0001410368-17-000814.txt : 20170526 0001410368-17-000814.hdr.sgml : 20170526 20170526104330 ACCESSION NUMBER: 0001410368-17-000814 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170526 DATE AS OF CHANGE: 20170526 EFFECTIVENESS DATE: 20170526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOOMIS SAYLES FUNDS II CENTRAL INDEX KEY: 0000872649 IRS NUMBER: 043113285 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06241 FILM NUMBER: 17872287 BUSINESS ADDRESS: STREET 1: 399 BOYLSTON STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-449-2810 MAIL ADDRESS: STREET 1: 399 BOYLSTON STREET STREET 2: 12TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: LOOMIS SAYLES FUNDS I DATE OF NAME CHANGE: 20031119 FORMER COMPANY: FORMER CONFORMED NAME: LOOMIS SAYLES FUNDS DATE OF NAME CHANGE: 20031015 FORMER COMPANY: FORMER CONFORMED NAME: LOOMIS SAYLES FUNDS II DATE OF NAME CHANGE: 20030718 0000872649 S000006697 Loomis Sayles Value Fund C000018225 Class Y LSGIX C000034548 Class A LSVRX C000049399 Class C LSCVX C000082997 Admin Class LSAVX C000125483 Class N LSVNX 0000872649 S000006698 Loomis Sayles Global Equity and Income Fund C000018226 Class Y LSWWX C000027670 Class A LGMAX C000027671 Class C LGMCX C000182249 Class N LGMNX 0000872649 S000006699 Loomis Sayles Growth Fund C000018227 Class A LGRRX C000018229 Class C LGRCX C000018230 Class Y LSGRX C000125484 Class N LGRNX 0000872649 S000006700 Loomis Sayles High Income Fund C000018231 Class A NEFHX C000018233 Class C NEHCX C000069253 Class Y NEHYX C000175112 Class N LSHNX 0000872649 S000006701 Loomis Sayles Investment Grade Bond Fund C000018234 Class A LIGRX C000018236 Class C LGBCX C000018238 Class Y LSIIX C000082998 Admin Class LIGAX C000125485 Class N LGBNX 0000872649 S000006702 Loomis Sayles Limited Term Government and Agency Fund C000018239 Class A NEFLX C000018241 Class C NECLX C000018242 Class Y NELYX C000182250 Class N LGANX 0000872649 S000006705 Loomis Sayles Small Cap Growth Fund C000018249 Institutional Class LSSIX C000018250 Retail Class LCGRX C000125486 Class N LSSNX 0000872649 S000006706 Loomis Sayles Strategic Income Fund C000018251 Class A NEFZX C000018253 Class C NECZX C000018254 Class Y NEZYX C000082999 Admin Class NEZAX C000125487 Class N NEZNX 0000872649 S000049859 Loomis Sayles Small/Mid Cap Growth Fund C000157445 Institutional Class LSMIX NSAR-A 1 lstiianswer.fil LS FUNDS TRUST II NSAR 3.31.17 PAGE 1 000 A000000 03/31/2017 000 C000000 0000872649 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 LOOMIS SAYLES FUNDS II 001 B000000 811-06241 001 C000000 6174492809 002 A000000 399 BOYLSTON STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02116 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 9 007 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271625 028 C022500 230888 028 C032500 0 028 C042500 551357 028 D012500 195200 028 D022500 21562 028 D032500 0 028 D042500 371308 028 E012500 166642 028 E022500 19360 028 E032500 0 028 E042500 311448 028 F012500 217786 028 F022500 17137 028 F032500 0 028 F042500 373574 028 G012500 1118490 028 G022500 330314 028 G032500 0 028 G042500 2291238 028 H002500 5163 028 A012700 2 028 A022700 0 028 A032700 0 028 A042700 0 028 B012700 324 028 B022700 0 028 B032700 0 028 B042700 47 028 C012700 48 PAGE 18 028 C022700 23 028 C032700 0 028 C042700 0 028 D012700 129 028 D022700 0 028 D032700 0 028 D042700 2019 028 E012700 60 028 E022700 0 028 E032700 0 028 E042700 84 028 F012700 331 028 F022700 0 028 F032700 0 028 F042700 4 028 G012700 894 028 G022700 23 028 G032700 0 028 G042700 2154 028 H002700 0 029 000100 Y 029 000200 Y 029 001000 Y 029 001200 N 029 001300 Y 029 002200 Y 029 002300 Y 029 002500 Y 029 002700 N 030 A000100 464 030 B000100 5.75 030 C000100 0.00 030 A000200 18 030 B000200 5.75 030 C000200 0.00 030 A001000 259 030 B001000 5.75 030 C001000 0.00 030 A001200 0 030 B001200 0.00 030 C001200 0.00 030 A001300 131 030 B001300 4.25 030 C001300 0.00 030 A002200 7 030 B002200 4.25 030 C002200 0.00 030 A002300 22 030 B002300 2.25 030 C002300 0.00 030 A002500 176 PAGE 19 030 B002500 4.25 030 C002500 0.00 030 A002700 0 030 B002700 0.00 030 C002700 0.00 031 A000100 61 031 B000100 0 031 A000200 2 031 B000200 0 031 A001000 34 031 B001000 0 031 A001200 0 031 B001200 0 031 A001300 17 031 B001300 0 031 A002200 1 031 B002200 0 031 A002300 3 031 B002300 0 031 A002500 23 031 B002500 0 031 A002700 0 031 B002700 0 032 000100 403 032 000200 16 032 001000 225 032 001200 0 032 001300 114 032 002200 6 032 002300 19 032 002500 153 032 002700 0 033 000100 0 033 000200 0 033 001000 0 033 001200 0 033 001300 0 033 002200 0 033 002300 0 033 002500 0 033 002700 0 034 000100 Y 034 000200 Y 034 001000 Y 034 001200 N 034 001300 Y 034 002200 Y 034 002300 Y 034 002500 Y 034 002700 N 035 000100 28 PAGE 20 035 000200 0 035 001000 30 035 001200 0 035 001300 23 035 002200 1 035 002300 10 035 002500 51 035 002700 0 036 A000100 N 036 B000100 0 036 A000200 N 036 B000200 0 036 A001000 N 036 B001000 0 036 B001200 0 036 A001300 N 036 B001300 0 036 A002200 N 036 B002200 0 036 A002300 N 036 B002300 0 036 A002500 N 036 B002500 0 036 B002700 0 037 000100 N 037 000200 N 037 001000 N 037 001200 N 037 001300 N 037 002200 N 037 002300 N 037 002500 N 037 002700 N 038 000100 0 038 000200 0 038 001000 0 038 001200 0 038 001300 0 038 002200 0 038 002300 0 038 002500 0 038 002700 0 039 000100 N 039 000200 N 039 001000 N 039 001200 N 039 001300 N 039 002200 N 039 002300 N 039 002500 N 039 002700 N PAGE 21 040 000100 Y 040 000200 Y 040 001000 Y 040 001200 Y 040 001300 Y 040 002200 Y 040 002300 Y 040 002500 Y 040 002700 Y 041 000100 Y 041 000200 Y 041 001000 Y 041 001200 Y 041 001300 Y 041 002200 Y 041 002300 Y 041 002500 Y 041 002700 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 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001000 2283 043 001200 138 043 001300 5782 043 002200 103 043 002300 839 043 002500 18760 043 002700 0 044 000100 0 044 000200 0 044 001000 0 PAGE 23 044 001200 0 044 001300 0 044 002200 0 044 002300 0 044 002500 0 044 002700 0 045 000100 Y 045 000200 Y 045 001000 Y 045 001200 Y 045 001300 Y 045 002200 Y 045 002300 Y 045 002500 Y 045 002700 Y 046 000100 N 046 000200 N 046 001000 N 046 001200 N 046 001300 N 046 002200 N 046 002300 N 046 002500 N 046 002700 N 047 000100 Y 047 000200 Y 047 001000 Y 047 001200 Y 047 001300 Y 047 002200 Y 047 002300 Y 047 002500 Y 047 002700 Y 048 000100 0.500 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 PAGE 24 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 048 000200 0.500 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 048 001000 0.000 048 A011000 2000000 048 A021000 0.750 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 2000000 048 K021000 0.730 PAGE 25 048 001200 0.750 048 A011200 0 048 A021200 0.000 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 048 001300 0.000 048 A011300 15000000 048 A021300 0.400 048 B011300 0 048 B021300 0.000 048 C011300 0 048 C021300 0.000 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 15000000 048 K021300 0.380 048 002200 0.600 048 A012200 0 048 A022200 0.000 048 B012200 0 048 B022200 0.000 PAGE 26 048 C012200 0 048 C022200 0.000 048 D012200 0 048 D022200 0.000 048 E012200 0 048 E022200 0.000 048 F012200 0 048 F022200 0.000 048 G012200 0 048 G022200 0.000 048 H012200 0 048 H022200 0.000 048 I012200 0 048 I022200 0.000 048 J012200 0 048 J022200 0.000 048 K012200 0 048 K022200 0.000 048 002300 0.000 048 A012300 500000 048 A022300 0.375 048 B012300 1500000 048 B022300 0.350 048 C012300 0 048 C022300 0.000 048 D012300 0 048 D022300 0.000 048 E012300 0 048 E022300 0.000 048 F012300 0 048 F022300 0.000 048 G012300 0 048 G022300 0.000 048 H012300 0 048 H022300 0.000 048 I012300 0 048 I022300 0.000 048 J012300 0 048 J022300 0.000 048 K012300 2000000 048 K022300 0.300 048 002500 0.000 048 A012500 200000 048 A022500 0.650 048 B012500 1800000 048 B022500 0.600 048 C012500 13000000 048 C022500 0.550 048 D012500 10000000 048 D022500 0.540 048 E012500 0 PAGE 27 048 E022500 0.000 048 F012500 0 048 F022500 0.000 048 G012500 0 048 G022500 0.000 048 H012500 0 048 H022500 0.000 048 I012500 0 048 I022500 0.000 048 J012500 0 048 J022500 0.000 048 K012500 25000000 048 K022500 0.530 048 002700 0.750 048 A012700 0 048 A022700 0.000 048 B012700 0 048 B022700 0.000 048 C012700 0 048 C022700 0.000 048 D012700 0 048 D022700 0.000 048 E012700 0 048 E022700 0.000 048 F012700 0 048 F022700 0.000 048 G012700 0 048 G022700 0.000 048 H012700 0 048 H022700 0.000 048 I012700 0 048 I022700 0.000 048 J012700 0 048 J022700 0.000 048 K012700 0 048 K022700 0.000 049 000100 N 049 000200 N 049 001000 N 049 001200 N 049 001300 N 049 002200 N 049 002300 N 049 002500 N 049 002700 N 050 000100 N 050 000200 N 050 001000 N 050 001200 N 050 001300 N 050 002200 N PAGE 28 050 002300 N 050 002500 N 050 002700 N 051 000100 N 051 000200 N 051 001000 N 051 001200 N 051 001300 N 051 002200 N 051 002300 N 051 002500 N 051 002700 N 052 000100 N 052 000200 N 052 001000 N 052 001200 N 052 001300 N 052 002200 N 052 002300 N 052 002500 N 052 002700 N 053 A000100 Y 053 B000100 Y 053 C000100 N 053 A000200 Y 053 B000200 Y 053 C000200 N 053 A001000 Y 053 B001000 Y 053 C001000 N 053 A001200 Y 053 B001200 Y 053 C001200 N 053 A001300 Y 053 B001300 Y 053 C001300 N 053 A002200 Y 053 B002200 Y 053 C002200 N 053 A002300 Y 053 B002300 Y 053 C002300 N 053 A002500 Y 053 B002500 Y 053 C002500 N 053 A002700 Y 053 B002700 Y 053 C002700 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 N PAGE 29 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 055 A000100 N 055 B000100 N 055 A000200 Y 055 B000200 N 055 A001000 N 055 B001000 N 055 A001200 N 055 B001200 N 055 A001300 N 055 B001300 N 055 A002200 Y 055 B002200 N 055 A002300 N 055 B002300 N 055 A002500 N 055 B002500 N 055 A002700 N 055 B002700 N 056 000100 Y 056 000200 Y 056 001000 Y 056 001200 Y 056 001300 Y 056 002200 Y 056 002300 Y 056 002500 Y 056 002700 Y 057 000100 N 057 000200 N 057 001000 N 057 001200 N 057 001300 N 057 002200 N 057 002300 N 057 002500 N 057 002700 N 058 A000100 N 058 A000200 N 058 A001000 N PAGE 30 058 A001200 N 058 A001300 N 058 A002200 N 058 A002300 N 058 A002500 N 058 A002700 N 059 000100 Y 059 000200 Y 059 001000 Y 059 001200 Y 059 001300 Y 059 002200 Y 059 002300 Y 059 002500 Y 059 002700 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A001000 Y 060 B001000 Y 060 A001200 Y 060 B001200 Y 060 A001300 Y 060 B001300 Y 060 A002200 Y 060 B002200 Y 060 A002300 Y 060 B002300 Y 060 A002500 Y 060 B002500 Y 060 A002700 Y 060 B002700 Y 061 000100 2500 061 000200 2500 061 001000 2500 061 001200 2500 061 001300 2500 061 002200 2500 061 002300 2500 061 002500 2500 061 002700 1000000 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 PAGE 31 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 PAGE 32 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 062 A001300 Y 062 B001300 1.2 062 C001300 3.3 062 D001300 3.4 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 13.4 062 N001300 0.0 062 O001300 0.3 062 P001300 57.5 062 Q001300 18.9 062 R001300 0.8 062 A002200 Y 062 B002200 0.0 062 C002200 0.0 062 D002200 3.5 062 E002200 0.0 062 F002200 0.0 062 G002200 0.0 062 H002200 0.0 062 I002200 0.0 062 J002200 0.0 062 K002200 0.0 062 L002200 0.0 062 M002200 0.0 062 N002200 0.0 062 O002200 0.0 062 P002200 80.3 062 Q002200 8.1 062 R002200 4.1 062 A002300 Y 062 B002300 0.0 062 C002300 3.3 PAGE 33 062 D002300 1.5 062 E002300 0.0 062 F002300 0.0 062 G002300 0.0 062 H002300 0.0 062 I002300 0.0 062 J002300 0.0 062 K002300 0.0 062 L002300 0.0 062 M002300 21.5 062 N002300 67.0 062 O002300 0.0 062 P002300 7.7 062 Q002300 0.3 062 R002300 0.0 062 A002500 Y 062 B002500 4.1 062 C002500 4.1 062 D002500 2.6 062 E002500 0.0 062 F002500 0.0 062 G002500 0.0 062 H002500 0.0 062 I002500 0.0 062 J002500 0.0 062 K002500 0.0 062 L002500 0.0 062 M002500 7.4 062 N002500 0.0 062 O002500 1.4 062 P002500 50.6 062 Q002500 20.2 062 R002500 8.5 062 A002700 N 062 B002700 0.0 062 C002700 0.0 062 D002700 0.0 062 E002700 0.0 062 F002700 0.0 062 G002700 0.0 062 H002700 0.0 062 I002700 0.0 062 J002700 0.0 062 K002700 0.0 062 L002700 0.0 062 M002700 0.0 062 N002700 0.0 062 O002700 0.0 062 P002700 0.0 062 Q002700 0.0 062 R002700 0.0 PAGE 34 063 A000100 0 063 B000100 0.0 063 A000200 0 063 B000200 0.0 063 A001000 0 063 B001000 0.0 063 A001200 0 063 B001200 0.0 063 A001300 0 063 B001300 5.4 063 A002200 0 063 B002200 5.9 063 A002300 0 063 B002300 3.3 063 A002500 0 063 B002500 4.9 063 A002700 0 063 B002700 0.0 064 A001300 Y 064 B001300 N 064 A002200 N 064 B002200 N 064 A002300 N 064 B002300 N 064 A002500 Y 064 B002500 N 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 Y 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 N 066 E000200 Y 066 F000200 N 066 G000200 N 066 A001000 Y 066 B001000 N 066 C001000 N 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 Y 066 A001200 Y 066 B001200 N 066 C001200 N 066 D001200 Y PAGE 35 066 E001200 N 066 F001200 N 066 G001200 N 066 A001300 N 066 A002200 N 066 A002300 N 066 A002500 N 066 A002700 Y 066 B002700 N 066 C002700 N 066 D002700 Y 066 E002700 N 066 F002700 N 066 G002700 N 067 000100 N 067 000200 N 067 001000 N 067 001200 N 067 001300 N 067 002200 N 067 002300 N 067 002500 N 067 002700 N 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 N 068 A001000 N 068 B001000 N 068 A001200 N 068 B001200 N 068 A001300 N 068 B001300 N 068 A002200 N 068 B002200 N 068 A002300 N 068 B002300 N 068 A002500 N 068 B002500 N 068 A002700 N 068 B002700 N 069 000100 N 069 000200 N 069 001000 N 069 001200 N 069 001300 N 069 002200 N 069 002300 N 069 002500 N 069 002700 N 070 A010100 Y PAGE 36 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N PAGE 37 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A011000 Y 070 A021000 Y 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 N 070 L011000 Y 070 L021000 Y 070 M011000 Y 070 M021000 Y 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y PAGE 38 070 P021000 N 070 Q011000 Y 070 Q021000 N 070 R011000 Y 070 R021000 N 070 A011200 Y 070 A021200 Y 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y 070 K021200 N 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 Y 070 Q021200 N 070 R011200 Y 070 R021200 N 070 A011300 Y 070 A021300 Y 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y 070 D021300 N 070 E011300 Y 070 E021300 N PAGE 39 070 F011300 Y 070 F021300 N 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N 070 I011300 N 070 I021300 N 070 J011300 Y 070 J021300 N 070 K011300 Y 070 K021300 N 070 L011300 Y 070 L021300 Y 070 M011300 Y 070 M021300 Y 070 N011300 Y 070 N021300 N 070 O011300 Y 070 O021300 N 070 P011300 Y 070 P021300 N 070 Q011300 Y 070 Q021300 N 070 R011300 Y 070 R021300 N 070 A012200 Y 070 A022200 Y 070 B012200 Y 070 B022200 N 070 C012200 Y 070 C022200 N 070 D012200 Y 070 D022200 N 070 E012200 Y 070 E022200 Y 070 F012200 Y 070 F022200 N 070 G012200 Y 070 G022200 N 070 H012200 Y 070 H022200 N 070 I012200 N 070 I022200 N 070 J012200 Y 070 J022200 N 070 K012200 Y 070 K022200 N 070 L012200 Y 070 L022200 Y 070 M012200 Y PAGE 40 070 M022200 Y 070 N012200 Y 070 N022200 N 070 O012200 Y 070 O022200 N 070 P012200 Y 070 P022200 N 070 Q012200 Y 070 Q022200 N 070 R012200 N 070 R022200 N 070 A012300 Y 070 A022300 Y 070 B012300 Y 070 B022300 N 070 C012300 Y 070 C022300 N 070 D012300 Y 070 D022300 N 070 E012300 Y 070 E022300 N 070 F012300 Y 070 F022300 N 070 G012300 Y 070 G022300 N 070 H012300 Y 070 H022300 N 070 I012300 Y 070 I022300 N 070 J012300 Y 070 J022300 N 070 K012300 Y 070 K022300 N 070 L012300 Y 070 L022300 N 070 M012300 Y 070 M022300 N 070 N012300 Y 070 N022300 N 070 O012300 Y 070 O022300 N 070 P012300 Y 070 P022300 N 070 Q012300 Y 070 Q022300 N 070 R012300 Y 070 R022300 N 070 A012500 Y 070 A022500 Y 070 B012500 Y 070 B022500 N PAGE 41 070 C012500 Y 070 C022500 N 070 D012500 Y 070 D022500 N 070 E012500 Y 070 E022500 N 070 F012500 Y 070 F022500 N 070 G012500 Y 070 G022500 N 070 H012500 Y 070 H022500 N 070 I012500 Y 070 I022500 N 070 J012500 Y 070 J022500 N 070 K012500 Y 070 K022500 Y 070 L012500 Y 070 L022500 Y 070 M012500 Y 070 M022500 Y 070 N012500 Y 070 N022500 N 070 O012500 Y 070 O022500 N 070 P012500 Y 070 P022500 N 070 Q012500 Y 070 Q022500 N 070 R012500 Y 070 R022500 N 070 A012700 Y 070 A022700 Y 070 B012700 Y 070 B022700 N 070 C012700 Y 070 C022700 N 070 D012700 Y 070 D022700 N 070 E012700 Y 070 E022700 N 070 F012700 Y 070 F022700 N 070 G012700 Y 070 G022700 N 070 H012700 Y 070 H022700 N 070 I012700 N 070 I022700 N 070 J012700 Y PAGE 42 070 J022700 N 070 K012700 Y 070 K022700 N 070 L012700 Y 070 L022700 N 070 M012700 Y 070 M022700 N 070 N012700 Y 070 N022700 N 070 O012700 Y 070 O022700 N 070 P012700 Y 070 P022700 N 070 Q012700 Y 070 Q022700 N 070 R012700 Y 070 R022700 N 071 A000100 1232950 071 B000100 335479 071 C000100 4760239 071 D000100 7 071 A000200 220495 071 B000200 364934 071 C000200 1227138 071 D000200 18 071 A001000 272801 071 B001000 320796 071 C001000 1467238 071 D001000 19 071 A001200 280999 071 B001200 384045 071 C001200 1063778 071 D001200 26 071 A001300 305907 071 B001300 1060567 071 C001300 6040628 071 D001300 5 071 A002200 24279 071 B002200 28437 071 C002200 161509 071 D002200 15 071 A002300 517223 071 B002300 652606 071 C002300 828550 071 D002300 62 071 A002500 670231 071 B002500 2555462 071 C002500 10084046 071 D002500 7 071 A002700 3240 071 B002700 4535 PAGE 43 071 C002700 11516 071 D002700 28 072 A000100 6 072 B000100 21 072 C000100 34727 072 D000100 0 072 E000100 0 072 F000100 12209 072 G000100 1092 072 H000100 0 072 I000100 2332 072 J000100 57 072 K000100 0 072 L000100 100 072 M000100 76 072 N000100 269 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 19 072 S000100 52 072 T000100 1574 072 U000100 0 072 V000100 0 072 W000100 79 072 X000100 17858 072 Y000100 0 072 Z000100 16890 072AA000100 60600 072BB000100 16728 072CC010100 150958 072CC020100 0 072DD010100 2941 072DD020100 21870 072EE000100 43575 072 A000200 6 072 B000200 4 072 C000200 13753 072 D000200 0 072 E000200 0 072 F000200 3121 072 G000200 279 072 H000200 0 072 I000200 448 072 J000200 17 072 K000200 0 072 L000200 38 072 M000200 40 072 N000200 90 072 O000200 0 072 P000200 0 PAGE 44 072 Q000200 0 072 R000200 19 072 S000200 13 072 T000200 299 072 U000200 0 072 V000200 0 072 W000200 36 072 X000200 4399 072 Y000200 0 072 Z000200 9357 072AA000200 99191 072BB000200 31709 072CC010200 50218 072CC020200 0 072DD010200 3301 072DD020200 21331 072EE000200 32145 072 A001000 6 072 B001000 12638 072 C001000 8346 072 D001000 0 072 E001000 0 072 F001000 5625 072 G001000 335 072 H001000 0 072 I001000 676 072 J001000 107 072 K001000 0 072 L001000 51 072 M001000 34 072 N001000 75 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 109 072 S001000 16 072 T001000 2283 072 U001000 0 072 V001000 0 072 W001000 46 072 X001000 9356 072 Y001000 0 072 Z001000 11628 072AA001000 25886 072BB001000 32062 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112246 072AA001300 121708 072BB001300 33211 072CC011300 0 072CC021300 198288 072DD011300 14488 072DD021300 80392 072EE001300 243842 072 A002200 6 072 B002200 5003 072 C002200 312 072 D002200 0 072 E002200 0 072 F002200 508 072 G002200 38 072 H002200 0 072 I002200 105 072 J002200 12 072 K002200 0 072 L002200 21 072 M002200 17 072 N002200 42 072 O002200 0 072 P002200 0 072 Q002200 0 072 R002200 27 072 S002200 2 072 T002200 103 072 U002200 0 072 V002200 0 072 W002200 12 072 X002200 888 072 Y002200 65 072 Z002200 4493 072AA002200 1117 072BB002200 1745 072CC012200 3145 072CC022200 0 072DD012200 876 072DD022200 3589 072EE002200 0 072 A002300 6 072 B002300 6538 072 C002300 0 072 D002300 0 PAGE 47 072 E002300 0 072 F002300 1564 072 G002300 192 072 H002300 0 072 I002300 392 072 J002300 23 072 K002300 0 072 L002300 38 072 M002300 32 072 N002300 77 072 O002300 0 072 P002300 0 072 Q002300 0 072 R002300 27 072 S002300 9 072 T002300 839 072 U002300 0 072 V002300 0 072 W002300 23 072 X002300 3218 072 Y002300 18 072 Z002300 3338 072AA002300 5142 072BB002300 6689 072CC012300 0 072CC022300 7583 072DD012300 3305 072DD022300 3816 072EE002300 0 072 A002500 6 072 B002500 243207 072 C002500 30914 072 D002500 0 072 E002500 0 072 F002500 30447 072 G002500 2430 072 H002500 0 072 I002500 4338 072 J002500 295 072 K002500 0 072 L002500 256 072 M002500 197 072 N002500 107 072 O002500 0 072 P002500 0 072 Q002500 0 072 R002500 30 072 S002500 112 072 T002500 18760 072 U002500 0 072 V002500 0 PAGE 48 072 W002500 209 072 X002500 57180 072 Y002500 0 072 Z002500 216941 072AA002500 374757 072BB002500 318528 072CC012500 7064 072CC022500 0 072DD012500 48661 072DD022500 176388 072EE002500 241017 072 A002700 6 072 B002700 0 072 C002700 59 072 D002700 0 072 E002700 0 072 F002700 45 072 G002700 3 072 H002700 0 072 I002700 0 072 J002700 3 072 K002700 0 072 L002700 1 072 M002700 9 072 N002700 6 072 O002700 0 072 P002700 0 072 Q002700 0 072 R002700 20 072 S002700 0 072 T002700 0 072 U002700 0 072 V002700 0 072 W002700 6 072 X002700 93 072 Y002700 42 072 Z002700 8 072AA002700 674 072BB002700 264 072CC012700 820 072CC022700 0 072DD012700 0 072DD022700 0 072EE002700 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.1094 073 C000100 0.0000 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.5564 PAGE 49 073 C000200 0.0000 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 073 A011300 0.0000 073 A021300 0.0000 073 B001300 0.4371 073 C001300 0.0000 073 A012200 0.0000 073 A022200 0.0000 073 B002200 0.0000 073 C002200 0.0000 073 A012300 0.0000 073 A022300 0.0000 073 B002300 0.0000 073 C002300 0.0000 073 A012500 0.0000 073 A022500 0.0000 073 B002500 0.3220 073 C002500 0.0000 073 A012700 0.0000 073 A022700 0.0000 073 B002700 0.0000 073 C002700 0.0000 074 A000100 1311 074 B000100 79766 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 5412861 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 0 074 K000100 0 074 L000100 28156 074 M000100 0 074 N000100 5522095 074 O000100 1311 074 P000100 2740 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 6075 074 S000100 0 PAGE 50 074 T000100 5511969 074 U010100 69860 074 U020100 359888 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 279993 074 Y000100 0 074 A000200 0 074 B000200 7658 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 1205498 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 36180 074 K000200 0 074 L000200 1749 074 M000200 0 074 N000200 1251086 074 O000200 2847 074 P000200 938 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 20241 074 S000200 0 074 T000200 1227060 074 U010200 8524 074 U020200 47239 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 61469 074 Y000200 0 074 A001000 3696 074 B001000 30942 074 C001000 9999 074 D001000 470290 074 E001000 970 074 F001000 1017950 074 G001000 0 074 H001000 0 074 I001000 122 074 J001000 7763 074 K001000 0 074 L001000 10868 074 M001000 2491 PAGE 51 074 N001000 1555091 074 O001000 8753 074 P001000 1242 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 5746 074 S001000 0 074 T001000 1539350 074 U011000 13615 074 U021000 64764 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 74456 074 Y001000 123928 074 A001200 0 074 B001200 30695 074 C001200 0 074 D001200 0 074 E001200 0 074 F001200 1098958 074 G001200 0 074 H001200 0 074 I001200 0 074 J001200 2884 074 K001200 0 074 L001200 1391 074 M001200 0 074 N001200 1133929 074 O001200 7745 074 P001200 919 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 5099 074 S001200 0 074 T001200 1120166 074 U011200 32546 074 U021200 13684 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 074 X001200 80298 074 Y001200 0 074 A001300 475 074 B001300 207224 074 C001300 274944 074 D001300 5528947 PAGE 52 074 E001300 2754 074 F001300 47303 074 G001300 0 074 H001300 0 074 I001300 0 074 J001300 6195 074 K001300 42 074 L001300 83091 074 M001300 3 074 N001300 6150977 074 O001300 0 074 P001300 2966 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 15280 074 S001300 0 074 T001300 6132731 074 U011300 84826 074 U021300 473802 074 V011300 0.00 074 V021300 0.00 074 W001300 0.0000 074 X001300 292758 074 Y001300 0 074 A002200 55 074 B002200 4270 074 C002200 1922 074 D002200 152869 074 E002200 2970 074 F002200 2543 074 G002200 0 074 H002200 0 074 I002200 4867 074 J002200 496 074 K002200 0 074 L002200 7984 074 M002200 0 074 N002200 177976 074 O002200 788 074 P002200 238 074 Q002200 0 074 R012200 0 074 R022200 0 074 R032200 0 074 R042200 513 074 S002200 0 074 T002200 176437 074 U012200 8470 074 U022200 32655 PAGE 53 074 V012200 0.00 074 V022200 0.00 074 W002200 0.0000 074 X002200 12283 074 Y002200 10914 074 A002300 1 074 B002300 12163 074 C002300 25663 074 D002300 762987 074 E002300 0 074 F002300 0 074 G002300 0 074 H002300 0 074 I002300 0 074 J002300 25877 074 K002300 0 074 L002300 3588 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M002700 0 074 N002700 12157 074 O002700 162 074 P002700 15 074 Q002700 0 074 R012700 0 074 R022700 0 074 R032700 0 074 R042700 27 074 S002700 0 074 T002700 11953 074 U012700 1112 074 U022700 0 074 V012700 0.00 074 V022700 0.00 074 W002700 0.0000 074 X002700 22 074 Y002700 0 075 A000100 0 075 B000100 4861033 075 A000200 0 075 B000200 1252211 075 A001000 0 075 B001000 1506586 075 A001200 0 PAGE 55 075 B001200 1097214 075 A001300 0 075 B001300 6359007 075 A002200 0 075 B002200 171233 075 A002300 0 075 B002300 860523 075 A002500 0 075 B002500 10929440 075 A002700 0 075 B002700 11884 076 000100 0.00 076 000200 0.00 076 001000 0.00 076 001200 0.00 076 001300 0.00 076 002200 0.00 076 002300 0.00 076 002500 0.00 076 002700 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 PAGE 56 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE MICHAEL KARDOK TITLE TREASURER EX-99.77I NEW SECUR 2 exhibit77ii.txt EXHIBIT 77I(I) - ADDITION OF CLASS T Exhibit 77I(i) Effective March 31, 2017 the Registrant established Class T shares of the Loomis Sayles Global Equity and Income Fund, Loomis Sayles Growth Fund, Loomis Sayles High Income Fund, Loomis Sayles Investment Grade Bond Fund, Loomis Sayles Limited Term Government and Agency Fund, Loomis Sayles Strategic Income Fund and Loomis Sayles Value Fund. EX-99.77I NEW SECUR 3 exhibit77iii.txt EXHIBIT 77I(II) - ADDITION OF CLASS N Exhibit 77I(ii) Effective March 31, 2017 the Registrant established Class N shares of the Loomis Sayles Global Equity and Income Fund, Loomis Sayles High Income Fund and Loomis Sayles Limited Term Government and Agency Fund. EX-99.77O RULE 10F-3 4 exhibit77oi.txt EXHIBIT 77O(I) - LSF II Exhibit 77O(i) RULE 10f-3 REPORTING FORM Name of Adviser/Subadviser: Loomis, Sayles & Company, L.P. Name of Fund: LS Global Equity and Income Fund Total Net Assets of Fund: $206,531,659.70 Issuer: Danone SA Underwriter(s): See Attached Affiliated Underwriter in the Syndicate: Natixis Date of Purchase: 10/26/2016 Date of Offering: 10/26/2016 Amount of Purchase : $960,000 Purchase Price: $100.00 Commission or Spread: 0.25% Check that all the following conditions have been met (any exceptions should be discussed prior to commitment): X The securities are (i) part of an issue registered under the Securities Act of 1933 (the ?1933 Act?) that is being offered to the public, (ii) part of an issue of government securities as defined under the Investment Company Act of 1940, (iii)?municipal securities? as defined under the Securities Exchange Act of 1934, (iv) sold in an offering conducted under the laws of a country other than the United States subject to certain requirements, or (v) exempt from registration under Rules 144A of the 1933 Act. If the securities meet conditions (i), (ii), (iv) or (v): X the issuer of such securities has been in continuous operation for not less than three years (including operations of predecessors). Issuer was founded prior to 2013. If the securities meet conditions (iii): X such securities are sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and are either subject to no greater than moderate credit risk or, if the issuer of the municipal securities (or the entity supplying revenues or other payments from which the issue is to be paid) has been in continuous operation for less than three years (including any predecessors), subject to a minimal or low amount of credit risk (with determination as to whether the issue of municipal securities meeting the preceding criteria having been made by the investment adviser/and or subadviser of the relevant fund). X The securities were purchased prior to the end of the first day of which any sales were made and the purchase price did not exceed the offering price (or fourth day before termination, if a rights offering). X The underwriting was a firm commitment. X The commission, spread or profit was reasonable and fair compared to that being received by others for underwriting similar securities during a comparable period of time. X The amount of the securities purchased by the Fund, aggregated with purchases by any other investment company advised by the Fund?s investment adviser or sub-adviser, and any purchases by another account with respect to which the investment adviser or sub- adviser exercised such investment discretion with respect to the purchase did not exceed 25% of the principal amount of the offering. X No underwriter which is an affiliate of the Fund?s adviser or sub-adviser was a direct or indirect participant in, or benefited directly or indirectly from the purchase. X The purchase was not part of a group sale (or part of the institutional pot), or otherwise allocated to the account of an officer, director, member of an advisory board, investment adviser or employee of the Fund or affiliated person thereof. Trading Desk Compliance Signed by: /s/ Chip Bankes Signed by: /s/ Brendan Joyces Date: 10/31/16 Date: 10/31/16 Include all purchases made by two or more funds which have the same investment adviser or sub-adviser. Special counting rules apply for Rule 144A offerings. EX-99.77O RULE 10F-3 5 exhibit77oii.txt EXHIBIT 77O(II) - LSF II Exhibit 77O(ii) RULE 10f-3 REPORTING FORM Name of Adviser/Subadviser: Loomis, Sayles & Company, L.P. Name of Fund: LS Small Cap Growth Fund Total Net Assets of Fund: $1,103,594,332.75 Issuer: Silcone Landscape Supply Inc Underwriter(s): See Attached Affiliated Underwriter in the Syndicate: Natixis Date of Purchase: 11/30/2016 Date of Offering: 11/30/2016 Amount of Purchase : $3,205,455.00 Purchase Price: $33.00 Commission or Spread: 3.50% Check that all the following conditions have been met (any exceptions should be discussed prior to commitment): X The securities are (i) part of an issue registered under the Securities Act of 1933 (the ?1933 Act?) that is being offered to the public, (ii) part of an issue of government securities as defined under the Investment Company Act of 1940, (iii)?municipal securities? as defined under the Securities Exchange Act of 1934, (iv) sold in an offering conducted under the laws of a country other than the United States subject to certain requirements, or (v) exempt from registration under Rules 144A of the 1933 Act. If the securities meet conditions (i), (ii), (iv) or (v): X the issuer of such securities has been in continuous operation for not less than three years (including operations of predecessors). Issuer was founded prior to 2013. If the securities meet conditions (iii): X such securities are sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and are either subject to no greater than moderate credit risk or, if the issuer of the municipal securities (or the entity supplying revenues or other payments from which the issue is to be paid) has been in continuous operation for less than three years (including any predecessors), subject to a minimal or low amount of credit risk (with determination as to whether the issue of municipal securities meeting the preceding criteria having been made by the investment adviser/and or subadviser of the relevant fund). X The securities were purchased prior to the end of the first day of which any sales were made and the purchase price did not exceed the offering price (or fourth day before termination, if a rights offering). X The underwriting was a firm commitment. X The commission, spread or profit was reasonable and fair compared to that being received by others for underwriting similar securities during a comparable period of time. X The amount of the securities purchased by the Fund, aggregated with purchases by any other investment company advised by the Fund?s investment adviser or sub-adviser, and any purchases by another account with respect to which the investment adviser or sub- adviser exercised such investment discretion with respect to the purchase did not exceed 25% of the principal amount of the offering. X No underwriter which is an affiliate of the Fund?s adviser or sub-adviser was a direct or indirect participant in, or benefited directly or indirectly from the purchase. X The purchase was not part of a group sale (or part of the institutional pot), or otherwise allocated to the account of an officer, director, member of an advisory board, investment adviser or employee of the Fund or affiliated person thereof. Trading Desk Compliance Signed by: /s/ Chip Bankes Signed by: /s/ Brendan Joyces Date: 12/30/16 Date: 12/30/16 Include all purchases made by two or more funds which have the same investment adviser or sub-adviser. Special counting rules apply for Rule 144A offerings. EX-99.77O RULE 10F-3 6 exhibit77oiv.txt EXHIBIT 77O(IV) - LSF II Exhibit 77O(iv) RULE 10f-3 REPORTING FORM Name of Adviser/Subadviser: Loomis, Sayles & Company, L.P. Name of Fund: LS Global Equity and Income Fund Total Net Assets of Fund: $191, 824, 896.30 Issuer: Air Liquide Finance Underwriter(s): See Attached Affiliated Underwriter in the Syndicate: Natixis Date of Purchase: 9/22/2016 Date of Offering: 9/22/2016 Amount of Purchase : $1,765,752.00 Purchase Price: $99.76 Commission or Spread: 0.06% Check that all the following conditions have been met (any exceptions should be discussed prior to commitment): X The securities are (i) part of an issue registered under the Securities Act of 1933 (the "1933 Act") that is being offered to the public, (ii) part of an issue of government securities as defined under the Investment Company Act of 1940, (iii)"municipal securities" as defined under the Securities Exchange Act of 1934, (iv) sold in an offering conducted under the laws of a country other than the United States subject to certain requirements, or (v) exempt from registration under Rules 144A of the 1933 Act. If the securities meet conditions (i), (ii), (iv) or (v): X the issuer of such securities has been in continuous operation for not less than three years (including operations of predecessors). Issuer was founded prior to 2013. If the securities meet conditions (iii): X such securities are sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and are either subject to no greater than moderate credit risk or, if the issuer of the municipal securities (or the entity supplying revenues or other payments from which the issue is to be paid) has been in continuous operation for less than three years (including any predecessors), subject to a minimal or low amount of credit risk (with determination as to whether the issue of municipal securities meeting the preceding criteria having been made by the investment adviser/and or subadviser of the relevant fund). X The securities were purchased prior to the end of the first day of which any sales were made and the purchase price did not exceed the offering price (or fourth day before termination, if a rights offering). X The underwriting was a firm commitment. X The commission, spread or profit was reasonable and fair compared to that being received by others for underwriting similar securities during a comparable period of time. X The amount of the securities purchased by the Fund, aggregated with purchases by any other investment company advised by the Fund's investment adviser or sub-adviser, and any purchases by another account with respect to which the investment adviser or sub- adviser exercised such investment discretion with respect to the purchase did not exceed 25% of the principal amount of the offering. X No underwriter which is an affiliate of the Fund's adviser or sub-adviser was a direct or indirect participant in, or benefited directly or indirectly from the purchase. X The purchase was not part of a group sale (or part of the institutional pot), or otherwise allocated to the account of an officer, director, member of an advisory board, investment adviser or employee of the Fund or affiliated person thereof. Trading Desk Compliance Signed by: /s/ Chip Bankes Signed by: /s/ Brendan Joyces Date: 9/30/16 Date: 9/30/16 Include all purchases made by two or more funds which have the same investment adviser or sub-adviser. Special counting rules apply for Rule 144A offerings. EX-99.77Q1 OTHR EXHB 7 exhibit77q1.txt EXHIBIT 77Q(1) - 18F3 MULTI CLASS PLAN The Plan pursuant to Rule 18f-3 under the Investment Company Act of 1940, as amended, effective March 31, 2017 is incorporated by reference to exhibit (n)(1) of post- effective amendment No. 81 to the Registration Statement filed on Form Type 485BPOS on March 30, 2017 (Accession No. 0001193125-17-104255). Exhibit 77Q(1) EX-99.77O RULE 10F-3 8 exhibit77oiii.txt EXHIBIT 77O(III) - LSF II Exhibit 77O(iii) RULE 10f-3 REPORTING FORM Name of Adviser/Subadviser: Loomis, Sayles & Company, L.P. Name of Fund: LS Strategic Income Fund Total Net Assets of Fund: $10, 990,198,672.73 Issuer: Chesapeake Energy Corp Underwriter(s): See Attached Affiliated Underwriter in the Syndicate: Natixis Date of Purchase: 12/06/2016 Date of Offering: 12/06/2016 Amount of Purchase : $14,709,334.60 Purchase Price: $98.522 Commission or Spread: 1.00% Check that all the following conditions have been met (any exceptions should be discussed prior to commitment): X The securities are (i) part of an issue registered under the Securities Act of 1933 (the ?1933 Act?) that is being offered to the public, (ii) part of an issue of government securities as defined under the Investment Company Act of 1940, (iii)?municipal securities? as defined under the Securities Exchange Act of 1934, (iv) sold in an offering conducted under the laws of a country other than the United States subject to certain requirements, or (v) exempt from registration under Rules 144A of the 1933 Act. If the securities meet conditions (i), (ii), (iv) or (v): X the issuer of such securities has been in continuous operation for not less than three years (including operations of predecessors). Issuer was founded prior to 2013. If the securities meet conditions (iii): X such securities are sufficiently liquid that they can be sold at or near their carrying value within a reasonably short period of time and are either subject to no greater than moderate credit risk or, if the issuer of the municipal securities (or the entity supplying revenues or other payments from which the issue is to be paid) has been in continuous operation for less than three years (including any predecessors), subject to a minimal or low amount of credit risk (with determination as to whether the issue of municipal securities meeting the preceding criteria having been made by the investment adviser/and or subadviser of the relevant fund). X The securities were purchased prior to the end of the first day of which any sales were made and the purchase price did not exceed the offering price (or fourth day before termination, if a rights offering). X The underwriting was a firm commitment. X The commission, spread or profit was reasonable and fair compared to that being received by others for underwriting similar securities during a comparable period of time. X The amount of the securities purchased by the Fund, aggregated with purchases by any other investment company advised by the Fund?s investment adviser or sub-adviser, and any purchases by another account with respect to which the investment adviser or sub- adviser exercised such investment discretion with respect to the purchase did not exceed 25% of the principal amount of the offering. X No underwriter which is an affiliate of the Fund?s adviser or sub-adviser was a direct or indirect participant in, or benefited directly or indirectly from the purchase. X The purchase was not part of a group sale (or part of the institutional pot), or otherwise allocated to the account of an officer, director, member of an advisory board, investment adviser or employee of the Fund or affiliated person thereof. Trading Desk Compliance Signed by: /s/ Chip Bankes Signed by: /s/ Brendan Joyces Date: 12/30/16 Date: 12/30/16 Include all purchases made by two or more funds which have the same investment adviser or sub-adviser. Special counting rules apply for Rule 144A offerings.