N-PX 1 fssn-px0620.htm FSS NPX PE: 06-30-20 fssn-px0620.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-06243   

 

 

Franklin Strategic Series

(Exact name of registrant as specified in charter)

 

One Franklin Parkway, San Mateo, CA 94403-1906

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (650) 312-2000     

 

Date of fiscal year end:      4/30 & 8/31      

 

Date of reporting period:   6/30/2020          

 

 

Item 1. Proxy Voting Records.

 

Franklin Biotechnology Discovery Fund

 

89BIO, INC.
Meeting Date:  JUN 22, 2020
Record Date:  APR 30, 2020
Meeting Type:  ANNUAL

Ticker:  ETNB
Security ID:  282559103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rohan Palekar

Management

For

For

1.2

Elect Director Gregory Grunberg

Management

For

Withhold

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

ACADIA PHARMACEUTICALS INC.
Meeting Date:  JUN 23, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  ACAD
Security ID:  004225108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James M. Daly

Management

For

For

1.2

Elect Director Edmund P. Harrigan

Management

For

For

2

Amend Qualified Employee Stock Purchase Plan

Management

For

For

3

Approve Non-Employee Director Compensation Policy

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ADMA BIOLOGICS, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  ADMA
Security ID:  000899104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bryant. E. Fong

Management

For

For

1b

Elect Director Martha J. Demski

Management

For

For

2

Ratify CohnReznick LLP as Auditors

Management

For

For

 

 

AERIE PHARMACEUTICALS, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  AERI
Security ID:  00771V108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Vicente Anido, Jr.

Management

For

For

1.2

Elect Director Benjamin F. McGraw, III

Management

For

For

1.3

Elect Director Julie McHugh

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ALECTOR, INC.
Meeting Date:  MAY 11, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  ALEC
Security ID:  014442107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Terry McGuire

Management

For

For

1.2

Elect Director Kristine Yaffe

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ALEXION PHARMACEUTICALS, INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  ALXN
Security ID:  015351109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Felix J. Baker

Management

For

For

1.2

Elect Director David R. Brennan

Management

For

For

1.3

Elect Director Christopher J. Coughlin

Management

For

For

1.4

Elect Director Deborah Dunsire

Management

For

For

1.5

Elect Director Paul A. Friedman

Management

For

Against

1.6

Elect Director Ludwig N. Hantson

Management

For

For

1.7

Elect Director John T. Mollen

Management

For

For

1.8

Elect Director Francois Nader

Management

For

For

1.9

Elect Director Judith A. Reinsdorf

Management

For

For

1.10

Elect Director Andreas Rummelt

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

 

 

ALNYLAM PHARMACEUTICALS, INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  ALNY
Security ID:  02043Q107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael W. Bonney

Management

For

Against

1b

Elect Director John M. Maraganore

Management

For

For

1c

Elect Director Phillip A. Sharp

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

Against

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

AMGEN INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  AMGN
Security ID:  031162100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director Robert A. Bradway

Management

For

For

1c

Elect Director Brian J. Druker

Management

For

For

1d

Elect Director Robert A. Eckert

Management

For

For

1e

Elect Director Greg C. Garland

Management

For

For

1f

Elect Director Fred Hassan

Management

For

For

1g

Elect Director Charles M. Holley, Jr.

Management

For

For

1h

Elect Director Tyler Jacks

Management

For

For

1i

Elect Director Ellen J. Kullman

Management

For

For

1j

Elect Director Ronald D. Sugar

Management

For

For

1k

Elect Director R. Sanders Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

For

 

 

APPLIED THERAPEUTICS, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  APLT
Security ID:  03828A101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Les Funtleyder

Management

For

For

1.2

Elect Director Stacy J. Kanter

Management

For

Withhold

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ARCUS BIOSCIENCES, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  RCUS
Security ID:  03969F109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Juan Carlos Jaen

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ARGENX SE
Meeting Date:  NOV 25, 2019
Record Date:  OCT 28, 2019
Meeting Type:  SPECIAL

Ticker:  ARGX
Security ID:  04016X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Amend Articles to Reflect Changes in Capital

Management

For

For

3

Amend Argenx Option Plan

Management

For

Against

4

Approve Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital

Management

For

Against

5

Other Business (Non-Voting)

Management

None

None

6

Close Meeting

Management

None

None

 

 

ARGENX SE
Meeting Date:  MAY 12, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  ARGX
Security ID:  04016X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Receive Report of Management Board (Non-Voting)

Management

None

None

3

Adopt Remuneration Policy

Management

For

Against

4

Approve Remuneration Report

Management

For

Against

5.a

Discuss Annual Report for FY 2019

Management

None

None

5.b

Adopt Financial Statements and Statutory Reports

Management

For

For

5.c

Discussion on Company's Corporate Governance Structure

Management

None

None

5.d

Approve Allocation of Losses to the Retained Earnings of the Company

Management

For

For

5.e

Approve Discharge of Directors

Management

For

For

6

Reelect Pamela Klein as Non-Executive Director

Management

For

For

7

Grant Board Authority to Issue Shares Up To 4 Percent of Outstanding Capital within the Limits of the Argenx Option Plan and Exclude Pre-emptive Rights

Management

For

Against

8

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights

Management

For

For

9

Grant Board Authority to Issue Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights

Management

For

Against

10

Ratify Deloitte as Auditors

Management

For

For

11

Other Business (Non-Voting)

Management

None

None

12

Close Meeting

Management

None

None
 

 

 

ARVINAS, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  ARVN
Security ID:  04335A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Leslie V. Norwalk

Management

For

For

1.2

Elect Director Liam Ratcliffe

Management

For

For

1.3

Elect Director Timothy Shannon

Management

For

For

2

Ratify Deloitte and Touche LLP as Auditors

Management

For

For

 

 

ASCENDIS PHARMA A/S
Meeting Date:  MAY 29, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  ASND
Security ID:  04351P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Chairman of Meeting

Management

For

For

2

Report on Company's Activities Past Year

Management

For

For

3

Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board

Management

For

For

4

Approve Treatment of Net Loss

Management

For

For

5a

Reelect Albert Cha as Director (Class II)

Management

For

For

5b

Reelect Birgitte Volck as Director (Class II)

Management

For

For

5c

Reelect Lars Holtug as Director (Class II)

Management

For

For

6

Ratify Deloitte as Auditors

Management

For

For

7

Approve Issuance of Warrants for Board of Directors, Executive Management and Employees, Advisors and Consultants of the Company or its Subsidiaries; Approve Creation of DKK 2 Million Pool of Conditional Capital to Guarantee Conversion Rights

Management

For

For
 

 

 

ASSEMBLY BIOSCIENCES, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ASMB
Security ID:  045396108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Anthony E. Altig

Management

For

For

1.2

Elect Director Richard D. DiMarchi

Management

For

For

1.3

Elect Director Myron Z. Holubiak

Management

For

For

1.4

Elect Director Helen S. Kim

Management

For

For

1.5

Elect Director Alan J. Lewis

Management

For

For

1.6

Elect Director Susan Mahony

Management

For

For

1.7

Elect Director John G. McHutchison

Management

For

For

1.8

Elect Director William R. Ringo, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Provide Right to Call Special Meeting

Management

For

Abstain

6

Provide Right to Call Special Meeting

Shareholder

Against

For

 

 

AURINIA PHARMACEUTICALS INC.
Meeting Date:  JUN 02, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL/SPECIAL

Ticker:  AUP
Security ID:  05156V102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors at Nine

Management

For

For

2.1

Elect Director George M. Milne

Management

For

For

2.2

Elect Director Peter Greenleaf

Management

For

For

2.3

Elect Director David R.W. Jayne

Management

For

For

2.4

Elect Director Joseph P. Hagan

Management

For

For

2.5

Elect Director Michael Hayden

Management

For

For

2.6

Elect Director Daniel G. Billen

Management

For

For

2.7

Elect Director R. Hector MacKay-Dunn

Management

For

For

2.8

Elect Director Jill Leversage

Management

For

For

2.9

Elect Director Timothy P. Walbert

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote on Executive Compensation Approach

Management

For

For

5

Amend By-Law No. 2

Management

For

For

6

Amend Articles

Management

For

For

7

Amend Stock Option Plan

Management

For

For

8

Re-approve Stock Option Plan

Management

For

For
 

 

 

AUTOLUS THERAPEUTICS PLC
Meeting Date:  JUN 18, 2020
Record Date:  MAY 12, 2020
Meeting Type:  ANNUAL

Ticker:  AUTL
Security ID:  05280R100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

Against

3

Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration

Management

For

For

4

Elect Director John Berriman

Management

For

For

5

Elect Director Kapil Dhingra

Management

For

For

 

 

BIOGEN INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  BIIB
Security ID:  09062X103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alexander J. Denner

Management

For

For

1b

Elect Director Caroline D. Dorsa

Management

For

For

1c

Elect Director William A. Hawkins

Management

For

For

1d

Elect Director Nancy L. Leaming

Management

For

For

1e

Elect Director Jesus B. Mantas

Management

For

For

1f

Elect Director Richard C. Mulligan

Management

For

For

1g

Elect Director Robert W. Pangia

Management

For

For

1h

Elect Director Stelios Papadopoulos

Management

For

For

1i

Elect Director Brian S. Posner

Management

For

For

1j

Elect Director Eric K. Rowinsky

Management

For

For

1k

Elect Director Stephen A. Sherwin

Management

For

For

1l

Elect Director Michel Vounatsos

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

BIOMARIN PHARMACEUTICAL INC.
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  BMRN
Security ID:  09061G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jean-Jacques Bienaime

Management

For

For

1.2

Elect Director Elizabeth McKee Anderson

Management

For

For

1.3

Elect Director Willard Dere

Management

For

For

1.4

Elect Director Michael Grey

Management

For

For

1.5

Elect Director Elaine J. Heron

Management

For

For

1.6

Elect Director Robert J. Hombach

Management

For

For

1.7

Elect Director V. Bryan Lawlis

Management

For

For

1.8

Elect Director Richard A. Meier

Management

For

For

1.9

Elect Director David E.I. Pyott

Management

For

For

1.10

Elect Director Dennis J. Slamon

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

BLUEBIRD BIO, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 23, 2020
Meeting Type:  ANNUAL

Ticker:  BLUE
Security ID:  09609G100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Nick Leschly

Management

For

For

1b

Elect Director Douglas A. Melton

Management

For

For

1c

Elect Director Mark Vachon

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

BLUEPRINT MEDICINES CORPORATION
Meeting Date:  JUN 23, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  BPMC
Security ID:  09627Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alexis Borisy

Management

For

For

1.2

Elect Director Charles A. Rowland, Jr.

Management

For

For

1.3

Elect Director Lonnel Coats

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

BRIDGEBIO PHARMA, INC.
Meeting Date:  JUN 02, 2020
Record Date:  APR 15, 2020
Meeting Type:  ANNUAL

Ticker:  BBIO
Security ID:  10806X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James C. Momtazee

Management

For

For

1.2

Elect Director Richard H. Scheller

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against
 

 

 

CARA THERAPEUTICS, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 15, 2020
Meeting Type:  ANNUAL

Ticker:  CARA
Security ID:  140755109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Derek Chalmers

Management

For

For

1.2

Elect Director Martin Vogelbaum

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

COLLEGIUM PHARMACEUTICAL, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  COLL
Security ID:  19459J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joseph Ciaffoni

Management

For

For

1.2

Elect Director Michael Heffernan

Management

For

For

1.3

Elect Director Gino Santini

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Declassify the Board of Directors

Management

For

For

4

Eliminate Supermajority Vote Requirement to Amend Bylaws

Management

For

For

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

CONSTELLATION PHARMACEUTICALS, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  CNST
Security ID:  210373106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James E. Audia

Management

For

For

1.2

Elect Director Steven L. Hoerter

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

CRISPR THERAPEUTICS AG
Meeting Date:  JUN 11, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  CRSP
Security ID:  H17182108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Consolidated Financial Statements and Statutory Reports

Management

For

For

2

Approve Treatment of Net Loss

Management

For

For

3

Approve Discharge of Board and Senior Management

Management

For

For

4a

Reelect Rodger Novak as Director and Board Chairman

Management

For

For

4b

Reelect Director Samarth Kulkarni

Management

For

For

4c

Reelect Director Ali Behbahani

Management

For

Against

4d

Reelect Director Bradley Bolzon

Management

For

Against

4e

Reelect Director Simeon J. George

Management

For

For

4f

Reelect Director John T. Greene

Management

For

For

4g

Reelect Director Katherine A. High

Management

For

Against

4h

Elect Director Douglas A. Treco

Management

For

For

5a

Elect Ali Behbahan as Member of the Compensation Committee

Management

For

For

5b

Reelect Simeon J. George as Member of the Compensation Committee

Management

For

For

5c

Reelect John T. Greene as Member of the Compensation Committee

Management

For

For

6a

Approve Remuneration of Directors in the Amount of USD 320,000

Management

For

For

6b

Approve Remuneration of Directors in the Amount of USD 5,911,650

Management

For

Against

6c

Approve Remuneration of Executive Committee in the Amount of USD 3,393,795

Management

For

Against

6d

Approve Remuneration of Executive Committee in the Amount of USD 2,379,619

Management

For

Against

6e

Approve Remuneration of Executive Committee in the Amount of USD 53,069,700

Management

For

Against

7

Amend Pool of Conditional Capital for Employee Benefit Plans

Management

For

Against

8

Amend Omnibus Stock Plan

Management

For

Against

9

Approve CHF 915,548 Increase in Authorized Capital

Management

For

Against

10

Designate Marius Meier as Independent Proxy

Management

For

For

11

Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor

Management

For

For

12

Transact Other Business (Voting)

Management

For

Against
 

 

 

DECIPHERA PHARMACEUTICALS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  DCPH
Security ID:  24344T101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patricia L. Allen

Management

For

For

1.2

Elect Director Edward J. Benz, Jr.

Management

For

For

1.3

Elect Director Dennis L. Walsh

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

EYEPOINT PHARMACEUTICALS, INC.
Meeting Date:  JUN 23, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  EYPT
Security ID:  30233G100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Goran Ando

Management

For

For

1.2

Elect Director Nancy Lurker

Management

For

For

1.3

Elect Director Douglas Godshall

Management

For

For

1.4

Elect Director Jay Duker

Management

For

For

1.5

Elect Director Kristine Peterson

Management

For

For

1.6

Elect Director Ronald W. Eastman

Management

For

For

1.7

Elect Director John B. Landis

Management

For

For

1.8

Elect Director David Guyer

Management

For

For

1.9

Elect Director Wendy F. DiCicco

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

FATE THERAPEUTICS, INC.
Meeting Date:  MAY 01, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  FATE
Security ID:  31189P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert S. Epstein

Management

For

For

1.2

Elect Director John D. Mendlein

Management

For

For

1.3

Elect Director Karin Jooss

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

GILEAD SCIENCES, INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  GILD
Security ID:  375558103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jacqueline K. Barton

Management

For

For

1b

Elect Director Sandra J. Horning

Management

For

For

1c

Elect Director Kelly A. Kramer

Management

For

For

1d

Elect Director Kevin E. Lofton

Management

For

For

1e

Elect Director Harish Manwani

Management

For

For

1f

Elect Director Daniel P. O'Day

Management

For

For

1g

Elect Director Richard J. Whitley

Management

For

For

1h

Elect Director Per Wold-Olsen

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Require Independent Board Chair

Shareholder

Against

For

5

Eliminate the Ownership Threshold for Stockholders to Request a Record Date to Take Action by Written Consent

Shareholder

Against

For
 

 

 

GLOBAL BLOOD THERAPEUTICS, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  GBT
Security ID:  37890U108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Willie L. Brown, Jr.

Management

For

For

1.2

Elect Director Philip A. Pizzo

Management

For

For

1.3

Elect Director Wendy Yarno

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

GOSSAMER BIO, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  GOSS
Security ID:  38341P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joshua Bilenker

Management

For

For

1.2

Elect Director Faheem Hasnain

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

GW PHARMACEUTICALS PLC
Meeting Date:  MAY 26, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  GWPH
Security ID:  36197T103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Re-elect Geoffrey Guy as Director

Management

For

For

2

Re-elect Cabot Brown as Director

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Approve Remuneration Report

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Ratify Deloitte and Touche LLP as Auditors

Management

For

For

7

Reappoint Deloitte LLP as Auditors

Management

For

For

8

Authorise Board to Fix Remuneration of Auditors

Management

For

For

9

Accept Financial Statements and Statutory Reports

Management

For

For

10

Authorise Issue of Equity

Management

For

For

11

Issue of Equity or Equity-Linked Securities without Pre-emptive Rights

Management

For

For
 

 

 

HERON THERAPEUTICS, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  HRTX
Security ID:  427746102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Kevin Tang

Management

For

For

1B

Elect Director Barry Quart

Management

For

For

1C

Elect Director Stephen Davis

Management

For

For

1D

Elect Director Craig Johnson

Management

For

For

1E

Elect Director Kimberly Manhard

Management

For

For

1F

Elect Director John Poyhonen

Management

For

For

1G

Elect Director Christian Waage

Management

For

For

2

Ratify OUM & Co. LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

HOMOLOGY MEDICINES, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  FIXX
Security ID:  438083107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven Gillis

Management

For

For

1.2

Elect Director Richard J. Gregory

Management

For

For

1.3

Elect Director Kush M. Parmar

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

 

ILLUMINA, INC.
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  ILMN
Security ID:  452327109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Caroline D. Dorsa

Management

For

For

1B

Elect Director Robert S. Epstein

Management

For

For

1C

Elect Director Scott Gottlieb

Management

For

For

1D

Elect Director Philip W. Schiller

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions

Shareholder

Against

For

 

 

IMMUNOMEDICS, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  IMMU
Security ID:  452907108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Election Director Behzad Aghazadeh

Management

For

For

1.2

Election Director Robert Azelby

Management

For

For

1.3

Election Director Charles M. Baum

Management

For

For

1.4

Election Director Scott Canute

Management

For

For

1.5

Election Director Barbara G. Duncan

Management

For

For

1.6

Election Director Peter Barton Hutt

Management

For

For

1.7

Election Director Khalid Islam

Management

For

For

1.8

Election Director Harout Semerjian *Withdrawn Resolution*

Management

None

None

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Approve Qualified Employee Stock Purchase Plan

Management

For

For

6

Ratify KPMG LLP as Auditors

Management

For

For

 

 

 

INSMED INCORPORATED
Meeting Date:  MAY 12, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL

Ticker:  INSM
Security ID:  457669307

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Clarissa Desjardins

Management

For

For

1.2

Elect Director David W.J. McGirr

Management

For

For

1.3

Elect Director Elizabeth McKee Anderson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

IONIS PHARMACEUTICALS, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  IONS
Security ID:  462222100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joseph H. Wender

Management

For

Withhold

1.2

Elect Director B. Lynne Parshall

Management

For

For

1.3

Elect Director Spencer R. Berthelsen

Management

For

For

1.4

Elect Director Joan E. Herman

Management

For

For

2

Amend Non-Employee Director Omnibus Stock Plan

Management

For

Against

3

Ratify Amending the Existing Stock Option and Restricted Stock Unit Awards of Directors to Adjust Vesting

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify Ernst & Young LLP as Auditor

Management

For

For

 

 

IOVANCE BIOTHERAPEUTICS, INC.
Meeting Date:  JUN 08, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  IOVA
Security ID:  462260100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Iain Dukes

Management

For

For

1.2

Elect Director Maria Fardis

Management

For

For

1.3

Elect Director Athena Countouriotis

Management

For

Withhold

1.4

Elect Director Ryan Maynard

Management

For

For

1.5

Elect Director Merrill A. McPeak

Management

For

For

1.6

Elect Director Wayne P. Rothbaum

Management

For

For

1.7

Elect Director Michael Weiser

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency Every Year

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Approve Qualified Employee Stock Purchase Plan

Management

For

For

6

Ratify Marcum LLP as Auditors

Management

For

For
 

 

 

JAZZ PHARMACEUTICALS PLC
Meeting Date:  AUG 01, 2019
Record Date:  JUN 05, 2019
Meeting Type:  ANNUAL

Ticker:  JAZZ
Security ID:  G50871105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Paul L. Berns

Management

For

For

1b

Elect Director Patrick G. Enright

Management

For

For

1c

Elect Director Seamus Mulligan

Management

For

For

1d

Elect Director Norbert G. Riedel

Management

For

For

2

Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

KEZAR LIFE SCIENCES, INC.
Meeting Date:  JUN 24, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL

Ticker:  KZR
Security ID:  49372L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Franklin Berger

Management

For

For

1b

Elect Director Graham Cooper

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

LOGICBIO THERAPEUTICS, INC.
Meeting Date:  JUN 19, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  LOGC
Security ID:  54142F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Leon Chen

Management

For

For

1.2

Elect Director Daniel O'Connell

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

MINERVA NEUROSCIENCES, INC.
Meeting Date:  JUN 19, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  NERV
Security ID:  603380106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David Kupfer

Management

For

For

1.2

Elect Director Jan van Heek

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

MIRATI THERAPEUTICS, INC.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 19, 2020
Meeting Type:  ANNUAL

Ticker:  MRTX
Security ID:  60468T105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles M. Baum

Management

For

For

1.2

Elect Director Bruce L.A. Carter

Management

For

For

1.3

Elect Director Julie M. Cherrington

Management

For

For

1.4

Elect Director Aaron I. Davis

Management

For

For

1.5

Elect Director Henry J. Fuchs

Management

For

Withhold

1.6

Elect Director Michael Grey

Management

For

For

1.7

Elect Director Faheem Hasnain

Management

For

For

1.8

Elect Director Craig Johnson

Management

For

For

1.9

Elect Director Maya Martinez-Davis

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

Against
 

 

 

MORPHOSYS AG
Meeting Date:  MAY 27, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  MOR
Security ID:  617760202

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

Management

None

None

2

Approve Discharge of Management Board for Fiscal 2019

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal 2019

Management

For

For

4

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020

Management

For

For

5

Approve Decrease in Size of Supervisory Board to Six Members

Management

For

For

6a

Elect Wendy Johnson to the Supervisory Board

Management

For

For

6b

Elect George Golumbeski to the Supervisory Board

Management

For

For

6c

Elect Michael Brosnan to the Supervisory Board

Management

For

For

7

Amend Articles Re: Proof of Entitlement

Management

For

For

8

Amend Articles Re: Supervisory Board Attendance at General Meetings

Management

For

For

9

Approve Remuneration of Supervisory Board

Management

For

For

10

Approve Creation of EUR 3.3 Million Pool of Capital without Preemptive Rights

Management

For

For

11

Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.3 Million Pool of Conditional Capital to Guarantee Conversion Rights

Management

For

For
 

 

 

NEUROCRINE BIOSCIENCES, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  NBIX
Security ID:  64125C109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin C. Gorman

Management

For

For

1.2

Elect Director Gary A. Lyons

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

NOVAVAX, INC.
Meeting Date:  JUN 25, 2020
Record Date:  APR 29, 2020
Meeting Type:  ANNUAL

Ticker:  NVAX
Security ID:  670002401

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stanley C. Erck

Management

For

For

1.2

Elect Director Rajiv I. Modi

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditor

Management

For

For

 

 

ODONATE THERAPEUTICS, INC.
Meeting Date:  JUL 22, 2019
Record Date:  JUN 21, 2019
Meeting Type:  ANNUAL

Ticker:  ODT
Security ID:  676079106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin Tang

Management

For

For

1.2

Elect Director Jeff Vacirca

Management

For

For

1.3

Elect Director Aaron Davis

Management

For

For

1.4

Elect Director Laura Johnson Douglass

Management

For

For

1.5

Elect Director Craig Johnson

Management

For

For

1.6

Elect Director Robert Rosen

Management

For

For

1.7

Elect Director George Tidmarsh

Management

For

For

2

Ratify Squar Milner LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Stock Option Plan

Management

For

For
 

 

 

ODONATE THERAPEUTICS, INC.
Meeting Date:  JUN 24, 2020
Record Date:  MAY 08, 2020
Meeting Type:  ANNUAL

Ticker:  ODT
Security ID:  676079106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin Tang

Management

For

For

1.2

Elect Director Aaron Davis

Management

For

For

1.3

Elect Director Craig Johnson

Management

For

For

1.4

Elect Director Laura Johnson

Management

For

For

1.5

Elect Director Robert Rosen

Management

For

For

2

Ratify Squar Milner LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

OPTINOSE, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  OPTN
Security ID:  68404V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joshua A. Tamaroff

Management

For

For

1.2

Elect Director William F. Doyle

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

PFENEX INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  PFNX
Security ID:  717071104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jason Grenfell-Gardner

Management

For

For

1.2

Elect Director Evert B. Schimmelpennink

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

PRECISION BIOSCIENCES, INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  DTIL
Security ID:  74019P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Geno Germano

Management

For

For

2

Elect Director Matthew Kane

Management

For

Withhold

3

Elect Director Raymond Schinazi

Management

For

Withhold

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

PRINCIPIA BIOPHARMA INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  PRNB
Security ID:  74257L108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dan Becker

Management

For

For

1.2

Elect Director Patrick Machado

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

PTC THERAPEUTICS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  PTCT
Security ID:  69366J200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stephanie S. Okey

Management

For

For

1.2

Elect Director Stuart W. Peltz

Management

For

For

1.3

Elect Director Jerome B. Zeldis

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

REATA PHARMACEUTICALS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  RETA
Security ID:  75615P103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James E. Bass

Management

For

For

1.2

Elect Director R. Kent McGaughy, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditor

Management

For

For

 

 

REGENERON PHARMACEUTICALS, INC.
Meeting Date:  JUN 12, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  REGN
Security ID:  75886F107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director N. Anthony Coles

Management

For

For

1b

Elect Director Joseph L. Goldstein

Management

For

For

1c

Elect Director Christine A. Poon

Management

For

For

1d

Elect Director P. Roy Vagelos

Management

For

For

1e

Elect Director Huda Y. Zoghbi

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

 

RELMADA THERAPEUTICS, INC.
Meeting Date:  MAR 06, 2020
Record Date:  JAN 30, 2020
Meeting Type:  ANNUAL

Ticker:  RLMD
Security ID:  75955J402

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles J. Casamento

Management

For

For

1.2

Elect Director Sergio Traversa

Management

For

For

2

Ratify Marcum LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

 

 

REVANCE THERAPEUTICS, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  RVNC
Security ID:  761330109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jill Beraud

Management

For

For

1.2

Elect Director Robert Byrnes

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ROCKET PHARMACEUTICALS, INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  RCKT
Security ID:  77313F106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Roderick Wong

Management

For

For

1b

Elect Director Carsten Boess

Management

For

For

1c

Elect Director Pedro Granadillo

Management

For

For

1d

Elect Director Gotham Makker

Management

For

For

1e

Elect Director Gaurav Shah

Management

For

For

1f

Elect Director David P. Southwell

Management

For

For

1g

Elect Director Naveen Yalamanchi

Management

For

Withhold

1h

Elect Director Elisabeth Bjork

Management

For

For

2

Ratify EisnerAmper LLP as Auditors

Management

For

For

3

Require a Majority Vote for the Election of Directors

Shareholder

Against

For
 

 

 

SAGE THERAPEUTICS, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  SAGE
Security ID:  78667J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael F. Cola

Management

For

For

1.2

Elect Director Jeffrey M. Jonas

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

SAREPTA THERAPEUTICS, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  SRPT
Security ID:  803607100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Douglas S. Ingram

Management

For

For

1.2

Elect Director Hans Wigzell

Management

For

For

1.3

Elect Director Mary Ann Gray

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

Against

5

Ratify KPMG LLP as Auditors

Management

For

For

 

 

SPRINGWORKS THERAPEUTICS, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL

Ticker:  SWTX
Security ID:  85205L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Saqib Islam

Management

For

For

1.2

Elect Director Stephen Squinto

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

TREVI THERAPEUTICS, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  TRVI
Security ID:  89532M101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James Cassella

Management

For

For

1.2

Elect Director Michael Heffernan

Management

For

Withhold

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

TRILLIUM THERAPEUTICS INC.
Meeting Date:  JUN 30, 2020
Record Date:  MAY 15, 2020
Meeting Type:  ANNUAL/SPECIAL

Ticker:  TRIL
Security ID:  89620X506

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Luke Beshar

Management

For

For

1.2

Elect Director Robert Kirkman

Management

For

For

1.3

Elect Director Paul Walker

Management

For

For

1.4

Elect Director Thomas Reynolds

Management

For

For

1.5

Elect Director Jan Skvarka

Management

For

For

1.6

Elect Director Helen Tayton-Martin

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Approve Omnibus Equity Incentive Plan

Management

For

Against

 

 

ULTRAGENYX PHARMACEUTICAL, INC.
Meeting Date:  JUN 26, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL

Ticker:  RARE
Security ID:  90400D108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Emil D. Kakkis

Management

For

For

1b

Elect Director Shehnaaz Suliman

Management

For

For

1c

Elect Director Daniel G. Welch

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

UNIQURE N.V.
Meeting Date:  JUN 17, 2020
Record Date:  MAY 20, 2020
Meeting Type:  ANNUAL

Ticker:  QURE
Security ID:  N90064101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Financial Statements and Statutory Reports

Management

For

For

2

Approve Discharge of Management Board

Management

For

For

3

Elect Director Madhavan Balachandran

Management

For

For

4

Elect Director Jack Kaye

Management

For

For

5

Elect Director Jeremy Springhorn

Management

For

For

6

Elect Director Leonard Post

Management

For

For

7

Grant Board Authority to Issue Shares and Options

Management

For

Against

8

Grant Board Authority to Issue Shares and Restrict/Exclude Preemptive Rights

Management

For

Against

9

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

10

Ratify KPMG Accountants N.V. as Auditors

Management

For

For

11

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date:  JUN 03, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  VRTX
Security ID:  92532F100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sangeeta N. Bhatia

Management

For

For

1.2

Elect Director Lloyd Carney

Management

For

For

1.3

Elect Director Alan Garber

Management

For

For

1.4

Elect Director Terrence Kearney

Management

For

For

1.5

Elect Director Reshma Kewalramani

Management

For

For

1.6

Elect Director Yuchun Lee

Management

For

For

1.7

Elect Director Jeffrey M. Leiden

Management

For

For

1.8

Elect Director Margaret G. McGlynn

Management

For

For

1.9

Elect Director Diana McKenzie

Management

For

For

1.10

Elect Director Bruce I. Sachs

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

For
 

 

 

VIELA BIO, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  VIE
Security ID:  926613100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andreas Wicki

Management

For

For

1.2

Elect Director Rachelle Jacques

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

ZOGENIX, INC.
Meeting Date:  MAY 29, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  ZGNX
Security ID:  98978L204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Louis C. Bock

Management

For

For

1B

Elect Director Cam L. Garner

Management

For

For

1C

Elect Director Mark Wiggins

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

ZYMEWORKS INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ZYME
Security ID:  98985W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Hollings C. Renton

Management

For

For

1.2

Elect Director Lota Zoth

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For
 



 

Franklin Flexible Alpha Bond Fund

Votes for the fund are prior to the reorganization into Franklin Low Duration Total Return Fund effective October 25, 2019

 

INVESCO EXCHANGE-TRADED FUND TRUST II
Meeting Date:  AUG 19, 2019
Record Date:  JUN 25, 2019
Meeting Type:  SPECIAL

Ticker:  PTRP
Security ID:  46138G508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronn R. Bagge

Management

For

For

1.2

Elect Director Todd J. Barre

Management

For

For

1.3

Elect Director Kevin M. Carome

Management

For

For

1.4

Elect Director Edmund P. Giambastiani, Jr.

Management

For

For

1.5

Elect Director Victoria J. Herget

Management

For

For

1.6

Elect Director Marc M. Kole

Management

For

For

1.7

Elect Director Yung Bong Lim

Management

For

For

1.8

Elect Director Joanne Pace

Management

For

For

1.9

Elect Director Gary R. Wicker

Management

For

For

1.10

Elect Director Donald H. Wilson

Management

For

For
 



Franklin Growth Opportunities Fund

 

ABIOMED, INC.
Meeting Date:  AUG 07, 2019
Record Date:  JUN 10, 2019
Meeting Type:  ANNUAL

Ticker:  ABMD
Security ID:  003654100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael R. Minogue

Management

For

For

1.2

Elect Director Martin P. Sutter

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

ADOBE INC.
Meeting Date:  APR 09, 2020
Record Date:  FEB 12, 2020
Meeting Type:  ANNUAL

Ticker:  ADBE
Security ID:  00724F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Amy L. Banse

Management

For

For

1b

Elect Director Frank A. Calderoni

Management

For

For

1c

Elect Director James E. Daley

Management

For

For

1d

Elect Director Laura B. Desmond

Management

For

For

1e

Elect Director Charles M. Geschke

Management

For

For

1f

Elect Director Shantanu Narayen

Management

For

For

1g

Elect Director Kathleen Oberg

Management

For

For

1h

Elect Director Dheeraj Pandey

Management

For

For

1i

Elect Director David A. Ricks

Management

For

For

1j

Elect Director Daniel L. Rosensweig

Management

For

For

1k

Elect Director John E. Warnock

Management

For

For

2

Amend Qualified Employee Stock Purchase Plan

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Report on Gender Pay Gap

Shareholder

Against

Against
 

 

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  JUL 15, 2019
Record Date:  JUN 07, 2019
Meeting Type:  ANNUAL

Ticker:  BABA
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Share Subdivision

Management

For

For

2.1

Elect Daniel Yong Zhang as Director

Management

For

Against

2.2

Elect Chee Hwa Tung as Director

Management

For

For

2.3

Elect Jerry Yang as Director

Management

For

For

2.4

Elect Wan Ling Martello as Director

Management

For

For

3

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 27, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey P. Bezos

Management

For

For

1b

Elect Director Rosalind G. Brewer

Management

For

For

1c

Elect Director Jamie S. Gorelick

Management

For

For

1d

Elect Director Daniel P. Huttenlocher

Management

For

For

1e

Elect Director Judith A. McGrath

Management

For

For

1f

Elect Director Indra K. Nooyi

Management

For

For

1g

Elect Director Jonathan J. Rubinstein

Management

For

For

1h

Elect Director Thomas O. Ryder

Management

For

For

1i

Elect Director Patricia Q. Stonesifer

Management

For

For

1j

Elect Director Wendell P. Weeks

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Management

For

For

5

Report on Management of Food Waste

Shareholder

Against

Against

6

Report on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services

Shareholder

Against

Against

7

Report on Potential Human Rights Impacts of Customers' Use of Rekognition

Shareholder

Against

Against

8

Report on Products Promoting Hate Speech and Sales of Offensive Products

Shareholder

Against

Against

9

Require Independent Board Chairman

Shareholder

Against

Against

10

Report on Global Median Gender/Racial Pay Gap

Shareholder

Against

Against

11

Report on Reducing Environmental and Health Harms to Communities of Color

Shareholder

Against

Against

12

Report on Viewpoint Discrimination

Shareholder

Against

Against

13

Report on Promotion Velocity

Shareholder

Against

Against

14

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

15

Human Rights Risk Assessment

Shareholder

Against

Against

16

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

AMERICAN TOWER CORPORATION
Meeting Date:  MAY 18, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  AMT
Security ID:  03027X100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas A. Bartlett

Management

For

For

1b

Elect Director Raymond P. Dolan

Management

For

For

1c

Elect Director Robert D. Hormats

Management

For

For

1d

Elect Director Gustavo Lara Cantu

Management

For

For

1e

Elect Director Grace D. Lieblein

Management

For

For

1f

Elect Director Craig Macnab

Management

For

For

1g

Elect Director JoAnn A. Reed

Management

For

For

1h

Elect Director Pamela D.A. Reeve

Management

For

For

1i

Elect Director David E. Sharbutt

Management

For

For

1j

Elect Director Bruce L. Tanner

Management

For

For

1k

Elect Director Samme L. Thompson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions and Expenditures

Shareholder

Against

Against

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against
 

 

 

ANALOG DEVICES, INC.
Meeting Date:  MAR 11, 2020
Record Date:  JAN 06, 2020
Meeting Type:  ANNUAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ray Stata

Management

For

For

1b

Elect Director Vincent Roche

Management

For

For

1c

Elect Director James A. Champy

Management

For

For

1d

Elect Director Anantha P. Chandrakasan

Management

For

Against

1e

Elect Director Bruce R. Evans

Management

For

For

1f

Elect Director Edward H. Frank

Management

For

For

1g

Elect Director Karen M. Golz

Management

For

For

1h

Elect Director Mark M. Little

Management

For

For

1i

Elect Director Kenton J. Sicchitano

Management

For

For

1j

Elect Director Susie Wee

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

APPLE INC.
Meeting Date:  FEB 26, 2020
Record Date:  JAN 02, 2020
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James Bell

Management

For

For

1b

Elect Director Tim Cook

Management

For

For

1c

Elect Director Al Gore

Management

For

For

1d

Elect Director Andrea Jung

Management

For

For

1e

Elect Director Art Levinson

Management

For

For

1f

Elect Director Ron Sugar

Management

For

For

1g

Elect Director Sue Wagner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Proxy Access Amendments

Shareholder

Against

Against

5

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

6

Report on Freedom of Expression and Access to Information Policies

Shareholder

Against

For
 

 

 

APTIV PLC
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  APTV
Security ID:  G6095L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Kevin P. Clark

Management

For

For

2

Elect Director Nancy E. Cooper

Management

For

For

3

Elect Director Nicholas M. Donofrio

Management

For

For

4

Elect Director Rajiv L. Gupta

Management

For

For

5

Elect Director Joseph L. Hooley

Management

For

For

6

Elect Director Sean O. Mahoney

Management

For

For

7

Elect Director Paul M. Meister

Management

For

For

8

Elect Director Robert K. Ortberg

Management

For

For

9

Elect Director Colin J. Parris

Management

For

For

10

Elect Director Ana G. Pinczuk

Management

For

For

11

Elect Director Lawrence A. Zimmerman

Management

For

For

12

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

13

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ASTRAZENECA PLC
Meeting Date:  APR 29, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  AZN
Security ID:  046353108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Dividends

Management

For

For

3

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Authorise Board to Fix Remuneration of Auditors

Management

For

For

5a

Re-elect Leif Johansson as Director

Management

For

For

5b

Re-elect Pascal Soriot as Director

Management

For

For

5c

Re-elect Marc Dunoyer as Director

Management

For

For

5d

Re-elect Genevieve Berger as Director

Management

For

For

5e

Re-elect Philip Broadley as Director

Management

For

For

5f

Re-elect Graham Chipchase as Director

Management

For

For

5g

Elect Michel Demare as Director

Management

For

For

5h

Re-elect Deborah DiSanzo as Director

Management

For

For

5i

Re-elect Sheri McCoy as Director

Management

For

For

5j

Re-elect Tony Mok as Director

Management

For

For

5k

Re-elect Nazneen Rahman as Director

Management

For

For

5l

Re-elect Marcus Wallenberg as Director

Management

For

For

6

Approve Remuneration Report

Management

For

For

7

Approve Remuneration Policy

Management

For

For

8

Authorise EU Political Donations and Expenditure

Management

For

For

9

Authorise Issue of Equity

Management

For

For

10

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

11

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

12

Authorise Market Purchase of Ordinary Shares

Management

For

For

13

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

14

Approve Performance Share Plan

Management

For

For
 

 

 

AUTODESK, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  ADSK
Security ID:  052769106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrew Anagnost

Management

For

For

1b

Elect Director Karen Blasing

Management

For

For

1c

Elect Director Reid French

Management

For

For

1d

Elect Director Ayanna Howard

Management

For

For

1e

Elect Director Blake Irving

Management

For

For

1f

Elect Director Mary T. McDowell

Management

For

For

1g

Elect Director Stephen Milligan

Management

For

For

1h

Elect Director Lorrie M. Norrington

Management

For

For

1i

Elect Director Betsy Rafael

Management

For

For

1j

Elect Director Stacy J. Smith

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

BLACK KNIGHT, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  BKI
Security ID:  09215C105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Anthony M. Jabbour

Management

For

For

1.2

Elect Director Richard N. Massey

Management

For

For

1.3

Elect Director John D. Rood

Management

For

For

1.4

Elect Director Nancy L. Shanik

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

CHIPOTLE MEXICAN GRILL, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  CMG
Security ID:  169656105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Albert S. Baldocchi

Management

For

For

1.2

Elect Director Patricia Fili-Krushel

Management

For

For

1.3

Elect Director Neil W. Flanzraich

Management

For

For

1.4

Elect Director Robin Hickenlooper

Management

For

For

1.5

Elect Director Scott Maw

Management

For

For

1.6

Elect Director Ali Namvar

Management

For

For

1.7

Elect Director Brian Niccol

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

For

6

Report on Employment-Related Arbitration

Shareholder

Against

For

7

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

CONSTELLATION BRANDS, INC.
Meeting Date:  JUL 16, 2019
Record Date:  MAY 17, 2019
Meeting Type:  ANNUAL

Ticker:  STZ
Security ID:  21036P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jennifer M. Daniels

Management

For

For

1.2

Elect Director Jerry Fowden

Management

For

For

1.3

Elect Director Ernesto M. Hernandez

Management

For

For

1.4

Elect Director Susan Somersille Johnson

Management

For

For

1.5

Elect Director James A. Locke, III

Management

For

For

1.6

Elect Director Daniel J. McCarthy

Management

For

For

1.7

Elect Director William A. Newlands

Management

For

For

1.8

Elect Director Richard Sands

Management

For

For

1.9

Elect Director Robert Sands

Management

For

For

1.10

Elect Director Judy A. Schmeling

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

COSTAR GROUP, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL

Ticker:  CSGP
Security ID:  22160N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael R. Klein

Management

For

For

1b

Elect Director Andrew C. Florance

Management

For

For

1c

Elect Director Laura Cox Kaplan

Management

For

For

1d

Elect Director Michael J. Glosserman

Management

For

For

1e

Elect Director John W. Hill

Management

For

For

1f

Elect Director Robert W. Musslewhite

Management

For

For

1g

Elect Director Christopher J. Nassetta

Management

For

For

1h

Elect Director Louise S. Sams

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

DECIPHERA PHARMACEUTICALS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  DCPH
Security ID:  24344T101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patricia L. Allen

Management

For

For

1.2

Elect Director Edward J. Benz, Jr.

Management

For

For

1.3

Elect Director Dennis L. Walsh

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 07, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  EW
Security ID:  28176E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael A. Mussallem

Management

For

For

1b

Elect Director Kieran T. Gallahue

Management

For

For

1c

Elect Director Leslie S. Heisz

Management

For

For

1d

Elect Director William J. Link

Management

For

For

1e

Elect Director Steven R. Loranger

Management

For

For

1f

Elect Director Martha H. Marsh

Management

For

For

1g

Elect Director Ramona Sequeira

Management

For

For

1h

Elect Director Nicholas J. Valeriani

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Non-Employee Director Omnibus Stock Plan

Management

For

For

4

Approve Stock Split

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

6

Provide Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

ELANCO ANIMAL HEALTH INCORPORATED
Meeting Date:  MAY 21, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  ELAN
Security ID:  28414H103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael J. Harrington

Management

For

For

1b

Elect Director Deborah T. Kochevar

Management

For

For

1c

Elect Director Kirk P. McDonald

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ELECTRONIC ARTS INC.
Meeting Date:  AUG 08, 2019
Record Date:  JUN 14, 2019
Meeting Type:  ANNUAL

Ticker:  EA
Security ID:  285512109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leonard S. Coleman

Management

For

For

1b

Elect Director Jay C. Hoag

Management

For

For

1c

Elect Director Jeffrey T. Huber

Management

For

For

1d

Elect Director Lawrence F. Probst, III

Management

For

For

1e

Elect Director Talbott Roche

Management

For

For

1f

Elect Director Richard A. Simonson

Management

For

For

1g

Elect Director Luis A. Ubinas

Management

For

For

1h

Elect Director Heidi J. Ueberroth

Management

For

For

1i

Elect Director Andrew Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings

Management

For

Abstain

6

Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings

Shareholder

Against

For
 

 

 

FACEBOOK, INC.
Meeting Date:  MAY 27, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  FB
Security ID:  30303M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Peggy Alford

Management

For

For

1.2

Elect Director Marc L. Andreessen

Management

For

For

1.3

Elect Director Andrew W. Houston

Management

For

For

1.4

Elect Director Nancy Killefer

Management

For

For

1.5

Elect Director Robert M. Kimmitt

Management

For

For

1.6

Elect Director Sheryl K. Sandberg

Management

For

For

1.7

Elect Director Peter A. Thiel

Management

For

For

1.8

Elect Director Tracey T. Travis

Management

For

For

1.9

Elect Director Mark Zuckerberg

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Non-Employee Director Compensation Policy

Management

For

For

4

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

5

Require Independent Board Chair

Shareholder

Against

Against

6

Require a Majority Vote for the Election of Directors

Shareholder

Against

Against

7

Report on Political Advertising

Shareholder

Against

Against

8

Require Independent Director Nominee with Human and/or Civil Rights Experience

Shareholder

Against

Against

9

Report on Civil and Human Rights Risk Assessment

Shareholder

Against

Against

10

Report on Online Child Sexual Exploitation

Shareholder

Against

For

11

Report on Median Gender/Racial Pay Gap

Shareholder

Against

Against
 

 

 

FISERV, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL

Ticker:  FISV
Security ID:  337738108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frank J. Bisignano

Management

For

For

1.2

Elect Director Alison Davis

Management

For

For

1.3

Elect Director Henrique de Castro

Management

For

For

1.4

Elect Director Harry F. DiSimone

Management

For

For

1.5

Elect Director Dennis F. Lynch

Management

For

For

1.6

Elect Director Heidi G. Miller

Management

For

For

1.7

Elect Director Scott C. Nuttall

Management

For

For

1.8

Elect Director Denis J. O'Leary

Management

For

For

1.9

Elect Director Doyle R. Simons

Management

For

For

1.10

Elect Director Jeffery W. Yabuki

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Political Contributions

Shareholder

Against

Against

 

 

GUARDANT HEALTH, INC.
Meeting Date:  JUN 12, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  GH
Security ID:  40131M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ian Clark

Management

For

For

1b

Elect Director Samir Kaul

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

GUIDEWIRE SOFTWARE, INC.
Meeting Date:  DEC 17, 2019
Record Date:  OCT 21, 2019
Meeting Type:  ANNUAL

Ticker:  GWRE
Security ID:  40171V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Margaret Dillon

Management

For

For

1.2

Elect Director Michael Keller

Management

For

For

1.3

Elect Director Michael (Mike) Rosenbaum

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

 

 

GW PHARMACEUTICALS PLC
Meeting Date:  MAY 26, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  GWPH
Security ID:  36197T103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Re-elect Geoffrey Guy as Director

Management

For

For

2

Re-elect Cabot Brown as Director

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Approve Remuneration Report

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Ratify Deloitte and Touche LLP as Auditors

Management

For

For

7

Reappoint Deloitte LLP as Auditors

Management

For

For

8

Authorise Board to Fix Remuneration of Auditors

Management

For

For

9

Accept Financial Statements and Statutory Reports

Management

For

For

10

Authorise Issue of Equity

Management

For

For

11

Issue of Equity or Equity-Linked Securities without Pre-emptive Rights

Management

For

For
 

 

 

HERON THERAPEUTICS, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  HRTX
Security ID:  427746102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Kevin Tang

Management

For

For

1B

Elect Director Barry Quart

Management

For

For

1C

Elect Director Stephen Davis

Management

For

For

1D

Elect Director Craig Johnson

Management

For

For

1E

Elect Director Kimberly Manhard

Management

For

For

1F

Elect Director John Poyhonen

Management

For

For

1G

Elect Director Christian Waage

Management

For

For

2

Ratify OUM & Co. LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

HONEYWELL INTERNATIONAL INC.
Meeting Date:  APR 27, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  HON
Security ID:  438516106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Darius Adamczyk

Management

For

For

1B

Elect Director Duncan B. Angove

Management

For

For

1C

Elect Director William S. Ayer

Management

For

For

1D

Elect Director Kevin Burke

Management

For

For

1E

Elect Director D. Scott Davis

Management

For

For

1F

Elect Director Linnet F. Deily

Management

For

For

1G

Elect Director Deborah Flint

Management

For

For

1H

Elect Director Judd Gregg

Management

For

For

1I

Elect Director Clive Hollick

Management

For

For

1J

Elect Director Grace D. Lieblein

Management

For

For

1K

Elect Director Raymond T. Odierno

Management

For

For

1L

Elect Director George Paz

Management

For

For

1M

Elect Director Robin L. Washington

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

4

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

IDEXX LABORATORIES, INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  IDXX
Security ID:  45168D104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rebecca M. Henderson

Management

For

For

1b

Elect Director Lawrence D. Kingsley

Management

For

For

1c

Elect Director Sophie V. Vandebroek

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

IHS MARKIT LTD.
Meeting Date:  APR 16, 2020
Record Date:  FEB 20, 2020
Meeting Type:  ANNUAL

Ticker:  INFO
Security ID:  G47567105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lance Uggla

Management

For

For

1b

Elect Director John Browne

Management

For

For

1c

Elect Director Ruann F. Ernst

Management

For

For

1d

Elect Director William E. Ford

Management

For

For

1e

Elect Director Jean-Paul L. Montupet

Management

For

For

1f

Elect Director Deborah K. Orida

Management

For

For

1g

Elect Director James A. Rosenthal

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ILLUMINA, INC.
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  ILMN
Security ID:  452327109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Caroline D. Dorsa

Management

For

For

1B

Elect Director Robert S. Epstein

Management

For

For

1C

Elect Director Scott Gottlieb

Management

For

For

1D

Elect Director Philip W. Schiller

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Political Contributions

Shareholder

Against

For

 

 

INGEVITY CORPORATION
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  NGVT
Security ID:  45688C107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jean S. Blackwell

Management

For

For

1b

Elect Director Luis Fernandez-Moreno

Management

For

For

1c

Elect Director J. Michael Fitzpatrick

Management

For

For

1d

Elect Director Diane H. Gulyas

Management

For

For

1e

Elect Director Richard B. Kelson

Management

For

For

1f

Elect Director Frederick J. Lynch

Management

For

For

1g

Elect Director Karen G. Narwold

Management

For

For

1h

Elect Director Daniel F. Sansone

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

INTERCONTINENTAL EXCHANGE, INC.
Meeting Date:  MAY 15, 2020
Record Date:  MAR 17, 2020
Meeting Type:  ANNUAL

Ticker:  ICE
Security ID:  45866F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon Y. Bowen

Management

For

For

1b

Elect Director Charles R. Crisp

Management

For

For

1c

Elect Director Duriya M. Farooqui

Management

For

For

1d

Elect Director Jean-Marc Forneri

Management

For

For

1e

Elect Director The Right Hon. the Lord Hague of Richmond

Management

For

For

1f

Elect Director Frederick W. Hatfield

Management

For

For

1g

Elect Director Thomas E. Noonan

Management

For

For

1h

Elect Director Frederic V. Salerno

Management

For

For

1i

Elect Director Jeffrey C. Sprecher

Management

For

For

1j

Elect Director Judith A. Sprieser

Management

For

For

1k

Elect Director Vincent Tese

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

INTERXION HOLDING NV
Meeting Date:  FEB 27, 2020
Record Date:  JAN 30, 2020
Meeting Type:  SPECIAL

Ticker:  INXN
Security ID:  N47279109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A

Discuss the Recommended Tender Offer by Digital Intrepid Holding B.V on all Issued and Outstanding Ordinary Shares of the Company

Management

None

None

B.1

Approve Legal Merger

Management

For

For

B.2

Approve Legal Demerger

Management

For

For

B.3

Approve Sale of Company Assets and Sale of Post-Demerger Share

Management

For

For

B.4

Approve Conditions of Liquidation Re: Item 3

Management

For

For

B.5

Approve Discharge of Management Board

Management

For

For

B.6

Approve Conversion from Dutch Public Company (N.V.). to Dutch Private Company with Limited Liability (B.V.) and Amend Articles of Association in Relation with Conversion

Management

For

For

B.7

Elect Directors (Bundled)

Management

For

For
 

 

 

INTUIT INC.
Meeting Date:  JAN 23, 2020
Record Date:  NOV 25, 2019
Meeting Type:  ANNUAL

Ticker:  INTU
Security ID:  461202103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Eve Burton

Management

For

For

1b

Elect Director Scott D. Cook

Management

For

For

1c

Elect Director Richard L. Dalzell

Management

For

For

1d

Elect Director Sasan K. Goodarzi

Management

For

For

1e

Elect Director Deborah Liu

Management

For

For

1f

Elect Director Suzanne Nora Johnson

Management

For

For

1g

Elect Director Dennis D. Powell

Management

For

For

1h

Elect Director Brad D. Smith

Management

For

For

1i

Elect Director Thomas Szkutak

Management

For

For

1j

Elect Director Raul Vazquez

Management

For

For

1k

Elect Director Jeff Weiner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Adopt a Mandatory Arbitration Bylaw

Shareholder

Against

Against

 

 

INTUITIVE SURGICAL, INC.
Meeting Date:  APR 23, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  ISRG
Security ID:  46120E602

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Craig H. Barratt

Management

For

For

1b

Elect Director Joseph C. Beery

Management

For

For

1c

Elect Director Gary S. Guthart

Management

For

For

1d

Elect Director Amal M. Johnson

Management

For

For

1e

Elect Director Don R. Kania

Management

For

For

1f

Elect Director Amy L. Ladd

Management

For

For

1g

Elect Director Keith R. Leonard, Jr.

Management

For

For

1h

Elect Director Alan J. Levy

Management

For

For

1i

Elect Director Jami Dover Nachtsheim

Management

For

For

1j

Elect Director Mark J. Rubash

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Eliminate Supermajority Vote Requirement

Management

For

For

6

Provide Right to Call Special Meeting

Management

For

For
 

 

 

LAMB WESTON HOLDINGS, INC.
Meeting Date:  SEP 26, 2019
Record Date:  JUL 29, 2019
Meeting Type:  ANNUAL

Ticker:  LW
Security ID:  513272104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter J. Bensen

Management

For

For

1b

Elect Director Charles A. Blixt

Management

For

For

1c

Elect Director Andre J. Hawaux

Management

For

For

1d

Elect Director W.G. Jurgensen

Management

For

For

1e

Elect Director Thomas P. Maurer

Management

For

For

1f

Elect Director Hala G. Moddelmog

Management

For

For

1g

Elect Director Maria Renna Sharpe

Management

For

For

1h

Elect Director Thomas P. Werner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Report on Pesticide Use in the Company's Supply Chain

Shareholder

Against

Against

 

 

LEVI STRAUSS & CO.
Meeting Date:  JUL 10, 2019
Record Date:  MAY 17, 2019
Meeting Type:  ANNUAL

Ticker:  LEVI
Security ID:  52736R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Troy Alstead

Management

For

For

1.2

Elect Director Charles "Chip" V. Bergh

Management

For

For

1.3

Elect Director Robert A. Eckert

Management

For

For

1.4

Elect Director Patricia Salas Pineda

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

LEVI STRAUSS & CO.
Meeting Date:  APR 08, 2020
Record Date:  FEB 14, 2020
Meeting Type:  ANNUAL

Ticker:  LEVI
Security ID:  52736R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jill Beraud

Management

For

For

1.2

Elect Director Spencer C. Fleischer

Management

For

For

1.3

Elect Director Christopher J. McCormick

Management

For

For

1.4

Elect Director Stephen C. Neal

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

MARKETAXESS HOLDINGS INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  MKTX
Security ID:  57060D108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard M. McVey

Management

For

For

1b

Elect Director Nancy Altobello

Management

For

For

1c

Elect Director Steven L. Begleiter

Management

For

For

1d

Elect Director Stephen P. Casper

Management

For

For

1e

Elect Director Jane Chwick

Management

For

For

1f

Elect Director Christopher R. Concannon

Management

For

For

1g

Elect Director William F. Cruger

Management

For

For

1h

Elect Director Justin G. Gmelich

Management

For

For

1i

Elect Director Richard G. Ketchum

Management

For

For

1j

Elect Director Emily H. Portney

Management

For

For

1k

Elect Director Richard L. Prager

Management

For

For

1l

Elect Director John Steinhardt

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard Haythornthwaite

Management

For

For

1b

Elect Director Ajay Banga

Management

For

For

1c

Elect Director Richard K. Davis

Management

For

For

1d

Elect Director Steven J. Freiberg

Management

For

For

1e

Elect Director Julius Genachowski

Management

For

For

1f

Elect Director Choon Phong Goh

Management

For

For

1g

Elect Director Merit E. Janow

Management

For

For

1h

Elect Director Oki Matsumoto

Management

For

For

1i

Elect Director Youngme Moon

Management

For

For

1j

Elect Director Rima Qureshi

Management

For

For

1k

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1l

Elect Director Gabrielle Sulzberger

Management

For

For

1m

Elect Director Jackson Tai

Management

For

For

1n

Elect Director Lance Uggla

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 04, 2019
Record Date:  OCT 08, 2019
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William H. Gates, III

Management

For

For

1.2

Elect Director Reid G. Hoffman

Management

For

For

1.3

Elect Director Hugh F. Johnston

Management

For

For

1.4

Elect Director Teri L. List-Stoll

Management

For

For

1.5

Elect Director Satya Nadella

Management

For

For

1.6

Elect Director Sandra E. Peterson

Management

For

For

1.7

Elect Director Penny S. Pritzker

Management

For

For

1.8

Elect Director Charles W. Scharf

Management

For

For

1.9

Elect Director Arne M. Sorenson

Management

For

For

1.10

Elect Director John W. Stanton

Management

For

For

1.11

Elect Director John W. Thompson

Management

For

For

1.12

Elect Director Emma N. Walmsley

Management

For

For

1.13

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against

5

Report on Gender Pay Gap

Shareholder

Against

Against
 

 

 

MONOLITHIC POWER SYSTEMS, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  MPWR
Security ID:  609839105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Victor K. Lee

Management

For

For

1.2

Elect Director James C. Moyer

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

MONSTER BEVERAGE CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  MNST
Security ID:  61174X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rodney C. Sacks

Management

For

For

1.2

Elect Director Hilton H. Schlosberg

Management

For

For

1.3

Elect Director Mark J. Hall

Management

For

For

1.4

Elect Director Kathleen E. Ciaramello

Management

For

For

1.5

Elect Director Gary P. Fayard

Management

For

For

1.6

Elect Director Jeanne P. Jackson

Management

For

For

1.7

Elect Director Steven G. Pizula

Management

For

For

1.8

Elect Director Benjamin M. Polk

Management

For

For

1.9

Elect Director Sydney Selati

Management

For

For

1.10

Elect Director Mark S. Vidergauz

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

MSCI INC.
Meeting Date:  APR 28, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL

Ticker:  MSCI
Security ID:  55354G100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Henry A. Fernandez

Management

For

For

1b

Elect Director Robert G. Ashe

Management

For

For

1c

Elect Director Benjamin F. duPont

Management

For

For

1d

Elect Director Wayne Edmunds

Management

For

For

1e

Elect Director Catherine R. Kinney

Management

For

For

1f

Elect Director Jacques P. Perold

Management

For

For

1g

Elect Director Sandy C. Rattray

Management

For

For

1h

Elect Director Linda H. Riefler

Management

For

For

1i

Elect Director Marcus L. Smith

Management

For

For

1j

Elect Director Paula Volent

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

NEVRO CORP.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  NVRO
Security ID:  64157F103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frank Fischer

Management

For

Withhold

1.2

Elect Director Shawn T. McCormick

Management

For

For

1.3

Elect Director Kevin O'Boyle

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

NOMAD FOODS LIMITED
Meeting Date:  JUN 17, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  NOMD
Security ID:  G6564A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Martin Ellis Franklin

Management

For

For

1.2

Elect Director Noam Gottesman

Management

For

For

1.3

Elect Director Ian G.H. Ashken

Management

For

For

1.4

Elect Director Stefan Descheemaeker

Management

For

For

1.5

Elect Director Jeremy Isaacs

Management

For

For

1.6

Elect Director James E. Lillie

Management

For

For

1.7

Elect Director Stuart M. MacFarlane

Management

For

For

1.8

Elect Director Lord Myners of Truro

Management

For

For

1.9

Elect Director Victoria Parry

Management

For

For

1.10

Elect Director Simon White

Management

For

For

1.11

Elect Director Samy Zekhout

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

NOVAVAX, INC.
Meeting Date:  JUN 25, 2020
Record Date:  APR 29, 2020
Meeting Type:  ANNUAL

Ticker:  NVAX
Security ID:  670002401

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stanley C. Erck

Management

For

For

1.2

Elect Director Rajiv I. Modi

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditor

Management

For

For
 

 

 

NVIDIA CORPORATION
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  NVDA
Security ID:  67066G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert K. Burgess

Management

For

For

1b

Elect Director Tench Coxe

Management

For

For

1c

Elect Director Persis S. Drell

Management

For

For

1d

Elect Director Jen-Hsun Huang

Management

For

For

1e

Elect Director Dawn Hudson

Management

For

For

1f

Elect Director Harvey C. Jones

Management

For

For

1g

Elect Director Michael G. McCaffery

Management

For

For

1h

Elect Director Stephen C. Neal

Management

For

For

1i

Elect Director Mark L. Perry

Management

For

For

1j

Elect Director A. Brooke Seawell

Management

For

For

1k

Elect Director Mark A. Stevens

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

OKTA, INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  OKTA
Security ID:  679295105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shellye Archambeau

Management

For

For

1.2

Elect Director Robert L. Dixon, Jr.

Management

For

For

1.3

Elect Director Patrick Grady

Management

For

For

1.4

Elect Director Ben Horowitz

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  PYPL
Security ID:  70450Y103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rodney C. Adkins

Management

For

For

1b

Elect Director Jonathan Christodoro

Management

For

For

1c

Elect Director John J. Donahoe

Management

For

For

1d

Elect Director David W. Dorman

Management

For

For

1e

Elect Director Belinda J. Johnson

Management

For

For

1f

Elect Director Gail J. McGovern

Management

For

For

1g

Elect Director Deborah M. Messemer

Management

For

For

1h

Elect Director David M. Moffett

Management

For

For

1i

Elect Director Ann M. Sarnoff

Management

For

For

1j

Elect Director Daniel H. Schulman

Management

For

For

1k

Elect Director Frank D. Yeary

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Adopt Human and Indigenous People's Rights Policy

Shareholder

Against

Against

 

 

PTC INC.
Meeting Date:  FEB 12, 2020
Record Date:  DEC 09, 2019
Meeting Type:  ANNUAL

Ticker:  PTC
Security ID:  69370C100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Janice Chaffin

Management

For

For

1.2

Elect Director Phillip Fernandez

Management

For

For

1.3

Elect Director James Heppelmann

Management

For

For

1.4

Elect Director Klaus Hoehn

Management

For

For

1.5

Elect Director Paul Lacy

Management

For

For

1.6

Elect Director Corinna Lathan

Management

For

For

1.7

Elect Director Blake Moret

Management

For

For

1.8

Elect Director Robert Schechter

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

PTC THERAPEUTICS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  PTCT
Security ID:  69366J200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stephanie S. Okey

Management

For

For

1.2

Elect Director Stuart W. Peltz

Management

For

For

1.3

Elect Director Jerome B. Zeldis

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

RAYTHEON COMPANY
Meeting Date:  OCT 11, 2019
Record Date:  SEP 10, 2019
Meeting Type:  SPECIAL

Ticker:  RTN
Security ID:  755111507

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For
 

 

 

REATA PHARMACEUTICALS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  RETA
Security ID:  75615P103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James E. Bass

Management

For

For

1.2

Elect Director R. Kent McGaughy, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditor

Management

For

For

 

 

ROPER TECHNOLOGIES, INC.
Meeting Date:  JUN 08, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ROP
Security ID:  776696106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shellye L. Archambeau

Management

For

For

1.2

Elect Director Amy Woods Brinkley

Management

For

For

1.3

Elect Director John F. Fort, III

Management

For

For

1.4

Elect Director L. Neil Hunn

Management

For

For

1.5

Elect Director Robert D. Johnson

Management

For

For

1.6

Elect Director Robert E. Knowling, Jr.

Management

For

For

1.7

Elect Director Wilbur J. Prezzano

Management

For

For

1.8

Elect Director Laura G. Thatcher

Management

For

For

1.9

Elect Director Richard F. Wallman

Management

For

For

1.10

Elect Director Christopher Wright

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Approve Non-Employee Director Compensation Plan

Management

For

For
 

 

 

S&P GLOBAL INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  SPGI
Security ID:  78409V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marco Alvera

Management

For

For

1.2

Elect Director William J. Amelio

Management

For

For

1.3

Elect Director William D. Green

Management

For

For

1.4

Elect Director Charles E. Haldeman, Jr.

Management

For

For

1.5

Elect Director Stephanie C. Hill

Management

For

For

1.6

Elect Director Rebecca J. Jacoby

Management

For

For

1.7

Elect Director Monique F. Leroux

Management

For

For

1.8

Elect Director Maria R. Morris

Management

For

For

1.9

Elect Director Douglas L. Peterson

Management

For

For

1.10

Elect Director Edward B. Rust, Jr.

Management

For

For

1.11

Elect Director Kurt L. Schmoke

Management

For

For

1.12

Elect Director Richard E. Thornburgh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Provide Directors May Be Removed With or Without Cause

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

SALESFORCE.COM, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  CRM
Security ID:  79466L302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc Benioff

Management

For

For

1b

Elect Director Craig Conway

Management

For

For

1c

Elect Director Parker Harris

Management

For

For

1d

Elect Director Alan Hassenfeld

Management

For

For

1e

Elect Director Neelie Kroes

Management

For

For

1f

Elect Director Colin Powell

Management

For

For

1g

Elect Director Sanford Robertson

Management

For

For

1h

Elect Director John V. Roos

Management

For

For

1i

Elect Director Robin Washington

Management

For

For

1j

Elect Director Maynard Webb

Management

For

For

1k

Elect Director Susan Wojcicki

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

Against

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Provide Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

SBA COMMUNICATIONS CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  SBAC
Security ID:  78410G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven E. Bernstein

Management

For

For

1.2

Elect Director Duncan H. Cocroft

Management

For

For

1.3

Elect Director Fidelma Russo

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

SERVICENOW, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  NOW
Security ID:  81762P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William R. "Bill" McDermott

Management

For

For

1b

Elect Director Anita M. Sands

Management

For

For

1c

Elect Director Dennis M. Woodside

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

STANLEY BLACK & DECKER, INC.
Meeting Date:  APR 17, 2020
Record Date:  FEB 14, 2020
Meeting Type:  ANNUAL

Ticker:  SWK
Security ID:  854502101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andrea J. Ayers

Management

For

For

1.2

Elect Director George W. Buckley

Management

For

For

1.3

Elect Director Patrick D. Campbell

Management

For

For

1.4

Elect Director Carlos M. Cardoso

Management

For

For

1.5

Elect Director Robert B. Coutts

Management

For

For

1.6

Elect Director Debra A. Crew

Management

For

For

1.7

Elect Director Michael D. Hankin

Management

For

For

1.8

Elect Director James M. Loree

Management

For

For

1.9

Elect Director Dmitri L. Stockton

Management

For

For

1.10

Elect Director Irving Tan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

SYNOPSYS, INC.
Meeting Date:  APR 09, 2020
Record Date:  FEB 10, 2020
Meeting Type:  ANNUAL

Ticker:  SNPS
Security ID:  871607107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Aart J. de Geus

Management

For

For

1.2

Elect Director Chi-Foon Chan

Management

For

For

1.3

Elect Director Janice D. Chaffin

Management

For

For

1.4

Elect Director Bruce R. Chizen

Management

For

For

1.5

Elect Director Mercedes Johnson

Management

For

For

1.6

Elect Director Chrysostomos L. "Max" Nikias

Management

For

For

1.7

Elect Director John Schwarz

Management

For

For

1.8

Elect Director Roy Vallee

Management

For

For

1.9

Elect Director Steven C. Walske

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

THE BOEING COMPANY
Meeting Date:  APR 27, 2020
Record Date:  FEB 27, 2020
Meeting Type:  ANNUAL

Ticker:  BA
Security ID:  097023105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert A. Bradway

Management

For

For

1b

Elect Director David L. Calhoun

Management

For

For

1c

Elect Director Arthur D. Collins, Jr.

Management

For

For

1d

Elect Director Edmund P. Giambastiani, Jr.

Management

For

For

1e

Elect Director Lynn J. Good

Management

For

For

1f

Elect Director Nikki R. Haley - Withdrawn Resolution

Management

None

None

1g

Elect Director Akhil Johri

Management

For

For

1h

Elect Director Lawrence W. Kellner

Management

For

Against

1i

Elect Director Caroline B. Kennedy

Management

For

For

1j

Elect Director Steven M. Mollenkopf

Management

For

For

1k

Elect Director John M. Richardson

Management

For

For

1l

Elect Director Susan C. Schwab

Management

For

For

1m

Elect Director Ronald A. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Require Director Nominee Qualifications

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Require Independent Board Chairman

Shareholder

Against

Against

7

Provide Right to Act by Written Consent

Shareholder

Against

For

8

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

Against

9

Increase Disclosure of Compensation Adjustments

Shareholder

Against

Against
 

 

 

THE CHARLES SCHWAB CORPORATION
Meeting Date:  MAY 12, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  SCHW
Security ID:  808513105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William S. Haraf

Management

For

For

1b

Elect Director Frank C. Herringer

Management

For

For

1c

Elect Director Roger O. Walther

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Provide Proxy Access Right

Management

For

For

6

Adopt Policy to Annually Disclose EEO-1 Data

Shareholder

Against

For

7

Report on Lobbying Payments and Policy

Shareholder

Against

For

 

 

THE CHARLES SCHWAB CORPORATION
Meeting Date:  JUN 04, 2020
Record Date:  APR 27, 2020
Meeting Type:  SPECIAL

Ticker:  SCHW
Security ID:  808513105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Amend Charter

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

THE WALT DISNEY COMPANY
Meeting Date:  MAR 11, 2020
Record Date:  JAN 13, 2020
Meeting Type:  ANNUAL

Ticker:  DIS
Security ID:  254687106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan E. Arnold

Management

For

For

1b

Elect Director Mary T. Barra

Management

For

For

1c

Elect Director Safra A. Catz

Management

For

For

1d

Elect Director Francis A. deSouza

Management

For

For

1e

Elect Director Michael B.G. Froman

Management

For

For

1f

Elect Director Robert A. Iger

Management

For

For

1g

Elect Director Maria Elena Lagomasino

Management

For

For

1h

Elect Director Mark G. Parker

Management

For

For

1i

Elect Director Derica W. Rice

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

TRANSUNION
Meeting Date:  MAY 12, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  TRU
Security ID:  89400J107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Declassify the Board of Directors

Management

For

For

2a

Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws

Management

For

For

2b

Eliminate Supermajority Vote Requirement to Remove Directors

Management

For

For

3

Amend Articles of Incorporation to Remove the Corporate Opportunity Waiver

Management

For

For

4

Amend Articles of Association

Management

For

For

5a

Elect Director Suzanne P. Clark

Management

For

For

5b

Elect Director Kermit R. Crawford

Management

For

For

5c

Elect Director Thomas L. Monahan, III

Management

For

For

6

Amend Omnibus Stock Plan

Management

For

For

7

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

TWILIO INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  TWLO
Security ID:  90138F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard Dalzell

Management

For

For

1.2

Elect Director Jeffrey Immelt

Management

For

For

1.3

Elect Director Erika Rottenberg

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

TYLER TECHNOLOGIES, INC.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  TYL
Security ID:  902252105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Donald R. Brattain

Management

For

For

1b

Elect Director Glenn A. Carter

Management

For

For

1c

Elect Director Brenda A. Cline

Management

For

For

1d

Elect Director J. Luther King, Jr.

Management

For

For

1e

Elect Director Mary L. Landrieu

Management

For

For

1f

Elect Director John S. Marr, Jr.

Management

For

For

1g

Elect Director H. Lynn Moore, Jr.

Management

For

For

1h

Elect Director Daniel M. Pope

Management

For

For

1i

Elect Director Dustin R. Womble

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

UNION PACIFIC CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  UNP
Security ID:  907818108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andrew H. Card, Jr.

Management

For

For

1b

Elect Director William J. DeLaney

Management

For

For

1c

Elect Director David B. Dillon

Management

For

For

1d

Elect Director Lance M. Fritz

Management

For

For

1e

Elect Director Deborah C. Hopkins

Management

For

For

1f

Elect Director Jane H. Lute

Management

For

For

1g

Elect Director Michael R. McCarthy

Management

For

For

1h

Elect Director Thomas F. McLarty, III

Management

For

For

1i

Elect Director Bhavesh V. Patel

Management

For

For

1j

Elect Director Jose H. Villarreal

Management

For

For

1k

Elect Director Christopher J. Williams

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

5

Report on Climate Change

Shareholder

Against

Against
 

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 01, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard T. Burke

Management

For

For

1b

Elect Director Timothy P. Flynn

Management

For

For

1c

Elect Director Stephen J. Hemsley

Management

For

For

1d

Elect Director Michele J. Hooper

Management

For

For

1e

Elect Director F. William McNabb, III

Management

For

For

1f

Elect Director Valerie C. Montgomery Rice

Management

For

For

1g

Elect Director John H. Noseworthy

Management

For

For

1h

Elect Director Glenn M. Renwick

Management

For

For

1i

Elect Director David S. Wichmann

Management

For

For

1j

Elect Director Gail R. Wilensky

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

Shareholder

Against

Against
 

 

 

UNIVAR SOLUTIONS INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  UNVR
Security ID:  91336L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joan Braca

Management

For

For

1.2

Elect Director Mark J. Byrne

Management

For

For

1.3

Elect Director Daniel P. Doheny

Management

For

For

1.4

Elect Director David C. Jukes

Management

For

For

1.5

Elect Director Stephen D. Newlin

Management

For

For

1.6

Elect Director Kerry J. Preete

Management

For

For

1.7

Elect Director Robert L. Wood

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

VEEVA SYSTEMS INC.
Meeting Date:  JUN 25, 2020
Record Date:  MAY 01, 2020
Meeting Type:  ANNUAL

Ticker:  VEEV
Security ID:  922475108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark Carges

Management

For

For

1.2

Elect Director Paul E. Chamberlain

Management

For

For

1.3

Elect Director Paul Sekhri

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

VERISK ANALYTICS, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  VRSK
Security ID:  92345Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Christopher M. Foskett

Management

For

For

1b

Elect Director David B. Wright

Management

For

For

1c

Elect Director Annell R. Bay

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

VISA INC.
Meeting Date:  JAN 28, 2020
Record Date:  NOV 29, 2019
Meeting Type:  ANNUAL

Ticker:  V
Security ID:  92826C839

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd A. Carney

Management

For

For

1b

Elect Director Mary B. Cranston

Management

For

For

1c

Elect Director Francisco Javier Fernandez-Carbajal

Management

For

For

1d

Elect Director Alfred F. Kelly, Jr.

Management

For

For

1e

Elect Director Ramon L. Laguarta

Management

For

For

1f

Elect Director John F. Lundgren

Management

For

For

1g

Elect Director Robert W. Matschullat

Management

For

For

1h

Elect Director Denise M. Morrison

Management

For

For

1i

Elect Director Suzanne Nora Johnson

Management

For

For

1j

Elect Director John A. C. Swainson

Management

For

For

1k

Elect Director Maynard G. Webb, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

WEST PHARMACEUTICAL SERVICES, INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  WST
Security ID:  955306105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark A. Buthman

Management

For

For

1b

Elect Director William F. Feehery

Management

For

For

1c

Elect Director Robert F. Friel

Management

For

For

1d

Elect Director Eric M. Green

Management

For

For

1e

Elect Director Thomas W. Hofmann

Management

For

For

1f

Elect Director Paula A. Johnson

Management

For

For

1g

Elect Director Deborah L. V. Keller

Management

For

For

1h

Elect Director Myla P. Lai-Goldman

Management

For

For

1i

Elect Director Douglas A. Michels

Management

For

For

1j

Elect Director Paolo Pucci

Management

For

For

1k

Elect Director Patrick J. Zenner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

WORKDAY, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  WDAY
Security ID:  98138H101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael C. Bush

Management

For

For

1.2

Elect Director Christa Davies

Management

For

For

1.3

Elect Director Michael A. Stankey

Management

For

For

1.4

Elect Director George J. Still, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

XILINX, INC.
Meeting Date:  AUG 08, 2019
Record Date:  JUN 12, 2019
Meeting Type:  ANNUAL

Ticker:  XLNX
Security ID:  983919101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dennis Segers

Management

For

For

1.2

Elect Director Raman K. Chitkara

Management

For

For

1.3

Elect Director Saar Gillai

Management

For

For

1.4

Elect Director Ronald S. Jankov

Management

For

For

1.5

Elect Director Mary Louise Krakauer

Management

For

For

1.6

Elect Director Thomas H. Lee

Management

For

For

1.7

Elect Director J. Michael Patterson

Management

For

For

1.8

Elect Director Victor Peng

Management

For

For

1.9

Elect Director Marshall C. Turner

Management

For

For

1.10

Elect Director Elizabeth W. Vanderslice

Management

For

For

2

Amend Qualified Employee Stock Purchase Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ZENDESK, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  ZEN
Security ID:  98936J101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael Curtis

Management

For

For

1b

Elect Director Mikkel Svane

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ZOOM VIDEO COMMUNICATIONS, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  ZM
Security ID:  98980L101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Peter Gassner

Management

For

Withhold

1.2

Elect Director Eric S. Yuan

Management

For

For

1.3

Elect Director H.R. McMaster

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For



 

 

Franklin Natural Resources Fund

 

AGNICO EAGLE MINES LIMITED
Meeting Date:  MAY 01, 2020
Record Date:  MAR 17, 2020
Meeting Type:  ANNUAL/SPECIAL

Ticker:  AEM
Security ID:  008474108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Leanne M. Baker

Management

For

For

1.2

Elect Director Sean Boyd

Management

For

For

1.3

Elect Director Martine A. Celej

Management

For

For

1.4

Elect Director Robert J. Gemmell

Management

For

For

1.5

Elect Director Mel Leiderman

Management

For

For

1.6

Elect Director Deborah McCombe

Management

For

For

1.7

Elect Director James D. Nasso

Management

For

For

1.8

Elect Director Sean Riley

Management

For

For

1.9

Elect Director J. Merfyn Roberts

Management

For

For

1.10

Elect Director Jamie C. Sokalsky

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

ALAMOS GOLD INC.
Meeting Date:  MAY 20, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  AGI
Security ID:  011532108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Elaine Ellingham

Management

For

For

1.2

Elect Director David Fleck

Management

For

For

1.3

Elect Director David Gower

Management

For

For

1.4

Elect Director Claire M. Kennedy

Management

For

For

1.5

Elect Director John A. McCluskey

Management

For

For

1.6

Elect Director Monique Mercier

Management

For

For

1.7

Elect Director Paul J. Murphy

Management

For

For

1.8

Elect Director J. Robert S. Prichard

Management

For

For

1.9

Elect Director Ronald E. Smith

Management

For

For

1.10

Elect Director Kenneth G. Stowe

Management

For

For

2

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

ANGLO AMERICAN PLC
Meeting Date:  MAY 05, 2020
Record Date:  MAY 01, 2020
Meeting Type:  ANNUAL

Ticker:  AAL
Security ID:  G03764134

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Hixonia Nyasulu as Director

Management

For

For

4

Elect Nonkululeko Nyembezi as Director

Management

For

For

5

Re-elect Ian Ashby as Director

Management

For

For

6

Re-elect Marcelo Bastos as Director

Management

For

For

7

Re-elect Stuart Chambers as Director

Management

For

For

8

Re-elect Mark Cutifani as Director

Management

For

For

9

Re-elect Byron Grote as Director

Management

For

For

10

Re-elect Tony O'Neill as Director

Management

For

For

11

Re-elect Stephen Pearce as Director

Management

For

For

12

Re-elect Jim Rutherford as Director

Management

For

For

13

Re-elect Anne Stevens as Director

Management

For

For

14

Appoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

15

Authorise Board to Fix Remuneration of Auditors

Management

For

For

16

Approve Remuneration Policy

Management

For

For

17

Approve Remuneration Report

Management

For

For

18

Approve Long Term Incentive Plan

Management

For

For

19

Approve Bonus Share Plan

Management

For

For

20

Authorise Issue of Equity

Management

For

For

21

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

22

Authorise Market Purchase of Ordinary Shares

Management

For

For

23

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

ANTOFAGASTA PLC
Meeting Date:  MAY 20, 2020
Record Date:  MAY 18, 2020
Meeting Type:  ANNUAL

Ticker:  ANTO
Security ID:  G0398N128

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Re-elect Jean-Paul Luksic as Director

Management

For

For

6

Re-elect Ollie Oliveira as Director

Management

For

For

7

Re-elect Ramon Jara as Director

Management

For

For

8

Re-elect Juan Claro as Director

Management

For

For

9

Re-elect Andronico Luksic as Director

Management

For

For

10

Re-elect Vivianne Blanlot as Director

Management

For

For

11

Re-elect Jorge Bande as Director

Management

For

For

12

Re-elect Francisca Castro as Director

Management

For

For

13

Re-elect Michael Anglin as Director

Management

For

For

14

Elect Tony Jensen as Director

Management

For

For

15

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

16

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

Management

For

For

17

Authorise Issue of Equity

Management

For

For

18

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

 

 

APERGY CORPORATION
Meeting Date:  MAY 12, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  APY
Security ID:  03755L104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gary P. Luquette

Management

For

For

1.2

Elect Director Daniel W. Rabun

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For
 

 

 

APERGY CORPORATION
Meeting Date:  MAY 28, 2020
Record Date:  APR 23, 2020
Meeting Type:  SPECIAL

Ticker:  APY
Security ID:  03755L104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issue Shares in Connection with Merger

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

B2GOLD CORP.
Meeting Date:  JUN 12, 2020
Record Date:  MAY 01, 2020
Meeting Type:  ANNUAL/SPECIAL

Ticker:  BTO
Security ID:  11777Q209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors at Nine

Management

For

For

2.1

Elect Director Kevin Bullock

Management

For

For

2.2

Elect Director Robert Cross

Management

For

For

2.3

Elect Director Robert Gayton

Management

For

For

2.4

Elect Director Clive T. Johnson

Management

For

For

2.5

Elect Director George Johnson

Management

For

For

2.6

Elect Director Jerry Korpan

Management

For

For

2.7

Elect Director Bongani Mtshisi

Management

For

For

2.8

Elect Director Robin Weisman

Management

For

For

2.9

Elect Director Liane Kelly

Management

For

For

3

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Amend Restricted Unit Plan

Management

For

For

5

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

BAKER HUGHES COMPANY
Meeting Date:  MAY 14, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  BKR
Security ID:  05722G100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director W. Geoffrey Beattie

Management

For

For

1.2

Elect Director Gregory D. Brenneman

Management

For

For

1.3

Elect Director Cynthia B. Carroll

Management

For

For

1.4

Elect Director Clarence P. Cazalot, Jr.

Management

For

For

1.5

Elect Director Nelda J. Connors

Management

For

For

1.6

Elect Director Gregory L. Ebel

Management

For

For

1.7

Elect Director Lynn L. Elsenhans

Management

For

For

1.8

Elect Director John G. Rice

Management

For

For

1.9

Elect Director Lorenzo Simonelli

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

BARRICK GOLD CORPORATION
Meeting Date:  MAY 05, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  ABX
Security ID:  067901108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director D. Mark Bristow

Management

For

For

1.2

Elect Director Gustavo A. Cisneros

Management

For

For

1.3

Elect Director Christopher L. Coleman

Management

For

For

1.4

Elect Director J. Michael Evans

Management

For

For

1.5

Elect Director Brian L. Greenspun

Management

For

For

1.6

Elect Director J. Brett Harvey

Management

For

For

1.7

Elect Director Andrew J. Quinn

Management

For

For

1.8

Elect Director M. Loreto Silva

Management

For

For

1.9

Elect Director John L. Thornton

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

BHP GROUP PLC
Meeting Date:  OCT 17, 2019
Record Date:  SEP 13, 2019
Meeting Type:  ANNUAL

Ticker:  BHP
Security ID:  05545E209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Appoint Ernst & Young LLP as Auditors

Management

For

For

3

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

Management

For

For

4

Authorise Issue of Equity

Management

For

For

5

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

6

Authorise Market Purchase of Ordinary Shares

Management

For

For

7

Approve Remuneration Policy

Management

For

For

8

Approve Remuneration Report for UK Law Purposes

Management

For

For

9

Approve Remuneration Report for Australian Law Purposes

Management

For

For

10

Approve Grant of Awards under the Group's Incentive Plans to Andrew Mackenzie

Management

For

For

11

Elect Ian Cockerill as Director

Management

For

For

12

Elect Susan Kilsby as Director

Management

For

For

13

Re-elect Terry Bowen as Director

Management

For

For

14

Re-elect Malcolm Broomhead as Director

Management

For

For

15

Re-elect Anita Frew as Director

Management

For

For

16

Re-elect Andrew Mackenzie as Director

Management

For

For

17

Re-elect Lindsay Maxsted as Director

Management

For

For

18

Re-elect John Mogford as Director

Management

For

For

19

Re-elect Shriti Vadera as Director

Management

For

For

20

Re-elect Ken MacKenzie as Director

Management

For

For

21

Amend Constitution of BHP Group Limited

Shareholder

Against

Against

22

Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement

Shareholder

Against

Against
 

 

 

C&J ENERGY SERVICES, INC.
Meeting Date:  OCT 22, 2019
Record Date:  SEP 18, 2019
Meeting Type:  SPECIAL

Ticker:  CJ
Security ID:  12674R100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

CABOT OIL & GAS CORPORATION
Meeting Date:  APR 30, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL

Ticker:  COG
Security ID:  127097103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dorothy M. Ables

Management

For

For

1.2

Elect Director Rhys J. Best

Management

For

For

1.3

Elect Director Robert S. Boswell

Management

For

For

1.4

Elect Director Amanda M. Brock

Management

For

For

1.5

Elect Director Peter B. Delaney

Management

For

For

1.6

Elect Director Dan O. Dinges

Management

For

For

1.7

Elect Director Robert Kelley

Management

For

For

1.8

Elect Director W. Matt Ralls

Management

For

For

1.9

Elect Director Marcus A. Watts

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

CACTUS, INC.
Meeting Date:  MAY 20, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  WHD
Security ID:  127203107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott Bender

Management

For

For

1.2

Elect Director Bruce Rothstein

Management

For

For

1.3

Elect Director Gary Rosenthal

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

CAIRN ENERGY PLC
Meeting Date:  MAY 14, 2020
Record Date:  MAY 12, 2020
Meeting Type:  ANNUAL

Ticker:  CNE
Security ID:  G17528269

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

For

4

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Authorise Board to Fix Remuneration of Auditors

Management

For

For

6

Re-elect Ian Tyler as Director

Management

For

For

7

Re-elect Keith Lough as Director

Management

For

For

8

Re-elect Peter Kallos as Director

Management

For

For

9

Re-elect Nicoletta Giadrossi as Director

Management

For

For

10

Elect Alison Wood as Director

Management

For

For

11

Elect Catherine Krajicek as Director

Management

For

For

12

Re-elect Simon Thomson as Director

Management

For

For

13

Re-elect James Smith as Director

Management

For

For

14

Authorise Issue of Equity

Management

For

For

15

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

16

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

17

Authorise Market Purchase of Ordinary Shares

Management

For

For

18

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

CALLON PETROLEUM COMPANY
Meeting Date:  DEC 20, 2019
Record Date:  OCT 07, 2019
Meeting Type:  SPECIAL

Ticker:  CPE
Security ID:  13123X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Issue Shares in Connection with Merger

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Advisory Vote on Golden Parachutes *Withdrawn resolution*

Management

None

None

5

Adjourn Meeting

Management

For

For

 

 

CALLON PETROLEUM COMPANY
Meeting Date:  JUN 08, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  CPE
Security ID:  13123X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Matthew R. Bob

Management

For

For

1.2

Elect Director Anthony J. Nocchiero

Management

For

For

1.3

Elect Director James M. Trimble

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Grant Thornton LLP as Auditors

Management

For

For

5

Approve Reverse Stock Split

Management

For

For

6

Reduce Authorized Common Stock

Management

For

For

 

 

CANADIAN NATURAL RESOURCES LIMITED
Meeting Date:  MAY 07, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL

Ticker:  CNQ
Security ID:  136385101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Catherine M. Best

Management

For

For

1.2

Elect Director M. Elizabeth Cannon

Management

For

For

1.3

Elect Director N. Murray Edwards

Management

For

For

1.4

Elect Director Christopher L. Fong

Management

For

For

1.5

Elect Director Gordon D. Giffin

Management

For

For

1.6

Elect Director Wilfred A. Gobert

Management

For

For

1.7

Elect Director Steve W. Laut

Management

For

For

1.8

Elect Director Tim S. McKay

Management

For

For

1.9

Elect Director Frank J. McKenna

Management

For

For

1.10

Elect Director David A. Tuer

Management

For

For

1.11

Elect Director Annette M. Verschuren

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

CHEVRON CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  CVX
Security ID:  166764100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director John B. Frank

Management

For

For

1c

Elect Director Alice P. Gast

Management

For

For

1d

Elect Director Enrique Hernandez, Jr.

Management

For

For

1e

Elect Director Charles W. Moorman, IV

Management

For

For

1f

Elect Director Dambisa F. Moyo

Management

For

For

1g

Elect Director Debra Reed-Klages

Management

For

For

1h

Elect Director Ronald D. Sugar

Management

For

For

1i

Elect Director D. James Umpleby, III

Management

For

For

1j

Elect Director Michael K. Wirth

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Establish Board Committee on Climate Risk

Shareholder

Against

Against

6

Report on Climate Lobbying Aligned with Paris Agreement Goals

Shareholder

Against

Against

7

Report on Petrochemical Risk

Shareholder

Against

Against

8

Report on Human Rights Practices

Shareholder

Against

Against

9

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

10

Require Independent Board Chair

Shareholder

Against

Against
 

 

 

CONCHO RESOURCES INC.
Meeting Date:  APR 27, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  CXO
Security ID:  20605P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy A. Leach

Management

For

For

1.2

Elect Director William H. Easter, III

Management

For

For

2

Ratify Grant Thornton LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

CONOCOPHILLIPS
Meeting Date:  MAY 12, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  COP
Security ID:  20825C104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Charles E. Bunch

Management

For

For

1b

Elect Director Caroline Maury Devine

Management

For

For

1c

Elect Director John V. Faraci

Management

For

For

1d

Elect Director Jody Freeman

Management

For

For

1e

Elect Director Gay Huey Evans

Management

For

For

1f

Elect Director Jeffrey A. Joerres

Management

For

For

1g

Elect Director Ryan M. Lance

Management

For

For

1h

Elect Director William H. McRaven

Management

For

For

1i

Elect Director Sharmila Mulligan

Management

For

For

1j

Elect Director Arjun N. Murti

Management

For

For

1k

Elect Director Robert A. Niblock

Management

For

For

1l

Elect Director David T. Seaton

Management

For

For

1m

Elect Director R. A. Walker

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

CORTEVA, INC.
Meeting Date:  APR 28, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  CTVA
Security ID:  22052L104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lamberto Andreotti

Management

For

For

1b

Elect Director Robert A. Brown

Management

For

For

1c

Elect Director James C. Collins, Jr.

Management

For

For

1d

Elect Director Klaus A. Engel

Management

For

For

1e

Elect Director Michael O. Johanns

Management

For

For

1f

Elect Director Lois D. Juliber

Management

For

For

1g

Elect Director Rebecca B. Liebert

Management

For

For

1h

Elect Director Marcos M. Lutz

Management

For

For

1i

Elect Director Nayaki Nayyar

Management

For

For

1j

Elect Director Gregory R. Page

Management

For

For

1k

Elect Director Lee M. Thomas

Management

For

For

1l

Elect Director Patrick J. Ward

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Approve Qualified Employee Stock Purchase Plan

Management

For

For

 

 

DIAMONDBACK ENERGY, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  FANG
Security ID:  25278X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven E. West

Management

For

For

1.2

Elect Director Travis D. Stice

Management

For

For

1.3

Elect Director Vincent K. Brooks

Management

For

For

1.4

Elect Director Michael P. Cross

Management

For

For

1.5

Elect Director David L. Houston

Management

For

For

1.6

Elect Director Stephanie K. Mains

Management

For

For

1.7

Elect Director Mark L. Plaumann

Management

For

For

1.8

Elect Director Melanie M. Trent

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Grant Thornton LLP as Auditors

Management

For

For
 

 

 

DRIL-QUIP, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL

Ticker:  DRQ
Security ID:  262037104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Blake T. DeBerry

Management

For

For

1.2

Elect Director John V. Lovoi

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ELANCO ANIMAL HEALTH INCORPORATED
Meeting Date:  MAY 21, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  ELAN
Security ID:  28414H103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael J. Harrington

Management

For

For

1b

Elect Director Deborah T. Kochevar

Management

For

For

1c

Elect Director Kirk P. McDonald

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ENBRIDGE INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  ENB
Security ID:  29250N105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Pamela L. Carter

Management

For

For

1.2

Elect Director Marcel R. Coutu

Management

For

For

1.3

Elect Director Susan M. Cunningham

Management

For

For

1.4

Elect Director Gregory L. Ebel

Management

For

For

1.5

Elect Director J. Herb England

Management

For

For

1.6

Elect Director Charles W. Fischer

Management

For

For

1.7

Elect Director Gregory J. Goff

Management

For

For

1.8

Elect Director V. Maureen Kempston Darkes

Management

For

For

1.9

Elect Director Teresa S. Madden

Management

For

For

1.10

Elect Director Al Monaco

Management

For

For

1.11

Elect Director Dan C. Tutcher

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Approve Shareholder Rights Plan

Management

For

For

4

Amend By-Law No. 1 of Enbridge

Management

For

For

5

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

EOG RESOURCES, INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  EOG
Security ID:  26875P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Janet F. Clark

Management

For

For

1b

Elect Director Charles R. Crisp

Management

For

For

1c

Elect Director Robert P. Daniels

Management

For

For

1d

Elect Director James C. Day

Management

For

For

1e

Elect Director C. Christopher Gaut

Management

For

For

1f

Elect Director Julie J. Robertson

Management

For

For

1g

Elect Director Donald F. Textor

Management

For

For

1h

Elect Director William R. Thomas

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

EQT CORPORATION
Meeting Date:  JUL 10, 2019
Record Date:  MAY 14, 2019
Meeting Type:  PROXY CONTEST

Ticker:  EQT
Security ID:  26884L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (Gold Universal Proxy Card)

1A

Elect Director Philip G. Behrman

Management

For

Did Not Vote

1B

Elect Director Janet L. Carrig

Management

For

Did Not Vote

1C

Elect Director Christina A. Cassotis

Management

For

Did Not Vote

1D

Elect Director William M. Lambert

Management

For

Did Not Vote

1E

Elect Director Gerald F. MacCleary

Management

For

Did Not Vote

1F

Elect Director James T. McManus, II

Management

For

Did Not Vote

1G

Elect Director Valerie A. Mitchell

Management

For

Did Not Vote

1H

Elect Director Robert J. McNally

Management

For

Did Not Vote

1I

Elect Director Anita M. Powers

Management

For

Did Not Vote

1J

Elect Director Daniel J. Rice, IV

Management

For

Did Not Vote

1K

Elect Director Stephen A. Thorington

Management

For

Did Not Vote

1L

Elect Director Christine J. Toretti

Management

For

Did Not Vote

1M

Rice Group Nominee Lydia I. Beebe

Shareholder

Against

Did Not Vote

1N

Rice Group Nominee Lee M. Canaan

Shareholder

Against

Did Not Vote

1O

Rice Group Nominee Kathryn J. Jackson

Shareholder

Against

Did Not Vote

1P

Rice Group Nominee John F. McCartney

Shareholder

Against

Did Not Vote

1Q

Rice Group Nominee Toby Z. Rice

Shareholder

Against

Did Not Vote

1R

Rice Group Nominee Hallie A. Vanderhider

Shareholder

Against

Did Not Vote

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Did Not Vote

3

Approve Omnibus Stock Plan

Management

For

Did Not Vote

4

Ratify Ernst & Young LLP as Auditors

Management

For

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (White Universal Proxy Card)

1A

Elect Director Lydia I. Beebe

Shareholder

For

For

1B

Elect Director Lee M. Canaan

Shareholder

For

For

1C

Elect Director Kathryn J. Jackson

Shareholder

For

For

1D

Elect Director John F. McCartney

Shareholder

For

For

1E

Elect Director Daniel J. Rice, IV

Shareholder

For

For

1F

Elect Director Toby Z. Rice

Shareholder

For

For

1G

Elect Director Hallie A. Vanderhider

Shareholder

For

For

1H

Management Nominee Philip G. Behrman

Shareholder

For

For

1I

Management Nominee Janet L. Carrig

Shareholder

For

For

1J

Management Nominee James T. McManus, II

Shareholder

For

For

1K

Management Nominee Anita M. Powers

Shareholder

For

For

1L

Management Nominee Stephen A. Thorington

Shareholder

For

For

1M

Management Nominee Christina A. Cassotis

Shareholder

Against

Withhold

1N

Management Nominee William M. Lambert

Shareholder

Against

Withhold

1O

Management Nominee Gerald F. MacCleary

Shareholder

Against

Withhold

1P

Management Nominee Valerie A. Mitchell

Shareholder

Against

Withhold

1Q

Management Nominee Robert J. McNally

Shareholder

Against

Withhold

1R

Management Nominee Christine J. Toretti

Shareholder

Against

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

Against

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

None

For
 

 

 

EXXON MOBIL CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL

Ticker:  XOM
Security ID:  30231G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Susan K. Avery

Management

For

For

1.2

Elect Director Angela F. Braly

Management

For

For

1.3

Elect Director Ursula M. Burns

Management

For

For

1.4

Elect Director Kenneth C. Frazier

Management

For

For

1.5

Elect Director Joseph L. Hooley

Management

For

For

1.6

Elect Director Steven A. Kandarian

Management

For

For

1.7

Elect Director Douglas R. Oberhelman

Management

For

For

1.8

Elect Director Samuel J. Palmisano

Management

For

For

1.9

Elect Director William C. Weldon

Management

For

For

1.10

Elect Director Darren W. Woods

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

For

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

6

Report on Costs & Benefits of Climate-Related Expenditures

Shareholder

Against

Against

7

Report on Risks of Petrochemical Operations in Flood Prone Areas

Shareholder

Against

Against

8

Report on Political Contributions

Shareholder

Against

Against

9

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

FIRST QUANTUM MINERALS LTD.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL/SPECIAL

Ticker:  FM
Security ID:  335934105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors at Eight

Management

For

For

2.1

Elect Director Philip K.R. Pascall

Management

For

For

2.2

Elect Director G. Clive Newall

Management

For

For

2.3

Elect Director Kathleen A. Hogenson

Management

For

For

2.4

Elect Director Peter St. George

Management

For

For

2.5

Elect Director Andrew B. Adams

Management

For

For

2.6

Elect Director Robert J. Harding

Management

For

For

2.7

Elect Director Simon J. Scott

Management

For

For

2.8

Elect Director Joanne K. Warner

Management

For

For

3

Approve PricewaterhouseCoopers LLP (Canada) as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Advisory Vote on Executive Compensation Approach

Management

For

For

5

Approve Shareholder Rights Plan

Management

For

For

6

Approve Advance Notice Requirement

Management

For

For

7

Amend Articles

Management

For

For
 

 

 

FREEPORT-MCMORAN INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL

Ticker:  FCX
Security ID:  35671D857

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard C. Adkerson

Management

For

For

1.2

Elect Director Gerald J. Ford

Management

For

For

1.3

Elect Director Lydia H. Kennard

Management

For

For

1.4

Elect Director Dustan E. McCoy

Management

For

For

1.5

Elect Director John J. Stephens

Management

For

For

1.6

Elect Director Frances Fragos Townsend

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

GLENCORE PLC
Meeting Date:  JUN 02, 2020
Record Date:  MAY 31, 2020
Meeting Type:  ANNUAL

Ticker:  GLEN
Security ID:  G39420107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Re-elect Anthony Hayward as Director

Management

For

For

3

Re-elect Ivan Glasenberg as Director

Management

For

For

4

Re-elect Peter Coates as Director

Management

For

For

5

Re-elect Leonhard Fischer as Director

Management

For

For

6

Re-elect Martin Gilbert as Director

Management

For

For

7

Re-elect John Mack as Director

Management

For

For

8

Re-elect Gill Marcus as Director

Management

For

For

9

Re-elect Patrice Merrin as Director

Management

For

For

10

Elect Kalidas Madhavpeddi as Director

Management

For

For

11

Approve Remuneration Policy

Management

For

For

12

Approve Remuneration Report

Management

For

For

13

Reappoint Deloitte LLP as Auditors

Management

For

For

14

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

15

Authorise Issue of Equity

Management

For

For

16

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

17

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

18

Authorise Market Purchase of Ordinary Shares

Management

For

For

 

 

HALLIBURTON COMPANY
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  HAL
Security ID:  406216101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Abdulaziz F. Al Khayyal

Management

For

For

1b

Elect Director William E. Albrecht

Management

For

For

1c

Elect Director M. Katherine Banks

Management

For

For

1d

Elect Director Alan M. Bennett

Management

For

For

1e

Elect Director Milton Carroll

Management

For

For

1f

Elect Director Nance K. Dicciani

Management

For

For

1g

Elect Director Murry S. Gerber

Management

For

For

1h

Elect Director Patricia Hemingway Hall

Management

For

For

1i

Elect Director Robert A. Malone

Management

For

For

1j

Elect Director Jeffrey A. Miller

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

HELMERICH & PAYNE, INC.
Meeting Date:  MAR 03, 2020
Record Date:  JAN 07, 2020
Meeting Type:  ANNUAL

Ticker:  HP
Security ID:  423452101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Delaney M. Bellinger

Management

For

For

1b

Elect Director Kevin G. Cramton

Management

For

For

1c

Elect Director Randy A. Foutch

Management

For

For

1d

Elect Director Hans Helmerich

Management

For

For

1e

Elect Director John W. Lindsay

Management

For

For

1f

Elect Director Jose R. Mas

Management

For

For

1g

Elect Director Thomas A. Petrie

Management

For

For

1h

Elect Director Donald F. Robillard, Jr.

Management

For

For

1i

Elect Director Edward B. Rust, Jr.

Management

For

For

1j

Elect Director Mary M. VanDeWeghe

Management

For

For

1k

Elect Director John D. Zeglis

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

HESS CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL

Ticker:  HES
Security ID:  42809H107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Terrence J. Checki

Management

For

For

1b

Elect Director Leonard S. Coleman, Jr.

Management

For

For

1c

Elect Director Joaquin Duato

Management

For

For

1d

Elect Director John B. Hess

Management

For

For

1e

Elect Director Edith E. Holiday

Management

For

For

1f

Elect Director Marc S. Lipschultz

Management

For

For

1g

Elect Director David McManus

Management

For

For

1h

Elect Director Kevin O. Meyers

Management

For

For

1i

Elect Director James H. Quigley

Management

For

For

1j

Elect Director William G. Schrader

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

IMPERIAL METALS CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  III
Security ID:  452892102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Pierre Lebel

Management

For

Withhold

1.2

Elect Director J. Brian Kynoch

Management

For

For

1.3

Elect Director Larry G. Moeller

Management

For

For

1.4

Elect Director Theodore W. Muraro

Management

For

For

1.5

Elect Director Janine North

Management

For

For

1.6

Elect Director Edward A. Yurkowski

Management

For

For

1.7

Elect Director James P. Veitch

Management

For

For

2

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

JAGGED PEAK ENERGY INC.
Meeting Date:  JAN 09, 2020
Record Date:  NOV 25, 2019
Meeting Type:  SPECIAL

Ticker:  JAG
Security ID:  47009K107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For
 

 

 

KINDER MORGAN, INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  KMI
Security ID:  49456B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard D. Kinder

Management

For

For

1.2

Elect Director Steven J. Kean

Management

For

For

1.3

Elect Director Kimberly A. Dang

Management

For

For

1.4

Elect Director Ted A. Gardner

Management

For

For

1.5

Elect Director Anthony W. Hall, Jr.

Management

For

For

1.6

Elect Director Gary L. Hultquist

Management

For

For

1.7

Elect Director Ronald L. Kuehn, Jr.

Management

For

For

1.8

Elect Director Deborah A. Macdonald

Management

For

For

1.9

Elect Director Michael C. Morgan

Management

For

For

1.10

Elect Director Arthur C. Reichstetter

Management

For

For

1.11

Elect Director Fayez Sarofim

Management

For

For

1.12

Elect Director C. Park Shaper

Management

For

For

1.13

Elect Director William A. Smith

Management

For

For

1.14

Elect Director Joel V. Staff

Management

For

For

1.15

Elect Director Robert F. Vagt

Management

For

For

1.16

Elect Director Perry M. Waughtal

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

LIBERTY OILFIELD SERVICES INC.
Meeting Date:  APR 21, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  LBRT
Security ID:  53115L104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gale A. Norton

Management

For

For

1.2

Elect Director Jesal Shah

Management

For

For

1.3

Elect Director Cary D. Steinbeck

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

LUNDIN MINING CORPORATION
Meeting Date:  MAY 11, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  LUN
Security ID:  550372106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Donald K. Charter

Management

For

For

1.2

Elect Director John H. Craig

Management

For

For

1.3

Elect Director C. Ashley Heppenstall

Management

For

For

1.4

Elect Director Marie Inkster

Management

For

For

1.5

Elect Director Peter C. Jones

Management

For

For

1.6

Elect Director Lukas H. Lundin

Management

For

For

1.7

Elect Director Dale C. Peniuk

Management

For

For

1.8

Elect Director Catherine J. G. Stefan

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

4

Amend Stock Option Plan

Management

For

For

 

 

MARATHON PETROLEUM CORPORATION
Meeting Date:  APR 29, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  MPC
Security ID:  56585A102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Declassify the Board of Directors

Management

For

For

2a

Elect Director Steven A. Davis

Management

For

Against

2b

Elect Director J. Michael Stice

Management

For

For

2c

Elect Director John P. Surma

Management

For

For

2d

Elect Director Susan Tomasky

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Adopt Simple Majority Vote

Shareholder

For

For

6

Report on Integrating Community Impacts Into Executive Compensation Program

Shareholder

Against

Against
 

 

 

NEWCREST MINING LTD.
Meeting Date:  NOV 12, 2019
Record Date:  NOV 10, 2019
Meeting Type:  ANNUAL

Ticker:  NCM
Security ID:  Q6651B114

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2a

Elect Peter Hay as Director

Management

For

For

2b

Elect Vickki McFadden as Director

Management

For

For

3a

Approve Grant of Performance Rights to Sandeep Biswas

Management

For

For

3b

Approve Grant of Performance Rights to Gerard Bond

Management

For

For

4

Approve Remuneration Report

Management

For

For

 

 

NEWMONT CORPORATION
Meeting Date:  APR 21, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  NEM
Security ID:  651639106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gregory H. Boyce

Management

For

For

1.2

Elect Director Bruce R. Brook

Management

For

For

1.3

Elect Director J. Kofi Bucknor

Management

For

For

1.4

Elect Director Maura Clark

Management

For

For

1.5

Elect Director Matthew Coon Come

Management

For

For

1.6

Elect Director Noreen Doyle

Management

For

For

1.7

Elect Director Veronica M. Hagen

Management

For

For

1.8

Elect Director Rene Medori

Management

For

For

1.9

Elect Director Jane Nelson

Management

For

For

1.10

Elect Director Thomas Palmer

Management

For

For

1.11

Elect Director Julio M. Quintana

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

NEXTIER OILFIELD SOLUTIONS INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 23, 2020
Meeting Type:  ANNUAL

Ticker:  NEX
Security ID:  65290C105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Robert W. Drummond

Management

For

For

1B

Elect Director Stuart Brightman

Management

For

For

1C

Elect Director Gary M. Halverson

Management

For

For

1D

Elect Director Patrick Murray

Management

For

For

1E

Elect Director Amy H. Nelson

Management

For

For

1F

Elect Director Mel G. Riggs

Management

For

For

1G

Elect Director Michael Roemer

Management

For

For

1H

Elect Director James C. Stewart

Management

For

For

1I

Elect Director Scott Wille

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Reverse Stock Split

Management

For

For

 

 

NINE ENERGY SERVICE, INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  NINE
Security ID:  65441V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott E. Schwinger

Management

For

Withhold

1.2

Elect Director Gary L. Thomas

Management

For

Withhold

1.3

Elect Director Andrew L. Waite

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For
 

 

 

NOBLE ENERGY, INC.
Meeting Date:  APR 28, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  NBL
Security ID:  655044105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey L. Berenson

Management

For

For

1b

Elect Director James E. Craddock

Management

For

For

1c

Elect Director Barbara J. Duganier

Management

For

For

1d

Elect Director Thomas J. Edelman

Management

For

For

1e

Elect Director Holli C. Ladhani

Management

For

For

1f

Elect Director David L. Stover

Management

For

For

1g

Elect Director Scott D. Urban

Management

For

For

1h

Elect Director William T. Van Kleef

Management

For

For

1i

Elect Director Martha B. Wyrsch

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

NUTRIEN LTD.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  NTR
Security ID:  67077M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Christopher M. Burley

Management

For

For

1.2

Elect Director Maura J. Clark

Management

For

For

1.3

Elect Director David C. Everitt

Management

For

For

1.4

Elect Director Russell K. Girling

Management

For

For

1.5

Elect Director Miranda C. Hubbs

Management

For

For

1.6

Elect Director Alice D. Laberge

Management

For

For

1.7

Elect Director Consuelo E. Madere

Management

For

For

1.8

Elect Director Charles V. Magro

Management

For

For

1.9

Elect Director Keith G. Martell

Management

For

For

1.10

Elect Director Aaron W. Regent

Management

For

For

1.11

Elect Director Mayo M. Schmidt

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  DEC 31, 2019
Record Date:  JUL 11, 2019
Meeting Type:  PROXY CONTEST

Ticker:  OXY
Security ID:  674599105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Proxy Card)

1

Revoke Consent to Request to Fix a Record Date

Shareholder

For

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Card

1

Consent to Request to Fix a Record Date

Shareholder

For

Did Not Vote

 

 

OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  MAY 29, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  OXY
Security ID:  674599105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Stephen I. Chazen

Management

For

For

1b

Elect Director Andrew Gould

Management

For

For

1c

Elect Director Nicholas Graziano

Management

For

For

1d

Elect Director Carlos M. Gutierrez

Management

For

For

1e

Elect Director Vicki Hollub

Management

For

For

1f

Elect Director William R. Klesse

Management

For

For

1g

Elect Director Andrew N. Langham

Management

For

For

1h

Elect Director Jack B. Moore

Management

For

For

1i

Elect Director Margarita Palau-Hernandez

Management

For

For

1j

Elect Director Avedick B. Poladian

Management

For

For

1k

Elect Director Robert M. Shearer

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Approve Issuance of the Warrant Shares Upon Exercise of the Warrant

Management

For

For

6

Increase Authorized Common Stock

Management

For

For

7

Amend Charter to Enhance Shareholders' Ability to Act by Written Consent

Management

For

For

8

Reduce Ownership Threshold for Shareholders to Call Special Meeting and Approve Certain Additional Amendments

Management

For

For

9

Approve Shareholder Rights Plan (Poison Pill)

Management

For

For
 

 

 

OCEANEERING INTERNATIONAL, INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  OII
Security ID:  675232102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William B. Berry

Management

For

Withhold

1b

Elect Director T. Jay Collins

Management

For

For

1c

Elect Director Jon Erik Reinhardsen

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

OIL STATES INTERNATIONAL, INC.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL

Ticker:  OIS
Security ID:  678026105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lawrence R. Dickerson

Management

For

For

1.2

Elect Director Christopher T. Seaver

Management

For

For

1.3

Elect Director Cindy B. Taylor

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ONEOK, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  OKE
Security ID:  682680103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brian L. Derksen

Management

For

For

1.2

Elect Director Julie H. Edwards

Management

For

For

1.3

Elect Director John W. Gibson

Management

For

For

1.4

Elect Director Mark W. Helderman

Management

For

For

1.5

Elect Director Randall J. Larson

Management

For

For

1.6

Elect Director Steven J. Malcolm

Management

For

For

1.7

Elect Director Jim W. Mogg

Management

For

For

1.8

Elect Director Pattye L. Moore

Management

For

For

1.9

Elect Director Gary D. Parker

Management

For

Against

1.10

Elect Director Eduardo A. Rodriguez

Management

For

For

1.11

Elect Director Terry K. Spencer

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PACKAGING CORPORATION OF AMERICA
Meeting Date:  MAY 05, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  PKG
Security ID:  695156109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cheryl K. Beebe

Management

For

For

1.2

Elect Director Duane C. Farrington

Management

For

For

1.3

Elect Director Donna A. Harman

Management

For

For

1.4

Elect Director Mark W. Kowlzan

Management

For

For

1.5

Elect Director Robert C. Lyons

Management

For

For

1.6

Elect Director Thomas P. Maurer

Management

For

For

1.7

Elect Director Samuel M. Mencoff

Management

For

For

1.8

Elect Director Roger B. Porter

Management

For

For

1.9

Elect Director Thomas S. Souleles

Management

For

For

1.10

Elect Director Paul T. Stecko

Management

For

For

1.11

Elect Director James D. Woodrum

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

PARSLEY ENERGY, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  PE
Security ID:  701877102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director A.R. Alameddine

Management

For

For

1B

Elect Director Matt Gallagher

Management

For

For

1C

Elect Director Karen Hughes

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

PATTERSON-UTI ENERGY, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  PTEN
Security ID:  703481101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Tiffany (TJ) Thom Cepak

Management

For

For

1.2

Elect Director Michael W. Conlon

Management

For

For

1.3

Elect Director William Andrew Hendricks, Jr.

Management

For

For

1.4

Elect Director Curtis W. Huff

Management

For

For

1.5

Elect Director Terry H. Hunt

Management

For

For

1.6

Elect Director Janeen S. Judah

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

PHILLIPS 66
Meeting Date:  MAY 06, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  PSX
Security ID:  718546104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Charles M. Holley

Management

For

For

1b

Elect Director Glenn F. Tilton

Management

For

For

1c

Elect Director Marna C. Whittington

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Risks of Gulf Coast Petrochemical Investments

Shareholder

Against

For

 

 

PIONEER NATURAL RESOURCES COMPANY
Meeting Date:  MAY 21, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  PXD
Security ID:  723787107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Edison C. Buchanan

Management

For

For

1b

Elect Director Andrew F. Cates

Management

For

For

1c

Elect Director Phillip A. Gobe

Management

For

For

1d

Elect Director Larry R. Grillot

Management

For

For

1e

Elect Director Stacy P. Methvin

Management

For

For

1f

Elect Director Royce W. Mitchell

Management

For

For

1g

Elect Director Frank A. Risch

Management

For

For

1h

Elect Director Scott D. Sheffield

Management

For

For

1i

Elect Director Mona K. Sutphen

Management

For

For

1j

Elect Director J. Kenneth Thompson

Management

For

For

1k

Elect Director Phoebe A. Wood

Management

For

For

1l

Elect Director Michael D. Wortley

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

RANGER ENERGY SERVICES, INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  RNGR
Security ID:  75282U104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Darron M. Anderson

Management

For

For

1.2

Elect Director Merrill A. "Pete" Miller, Jr.

Management

For

For

1.3

Elect Director Brett T. Agee

Management

For

For

1.4

Elect Director Richard E. Agee

Management

For

For

1.5

Elect Director William M. Austin

Management

For

For

1.6

Elect Director Charles S. Leykum

Management

For

For

1.7

Elect Director Gerald C. Cimador

Management

For

For

1.8

Elect Director Krishna Shivram

Management

For

For

1.9

Elect Director Michael C. Kearney

Management

For

For

1.10

Elect Director Byron A. Dunn

Management

For

For

2

Ratify BDO USA, LLP as Auditors

Management

For

For

 

 

RIO TINTO PLC
Meeting Date:  APR 08, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  RIO
Security ID:  767204100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report for UK Law Purposes

Management

For

For

3

Approve Remuneration Report for Australian Law Purposes

Management

For

For

4

Approve the Potential Termination of Benefits for Australian Law Purposes

Management

For

For

5

Elect Hinda Gharbi as Director

Management

For

For

6

Elect Jennifer Nason as Director

Management

For

For

7

Elect Ngaire Woods as Director

Management

For

For

8

Re-elect Megan Clark as Director

Management

For

For

9

Re-elect David Constable as Director

Management

For

For

10

Re-elect Simon Henry as Director

Management

For

For

11

Re-elect Jean-Sebastien Jacques as Director

Management

For

For

12

Re-elect Sam Laidlaw as Director

Management

For

For

13

Re-elect Michael L'Estrange as Director

Management

For

For

14

Re-elect Simon McKeon as Director

Management

For

For

15

Re-elect Jakob Stausholm as Director

Management

For

For

16

Re-elect Simon Thompson as Director

Management

For

For

17

Appoint KPMG LLP as Auditors

Management

For

For

18

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

19

Authorise EU Political Donations and Expenditure

Management

For

For

20

Amend Articles of Association Re: General Updates and Changes

Management

For

For

21

Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings

Management

For

For

22

Authorise Issue of Equity

Management

For

For

23

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

24

Authorise Market Purchase of Ordinary Shares

Management

For

For

25

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 19, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL

Ticker:  RDSB
Security ID:  780259206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Policy

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Elect Dick Boer as Director

Management

For

For

5

Elect Andrew Mackenzie as Director

Management

For

For

6

Elect Martina Hund-Mejean as Director

Management

For

For

7

Re-elect Ben van Beurden as Director

Management

For

For

8

Re-elect Neil Carson as Director

Management

For

For

9

Re-elect Ann Godbehere as Director

Management

For

For

10

Re-elect Euleen Goh as Director

Management

For

For

11

Re-elect Charles Holliday as Director

Management

For

For

12

Re-elect Catherine Hughes as Director

Management

For

For

13

Re-elect Sir Nigel Sheinwald as Director

Management

For

For

14

Re-elect Jessica Uhl as Director

Management

For

For

15

Re-elect Gerrit Zalm as Director

Management

For

For

16

Reappoint Ernst & Young LLP as Auditors

Management

For

For

17

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise Issue of Equity

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions

Shareholder

Against

Against
 

 

 

SANDFIRE RESOURCES NL
Meeting Date:  NOV 27, 2019
Record Date:  NOV 25, 2019
Meeting Type:  ANNUAL

Ticker:  SFR
Security ID:  Q82191109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Remuneration Report

Management

For

For

2

Elect Paul Hallam as Director

Management

For

For

3

Elect Maree Arnason as Director

Management

For

For

4

Approve Grant of Rights to Karl M Simich

Management

For

For

5

Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors

Management

For

For

6

Approve the Change of Company Type from a Public No Liability Company to a Public Company Limited

Management

For

For

7

Approve the Change of Company Name to Sandfire Resources Limited

Management

For

For

8

Adopt New Constitution

Management

For

For

 

 

SCHLUMBERGER N.V.
Meeting Date:  APR 01, 2020
Record Date:  FEB 12, 2020
Meeting Type:  ANNUAL

Ticker:  SLB
Security ID:  806857108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Patrick de La Chevardiere

Management

For

For

1b

Elect Director Miguel M. Galuccio

Management

For

For

1c

Elect Director Olivier Le Peuch

Management

For

For

1d

Elect Director Tatiana A. Mitrova

Management

For

For

1e

Elect Director Lubna S. Olayan

Management

For

For

1f

Elect Director Mark G. Papa

Management

For

For

1g

Elect Director Leo Rafael Reif

Management

For

For

1h

Elect Director Henri Seydoux

Management

For

For

1i

Elect Director Jeff W. Sheets

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Adopt and Approve Financials and Dividends

Management

For

For

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG
Meeting Date:  APR 23, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  SBO
Security ID:  A7362J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

Management

None

None

2

Approve Allocation of Income

Management

For

For

3

Approve Discharge of Management Board for Fiscal 2019

Management

For

For

4

Approve Discharge of Supervisory Board for Fiscal 2019

Management

For

For

5

Ratify Auditors for Fiscal 2020

Management

For

For

6

Approve Remuneration Policy for the Management Board

Management

For

Against

7

Approve Remuneration Policy for the Supervisory Board

Management

For

For

8

Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares

Management

For

For
 

 

 

SELECT ENERGY SERVICES, INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  WTTR
Security ID:  81617J301

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John D. Schmitz

Management

For

For

1b

Elect Director Holli C. Ladhani

Management

For

For

1c

Elect Director Robert V. Delaney

Management

For

For

1d

Elect Director David C. Baldwin

Management

For

For

1e

Elect Director Douglas J. Wall

Management

For

For

1f

Elect Director Richard A. Burnett

Management

For

For

1g

Elect Director Keith O. Rattie

Management

For

For

1h

Elect Director David A. Trice

Management

For

For

1i

Elect Director Troy W. Thacker

Management

For

For

2

Ratify Grant Thornton LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

 

 

SOUTH32 LTD.
Meeting Date:  OCT 24, 2019
Record Date:  OCT 22, 2019
Meeting Type:  ANNUAL

Ticker:  S32
Security ID:  Q86668102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2a

Elect Wayne Osborn as Director

Management

For

For

2b

Elect Keith Rumble as Director

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Approve Grant to Graham Kerr

Management

For

For

 

 

SUNCOR ENERGY INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  SU
Security ID:  867224107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patricia M. Bedient

Management

For

For

1.2

Elect Director Mel E. Benson

Management

For

For

1.3

Elect Director John D. Gass

Management

For

For

1.4

Elect Director Dennis M. Houston

Management

For

For

1.5

Elect Director Mark S. Little

Management

For

For

1.6

Elect Director Brian P. MacDonald

Management

For

For

1.7

Elect Director Maureen McCaw

Management

For

For

1.8

Elect Director Lorraine Mitchelmore

Management

For

For

1.9

Elect Director Eira M. Thomas

Management

For

For

1.10

Elect Director Michael M. Wilson

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

SUPERIOR ENERGY SERVICES, INC.
Meeting Date:  DEC 18, 2019
Record Date:  NOV 18, 2019
Meeting Type:  SPECIAL

Ticker:  SPNV
Security ID:  868157108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Reverse Stock Split

Management

For

For

 

 

TARGA RESOURCES CORP.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  TRGP
Security ID:  87612G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles R. Crisp

Management

For

For

1.2

Elect Director Laura C. Fulton

Management

For

For

1.3

Elect Director James W. Whalen

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

TC ENERGY CORPORATION
Meeting Date:  MAY 01, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  TRP
Security ID:  87807B107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stephan Cretier

Management

For

For

1.2

Elect Director Michael R. Culbert

Management

For

For

1.3

Elect Director Russell K. Girling

Management

For

For

1.4

Elect Director Susan C. Jones

Management

For

For

1.5

Elect Director Randy Limbacher

Management

For

For

1.6

Elect Director John E. Lowe

Management

For

For

1.7

Elect Director David MacNaughton

Management

For

For

1.8

Elect Director Una Power

Management

For

For

1.9

Elect Director Mary Pat Salomone

Management

For

For

1.10

Elect Director Indira V. Samarasekera

Management

For

For

1.11

Elect Director D. Michael G. Stewart

Management

For

For

1.12

Elect Director Siim A. Vanaselja

Management

For

For

1.13

Elect Director Thierry Vandal

Management

For

For

1.14

Elect Director Steven W. Williams

Management

For

For

2

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

TECHNIPFMC PLC
Meeting Date:  APR 24, 2020
Record Date:  FEB 27, 2020
Meeting Type:  ANNUAL

Ticker:  FTI
Security ID:  G87110105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas J. Pferdehirt

Management

For

For

1b

Elect Director Eleazar de Carvalho Filho

Management

For

For

1c

Elect Director Arnaud Caudoux

Management

For

For

1d

Elect Director Pascal Colombani

Management

For

For

1e

Elect Director Marie-Ange Debon

Management

For

For

1f

Elect Director Claire S. Farley

Management

For

For

1g

Elect Director Didier Houssin

Management

For

For

1h

Elect Director Peter Mellbye

Management

For

For

1i

Elect Director John O'Leary

Management

For

For

1j

Elect Director Olivier Piou

Management

For

For

1k

Elect Director Kay G. Priestly

Management

For

For

1l

Elect Director Joseph Rinaldi

Management

For

For

1m

Elect Director James M. Ringler

Management

For

For

1n

Elect Director John Yearwood

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Directors' Remuneration Report

Management

For

For

4

Accept Financial Statements and Statutory Reports

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

6

Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor

Management

For

For

7

Authorize Board to Fix Remuneration of Auditors

Management

For

For
 

 

 

TECK RESOURCES LIMITED
Meeting Date:  APR 21, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL/SPECIAL

Ticker:  TECK.B
Security ID:  878742204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mayank M. Ashar

Management

For

For

1.2

Elect Director Quan Chong

Management

For

Withhold

1.3

Elect Director Edward C. Dowling

Management

For

For

1.4

Elect Director Eiichi Fukuda

Management

For

For

1.5

Elect Director Toru Higo

Management

For

For

1.6

Elect Director Norman B. Keevil, III

Management

For

For

1.7

Elect Director Donald R. Lindsay

Management

For

For

1.8

Elect Director Sheila A. Murray

Management

For

For

1.9

Elect Director Tracey L. McVicar

Management

For

For

1.10

Elect Director Kenneth W. Pickering

Management

For

For

1.11

Elect Director Una M. Power

Management

For

For

1.12

Elect Director Timothy R. Snider

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

4

Amend Stock Option Plan

Management

For

For
 

 

 

THE WILLIAMS COMPANIES, INC.
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  WMB
Security ID:  969457100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan S. Armstrong

Management

For

For

1.2

Elect Director Stephen W. Bergstrom

Management

For

For

1.3

Elect Director Nancy K. Buese

Management

For

For

1.4

Elect Director Stephen I. Chazen

Management

For

For

1.5

Elect Director Charles I. Cogut

Management

For

For

1.6

Elect Director Michael A. Creel

Management

For

For

1.7

Elect Director Vicki L. Fuller

Management

For

For

1.8

Elect Director Peter A. Ragauss

Management

For

For

1.9

Elect Director Scott D. Sheffield

Management

For

For

1.10

Elect Director Murray D. Smith

Management

For

For

1.11

Elect Director William H. Spence

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

TOTAL SA
Meeting Date:  MAY 29, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL/SPECIAL

Ticker:  FP
Security ID:  89151E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program

Management

For

For

4

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

5

Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

Management

For

For

6

Reelect Patricia Barbizet as Director

Management

For

For

7

Reelect Marie-Christine Coisne-Roquette as Director

Management

For

For

8

Reelect Mark Cutifani as Director

Management

For

For

9

Elect Jerome Contamine as Director

Management

For

For

10

Approve Compensation Report of Corporate Officers

Management

For

For

11

Approve Remuneration Policy of Directors

Management

For

For

12

Approve Compensation of Patrick Pouyanne, Chairman and CEO

Management

For

For

13

Approve Remuneration Policy of Chairman and CEO

Management

For

For

14

Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly

Management

For

For

15

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion

Management

For

For

16

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million

Management

For

For

17

Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million

Management

For

For

18

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17

Management

For

For

19

Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind

Management

For

For

20

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

Management

For

For

21

Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans

Management

For

For

A

Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly

Shareholder

Against

Against
 

 

 

UNIVAR SOLUTIONS INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  UNVR
Security ID:  91336L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joan Braca

Management

For

For

1.2

Elect Director Mark J. Byrne

Management

For

For

1.3

Elect Director Daniel P. Doheny

Management

For

For

1.4

Elect Director David C. Jukes

Management

For

For

1.5

Elect Director Stephen D. Newlin

Management

For

For

1.6

Elect Director Kerry J. Preete

Management

For

For

1.7

Elect Director Robert L. Wood

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

VALERO ENERGY CORPORATION
Meeting Date:  APR 30, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL

Ticker:  VLO
Security ID:  91913Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director H. Paulett Eberhart

Management

For

For

1B

Elect Director Joseph W. Gorder

Management

For

For

1C

Elect Director Kimberly S. Greene

Management

For

For

1D

Elect Director Deborah P. Majoras

Management

For

For

1E

Elect Director Eric D. Mullins

Management

For

For

1F

Elect Director Donald L. Nickles

Management

For

For

1G

Elect Director Philip J. Pfeiffer

Management

For

For

1H

Elect Director Robert A. Profusek

Management

For

For

1I

Elect Director Stephen M. Waters

Management

For

For

1J

Elect Director Randall J. Weisenburger

Management

For

For

1K

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

WPX ENERGY, INC.
Meeting Date:  MAR 05, 2020
Record Date:  FEB 04, 2020
Meeting Type:  SPECIAL

Ticker:  WPX
Security ID:  98212B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Acquisition

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

WPX ENERGY, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  WPX
Security ID:  98212B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John A. Carrig

Management

For

For

1.2

Elect Director Clay M. Gaspar

Management

For

For

1.3

Elect Director Robert K. Herdman

Management

For

For

1.4

Elect Director Kelt Kindick

Management

For

For

1.5

Elect Director Karl F. Kurz

Management

For

For

1.6

Elect Director Kimberly S. Lubel

Management

For

For

1.7

Elect Director Richard E. Muncrief

Management

For

For

1.8

Elect Director Martin Phillips

Management

For

For

1.9

Elect Director Douglas E. Swanson, Jr.

Management

For

For

1.10

Elect Director Valerie M. Williams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 



 

Franklin Select U.S. Equity Fund

Votes for the fund are prior to the reorganization into Franklin Growth Fund effective February 7, 2020

 

ABIOMED, INC.
Meeting Date:  AUG 07, 2019
Record Date:  JUN 10, 2019
Meeting Type:  ANNUAL

Ticker:  ABMD
Security ID:  003654100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael R. Minogue

Management

For

For

1.2

Elect Director Martin P. Sutter

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

ADYEN NV
Meeting Date:  DEC 06, 2019
Record Date:  NOV 08, 2019
Meeting Type:  SPECIAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Elect Mariette Bianca Swart to Management Board

Management

For

For

3

Elect Kamran Zaki to Management Board

Management

For

For

4

Close Meeting

Management

None

None

 

 

ADYEN NV
Meeting Date:  JAN 14, 2020
Record Date:  DEC 17, 2019
Meeting Type:  SPECIAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting and Announcements

Management

None

None

2

Elect Joep van Beurden to Supervisory Board

Management

For

For

3

Close Meeting

Management

None

None
 

 

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  JUL 15, 2019
Record Date:  JUN 07, 2019
Meeting Type:  ANNUAL

Ticker:  BABA
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Share Subdivision

Management

For

For

2.1

Elect Daniel Yong Zhang as Director

Management

For

Against

2.2

Elect Chee Hwa Tung as Director

Management

For

For

2.3

Elect Jerry Yang as Director

Management

For

For

2.4

Elect Wan Ling Martello as Director

Management

For

For

3

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

 

 

ANALOG DEVICES, INC.
Meeting Date:  MAR 11, 2020
Record Date:  JAN 06, 2020
Meeting Type:  ANNUAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ray Stata

Management

For

For

1b

Elect Director Vincent Roche

Management

For

For

1c

Elect Director James A. Champy

Management

For

For

1d

Elect Director Anantha P. Chandrakasan

Management

For

Against

1e

Elect Director Bruce R. Evans

Management

For

For

1f

Elect Director Edward H. Frank

Management

For

For

1g

Elect Director Karen M. Golz

Management

For

For

1h

Elect Director Mark M. Little

Management

For

For

1i

Elect Director Kenton J. Sicchitano

Management

For

For

1j

Elect Director Susie Wee

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

APPLE INC.
Meeting Date:  FEB 26, 2020
Record Date:  JAN 02, 2020
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James Bell

Management

For

For

1b

Elect Director Tim Cook

Management

For

For

1c

Elect Director Al Gore

Management

For

For

1d

Elect Director Andrea Jung

Management

For

For

1e

Elect Director Art Levinson

Management

For

For

1f

Elect Director Ron Sugar

Management

For

For

1g

Elect Director Sue Wagner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Proxy Access Amendments

Shareholder

Against

Against

5

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

6

Report on Freedom of Expression and Access to Information Policies

Shareholder

Against

For

 

 

APPLIED MATERIALS, INC.
Meeting Date:  MAR 12, 2020
Record Date:  JAN 16, 2020
Meeting Type:  ANNUAL

Ticker:  AMAT
Security ID:  038222105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Judy Bruner

Management

For

For

1b

Elect Director Xun (Eric) Chen

Management

For

For

1c

Elect Director Aart J. de Geus

Management

For

For

1d

Elect Director Gary E. Dickerson

Management

For

For

1e

Elect Director Stephen R. Forrest

Management

For

For

1f

Elect Director Thomas J. Iannotti

Management

For

For

1g

Elect Director Alexander A. Karsner

Management

For

For

1h

Elect Director Adrianna C. Ma

Management

For

For

1i

Elect Director Yvonne McGill

Management

For

For

1j

Elect Director Scott A. McGregor

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Management

For

For
 

 

 

CONSTELLATION BRANDS, INC.
Meeting Date:  JUL 16, 2019
Record Date:  MAY 17, 2019
Meeting Type:  ANNUAL

Ticker:  STZ
Security ID:  21036P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jennifer M. Daniels

Management

For

For

1.2

Elect Director Jerry Fowden

Management

For

For

1.3

Elect Director Ernesto M. Hernandez

Management

For

For

1.4

Elect Director Susan Somersille Johnson

Management

For

For

1.5

Elect Director James A. Locke, III

Management

For

For

1.6

Elect Director Daniel J. McCarthy

Management

For

For

1.7

Elect Director William A. Newlands

Management

For

For

1.8

Elect Director Richard Sands

Management

For

For

1.9

Elect Director Robert Sands

Management

For

For

1.10

Elect Director Judy A. Schmeling

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ELECTRONIC ARTS INC.
Meeting Date:  AUG 08, 2019
Record Date:  JUN 14, 2019
Meeting Type:  ANNUAL

Ticker:  EA
Security ID:  285512109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leonard S. Coleman

Management

For

For

1b

Elect Director Jay C. Hoag

Management

For

For

1c

Elect Director Jeffrey T. Huber

Management

For

For

1d

Elect Director Lawrence F. Probst, III

Management

For

For

1e

Elect Director Talbott Roche

Management

For

For

1f

Elect Director Richard A. Simonson

Management

For

For

1g

Elect Director Luis A. Ubinas

Management

For

For

1h

Elect Director Heidi J. Ueberroth

Management

For

For

1i

Elect Director Andrew Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings

Management

For

Abstain

6

Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings

Shareholder

Against

For
 

 

 

FEDEX CORPORATION
Meeting Date:  SEP 23, 2019
Record Date:  JUL 29, 2019
Meeting Type:  ANNUAL

Ticker:  FDX
Security ID:  31428X106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John A. Edwardson

Management

For

For

1.2

Elect Director Marvin R. Ellison

Management

For

For

1.3

Elect Director Susan Patricia Griffith

Management

For

For

1.4

Elect Director John C. (Chris) Inglis

Management

For

For

1.5

Elect Director Kimberly A. Jabal

Management

For

For

1.6

Elect Director Shirley Ann Jackson

Management

For

For

1.7

Elect Director R. Brad Martin

Management

For

For

1.8

Elect Director Joshua Cooper Ramo

Management

For

For

1.9

Elect Director Susan C. Schwab

Management

For

For

1.10

Elect Director Frederick W. Smith

Management

For

For

1.11

Elect Director David P. Steiner

Management

For

For

1.12

Elect Director Paul S. Walsh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against
 

 

 

INTERXION HOLDING NV
Meeting Date:  FEB 27, 2020
Record Date:  JAN 30, 2020
Meeting Type:  SPECIAL

Ticker:  INXN
Security ID:  N47279109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A

Discuss the Recommended Tender Offer by Digital Intrepid Holding B.V on all Issued and Outstanding Ordinary Shares of the Company

Management

None

None

B.1

Approve Legal Merger

Management

For

For

B.2

Approve Legal Demerger

Management

For

For

B.3

Approve Sale of Company Assets and Sale of Post-Demerger Share

Management

For

For

B.4

Approve Conditions of Liquidation Re: Item 3

Management

For

For

B.5

Approve Discharge of Management Board

Management

For

For

B.6

Approve Conversion from Dutch Public Company (N.V.). to Dutch Private Company with Limited Liability (B.V.) and Amend Articles of Association in Relation with Conversion

Management

For

For

B.7

Elect Directors (Bundled)

Management

For

For

 

 

LAMB WESTON HOLDINGS, INC.
Meeting Date:  SEP 26, 2019
Record Date:  JUL 29, 2019
Meeting Type:  ANNUAL

Ticker:  LW
Security ID:  513272104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter J. Bensen

Management

For

For

1b

Elect Director Charles A. Blixt

Management

For

For

1c

Elect Director Andre J. Hawaux

Management

For

For

1d

Elect Director W.G. Jurgensen

Management

For

For

1e

Elect Director Thomas P. Maurer

Management

For

For

1f

Elect Director Hala G. Moddelmog

Management

For

For

1g

Elect Director Maria Renna Sharpe

Management

For

For

1h

Elect Director Thomas P. Werner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Report on Pesticide Use in the Company's Supply Chain

Shareholder

Against

Against
 

 

 

MICROSOFT CORPORATION
Meeting Date:  DEC 04, 2019
Record Date:  OCT 08, 2019
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William H. Gates, III

Management

For

For

1.2

Elect Director Reid G. Hoffman

Management

For

For

1.3

Elect Director Hugh F. Johnston

Management

For

For

1.4

Elect Director Teri L. List-Stoll

Management

For

For

1.5

Elect Director Satya Nadella

Management

For

For

1.6

Elect Director Sandra E. Peterson

Management

For

For

1.7

Elect Director Penny S. Pritzker

Management

For

For

1.8

Elect Director Charles W. Scharf

Management

For

For

1.9

Elect Director Arne M. Sorenson

Management

For

For

1.10

Elect Director John W. Stanton

Management

For

For

1.11

Elect Director John W. Thompson

Management

For

For

1.12

Elect Director Emma N. Walmsley

Management

For

For

1.13

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against

5

Report on Gender Pay Gap

Shareholder

Against

Against

 

 

NIKE, INC.
Meeting Date:  SEP 19, 2019
Record Date:  JUL 19, 2019
Meeting Type:  ANNUAL

Ticker:  NKE
Security ID:  654106103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan B. Graf, Jr.

Management

For

For

1.2

Elect Director Peter B. Henry

Management

For

For

1.3

Elect Director Michelle A. Peluso

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

RAYTHEON COMPANY
Meeting Date:  OCT 11, 2019
Record Date:  SEP 10, 2019
Meeting Type:  SPECIAL

Ticker:  RTN
Security ID:  755111507

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

THE ESTEE LAUDER COMPANIES INC.
Meeting Date:  NOV 15, 2019
Record Date:  SEP 16, 2019
Meeting Type:  ANNUAL

Ticker:  EL
Security ID:  518439104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ronald S. Lauder

Management

For

For

1.2

Elect Director William P. Lauder

Management

For

For

1.3

Elect Director Richard D. Parsons

Management

For

For

1.4

Elect Director Lynn Forester de Rothschild

Management

For

For

1.5

Elect Director Jennifer Tejada

Management

For

For

1.6

Elect Director Richard F. Zannino

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

 

THE WALT DISNEY COMPANY
Meeting Date:  MAR 11, 2020
Record Date:  JAN 13, 2020
Meeting Type:  ANNUAL

Ticker:  DIS
Security ID:  254687106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan E. Arnold

Management

For

For

1b

Elect Director Mary T. Barra

Management

For

For

1c

Elect Director Safra A. Catz

Management

For

For

1d

Elect Director Francis A. deSouza

Management

For

For

1e

Elect Director Michael B.G. Froman

Management

For

For

1f

Elect Director Robert A. Iger

Management

For

For

1g

Elect Director Maria Elena Lagomasino

Management

For

For

1h

Elect Director Mark G. Parker

Management

For

For

1i

Elect Director Derica W. Rice

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against



 

Franklin Small Cap Growth Fund

 

ALTERYX, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  AYX
Security ID:  02156B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles R. Cory

Management

For

For

1.2

Elect Director Jeffrey L. Horing

Management

For

For

1.3

Elect Director Dean A. Stoecker

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

AMERICAN EAGLE OUTFITTERS, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL

Ticker:  AEO
Security ID:  02553E106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sujatha Chandrasekaran

Management

For

For

1.2

Elect Director Jay L. Schottenstein

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ARCOSA, INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  ACA
Security ID:  039653100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Joseph Alvarado

Management

For

For

1b

Elect Director Jeffrey A. Craig

Management

For

For

1c

Elect Director John W. Lindsay

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ARES MANAGEMENT CORPORATION
Meeting Date:  JUN 11, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ARES
Security ID:  03990B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael J Arougheti

Management

For

For

1b

Elect Director Antoinette Bush

Management

For

For

1c

Elect Director Paul G. Joubert

Management

For

For

1d

Elect Director R. Kipp deVeer

Management

For

For

1e

Elect Director David B. Kaplan

Management

For

For

1f

Elect Director Michael Lynton

Management

For

For

1g

Elect Director Judy D. Olian

Management

For

For

1h

Elect Director Antony P. Ressler

Management

For

For

1i

Elect Director Bennett Rosenthal

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ARGENX SE
Meeting Date:  NOV 25, 2019
Record Date:  OCT 28, 2019
Meeting Type:  SPECIAL

Ticker:  ARGX
Security ID:  04016X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Amend Articles to Reflect Changes in Capital

Management

For

For

3

Amend Argenx Option Plan

Management

For

Against

4

Approve Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital

Management

For

Against

5

Other Business (Non-Voting)

Management

None

None

6

Close Meeting

Management

None

None

 

 

ARGENX SE
Meeting Date:  MAY 12, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  ARGX
Security ID:  04016X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Receive Report of Management Board (Non-Voting)

Management

None

None

3

Adopt Remuneration Policy

Management

For

Against

4

Approve Remuneration Report

Management

For

Against

5.a

Discuss Annual Report for FY 2019

Management

None

None

5.b

Adopt Financial Statements and Statutory Reports

Management

For

For

5.c

Discussion on Company's Corporate Governance Structure

Management

None

None

5.d

Approve Allocation of Losses to the Retained Earnings of the Company

Management

For

For

5.e

Approve Discharge of Directors

Management

For

For

6

Reelect Pamela Klein as Non-Executive Director

Management

For

For

7

Grant Board Authority to Issue Shares Up To 4 Percent of Outstanding Capital within the Limits of the Argenx Option Plan and Exclude Pre-emptive Rights

Management

For

Against

8

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights

Management

For

For

9

Grant Board Authority to Issue Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights

Management

For

Against

10

Ratify Deloitte as Auditors

Management

For

For

11

Other Business (Non-Voting)

Management

None

None

12

Close Meeting

Management

None

None
 

 

 

ASCENDIS PHARMA A/S
Meeting Date:  MAY 29, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  ASND
Security ID:  04351P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Chairman of Meeting

Management

For

For

2

Report on Company's Activities Past Year

Management

For

For

3

Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board

Management

For

For

4

Approve Treatment of Net Loss

Management

For

For

5a

Reelect Albert Cha as Director (Class II)

Management

For

For

5b

Reelect Birgitte Volck as Director (Class II)

Management

For

For

5c

Reelect Lars Holtug as Director (Class II)

Management

For

For

6

Ratify Deloitte as Auditors

Management

For

For

7

Approve Issuance of Warrants for Board of Directors, Executive Management and Employees, Advisors and Consultants of the Company or its Subsidiaries; Approve Creation of DKK 2 Million Pool of Conditional Capital to Guarantee Conversion Rights

Management

For

For
 

 

 

AVALARA, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  AVLR
Security ID:  05338G106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William Ingram

Management

For

For

1.2

Elect Director Brian Sharples

Management

For

For

1.3

Elect Director Chelsea Stoner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

AXON ENTERPRISE, INC.
Meeting Date:  MAY 29, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  AAXN
Security ID:  05464C101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark W. Kroll

Management

For

For

1.2

Elect Director Matthew R. McBrady

Management

For

For

1.3

Elect Director Patrick W. Smith

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Grant Thornton LLP as Auditors

Management

For

For

4A

Eliminate Supermajority Vote Requirement of Article 5 of the Charter

Management

For

For

4B

Eliminate Supermajority Vote Requirement of Article 6 of the Charter

Management

For

For

5

Declassify the Board of Directors

Shareholder

Against

For

 

 

BEACON ROOFING SUPPLY, INC.
Meeting Date:  FEB 11, 2020
Record Date:  DEC 17, 2019
Meeting Type:  ANNUAL

Ticker:  BECN
Security ID:  073685109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert R. Buck

Management

For

For

1.2

Elect Director Julian G. Francis

Management

For

For

1.3

Elect Director Carl T. Berquist

Management

For

For

1.4

Elect Director Barbara G. Fast

Management

For

For

1.5

Elect Director Richard W. Frost

Management

For

For

1.6

Elect Director Alan Gershenhorn

Management

For

For

1.7

Elect Director Philip W. Knisely

Management

For

For

1.8

Elect Director Robert M. McLaughlin

Management

For

For

1.9

Elect Director Neil S. Novich

Management

For

For

1.10

Elect Director Stuart A. Randle

Management

For

For

1.11

Elect Director Nathan K. Sleeper

Management

For

For

1.12

Elect Director Douglas L. Young

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

BELLRING BRANDS, INC.
Meeting Date:  MAR 06, 2020
Record Date:  JAN 17, 2020
Meeting Type:  ANNUAL

Ticker:  BRBR
Security ID:  079823100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Elliot H. Stein, Jr.

Management

For

Withhold

1.2

Elect Director Darcy Horn Davenport

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Approve Deferred Compensation Plan

Management

For

For

 

 

BOOT BARN HOLDINGS, INC.
Meeting Date:  AUG 28, 2019
Record Date:  JUL 09, 2019
Meeting Type:  ANNUAL

Ticker:  BOOT
Security ID:  099406100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Greg Bettinelli

Management

For

For

1.2

Elect Director James G. Conroy

Management

For

For

1.3

Elect Director Lisa G. Laube

Management

For

For

1.4

Elect Director Anne MacDonald

Management

For

For

1.5

Elect Director Brenda I. Morris

Management

For

For

1.6

Elect Director Peter Starrett

Management

For

For

1.7

Elect Director Brad Weston

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

BWX TECHNOLOGIES, INC.
Meeting Date:  MAY 01, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  BWXT
Security ID:  05605H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rex D. Geveden

Management

For

For

1b

Elect Director Leland D. Melvin

Management

For

For

1c

Elect Director Robert L. Nardelli

Management

For

For

1d

Elect Director Barbara A. Niland

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

CALLON PETROLEUM COMPANY
Meeting Date:  DEC 20, 2019
Record Date:  OCT 07, 2019
Meeting Type:  SPECIAL

Ticker:  CPE
Security ID:  13123X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Issue Shares in Connection with Merger

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Advisory Vote on Golden Parachutes *Withdrawn resolution*

Management

None

None

5

Adjourn Meeting

Management

For

For
 

 

 

CLOUDFLARE, INC.
Meeting Date:  JUN 02, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  NET
Security ID:  18915M107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott Sandell

Management

For

Withhold

1.2

Elect Director Michelle Zatlyn

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

COLLEGIUM PHARMACEUTICAL, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  COLL
Security ID:  19459J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joseph Ciaffoni

Management

For

For

1.2

Elect Director Michael Heffernan

Management

For

For

1.3

Elect Director Gino Santini

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Declassify the Board of Directors

Management

For

For

4

Eliminate Supermajority Vote Requirement to Amend Bylaws

Management

For

For

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

CORESITE REALTY CORPORATION
Meeting Date:  MAY 20, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  COR
Security ID:  21870Q105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert G. Stuckey

Management

For

For

1.2

Elect Director Paul E. Szurek

Management

For

For

1.3

Elect Director James A. Attwood, Jr.

Management

For

For

1.4

Elect Director Jean A. Bua

Management

For

For

1.5

Elect Director Kelly C. Chambliss

Management

For

For

1.6

Elect Director Michael R. Koehler

Management

For

For

1.7

Elect Director J. David Thompson

Management

For

For

1.8

Elect Director David A. Wilson

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

CUBIC CORPORATION
Meeting Date:  FEB 17, 2020
Record Date:  DEC 19, 2019
Meeting Type:  ANNUAL

Ticker:  CUB
Security ID:  229669106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Prithviraj Banerjee

Management

For

For

1.2

Elect Director Bruce G. Blakley

Management

For

For

1.3

Elect Director Maureen Breakiron-Evans

Management

For

For

1.4

Elect Director Denise L. Devine

Management

For

For

1.5

Elect Director Bradley H. Feldmann

Management

For

For

1.6

Elect Director Carolyn A. Flowers

Management

For

For

1.7

Elect Director Janice M. Hamby

Management

For

For

1.8

Elect Director David F. Melcher

Management

For

For

1.9

Elect Director Steven J. Norris

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

DAVE & BUSTER'S ENTERTAINMENT, INC.
Meeting Date:  JUN 23, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  PLAY
Security ID:  238337109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Hamish A. Dodds

Management

For

For

1.2

Elect Director Michael J. Griffith

Management

For

For

1.3

Elect Director Jonathan S. Halkyard

Management

For

For

1.4

Elect Director John C. Hockin

Management

For

For

1.5

Elect Director Brian A. Jenkins

Management

For

For

1.6

Elect Director Stephen M. King

Management

For

For

1.7

Elect Director Patricia H. Mueller

Management

For

For

1.8

Elect Director Kevin M. Sheehan

Management

For

For

1.9

Elect Director Jennifer Storms

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

DECIPHERA PHARMACEUTICALS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  DCPH
Security ID:  24344T101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patricia L. Allen

Management

For

For

1.2

Elect Director Edward J. Benz, Jr.

Management

For

For

1.3

Elect Director Dennis L. Walsh

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

EMERGENT BIOSOLUTIONS INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  EBS
Security ID:  29089Q105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Zsolt Harsanyi

Management

For

For

1b

Elect Director George A. Joulwan

Management

For

For

1c

Elect Director Louis W. Sullivan

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ENVESTNET, INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  ENV
Security ID:  29404K106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Luis Aguilar

Management

For

For

1.2

Elect Director Ross Chapin

Management

For

For

1.3

Elect Director William Crager

Management

For

For

1.4

Elect Director James Fox

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

EVERCORE INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  EVR
Security ID:  29977A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roger C. Altman

Management

For

For

1.2

Elect Director Richard I. Beattie

Management

For

For

1.3

Elect Director Pamela G. Carlton

Management

For

For

1.4

Elect Director Ellen V. Futter

Management

For

For

1.5

Elect Director Gail B. Harris

Management

For

For

1.6

Elect Director Robert B. Millard

Management

For

For

1.7

Elect Director Willard J. Overlock, Jr.

Management

For

For

1.8

Elect Director Simon M. Robertson

Management

For

For

1.9

Elect Director Ralph L. Schlosstein

Management

For

For

1.10

Elect Director John S. Weinberg

Management

For

For

1.11

Elect Director William J. Wheeler

Management

For

For

1.12

Elect Director Sarah K. Williamson

Management

For

For

1.13

Elect Director Kendrick R. Wilson, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

 

FIVE BELOW, INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 21, 2020
Meeting Type:  ANNUAL

Ticker:  FIVE
Security ID:  33829M101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Joel D. Anderson

Management

For

For

1b

Elect Director Kathleen S. Barclay

Management

For

For

1c

Elect Director Thomas M. Ryan

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

GLOBAL BLOOD THERAPEUTICS, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  GBT
Security ID:  37890U108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Willie L. Brown, Jr.

Management

For

For

1.2

Elect Director Philip A. Pizzo

Management

For

For

1.3

Elect Director Wendy Yarno

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

GRAND CANYON EDUCATION, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  LOPE
Security ID:  38526M106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brian E. Mueller

Management

For

For

1.2

Elect Director Sara R. Dial

Management

For

For

1.3

Elect Director Jack A. Henry

Management

For

For

1.4

Elect Director Lisa Graham Keegan

Management

For

For

1.5

Elect Director Chevy Humphrey

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditor

Management

For

For
 

 

 

GROCERY OUTLET HOLDING CORP.
Meeting Date:  JUN 08, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  GO
Security ID:  39874R101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kenneth W. Alterman

Management

For

For

1.2

Elect Director John E. Bachman

Management

For

For

1.3

Elect Director Thomas F. Herman

Management

For

For

1.4

Elect Director Erik D. Ragatz

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

GUIDEWIRE SOFTWARE, INC.
Meeting Date:  DEC 17, 2019
Record Date:  OCT 21, 2019
Meeting Type:  ANNUAL

Ticker:  GWRE
Security ID:  40171V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Margaret Dillon

Management

For

For

1.2

Elect Director Michael Keller

Management

For

For

1.3

Elect Director Michael (Mike) Rosenbaum

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

 

 

GW PHARMACEUTICALS PLC
Meeting Date:  MAY 26, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  GWPH
Security ID:  36197T103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Re-elect Geoffrey Guy as Director

Management

For

For

2

Re-elect Cabot Brown as Director

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Approve Remuneration Report

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Ratify Deloitte and Touche LLP as Auditors

Management

For

For

7

Reappoint Deloitte LLP as Auditors

Management

For

For

8

Authorise Board to Fix Remuneration of Auditors

Management

For

For

9

Accept Financial Statements and Statutory Reports

Management

For

For

10

Authorise Issue of Equity

Management

For

For

11

Issue of Equity or Equity-Linked Securities without Pre-emptive Rights

Management

For

For
 

 

 

HEALTHCARE SERVICES GROUP, INC.
Meeting Date:  MAY 26, 2020
Record Date:  APR 01, 2020
Meeting Type:  ANNUAL

Ticker:  HCSG
Security ID:  421906108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Theodore Wahl

Management

For

For

1.2

Elect Director John M. Briggs

Management

For

For

1.3

Elect Director Robert L. Frome

Management

For

For

1.4

Elect Director Dino D. Ottaviano

Management

For

For

1.5

Elect Director Michael E. McBryan

Management

For

For

1.6

Elect Director Diane S. Casey

Management

For

For

1.7

Elect Director John J. McFadden

Management

For

For

1.8

Elect Director Jude Visconto

Management

For

For

1.9

Elect Director Daniela Castagnino

Management

For

For

1.10

Elect Director Laura Grant

Management

For

For

2

Ratify Grant Thornton LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

HEALTHEQUITY, INC.
Meeting Date:  JUN 25, 2020
Record Date:  MAY 04, 2020
Meeting Type:  ANNUAL

Ticker:  HQY
Security ID:  42226A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert W. Selander

Management

For

For

1.2

Elect Director Jon Kessler

Management

For

For

1.3

Elect Director Stephen D. Neeleman

Management

For

For

1.4

Elect Director Frank A. Corvino

Management

For

For

1.5

Elect Director Adrian T. Dillon

Management

For

For

1.6

Elect Director Evelyn Dilsaver

Management

For

For

1.7

Elect Director Debra McCowan

Management

For

For

1.8

Elect Director Ian Sacks

Management

For

For

1.9

Elect Director Gayle Wellborn

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

HERON THERAPEUTICS, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  HRTX
Security ID:  427746102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Kevin Tang

Management

For

For

1B

Elect Director Barry Quart

Management

For

For

1C

Elect Director Stephen Davis

Management

For

For

1D

Elect Director Craig Johnson

Management

For

For

1E

Elect Director Kimberly Manhard

Management

For

For

1F

Elect Director John Poyhonen

Management

For

For

1G

Elect Director Christian Waage

Management

For

For

2

Ratify OUM & Co. LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

HOSTESS BRANDS, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  TWNK
Security ID:  44109J106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Declassify the Board of Directors

Management

For

For

2

Eliminate Supermajority Vote Requirement

Management

For

For

3.1

Elect Director Andrew P. Callahan

Management

For

For

3.2

Elect Director Gretchen R. Crist

Management

For

For

3.3

Elect Director Ioannis Skoufalos

Management

For

For

3.4

Elect Director Laurence Bodner

Management

For

For

3.5

Elect Director Rachel P. Cullen

Management

For

For

3.6

Elect Director Jerry D. Kaminski

Management

For

For

3.7

Elect Director C. Dean Metropoulos

Management

For

For

3.8

Elect Director Craig D. Steeneck

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify KPMG LLP as Auditors

Management

For

For

 

 

HOULIHAN LOKEY, INC.
Meeting Date:  SEP 24, 2019
Record Date:  JUL 26, 2019
Meeting Type:  ANNUAL

Ticker:  HLI
Security ID:  441593100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott L. Beiser

Management

For

Withhold

1.2

Elect Director Paul A. Zuber

Management

For

For

1.3

Elect Director Jacqueline B. Kosecoff

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

HUBSPOT, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  HUBS
Security ID:  443573100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Julie Herendeen

Management

For

For

1b

Elect Director Michael Simon

Management

For

For

1c

Elect Director Jay Simons

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

INGEVITY CORPORATION
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  NGVT
Security ID:  45688C107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jean S. Blackwell

Management

For

For

1b

Elect Director Luis Fernandez-Moreno

Management

For

For

1c

Elect Director J. Michael Fitzpatrick

Management

For

For

1d

Elect Director Diane H. Gulyas

Management

For

For

1e

Elect Director Richard B. Kelson

Management

For

For

1f

Elect Director Frederick J. Lynch

Management

For

For

1g

Elect Director Karen G. Narwold

Management

For

For

1h

Elect Director Daniel F. Sansone

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

INSPIRE MEDICAL SYSTEMS, INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  INSP
Security ID:  457730109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gary L. Ellis

Management

For

For

1.2

Elect Director Mudit K. Jain

Management

For

For

1.3

Elect Director Dana G. Mead, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

INTEGER HOLDINGS CORPORATION
Meeting Date:  MAY 20, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  ITGR
Security ID:  45826H109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Pamela G. Bailey

Management

For

For

1.2

Elect Director Joseph W. Dziedzic

Management

For

For

1.3

Elect Director James F. Hinrichs

Management

For

For

1.4

Elect Director Jean Hobby

Management

For

For

1.5

Elect Director M. Craig Maxwell

Management

For

For

1.6

Elect Director Filippo Passerini

Management

For

For

1.7

Elect Director Bill R. Sanford

Management

For

For

1.8

Elect Director Donald J. Spence

Management

For

For

1.9

Elect Director William B. Summers, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

INTERXION HOLDING NV
Meeting Date:  FEB 27, 2020
Record Date:  JAN 30, 2020
Meeting Type:  SPECIAL

Ticker:  INXN
Security ID:  N47279109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A

Discuss the Recommended Tender Offer by Digital Intrepid Holding B.V on all Issued and Outstanding Ordinary Shares of the Company

Management

None

None

B.1

Approve Legal Merger

Management

For

For

B.2

Approve Legal Demerger

Management

For

For

B.3

Approve Sale of Company Assets and Sale of Post-Demerger Share

Management

For

For

B.4

Approve Conditions of Liquidation Re: Item 3

Management

For

For

B.5

Approve Discharge of Management Board

Management

For

For

B.6

Approve Conversion from Dutch Public Company (N.V.). to Dutch Private Company with Limited Liability (B.V.) and Amend Articles of Association in Relation with Conversion

Management

For

For

B.7

Elect Directors (Bundled)

Management

For

For
 

 

 

IOVANCE BIOTHERAPEUTICS, INC.
Meeting Date:  JUN 08, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  IOVA
Security ID:  462260100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Iain Dukes

Management

For

For

1.2

Elect Director Maria Fardis

Management

For

For

1.3

Elect Director Athena Countouriotis

Management

For

Withhold

1.4

Elect Director Ryan Maynard

Management

For

For

1.5

Elect Director Merrill A. McPeak

Management

For

For

1.6

Elect Director Wayne P. Rothbaum

Management

For

For

1.7

Elect Director Michael Weiser

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency Every Year

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Approve Qualified Employee Stock Purchase Plan

Management

For

For

6

Ratify Marcum LLP as Auditors

Management

For

For

 

 

IRHYTHM TECHNOLOGIES, INC.
Meeting Date:  JUN 19, 2020
Record Date:  APR 28, 2020
Meeting Type:  ANNUAL

Ticker:  IRTC
Security ID:  450056106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin M. King

Management

For

For

1.2

Elect Director Raymond W. Scott

Management

For

Withhold

2

Declassify the Board of Directors

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

KENNAMETAL, INC.
Meeting Date:  OCT 29, 2019
Record Date:  SEP 04, 2019
Meeting Type:  ANNUAL

Ticker:  KMT
Security ID:  489170100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joseph Alvarado

Management

For

For

1.2

Elect Director Cindy L. Davis

Management

For

For

1.3

Elect Director William J. Harvey

Management

For

For

1.4

Elect Director William M. Lambert

Management

For

For

1.5

Elect Director Lorraine M. Martin

Management

For

For

1.6

Elect Director Timothy R. McLevish

Management

For

For

1.7

Elect Director Sagar A. Patel

Management

For

For

1.8

Elect Director Christopher Rossi

Management

For

For

1.9

Elect Director Lawrence W. Stranghoener

Management

For

For

1.10

Elect Director Steven H. Wunning

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  KTOS
Security ID:  50077B207

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott Anderson

Management

For

For

1.2

Elect Director Eric DeMarco

Management

For

For

1.3

Elect Director William Hoglund

Management

For

For

1.4

Elect Director Scot Jarvis

Management

For

For

1.5

Elect Director Jane Judd

Management

For

For

1.6

Elect Director Samuel Liberatore

Management

For

For

1.7

Elect Director Amy Zegart

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

LATTICE SEMICONDUCTOR CORPORATION
Meeting Date:  MAY 05, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  LSCC
Security ID:  518415104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James R. Anderson

Management

For

For

1.2

Elect Director Robin A. Abrams

Management

For

For

1.3

Elect Director John Bourgoin

Management

For

For

1.4

Elect Director Mark E. Jensen

Management

For

For

1.5

Elect Director Anjali Joshi

Management

For

For

1.6

Elect Director James P. Lederer

Management

For

For

1.7

Elect Director John E. Major

Management

For

For

1.8

Elect Director Krishna Rangasayee

Management

For

For

1.9

Elect Director D. Jeffrey Richardson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

 

 

LEGACYTEXAS FINANCIAL GROUP, INC.
Meeting Date:  OCT 28, 2019
Record Date:  SEP 16, 2019
Meeting Type:  SPECIAL

Ticker:  LTXB
Security ID:  52471Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

3

Adjourn Meeting

Management

For

For

 

 

LIBERTY OILFIELD SERVICES INC.
Meeting Date:  APR 21, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  LBRT
Security ID:  53115L104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gale A. Norton

Management

For

For

1.2

Elect Director Jesal Shah

Management

For

For

1.3

Elect Director Cary D. Steinbeck

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

LIGHTSPEED POS INC.
Meeting Date:  AUG 08, 2019
Record Date:  JUN 10, 2019
Meeting Type:  ANNUAL

Ticker:  LSPD
Security ID:  53227R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patrick Pichette

Management

For

For

1.2

Elect Director Dax Dasilva

Management

For

For

1.3

Elect Director Jean Paul Chauvet

Management

For

For

1.4

Elect Director Marie-Josee Lamothe

Management

For

For

1.5

Elect Director Paul McFeeters

Management

For

For

1.6

Elect Director Rob Williams

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

LINDSAY CORPORATION
Meeting Date:  JAN 07, 2020
Record Date:  NOV 08, 2019
Meeting Type:  ANNUAL

Ticker:  LNN
Security ID:  535555106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael N. Christodolou

Management

For

For

1.2

Elect Director David B. Rayburn

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

LITHIA MOTORS, INC.
Meeting Date:  APR 23, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  LAD
Security ID:  536797103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sidney B. DeBoer

Management

For

For

1b

Elect Director Bryan B. DeBoer

Management

For

For

1c

Elect Director Susan O. Cain

Management

For

For

1d

Elect Director Shauna F. McIntyre

Management

For

For

1e

Elect Director Louis P. Miramontes

Management

For

For

1f

Elect Director Kenneth E. Roberts

Management

For

For

1g

Elect Director David J. Robino

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

LIVONGO HEALTH, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  LVGO
Security ID:  539183103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Christopher Bischoff

Management

For

Withhold

1.2

Elect Director Sandra Fenwick

Management

For

Withhold

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

M/I HOMES, INC.
Meeting Date:  MAY 11, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  MHO
Security ID:  55305B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Phillip G. Creek

Management

For

Withhold

1.2

Elect Director Nancy J. Kramer

Management

For

For

1.3

Elect Director Norman L. Traeger

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

MANTECH INTERNATIONAL CORPORATION
Meeting Date:  MAY 21, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL

Ticker:  MANT
Security ID:  564563104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director George J. Pedersen

Management

For

For

1.2

Elect Director Richard L. Armitage

Management

For

For

1.3

Elect Director Mary K. Bush

Management

For

For

1.4

Elect Director Barry G. Campbell

Management

For

For

1.5

Elect Director Richard J. Kerr

Management

For

For

1.6

Elect Director Peter B. LaMontagne

Management

For

For

1.7

Elect Director Kenneth A. Minihan

Management

For

For

1.8

Elect Director Kevin M. Phillips

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

 

 

MERCURY SYSTEMS, INC.
Meeting Date:  OCT 23, 2019
Record Date:  AUG 19, 2019
Meeting Type:  ANNUAL

Ticker:  MRCY
Security ID:  589378108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James K. Bass

Management

For

For

1.2

Elect Director Michael A. Daniels

Management

For

For

1.3

Elect Director Lisa S. Disbrow

Management

For

For

1.4

Elect Director Barry R. Nearhos

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

 

METROPOLITAN BANK HOLDING CORP.
Meeting Date:  APR 21, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL

Ticker:  MCB
Security ID:  591774104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert C. Patent

Management

For

For

1.2

Elect Director Maria Fiorini Ramirez

Management

For

For

1.3

Elect Director William Reinhardt

Management

For

For

2

Ratify Crowe LLP as Auditors

Management

For

For

 

 

MONOLITHIC POWER SYSTEMS, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  MPWR
Security ID:  609839105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Victor K. Lee

Management

For

For

1.2

Elect Director James C. Moyer

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

NANOMETRICS INCORPORATED
Meeting Date:  OCT 24, 2019
Record Date:  SEP 03, 2019
Meeting Type:  SPECIAL

Ticker:  NANO
Security ID:  630077105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Amend Certificate of Incorporation Regarding Limitation of Personal Liability of Directors

Management

For

For

4

Adjourn Meeting

Management

For

For

 

 

NEOGEN CORPORATION
Meeting Date:  OCT 03, 2019
Record Date:  AUG 06, 2019
Meeting Type:  ANNUAL

Ticker:  NEOG
Security ID:  640491106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John E. Adent

Management

For

For

1.2

Elect Director William T. Boehm

Management

For

For

1.3

Elect Director James P. Tobin

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify BDO USA, LLP as Auditors

Management

For

For
 

 

 

NEOGENOMICS, INC.
Meeting Date:  MAY 28, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  NEO
Security ID:  64049M209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas M. VanOort

Management

For

For

1b

Elect Director Steven C. Jones

Management

For

For

1c

Elect Director Kevin C. Johnson

Management

For

For

1d

Elect Director Raymond R. Hipp

Management

For

For

1e

Elect Director Bruce K. Crowther

Management

For

For

1f

Elect Director Lynn A. Tetrault

Management

For

For

1g

Elect Director Alison L. Hannah

Management

For

For

1h

Elect Director Stephen M. Kanovsky

Management

For

For

1i

Elect Director Rachel A. Stahler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

NEVRO CORP.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  NVRO
Security ID:  64157F103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frank Fischer

Management

For

Withhold

1.2

Elect Director Shawn T. McCormick

Management

For

For

1.3

Elect Director Kevin O'Boyle

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

NOMAD FOODS LIMITED
Meeting Date:  JUN 17, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL

Ticker:  NOMD
Security ID:  G6564A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Martin Ellis Franklin

Management

For

For

1.2

Elect Director Noam Gottesman

Management

For

For

1.3

Elect Director Ian G.H. Ashken

Management

For

For

1.4

Elect Director Stefan Descheemaeker

Management

For

For

1.5

Elect Director Jeremy Isaacs

Management

For

For

1.6

Elect Director James E. Lillie

Management

For

For

1.7

Elect Director Stuart M. MacFarlane

Management

For

For

1.8

Elect Director Lord Myners of Truro

Management

For

For

1.9

Elect Director Victoria Parry

Management

For

For

1.10

Elect Director Simon White

Management

For

For

1.11

Elect Director Samy Zekhout

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

NOVAVAX, INC.
Meeting Date:  JUN 25, 2020
Record Date:  APR 29, 2020
Meeting Type:  ANNUAL

Ticker:  NVAX
Security ID:  670002401

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stanley C. Erck

Management

For

For

1.2

Elect Director Rajiv I. Modi

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditor

Management

For

For
 

 

 

ODONATE THERAPEUTICS, INC.
Meeting Date:  JUL 22, 2019
Record Date:  JUN 21, 2019
Meeting Type:  ANNUAL

Ticker:  ODT
Security ID:  676079106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin Tang

Management

For

For

1.2

Elect Director Jeff Vacirca

Management

For

For

1.3

Elect Director Aaron Davis

Management

For

For

1.4

Elect Director Laura Johnson Douglass

Management

For

For

1.5

Elect Director Craig Johnson

Management

For

For

1.6

Elect Director Robert Rosen

Management

For

For

1.7

Elect Director George Tidmarsh

Management

For

For

2

Ratify Squar Milner LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Stock Option Plan

Management

For

For

 

 

ODONATE THERAPEUTICS, INC.
Meeting Date:  JUN 24, 2020
Record Date:  MAY 08, 2020
Meeting Type:  ANNUAL

Ticker:  ODT
Security ID:  676079106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin Tang

Management

For

For

1.2

Elect Director Aaron Davis

Management

For

For

1.3

Elect Director Craig Johnson

Management

For

For

1.4

Elect Director Laura Johnson

Management

For

For

1.5

Elect Director Robert Rosen

Management

For

For

2

Ratify Squar Milner LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ONTO INNOVATION, INC.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ONTO
Security ID:  683344105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey A. Aukerman

Management

For

For

1.2

Elect Director Leo Berlinghieri

Management

For

For

1.3

Elect Director Edward J. Brown, Jr.

Management

For

For

1.4

Elect Director Vita A. Cassese

Management

For

For

1.5

Elect Director Robert G. Deuster

Management

For

For

1.6

Elect Director David B. Miller

Management

For

For

1.7

Elect Director Michael P. Plisinski

Management

For

For

1.8

Elect Director Bruce C. Rhine

Management

For

For

1.9

Elect Director Christopher A. Seams

Management

For

For

1.10

Elect Director Christine A. Tsingos

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

PAGERDUTY, INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  PD
Security ID:  69553P100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jennifer Tejada

Management

For

Withhold

1.2

Elect Director Sameer Dholakia

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

PAYLOCITY HOLDING CORPORATION
Meeting Date:  DEC 13, 2019
Record Date:  OCT 15, 2019
Meeting Type:  ANNUAL

Ticker:  PCTY
Security ID:  70438V106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven R. Beauchamp

Management

For

For

1.2

Elect Director Andres D. Reiner

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

PENUMBRA, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 15, 2020
Meeting Type:  ANNUAL

Ticker:  PEN
Security ID:  70975L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Arani Bose

Management

For

For

1.2

Elect Director Bridget O'Rourke

Management

For

For

1.3

Elect Director Surbhi Sarna

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PFENEX INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  PFNX
Security ID:  717071104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jason Grenfell-Gardner

Management

For

For

1.2

Elect Director Evert B. Schimmelpennink

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For

 

 

PINNACLE FINANCIAL PARTNERS, INC.
Meeting Date:  APR 21, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  PNFP
Security ID:  72346Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Abney S. Boxley, III

Management

For

For

1.2

Elect Director Gregory L. Burns

Management

For

For

1.3

Elect Director Thomas C. Farnsworth, III

Management

For

For

1.4

Elect Director David B. Ingram

Management

For

For

1.5

Elect Director Gary L. Scott

Management

For

For

1.6

Elect Director G. Kennedy Thompson

Management

For

For

1.7

Elect Director Charles E. Brock

Management

For

For

1.8

Elect Director Richard D. Callicutt, II

Management

For

For

1.9

Elect Director Joseph C. Galante

Management

For

For

1.10

Elect Director Robert A. McCabe, Jr.

Management

For

For

1.11

Elect Director Reese L. Smith, III

Management

For

For

1.12

Elect Director M. Terry Turner

Management

For

For

1.13

Elect Director Renda J. Burkhart

Management

For

For

1.14

Elect Director Marty G. Dickens

Management

For

For

1.15

Elect Director Glenda Baskin Glover

Management

For

For

1.16

Elect Director Ronald L. Samuels

Management

For

For

2

Ratify Crowe LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

PLURALSIGHT, INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  PS
Security ID:  72941B106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Arne Duncan

Management

For

For

1.2

Elect Director Leah Johnson

Management

For

For

1.3

Elect Director Frederick Onion

Management

For

For

1.4

Elect Director Karenann Terrell

Management

For

Withhold

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

PRA GROUP, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  PRAA
Security ID:  69354N106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Declassify the Board of Directors

Management

For

For

2.1

Elect Director Danielle M. Brown

Management

For

For

2.2

Elect Director Marjorie M. Connelly

Management

For

For

2.3

Elect Director James A. Nussle

Management

For

For

2.4

Elect Director Scott M. Tabakin

Management

For

For

3

Amend Certificate of Incorporation to Remove Certain Director Nomination Provisions

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

PTC THERAPEUTICS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  PTCT
Security ID:  69366J200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stephanie S. Okey

Management

For

For

1.2

Elect Director Stuart W. Peltz

Management

For

For

1.3

Elect Director Jerome B. Zeldis

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

Q2 HOLDINGS, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  QTWO
Security ID:  74736L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director R. Lynn Atchison

Management

For

For

1.2

Elect Director Charles T. Doyle

Management

For

For

1.3

Elect Director Carl James Schaper

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

REATA PHARMACEUTICALS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  RETA
Security ID:  75615P103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James E. Bass

Management

For

For

1.2

Elect Director R. Kent McGaughy, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditor

Management

For

For

 

 

REVANCE THERAPEUTICS, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  RVNC
Security ID:  761330109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jill Beraud

Management

For

For

1.2

Elect Director Robert Byrnes

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

RH
Meeting Date:  JUL 24, 2019
Record Date:  JUN 14, 2019
Meeting Type:  ANNUAL

Ticker:  RH
Security ID:  74967X103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Eri Chaya

Management

For

For

1.2

Elect Director Mark Demilio

Management

For

For

1.3

Elect Director Leonard Schlesinger

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

SAIA, INC.
Meeting Date:  APR 28, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL

Ticker:  SAIA
Security ID:  78709Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Donna E. Epps

Management

For

For

1.2

Elect Director John P. Gainor, Jr.

Management

For

For

1.3

Elect Director Randolph W. Melville

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

SEMTECH CORPORATION
Meeting Date:  JUN 11, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  SMTC
Security ID:  816850101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James P. Burra

Management

For

For

1.2

Elect Director Rodolpho C. Cardenuto

Management

For

For

1.3

Elect Director Bruce C. Edwards

Management

For

For

1.4

Elect Director Saar Gillai

Management

For

For

1.5

Elect Director Rockell N. Hankin

Management

For

For

1.6

Elect Director Ye Jane Li

Management

For

For

1.7

Elect Director James T. Lindstrom

Management

For

For

1.8

Elect Director Mohan R. Maheswaran

Management

For

For

1.9

Elect Director Sylvia Summers

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

SILICON LABORATORIES INC.
Meeting Date:  APR 21, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  SLAB
Security ID:  826919102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Navdeep S. Sooch

Management

For

For

1b

Elect Director William P. Wood

Management

For

For

1c

Elect Director Nina Richardson

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

SPIRIT AIRLINES INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  SAVE
Security ID:  848577102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Edward M. Christie, III

Management

For

For

1.2

Elect Director Mark B. Dunkerley

Management

For

For

1.3

Elect Director Christine P. Richards

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  SPWH
Security ID:  84920Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gregory P. Hickey

Management

For

For

1.2

Elect Director Jon Barker

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

STEVEN MADDEN, LTD.
Meeting Date:  JUN 05, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  SHOO
Security ID:  556269108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Edward R. Rosenfeld

Management

For

For

1.2

Elect Director Al Ferrara

Management

For

For

1.3

Elect Director Mitchell S. Klipper

Management

For

For

1.4

Elect Director Rose Peabody Lynch

Management

For

For

1.5

Elect Director Peter Migliorini

Management

For

Withhold

1.6

Elect Director Ravi Sachdev

Management

For

For

1.7

Elect Director Thomas H. Schwartz

Management

For

Withhold

1.8

Elect Director Robert G. Smith

Management

For

For

1.9

Elect Director Amelia Newton Varela

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

TCF FINANCIAL CORPORATION
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  TCF
Security ID:  872307103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Peter Bell

Management

For

For

1.2

Elect Director Craig R. Dahl

Management

For

For

1.3

Elect Director Karen L. Grandstrand

Management

For

For

1.4

Elect Director Richard H. King

Management

For

For

1.5

Elect Director Ronald A. Klein

Management

For

For

1.6

Elect Director Barbara J. Mahone

Management

For

For

1.7

Elect Director Barbara L. McQuade

Management

For

For

1.8

Elect Director Vance K. Opperman

Management

For

For

1.9

Elect Director David T. Provost

Management

For

For

1.10

Elect Director Roger J. Sit

Management

For

For

1.11

Elect Director Julie H. Sullivan

Management

For

For

1.12

Elect Director Jeffrey L. Tate

Management

For

For

1.13

Elect Director Gary Torgow

Management

For

For

1.14

Elect Director Arthur A. Weiss

Management

For

For

1.15

Elect Director Franklin C. Wheatlake

Management

For

For

1.16

Elect Director Theresa M. H. Wise

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

THE SIMPLY GOOD FOODS COMPANY
Meeting Date:  JAN 22, 2020
Record Date:  NOV 25, 2019
Meeting Type:  ANNUAL

Ticker:  SMPL
Security ID:  82900L102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James M. Kilts

Management

For

For

1.2

Elect Director David J. West

Management

For

For

1.3

Elect Director Michelle P. Goolsby

Management

For

For

1.4

Elect Director Brian K. Ratzan

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Declassify the Board of Directors

Management

For

For

6

Eliminate Supermajority Vote Requirement

Management

For

For

 

 

TRI POINTE GROUP, INC.
Meeting Date:  APR 22, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL

Ticker:  TPH
Security ID:  87265H109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Douglas F. Bauer

Management

For

For

1.2

Elect Director Lawrence B. Burrows

Management

For

For

1.3

Elect Director Daniel S. Fulton

Management

For

For

1.4

Elect Director Steven J. Gilbert

Management

For

For

1.5

Elect Director Vicki D. McWilliams

Management

For

For

1.6

Elect Director Constance B. Moore

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

UNIVAR SOLUTIONS INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  UNVR
Security ID:  91336L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joan Braca

Management

For

For

1.2

Elect Director Mark J. Byrne

Management

For

For

1.3

Elect Director Daniel P. Doheny

Management

For

For

1.4

Elect Director David C. Jukes

Management

For

For

1.5

Elect Director Stephen D. Newlin

Management

For

For

1.6

Elect Director Kerry J. Preete

Management

For

For

1.7

Elect Director Robert L. Wood

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

US ECOLOGY, INC.
Meeting Date:  OCT 23, 2019
Record Date:  SEP 11, 2019
Meeting Type:  SPECIAL

Ticker:  ECOL
Security ID:  91732J102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Issue Shares in Connection with Merger

Management

For

For

3

Amend Charter

Management

For

For

4

Adjourn Meeting

Management

For

For
 

 

 

US ECOLOGY, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  ECOL
Security ID:  91734M103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard Burke

Management

For

For

1.2

Elect Director E. Renae Conley

Management

For

For

1.3

Elect Director Katina Dorton

Management

For

For

1.4

Elect Director Glenn A. Eisenberg

Management

For

For

1.5

Elect Director Jeffrey R. Feeler

Management

For

For

1.6

Elect Director Daniel Fox

Management

For

For

1.7

Elect Director Ronald C. Keating

Management

For

For

1.8

Elect Director John T. Sahlberg

Management

For

For

1.9

Elect Director Melanie Steiner

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

USA TECHNOLOGIES, INC.
Meeting Date:  MAY 21, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  USAT
Security ID:  90328S500

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lisa P. Baird

Management

For

For

1.2

Elect Director Douglas G. Bergeron

Management

For

For

1.3

Elect Director Douglas L. Braunstein

Management

For

For

1.4

Elect Director Jacob Lamm

Management

For

For

1.5

Elect Director Donald W. Layden, Jr. - Withdrawn Resolution

Management

None

None

1.6

Elect Director Patricia A. Oelrich

Management

For

For

1.7

Elect Director Michael K. Passilla

Management

For

For

1.8

Elect Director Ellen Richey

Management

For

For

1.9

Elect Director Anne M. Smalling

Management

For

For

1.10

Elect Director Shannon S. Warren

Management

For

For

2

Ratify BDO USA, LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

Against

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5A

Amend Articles of Incorporation to Opt Out of Subchapter E of Chapter 25 of the Pennsylvania Business Corporation Law (Control Transactions)

Management

For

For

5B

Amend Articles of Incorporation to Opt Out of Subchapter F of Chapter 25 of the Pennsylvania Business Corporation Law (Business Combinations with Interested Shareholders)

Management

For

For

6

Amend Omnibus Stock Plan

Management

For

For
 

 

 

VIASAT, INC.
Meeting Date:  SEP 04, 2019
Record Date:  JUL 08, 2019
Meeting Type:  ANNUAL

Ticker:  VSAT
Security ID:  92552V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard Baldridge

Management

For

For

1.2

Elect Director Sean Pak

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

 

 

VIAVI SOLUTIONS INC.
Meeting Date:  NOV 13, 2019
Record Date:  SEP 23, 2019
Meeting Type:  ANNUAL

Ticker:  VIAV
Security ID:  925550105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard E. Belluzzo

Management

For

For

1.2

Elect Director Keith Barnes

Management

For

For

1.3

Elect Director Laura Black

Management

For

For

1.4

Elect Director Tor Braham

Management

For

For

1.5

Elect Director Timothy Campos

Management

For

For

1.6

Elect Director Donald Colvin

Management

For

For

1.7

Elect Director Masood A. Jabbar

Management

For

For

1.8

Elect Director Oleg Khaykin

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

WESTERN ALLIANCE BANCORPORATION
Meeting Date:  JUN 11, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  WAL
Security ID:  957638109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bruce Beach

Management

For

For

1b

Elect Director Juan Figuereo

Management

For

For

1c

Elect Director Howard Gould

Management

For

For

1d

Elect Director Steven Hilton

Management

For

For

1e

Elect Director Marianne Boyd Johnson

Management

For

For

1f

Elect Director Robert Latta

Management

For

For

1g

Elect Director Todd Marshall

Management

For

For

1h

Elect Director Adriane McFetridge

Management

For

For

1i

Elect Director Michael Patriarca

Management

For

For

1j

Elect Director Robert Sarver

Management

For

For

1k

Elect Director Bryan Segedi

Management

For

For

1l

Elect Director Donald Snyder

Management

For

For

1m

Elect Director Sung Won Sohn

Management

For

For

1n

Elect Director Kenneth A. Vecchione

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify RSM US LLP as Auditors

Management

For

For

 

 

WINGSTOP INC.
Meeting Date:  JUN 08, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  WING
Security ID:  974155103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lynn Crump-Caine

Management

For

For

1.2

Elect Director Wesley S. McDonald

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Certificate of Incorporation to Remove Certain Provisions

Management

For

For
 

 

 

WIX.COM LTD.
Meeting Date:  NOV 06, 2019
Record Date:  OCT 02, 2019
Meeting Type:  ANNUAL

Ticker:  WIX
Security ID:  M98068105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Amended Compensation Policy for Executives.

Management

For

For

1b

Approve Amended Compensation Policy for Directors

Management

For

For

2

Approve Option Award Plan for Company's CEO

Management

For

For

3

Approve Compensation Plan for Company's Non-Executive Directors

Management

For

For

4a

Reelect Avishai Abrahami as Director

Management

For

For

4b

Reelect Giora Kaplan as Director

Management

For

For

4c

Reelect Mark Tluszcz as Director

Management

For

For

5

Appoint Kost, Forer, Gabbay & Kasierer as Auditors

Management

For

For

A

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Management

None

Against

 

 

 

ZENDESK, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  ZEN
Security ID:  98936J101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael Curtis

Management

For

For

1b

Elect Director Mikkel Svane

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ZSCALER, INC.
Meeting Date:  JAN 10, 2020
Record Date:  NOV 15, 2019
Meeting Type:  ANNUAL

Ticker:  ZS
Security ID:  98980G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andrew Brown

Management

For

For

1.2

Elect Director Scott Darling

Management

For

For

1.3

Elect Director David Schneider

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year



 

Franklin Small-Mid Cap Growth Fund

 

10X GENOMICS, INC.
Meeting Date:  JUN 15, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  TXG
Security ID:  88025U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Serge Saxonov

Management

For

For

1.2

Elect Director Benjamin J. Hindson

Management

For

For

1.3

Elect Director John R. Stuelpnagel

Management

For

Withhold

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ABIOMED, INC.
Meeting Date:  AUG 07, 2019
Record Date:  JUN 10, 2019
Meeting Type:  ANNUAL

Ticker:  ABMD
Security ID:  003654100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael R. Minogue

Management

For

For

1.2

Elect Director Martin P. Sutter

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

ADYEN NV
Meeting Date:  DEC 06, 2019
Record Date:  NOV 08, 2019
Meeting Type:  SPECIAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Elect Mariette Bianca Swart to Management Board

Management

For

For

3

Elect Kamran Zaki to Management Board

Management

For

For

4

Close Meeting

Management

None

None

 

 

ADYEN NV
Meeting Date:  JAN 14, 2020
Record Date:  DEC 17, 2019
Meeting Type:  SPECIAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting and Announcements

Management

None

None

2

Elect Joep van Beurden to Supervisory Board

Management

For

For

3

Close Meeting

Management

None

None

 

 

ADYEN NV
Meeting Date:  MAY 26, 2020
Record Date:  APR 28, 2020
Meeting Type:  ANNUAL

Ticker:  ADYEN
Security ID:  N3501V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2.a

Receive Report of Management Board (Non-Voting)

Management

None

None

2.b

Approve Remuneration Report

Management

For

For

2.c

Adopt Annual Accounts

Management

For

For

2.d

Receive Explanation on Company's Reserves and Dividend Policy

Management

None

None

2.e

Approve Remuneration Policy for Management Board

Management

For

For

2.f

Approve Remuneration Policy for Supervisory Board

Management

For

For

3

Approve Discharge of Management Board

Management

For

For

4

Approve Discharge of Supervisory Board

Management

For

For

5

Reelect Piero Overmars to Supervisory Board

Management

For

For

6

Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital

Management

For

For

7

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

For

8

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

9

Ratify PWC as Auditors

Management

For

For

10

Close Meeting

Management

None

None
 

 

 

ALTERYX, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  AYX
Security ID:  02156B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles R. Cory

Management

For

For

1.2

Elect Director Jeffrey L. Horing

Management

For

For

1.3

Elect Director Dean A. Stoecker

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

AMPHENOL CORPORATION
Meeting Date:  MAY 20, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  APH
Security ID:  032095101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stanley L. Clark

Management

For

For

1.2

Elect Director John D. Craig

Management

For

For

1.3

Elect Director David P. Falck

Management

For

For

1.4

Elect Director Edward G. Jepsen

Management

For

For

1.5

Elect Director Robert A. Livingston

Management

For

For

1.6

Elect Director Martin H. Loeffler

Management

For

For

1.7

Elect Director R. Adam Norwitt

Management

For

For

1.8

Elect Director Anne Clarke Wolff

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

 

 

ANSYS, INC.
Meeting Date:  MAY 15, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL

Ticker:  ANSS
Security ID:  03662Q105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ajei S. Gopal

Management

For

For

1b

Elect Director Glenda M. Dorchak

Management

For

For

1c

Elect Director Robert M. Calderoni

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

APTIV PLC
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  APTV
Security ID:  G6095L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Kevin P. Clark

Management

For

For

2

Elect Director Nancy E. Cooper

Management

For

For

3

Elect Director Nicholas M. Donofrio

Management

For

For

4

Elect Director Rajiv L. Gupta

Management

For

For

5

Elect Director Joseph L. Hooley

Management

For

For

6

Elect Director Sean O. Mahoney

Management

For

For

7

Elect Director Paul M. Meister

Management

For

For

8

Elect Director Robert K. Ortberg

Management

For

For

9

Elect Director Colin J. Parris

Management

For

For

10

Elect Director Ana G. Pinczuk

Management

For

For

11

Elect Director Lawrence A. Zimmerman

Management

For

For

12

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

13

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ARES MANAGEMENT CORPORATION
Meeting Date:  JUN 11, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ARES
Security ID:  03990B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael J Arougheti

Management

For

For

1b

Elect Director Antoinette Bush

Management

For

For

1c

Elect Director Paul G. Joubert

Management

For

For

1d

Elect Director R. Kipp deVeer

Management

For

For

1e

Elect Director David B. Kaplan

Management

For

For

1f

Elect Director Michael Lynton

Management

For

For

1g

Elect Director Judy D. Olian

Management

For

For

1h

Elect Director Antony P. Ressler

Management

For

For

1i

Elect Director Bennett Rosenthal

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

 

ARGENX SE
Meeting Date:  NOV 25, 2019
Record Date:  OCT 28, 2019
Meeting Type:  SPECIAL

Ticker:  ARGX
Security ID:  04016X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Amend Articles to Reflect Changes in Capital

Management

For

For

3

Amend Argenx Option Plan

Management

For

Against

4

Approve Stock Option Grants up to a Maximum of 4 Percent of the Outstanding Capital

Management

For

Against

5

Other Business (Non-Voting)

Management

None

None

6

Close Meeting

Management

None

None

 

 

ARGENX SE
Meeting Date:  MAY 12, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  ARGX
Security ID:  04016X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Receive Report of Management Board (Non-Voting)

Management

None

None

3

Adopt Remuneration Policy

Management

For

Against

4

Approve Remuneration Report

Management

For

Against

5.a

Discuss Annual Report for FY 2019

Management

None

None

5.b

Adopt Financial Statements and Statutory Reports

Management

For

For

5.c

Discussion on Company's Corporate Governance Structure

Management

None

None

5.d

Approve Allocation of Losses to the Retained Earnings of the Company

Management

For

For

5.e

Approve Discharge of Directors

Management

For

For

6

Reelect Pamela Klein as Non-Executive Director

Management

For

For

7

Grant Board Authority to Issue Shares Up To 4 Percent of Outstanding Capital within the Limits of the Argenx Option Plan and Exclude Pre-emptive Rights

Management

For

Against

8

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights

Management

For

For

9

Grant Board Authority to Issue Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights

Management

For

Against

10

Ratify Deloitte as Auditors

Management

For

For

11

Other Business (Non-Voting)

Management

None

None

12

Close Meeting

Management

None

None
 

 

 

ATLASSIAN CORPORATION PLC
Meeting Date:  DEC 04, 2019
Record Date:  OCT 07, 2019
Meeting Type:  ANNUAL

Ticker:  TEAM
Security ID:  G06242104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

Against

4

Appoint Ernst & Young LLP as Auditors

Management

For

For

5

Authorize Board to Fix Remuneration of Auditors

Management

For

For

6

Elect Director Shona L. Brown

Management

For

For

7

Elect Director Michael Cannon-Brookes

Management

For

For

8

Elect Director Scott Farquhar

Management

For

For

9

Elect Director Heather Mirjahangir Fernandez

Management

For

For

10

Elect Director Sasan Goodarzi

Management

For

For

11

Elect Director Jay Parikh

Management

For

For

12

Elect Director Enrique Salem

Management

For

For

13

Elect Director Steven Sordello

Management

For

For

14

Elect Director Richard P. Wong

Management

For

For

 

 

BALL CORPORATION
Meeting Date:  APR 29, 2020
Record Date:  MAR 05, 2020
Meeting Type:  ANNUAL

Ticker:  BLL
Security ID:  058498106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John A. Hayes

Management

For

For

1.2

Elect Director Cathy D. Ross

Management

For

For

1.3

Elect Director Betty Sapp

Management

For

For

1.4

Elect Director Stuart A. Taylor, II

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

BELLRING BRANDS, INC.
Meeting Date:  MAR 06, 2020
Record Date:  JAN 17, 2020
Meeting Type:  ANNUAL

Ticker:  BRBR
Security ID:  079823100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Elliot H. Stein, Jr.

Management

For

Withhold

1.2

Elect Director Darcy Horn Davenport

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Approve Deferred Compensation Plan

Management

For

For

 

 

BLACK KNIGHT, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  BKI
Security ID:  09215C105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Anthony M. Jabbour

Management

For

For

1.2

Elect Director Richard N. Massey

Management

For

For

1.3

Elect Director John D. Rood

Management

For

For

1.4

Elect Director Nancy L. Shanik

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

BURLINGTON STORES, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  BURL
Security ID:  122017106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ted English

Management

For

For

1.2

Elect Director Jordan Hitch

Management

For

For

1.3

Elect Director Mary Ann Tocio

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

CHIPOTLE MEXICAN GRILL, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  CMG
Security ID:  169656105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Albert S. Baldocchi

Management

For

For

1.2

Elect Director Patricia Fili-Krushel

Management

For

For

1.3

Elect Director Neil W. Flanzraich

Management

For

For

1.4

Elect Director Robin Hickenlooper

Management

For

For

1.5

Elect Director Scott Maw

Management

For

For

1.6

Elect Director Ali Namvar

Management

For

For

1.7

Elect Director Brian Niccol

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

Against

5

Require Independent Board Chair

Shareholder

Against

For

6

Report on Employment-Related Arbitration

Shareholder

Against

For

7

Provide Right to Act by Written Consent

Shareholder

Against

For

 

 

CHURCH & DWIGHT CO., INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL

Ticker:  CHD
Security ID:  171340102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James R. Craigie

Management

For

For

1b

Elect Director Bradley C. Irwin

Management

For

For

1c

Elect Director Penry W. Price

Management

For

For

1d

Elect Director Janet S. Vergis

Management

For

For

1e

Elect Director Arthur B. Winkleblack

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Provide Right to Call Special Meeting

Management

For

For

4

Eliminate Supermajority Vote Requirement to Amend Certain Provisions

Management

For

For

5

Approve Advance Notice Requirement

Management

For

For

6

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

CLOUDFLARE, INC.
Meeting Date:  JUN 02, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  NET
Security ID:  18915M107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott Sandell

Management

For

Withhold

1.2

Elect Director Michelle Zatlyn

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

COSTAR GROUP, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL

Ticker:  CSGP
Security ID:  22160N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael R. Klein

Management

For

For

1b

Elect Director Andrew C. Florance

Management

For

For

1c

Elect Director Laura Cox Kaplan

Management

For

For

1d

Elect Director Michael J. Glosserman

Management

For

For

1e

Elect Director John W. Hill

Management

For

For

1f

Elect Director Robert W. Musslewhite

Management

For

For

1g

Elect Director Christopher J. Nassetta

Management

For

For

1h

Elect Director Louise S. Sams

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

CREE, INC.
Meeting Date:  OCT 28, 2019
Record Date:  AUG 30, 2019
Meeting Type:  ANNUAL

Ticker:  CREE
Security ID:  225447101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John C. Hodge

Management

For

For

1.2

Elect Director Clyde R. Hosein

Management

For

For

1.3

Elect Director Darren R. Jackson

Management

For

For

1.4

Elect Director Duy-Loan T. Le

Management

For

For

1.5

Elect Director Gregg A. Lowe

Management

For

For

1.6

Elect Director John B. Replogle

Management

For

For

1.7

Elect Director Thomas H. Werner

Management

For

For

1.8

Elect Director Anne C. Whitaker

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

DECIPHERA PHARMACEUTICALS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  DCPH
Security ID:  24344T101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patricia L. Allen

Management

For

For

1.2

Elect Director Edward J. Benz, Jr.

Management

For

For

1.3

Elect Director Dennis L. Walsh

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

 

DEXCOM, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  DXCM
Security ID:  252131107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard A. Collins

Management

For

For

1b

Elect Director Mark G. Foletta

Management

For

For

1c

Elect Director Eric J. Topol

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

DOCUSIGN, INC.
Meeting Date:  MAY 29, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  DOCU
Security ID:  256163106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cynthia Gaylor

Management

For

For

1.2

Elect Director S. Steven Singh

Management

For

For

2

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

DOMINO'S PIZZA, INC.
Meeting Date:  APR 21, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  DPZ
Security ID:  25754A201

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David A. Brandon

Management

For

For

1.2

Elect Director Richard E. Allison, Jr.

Management

For

For

1.3

Elect Director C. Andrew Ballard

Management

For

For

1.4

Elect Director Andrew B. Balson

Management

For

For

1.5

Elect Director Corie S. Barry

Management

For

For

1.6

Elect Director Diana F. Cantor

Management

For

For

1.7

Elect Director Richard L. Federico

Management

For

For

1.8

Elect Director James A. Goldman

Management

For

For

1.9

Elect Director Patricia E. Lopez

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ELANCO ANIMAL HEALTH INCORPORATED
Meeting Date:  MAY 21, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  ELAN
Security ID:  28414H103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael J. Harrington

Management

For

For

1b

Elect Director Deborah T. Kochevar

Management

For

For

1c

Elect Director Kirk P. McDonald

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ELASTIC N.V.
Meeting Date:  OCT 04, 2019
Record Date:  SEP 06, 2019
Meeting Type:  SPECIAL

Ticker:  ESTC
Security ID:  N14506104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger and Issuance of Shares in Connection with Merger

Management

For

For

 

 

EPAM SYSTEMS, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  EPAM
Security ID:  29414B104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Eugene Roman

Management

For

For

1.2

Elect Director Jill B. Smart

Management

For

For

1.3

Elect Director Ronald P. Vargo

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

EXPEDIA GROUP, INC.
Meeting Date:  DEC 03, 2019
Record Date:  OCT 07, 2019
Meeting Type:  ANNUAL

Ticker:  EXPE
Security ID:  30212P303

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Samuel Altman

Management

For

For

1b

Elect Director Susan C. Athey

Management

For

For

1c

Elect Director A. George 'Skip' Battle

Management

For

For

1d

Elect Director Chelsea Clinton

Management

For

For

1e

Elect Director Barry Diller

Management

For

For

1f

Elect Director Craig A. Jacobson

Management

For

Withhold

1g

Elect Director Victor A. Kaufman

Management

For

Withhold

1h

Elect Director Peter M. Kern

Management

For

For

1i

Elect Director Dara Khosrowshahi

Management

For

For

1j

Elect Director Mark D. Okerstrom

Management

For

For

1k

Elect Director Alexander von Furstenberg

Management

For

For

1l

Elect Director Julie Whalen

Management

For

For

2a

Approve Securities Transfer Restrictions

Management

For

For

2b

Approve Change-of-Control Clause

Management

For

For

3

Ratify Ernst & Young as Auditors

Management

For

For

 

 

FASTENAL COMPANY
Meeting Date:  APR 25, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  FAST
Security ID:  311900104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Willard D. Oberton

Management

For

For

1b

Elect Director Michael J. Ancius

Management

For

For

1c

Elect Director Michael J. Dolan

Management

For

For

1d

Elect Director Stephen L. Eastman

Management

For

For

1e

Elect Director Daniel L. Florness

Management

For

For

1f

Elect Director Rita J. Heise

Management

For

For

1g

Elect Director Daniel L. Johnson

Management

For

For

1h

Elect Director Nicholas J. Lundquist

Management

For

For

1i

Elect Director Scott A. Satterlee

Management

For

For

1j

Elect Director Reyne K. Wisecup

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Prepare Employment Diversity Report

Shareholder

Against

For
 

 

 

FIVE BELOW, INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 21, 2020
Meeting Type:  ANNUAL

Ticker:  FIVE
Security ID:  33829M101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Joel D. Anderson

Management

For

For

1b

Elect Director Kathleen S. Barclay

Management

For

For

1c

Elect Director Thomas M. Ryan

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

FORTIVE CORPORATION
Meeting Date:  JUN 02, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  FTV
Security ID:  34959J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Kate D. Mitchell

Management

For

For

1B

Elect Director Mitchell P. Rales

Management

For

For

1C

Elect Director Steven M. Rales

Management

For

For

1D

Elect Director Jeannine Sargent

Management

For

For

1E

Elect Director Alan G. Spoon

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For
 

 

 

GLOBAL PAYMENTS INC.
Meeting Date:  AUG 29, 2019
Record Date:  JUL 22, 2019
Meeting Type:  SPECIAL

Ticker:  GPN
Security ID:  37940X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Declassify the Board of Directors

Management

For

For

4

Adjourn Meeting

Management

For

For

 

 

GLOBAL PAYMENTS INC.
Meeting Date:  APR 29, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  GPN
Security ID:  37940X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director F. Thaddeus Arroyo

Management

For

For

1b

Elect Director Robert H.B. Baldwin, Jr.

Management

For

For

1c

Elect Director John G. Bruno

Management

For

For

1d

Elect Director Kriss Cloninger, III

Management

For

For

1e

Elect Director William I. Jacobs

Management

For

For

1f

Elect Director Joia M. Johnson

Management

For

For

1g

Elect Director Ruth Ann Marshall

Management

For

For

1h

Elect Director Connie D. McDaniel

Management

For

For

1i

Elect Director William B. Plummer

Management

For

For

1j

Elect Director Jeffrey S. Sloan

Management

For

For

1k

Elect Director John T. Turner

Management

For

For

1l

Elect Director M. Troy Woods

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Eliminate Supermajority Vote Requirement

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

GODADDY INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  GDDY
Security ID:  380237107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark Garrett

Management

For

For

1.2

Elect Director Ryan Roslansky

Management

For

For

1.3

Elect Director Lee E. Wittlinger

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

GUARDANT HEALTH, INC.
Meeting Date:  JUN 12, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  GH
Security ID:  40131M109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ian Clark

Management

For

For

1b

Elect Director Samir Kaul

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

GUIDEWIRE SOFTWARE, INC.
Meeting Date:  DEC 17, 2019
Record Date:  OCT 21, 2019
Meeting Type:  ANNUAL

Ticker:  GWRE
Security ID:  40171V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Margaret Dillon

Management

For

For

1.2

Elect Director Michael Keller

Management

For

For

1.3

Elect Director Michael (Mike) Rosenbaum

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Require a Majority Vote for the Election of Directors

Shareholder

Against

For
 

 

 

GW PHARMACEUTICALS PLC
Meeting Date:  MAY 26, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  GWPH
Security ID:  36197T103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Re-elect Geoffrey Guy as Director

Management

For

For

2

Re-elect Cabot Brown as Director

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Approve Remuneration Report

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Ratify Deloitte and Touche LLP as Auditors

Management

For

For

7

Reappoint Deloitte LLP as Auditors

Management

For

For

8

Authorise Board to Fix Remuneration of Auditors

Management

For

For

9

Accept Financial Statements and Statutory Reports

Management

For

For

10

Authorise Issue of Equity

Management

For

For

11

Issue of Equity or Equity-Linked Securities without Pre-emptive Rights

Management

For

For

 

 

HEALTHEQUITY, INC.
Meeting Date:  JUN 25, 2020
Record Date:  MAY 04, 2020
Meeting Type:  ANNUAL

Ticker:  HQY
Security ID:  42226A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert W. Selander

Management

For

For

1.2

Elect Director Jon Kessler

Management

For

For

1.3

Elect Director Stephen D. Neeleman

Management

For

For

1.4

Elect Director Frank A. Corvino

Management

For

For

1.5

Elect Director Adrian T. Dillon

Management

For

For

1.6

Elect Director Evelyn Dilsaver

Management

For

For

1.7

Elect Director Debra McCowan

Management

For

For

1.8

Elect Director Ian Sacks

Management

For

For

1.9

Elect Director Gayle Wellborn

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

HERON THERAPEUTICS, INC.
Meeting Date:  JUN 17, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  HRTX
Security ID:  427746102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Kevin Tang

Management

For

For

1B

Elect Director Barry Quart

Management

For

For

1C

Elect Director Stephen Davis

Management

For

For

1D

Elect Director Craig Johnson

Management

For

For

1E

Elect Director Kimberly Manhard

Management

For

For

1F

Elect Director John Poyhonen

Management

For

For

1G

Elect Director Christian Waage

Management

For

For

2

Ratify OUM & Co. LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

HEXCEL CORPORATION
Meeting Date:  JUN 01, 2020
Record Date:  APR 15, 2020
Meeting Type:  ANNUAL

Ticker:  HXL
Security ID:  428291108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Nick L. Stanage

Management

For

For

1b

Elect Director Joel S. Beckman

Management

For

For

1c

Elect Director Jeffrey C. Campbell

Management

For

For

1d

Elect Director Cynthia M. Egnotovich

Management

For

For

1e

Elect Director Thomas A. Gendron

Management

For

For

1f

Elect Director Jeffrey A. Graves

Management

For

For

1g

Elect Director Guy C. Hachey

Management

For

For

1h

Elect Director Catherine A. Suever

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

IAC/INTERACTIVECORP
Meeting Date:  JUN 25, 2020
Record Date:  MAY 04, 2020
Meeting Type:  ANNUAL

Ticker:  IAC
Security ID:  44919P508

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Reclassification of Shares of Common Stock

Management

For

For

2

Amend Certificate of Incorporation

Management

For

Against

3

Restrict Right to Act by Written Consent

Management

For

Against

4

Amend Certificate of Incorporation to Change Company Name to Match Group, Inc. and to Rename the IAC Class M Common Stock

Management

For

For

5

Issue Shares in Connection with the Transaction Agreement

Management

For

For

6

Approve Stock Option Plan

Management

For

For

7

Adjourn Meeting

Management

For

For

8.1

Elect Director Chelsea Clinton

Management

For

For

8.2

Elect Director Barry Diller

Management

For

For

8.3

Elect Director Michael D. Eisner

Management

For

Withhold

8.4

Elect Director Bonnie S. Hammer

Management

For

For

8.5

Elect Director Victor A. Kaufman

Management

For

For

8.6

Elect Director Joseph Levin

Management

For

For

8.7

Elect Director Bryan Lourd

Management

For

For

8.8

Elect Director David Rosenblatt

Management

For

For

8.9

Elect Director Alan G. Spoon

Management

For

For

8.10

Elect Director Alexander von Furstenberg

Management

For

Withhold

8.11

Elect Director Richard F. Zannino

Management

For

For

9

Ratify Ernst & Young LLP as Auditors

Management

For

For

10

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

IDEX CORPORATION
Meeting Date:  MAY 07, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  IEX
Security ID:  45167R104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andrew K. Silvernail

Management

For

For

1.2

Elect Director Katrina L. Helmkamp

Management

For

For

1.3

Elect Director Mark A. Beck

Management

For

For

1.4

Elect Director Carl R. Christenson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Report on Employee Representation on the Board of Directors

Shareholder

Against

Against
 

 

 

IDEXX LABORATORIES, INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  IDXX
Security ID:  45168D104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Rebecca M. Henderson

Management

For

For

1b

Elect Director Lawrence D. Kingsley

Management

For

For

1c

Elect Director Sophie V. Vandebroek

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

INGEVITY CORPORATION
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  NGVT
Security ID:  45688C107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jean S. Blackwell

Management

For

For

1b

Elect Director Luis Fernandez-Moreno

Management

For

For

1c

Elect Director J. Michael Fitzpatrick

Management

For

For

1d

Elect Director Diane H. Gulyas

Management

For

For

1e

Elect Director Richard B. Kelson

Management

For

For

1f

Elect Director Frederick J. Lynch

Management

For

For

1g

Elect Director Karen G. Narwold

Management

For

For

1h

Elect Director Daniel F. Sansone

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

IRHYTHM TECHNOLOGIES, INC.
Meeting Date:  JUN 19, 2020
Record Date:  APR 28, 2020
Meeting Type:  ANNUAL

Ticker:  IRTC
Security ID:  450056106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin M. King

Management

For

For

1.2

Elect Director Raymond W. Scott

Management

For

Withhold

2

Declassify the Board of Directors

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

KEYSIGHT TECHNOLOGIES, INC.
Meeting Date:  MAR 19, 2020
Record Date:  JAN 21, 2020
Meeting Type:  ANNUAL

Ticker:  KEYS
Security ID:  49338L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paul N. Clark

Management

For

For

1.2

Elect Director Richard P. Hamada

Management

For

For

1.3

Elect Director Paul A. Lacouture

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

KLA CORPORATION
Meeting Date:  NOV 05, 2019
Record Date:  SEP 09, 2019
Meeting Type:  ANNUAL

Ticker:  KLAC
Security ID:  482480100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Edward Barnholt

Management

For

For

1.2

Elect Director Robert Calderoni

Management

For

For

1.3

Elect Director Jeneanne Hanley

Management

For

For

1.4

Elect Director Emiko Higashi

Management

For

For

1.5

Elect Director Kevin Kennedy

Management

For

For

1.6

Elect Director Gary Moore

Management

For

For

1.7

Elect Director Kiran Patel

Management

For

For

1.8

Elect Director Victor Peng

Management

For

For

1.9

Elect Director Robert Rango

Management

For

For

1.10

Elect Director Richard Wallace

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Meeting Date:  JUN 04, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  KTOS
Security ID:  50077B207

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott Anderson

Management

For

For

1.2

Elect Director Eric DeMarco

Management

For

For

1.3

Elect Director William Hoglund

Management

For

For

1.4

Elect Director Scot Jarvis

Management

For

For

1.5

Elect Director Jane Judd

Management

For

For

1.6

Elect Director Samuel Liberatore

Management

For

For

1.7

Elect Director Amy Zegart

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

L3HARRIS TECHNOLOGIES, INC.
Meeting Date:  OCT 25, 2019
Record Date:  AUG 30, 2019
Meeting Type:  ANNUAL

Ticker:  LHX
Security ID:  502431109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sallie B. Bailey

Management

For

For

1b

Elect Director William M. Brown

Management

For

For

1c

Elect Director Peter W. Chiarelli

Management

For

For

1d

Elect Director Thomas A. Corcoran

Management

For

For

1e

Elect Director Thomas A. Dattilo

Management

For

For

1f

Elect Director Roger B. Fradin

Management

For

For

1g

Elect Director Lewis Hay, III

Management

For

For

1h

Elect Director Lewis Kramer

Management

For

For

1i

Elect Director Christopher E. Kubasik

Management

For

For

1j

Elect Director Rita S. Lane

Management

For

For

1k

Elect Director Robert B. Millard

Management

For

For

1l

Elect Director Lloyd W. Newton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

L3HARRIS TECHNOLOGIES, INC.
Meeting Date:  APR 24, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  LHX
Security ID:  502431109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sallie B. Bailey

Management

For

For

1b

Elect Director William M. Brown

Management

For

For

1c

Elect Director Peter W. Chiarelli

Management

For

For

1d

Elect Director Thomas A. Corcoran

Management

For

For

1e

Elect Director Thomas A. Dattilo

Management

For

For

1f

Elect Director Roger B. Fradin

Management

For

For

1g

Elect Director Lewis Hay, III

Management

For

For

1h

Elect Director Lewis Kramer

Management

For

For

1i

Elect Director Christopher E. Kubasik

Management

For

For

1j

Elect Director Rita S. Lane

Management

For

For

1k

Elect Director Robert B. Millard

Management

For

For

1l

Elect Director Lloyd W. Newton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations

Management

For

For

5

Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision

Management

For

For

6

Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision

Management

For

For

7

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

LAM RESEARCH CORPORATION
Meeting Date:  NOV 05, 2019
Record Date:  SEP 06, 2019
Meeting Type:  ANNUAL

Ticker:  LRCX
Security ID:  512807108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sohail U. Ahmed

Management

For

For

1.2

Elect Director Timothy M. Archer

Management

For

For

1.3

Elect Director Eric K. Brandt

Management

For

For

1.4

Elect Director Michael R. Cannon

Management

For

For

1.5

Elect Director Youssef A. El-Mansy

Management

For

For

1.6

Elect Director Catherine P. Lego

Management

For

For

1.7

Elect Director Bethany J. Mayer

Management

For

For

1.8

Elect Director Abhijit Y. Talwalkar

Management

For

For

1.9

Elect Director Lih Shyng (Rick L.) Tsai

Management

For

For

1.10

Elect Director Leslie F. Varon

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

LAMB WESTON HOLDINGS, INC.
Meeting Date:  SEP 26, 2019
Record Date:  JUL 29, 2019
Meeting Type:  ANNUAL

Ticker:  LW
Security ID:  513272104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter J. Bensen

Management

For

For

1b

Elect Director Charles A. Blixt

Management

For

For

1c

Elect Director Andre J. Hawaux

Management

For

For

1d

Elect Director W.G. Jurgensen

Management

For

For

1e

Elect Director Thomas P. Maurer

Management

For

For

1f

Elect Director Hala G. Moddelmog

Management

For

For

1g

Elect Director Maria Renna Sharpe

Management

For

For

1h

Elect Director Thomas P. Werner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Report on Pesticide Use in the Company's Supply Chain

Shareholder

Against

Against
 

 

 

LATTICE SEMICONDUCTOR CORPORATION
Meeting Date:  MAY 05, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  LSCC
Security ID:  518415104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James R. Anderson

Management

For

For

1.2

Elect Director Robin A. Abrams

Management

For

For

1.3

Elect Director John Bourgoin

Management

For

For

1.4

Elect Director Mark E. Jensen

Management

For

For

1.5

Elect Director Anjali Joshi

Management

For

For

1.6

Elect Director James P. Lederer

Management

For

For

1.7

Elect Director John E. Major

Management

For

For

1.8

Elect Director Krishna Rangasayee

Management

For

For

1.9

Elect Director D. Jeffrey Richardson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

 

 

LEVI STRAUSS & CO.
Meeting Date:  JUL 10, 2019
Record Date:  MAY 17, 2019
Meeting Type:  ANNUAL

Ticker:  LEVI
Security ID:  52736R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Troy Alstead

Management

For

For

1.2

Elect Director Charles "Chip" V. Bergh

Management

For

For

1.3

Elect Director Robert A. Eckert

Management

For

For

1.4

Elect Director Patricia Salas Pineda

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

LEVI STRAUSS & CO.
Meeting Date:  APR 08, 2020
Record Date:  FEB 14, 2020
Meeting Type:  ANNUAL

Ticker:  LEVI
Security ID:  52736R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jill Beraud

Management

For

For

1.2

Elect Director Spencer C. Fleischer

Management

For

For

1.3

Elect Director Christopher J. McCormick

Management

For

For

1.4

Elect Director Stephen C. Neal

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

LIVONGO HEALTH, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  LVGO
Security ID:  539183103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Christopher Bischoff

Management

For

Withhold

1.2

Elect Director Sandra Fenwick

Management

For

Withhold

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

MARKETAXESS HOLDINGS INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  MKTX
Security ID:  57060D108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard M. McVey

Management

For

For

1b

Elect Director Nancy Altobello

Management

For

For

1c

Elect Director Steven L. Begleiter

Management

For

For

1d

Elect Director Stephen P. Casper

Management

For

For

1e

Elect Director Jane Chwick

Management

For

For

1f

Elect Director Christopher R. Concannon

Management

For

For

1g

Elect Director William F. Cruger

Management

For

For

1h

Elect Director Justin G. Gmelich

Management

For

For

1i

Elect Director Richard G. Ketchum

Management

For

For

1j

Elect Director Emily H. Portney

Management

For

For

1k

Elect Director Richard L. Prager

Management

For

For

1l

Elect Director John Steinhardt

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

MARTIN MARIETTA MATERIALS, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL

Ticker:  MLM
Security ID:  573284106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dorothy M. Ables

Management

For

For

1.2

Elect Director Sue W. Cole

Management

For

For

1.3

Elect Director Smith W. Davis

Management

For

For

1.4

Elect Director John J. Koraleski

Management

For

For

1.5

Elect Director C. Howard Nye

Management

For

For

1.6

Elect Director Laree E. Perez

Management

For

For

1.7

Elect Director Thomas H. Pike

Management

For

For

1.8

Elect Director Michael J. Quillen

Management

For

For

1.9

Elect Director Donald W. Slager

Management

For

For

1.10

Elect Director David C. Wajsgras

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

MERCURY SYSTEMS, INC.
Meeting Date:  OCT 23, 2019
Record Date:  AUG 19, 2019
Meeting Type:  ANNUAL

Ticker:  MRCY
Security ID:  589378108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James K. Bass

Management

For

For

1.2

Elect Director Michael A. Daniels

Management

For

For

1.3

Elect Director Lisa S. Disbrow

Management

For

For

1.4

Elect Director Barry R. Nearhos

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

METTLER-TOLEDO INTERNATIONAL INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  MTD
Security ID:  592688105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert F. Spoerry

Management

For

For

1.2

Elect Director Wah-Hui Chu

Management

For

For

1.3

Elect Director Domitille Doat-Le Bigot

Management

For

For

1.4

Elect Director Olivier A. Filliol

Management

For

For

1.5

Elect Director Elisha W. Finney

Management

For

For

1.6

Elect Director Richard Francis

Management

For

For

1.7

Elect Director Michael A. Kelly

Management

For

For

1.8

Elect Director Thomas P. Salice

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

MICROCHIP TECHNOLOGY INCORPORATED
Meeting Date:  AUG 20, 2019
Record Date:  JUN 25, 2019
Meeting Type:  ANNUAL

Ticker:  MCHP
Security ID:  595017104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steve Sanghi

Management

For

For

1.2

Elect Director Matthew W. Chapman

Management

For

For

1.3

Elect Director L.B. Day

Management

For

Against

1.4

Elect Director Esther L. Johnson

Management

For

For

1.5

Elect Director Wade F. Meyercord

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Report on Human Rights Risks in Operations and Supply Chain

Shareholder

Against

For
 

 

 

MONOLITHIC POWER SYSTEMS, INC.
Meeting Date:  JUN 11, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  MPWR
Security ID:  609839105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Victor K. Lee

Management

For

For

1.2

Elect Director James C. Moyer

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

MSCI INC.
Meeting Date:  APR 28, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL

Ticker:  MSCI
Security ID:  55354G100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Henry A. Fernandez

Management

For

For

1b

Elect Director Robert G. Ashe

Management

For

For

1c

Elect Director Benjamin F. duPont

Management

For

For

1d

Elect Director Wayne Edmunds

Management

For

For

1e

Elect Director Catherine R. Kinney

Management

For

For

1f

Elect Director Jacques P. Perold

Management

For

For

1g

Elect Director Sandy C. Rattray

Management

For

For

1h

Elect Director Linda H. Riefler

Management

For

For

1i

Elect Director Marcus L. Smith

Management

For

For

1j

Elect Director Paula Volent

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

NEUROCRINE BIOSCIENCES, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  NBIX
Security ID:  64125C109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin C. Gorman

Management

For

For

1.2

Elect Director Gary A. Lyons

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

NEW RELIC, INC.
Meeting Date:  AUG 22, 2019
Record Date:  JUN 25, 2019
Meeting Type:  ANNUAL

Ticker:  NEWR
Security ID:  64829B100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Caroline Watteeuw Carlisle

Management

For

For

1.2

Elect Director Dan Scholnick

Management

For

For

1.3

Elect Director James Tolonen

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

NVR, INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  NVR
Security ID:  62944T105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director C. E. Andrews

Management

For

For

1.2

Elect Director Sallie B. Bailey

Management

For

For

1.3

Elect Director Thomas D. Eckert

Management

For

For

1.4

Elect Director Alfred E. Festa

Management

For

For

1.5

Elect Director Manuel H. Johnson

Management

For

For

1.6

Elect Director Alexandra A. Jung

Management

For

For

1.7

Elect Director Mel Martinez

Management

For

For

1.8

Elect Director William A. Moran

Management

For

Against

1.9

Elect Director David A. Preiser

Management

For

For

1.10

Elect Director W. Grady Rosier

Management

For

For

1.11

Elect Director Susan Williamson Ross

Management

For

For

1.12

Elect Director Dwight C. Schar

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

NXP SEMICONDUCTORS N.V.
Meeting Date:  MAY 27, 2020
Record Date:  APR 29, 2020
Meeting Type:  ANNUAL

Ticker:  NXPI
Security ID:  N6596X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Financial Statements and Statutory Reports

Management

For

For

2

Approve Discharge of Board Members

Management

For

For

3a

Elect Kurt Sievers as Executive Director

Management

For

For

3b

Reelect Peter Bonfield as Non-Executive Director

Management

For

For

3c

Reelect Kenneth A. Goldman as Non-Executive Director

Management

For

For

3d

Reelect Josef Kaeser as Non-Executive Director

Management

For

For

3e

Reelect Lena Olving as Non-Executive Director

Management

For

For

3f

Reelect Peter Smitham as Non-Executive Director

Management

For

For

3g

Reelect Julie Southern as Non-Executive Director

Management

For

For

3h

Reelect Jasmin Staiblin as Non-Executive Director

Management

For

For

3i

Reelect Gregory Summe as Non-Executive Director

Management

For

For

3j

Reelect Karl-Henrik Sundstrom as Non-Executive Director

Management

For

For

4

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital

Management

For

For

5

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

For

6

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

7

Approve Cancellation of Ordinary Shares

Management

For

For

8

Ratify Ernst & Young Accountants LLP as Auditors

Management

For

For

9

Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board

Management

For

For

10

Amend Articles to Establish Quorum Requirement

Management

For

For

11

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

12

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

O'REILLY AUTOMOTIVE, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  ORLY
Security ID:  67103H107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David O'Reilly

Management

For

For

1b

Elect Director Larry O'Reilly

Management

For

For

1c

Elect Director Greg Henslee

Management

For

For

1d

Elect Director Jay D. Burchfield

Management

For

For

1e

Elect Director Thomas T. Hendrickson

Management

For

For

1f

Elect Director John R. Murphy

Management

For

For

1g

Elect Director Dana M. Perlman

Management

For

For

1h

Elect Director Maria A. Sastre

Management

For

For

1i

Elect Director Andrea M. Weiss

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Management

For

For

5

Amend Articles of Incorporation

Management

For

For

6

Report on Material Human Capital Risks

Shareholder

Against

For

7

Require Independent Board Chairman

Shareholder

Against

For
 

 

 

OKTA, INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  OKTA
Security ID:  679295105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shellye Archambeau

Management

For

For

1.2

Elect Director Robert L. Dixon, Jr.

Management

For

For

1.3

Elect Director Patrick Grady

Management

For

For

1.4

Elect Director Ben Horowitz

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

OLD DOMINION FREIGHT LINE, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  ODFL
Security ID:  679580100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sherry A. Aaholm

Management

For

For

1.2

Elect Director Earl E. Congdon

Management

For

For

1.3

Elect Director David S. Congdon

Management

For

For

1.4

Elect Director John R. Congdon, Jr.

Management

For

Withhold

1.5

Elect Director Bradley R. Gabosch

Management

For

For

1.6

Elect Director Greg C. Gantt

Management

For

For

1.7

Elect Director Patrick D. Hanley

Management

For

For

1.8

Elect Director John D. Kasarda

Management

For

For

1.9

Elect Director Wendy T. Stallings

Management

For

For

1.10

Elect Director Leo H. Suggs

Management

For

For

1.11

Elect Director D. Michael Wray

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Ratify Ernst & Young LLP as Auditor

Management

For

For
 

 

 

PAYLOCITY HOLDING CORPORATION
Meeting Date:  DEC 13, 2019
Record Date:  OCT 15, 2019
Meeting Type:  ANNUAL

Ticker:  PCTY
Security ID:  70438V106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven R. Beauchamp

Management

For

For

1.2

Elect Director Andres D. Reiner

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PENUMBRA, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 15, 2020
Meeting Type:  ANNUAL

Ticker:  PEN
Security ID:  70975L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Arani Bose

Management

For

For

1.2

Elect Director Bridget O'Rourke

Management

For

For

1.3

Elect Director Surbhi Sarna

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

PINTEREST, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL

Ticker:  PINS
Security ID:  72352L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey Jordan

Management

For

Against

1b

Elect Director Jeremy Levine

Management

For

Against

1c

Elect Director Gokul Rajaram

Management

For

Against

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

PTC THERAPEUTICS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  PTCT
Security ID:  69366J200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stephanie S. Okey

Management

For

For

1.2

Elect Director Stuart W. Peltz

Management

For

For

1.3

Elect Director Jerome B. Zeldis

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

Q2 HOLDINGS, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  QTWO
Security ID:  74736L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director R. Lynn Atchison

Management

For

For

1.2

Elect Director Charles T. Doyle

Management

For

For

1.3

Elect Director Carl James Schaper

Management

For

For

2

Ratify Ernst & Young LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

REATA PHARMACEUTICALS, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  RETA
Security ID:  75615P103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James E. Bass

Management

For

For

1.2

Elect Director R. Kent McGaughy, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditor

Management

For

For

 

 

REPUBLIC SERVICES, INC.
Meeting Date:  MAY 08, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL

Ticker:  RSG
Security ID:  760759100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Manuel Kadre

Management

For

For

1b

Elect Director Tomago Collins

Management

For

For

1c

Elect Director Thomas W. Handley

Management

For

For

1d

Elect Director Jennifer M. Kirk

Management

For

For

1e

Elect Director Michael Larson

Management

For

For

1f

Elect Director Kim S. Pegula

Management

For

For

1g

Elect Director Donald W. Slager

Management

For

For

1h

Elect Director James P. Snee

Management

For

For

1i

Elect Director Sandra M. Volpe

Management

For

For

1j

Elect Director Katharine B. Weymouth

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

REVANCE THERAPEUTICS, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  RVNC
Security ID:  761330109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jill Beraud

Management

For

For

1.2

Elect Director Robert Byrnes

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

REVOLVE GROUP, INC.
Meeting Date:  JUN 12, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  RVLV
Security ID:  76156B107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Michael ('Mike') Karanikolas

Management

For

Withhold

1B

Elect Director Michael Mente

Management

For

Withhold

1C

Elect Director Hadley Mullin

Management

For

For

1D

Elect Director Jennifer Baxter Moser

Management

For

For

1E

Elect Director Marc Stolzman

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

ROCKWELL AUTOMATION, INC.
Meeting Date:  FEB 04, 2020
Record Date:  DEC 09, 2019
Meeting Type:  ANNUAL

Ticker:  ROK
Security ID:  773903109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A1

Elect Director Steven R. Kalmanson

Management

For

For

A2

Elect Director James P. Keane

Management

For

For

A3

Elect Director Pam Murphy

Management

For

For

A4

Elect Director Donald R. Parfet

Management

For

For

B

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

C

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

D

Approve Omnibus Stock Plan

Management

For

For
 

 

 

ROKU, INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL

Ticker:  ROKU
Security ID:  77543R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alan Henricks

Management

For

For

2a

Elect Director Neil Hunt

Management

For

For

2b

Elect Director Anthony Wood

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

 

 

ROPER TECHNOLOGIES, INC.
Meeting Date:  JUN 08, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  ROP
Security ID:  776696106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Shellye L. Archambeau

Management

For

For

1.2

Elect Director Amy Woods Brinkley

Management

For

For

1.3

Elect Director John F. Fort, III

Management

For

For

1.4

Elect Director L. Neil Hunn

Management

For

For

1.5

Elect Director Robert D. Johnson

Management

For

For

1.6

Elect Director Robert E. Knowling, Jr.

Management

For

For

1.7

Elect Director Wilbur J. Prezzano

Management

For

For

1.8

Elect Director Laura G. Thatcher

Management

For

For

1.9

Elect Director Richard F. Wallman

Management

For

For

1.10

Elect Director Christopher Wright

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Approve Non-Employee Director Compensation Plan

Management

For

For
 

 

 

SBA COMMUNICATIONS CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL

Ticker:  SBAC
Security ID:  78410G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven E. Bernstein

Management

For

For

1.2

Elect Director Duncan H. Cocroft

Management

For

For

1.3

Elect Director Fidelma Russo

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

 

 

SEMTECH CORPORATION
Meeting Date:  JUN 11, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  SMTC
Security ID:  816850101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James P. Burra

Management

For

For

1.2

Elect Director Rodolpho C. Cardenuto

Management

For

For

1.3

Elect Director Bruce C. Edwards

Management

For

For

1.4

Elect Director Saar Gillai

Management

For

For

1.5

Elect Director Rockell N. Hankin

Management

For

For

1.6

Elect Director Ye Jane Li

Management

For

For

1.7

Elect Director James T. Lindstrom

Management

For

For

1.8

Elect Director Mohan R. Maheswaran

Management

For

For

1.9

Elect Director Sylvia Summers

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

 

SITIME CORPORATION
Meeting Date:  JUN 02, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL

Ticker:  SITM
Security ID:  82982T106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Torsten G. Kreindl

Management

For

For

1.2

Elect Director Akira Takata

Management

For

For

2

Ratify BDO USA, LLP as Auditors

Management

For

For

 

 

SPOTIFY TECHNOLOGY SA
Meeting Date:  JAN 08, 2020
Record Date:  NOV 25, 2019
Meeting Type:  SPECIAL

Ticker:  SPOT
Security ID:  L8681T102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Barry McCarthy as B Director

Management

For

For

 

 

SPOTIFY TECHNOLOGY SA
Meeting Date:  APR 22, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  SPOT
Security ID:  L8681T102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

2

Approve Allocation of Income and Dividends

Management

For

For

3

Approve Discharge of Directors

Management

For

For

4a

Elect Daniel Ek as A Director

Management

For

Against

4b

Elect Martin Lorentzon as A Director

Management

For

For

4c

Elect Shishir Samir Mehrotra as A Director

Management

For

For

4d

Elect Christopher Marshall as B Director

Management

For

For

4e

Elect Barry McCarthy as B Director

Management

For

For

4f

Elect Heidi O'Neill as B Director

Management

For

For

4g

Elect Ted Sarandos as B Director

Management

For

For

4h

Elect Thomas Owen Staggs as B Director

Management

For

For

4i

Elect Cristina Mayville Stenbeck as B Director

Management

For

For

4j

Elect Padmasree Warrior as B Director

Management

For

For

5

Appoint Ernst & Young as Auditor

Management

For

For

6

Approve Remuneration of Directors

Management

For

Against

7

Authorize Guy Harles and Alexandre Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws

Management

For

For
 

 

 

SQUARE, INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL

Ticker:  SQ
Security ID:  852234103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roelof Botha

Management

For

For

1.2

Elect Director Amy Brooks

Management

For

For

1.3

Elect Director James McKelvey

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Report on Non-Management Employee Representation on the Board of Directors

Shareholder

Against

Against

 

 

STANLEY BLACK & DECKER, INC.
Meeting Date:  APR 17, 2020
Record Date:  FEB 14, 2020
Meeting Type:  ANNUAL

Ticker:  SWK
Security ID:  854502101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andrea J. Ayers

Management

For

For

1.2

Elect Director George W. Buckley

Management

For

For

1.3

Elect Director Patrick D. Campbell

Management

For

For

1.4

Elect Director Carlos M. Cardoso

Management

For

For

1.5

Elect Director Robert B. Coutts

Management

For

For

1.6

Elect Director Debra A. Crew

Management

For

For

1.7

Elect Director Michael D. Hankin

Management

For

For

1.8

Elect Director James M. Loree

Management

For

For

1.9

Elect Director Dmitri L. Stockton

Management

For

For

1.10

Elect Director Irving Tan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

For
 

 

 

SYNOPSYS, INC.
Meeting Date:  APR 09, 2020
Record Date:  FEB 10, 2020
Meeting Type:  ANNUAL

Ticker:  SNPS
Security ID:  871607107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Aart J. de Geus

Management

For

For

1.2

Elect Director Chi-Foon Chan

Management

For

For

1.3

Elect Director Janice D. Chaffin

Management

For

For

1.4

Elect Director Bruce R. Chizen

Management

For

For

1.5

Elect Director Mercedes Johnson

Management

For

For

1.6

Elect Director Chrysostomos L. "Max" Nikias

Management

For

For

1.7

Elect Director John Schwarz

Management

For

For

1.8

Elect Director Roy Vallee

Management

For

For

1.9

Elect Director Steven C. Walske

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify KPMG LLP as Auditors

Management

For

For

 

 

TCF FINANCIAL CORPORATION
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  TCF
Security ID:  872307103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Peter Bell

Management

For

For

1.2

Elect Director Craig R. Dahl

Management

For

For

1.3

Elect Director Karen L. Grandstrand

Management

For

For

1.4

Elect Director Richard H. King

Management

For

For

1.5

Elect Director Ronald A. Klein

Management

For

For

1.6

Elect Director Barbara J. Mahone

Management

For

For

1.7

Elect Director Barbara L. McQuade

Management

For

For

1.8

Elect Director Vance K. Opperman

Management

For

For

1.9

Elect Director David T. Provost

Management

For

For

1.10

Elect Director Roger J. Sit

Management

For

For

1.11

Elect Director Julie H. Sullivan

Management

For

For

1.12

Elect Director Jeffrey L. Tate

Management

For

For

1.13

Elect Director Gary Torgow

Management

For

For

1.14

Elect Director Arthur A. Weiss

Management

For

For

1.15

Elect Director Franklin C. Wheatlake

Management

For

For

1.16

Elect Director Theresa M. H. Wise

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

TRACTOR SUPPLY COMPANY
Meeting Date:  MAY 07, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL

Ticker:  TSCO
Security ID:  892356106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cynthia T. Jamison

Management

For

For

1.2

Elect Director Ricardo Cardenas

Management

For

For

1.3

Elect Director Denise L. Jackson

Management

For

For

1.4

Elect Director Thomas A. Kingsbury

Management

For

For

1.5

Elect Director Ramkumar Krishnan

Management

For

For

1.6

Elect Director George MacKenzie

Management

For

For

1.7

Elect Director Edna K. Morris

Management

For

For

1.8

Elect Director Mark J. Weikel

Management

For

For

1.9

Elect Director Harry A. Lawton, III

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Eliminate Supermajority Vote Requirement

Management

For

For

 

 

 

TRADEWEB MARKETS INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  TW
Security ID:  892672106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John G. Finley

Management

For

For

1.2

Elect Director Scott Ganeles

Management

For

For

1.3

Elect Director Debra Walton

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

TRANSUNION
Meeting Date:  MAY 12, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL

Ticker:  TRU
Security ID:  89400J107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Declassify the Board of Directors

Management

For

For

2a

Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws

Management

For

For

2b

Eliminate Supermajority Vote Requirement to Remove Directors

Management

For

For

3

Amend Articles of Incorporation to Remove the Corporate Opportunity Waiver

Management

For

For

4

Amend Articles of Association

Management

For

For

5a

Elect Director Suzanne P. Clark

Management

For

For

5b

Elect Director Kermit R. Crawford

Management

For

For

5c

Elect Director Thomas L. Monahan, III

Management

For

For

6

Amend Omnibus Stock Plan

Management

For

For

7

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

TWILIO INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  TWLO
Security ID:  90138F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard Dalzell

Management

For

For

1.2

Elect Director Jeffrey Immelt

Management

For

For

1.3

Elect Director Erika Rottenberg

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

ULTA BEAUTY, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL

Ticker:  ULTA
Security ID:  90384S303

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michelle L. Collins

Management

For

For

1.2

Elect Director Patricia A. Little

Management

For

For

1.3

Elect Director Michael C. Smith

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

VAIL RESORTS, INC.
Meeting Date:  DEC 05, 2019
Record Date:  OCT 08, 2019
Meeting Type:  ANNUAL

Ticker:  MTN
Security ID:  91879Q109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan L. Decker

Management

For

For

1b

Elect Director Robert A. Katz

Management

For

For

1c

Elect Director John T. Redmond

Management

For

For

1d

Elect Director Michele Romanow

Management

For

For

1e

Elect Director Hilary A. Schneider

Management

For

For

1f

Elect Director D. Bruce Sewell

Management

For

For

1g

Elect Director John F. Sorte

Management

For

For

1h

Elect Director Peter A. Vaughn

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

 

VEEVA SYSTEMS INC.
Meeting Date:  JUN 25, 2020
Record Date:  MAY 01, 2020
Meeting Type:  ANNUAL

Ticker:  VEEV
Security ID:  922475108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark Carges

Management

For

For

1.2

Elect Director Paul E. Chamberlain

Management

For

For

1.3

Elect Director Paul Sekhri

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

VERISK ANALYTICS, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  VRSK
Security ID:  92345Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Christopher M. Foskett

Management

For

For

1b

Elect Director David B. Wright

Management

For

For

1c

Elect Director Annell R. Bay

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

VF CORPORATION
Meeting Date:  JUL 16, 2019
Record Date:  MAY 22, 2019
Meeting Type:  ANNUAL

Ticker:  VFC
Security ID:  918204108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard T. Carucci

Management

For

For

1.2

Elect Director Juliana L. Chugg

Management

For

For

1.3

Elect Director Benno Dorer

Management

For

For

1.4

Elect Director Mark S. Hoplamazian

Management

For

For

1.5

Elect Director Laura W. Lang

Management

For

For

1.6

Elect Director W. Alan McCollough

Management

For

For

1.7

Elect Director W. Rodney McMullen

Management

For

For

1.8

Elect Director Clarence Otis, Jr.

Management

For

For

1.9

Elect Director Steven E. Rendle

Management

For

For

1.10

Elect Director Carol L. Roberts

Management

For

For

1.11

Elect Director Matthew J. Shattock

Management

For

For

1.12

Elect Director Veronica B. Wu

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

VIASAT, INC.
Meeting Date:  SEP 04, 2019
Record Date:  JUL 08, 2019
Meeting Type:  ANNUAL

Ticker:  VSAT
Security ID:  92552V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard Baldridge

Management

For

For

1.2

Elect Director Sean Pak

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

 

 

WESTERN ALLIANCE BANCORPORATION
Meeting Date:  JUN 11, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  WAL
Security ID:  957638109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Bruce Beach

Management

For

For

1b

Elect Director Juan Figuereo

Management

For

For

1c

Elect Director Howard Gould

Management

For

For

1d

Elect Director Steven Hilton

Management

For

For

1e

Elect Director Marianne Boyd Johnson

Management

For

For

1f

Elect Director Robert Latta

Management

For

For

1g

Elect Director Todd Marshall

Management

For

For

1h

Elect Director Adriane McFetridge

Management

For

For

1i

Elect Director Michael Patriarca

Management

For

For

1j

Elect Director Robert Sarver

Management

For

For

1k

Elect Director Bryan Segedi

Management

For

For

1l

Elect Director Donald Snyder

Management

For

For

1m

Elect Director Sung Won Sohn

Management

For

For

1n

Elect Director Kenneth A. Vecchione

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify RSM US LLP as Auditors

Management

For

For
 

 

 

WEX INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 17, 2020
Meeting Type:  ANNUAL

Ticker:  WEX
Security ID:  96208T104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Susan Sobbott

Management

For

For

1.2

Elect Director Stephen Smith

Management

For

For

1.3

Elect Director James Groch

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

WINGSTOP INC.
Meeting Date:  JUN 08, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  WING
Security ID:  974155103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lynn Crump-Caine

Management

For

For

1.2

Elect Director Wesley S. McDonald

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Certificate of Incorporation to Remove Certain Provisions

Management

For

For
 

 

 

WIX.COM LTD.
Meeting Date:  NOV 06, 2019
Record Date:  OCT 02, 2019
Meeting Type:  ANNUAL

Ticker:  WIX
Security ID:  M98068105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Approve Amended Compensation Policy for Executives.

Management

For

For

1b

Approve Amended Compensation Policy for Directors

Management

For

For

2

Approve Option Award Plan for Company's CEO

Management

For

For

3

Approve Compensation Plan for Company's Non-Executive Directors

Management

For

For

4a

Reelect Avishai Abrahami as Director

Management

For

For

4b

Reelect Giora Kaplan as Director

Management

For

For

4c

Reelect Mark Tluszcz as Director

Management

For

For

5

Appoint Kost, Forer, Gabbay & Kasierer as Auditors

Management

For

For

A

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Management

None

Against

 

 

WORKDAY, INC.
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  WDAY
Security ID:  98138H101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael C. Bush

Management

For

For

1.2

Elect Director Christa Davies

Management

For

For

1.3

Elect Director Michael A. Stankey

Management

For

For

1.4

Elect Director George J. Still, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

XILINX, INC.
Meeting Date:  AUG 08, 2019
Record Date:  JUN 12, 2019
Meeting Type:  ANNUAL

Ticker:  XLNX
Security ID:  983919101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dennis Segers

Management

For

For

1.2

Elect Director Raman K. Chitkara

Management

For

For

1.3

Elect Director Saar Gillai

Management

For

For

1.4

Elect Director Ronald S. Jankov

Management

For

For

1.5

Elect Director Mary Louise Krakauer

Management

For

For

1.6

Elect Director Thomas H. Lee

Management

For

For

1.7

Elect Director J. Michael Patterson

Management

For

For

1.8

Elect Director Victor Peng

Management

For

For

1.9

Elect Director Marshall C. Turner

Management

For

For

1.10

Elect Director Elizabeth W. Vanderslice

Management

For

For

2

Amend Qualified Employee Stock Purchase Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ZENDESK, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  ZEN
Security ID:  98936J101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael Curtis

Management

For

For

1b

Elect Director Mikkel Svane

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ZYNGA INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL

Ticker:  ZNGA
Security ID:  98986T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark Pincus

Management

For

For

1b

Elect Director Frank Gibeau

Management

For

For

1c

Elect Director Regina E. Dugan

Management

For

For

1d

Elect Director William "Bing" Gordon

Management

For

Against

1e

Elect Director Louis J. Lavigne, Jr.

Management

For

For

1f

Elect Director Carol G. Mills

Management

For

For

1g

Elect Director Janice M. Roberts

Management

For

For

1h

Elect Director Ellen F. Siminoff

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

Against

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For
 



 

Franklin Strategic Income Fund

 

AMPLIFY ENERGY CORP.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL

Ticker:  AMPY
Security ID:  03212B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Christopher W. Hamm

Management

For

For

1b

Elect Director Scott L. Hoffman

Management

For

For

1c

Elect Director Randal T. Klein

Management

For

For

1d

Elect Director Evan S. Lederman

Management

For

For

1e

Elect Director David H. Proman

Management

For

For

1f

Elect Director Todd R. Snyder

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

BATTALION OIL CORPORATION
Meeting Date:  MAY 18, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL

Ticker:  BATL
Security ID:  07134L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott H. Germann

Management

For

For

1.2

Elect Director Gregory S. Hinds

Management

For

For

1.3

Elect Director Richard H. Little

Management

For

For

1.4

Elect Director William L. Transier

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

Against

 

 

BIRCH PERMIAN HOLDINGS, INC.
Meeting Date:  JUL 10, 2019
Record Date:  JUN 12, 2019
Meeting Type:  ANNUAL

Ticker:  
Security ID:  09075C104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Jason Cansler

Management

For

For

 

 

BIRCH PERMIAN HOLDINGS, INC.
Meeting Date:  JUL 10, 2019
Record Date:  JUN 12, 2019
Meeting Type:  ANNUAL

Ticker:  
Security ID:  09075C203

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Jason Cansler

Management

For

For

 

 

CHAPARRAL ENERGY, INC.
Meeting Date:  JUN 26, 2020
Record Date:  MAY 11, 2020
Meeting Type:  ANNUAL

Ticker:  CHAP
Security ID:  15942R208

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles Duginski

Management

For

For

1.2

Elect Director Marcus C. Rowland

Management

For

For

1.3

Elect Director Douglas E. Brooks

Management

For

For

1.4

Elect Director Michael J. Kuharski

Management

For

For

1.5

Elect Director Samuel E. Langford

Management

For

For

1.6

Elect Director Mark "Mac" A. McFarland

Management

For

For

1.7

Elect Director Kenneth W. Moore

Management

For

For

1.8

Elect Director Gysle R. Shellum

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Grant Thornton LLP as Auditors

Management

For

For
 

 

 

CHAPARRAL ENERGY, INC.
Meeting Date:  JUN 26, 2020
Record Date:  MAY 11, 2020
Meeting Type:  ANNUAL

Ticker:  CHAP
Security ID:  15942R406

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles Duginski

Management

For

For

1.2

Elect Director Marcus C. Rowland

Management

For

For

1.3

Elect Director Douglas E. Brooks

Management

For

For

1.4

Elect Director Michael J. Kuharski

Management

For

For

1.5

Elect Director Samuel E. Langford

Management

For

For

1.6

Elect Director Mark "Mac" A. McFarland

Management

For

For

1.7

Elect Director Kenneth W. Moore

Management

For

For

1.8

Elect Director Gysle R. Shellum

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Grant Thornton LLP as Auditors

Management

For

For

 

 

CLEAR CHANNEL OUTDOOR HOLDINGS, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  CCO
Security ID:  18453H106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John Dionne

Management

For

For

1.2

Elect Director Andrew Hobson

Management

For

For

1.3

Elect Director Joe Marchese

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

IHEARTMEDIA, INC.
Meeting Date:  JUN 15, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL

Ticker:  IHRT
Security ID:  45174J509

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gary Barber

Management

For

For

1.2

Elect Director Brad Gerstner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

MIDSTATES PETROLEUM COMPANY, INC.
Meeting Date:  AUG 02, 2019
Record Date:  JUN 28, 2019
Meeting Type:  ANNUAL

Ticker:  MPO
Security ID:  59804T407

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2.1

Elect Director David J. Sambrooks

Management

For

For

2.2

Elect Director Alan J. Carr

Management

For

For

2.3

Elect Director Patrice D. Douglas

Management

For

For

2.4

Elect Director Neal P. Goldman

Management

For

For

2.5

Elect Director Randal T. Klein

Management

For

For

2.6

Elect Director Evan S. Lederman

Management

For

For

2.7

Elect Director David H. Proman

Management

For

For

2.8

Elect Director Todd R. Snyder

Management

For

For

3

Bundled Say on Pay/Golden Parachute Advisory Vote

Management

For

Abstain

4

Ratify Grant Thornton LLP as Auditors

Management

For

For

5

Adjourn Meeting

Management

For

For
 

 

 

RIVIERA RESOURCES, INC.
Meeting Date:  JUN 24, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL

Ticker:  RVRA
Security ID:  76964R104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David B. Rottino

Management

For

For

1.2

Elect Director Evan Lederman

Management

For

For

1.3

Elect Director Joseph A. Mills

Management

For

For

1.4

Elect Director Win Rollins

Management

For

For

1.5

Elect Director Thanasi Skafidas

Management

For

For

2

Ratify KPMG LLP as Auditors - withdrawn

Management

None

None

 

 

ROAN RESOURCES, INC.
Meeting Date:  DEC 04, 2019
Record Date:  OCT 28, 2019
Meeting Type:  SPECIAL

Ticker:  ROAN
Security ID:  769755109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

VERSO CORPORATION
Meeting Date:  JAN 31, 2020
Record Date:  DEC 16, 2019
Meeting Type:  PROXY CONTEST

Ticker:  VRS
Security ID:  92531L207

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (White Proxy Card)

1a

Elect Director Robert K. Beckler

Management

For

Did Not Vote

1b

Elect Director Paula H.J. Cholmondeley

Management

For

Did Not Vote

1c

Elect Director Randy J. Nebel

Management

For

Did Not Vote

1d

Elect Director Steven D. Scheiwe

Management

For

Did Not Vote

1e

Elect Director Jay Shuster

Management

For

Did Not Vote

1f

Elect Director Adam St. John

Management

For

Did Not Vote

1g

Elect Director Nancy M. Taylor

Management

For

Did Not Vote

2

Approve Sale of Androscoggin Mill

Management

For

Did Not Vote

3

Adjourn Meeting

Management

For

Did Not Vote

4a

Reduce Supermajority Vote Requirement for Removal of Directors

Management

For

Did Not Vote

4b

Reduce Supermajority Vote Requirement to Amend Bylaws

Management

For

Did Not Vote

4c

Reduce Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation

Management

For

Did Not Vote

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Did Not Vote

6

Ratify Deloitte & Touche LLP as Auditors

Management

For

Did Not Vote

7

Adopt Stockholder Rights Plan

Management

For

Did Not Vote

8

Adopt Majority Vote for Election of Directors

Management

None

Did Not Vote

9

Repeal Amendments to Verso's Amended and Restated Bylaws Adopted After June 26, 2019

Shareholder

Against

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (Blue Proxy Card)

1.1

Elect Director Sean T. Erwin

Shareholder

For

For

1.2

Elect Director Jeffrey E. Kirt

Shareholder

For

Withhold

1.3

Elect Director Timothy Lowe

Shareholder

For

Withhold

1.4

Management Nominee Robert K. Beckler

Shareholder

For

For

1.5

Management Nominee Paula H.J. Cholmondeley

Shareholder

For

For

1.6

Management Nominee Randy J. Nebel

Shareholder

For

For

1.7

Management Nominee Adam St. John

Shareholder

For

For

2

Approve Sale of Androscoggin Mill

Management

None

For

3

Adjourn Meeting

Management

None

For

4a

Reduce Supermajority Vote Requirement for Removal of Directors

Management

For

For

4b

Reduce Supermajority Vote Requirement to Amend Bylaws

Management

For

For

4c

Reduce Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

None

For

6

Ratify Deloitte & Touche LLP as Auditors

Management

None

For

7

Adopt Stockholder Rights Plan

Management

None

For

8

Adopt Majority Vote for Election of Directors

Management

For

For

9

Repeal Amendments to Verso's Amended and Restated Bylaws Adopted After June 26, 2019

Shareholder

For

For
 

 

 

WEATHERFORD INTERNATIONAL PLC
Meeting Date:  JUN 12, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL

Ticker:  WFTLF
Security ID:  G48833118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas R. Bates, Jr.

Management

For

Against

1b

Elect Director John F. Glick

Management

For

Against

1c

Elect Director Neal P. Goldman

Management

For

For

1d

Elect Director Gordon T. Hall

Management

For

Against

1e

Elect Director Mark A. McCollum

Management

For

For

1f

Elect Director Jacqueline C. Mutschler

Management

For

For

1g

Elect Director Charles M. Sledge

Management

For

For

2

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 



 

Franklin Templeton SMACS Series CH

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

Franklin Templeton SMACS Series E

 

ALPHABET INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL

Ticker:  GOOGL
Security ID:  02079K305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Larry Page

Management

For

For

1.2

Elect Director Sergey Brin

Management

For

For

1.3

Elect Director Sundar Pichai

Management

For

For

1.4

Elect Director John L. Hennessy

Management

For

For

1.5

Elect Director Frances H. Arnold

Management

For

For

1.6

Elect Director L. John Doerr

Management

For

For

1.7

Elect Director Roger W. Ferguson Jr.

Management

For

For

1.8

Elect Director Ann Mather

Management

For

For

1.9

Elect Director Alan R. Mulally

Management

For

For

1.10

Elect Director K. Ram Shiram

Management

For

For

1.11

Elect Director Robin L. Washington

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

6

Report on Arbitration of Employment-Related Claims

Shareholder

Against

Against

7

Establish Human Rights Risk Oversight Committee

Shareholder

Against

Against

8

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

Shareholder

Against

Against

9

Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

10

Report on Takedown Requests

Shareholder

Against

Against

11

Require a Majority Vote for the Election of Directors

Shareholder

Against

Against

12

Report on Gender/Racial Pay Gap

Shareholder

Against

Against

13

Require Independent Director Nominee with Human and/or Civil Rights Experience

Shareholder

Against

Against

14

Report on Whistleblower Policies and Practices

Shareholder

Against

Against
 

 

 

ANALOG DEVICES, INC.
Meeting Date:  MAR 11, 2020
Record Date:  JAN 06, 2020
Meeting Type:  ANNUAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ray Stata

Management

For

For

1b

Elect Director Vincent Roche

Management

For

For

1c

Elect Director James A. Champy

Management

For

For

1d

Elect Director Anantha P. Chandrakasan

Management

For

Against

1e

Elect Director Bruce R. Evans

Management

For

For

1f

Elect Director Edward H. Frank

Management

For

For

1g

Elect Director Karen M. Golz

Management

For

For

1h

Elect Director Mark M. Little

Management

For

For

1i

Elect Director Kenton J. Sicchitano

Management

For

For

1j

Elect Director Susie Wee

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ASTRAZENECA PLC
Meeting Date:  APR 29, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL

Ticker:  AZN
Security ID:  046353108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Dividends

Management

For

For

3

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Authorise Board to Fix Remuneration of Auditors

Management

For

For

5a

Re-elect Leif Johansson as Director

Management

For

For

5b

Re-elect Pascal Soriot as Director

Management

For

For

5c

Re-elect Marc Dunoyer as Director

Management

For

For

5d

Re-elect Genevieve Berger as Director

Management

For

For

5e

Re-elect Philip Broadley as Director

Management

For

For

5f

Re-elect Graham Chipchase as Director

Management

For

For

5g

Elect Michel Demare as Director

Management

For

For

5h

Re-elect Deborah DiSanzo as Director

Management

For

For

5i

Re-elect Sheri McCoy as Director

Management

For

For

5j

Re-elect Tony Mok as Director

Management

For

For

5k

Re-elect Nazneen Rahman as Director

Management

For

For

5l

Re-elect Marcus Wallenberg as Director

Management

For

For

6

Approve Remuneration Report

Management

For

For

7

Approve Remuneration Policy

Management

For

For

8

Authorise EU Political Donations and Expenditure

Management

For

For

9

Authorise Issue of Equity

Management

For

For

10

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

11

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

12

Authorise Market Purchase of Ordinary Shares

Management

For

For

13

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

14

Approve Performance Share Plan

Management

For

For
 

 

 

BARCLAYS PLC
Meeting Date:  MAY 07, 2020
Record Date:  MAY 05, 2020
Meeting Type:  ANNUAL

Ticker:  BARC
Security ID:  G08036124

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

For

4

Elect Dawn Fitzpatrick as Director

Management

For

For

5

Elect Mohamed A. El-Erian as Director

Management

For

For

6

Elect Brian Gilvary as Director

Management

For

For

7

Re-elect Mike Ashley as Director

Management

For

For

8

Re-elect Tim Breedon as Director

Management

For

For

9

Re-elect Sir Ian Cheshire as Director

Management

For

For

10

Re-elect Mary Anne Citrino as Director

Management

For

For

11

Re-elect Mary Francis as Director

Management

For

For

12

Re-elect Crawford Gillies as Director

Management

For

For

13

Re-elect Nigel Higgins as Director

Management

For

For

14

Re-elect Tushar Morzaria as Director

Management

For

For

15

Re-elect Diane Schueneman as Director

Management

For

For

16

Re-elect James Staley as Director

Management

For

For

17

Reappoint KPMG LLP as Auditors

Management

For

For

18

Authorise the Board Audit Committee to Fix Remuneration of Auditors

Management

For

For

19

Authorise EU Political Donations and Expenditure

Management

For

For

20

Authorise Issue of Equity

Management

For

For

21

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

22

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

23

Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes

Management

For

For

24

Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes

Management

For

For

25

Authorise Market Purchase of Ordinary Shares

Management

For

For

26

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

27

Approve SAYE Share Option Scheme

Management

For

For

28

Amend Share Value Plan

Management

For

For

29

Approve Barclays' Commitment in Tackling Climate Change

Management

For

For

30

Approve ShareAction Requisitioned Resolution

Shareholder

Against

Against
 

 

 

BASF SE
Meeting Date:  JUN 18, 2020
Record Date:  
Meeting Type:  ANNUAL

Ticker:  BAS
Security ID:  D06216317

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Dividends of EUR 3.30 per Share

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal 2019

Management

For

For

4

Approve Discharge of Management Board for Fiscal 2019

Management

For

For

5

Ratify KPMG AG as Auditors for Fiscal 2020

Management

For

For

6

Elect Kurt Bock to the Supervisory Board

Management

For

For

7

Approve Remuneration Policy for the Management Board

Management

For

For

8

Amend Articles Re: Supervisory Board Term of Office

Management

For

For

9

Amend Articles Re: Remuneration of Supervisory Board Members

Management

For

For

10

Approve Remuneration of Supervisory Board

Management

For

For

 

 

BAYER AG
Meeting Date:  APR 28, 2020
Record Date:  
Meeting Type:  ANNUAL

Ticker:  BAYN
Security ID:  D0712D163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019

Management

For

For

2

Approve Discharge of Management Board for Fiscal 2019

Management

For

For

3

Approve Discharge of Supervisory Board for Fiscal 2019

Management

For

For

4.1

Elect Ertharin Cousin to the Supervisory Board

Management

For

For

4.2

Elect Otmar Wiestler to the Supervisory Board

Management

For

For

4.3

Elect Horst Baier to the Supervisory Board

Management

For

For

5

Approve Remuneration Policy for the Management Board

Management

For

For

6

Approve Remuneration Policy for the Supervisory Board

Management

For

For

7

Amend Articles Re: Supervisory Board Term of Office

Management

For

For

8

Ratify Deloitte GmbH as Auditors for Fiscal 2020

Management

For

For
 

 

 

BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 05, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL

Ticker:  BMY
Security ID:  110122108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Peter J. Arduini

Management

For

For

1B

Elect Director Robert Bertolini

Management

For

For

1C

Elect Director Michael W. Bonney

Management

For

For

1D

Elect Director Giovanni Caforio

Management

For

For

1E

Elect Director Matthew W. Emmens

Management

For

For

1F

Elect Director Julia A. Haller

Management

For

For

1G

Elect Director Dinesh C. Paliwal

Management

For

For

1H

Elect Director Theodore R. Samuels

Management

For

For

1I

Elect Director Vicki L. Sato

Management

For

For

1J

Elect Director Gerald L. Storch

Management

For

For

1K

Elect Director Karen H. Vousden

Management

For

For

1L

Elect Director Phyllis R. Yale

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

CHEVRON CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  CVX
Security ID:  166764100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director John B. Frank

Management

For

For

1c

Elect Director Alice P. Gast

Management

For

For

1d

Elect Director Enrique Hernandez, Jr.

Management

For

For

1e

Elect Director Charles W. Moorman, IV

Management

For

For

1f

Elect Director Dambisa F. Moyo

Management

For

For

1g

Elect Director Debra Reed-Klages

Management

For

For

1h

Elect Director Ronald D. Sugar

Management

For

For

1i

Elect Director D. James Umpleby, III

Management

For

For

1j

Elect Director Michael K. Wirth

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

Against

5

Establish Board Committee on Climate Risk

Shareholder

Against

Against

6

Report on Climate Lobbying Aligned with Paris Agreement Goals

Shareholder

Against

Against

7

Report on Petrochemical Risk

Shareholder

Against

Against

8

Report on Human Rights Practices

Shareholder

Against

Against

9

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

10

Require Independent Board Chair

Shareholder

Against

Against

 

 

COMCAST CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL

Ticker:  CMCSA
Security ID:  20030N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kenneth J. Bacon

Management

For

For

1.2

Elect Director Madeline S. Bell

Management

For

For

1.3

Elect Director Naomi M. Bergman

Management

For

For

1.4

Elect Director Edward D. Breen

Management

For

For

1.5

Elect Director Gerald L. Hassell

Management

For

For

1.6

Elect Director Jeffrey A. Honickman

Management

For

For

1.7

Elect Director Maritza G. Montiel

Management

For

For

1.8

Elect Director Asuka Nakahara

Management

For

For

1.9

Elect Director David C. Novak

Management

For

For

1.10

Elect Director Brian L. Roberts

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditor

Management

For

For

3

Amend Stock Option Plan

Management

For

For

4

Amend Restricted Stock Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against

7

Require Independent Board Chair

Shareholder

Against

For

8

Report on Risks Posed by Failing to Prevent Sexual Harassment

Shareholder

Against

Against
 

 

 

CVS HEALTH CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL

Ticker:  CVS
Security ID:  126650100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fernando Aguirre

Management

For

For

1b

Elect Director C. David Brown, II

Management

For

For

1c

Elect Director Alecia A. DeCoudreaux

Management

For

For

1d

Elect Director Nancy-Ann M. DeParle

Management

For

For

1e

Elect Director David W. Dorman

Management

For

For

1f

Elect Director Roger N. Farah

Management

For

For

1g

Elect Director Anne M. Finucane

Management

For

For

1h

Elect Director Edward J. Ludwig

Management

For

For

1i

Elect Director Larry J. Merlo

Management

For

For

1j

Elect Director Jean-Pierre Millon

Management

For

For

1k

Elect Director Mary L. Schapiro

Management

For

For

1l

Elect Director William C. Weldon

Management

For

For

1m

Elect Director Tony L. White

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Amend Shareholder Written Consent Provisions

Shareholder

Against

For

7

Require Independent Board Chairman

Shareholder

Against

Against
 

 

 

DEUTSCHE TELEKOM AG
Meeting Date:  JUN 19, 2020
Record Date:  
Meeting Type:  ANNUAL

Ticker:  DTE
Security ID:  D2035M136

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)

Management

None

None

2

Approve Allocation of Income and Dividends of EUR 0.60 per Share

Management

For

For

3

Approve Discharge of Management Board for Fiscal 2019

Management

For

For

4

Approve Discharge of Supervisory Board for Fiscal 2019

Management

For

For

5

Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020

Management

For

For

6

Elect Michael Kaschke to the Supervisory Board

Management

For

For

7

Approve Spin-Off and Takeover Agreement with Telekom Deutschland GmbH

Management

For

For

8

Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2021

Management

For

For

 

 

DOMINION ENERGY, INC.
Meeting Date:  MAY 06, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  D
Security ID:  25746U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James A. Bennett

Management

For

For

1b

Elect Director Helen E. Dragas

Management

For

For

1c

Elect Director James O. Ellis, Jr.

Management

For

For

1d

Elect Director Thomas F. Farrell, II

Management

For

For

1e

Elect Director D. Maybank Hagood

Management

For

For

1f

Elect Director John W. Harris

Management

For

For

1g

Elect Director Ronald W. Jibson

Management

For

For

1h

Elect Director Mark J. Kington

Management

For

For

1i

Elect Director Joseph M. Rigby

Management

For

For

1j

Elect Director Pamela J. Royal

Management

For

For

1k

Elect Director Robert H. Spilman, Jr.

Management

For

For

1l

Elect Director Susan N. Story

Management

For

For

1m

Elect Director Michael E. Szymanczyk

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

5

Provide Right to Act by Written Consent

Shareholder

Against

Against
 

 

 

DUKE ENERGY CORPORATION
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  DUK
Security ID:  26441C204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael G. Browning

Management

For

For

1.2

Elect Director Annette K. Clayton

Management

For

For

1.3

Elect Director Theodore F. Craver, Jr.

Management

For

For

1.4

Elect Director Robert M. Davis

Management

For

For

1.5

Elect Director Daniel R. DiMicco

Management

For

For

1.6

Elect Director Nicholas C. Fanandakis

Management

For

For

1.7

Elect Director Lynn J. Good

Management

For

For

1.8

Elect Director John T. Herron

Management

For

For

1.9

Elect Director William E. Kennard

Management

For

For

1.10

Elect Director E. Marie McKee

Management

For

For

1.11

Elect Director Marya M. Rose

Management

For

For

1.12

Elect Director Thomas E. Skains

Management

For

For

1.13

Elect Director William E. Webster, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Require Independent Board Chairman

Shareholder

Against

Against

5

Eliminate Supermajority Vote Requirement

Shareholder

None

For

6

Report on Political Contributions

Shareholder

Against

Against

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

GENERAL DYNAMICS CORPORATION
Meeting Date:  MAY 06, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL

Ticker:  GD
Security ID:  369550108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James S. Crown

Management

For

For

1b

Elect Director Rudy F. deLeon

Management

For

For

1c

Elect Director Cecil D. Haney

Management

For

For

1d

Elect Director Mark M. Malcolm

Management

For

For

1e

Elect Director James N. Mattis

Management

For

For

1f

Elect Director Phebe N. Novakovic

Management

For

For

1g

Elect Director C. Howard Nye

Management

For

For

1h

Elect Director William A. Osborn

Management

For

For

1i

Elect Director Catherine B. Reynolds

Management

For

For

1j

Elect Director Laura J. Schumacher

Management

For

For

1k

Elect Director John G. Stratton

Management

For

For

1l

Elect Director Peter A. Wall

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

 

 

HOST HOTELS & RESORTS, INC.
Meeting Date:  MAY 15, 2020
Record Date:  MAR 19, 2020
Meeting Type:  ANNUAL

Ticker:  HST
Security ID:  44107P104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mary L. Baglivo

Management

For

For

1.2

Elect Director Sheila C. Bair

Management

For

For

1.3

Elect Director Richard E. Marriott

Management

For

For

1.4

Elect Director Sandeep L. Mathrani

Management

For

For

1.5

Elect Director John B. Morse, Jr.

Management

For

For

1.6

Elect Director Mary Hogan Preusse

Management

For

For

1.7

Elect Director Walter C. Rakowich

Management

For

For

1.8

Elect Director James F. Risoleo

Management

For

For

1.9

Elect Director Gordon H. Smith

Management

For

For

1.10

Elect Director A. William Stein

Management

For

For

2

Ratify KPMG LLP as Auditor

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

MERCK & CO., INC.
Meeting Date:  MAY 26, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL

Ticker:  MRK
Security ID:  58933Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leslie A. Brun

Management

For

For

1b

Elect Director Thomas R. Cech

Management

For

For

1c

Elect Director Mary Ellen Coe

Management

For

For

1d

Elect Director Pamela J. Craig

Management

For

For

1e

Elect Director Kenneth C. Frazier

Management

For

For

1f

Elect Director Thomas H. Glocer

Management

For

For

1g

Elect Director Risa J. Lavizzo-Mourey

Management

For

For

1h

Elect Director Paul B. Rothman

Management

For

For

1i

Elect Director Patricia F. Russo

Management

For

For

1j

Elect Director Christine E. Seidman

Management

For

For

1k

Elect Director Inge G. Thulin

Management

For

For

1l

Elect Director Kathy J. Warden

Management

For

For

1m

Elect Director Peter C. Wendell

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Provide Right to Act by Written Consent

Shareholder

Against

Against

5

Report on Corporate Tax Savings Allocation

Shareholder

Against

Against
 

 

 

MORGAN STANLEY
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  MS
Security ID:  617446448

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Elizabeth Corley

Management

For

For

1b

Elect Director Alistair Darling

Management

For

For

1c

Elect Director Thomas H. Glocer

Management

For

For

1d

Elect Director James P. Gorman

Management

For

For

1e

Elect Director Robert H. Herz

Management

For

For

1f

Elect Director Nobuyuki Hirano

Management

For

For

1g

Elect Director Stephen J. Luczo

Management

For

For

1h

Elect Director Jami Miscik

Management

For

For

1i

Elect Director Dennis M. Nally

Management

For

For

1j

Elect Director Takeshi Ogasawara

Management

For

For

1k

Elect Director Hutham S. Olayan

Management

For

For

1l

Elect Director Mary L. Schapiro

Management

For

For

1m

Elect Director Perry M. Traquina

Management

For

For

1n

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PEPSICO, INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  PEP
Security ID:  713448108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Shona L. Brown

Management

For

For

1b

Elect Director Cesar Conde

Management

For

For

1c

Elect Director Ian Cook

Management

For

For

1d

Elect Director Dina Dublon

Management

For

For

1e

Elect Director Richard W. Fisher

Management

For

For

1f

Elect Director Michelle Gass

Management

For

For

1g

Elect Director Ramon L. Laguarta

Management

For

For

1h

Elect Director David C. Page

Management

For

For

1i

Elect Director Robert C. Pohlad

Management

For

For

1j

Elect Director Daniel Vasella

Management

For

For

1k

Elect Director Darren Walker

Management

For

For

1l

Elect Director Alberto Weisser

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

Against

5

Report on Sugar and Public Health

Shareholder

Against

Against
 

 

 

RIO TINTO PLC
Meeting Date:  APR 08, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL

Ticker:  RIO
Security ID:  767204100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report for UK Law Purposes

Management

For

For

3

Approve Remuneration Report for Australian Law Purposes

Management

For

For

4

Approve the Potential Termination of Benefits for Australian Law Purposes

Management

For

For

5

Elect Hinda Gharbi as Director

Management

For

For

6

Elect Jennifer Nason as Director

Management

For

For

7

Elect Ngaire Woods as Director

Management

For

For

8

Re-elect Megan Clark as Director

Management

For

For

9

Re-elect David Constable as Director

Management

For

For

10

Re-elect Simon Henry as Director

Management

For

For

11

Re-elect Jean-Sebastien Jacques as Director

Management

For

For

12

Re-elect Sam Laidlaw as Director

Management

For

For

13

Re-elect Michael L'Estrange as Director

Management

For

For

14

Re-elect Simon McKeon as Director

Management

For

For

15

Re-elect Jakob Stausholm as Director

Management

For

For

16

Re-elect Simon Thompson as Director

Management

For

For

17

Appoint KPMG LLP as Auditors

Management

For

For

18

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

19

Authorise EU Political Donations and Expenditure

Management

For

For

20

Amend Articles of Association Re: General Updates and Changes

Management

For

For

21

Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings

Management

For

For

22

Authorise Issue of Equity

Management

For

For

23

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

24

Authorise Market Purchase of Ordinary Shares

Management

For

For

25

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 19, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL

Ticker:  RDSB
Security ID:  780259206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Policy

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Elect Dick Boer as Director

Management

For

For

5

Elect Andrew Mackenzie as Director

Management

For

For

6

Elect Martina Hund-Mejean as Director

Management

For

For

7

Re-elect Ben van Beurden as Director

Management

For

For

8

Re-elect Neil Carson as Director

Management

For

For

9

Re-elect Ann Godbehere as Director

Management

For

For

10

Re-elect Euleen Goh as Director

Management

For

For

11

Re-elect Charles Holliday as Director

Management

For

For

12

Re-elect Catherine Hughes as Director

Management

For

For

13

Re-elect Sir Nigel Sheinwald as Director

Management

For

For

14

Re-elect Jessica Uhl as Director

Management

For

For

15

Re-elect Gerrit Zalm as Director

Management

For

For

16

Reappoint Ernst & Young LLP as Auditors

Management

For

For

17

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise Issue of Equity

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions

Shareholder

Against

Against
 

 

 

SCHLUMBERGER N.V.
Meeting Date:  APR 01, 2020
Record Date:  FEB 12, 2020
Meeting Type:  ANNUAL

Ticker:  SLB
Security ID:  806857108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Patrick de La Chevardiere

Management

For

For

1b

Elect Director Miguel M. Galuccio

Management

For

For

1c

Elect Director Olivier Le Peuch

Management

For

For

1d

Elect Director Tatiana A. Mitrova

Management

For

For

1e

Elect Director Lubna S. Olayan

Management

For

For

1f

Elect Director Mark G. Papa

Management

For

For

1g

Elect Director Leo Rafael Reif

Management

For

For

1h

Elect Director Henri Seydoux

Management

For

For

1i

Elect Director Jeff W. Sheets

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Adopt and Approve Financials and Dividends

Management

For

For

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

TARGET CORPORATION
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL

Ticker:  TGT
Security ID:  87612E106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas M. Baker, Jr.

Management

For

For

1b

Elect Director George S. Barrett

Management

For

For

1c

Elect Director Brian C. Cornell

Management

For

For

1d

Elect Director Calvin Darden

Management

For

For

1e

Elect Director Robert L. Edwards

Management

For

For

1f

Elect Director Melanie L. Healey

Management

For

For

1g

Elect Director Donald R. Knauss

Management

For

For

1h

Elect Director Monica C. Lozano

Management

For

For

1i

Elect Director Mary E. Minnick

Management

For

For

1j

Elect Director Kenneth L. Salazar

Management

For

For

1k

Elect Director Dmitri L. Stockton

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For
 

 

 

TEXAS INSTRUMENTS INCORPORATED
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL

Ticker:  TXN
Security ID:  882508104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark A. Blinn

Management

For

For

1b

Elect Director Todd M. Bluedorn

Management

For

For

1c

Elect Director Janet F. Clark

Management

For

For

1d

Elect Director Carrie S. Cox

Management

For

For

1e

Elect Director Martin S. Craighead

Management

For

For

1f

Elect Director Jean M. Hobby

Management

For

For

1g

Elect Director Michael D. Hsu

Management

For

For

1h

Elect Director Ronald Kirk

Management

For

For

1i

Elect Director Pamela H. Patsley

Management

For

For

1j

Elect Director Robert E. Sanchez

Management

For

For

1k

Elect Director Richard k. Templeton

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

THE HOME DEPOT, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL

Ticker:  HD
Security ID:  437076102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerard J. Arpey

Management

For

For

1b

Elect Director Ari Bousbib

Management

For

For

1c

Elect Director Jeffery H. Boyd

Management

For

For

1d

Elect Director Gregory D. Brenneman

Management

For

For

1e

Elect Director J. Frank Brown

Management

For

For

1f

Elect Director Albert P. Carey

Management

For

For

1g

Elect Director Helena B. Foulkes

Management

For

For

1h

Elect Director Linda R. Gooden

Management

For

For

1i

Elect Director Wayne M. Hewett

Management

For

For

1j

Elect Director Manuel Kadre

Management

For

For

1k

Elect Director Stephanie C. Linnartz

Management

For

For

1l

Elect Director Craig A. Menear

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Shareholder Written Consent Provisions

Shareholder

Against

Against

5

Prepare Employment Diversity Report and Report on Diversity Policies

Shareholder

Against

Against

6

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

Against

7

Report on Congruency Political Analysis and Electioneering Expenditures

Shareholder

Against

Against

 

 

THE SOUTHERN COMPANY
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL

Ticker:  SO
Security ID:  842587107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Janaki Akella

Management

For

For

1b

Elect Director Juanita Powell Baranco

Management

For

For

1c

Elect Director Jon A. Boscia

Management

For

For

1d

Elect Director Henry A. 'Hal' Clark, III

Management

For

For

1e

Elect Director Anthony F. 'Tony' Earley, Jr.

Management

For

For

1f

Elect Director Thomas A. Fanning

Management

For

For

1g

Elect Director David J. Grain

Management

For

For

1h

Elect Director Donald M. James

Management

For

For

1i

Elect Director John D. Johns

Management

For

For

1j

Elect Director Dale E. Klein

Management

For

For

1k

Elect Director Ernest J. Moniz

Management

For

For

1l

Elect Director William G. Smith, Jr.

Management

For

For

1m

Elect Director Steven R. Specker

Management

For

For

1n

Elect Director E. Jenner Wood, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Require Independent Board Chair

Shareholder

Against

Against

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

THE WILLIAMS COMPANIES, INC.
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  WMB
Security ID:  969457100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan S. Armstrong

Management

For

For

1.2

Elect Director Stephen W. Bergstrom

Management

For

For

1.3

Elect Director Nancy K. Buese

Management

For

For

1.4

Elect Director Stephen I. Chazen

Management

For

For

1.5

Elect Director Charles I. Cogut

Management

For

For

1.6

Elect Director Michael A. Creel

Management

For

For

1.7

Elect Director Vicki L. Fuller

Management

For

For

1.8

Elect Director Peter A. Ragauss

Management

For

For

1.9

Elect Director Scott D. Sheffield

Management

For

For

1.10

Elect Director Murray D. Smith

Management

For

For

1.11

Elect Director William H. Spence

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

UNITED TECHNOLOGIES CORPORATION
Meeting Date:  OCT 11, 2019
Record Date:  SEP 10, 2019
Meeting Type:  SPECIAL

Ticker:  UTX
Security ID:  913017109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

WELLS FARGO & COMPANY
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL

Ticker:  WFC
Security ID:  949746101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Steven D. Black

Management

For

For

1b

Elect Director Celeste A. Clark

Management

For

For

1c

Elect Director Theodore F. Craver, Jr.

Management

For

For

1d

Elect Director Wayne M. Hewett

Management

For

For

1e

Elect Director Donald M. James

Management

For

For

1f

Elect Director Maria R. Morris

Management

For

For

1g

Elect Director Charles H. Noski

Management

For

For

1h

Elect Director Richard B. Payne, Jr.

Management

For

For

1i

Elect Director Juan A. Pujadas

Management

For

For

1j

Elect Director Ronald L. Sargent

Management

For

For

1k

Elect Director Charles W. Scharf

Management

For

For

1l

Elect Director Suzanne M. Vautrinot

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

Against

4

Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors

Shareholder

Against

Against

5

Report on Incentive-Based Compensation and Risks of Material Losses

Shareholder

Against

Against

6

Report on Global Median Gender Pay Gap

Shareholder

Against

Against
 



 

Franklin Templeton SMACS Series H

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.



 

Franklin Templeton SMACS Series I

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)  Franklin Strategic Series                          

 

 

 

By (Signature and Title)* /s/ Matthew T. Hinkle                   _____      

Matthew T. Hinkle,

Chief Executive Officer – Finance and Administration

 

 

Date August 26, 2020   

 

* Print the name and title of each signing officer under his or her signature.