------------------------------------------
Security: 743713109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: PRLB
ISIN: US7437131094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE J. LUKIS Mgmt For For
BRADLEY A. CLEVELAND Mgmt For For
MATTHEW BLODGETT Mgmt For For
RAINER GAWLICK Mgmt For For
JOHN B. GOODMAN Mgmt For For
DOUGLAS W. KOHRS Mgmt For For
MARGARET A. LOFTUS Mgmt For For
BRIAN K. SMITH Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2013
--------------------------------------------------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC. Agenda Number: 933765375
--------------------------------------------------------------------------------------------------------------------------
Security: 74733T105
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: QLIK
ISIN: US74733T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN GAVIN, JR. Mgmt For For
ALEXANDER OTT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933672998
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 14-Sep-2012
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MITCHELL I. QUAIN Mgmt For For
ALAN B. LEVINE Mgmt Withheld Against
RICHARD R. CROWELL Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3 TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ROBBINS & MYERS, INC. Agenda Number: 933715368
--------------------------------------------------------------------------------------------------------------------------
Security: 770196103
Meeting Type: Special
Meeting Date: 27-Dec-2012
Ticker: RBN
ISIN: US7701961036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AUGUST 8, 2012, BY AND AMONG NATIONAL
OILWELL VARCO, INC., RAVEN PROCESS CORP.,
AND ROBBINS & MYERS, INC. AND APPROVE THE
TRANSACTIONS CONTEMPLATED BY THAT
AGREEMENT.
2. APPROVAL IN AN ADVISORY (NON-BINDING) VOTE Mgmt For For
OF THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
3. ANY ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING OR ANY ADJOURNMENT TO ADOPT
THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
ROSETTA RESOURCES, INC. Agenda Number: 933782105
--------------------------------------------------------------------------------------------------------------------------
Security: 777779307
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: ROSE
ISIN: US7777793073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD W. BECKLER Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES E. CRADDOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: MATTHEW D. FITZGERALD Mgmt For For
1.4 ELECTION OF DIRECTOR: PHILIP L. Mgmt For For
FREDERICKSON
1.5 ELECTION OF DIRECTOR: D. HENRY HOUSTON Mgmt For For
1.6 ELECTION OF DIRECTOR: CARIN S. KNICKEL Mgmt For For
1.7 ELECTION OF DIRECTOR: DONALD D. PATTESON, Mgmt For For
JR.
2 RESOLVED, THAT THE STOCKHOLDERS OF THE Mgmt For For
COMPANY APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
3 TO APPROVE THE ROSETTA RESOURCES INC. 2013 Mgmt Against Against
LONG-TERM INCENTIVE PLAN.
4 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
RUE21, INC. Agenda Number: 933805458
--------------------------------------------------------------------------------------------------------------------------
Security: 781295100
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: RUE
ISIN: US7812951009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT N. FISCH Mgmt Withheld Against
ARNOLD S. BARRON Mgmt Withheld Against
BRUCE L. HARTMAN Mgmt Withheld Against
2. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF THE AMENDED AND RESTATED 2009 Mgmt Against Against
OMNIBUS INCENTIVE PLAN.
4. APPROVAL OF THE ANNUAL INCENTIVE BONUS Mgmt For For
PLAN.
5. RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
SEMTECH CORPORATION Agenda Number: 933819344
--------------------------------------------------------------------------------------------------------------------------
Security: 816850101
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: SMTC
ISIN: US8168501018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLEN M. ANTLE Mgmt Withheld Against
W. DEAN BAKER Mgmt For For
JAMES P. BURRA Mgmt Withheld Against
BRUCE C. EDWARDS Mgmt For For
ROCKELL N. HANKIN Mgmt For For
JAMES T. LINDSTROM Mgmt Withheld Against
MOHAN R. MAHESWARAN Mgmt For For
JOHN L. PIOTROWSKI Mgmt For For
CARMELO J. SANTORO Mgmt For For
SYLVIA SUMMERS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
FISCAL YEAR.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL TO APPROVE THE SEMTECH CORPORATION Mgmt Against Against
2013 LONG-TERM EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SHFL ENTERTAINMENT INC. Agenda Number: 933729456
--------------------------------------------------------------------------------------------------------------------------
Security: 78423R105
Meeting Type: Annual
Meeting Date: 14-Mar-2013
Ticker: SHFL
ISIN: US78423R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARRY W. SAUNDERS Mgmt Withheld Against
JOHN R. BAILEY Mgmt Withheld Against
DANIEL M. WADE Mgmt Withheld Against
EILEEN F. RANEY Mgmt Withheld Against
A. RANDALL THOMAN Mgmt Withheld Against
MICHAEL GAVIN ISAACS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE 2013 FISCAL
YEAR.
3. TO APPROVE THE SHFL ENTERTAINMENT, INC. Mgmt Against Against
2012 STOCK INCENTIVE PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933744472
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDITH HUNTINGTON Mgmt For For
MICHAEL PAPPAGALLO Mgmt For For
JOHN TAMBERLANE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED 2004 Mgmt Against Against
LONG-TERM INCENTIVE PLAN.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda Number: 933739471
--------------------------------------------------------------------------------------------------------------------------
Security: 826919102
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: SLAB
ISIN: US8269191024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM G. BOCK Mgmt Withheld Against
R. TED ENLOE III Mgmt For For
JACK R. LAZAR Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 28, 2013.
3 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPANY'S
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SOURCEFIRE, INC. Agenda Number: 933803137
--------------------------------------------------------------------------------------------------------------------------
Security: 83616T108
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: FIRE
ISIN: US83616T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. BECKER Mgmt For For
KEVIN M. KLAUSMEYER Mgmt For For
ARNOLD L. PUNARO Mgmt For For
2. APPROVAL OF THE EXECUTIVE ANNUAL INCENTIVE Mgmt For For
PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES INC. Agenda Number: 933807628
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. BEN BALDANZA Mgmt For For
CARLTON D. DONAWAY Mgmt For For
DAVID G. ELKINS Mgmt For For
HORACIO SCAPPARONE Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS YEAR ENDING DECEMBER 31,
2013.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO EXECUTIVE
COMPENSATION DISCLOSURE RULES UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 933808442
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL W. BROWN Mgmt Withheld Against
JOHN P. DUBINSKY Mgmt For For
ROBERT E. GRADY Mgmt Withheld Against
THOMAS B. MICHAUD Mgmt Withheld Against
JAMES M. OATES Mgmt Withheld Against
BEN A. PLOTKIN Mgmt Withheld Against
MICHAEL J. ZIMMERMAN Mgmt For For
2 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt Against Against
RELATING TO THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR 2013
--------------------------------------------------------------------------------------------------------------------------
SUSSER HOLDINGS CORPORATION Agenda Number: 933797663
--------------------------------------------------------------------------------------------------------------------------
Security: 869233106
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: SUSS
ISIN: US8692331064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARMAND S. SHAPIRO Mgmt For For
SAM L. SUSSER Mgmt For For
2. ADVISORY VOTE TO APPROVE SUSSER'S 2012 Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SUSSER'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. APPROVAL OF SUSSER HOLDINGS CORPORATION Mgmt For For
2013 EQUITY INCENTIVE PLAN.
5. APPROVAL OF SUSSER HOLDINGS CORPORATION Mgmt For For
SECTION 162(M) PERFORMANCE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933743595
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG W. BECKER Mgmt For For
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
KATE D. MITCHELL Mgmt For For
JOHN F. ROBINSON Mgmt For For
GAREN K. STAGLIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION ("SAY ON PAY").
--------------------------------------------------------------------------------------------------------------------------
SYNAGEVA BIOPHARMA CORP. Agenda Number: 933808517
--------------------------------------------------------------------------------------------------------------------------
Security: 87159A103
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GEVA
ISIN: US87159A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANJ K. PATEL Mgmt Withheld Against
FELIX J. BAKER Mgmt Withheld Against
STEPHEN R. BIGGAR Mgmt Withheld Against
STEPHEN R. DAVIS Mgmt For For
THOMAS R. MALLEY Mgmt For For
BARRY QUART Mgmt For For
THOMAS J. TISCH Mgmt For For
PETER WIRTH Mgmt For For
2. APPROVAL OF A NON-BINDING ADVISORY VOTE ON Mgmt For For
COMPENSATION PAID TO SYNAGEVA'S NAMED
EXECUTIVE OFFICERS.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE ON Mgmt 3 Years Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO SYNAGEVA'S Mgmt For For
2005 STOCK PLAN, INCLUDING TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE BY
1,500,000 SHARES (SUBJECT TO ADJUSTMENT IS
THE EVENT OF STOCK SPLITS AND EITHER
SIMILAR EVENTS).
5. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
SYNAGEVA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC. Agenda Number: 933777192
--------------------------------------------------------------------------------------------------------------------------
Security: 87817A107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TMH
ISIN: US87817A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. LYNN MASSINGALE, MD Mgmt For For
NEIL P. SIMPKINS Mgmt For For
EARL P. HOLLAND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2013.
3. APPROVAL OF TEAM HEALTH HOLDINGS, INC. Mgmt For For
AMENDED AND RESTATED 2009 STOCK INCENTIVE
PLAN.
4. APPROVAL OF TEAM HEALTH HOLDINGS, INC. Mgmt For For
AMENDED AND RESTATED ANNUAL MANAGEMENT
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC. Agenda Number: 933766896
--------------------------------------------------------------------------------------------------------------------------
Security: 88224Q107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: TCBI
ISIN: US88224Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE F. JONES, JR. Mgmt For For
PETER B. BARTHOLOW Mgmt Withheld Against
JAMES H. BROWNING Mgmt Withheld Against
PRESTON M. GEREN III Mgmt For For
FREDERICK B. HEGI, JR. Mgmt For For
LARRY L. HELM Mgmt For For
JAMES R. HOLLAND, JR. Mgmt For For
W.W. MCALLISTER III Mgmt Withheld Against
ELYSIA HOLT RAGUSA Mgmt For For
STEVEN P. ROSENBERG Mgmt For For
GRANT E. SIMS Mgmt For For
ROBERT W. STALLINGS Mgmt For For
DALE W. TREMBLAY Mgmt For For
IAN J. TURPIN Mgmt Withheld Against
2. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 933771455
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY N. MOORE Mgmt For For
JAMES F. PARKER Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE TEXAS ROADHOUSE, Mgmt For For
INC. 2013 LONG-TERM INCENTIVE PLAN.
5. AN ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
TO ELIMINATE THE CLASSIFICATION OF THE
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY Agenda Number: 933671984
--------------------------------------------------------------------------------------------------------------------------
Security: 00762W107
Meeting Type: Annual
Meeting Date: 11-Sep-2012
Ticker: ABCO
ISIN: US00762W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANJU K. BANSAL Mgmt For For
PETER J. GRUA Mgmt For For
KELT KINDICK Mgmt For For
ROBERT W. MUSSLEWHITE Mgmt For For
MARK R. NEAMAN Mgmt For For
LEON D. SHAPIRO Mgmt For For
FRANK J. WILLIAMS Mgmt For For
LEANNE M. ZUMWALT Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2013.
3. APPROVAL OF AN AMENDMENT TO THE ADVISORY Mgmt Against Against
BOARD COMPANY'S CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
4. APPROVAL, BY AN ADVISORY VOTE, OF THE Mgmt For For
ADVISORY BOARD COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE CORPORATE EXECUTIVE BOARD COMPANY Agenda Number: 933814483
--------------------------------------------------------------------------------------------------------------------------
Security: 21988R102
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: CEB
ISIN: US21988R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. MONAHAN III Mgmt For For
GREGOR S. BAILAR Mgmt Withheld Against
STEPHEN M. CARTER Mgmt Withheld Against
GORDON J. COBURN Mgmt Withheld Against
L. KEVIN COX Mgmt For For
NANCY J. KARCH Mgmt For For
DANIEL O. LEEMON Mgmt For For
JEFFREY R. TARR Mgmt Withheld Against
2. RATIFICATION OF THE RETENTION OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC. Agenda Number: 933761000
--------------------------------------------------------------------------------------------------------------------------
Security: 563571108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: MTW
ISIN: US5635711089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOAN K. CHOW Mgmt For For
KENNETH W. KRUEGER Mgmt For For
ROBERT C. STIFT Mgmt For For
2 THE APPROVAL OF THE COMPANY'S 2013 OMNIBUS Mgmt For For
INCENTIVE PLAN.
3 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
ALLOW MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS.
4 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
5 AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION Agenda Number: 933767785
--------------------------------------------------------------------------------------------------------------------------
Security: 596278101
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: MIDD
ISIN: US5962781010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SELIM A. BASSOUL Mgmt For For
ROBERT B. LAMB Mgmt Withheld Against
JOHN R. MILLER III Mgmt For For
GORDON O'BRIEN Mgmt For For
PHILIP G. PUTNAM Mgmt Withheld Against
SABIN C. STREETER Mgmt Withheld Against
2. APPROVAL, BY AN ADVISORY VOTE, OF THE 2012 Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION ("SEC").
3. AMENDMENT OF THE COMPANY'S SECOND AMENDED Mgmt For For
AND RESTATED BYLAWS TO IMPLEMENT MAJORITY
VOTING FOR UNCONTESTED DIRECTOR ELECTIONS.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt Against Against
YOUNG LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL
YEAR ENDING DECEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. Agenda Number: 933777508
--------------------------------------------------------------------------------------------------------------------------
Security: 90385D107
Meeting Type: Annual
Meeting Date: 20-May-2013
Ticker: ULTI
ISIN: US90385D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT SCHERR Mgmt For For
1B. ELECTION OF DIRECTOR: ALOIS T. LEITER Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt Against Against
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. SAY ON PAY - TO APPROVE, BY NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THERMON GROUP HOLDINGS, INC. Agenda Number: 933661832
--------------------------------------------------------------------------------------------------------------------------
Security: 88362T103
Meeting Type: Annual
Meeting Date: 02-Aug-2012
Ticker: THR
ISIN: US88362T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RODNEY L. BINGHAM Mgmt For For
MARCUS J. GEORGE Mgmt For For
RICHARD E. GOODRICH Mgmt Withheld Against
KEVIN J. MCGINTY Mgmt Withheld Against
JOHN T. NESSER Mgmt Withheld Against
MICHAEL W. PRESS Mgmt For For
STEPHEN A. SNIDER Mgmt For For
CHARLES A. SORRENTINO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2013
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT
4. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt 3 Years Against
BASIS, THE FREQUENCY OF FUTURE STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVE OFFICERS
5. TO APPROVE THE THERMON GROUP HOLDINGS, INC. Mgmt For For
2012 SHORT-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
TRIUMPH GROUP, INC. Agenda Number: 933662389
--------------------------------------------------------------------------------------------------------------------------
Security: 896818101
Meeting Type: Annual
Meeting Date: 19-Jul-2012
Ticker: TGI
ISIN: US8968181011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL BOURGON Mgmt For For
ELMER L. DOTY Mgmt For For
RALPH E. EBERHART Mgmt For For
JEFFRY D. FRISBY Mgmt For For
RICHARD C. GOZON Mgmt For For
RICHARD C. ILL Mgmt For For
ADAM J. PALMER Mgmt For For
JOSEPH M. SILVESTRI Mgmt For For
GEORGE SIMPSON Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
CUMULATIVE VOTING TO ALLOW FOR THE ADOPTION
OF A MAJORITY VOTE STANDARD IN THE ELECTION
OF DIRECTORS.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS TRIUMPH'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
TUMI HOLDINGS INC Agenda Number: 933803834
--------------------------------------------------------------------------------------------------------------------------
Security: 89969Q104
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: TUMI
ISIN: US89969Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. HANSON Mgmt Withheld Against
CLAIRE M. BENNETT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
VAIL RESORTS, INC. Agenda Number: 933698334
--------------------------------------------------------------------------------------------------------------------------
Security: 91879Q109
Meeting Type: Annual
Meeting Date: 29-Nov-2012
Ticker: MTN
ISIN: US91879Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT A. KATZ Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD D. KINCAID Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. REDMOND Mgmt For For
1E. ELECTION OF DIRECTOR: HILARY A. SCHNEIDER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN F. SORTE Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 31,
2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VOLTERRA SEMICONDUCTOR CORPORATION Agenda Number: 933753685
--------------------------------------------------------------------------------------------------------------------------
Security: 928708106
Meeting Type: Annual
Meeting Date: 15-Apr-2013
Ticker: VLTR
ISIN: US9287081064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. JEFFREY STASZAK Mgmt For For
MR. RALPH QUINSEY Mgmt For For
MR. JEFF RICHARDSON Mgmt For For
2. TO PROVIDE AN ADVISORY VOTE ON THE Mgmt For For
EXECUTIVE COMPENSATION PAYMENTS AND
PRACTICES FOR THE NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WAGEWORKS, INC. Agenda Number: 933742377
--------------------------------------------------------------------------------------------------------------------------
Security: 930427109
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: WAGE
ISIN: US9304271094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. BERKELEY Mgmt For For
JEROME D. GRAMAGLIA Mgmt For For
2. AMENDMENT AND RESTATEMENT OF THE COMPANY'S Mgmt For For
2010 EQUITY INCENTIVE PLAN.
3. APPROVAL OF THE COMPANY'S EXECUTIVE BONUS Mgmt For For
PLAN.
4. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
Loomis Sayles Strategic Income Fund
--------------------------------------------------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT CO. Agenda Number: 933744915
--------------------------------------------------------------------------------------------------------------------------
Security: 03748R101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: AIV
ISIN: US03748R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES N. BAILEY Mgmt Against Against
1.2 ELECTION OF DIRECTOR: TERRY CONSIDINE Mgmt For For
1.3 ELECTION OF DIRECTOR: THOMAS L. KELTNER Mgmt Against Against
1.4 ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt Against Against
1.5 ELECTION OF DIRECTOR: ROBERT A. MILLER Mgmt Against Against
1.6 ELECTION OF DIRECTOR: KATHLEEN M. NELSON Mgmt Against Against
1.7 ELECTION OF DIRECTOR: MICHAEL A. STEIN Mgmt Against Against
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt Against Against
LLP TO SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR AIMCO FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED ESTATES REALTY CORPORATION Agenda Number: 933775693
--------------------------------------------------------------------------------------------------------------------------
Security: 045604105
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: AEC
ISIN: US0456041054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALBERT T. ADAMS Mgmt Withheld Against
JEFFREY I. FRIEDMAN Mgmt Withheld Against
MICHAEL E. GIBBONS Mgmt For For
MARK L. MILSTEIN Mgmt Withheld Against
JAMES J. SANFILIPPO Mgmt For For
JAMES A. SCHOFF Mgmt For For
RICHARD T. SCHWARZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY'S FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933759017
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
6. STOCKHOLDER PROPOSAL - MULTIPLE BOARD Shr Against For
SERVICE.
7. STOCKHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933759017
--------------------------------------------------------------------------------------------------------------------------
Security: 060505617
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BMLPRI
ISIN: US0605056177
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
6. STOCKHOLDER PROPOSAL - MULTIPLE BOARD Shr Against For
SERVICE.
7. STOCKHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS B. CAMPBELL Mgmt Against Against
1C. ELECTION OF DIRECTOR: JAMES M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: LAURIE H. GLIMCHER, M.D. Mgmt Against Against
1E. ELECTION OF DIRECTOR: MICHAEL GROBSTEIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: ALAN J. LACY Mgmt Against Against
1G. ELECTION OF DIRECTOR: VICKI L. SATO, PH.D. Mgmt For For
1H. ELECTION OF DIRECTOR: ELLIOT SIGAL, M.D., PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: GERALD L. STORCH Mgmt Against Against
1J. ELECTION OF DIRECTOR: TOGO D. WEST, JR. Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 933808315
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 14-Jun-2013
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BOB G. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: MERRILL A. "PETE" Mgmt For For
MILLER, JR.
1C. ELECTION OF DIRECTOR: THOMAS L. RYAN Mgmt Against Against
1D. ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt For For
1E. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1F. ELECTION OF DIRECTOR: ARCHIE W. DUNHAM Mgmt For For
1G. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H. ELECTION OF DIRECTOR: LOUIS A. RASPINO Mgmt For For
2. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS.
3. TO APPROVE AN AMENDMENT TO OUR BYLAWS TO Mgmt For For
IMPLEMENT PROXY ACCESS.
4. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS.
5. TO APPROVE AN AMENDMENT TO OUR 2003 STOCK Mgmt For For
AWARD PLAN FOR NON-EMPLOYEE DIRECTORS.
6. AN ADVISORY VOTE TO APPROVE OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
7. TO APPROVE AN AMENDMENT TO OUR LONG TERM Mgmt For For
INCENTIVE PLAN.
8. TO APPROVE THE ADOPTION OF OUR ANNUAL Mgmt For For
INCENTIVE PLAN.
9. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
10. SHAREHOLDER PROPOSAL RELATING TO CREATION Shr Against For
OF RISK OVERSIGHT COMMITTEE.
11. SHAREHOLDER PROPOSAL RELATING TO Shr Against For
RE-INCORPORATION IN DELAWARE.
12. SHAREHOLDER PROPOSAL RELATING TO Shr For Against
ACCELERATED VESTING OF SENIOR EXECUTIVES'
EQUITY AWARDS UPON A CHANGE OF CONTROL.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933675576
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 21-Sep-2012
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933742911
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt Against Against
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
DDR CORP. Agenda Number: 933770744
--------------------------------------------------------------------------------------------------------------------------
Security: 23317H102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: DDR
ISIN: US23317H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRANCE R. AHERN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. BOLAND Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS FINNE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT H. GIDEL Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL B. HURWITZ Mgmt For For
1F. ELECTION OF DIRECTOR: VOLKER KRAFT Mgmt For For
1G. ELECTION OF DIRECTOR: REBECCA L. MACCARDINI Mgmt For For
1H. ELECTION OF DIRECTOR: VICTOR B. MACFARLANE Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG MACNAB Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT D. ROULSTON Mgmt For For
1K. ELECTION OF DIRECTOR: BARRY A. SHOLEM Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
SECOND AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES FROM 500,000,000
TO 600,000,000, WHICH RESULTS IN AN
INCREASE IN THE TOTAL NUMBER OF AUTHORIZED
SHARES OF THE COMPANY FROM 511,000,000 TO
611,000,000.
3. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED CODE OF REGULATIONS TO
PERMIT THE BOARD OF DIRECTORS TO AMEND THE
CODE OF REGULATIONS IN ACCORDANCE WITH OHIO
LAW.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS FOR THE COMPANY'S
FISCAL YEAR ENDING DECEMBER 31, 2013.
5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933746705
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM BARNET, III Mgmt For For
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
HARRIS E. DELOACH, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt Withheld Against
JOHN H. FORSGREN Mgmt Withheld Against
ANN M. GRAY Mgmt Withheld Against
JAMES H. HANCE, JR. Mgmt Withheld Against
JOHN T. HERRON Mgmt For For
JAMES B. HYLER, JR. Mgmt For For
E. MARIE MCKEE Mgmt Withheld Against
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
JAMES E. ROGERS Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
PHILIP R. SHARP Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
DUKE ENERGY CORPORATION'S INDEPENDENT
PUBLIC ACCOUNTANT FOR 2013
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. APPROVAL OF THE AMENDED DUKE ENERGY Mgmt For For
CORPORATION EXECUTIVE SHORT-TERM INCENTIVE
PLAN
5. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT
6. SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 933784678
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
LINDA WALKER BYNOE Mgmt For For
MARY KAY HABEN Mgmt For For
BRADLEY A. KEYWELL Mgmt For For
JOHN E. NEAL Mgmt For For
DAVID J. NEITHERCUT Mgmt For For
MARK S. SHAPIRO Mgmt For For
GERALD A. SPECTOR Mgmt For For
B. JOSEPH WHITE Mgmt For For
SAMUEL ZELL Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE YEAR ENDING DECEMBER 31,
2013.
3. APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
4. SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SUSTAINABILITY REPORTING.
--------------------------------------------------------------------------------------------------------------------------
FAIRPOINT COMMUNICATIONS, INC. Agenda Number: 933804242
--------------------------------------------------------------------------------------------------------------------------
Security: 305560302
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: FRP
ISIN: US3055603027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS J. AUSTIN Mgmt For For
PETER C. GINGOLD Mgmt For For
EDWARD D. HOROWITZ Mgmt For For
MICHAEL J. MAHONEY Mgmt For For
MICHAEL K. ROBINSON Mgmt For For
PAUL H. SUNU Mgmt For For
DAVID L. TREADWELL Mgmt For For
WAYNE WILSON Mgmt For For
2. APPROVAL ON AN ADVISORY BASIS OF OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN TELCOM HOLDCO, INC Agenda Number: 933760919
--------------------------------------------------------------------------------------------------------------------------
Security: 420031106
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: HCOM
ISIN: US4200311060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. JALKUT Mgmt For For
KURT M. CELLAR Mgmt For For
WALTER A. DODS, JR. Mgmt For For
WARREN H. HARUKI Mgmt For For
STEVEN C. OLDHAM Mgmt For For
BERNARD R. PHILLIPS III Mgmt For For
ERIC K. YEAMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933758611
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt Against Against
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt Against Against
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt Against Against
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT AND EXTENSION OF THE Mgmt For For
2006 EQUITY INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL TITLED "EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 933734940
--------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 04-Apr-2013
Ticker: KBH
ISIN: US48666K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt Against Against
1B ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1C ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM Mgmt For For
1D ELECTION OF DIRECTOR: DR. THOMAS W. Mgmt For For
GILLIGAN
1E ELECTION OF DIRECTOR: KENNETH M. JASTROW, Mgmt For For
II
1F ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt Against Against
1G ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY Mgmt For For
1I ELECTION OF DIRECTOR: JEFFREY T. MEZGER Mgmt For For
1J ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3 RATIFY THE APPOINMENT OF ERNST & YOUNG LLP Mgmt For For
AS KB HOME'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933736742
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt For For
THERON I. (TIG) GILLIAM Mgmt For For
SHERRILL W. HUDSON Mgmt For For
R. KIRK LANDON Mgmt For For
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
JEFFREY SONNENFELD Mgmt For For
2. TO APPROVE THE COMPANY'S COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS (A NON-BINDING
"SAY-ON-PAY" VOTE).
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY'S FISCAL YEAR ENDING NOVEMBER 30,
2013.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 933664369
--------------------------------------------------------------------------------------------------------------------------
Security: 61744H105
Meeting Type: Annual
Meeting Date: 22-Aug-2012
Ticker: MSD
ISIN: US61744H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL BOZIC Mgmt Withheld Against
MICHAEL F. KLEIN Mgmt Withheld Against
W. ALLEN REED Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 933821200
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G106
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: NHF
ISIN: US74734W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ELECT BRYAN A. WARD AS A CLASS I TRUSTEE Mgmt For For
OF THE FUND, TO SERVE FOR A THREE-YEAR TERM
EXPIRING AT THE 2016 ANNUAL MEETING OR
UNTIL HIS SUCCESSOR IS DULY ELECTED AND
QUALIFIED.
--------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. Agenda Number: 933767103
--------------------------------------------------------------------------------------------------------------------------
Security: 690768403
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: OI
ISIN: US6907684038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAY L. GELDMACHER Mgmt For For
ALBERT P.L. STROUCKEN Mgmt For For
DENNIS K. WILLIAMS Mgmt For For
THOMAS L. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, BY ADVISORY VOTE, THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 933737643
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES G. BERGES Mgmt For For
JOHN V. FARACI Mgmt For For
VICTORIA F. HAYNES Mgmt For For
MARTIN H. RICHENHAGEN Mgmt For For
2 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
5 SHAREHOLDER PROPOSAL TO ADOPT A SIMPLE Shr For Against
MAJORITY VOTE.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933771289
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt Against Against
1C. ELECTION OF DIRECTOR: GASTON CAPERTON Mgmt For For
1D. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt Against Against
1F. ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1H. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt Against Against
1I. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1J. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1K. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING WRITTEN Shr For Against
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
REPSOL S.A. Agenda Number: 933820044
--------------------------------------------------------------------------------------------------------------------------
Security: E8471S130
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: REP
ISIN: ES0173516115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REVIEW AND APPROVAL, IF APPROPRIATE, OF THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT
REPORT OF REPSOL, S.A., THE CONSOLIDATED
ANNUAL FINANCIAL STATEMENTS AND
CONSOLIDATED MANAGEMENT REPORT, FOR FISCAL
YEAR ENDED 31 DECEMBER 2012.
2. REVIEW AND APPROVAL, IF APPROPRIATE, OF THE Mgmt For For
MANAGEMENT OF THE BOARD OF DIRECTORS OF
REPSOL, S.A. DURING 2012.
3. APPOINTMENT OF THE ACCOUNTS AUDITOR OF Mgmt For For
REPSOL, S.A. AND ITS CONSOLIDATED GROUP FOR
FISCAL YEAR 2013.
4. REVIEW AND APPROVAL, IF APPROPRIATE, Mgmt For For
EFFECTIVE AS OF JANUARY 1, 2013, OF THE
UPDATED BALANCE SHEET OF REPSOL, S.A., IN
ACCORDANCE WITH LAW 16/2012, OF 27
DECEMBER.
5. REVIEW AND APPROVAL, IF APPROPRIATE, OF THE Mgmt For For
PROPOSED APPLICATION OF PROFITS AND
DISTRIBUTION OF THE DIVIDEND FOR 2012.
6. INCREASE OF SHARE CAPITAL IN AN AMOUNT Mgmt For For
DETERMINABLE PURSUANT TO THE TERMS OF THE
RESOLUTION, BY ISSUING NEW COMMON SHARES
HAVING A PAR VALUE OF ONE (1) EURO EACH, OF
THE SAME CLASS AND SERIES AS THOSE
CURRENTLY IN CIRCULATION, CHARGED TO
VOLUNTARY RESERVES, OFFERING THE
SHAREHOLDERS THE POSSIBILITY OF SELLING THE
SCRIP DIVIDEND RIGHTS TO THE COMPANY ITSELF
OR ON THE MARKET, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
7. SECOND CAPITAL INCREASE IN AN AMOUNT Mgmt For For
DETERMINABLE PURSUANT TO THE TERMS OF THE
RESOLUTION, BY ISSUING NEW COMMON SHARES
HAVING A PAR VALUE OF ONE (1) EURO EACH, OF
THE SAME CLASS AND SERIES AS THOSE
CURRENTLY IN CIRCULATION, CHARGED TO
VOLUNTARY RESERVES, OFFERING THE
SHAREHOLDERS THE POSSIBILITY OF SELLING THE
SCRIP DIVIDEND RIGHTS TO THE COMPANY ITSELF
OR ON THE MARKET, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
8. RE-ELECTION OF MR. LUIS SUAREZ DE LEZO Mgmt For For
MANTILLA AS DIRECTOR.
9. RE-ELECTION OF MS. MARIA ISABEL GABARRO MIQUEL Mgmt Against Against
AS DIRECTOR.
10. RATIFICATION OF THE INTERIM APPOINTMENT AND Mgmt For For
RE-ELECTION OF MR. MANUEL MANRIQUE CECILIA
AS DIRECTOR OF THE COMPANY.
11. APPOINTMENT OF MR. RENE DAHAN AS DIRECTOR. Mgmt For For
12. DIRECTORS' REMUNERATION SYSTEM: AMENDMENT Mgmt For For
OF ARTICLE 45 ("REMUNERATION OF DIRECTORS")
OF THE BYLAWS.
13. REMUNERATION OF BOARD MEMBERS. Mgmt For For
14. ADVISORY VOTE ON THE REPORT ON THE Mgmt Against Against
REMUNERATION POLICY FOR DIRECTORS OF REPSOL
S.A. FOR 2012.
15. DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO ISSUE DEBENTURES, BONDS AND ANY
OTHER FIXED RATE SECURITIES OR DEBT
INSTRUMENTS OF ANALOGOUS NATURE, SIMPLES OR
EXCHANGEABLES BY ISSUED SHARES OR OTHER
PRE-EXISTING SECURITIES OF OTHER ENTITIES,
AS WELL AS PROMISSORY NOTES AND PREFERENCE
SHARES, AND TO GUARANTEE THE ISSUE OF
SECURITIES BY COMPANIES WITHIN THE GROUP,
LEAVING WITHOUT EFFECT, IN THE PORTION NOT
USED, THE EIGHTH RESOLUTION OF THE GENERAL
SHAREHOLDERS' MEETING HELD ON MAY 14, 2009.
16. COMPOSITION OF THE DELEGATE COMMITTEE: Mgmt For For
AMENDMENT OF ARTICLE 38 ("DELEGATE
COMMITTEE") OF THE BYLAWS.
17. DELEGATION OF POWERS TO INTERPRET, Mgmt For For
SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY AND
FORMALIZE THE RESOLUTIONS ADOPTED BY THE
GENERAL SHAREHOLDERS' MEETING.
--------------------------------------------------------------------------------------------------------------------------
ROCK-TENN COMPANY Agenda Number: 933718275
--------------------------------------------------------------------------------------------------------------------------
Security: 772739207
Meeting Type: Annual
Meeting Date: 25-Jan-2013
Ticker: RKT
ISIN: US7727392075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. STEPHEN FELKER Mgmt Withheld Against
LAWRENCE L. GELLERSTEDT Mgmt Withheld Against
JOHN W. SPIEGEL Mgmt Withheld Against
2. APPROVAL OF THE ADOPTION OF THE ROCK-TENN Mgmt For For
COMPANY AMENDED AND RESTATED ANNUAL
EXECUTIVE BONUS PROGRAM TO AMEND AND
RESTATE ROCK-TENN COMPANY'S CURRENT ANNUAL
EXECUTIVE BONUS PROGRAM, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ROCK-TENN COMPANY.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
5. SHAREHOLDER PROPOSAL - REPEAL CLASSIFIED Shr For Against
BOARD.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 933802476
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: RDSA
ISIN: GB00803MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF REMUNERATION REPORT Mgmt For For
3 RE-APPOINTMENT OF JOSEF ACKERMANN AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
4 RE-APPOINTMENT OF GUY ELLIOTT AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
6 RE-APPOINTMENT OF CHARLES O. HOLLIDAY AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 RE-APPOINTMENT OF GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 RE-APPOINTMENT OF JORMA OLLILA AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
9 RE-APPOINTMENT OF SIR NIGEL SHEINWALD AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 RE-APPOINTMENT OF LINDA G. STUNTZ AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 RE-APPOINTMENT OF GERRIT ZALM AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 RE-APPOINTMENT OF AUDITORS Mgmt For For
15 REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 933761670
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt Against Against
1B. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1C. ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt Against Against
1D. ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt Against Against
1E. ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt Against Against
1F. ELECTION OF DIRECTOR: DANIEL C. SMITH, Mgmt Against Against
PH.D.
1G. ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
2. ANNUAL ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
SPECTRA ENERGY CORP Agenda Number: 933750627
--------------------------------------------------------------------------------------------------------------------------
Security: 847560109
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: SE
ISIN: US8475601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY L. EBEL Mgmt For For
1C. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH ALVARADO Mgmt For For
1E. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: F. ANTHONY COMPER Mgmt For For
1G. ELECTION OF DIRECTOR: PETER B. HAMILTON Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS R. HENDRIX Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL MCSHANE Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS SPECTRA ENERGY CORP'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL CONCERNING FUGITIVE Shr Against For
METHANE EMISSIONS REPORT.
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. Agenda Number: 933827682
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: TEF
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For
THE INDIVIDUAL ANNUAL ACCOUNTS, THE
CONSOLIDATED FINANCIAL STATEMENTS
(CONSOLIDATED ANNUAL ACCOUNTS) AND THE
MANAGEMENT REPORT OF TELEFONICA, S.A. AND
OF ITS CONSOLIDATED GROUP OF COMPANIES, AS
WELL AS OF THE PROPOSED ALLOCATION OF THE
PROFITS/LOSSES OF TELEFONICA, S.A. AND THE
MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL
WITH RESPECT TO FISCAL YEAR 2012.
2A. RE-ELECTION OF MR. JOSE MARIA ABRIL PEREZ Mgmt For
AS DIRECTOR.
2B. RE-ELECTION OF MR. JOSE FERNANDO DE ALMANSA Mgmt For
MORENO-BARREDA AS DIRECTOR.
2C. RE-ELECTION OF MS. EVA CASTILLO SANZ AS Mgmt For
DIRECTOR.
2D. RE-ELECTION OF MR. LUIZ FERNANDO FURLAN AS Mgmt For
DIRECTOR.
2E. RE-ELECTION OF MR. FRANCISCO JAVIER DE PAZ Mgmt For
MANCHO AS DIRECTOR.
2F. RATIFICATION OF MR. SANTIAGO FERNANDEZ Mgmt For
VALBUENA AS DIRECTOR.
3. RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR Mgmt For
2013.
4A. AMENDMENT OF ARTICLES 17 (IN CONNECTION Mgmt For
WITH A PART OF ITS CONTENT WHICH WILL
BECOME A NEW ARTICLE 20), AND 20 BIS OF THE
BY-LAWS (WHICH BECOMES THE NEW ARTICLE 25),
AND ADDITION OF TWO NEW ARTICLES, NUMBERED
32 AND 40, TO IMPROVE THE REGULATIONS OF
THE GOVERNING BODIES OF TELEFONICA, S.A.
4B. AMENDMENT OF ARTICLES 16, 18, 18 BIS AND 21 Mgmt For
OF THE BY-LAWS (WHICH BECOME ARTICLES 17,
22, 4 AND 26, RESPECTIVELY) AND ADDITION OF
TWO NEW ARTICLES, NUMBERED 43 AND 44, WITH
A VIEW TO BRINGING THE PROVISIONS OF THE
BY-LAWS INTO LINE WITH THE LATEST
LEGISLATIVE CHANGES.
4C. APPROVAL OF A CONSOLIDATED TEXT OF THE Mgmt For
BY-LAWS WITH A VIEW TO SYSTEMATIZING AND
STANDARDIZING ITS CONTENT, INCORPORATING
THE AMENDMENTS APPROVED, AND RENUMBERING
SEQUENTIALLY THE TITLES, SECTIONS, AND
ARTICLES INTO WHICH IT IS DIVIDED.
5. AMENDMENT AND APPROVAL OF THE CONSOLIDATED Mgmt For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING.
6. SHAREHOLDER COMPENSATION. DISTRIBUTION OF Mgmt For
DIVIDENDS WITH A CHARGE TO UNRESTRICTED
RESERVES.
7. DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For
POWER TO ISSUE DEBENTURES, BONDS, NOTES AND
OTHER FIXED-INCOME SECURITIES, BE THEY
SIMPLE, EXCHANGEABLE AND/OR CONVERTIBLE,
GRANTING THE BOARD, IN THE LAST CASE, THE
POWER TO EXCLUDE THE PRE-EMPTIVE RIGHTS OF
SHAREHOLDERS, AS WELL AS THE POWER TO ISSUE
PREFERRED SHARES AND THE POWER TO GUARANTEE
ISSUANCES BY COMPANIES OF THE GROUP.
8. DELEGATION OF POWERS TO FORMALIZE, Mgmt For
INTERPRET, CORRECT AND IMPLEMENT THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT
THE GENERAL SHAREHOLDERS' MEETING.
9. CONSULTATIVE VOTE ON THE REPORT ON DIRECTOR Mgmt Against
COMPENSATION POLICY OF TELEFONICA, S.A.
--------------------------------------------------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED Agenda Number: 933679447
--------------------------------------------------------------------------------------------------------------------------
Security: 881624209
Meeting Type: Annual
Meeting Date: 12-Sep-2012
Ticker: TEVA
ISIN: US8816242098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE RESOLUTION OF THE BOARD OF Mgmt For For
DIRECTORS TO DECLARE AND DISTRIBUTE THE
CASH DIVIDENDS FOR THE YEAR ENDED DECEMBER
31, 2011, PAID IN FOUR INSTALLMENTS IN AN
AGGREGATE AMOUNT OF NIS 3.40 (APPROXIMATELY
US$0.95, ACCORDING TO THE APPLICABLE
EXCHANGE RATES PER ORDINARY SHARE (OR ADS).
2A. ELECTION OF DIRECTOR: DR. PHILLIP FROST Mgmt Against Against
2B. ELECTION OF DIRECTOR: MR. ROGER ABRAVANEL Mgmt For For
2C. ELECTION OF DIRECTOR: PROF. RICHARD A. Mgmt For For
LERNER
2D. ELECTION OF DIRECTOR: MS. GALIA MAOR Mgmt For For
2E. ELECTION OF DIRECTOR: MR. EREZ VIGODMAN Mgmt For For
3A. TO APPROVE THE PAYMENT TO EACH OF THE Mgmt For For
COMPANY'S DIRECTORS, OTHER THAN THE
CHAIRMAN AND THE VICE CHAIRMAN OF THE BOARD
OF DIRECTORS, OF AN ANNUAL FEE IN THE NIS
EQUIVALENT OF US$190,000 (ACCORDING TO THE
EXCHANGE RATE ON THE DATE OF APPROVAL BY
SHAREHOLDERS) PLUS VAT (AS APPLICABLE) PLUS
A PER MEETING FEE OF US$2,000 (ACCORDING TO
THE EXCHANGE RATE ON THE DATE OF APPROVAL
BY SHAREHOLDERS) PLUS VAT (AS APPLICABLE).
SUCH PAYMENTS WILL BE ADJUSTED BASED ON THE
ISRAELI CONSUMER PRICE INDEX SUBSEQUENT TO
THE DATE OF APPROVAL BY SHAREHOLDERS.
3B. TO APPROVE THE REIMBURSEMENT AND Mgmt For For
REMUNERATION FOR DR. PHILLIP FROST,
CHAIRMAN OF THE BOARD OF DIRECTORS, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
3C. TO APPROVE PAYMENT TO PROF. MOSHE MANY, FOR Mgmt For For
HIS SERVICE AS VICE CHAIRMAN OF THE BOARD
OF DIRECTORS, OF AN ANNUAL FEE IN THE NIS
EQUIVALENT OF US$400,000 (ACCORDING TO THE
EXCHANGE RATE ON THE DATE OF APPROVAL BY
SHAREHOLDERS) PLUS VAT (AS APPLICABLE), FOR
SUCH TIME AS PROF. MANY CONTINUES TO SERVE
AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS.
SUCH PAYMENT WILL BE ADJUSTED BASED ON THE
ISRAELI CONSUMER PRICE INDEX SUBSEQUENT TO
THE DATE OF APPROVAL BY SHAREHOLDERS.
4. TO APPROVE CERTAIN AMENDMENTS TO THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION IN THE
MANNER DESCRIBED IN THE COMPANY'S PROXY
STATEMENT AND AS REFLECTED IN THE AMENDED
ARTICLES OF ASSOCIATION ATTACHED THERETO.
5. TO APPROVE INDEMNIFICATION AND RELEASE Mgmt For For
AGREEMENTS FOR THE DIRECTORS OF THE
COMPANY.
6. TO APPOINT KESSELMAN & KESSELMAN, A MEMBER Mgmt Against Against
OF PRICEWATERHOUSECOOPERS INTERNATIONAL
LTD., AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE
2013 ANNUAL MEETING OF SHAREHOLDERS AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO
DETERMINE ITS COMPENSATION, PROVIDED SUCH
COMPENSATION IS ALSO APPROVED BY THE AUDIT
COMMITTEE.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933758609
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933764640
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 933788068
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. FARMER Mgmt For For
ROBERT A. INGRAM Mgmt For For
THEO MELAS-KYRIAZI Mgmt For For
G. MASON MORFIT Mgmt For For
LAURENCE E. PAUL Mgmt For For
J. MICHAEL PEARSON Mgmt For For
ROBERT N. POWER Mgmt For For
NORMA A. PROVENCIO Mgmt For For
HOWARD B. SCHILLER Mgmt Withheld Against
LLOYD M. SEGAL Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
02 THE APPROVAL, IN AN ADVISORY RESOLUTION, OF Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCUSSIONS CONTAINED IN THE
MANAGEMENT PROXY CIRCULAR AND PROXY
STATEMENT.
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP Mgmt For For
(UNITED STATES) AS THE AUDITORS FOR THE
COMPANY TO HOLD OFFICE UNTIL THE CLOSE OF
THE 2014 ANNUAL MEETING OF SHAREHOLDERS AND
TO AUTHORIZE THE COMPANY'S BOARD OF
DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
04 TO APPROVE THE CONTINUANCE OF THE COMPANY Mgmt For For
FROM THE CANADA BUSINESS CORPORATIONS ACT
TO THE BRITISH COLUMBIA BUSINESS
CORPORATIONS ACT.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933784779
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSHUA BOGER Mgmt For For
TERRENCE C. KEARNEY Mgmt Withheld Against
YUCHUN LEE Mgmt Withheld Against
ELAINE S. ULLIAN Mgmt Withheld Against
2. APPROVAL OF OUR 2013 STOCK AND OPTION PLAN. Mgmt Against Against
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
4. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VITERRA INC. Agenda Number: 100000121
--------------------------------------------------------------------------------------------------------------------------
Security: 92849T108
Meeting Type: Special
Meeting Date: 30-Jul-2012
Ticker: VT
ISIN: CA92849T1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Bondholder Resolution: Approve the 2021 Mgmt Against Against
Proposed Amendments
Loomis Sayles Value Fund
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933716827
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 24-Jan-2013
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. DAVIS III Mgmt For For
1B. ELECTION OF DIRECTOR: W. DOUGLAS FORD Mgmt For For
1C. ELECTION OF DIRECTOR: EVERT HENKES Mgmt For For
1D. ELECTION OF DIRECTOR: MARGARET G. MCGLYNN Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2013.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt For For
INCENTIVE PLAN. TO APPROVE THE LONG-TERM
INCENTIVE PLAN, INCLUDING TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR USE UNDER
THE PLAN. THE BOARD OF DIRECTORS
RECOMMENDS YOU VOTE "AGAINST"
THE FOLLOWING PROPOSAL
5. SHAREHOLDER PROPOSAL TO REPEAL CLASSIFIED Shr For Against
BOARD.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt Against Against
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt For For
GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.
3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 3 Years Against
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
VOTES.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO RESTRICTING SERVICE ON OTHER BOARDS BY
DIRECTORS OF AIG.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933746008
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt For For
1C. ELECTION OF DIRECTOR: WARREN D. KNOWLTON Mgmt For For
1D. ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1E. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1G. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt Against Against
1H. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
2. TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2013.
4. A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SUPERMAJORITY VOTING RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
AOL INC. Agenda Number: 933752328
--------------------------------------------------------------------------------------------------------------------------
Security: 00184X105
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: AOL
ISIN: US00184X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY ARMSTRONG Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD DALZELL Mgmt For For
1.3 ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1.4 ELECTION OF DIRECTOR: HUGH JOHNSTON Mgmt For For
1.5 ELECTION OF DIRECTOR: DAWN LEPORE Mgmt For For
1.6 ELECTION OF DIRECTOR: PATRICIA MITCHELL Mgmt For For
1.7 ELECTION OF DIRECTOR: FREDRIC REYNOLDS Mgmt For For
1.8 ELECTION OF DIRECTOR: JAMES STENGEL Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE COMPANY'S TAX ASSET Mgmt For For
PROTECTION PLAN.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933725042
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 27-Feb-2013
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO (I) ELIMINATE CERTAIN
LANGUAGE RELATING TO TERM OF OFFICE OF
DIRECTORS IN ORDER TO FACILITATE THE
ADOPTION OF MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK OF
$0.00001 PER SHARE AND (IV) MAKE OTHER
CHANGES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK."
6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS."
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933727577
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 05-Mar-2013
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1F. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2013.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933744016
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1J. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1L. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE STOCK PURCHASE AND DEFERRAL PLAN. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr Against For
6. LEAD BATTERIES REPORT. Shr Against For
7. COMPENSATION PACKAGES. Shr For Against
8. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933759017
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
6. STOCKHOLDER PROPOSAL - MULTIPLE BOARD Shr Against For
SERVICE.
7. STOCKHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL - MORTGAGE SERVICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933754916
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1B. ELECTION OF DIRECTOR: BLAKE E. DEVITT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL D. FOSLER Mgmt For For
1E. ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. AMENDMENT OF ARTICLE SIXTH OF THE AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION
ELIMINATING THE CLASSIFIED STRUCTURE OF THE
BOARD OF DIRECTORS
5. AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION GRANTING
HOLDERS OF AT LEAST 25% OF OUTSTANDING
COMMON STOCK THE RIGHT TO CALL A SPECIAL
MEETING OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933756794
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Against Against
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt Against Against
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt Against Against
1G. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1H. ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: G.L. STORCH Mgmt Against Against
1J. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION Agenda Number: 933763383
--------------------------------------------------------------------------------------------------------------------------
Security: 131347304
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CPN
ISIN: US1313473043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK CASSIDY Mgmt For For
JACK A. FUSCO Mgmt For For
ROBERT C. HINCKLEY Mgmt For For
MICHAEL W. HOFMANN Mgmt For For
DAVID C. MERRITT Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DENISE M. O'LEARY Mgmt For For
J. STUART RYAN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDMENT TO THE 2008 EQUITY Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES AVAILABLE UNDER THE PLAN AND TO
MODIFY THE SHARE COUNTING PROVISIONS
APPLICABLE TO CASH-SETTLED EQUITY AWARDS
UNDER THE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933786874
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: ALICE P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: GEORGE L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: RONALD D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: CARL WARE Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. SHALE ENERGY OPERATIONS Shr Against For
6. OFFSHORE OIL WELLS Shr Against For
7. CLIMATE RISK Shr Against For
8. LOBBYING DISCLOSURE Shr Against For
9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For
POLITICAL PURPOSES
10. CUMULATIVE VOTING Shr Against For
11. SPECIAL MEETINGS Shr For Against
12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
13. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933691708
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 15-Nov-2012
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE EXECUTIVE INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2013.
5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr For Against
POLICY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN WHENEVER POSSIBLE.
6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For
PREPARE A REPORT ON "CONFLICT MINERALS" IN
CISCO'S SUPPLY CHAIN.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933746375
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt Against Against
1C. ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt Against Against
1D. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Against Against
1F. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1I. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY APPROVAL OF CITI'S 2012 EXECUTIVE Mgmt For For
COMPENSATION.
4. AMENDMENT TO THE CITIGROUP 2009 STOCK Mgmt For For
INCENTIVE PLAN (RELATING TO DIVIDEND
EQUIVALENTS).
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933742202
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt For For
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt For For
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt For For
ANDREA L. SAIA Mgmt For For
GARRY WATTS Mgmt For For
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933764739
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt Withheld Against
SHELDON M. BONOVITZ Mgmt For For
JOSEPH J. COLLINS Mgmt Withheld Against
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt Withheld Against
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. TO PROHIBIT ACCELERATED VESTING UPON A Shr For Against
CHANGE IN CONTROL
4. TO ADOPT A RECAPITALIZATION PLAN Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933769335
--------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CNX
ISIN: US20854P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. BRETT HARVEY Mgmt For For
PHILIP W. BAXTER Mgmt Withheld Against
JAMES E. ALTMEYER, SR. Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
DAVID C. HARDESTY, JR. Mgmt For For
JOHN T. MILLS Mgmt Withheld Against
WILLIAM P. POWELL Mgmt Withheld Against
JOSEPH T. WILLIAMS Mgmt Withheld Against
2. APPROVAL OF THE AMENDED AND RESTATED CONSOL Mgmt For For
ENERGY INC. EXECUTIVE ANNUAL INCENTIVE
PLAN.
3. RATIFICATION OF ANTICIPATED SELECTION OF Mgmt For For
INDEPENDENT AUDITOR: ERNST & YOUNG LLP.
4. APPROVAL OF COMPENSATION PAID TO CONSOL Mgmt Against Against
ENERGY INC.'S NAMED EXECUTIVES.
5. A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A SHAREHOLDER PROPOSAL REGARDING A CLIMATE Shr Against For
CHANGE REPORT.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933727779
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1F) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1G) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 APPROVE THE AMENDED AND RESTATED COVIDIEN Mgmt For For
STOCK AND INCENTIVE PLAN.
5 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S6 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
S7 AMEND ARTICLES OF ASSOCIATION TO EXPAND THE Mgmt For For
AUTHORITY TO EXECUTE INSTRUMENTS OF
TRANSFER.
8 ADVISORY VOTE ON THE CREATION OF Mgmt For For
MALLINCKRODT DISTRIBUTABLE RESERVES.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933763509
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO ADD SHARES TO THE PLAN.
5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For
VOTING THRESHOLDS IN THE FAIR PRICE
PROVISION.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 933751910
--------------------------------------------------------------------------------------------------------------------------
Security: 25490A309
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DTV
ISIN: US25490A3095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NEIL AUSTRIAN Mgmt For For
1B. ELECTION OF DIRECTOR: RALPH BOYD, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO BRU Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID DILLON Mgmt For For
1E. ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: DIXON DOLL Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES LEE Mgmt For For
1H. ELECTION OF DIRECTOR: PETER LUND Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY NEWCOMB Mgmt For For
1J. ELECTION OF DIRECTOR: LORRIE NORRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
3. AN ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVES.
4. SHAREHOLDER PROPOSAL TO PROHIBIT Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL.
5. SHAREHOLDER PROPOSAL TO REQUIRE THAT AN Shr For Against
INDEPENDENT BOARD MEMBER BE THE CHAIRMAN OF
THE COMPANY.
6. SHAREHOLDER PROPOSAL TO GRANT A RIGHT TO Shr For Against
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933737097
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 17-Apr-2013
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1I. ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 933749131
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID H. BENSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT W. CREMIN Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE M. ERGAS Mgmt For For
1D. ELECTION OF DIRECTOR: PETER T. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISTIANE C. GRAHAM Mgmt For For
1F. ELECTION OF DIRECTOR: M.F. JOHNSTON Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. LIVINGSTON Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD K. LOCHRIDGE Mgmt For For
1I. ELECTION OF DIRECTOR: BERNARD G. RETHORE Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL B. STUBBS Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN M. TODD Mgmt For For
1L. ELECTION OF DIRECTOR: STEPHEN K. WAGNER Mgmt For For
1M. ELECTION OF DIRECTOR: MARY A. WINSTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING THE ADOPTION OF A SIMPLE MAJORITY
VOTING STANDARD FOR SHAREHOLDER MATTERS, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933745145
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON INDEPENDENT BOARD CHAIR Shr For Against
5. ON LOBBYING REPORT Shr For Against
6. ON GENETICALLY ENGINEERED SEED Shr Against For
7. ON EXECUTIVE COMPENSATION REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933689575
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Special
Meeting Date: 26-Oct-2012
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For
MAY 21, 2012, AMONG EATON CORPORATION,
COOPER INDUSTRIES PLC, NEW EATON
CORPORATION (F/K/A ABEIRON LIMITED),
ABEIRON II LIMITED (F/K/A COMDELL LIMITED),
TURLOCK B.V. AND TURLOCK CORPORATION, AS
AMENDED BY AMENDMENT NO. 1 TO THE
TRANSACTION AGREEMENT, DATED JUNE 22, 2012,
AND APPROVING THE MERGER.
2. APPROVING THE REDUCTION OF CAPITAL OF NEW Mgmt For For
EATON TO ALLOW THE CREATION OF
DISTRIBUTABLE RESERVES OF NEW EATON WHICH
ARE REQUIRED UNDER IRISH LAW IN ORDER TO
ALLOW NEW EATON TO MAKE DISTRIBUTIONS AND
TO PAY DIVIDENDS AND REPURCHASE OR REDEEM
SHARES FOLLOWING COMPLETION OF THE
TRANSACTION.
3. APPROVING, ON AN ADVISORY BASIS, SPECIFIED Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN EATON AND
ITS NAMED EXECUTIVE OFFICERS RELATING TO
THE TRANSACTION AGREEMENT.
4. APPROVING ANY MOTION TO ADJOURN THE SPECIAL Mgmt For For
MEETING, OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933749143
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2013 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For
PLAN.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For
SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS
MARKET PURCHASES OF COMPANY SHARES.
7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt Against Against
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS
TREASURY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933756934
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1C. ELECTION OF DIRECTOR: THOMAS J. TIERNEY Mgmt Against Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. STOCKHOLDER PROPOSAL REGARDING CORPORATE Shr Against For
LOBBYING DISCLOSURE.
4. STOCKHOLDER PROPOSAL REGARDING PRIVACY AND Shr Against For
DATA SECURITY.
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933744725
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt For For
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. OLSON Mgmt Against Against
1H. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1I. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1J. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933763054
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1C. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED EOG Mgmt For For
RESOURCES, INC. 2008 OMNIBUS EQUITY
COMPENSATION PLAN.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933791243
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 29-May-2013
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
60)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 61)
4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against
6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For
7. REPORT ON LOBBYING (PAGE 66) Shr Against For
8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For
9. AMENDMENT OF EEO POLICY (PAGE 69) Shr For Against
10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For
11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933740474
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DARRYL F. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM M. ISAAC Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1J. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1K. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1L. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. SCHIFF, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
02. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2013.
03. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
04. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 3 Years Against
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 933763357
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL T. ADDISON Mgmt For For
ANTHONY J. ALEXANDER Mgmt For For
MICHAEL J. ANDERSON Mgmt For For
DR. CAROL A. CARTWRIGHT Mgmt For For
WILLIAM T. COTTLE Mgmt For For
ROBERT B. HEISLER, JR. Mgmt Withheld Against
JULIA L. JOHNSON Mgmt For For
TED J. KLEISNER Mgmt Withheld Against
DONALD T. MISHEFF Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
CHRISTOPHER D. PAPPAS Mgmt Withheld Against
CATHERINE A. REIN Mgmt Withheld Against
GEORGE M. SMART Mgmt For For
WES M. TAYLOR Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt For For
ARTICLES OF INCORPORATION AND AMENDED CODE
OF REGULATIONS TO ALLOW FOR A MAJORITY
VOTING POWER THRESHOLD
5. SHAREHOLDER PROPOSAL: CEO COMPENSATION Shr Against For
BENCHMARKING
6. SHAREHOLDER PROPOSAL: RETIREMENT BENEFITS Shr Against For
7. SHAREHOLDER PROPOSAL: EQUITY RETENTION Shr Against For
8. SHAREHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD
9. SHAREHOLDER PROPOSAL: ACT BY WRITTEN Shr For Against
CONSENT
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 933671162
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Annual
Meeting Date: 15-Aug-2012
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. ERIC J ENDE Mgmt For *
MR. DANIEL A NINIVAGGI Mgmt For *
MR. PIERRE LEGAULT Mgmt For *
MR. ANDREW J FROMKIN Mgmt For *
MGT NOM. HOWARD SOLOMON Mgmt For *
MGT NOM. NESIL BASGOZ, MD Mgmt For *
MGT NOM. CHRISTOPHER J COUGHLIN Mgmt For *
MGT NOM. GERALD M LIEBERMAN Mgmt For *
MGT NOM. BRENTON L SAUNDERS Mgmt For *
MGT NOM. PETER ZIMETBAUM MD Mgmt For *
02 A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For *
BASIS, THE COMPENSATION OF FOREST
LABORATORIES NAMED EXECUTIVE OFFICERS.
03 RATIFICATION OF THE SELECTION OF BDO USA, Mgmt For *
LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2013.
04 A PROPOSAL TO APPROVE, ON AN ADVISORY Shr For *
BASIS, A STOCKHOLDER PROPOSAL REGARDING
PROXY ACCESS
05 A PROPOSAL TO REPEAL NEW BYLAWS. Shr Against *
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933750196
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt Against Against
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt Against Against
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt Against Against
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt Against Against
A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt Against Against
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C2 DIRECTOR TERM LIMITS Shr Against For
C3 INDEPENDENT CHAIRMAN Shr For Against
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 933803935
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt Against Against
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. KREBS Mgmt For For
1G. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1M. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
1N. ELECTION OF DIRECTOR: CYNTHIA A. TELLES Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. INDEPENDENT BOARD CHAIRMAN Shr For Against
5. EXECUTIVE STOCK RETENTION Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933801905
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt Withheld Against
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN,
IF PROPERLY PRESENTED AT THE MEETING.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION, IF PROPERLY PRESENTED AT
THE MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For
PLANNING, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933743999
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD M. BRACKEN Mgmt Withheld Against
R. MILTON JOHNSON Mgmt Withheld Against
JOHN P. CONNAUGHTON Mgmt Withheld Against
KENNETH W. FREEMAN Mgmt Withheld Against
THOMAS F. FRIST III Mgmt Withheld Against
WILLIAM R. FRIST Mgmt Withheld Against
CHRISTOPHER R. GORDON Mgmt Withheld Against
JAY O. LIGHT Mgmt Withheld Against
GEOFFREY G. MEYERS Mgmt Withheld Against
MICHAEL W. MICHELSON Mgmt Withheld Against
JAMES C. MOMTAZEE Mgmt Withheld Against
STEPHEN G. PAGLIUCA Mgmt Withheld Against
WAYNE J. RILEY, M.D. Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933787650
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RODNEY F. CHASE Mgmt For *
HARVEY GOLUB Mgmt For *
KARL F. KURZ Mgmt For *
DAVID MCMANUS Mgmt For *
MARSHALL D. SMITH Mgmt For *
02 TO APPROVE THE COMPANY'S PROPOSAL TO RATIFY Mgmt For *
THE SELECTION BY THE AUDIT COMMITTEE OF THE
FIRM OF ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
03 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For *
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED FURTHER IN
THE COMPANY'S PROXY STATEMENT.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For *
CERTIFICATE OF INCORPORATION AND BY-LAWS TO
DECLASSIFY THE BOARD.
05 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE BOARD ADOPT A POLICY
THAT REQUIRES AN INDEPENDENT CHAIRMAN.
06 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE BOARD TAKE ACTION TO
IMPLEMENT A SIMPLE MAJORITY VOTE STANDARD.
07 TO APPROVE THE STOCKHOLDER PROPOSAL Mgmt For *
RECOMMENDING THAT THE COMPANY PROVIDE A
REPORT REGARDING POLITICAL CONTRIBUTIONS.
08 TO APPROVE THE REPEAL OF ANY PROVISIONS OF Mgmt For *
OR AMENDMENT TO THE BY-LAWS ADOPTED BY THE
BOARD WITHOUT THE APPROVAL OF THE
STOCKHOLDERS AFTER FEBRUARY 2, 2011 AND
BEFORE THE 2013 ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933739368
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt Against Against
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt Against Against
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt Against Against
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt Against Against
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt Against Against
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt Against Against
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr For Against
IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933779728
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt Against Against
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt Against Against
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt Against Against
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt Against Against
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For
PLAN
6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr Against For
7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For
STOCK UNTIL REACHING NORMAL RETIREMENT AGE
8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For
RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO
HUMAN RIGHTS VIOLATIONS
9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For
INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC
AMOUNTS AND RECIPIENTS' NAMES
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda Number: 933657287
--------------------------------------------------------------------------------------------------------------------------
Security: 524901105
Meeting Type: Annual
Meeting Date: 24-Jul-2012
Ticker: LM
ISIN: US5249011058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. ANGELICA Mgmt For For
BARRY W. HUFF Mgmt For For
JOHN E. KOERNER III Mgmt For For
CHERYL GORDON KRONGARD Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2013.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION Agenda Number: 933668545
--------------------------------------------------------------------------------------------------------------------------
Security: 53071M104
Meeting Type: Annual
Meeting Date: 08-Aug-2012
Ticker: LINTA
ISIN: US53071M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL (THE "TRACKING STOCK PROPOSAL") Mgmt For For
TO AMEND AND RESTATE OUR CERTIFICATE OF
INCORPORATION TO CREATE A NEW TRACKING
STOCK TO BE DESIGNATED THE LIBERTY VENTURES
COMMON STOCK AND TO MAKE CERTAIN CONFORMING
CHANGES TO OUR EXISTING LIBERTY INTERACTIVE
COMMON STOCK.
2. A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF Mgmt For For
THE ANNUAL MEETING BY LIBERTY INTERACTIVE
CORPORATION TO PERMIT FURTHER SOLICITATION
OF PROXIES, IF NECESSARY OR APPROPRIATE, IF
SUFFICIENT VOTES ARE NOT REPRESENTED AT THE
ANNUAL MEETING TO APPROVE THE TRACKING
STOCK PROPOSAL.
3. DIRECTOR
MICHAEL A. GEORGE Mgmt Withheld Against
GREGORY B. MAFFEI Mgmt Withheld Against
M. LAVOY ROBISON Mgmt For For
4. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY INTERACTIVE CORPORATION Agenda Number: 933803947
--------------------------------------------------------------------------------------------------------------------------
Security: 53071M104
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: LINTA
ISIN: US53071M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. MALONE Mgmt Withheld Against
M. IAN G. GILCHRIST Mgmt For For
ANDREA L. WONG Mgmt For For
2. A PROPOSAL TO ADOPT THE LIBERTY INTERACTIVE Mgmt For For
CORPORATION 2012 INCENTIVE PLAN.
3. A PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933791546
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt Withheld Against
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2013.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933782319
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 28-May-2013
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL CONCERNING A REPORT ON Shr Against For
LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933758368
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1.2 ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1.4 ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1.6 ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1.7 ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1.8 ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2013
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933691784
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 28-Nov-2012
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION (THE BOARD RECOMMENDS A VOTE
FOR THIS PROPOSAL)
11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2013 (THE BOARD RECOMMENDS A VOTE FOR THIS
PROPOSAL)
13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For
VOTING (THE BOARD RECOMMENDS A VOTE AGAINST
THIS PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933746440
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM J. BRATTON Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1F. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1H. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
4. STOCKHOLDER PROPOSAL RE: ENCOURAGE Shr Against For
SUPPLIER(S) TO PUBLISH AN ANNUAL
SUSTAINABILITY REPORT.
5. STOCKHOLDER PROPOSAL RE: POLITICAL Shr Against For
DISCLOSURE AND ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933772914
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1992 STOCK OPTION AND
RESTRICTED STOCK PLAN.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION.
6. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
BY-LAWS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933758851
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt Against Against
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt Against Against
1G. ELECTION OF DIRECTOR: BURTON M. JOYCE Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt Against Against
1I. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt Against Against
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING OF STOCKHOLDERS.
4. APPROVAL OF AN AMENDMENT TO THE NORFOLK Mgmt For For
SOUTHERN BYLAWS GIVING STOCKHOLDERS THE
RIGHT TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933768802
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt Against Against
1E. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1F. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For
1G. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against
1J. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
DECEMBER 31, 2013.
4. SHAREHOLDER PROPOSAL REGARDING ADDITIONAL Shr Against For
DISCLOSURE OF LOBBYING ACTIVITIES.
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933696974
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Special
Meeting Date: 09-Nov-2012
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF NRG ENERGY, INC. Mgmt For For
COMMON STOCK, PAR VALUE $0.01 PER SHARE,
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JULY 20, 2012, BY AND
AMONG NRG ENERGY, INC., PLUS MERGER
CORPORATION AND GENON ENERGY, INC.
2. TO APPROVE AN AMENDMENT TO NRG ENERGY, Mgmt For For
INC.'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO FIX THE MAXIMUM NUMBER OF
DIRECTORS THAT MAY SERVE ON NRG'S BOARD OF
DIRECTORS AT 16 DIRECTORS.
3. TO APPROVE ANY MOTION TO ADJOURN THE NRG Mgmt For For
ENERGY, INC. SPECIAL MEETING, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933746589
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt For For
1B ELECTION OF DIRECTOR: DAVID CRANE Mgmt For For
1C ELECTION OF DIRECTOR: KATHLEEN A. MCGINTY Mgmt For For
1D ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933785531
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2013
FISCAL YEAR.
3. COMPANY PROPOSAL TO APPROVE THE OMNICOM Mgmt For For
GROUP INC. 2013 INCENTIVE AWARD PLAN.
4. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA.
6. SHAREHOLDER PROPOSAL REGARDING STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933690302
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 07-Nov-2012
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt Withheld Against
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt Against Against
DIRECTORS' STOCK PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION POLICY.
8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
ACCELERATION UPON A CHANGE IN CONTROL OF
ORACLE.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933748521
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933743090
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2 RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
EQUITY RETENTION
5 SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933754182
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1D. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1E. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1L. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 933783753
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: SAN
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2012
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2012
O3 APPROPRIATION OF PROFITS, DECLARATION OF Mgmt For For
DIVIDEND
O4 APPOINTMENT OF A DIRECTOR (FABIENNE Mgmt For For
LECORVAISIER)
O5 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT TRANSACTIONS IN SHARES ISSUED BY
THE COMPANY
E6 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUANCE, WITH
PREEMPTIVE RIGHTS MAINTAINED, OF SHARES
AND/OR SECURITIES GIVING ACCESS TO THE
COMPANY'S CAPITAL AND/OR SECURITIES GIVING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
INSTRUMENTS
E7 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUANCE, WITH
PREEMPTIVE RIGHT BEING CANCELLED, OF SHARES
AND/OR SECURITIES GIVING ACCESS TO THE
COMPANY'S CAPITAL AND/OR SECURITIES GIVING
ENTITLEMENT TO THE ALLOTMENT OF DEBT
INSTRUMENTS BY PUBLIC OFFERING
E8 POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE Mgmt For For
RIGHT, SHARES OR SECURITIES GIVING ACCESS
TO THE COMPANY'S CAPITAL AS CONSIDERATION
FOR ASSETS TRANSFERRED TO THE COMPANY AS A
CAPITAL CONTRIBUTION IN KIND IN THE FORM OF
SHARES OR SECURITIES GIVING ACCESS TO THE
CAPITAL OF ANOTHER COMPANY
E9 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS
E10 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE TO CARRY OUT INCREASES
IN THE SHARE CAPITAL BY INCORPORATION OF
SHARE PREMIUM, RESERVES, PROFITS OR OTHER
ITEMS
E11 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO DECIDE THE ISSUANCE OF SHARES
OR SECURITIES GIVING ACCESS TO THE
COMPANY'S CAPITAL RESERVED FOR MEMBERS OF
SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE
RIGHT IN THEIR FAVOR
E12 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO ALLOT, WITHOUT PREEMPTIVE
RIGHT, EXISTING OR NEW RESTRICTED SHARES IN
FULL OR PARTIAL SUBSTITUTION FOR THE
DISCOUNT TO A CAPITAL INCREASE RESERVED FOR
SALARIED EMPLOYEES
E13 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
AUTHORITY TO GRANT, WITHOUT PREEMPTIVE
RIGHT, OPTIONS TO SUBSCRIBE FOR OR PURCHASE
SHARES
E14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLATION OF
TREASURY SHARES
E15 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933739382
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 10-Apr-2013
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt Against Against
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: ADRIAN LAJOUS Mgmt Against Against
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt Against Against
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: L. RAFAEL REIF Mgmt Against Against
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt Against Against
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2012 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE THE ADOPTION OF THE 2013 Mgmt For For
SCHLUMBERGER OMNIBUS INCENTIVE PLAN.
6. TO APPROVE THE ADOPTION OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE SCHLUMBERGER DISCOUNT
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 933775275
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF HANK BROWN AS A DIRECTOR. Mgmt For For
02 ELECTION OF MICHAEL CHU AS A DIRECTOR. Mgmt For For
03 ELECTION OF LAWRENCE R. CODEY AS A Mgmt For For
DIRECTOR.
04 ELECTION OF PATRICK DUFF AS A DIRECTOR. Mgmt For For
05 ELECTION OF WILLIAM V. HICKEY AS A Mgmt For For
DIRECTOR.
06 ELECTION OF JACQUELINE B. KOSECOFF AS A Mgmt For For
DIRECTOR.
07 ELECTION OF KENNETH P. MANNING AS A Mgmt Against Against
DIRECTOR.
08 ELECTION OF WILLIAM J. MARINO AS A Mgmt For For
DIRECTOR.
09 ELECTION OF JEROME A. PERIBERE AS A Mgmt For For
DIRECTOR.
10 ELECTION OF RICHARD L. WAMBOLD AS A Mgmt For For
DIRECTOR.
11 ELECTION OF JERRY R. WHITAKER AS A Mgmt For For
DIRECTOR.
12 APPROVAL OF THE AMENDED 2005 CONTINGENT Mgmt For For
STOCK PLAN OF SEALED AIR CORPORATION.
13 APPROVAL OF THE AMENDED PERFORMANCE-BASED Mgmt For For
COMPENSATION PROGRAM OF SEALED AIR
CORPORATION.
14 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
15 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 933785086
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA M. BAUMANN Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY J. BEST Mgmt For For
1C. ELECTION OF DIRECTOR: LARRY W. BICKLE Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN R. BRAND Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM J. GARDINER Mgmt For For
1F. ELECTION OF DIRECTOR: LOREN M. LEIKER Mgmt For For
1G. ELECTION OF DIRECTOR: JULIO M. QUINTANA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN M. SEIDL Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Mgmt For For
2. THE PROPOSAL TO RATIFY THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION PHILOSOPHY,
POLICIES AND PROCEDURES, AND THE
COMPENSATION OF OUR COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
4. THE PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EQUITY INCENTIVE
COMPENSATION PLAN, INCLUDING AN AMENDMENT
TO INCREASE THE TOTAL NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN.
5. THE PROPOSAL TO REAPPROVE OUR CASH BONUS Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933750920
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE STANLEY BLACK & DECKER 2013 Mgmt For For
LONG-TERM INCENTIVE PLAN.
3. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2013 FISCAL YEAR.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933768662
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: L. HILL Mgmt For For
1F ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1G ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1H ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1I ELECTION OF DIRECTOR: R. SKATES Mgmt For For
IJ ELECTION OF DIRECTOR: G. SUMME Mgmt For For
IK ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2 TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 933808163
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt Against Against
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt Against Against
1C. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt Against Against
1E. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt Against Against
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Against Against
1G. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt Against Against
1H. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1I. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt Against Against
1J. ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt Against Against
1L. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt Against Against
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr For Against
AN INDEPENDENT CHAIRMAN.
5. SHAREHOLDER PROPOSAL ON ELECTRONICS Shr Against For
RECYCLING.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933737693
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARK A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: PAMELA H. PATSLEY Mgmt Against Against
1F. ELECTION OF DIRECTOR: ROBERT E. SANCHEZ Mgmt Against Against
1G. ELECTION OF DIRECTOR: WAYNE R. SANDERS Mgmt For For
1H. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD K. TEMPLETON Mgmt For For
1J. ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933744561
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt Against Against
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt Against Against
1D ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Against Against
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Against Against
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt Against Against
1N ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt Against Against
1O ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1P ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4 A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933681062
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 09-Oct-2012
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
4. SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL Shr Against For
CONTRIBUTION
5. SHAREHOLDER PROPOSAL #2 - PRODUCER Shr Against For
RESPONSIBILITY FOR PACKAGING
6. SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE Shr For Against
MAJORITY VOTE
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933777887
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt Against Against
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt Against Against
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt Against Against
1K. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. AMENDMENT TO ARTICLES OF INCORPORATION TO Mgmt For For
PROVIDE ADDITIONAL AUTHORITY TO ISSUE
PREFERRED STOCK.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933816881
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: RIGN
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE 2012 ANNUAL REPORT, Mgmt No vote
INCLUDING THE CONSOLIDATED FINANCIAL
STATEMENT OF TRANSOCEAN LTD. FOR FISCAL
YEAR 2012 AND THE STATUTORY FINANCIAL
STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL
YEAR 2012.
2 APPROPRIATION OF THE AVAILABLE EARNINGS FOR Mgmt No vote
FISCAL YEAR 2012.
3A APPROVAL OF THE COMPANY'S PAYMENT OF A Mgmt No vote
DIVIDEND IN PRINCIPLE.
3B1 COMPANY DISTRIBUTION PROPOSAL, IN AN AMOUNT Mgmt No vote
OF USD 2.24 PER SHARE. MARK EITHER 3B1 OR
3B2 BUT NOT BOTH (IF YOU VOTE FOR BOTH 3B1
AND 3B2 YOUR VOTE WILL BE INVALID AND WILL
NOT BE COUNTED).
3B2 ICAHN GROUP DISTRIBUTION PROPOSAL, IN AN Mgmt No vote
AMOUNT OF USD 4.00 PER SHARE. MARK EITHER
3B1 OR 3B2 BUT NOT BOTH (IF YOU VOTE FOR
BOTH 3B1 AND 3B2 YOUR VOTE WILL BE INVALID
AND WILL NOT BE COUNTED).
4 READOPTION OF AUTHORIZED SHARE CAPITAL, Mgmt No vote
ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP
TO A MAXIMUM OF 74,728,750 SHARES OF THE
COMPANY.
5 REPEAL OF STAGGERED BOARD. Mgmt No vote
6A ELECTION OF COMPANY NOMINEE: FREDERICO F. Mgmt No vote
CURADO COMPANY MANAGEMENT RECOMMENDS A VOTE
"FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN
ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE
FOR MORE THAN FIVE NOMINEES, ALL OF YOUR
VOTES ON PROPOSAL 6 WILL BE INVALID AND
WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6B ELECTION OF COMPANY NOMINEE: STEVEN L. Mgmt No vote
NEWMAN COMPANY MANAGEMENT RECOMMENDS A VOTE
"FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN
ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE
FOR MORE THAN FIVE NOMINEES, ALL OF YOUR
VOTES ON PROPOSAL 6 WILL BE INVALID AND
WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6C ELECTION OF COMPANY NOMINEE: THOMAS W. Mgmt No vote
CASON COMPANY MANAGEMENT RECOMMENDS A VOTE
"FOR" THIS NOMINEE; PLEASE NOTE: YOU CAN
ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE
FOR MORE THAN FIVE NOMINEES, ALL OF YOUR
VOTES ON PROPOSAL 6 WILL BE INVALID AND
WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6D ELECTION OF COMPANY NOMINEE: ROBERT M. Mgmt No vote
SPRAGUE COMPANY MANAGEMENT RECOMMENDS A
VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU
CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE
FOR MORE THAN FIVE NOMINEES, ALL OF YOUR
VOTES ON PROPOSAL 6 WILL BE INVALID AND
WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6E ELECTION OF COMPANY NOMINEE: J. MICHAEL Mgmt No vote
TALBERT COMPANY MANAGEMENT RECOMMENDS A
VOTE "FOR" THIS NOMINEE; PLEASE NOTE: YOU
CAN ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU VOTE
FOR MORE THAN FIVE NOMINEES, ALL OF YOUR
VOTES ON PROPOSAL 6 WILL BE INVALID AND
WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6F ELECTION OF ICAHN GROUP NOMINEE: JOHN J. Shr No vote
LIPINSKI COMPANY MANAGEMENT RECOMMENDS A
VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF
YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID
AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6G ELECTION OF ICAHN GROUP NOMINEE: JOSE MARIA Shr No vote
ALAPONT COMPANY MANAGEMENT RECOMMENDS A
VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF
YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID
AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
6H ELECTION OF ICAHN GROUP NOMINEE: SAMUEL Shr No vote
MERKSAMER COMPANY MANAGEMENT RECOMMENDS A
VOTE "AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H. (IF
YOU VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE INVALID
AND WILL NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR ANY OF
THE REMAINING THREE CANDIDATES)
7 APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt No vote
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND
REELECTION OF ERNST & YOUNG LTD., ZURICH,
AS THE COMPANY'S AUDITOR FOR A FURTHER
ONE-YEAR TERM.
8 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933744460
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt Against Against
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt Against Against
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt Against Against
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt Against Against
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt Against Against
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2013
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr For Against
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 933802729
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: UN
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE 2012
FINANCIAL YEAR.
3. TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2012 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
4. TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2012 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
5. TO RE-APPOINT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR.
6. TO RE-APPOINT MR R J-M S HUET AS AN Mgmt Against Against
EXECUTIVE DIRECTOR.
7. TO RE-APPOINT PROFESSOR L O FRESCO AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
8. TO RE-APPOINT MS A M FUDGE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
9. TO RE-APPOINT MR C E GOLDEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
10. TO RE-APPOINT DR B E GROTE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
11. TO RE-APPOINT MS H NYASULU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
12. TO RE-APPOINT THE RT HON SIR MALCOLM Mgmt For For
RIFKIND MP AS A NON-EXECUTIVE DIRECTOR.
13. TO RE-APPOINT MR K J STORM AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
14. TO RE-APPOINT MR M TRESCHOW AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
15. TO RE-APPOINT MR P S WALSH AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR.
16. TO APPOINT MRS L M CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR.
17. TO APPOINT MS M MA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR.
18. TO APPOINT MR J RISHTON AS A NON-EXECUTIVE Mgmt For For
DIRECTOR.
19. TO APPOINT PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS THE AUDITOR FOR THE
2013 FINANCIAL YEAR.
20. TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE COMPANY.
21. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE ORDINARY SHARES AND DEPOSITARY
RECEIPTS THEREOF IN THE SHARE CAPITAL OF
THE COMPANY.
22. TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt For For
SHARES AND DEPOSITARY RECEIPTS THEREOF HELD
BY THE COMPANY IN ITS OWN SHARE CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933799390
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 03-Jun-2013
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt Against Against
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt Against Against
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt Against Against
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt Against Against
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2013 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 933780163
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: E. MICHAEL CAULFIELD Mgmt For For
1.2 ELECTION OF DIRECTOR: RONALD E. GOLDSBERRY Mgmt For For
1.3 ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1.4 ELECTION OF DIRECTOR: MICHAEL J. PASSARELLA Mgmt For For
2. TO ADOPT AN AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE COMPANY'S ANNUAL INCENTIVE Mgmt For For
PLAN.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933661123
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: Annual
Meeting Date: 24-Jul-2012
Ticker: VOD
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2012
2 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt Against
DIRECTOR (MEMBER OF THE NOMINATIONS AND
GOVERNANCE COMMITTEE)
3 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For
4 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt Against
5 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For
6 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For
7 TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
8 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE)
9 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For
OF THE AUDIT AND RISK COMMITTEE)
10 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT AND RISK COMMITTEE)
11 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
12 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE AND MEMBER OF THE REMUNERATION
COMMITTEE)
13 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE)
14 TO APPROVE A FINAL DIVIDEND OF 6.47 PENCE Mgmt For
PER ORDINARY SHARE
15 TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For
BOARD FOR THE YEAR ENDED 31 MARCH 2012
16 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For
17 TO AUTHORISE THE AUDIT & RISK COMMITTEE TO Mgmt For
DETERMINE THE REMUNERATION OF THE AUDITOR
18 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For
S19 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For
PRE-EMPTION RIGHTS
S20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES (SECTION 701, COMPANIES ACT
2006)
21 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For
EXPENDITURE
S22 TO AUTHORISE THE CALLING OF A GENERAL Mgmt Against
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 933765515
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS J. MCGREGOR Mgmt For For
1B. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT J. TROSINO Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. PROPOSAL TO APPROVE AMENDMENTS TO VULCAN'S Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS.
5. PROPOSAL TO AMEND VULCAN'S CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
6. ADVISORY SHAREHOLDER PROPOSAL FOR AN Shr For Against
INDEPENDENT CHAIR OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933743696
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For
AND RESTATED LONG-TERM INCENTIVE
COMPENSATION PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr For Against
REQUIRING AN INDEPENDENT CHAIRMAN.
6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For
THE COMPANY'S LOBBYING POLICIES AND
PRACTICES.
7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For
ON INTERNAL CONTROLS OVER THE COMPANY'S
MORTGAGE SERVICING AND FORECLOSURE
PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 933743773
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 11-Apr-2013
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL S. FULTON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1E. ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
1F. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1G. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD H. SINKFIELD Mgmt For For
1I. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1J. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. PROPOSAL TO APPROVE THE WEYERHAEUSER Mgmt For For
COMPANY 2013 LONG-TERM INCENTIVE PLAN
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
APPOINTMENT OF AUDITORS
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Loomis Sayles Funds II
By (Signature) /s/ Robert J. Blanding
Name Robert J. Blanding
Title President
Date 08/23/2013