N-PX 1 fss_npx-0617sec.htm FSS NPX PE:06-30-17 fss_npx-0617sec.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-06243   

 

 

Franklin Strategic Series

(Exact name of registrant as specified in charter)

 

One Franklin Parkway, San Mateo, CA 94403-1906

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (650) 312-2000     

 

Date of fiscal year end:      4/30       

 

Date of reporting period:   6/30/17      

 

 

Item 1. Proxy Voting Records.

 

Franklin Biotechnology Discovery Fund

 

ACADIA PHARMACEUTICALS INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 19, 2017
Meeting Type:  ANNUAL

Ticker:  ACAD
Security ID:  004225108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James Daly

Management

For

For

1.2

Elect Director Edmund P. Harrigan

Management

For

Withhold

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ACCELERON PHARMA INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 04, 2017
Meeting Type:  ANNUAL

Ticker:  XLRN
Security ID:  00434H108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jean M. George

Management

For

For

1.2

Elect Director George Golumbeski

Management

For

For

1.3

Elect Director Thomas A. McCourt

Management

For

For

1.4

Elect Director Francois Nader

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ACLARIS THERAPEUTICS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  ACRS
Security ID:  00461U105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Anand Mehra

Management

For

For

1.2

Elect Director Andrew Powell

Management

For

For

1.3

Elect Director Stephen A. Tullman

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

ADMA BIOLOGICS, INC.
Meeting Date:  MAY 25, 2017
Record Date:  APR 26, 2017
Meeting Type:  ANNUAL

Ticker:  ADMA
Security ID:  000899104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Acquisition

Management

For

For

2

Amend Charter

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4.1

Elect Director Dov A. Goldstein

Management

For

For

4.2

Elect Director Bryant E. Fong

Management

For

For

5

Ratify CohnReznick LLP as Auditors

Management

For

For

6

Adjourn Meeting

Management

For

For
 

 

 

AGILE THERAPEUTICS, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  AGRX
Security ID:  00847L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Abhijeet Lele

Management

For

For

1.2

Elect Director Ajit S. Shetty

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ALCOBRA LTD
Meeting Date:  JUL 19, 2016
Record Date:  JUN 13, 2016
Meeting Type:  ANNUAL

Ticker:  ADHD
Security ID:  M2239P109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Discuss Financial Statements and the Report of the Board for 2015

Management

None

None

2

Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Compensation

Management

For

For

3.1

Reelect Howard B. Rosen as Director Until the End of the Next Annual General Meeting

Management

For

For

3.2

Reelect Yaron Daniely as Director Until the End of the Next Annual General Meeting

Management

For

For

3.3

Reelect Joao Siffert as Director Until the End of the Next Annual General Meeting

Management

For

For

3.4

Reelect Daniel E. Geffken as Director Until the End of the Next Annual General Meeting

Management

For

For

3.5

Reelect Aharon Schwartz as Director Until the End of the Next Annual General Meeting

Management

For

For

3.6

Reelect Arieh Ben Yosef as Director Until the End of the Next Annual General Meeting

Management

For

For

4

Elect Ofer Segev as Director and Approve Director's Remuneration

Management

For

For

5

Elect Orli Tori as Director and Approve Director's Remuneration

Management

For

For

6

Amend Compensation Policy for the Directors and Officers of the Company

Management

For

For

7

Approve an Amendment to the Company's 2010 Incentive Option Plan

Management

For

For

8

Approve an amendment of the terms of compensation of the Company's CEO

Management

For

For

9.a

Grant Howard B. Rosen Options to Purchase 24,000 Shares

Management

For

For

9.b

Grant Joao Siffert Options to Purchase 15,000 Shares

Management

For

For

9.c

Grant Daniel E. Geffken Options to Purchase 15,000 Shares

Management

For

For

9.d

Grant Aharon Schwartz Options to Purchase 15,000 Shares

Management

For

For

9.e

Grant Arieh Ben Yosef Options to Purchase 15,000 Shares

Management

For

For

A

Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Management

None

Against
 

 

 

ALDER BIOPHARMACEUTICALS, INC.
Meeting Date:  MAY 24, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  ALDR
Security ID:  014339105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Randall C. Schatzman

Management

For

For

1.2

Elect Director Heather Preston

Management

For

For

1.3

Elect Director Clay B. Siegall

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

ALEXION PHARMACEUTICALS, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  ALXN
Security ID:  015351109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Felix J. Baker

Management

For

For

1.2

Elect Director David R. Brennan

Management

For

For

1.3

Elect Director M. Michele Burns

Management

For

For

1.4

Elect Director Christopher J. Coughlin

Management

For

For

1.5

Elect Director Ludwig N. Hantson

Management

For

For

1.6

Elect Director John T. Mollen

Management

For

For

1.7

Elect Director R. Douglas Norby

Management

For

For

1.8

Elect Director Alvin S. Parven

Management

For

For

1.9

Elect Director Andreas Rummelt

Management

For

For

1.10

Elect Director Ann M. Veneman

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Provide For Confidential Running Vote Tallies On Executive Pay Matters

Shareholder

Against

Against

 

 

ALNYLAM PHARMACEUTICALS, INC.
Meeting Date:  MAY 02, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL

Ticker:  ALNY
Security ID:  02043Q107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael W. Bonney

Management

For

For

1.2

Elect Director John M. Maraganore

Management

For

For

1.3

Elect Director Paul R. Schimmel

Management

For

For

1.4

Elect Director Phillip A. Sharp

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

AMGEN INC.
Meeting Date:  MAY 19, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  AMGN
Security ID:  031162100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.

Elect Director David Baltimore

Management

For

For

1.2

Elect Director Robert A. Bradway

Management

For

For

1.3

Elect Director Francois de Carbonnel

Management

For

For

1.4

Elect Director Robert A. Eckert

Management

For

For

1.5

Elect Director Greg C. Garland

Management

For

For

1.6

Elect Director Fred Hassan

Management

For

For

1.7

Elect Director Rebecca M. Henderson

Management

For

For

1.8

Elect Director Frank C. Herringer

Management

For

For

1.9

Elect Director Charles M. Holley, Jr.

Management

For

For

1.10

Elect Director Tyler Jacks

Management

For

For

1.11

Elect Director Ellen J. Kullman

Management

For

For

1.12

Elect Director Ronald D. Sugar

Management

For

For

1.13

Elect Director R. Sanders Williams

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Provide Vote Counting to Exclude Abstentions

Shareholder

Against

Against

 

 

AMICUS THERAPEUTICS, INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  FOLD
Security ID:  03152W109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ted W. Love

Management

For

Withhold

1.2

Elect Director Robert Essner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

ANTHERA PHARMACEUTICALS, INC.
Meeting Date:  APR 27, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL

Ticker:  ANTH
Security ID:  03674U201

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Philip T. Sager

Management

For

Withhold

2

Ratify BDO USA, LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

Against

5

Approve Reverse Stock Split

Management

For

For

6

Approve Issuance of Shares of Common Stock Upon Conversion of the Series X Convertible Preferred Stock

Management

For

For

 

 

APTOSE BIOSCIENCES INC.
Meeting Date:  JUN 06, 2017
Record Date:  APR 28, 2017
Meeting Type:  ANNUAL

Ticker:  APS
Security ID:  03835T200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Denis Burger

Management

For

For

1.2

Elect Director Erich Platzer

Management

For

For

1.3

Elect Director William G. Rice

Management

For

For

1.4

Elect Director Bradley Thompson

Management

For

For

1.5

Elect Director Mark D. Vincent

Management

For

For

1.6

Elect Director Warren Whitehead

Management

For

For

2

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For
 

 

 

AQUINOX PHARMACEUTICALS, INC.
Meeting Date:  MAY 08, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL

Ticker:  AQXP
Security ID:  03842B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kelvin Neu

Management

For

For

1.2

Elect Director Robert Pelzer

Management

For

For

1.3

Elect Director Todd Simpson

Management

For

For

2

Ratify Deloitte LLP as Auditors

Management

For

For

 

 

ARATANA THERAPEUTICS, INC.
Meeting Date:  JUN 21, 2017
Record Date:  APR 26, 2017
Meeting Type:  ANNUAL

Ticker:  PETX
Security ID:  03874P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Laura A. Brege

Management

For

For

1.2

Elect Director Robert 'Rip' Gerber, Jr.

Management

For

For

1.3

Elect Director Wendy L. Yarno

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

ARCA BIOPHARMA, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  ABIO
Security ID:  00211Y407

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael R. Bristow

Management

For

For

1.2

Elect Director Robert E. Conway

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

AUDENTES THERAPEUTICS, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  BOLD
Security ID:  05070R104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jonathan Silverstein

Management

For

For

1.2

Elect Director Thomas Schuetz

Management

For

For

1.3

Elect Director Thomas Woiwode

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

AURINIA PHARMACEUTICALS INC.
Meeting Date:  JUN 21, 2017
Record Date:  MAY 12, 2017
Meeting Type:  ANNUAL

Ticker:  AUP
Security ID:  05156V102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard M. Glickman

Management

For

Withhold

1.2

Elect Director Lorin Jeffry ("Jeff") Randall

Management

For

For

1.3

Elect Director Benjamin Rovinski

Management

For

For

1.4

Elect Director David R.W. Jayne

Management

For

For

1.5

Elect Director George Milne

Management

For

For

1.6

Elect Director Hyuek Joon Lee

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Re-approve Stock Option Plan

Management

For

Against

 

 

AVEXIS, INC.
Meeting Date:  MAY 30, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL

Ticker:  AVXS
Security ID:  05366U100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paul F. Manning

Management

For

For

1.2

Elect Director Sean P. Nolan

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

AXOVANT SCIENCES LTD.
Meeting Date:  AUG 19, 2016
Record Date:  JUL 15, 2016
Meeting Type:  ANNUAL

Ticker:  AXON
Security ID:  G0750W104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ilan Oren

Management

For

For

1.2

Elect Director Marianne L. Romeo

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

BELLICUM PHARMACEUTICALS, INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  BLCM
Security ID:  079481107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard A. Fair

Management

For

For

1.2

Elect Director Reid M. Huber

Management

For

For

1.3

Elect Director James M. Daly

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

Against

 

 

BIOGEN INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  BIIB
Security ID:  09062X103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alexander J. Denner

Management

For

For

1b

Elect Director Caroline D. Dorsa

Management

For

For

1c

Elect Director Nancy L. Leaming

Management

For

For

1d

Elect Director Richard C. Mulligan

Management

For

For

1e

Elect Director Robert W. Pangia

Management

For

For

1f

Elect Director Stelios Papadopoulos

Management

For

For

1g

Elect Director Brian S. Posner

Management

For

For

1h

Elect Director Eric K. Rowinsky

Management

For

For

1i

Elect Director Lynn Schenk

Management

For

For

1j

Elect Director Stephen A. Sherwin

Management

For

For

1k

Elect Director Michel Vounatsos

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For
 

 

 

BIOMARIN PHARMACEUTICAL INC.
Meeting Date:  JUN 06, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  BMRN
Security ID:  09061G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jean-Jacques Bienaime

Management

For

For

1.2

Elect Director Willard Dere

Management

For

For

1.3

Elect Director Michael Grey

Management

For

For

1.4

Elect Director Elaine J. Heron

Management

For

For

1.5

Elect Director V. Bryan Lawlis

Management

For

For

1.6

Elect Director Alan J. Lewis

Management

For

For

1.7

Elect Director Richard A. Meier

Management

For

For

1.8

Elect Director David Pyott

Management

For

For

1.9

Elect Director Dennis J. Slamon

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Increase Authorized Common Stock

Management

For

Against
 

 

 

BIOPHARMX CORPORATION
Meeting Date:  JUL 05, 2016
Record Date:  MAY 29, 2016
Meeting Type:  ANNUAL

Ticker:  BPMX
Security ID:  09072X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Anja Krammer

Management

For

For

1.2

Elect Director Michael Hubbard

Management

For

For

1.3

Elect Director Stephen Morlock

Management

For

For

1.4

Elect Director Craig Barbarosh

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Ratify Burr Pilger Mayer, Inc. as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

BIOPHARMX CORPORATION
Meeting Date:  MAR 28, 2017
Record Date:  FEB 15, 2017
Meeting Type:  SPECIAL

Ticker:  BPMX
Security ID:  09072X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

For

2

Approve Reverse Stock Split

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

 

 

BLUEBIRD BIO, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  BLUE
Security ID:  09609G100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Nick Leschly

Management

For

For

1b

Elect Director Mark Vachon

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

BLUEPRINT MEDICINES CORPORATION
Meeting Date:  JUN 20, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  BPMC
Security ID:  09627Y109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alexis Borisy

Management

For

For

1.2

Elect Director Lonnel Coats

Management

For

For

1.3

Elect Director Charles A. Rowland, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

CALITHERA BIOSCIENCES, INC.
Meeting Date:  JUN 09, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  CALA
Security ID:  13089P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Susan M. Molineaux

Management

For

For

1.2

Elect Director H. Ward Wolff

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

CARA THERAPEUTICS, INC.
Meeting Date:  JUN 21, 2017
Record Date:  MAY 01, 2017
Meeting Type:  ANNUAL

Ticker:  CARA
Security ID:  140755109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Derek Chalmers

Management

For

Withhold

1.2

Elect Director Martin Vogelbaum

Management

For

Withhold

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

 

CASCADIAN THERAPEUTICS, INC.
Meeting Date:  NOV 18, 2016
Record Date:  SEP 30, 2016
Meeting Type:  SPECIAL

Ticker:  CASC
Security ID:  14740B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Reverse Stock Split

Management

For

For

2

Reduce Authorized Common Stock

Management

For

For

 

 

CASCADIAN THERAPEUTICS, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  CASC
Security ID:  14740B606

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel K. Spiegelman

Management

For

For

1.2

Elect Director Scott D. Myers

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Increase Authorized Common Stock

Management

For

For

6

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

CELGENE CORPORATION
Meeting Date:  JUN 14, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  CELG
Security ID:  151020104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Hugin

Management

For

For

1.2

Elect Director Mark J. Alles

Management

For

For

1.3

Elect Director Richard W. Barker

Management

For

For

1.4

Elect Director Michael W. Bonney

Management

For

For

1.5

Elect Director Michael D. Casey

Management

For

For

1.6

Elect Director Carrie S. Cox

Management

For

For

1.7

Elect Director Michael A. Friedman

Management

For

For

1.8

Elect Director Julia A. Haller

Management

For

For

1.9

Elect Director Gilla S. Kaplan

Management

For

For

1.10

Elect Director James J. Loughlin

Management

For

For

1.11

Elect Director Ernest Mario

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Provide For Confidential Running Vote Tallies On Executive Pay Matters

Shareholder

Against

Against
 

 

 

CELLDEX THERAPEUTICS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  CLDX
Security ID:  15117B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Larry Ellberger

Management

For

For

1.2

Elect Director Anthony S. Marucci

Management

For

For

1.3

Elect Director Keith L. Brownlie

Management

For

For

1.4

Elect Director Herbert J. Conrad

Management

For

For

1.5

Elect Director James J. Marino

Management

For

For

1.6

Elect Director Gerald McMahon

Management

For

For

1.7

Elect Director Harry H. Penner, Jr.

Management

For

For

1.8

Elect Director Karen L. Shoos

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Approve Issuance of Shares for a Private Placement

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

7

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

CELLECTIS
Meeting Date:  JUN 26, 2017
Record Date:  MAY 22, 2017
Meeting Type:  ANNUAL/SPECIAL

Ticker:  ALCLS
Security ID:  15117K103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Allocation of Income and Absence of Dividends

Management

For

For

4

Approve Auditors' Special Report on Related-Party Transactions

Management

For

Against

5

Reelect Laurent Arthaud as Director

Management

For

Against

6

Reelect Annick Schwebig as Director

Management

For

Against

7

Reelect Pierre Bastid as Director

Management

For

Against

8

Elect Rainer Boehm as Director

Management

For

Against

9

Elect Herve Hoppenot as Director

Management

For

Against

10

Approve Board's Special Report on Stock Option Grants

Management

For

For

11

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

12

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

Management

For

For

13

Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 1,770,773.65

Management

For

Against

14

Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries in the Framework of an Equity Line up to Aggregate Nominal Amount of EUR 885,386

Management

For

Against

15

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,770,773.65

Management

For

Against

16

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,770,773.65

Management

For

Against

17

Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Qualified Investors and/or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 885,386

Management

For

Against

18

Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above

Management

For

Against

19

Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 13-18 at EUR 1,770,773.65

Management

For

Against

20

Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value

Management

For

For

21

Authorize up to 3,541,547 Shares for Use in Stock Option Plans

Management

For

Against

22

Authorize up to 3,541,547 Shares for Use in Restricted Stock Plans

Management

For

Against

23

Authorize Issuance of Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants

Management

For

Against

24

Approve Issuance of Warrants (BSAAR and/or BSA) Reserved for Employees and Executives

Management

For

Against

25

Authorize up to 885,386 Shares for Use in Preference Share Plans

Management

For

Against

26

Set Limit for Potential Share Grants Pursuant to Items 21-25 Above at 3,541,547 Shares

Management

For

Against

27

Amend Articles 4,15 and 17 of Bylaws to Comply with New Regulations Re: Headquarters, Related- Party Transactions and Auditors

Management

For

For

28

Amend Article 12 of Bylaws Re: Important Decisions

Management

For

Against

29

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

Management

For

For
 

 

CHEMOCENTRYX, INC.
Meeting Date:  MAY 25, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL

Ticker:  CCXI
Security ID:  16383L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas A. Edwards

Management

For

For

1.2

Elect Director Roger C. Lucas

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

CLOVIS ONCOLOGY, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  CLVS
Security ID:  189464100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Keith Flaherty

Management

For

For

1.2

Elect Director Ginger L. Graham

Management

For

For

1.3

Elect Director Edward J. McKinley

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

COLLEGIUM PHARMACEUTICAL, INC.
Meeting Date:  MAY 24, 2017
Record Date:  APR 04, 2017
Meeting Type:  ANNUAL

Ticker:  COLL
Security ID:  19459J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael T. Heffernan

Management

For

For

1.2

Elect Director Gino Santini

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

CONCERT PHARMACEUTICALS, INC.
Meeting Date:  MAY 24, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  CNCE
Security ID:  206022105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard H. Aldrich

Management

For

Withhold

1.2

Elect Director Thomas G. Auchincloss, Jr.

Management

For

For

1.3

Elect Director Christine van Heek

Management

For

For

2

Ratify Ernst &Young LLP as Auditors

Management

For

For

3

Approve Sale of Company Assets

Management

For

For

4

Adjourn Meeting

Management

For

For
 

 

 

CRISPR THERAPEUTICS AG
Meeting Date:  MAY 31, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  CRSP
Security ID:  H17182108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Treatment of Net Loss

Management

For

For

3

Approve Discharge of Board and Senior Management

Management

For

For

4.a

Reelect N. Anthony Coles as Director and Board Chairman

Management

For

For

4.b

Reelect Rodger Novak as Director

Management

For

For

4.c

Reelect Bradley Bolzon as Director

Management

For

For

4.d

Reelect Ali Behbahani as Director

Management

For

For

4.e

Reelect Kurt von Emster as Director

Management

For

For

4.f

Reelect Simeon J. George as Director

Management

For

For

4.g

Reelect Thomas Woiwode as Director

Management

For

For

4.h

Reelect Pablo Cagnoni as Director

Management

For

For

5.a

Appoint Thomas Woiwode as Member of the Compensation Committee

Management

For

For

5.b

Appoint Pablo Cagnoni as Member of the Compensation Committee

Management

For

For

5.c

Appoint N. Anthony Coles as Member of the Compensation Committee

Management

For

For

5.d

Appoint Simeon J. George as Member of the Compensation Committee

Management

For

For

6.a

Approve Fixed Remuneration of Board Directors in the Amount of USD 420,000

Management

For

For

6.b

Approve Equity Remuneration of Directors in the Amount of USD 4.2 Million

Management

For

For

6.c

Approve Fixed Remuneration of Executive Committee in the Amount of USD 5.65 Million

Management

For

For

6.d

Approve Variable Remuneration of Executive Committee in the Amount of USD 3.2 Million

Management

For

For

6.e

Approve Equity Remuneration of Executive Committee in the Amount of USD 24.9 Million

Management

For

For

7

Amend Pool of Conditional Capital for Employee Benefit Plans

Management

For

For

8

Amend Omnibus Stock Plan

Management

For

For

9

Designate Marius Meier as Independent Proxy

Management

For

For

10

Ratify Ernst & Young AG as Auditors

Management

For

For

11

Change Location of Registered Office to Zug, Switzerland

Management

For

For

12

Transact Other Business (Voting)

Management

For

For
 

 

 

CYNAPSUS THERAPEUTICS INC.
Meeting Date:  OCT 13, 2016
Record Date:  SEP 09, 2016
Meeting Type:  SPECIAL

Ticker:  CTH
Security ID:  23257Y859

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Acquisition by Sunovion CNS Development Canada ULC, a Wholly-Owned Subsidiary of Sunovion Pharmaceuticals Inc.

Management

For

For

 

 

CYTOMX THERAPEUTICS, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 28, 2017
Meeting Type:  ANNUAL

Ticker:  CTMX
Security ID:  23284F105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Neil Exter

Management

For

For

1b

Elect Director Frederick W. Gluck

Management

For

For

1c

Elect Director Matthew P. Young

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

CYTRX CORPORATION
Meeting Date:  JUL 12, 2016
Record Date:  MAY 13, 2016
Meeting Type:  ANNUAL

Ticker:  CYTR
Security ID:  232828509

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joseph Rubinfeld

Management

For

For

1.2

Elect Director Louis Ignarro

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify BDO USA, LLP as Auditors

Management

For

For

 

 

DYNAVAX TECHNOLOGIES CORPORATION
Meeting Date:  JUN 02, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL

Ticker:  DVAX
Security ID:  268158201

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel L. Kisner

Management

For

For

1.2

Elect Director Natale ('Nat') Ricciardi

Management

For

For

1.3

Elect Director Stanley A. Plotkin

Management

For

Withhold

2

Amend Omnibus Stock Plan

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

EDGE THERAPEUTICS, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  EDGE
Security ID:  279870109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Isaac Blech

Management

For

For

1.2

Elect Director James Loughlin

Management

For

For

1.3

Elect Director R. Loch Macdonald

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

EGALET CORPORATION
Meeting Date:  JUN 08, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL

Ticker:  EGLT
Security ID:  28226B104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nicholas C. Nicolaides

Management

For

For

1.2

Elect Director John E. Osborn

Management

For

For

1.3

Elect Director Robert P. Roche, Jr.

Management

For

For

1.4

Elect Director Elaine Hochberg

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

EPIZYME, INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  EPZM
Security ID:  29428V104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andrew R. Allen

Management

For

Withhold

1.2

Elect Director Kenneth Bate

Management

For

Withhold

1.3

Elect Director Robert B. Bazemore, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

EXELIXIS, INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL

Ticker:  EXEL
Security ID:  30161Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael M. Morrissey

Management

For

For

1.2

Elect Director Stelios Papadopoulos

Management

For

For

1.3

Elect Director George A. Scangos

Management

For

For

1.4

Elect Director Lance Willsey

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

FATE THERAPEUTICS, INC.
Meeting Date:  MAY 02, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL

Ticker:  FATE
Security ID:  31189P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert S. Epstein

Management

For

For

1.2

Elect Director John D. Mendlein

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Issuance of Shares for a Private Placement

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

 

 

FLEX PHARMA, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  FLKS
Security ID:  33938A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert Perez

Management

For

For

1.2

Elect Director Stuart Randle

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

GENOCEA BIOSCIENCES, INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  GNCA
Security ID:  372427104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William Clark

Management

For

For

1.2

Elect Director Ronald Cooper

Management

For

For

1.3

Elect Director George Siber

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

GILEAD SCIENCES, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL

Ticker:  GILD
Security ID:  375558103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John F. Cogan

Management

For

For

1b

Elect Director Kelly A. Kramer

Management

For

For

1c

Elect Director Kevin E. Lofton

Management

For

For

1d

Elect Director John C. Martin

Management

For

For

1e

Elect Director John F. Milligan

Management

For

For

1f

Elect Director Nicholas G. Moore

Management

For

For

1g

Elect Director Richard J. Whitley

Management

For

For

1h

Elect Director Gayle E. Wilson

Management

For

For

1i

Elect Director Per Wold-Olsen

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Provide Right to Act by Written Consent

Shareholder

Against

For

7

Require Independent Board Chairman

Shareholder

Against

For

 

 

GLYCOMIMETICS, INC.
Meeting Date:  MAY 25, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  GLYC
Security ID:  38000Q102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark A. Goldberg

Management

For

For

1.2

Elect Director Timothy R. Pearson

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

GW PHARMACEUTICALS PLC
Meeting Date:  MAR 14, 2017
Record Date:  FEB 07, 2017
Meeting Type:  ANNUAL

Ticker:  GWPH
Security ID:  36197T103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Re-elect Geoffrey Guy as Director

Management

For

For

4

Re-elect Thomas Lynch as Director

Management

For

For

5

Re-elect Cabot Brown as Director

Management

For

For

6

Reappoint Deloitte LLP Auditors

Management

For

For

7

Authorise Board to Fix Remuneration of Auditors

Management

For

For

8

Approve Omnibus Stock Plan

Management

For

For

9

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

10

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

 

 

HEAT BIOLOGICS, INC.
Meeting Date:  JUL 19, 2016
Record Date:  MAY 25, 2016
Meeting Type:  ANNUAL

Ticker:  HTBX
Security ID:  42237K102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey Wolf

Management

For

For

1.2

Elect Director John Monahan

Management

For

For

1.3

Elect Director Edward B. Smith, III

Management

For

For

1.4

Elect Director John K.A. Prendergast

Management

For

For

2

Ratify BDO USA, LLP as Auditors

Management

For

For

3

Approve Reverse Stock Split

Management

For

For

4

Adjourn Meeting

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For
 

 

 

HERON THERAPEUTICS, INC.
Meeting Date:  JUN 12, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  HRTX
Security ID:  427746102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin C. Tang

Management

For

For

1.2

Elect Director Barry D. Quart

Management

For

For

1.3

Elect Director Robert H. Rosen

Management

For

For

1.4

Elect Director Craig A. Johnson

Management

For

Withhold

1.5

Elect Director John W. Poyhonen

Management

For

Withhold

1.6

Elect Director Christian Waage

Management

For

For

2

Ratify OUM & Co. LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Increase Authorized Common Stock

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

ILLUMINA, INC.
Meeting Date:  MAY 30, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  ILMN
Security ID:  452327109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Caroline D. Dorsa

Management

For

For

1b

Elect Director Robert S. Epstein

Management

For

For

1c

Elect Director Philip W. Schiller

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Eliminate Supermajority Vote Requirement

Management

For

For
 

 

 

IMMUNE DESIGN CORP.
Meeting Date:  JUN 13, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  IMDZ
Security ID:  45252L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Susan Kelley

Management

For

For

1.2

Elect Director Carlos Paya

Management

For

For

1.3

Elect Director William Ringo

Management

For

Withhold

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

IMMUNOGEN, INC.
Meeting Date:  DEC 09, 2016
Record Date:  OCT 14, 2016
Meeting Type:  ANNUAL

Ticker:  IMGN
Security ID:  45253H101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors at Nine

Management

For

For

2.1

Elect Director Joseph J. Villafranca

Management

For

For

2.2

Elect Director Stephen C. McCluski

Management

For

For

2.3

Elect Director Richard J. Wallace

Management

For

For

2.4

Elect Director Daniel M. Junius

Management

For

For

2.5

Elect Director Howard H. Pien

Management

For

For

2.6

Elect Director Mark Goldberg

Management

For

For

2.7

Elect Director Dean J. Mitchell

Management

For

For

2.8

Elect Director Kristine Peterson

Management

For

For

2.9

Elect Director Mark J. Enyedy

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

INCYTE CORPORATION
Meeting Date:  MAY 26, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  INCY
Security ID:  45337C102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Julian C. Baker

Management

For

For

1.2

Elect Director Jean-Jacques Bienaime

Management

For

For

1.3

Elect Director Paul A. Brooke

Management

For

For

1.4

Elect Director Paul J. Clancy

Management

For

For

1.5

Elect Director Wendy L. Dixon

Management

For

For

1.6

Elect Director Paul A. Friedman

Management

For

For

1.7

Elect Director Herve Hoppenot

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

INTELLIA THERAPEUTICS, INC.
Meeting Date:  MAY 18, 2017
Record Date:  APR 04, 2017
Meeting Type:  ANNUAL

Ticker:  NTLA
Security ID:  45826J105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Nessan Bermingham

Management

For

For

1b

Elect Director Jean-Francois Formela

Management

For

Withhold

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

 

 

JAZZ PHARMACEUTICALS PLC
Meeting Date:  AUG 04, 2016
Record Date:  JUN 07, 2016
Meeting Type:  ANNUAL

Ticker:  JAZZ
Security ID:  G50871105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Paul L. Berns

Management

For

For

1b

Elect Director Patrick G. Enright

Management

For

For

1c

Elect Director Seamus Mulligan

Management

For

For

1d

Elect Director Norbert G. Riedel

Management

For

For

2

Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4A

Amend Memorandum of Association

Management

For

For

4B

Amend Articles of Association

Management

For

For

5

Authorize Share Repurchase Program

Management

For

For

6

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights

Management

For

For

7

Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

8

Adjourn Meeting

Management

For

For

9

Amend Omnibus Stock Plan

Management

For

For

10

Amend Non-Employee Director Omnibus Stock Plan

Management

For

For
 

 

 

KARYOPHARM THERAPEUTICS INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  KPTI
Security ID:  48576U106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director J. Scott Garland

Management

For

For

1.2

Elect Director Barry E. Greene

Management

For

For

1.3

Elect Director Mansoor Raza Mirza

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

KITE PHARMA, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  KITE
Security ID:  49803L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Franz B. Humer

Management

For

For

1.2

Elect Director Joshua A. Kazam

Management

For

For

1.3

Elect Director Steven B. Ruchefsky

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

Against

3

Declassify the Board of Directors

Shareholder

Against

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

LA JOLLA PHARMACEUTICAL COMPANY
Meeting Date:  AUG 23, 2016
Record Date:  JUL 11, 2016
Meeting Type:  ANNUAL

Ticker:  LJPC
Security ID:  503459604

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director George F. Tidmarsh

Management

For

For

1.2

Elect Director Kevin C. Tang

Management

For

For

1.3

Elect Director Laura L. Douglass

Management

For

Withhold

1.4

Elect Director Craig A. Johnson

Management

For

For

1.5

Elect Director Robert H. Rosen

Management

For

For

2

Ratify Squar Milner LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

LION BIOTECHNOLOGIES, INC.
Meeting Date:  AUG 16, 2016
Record Date:  JUN 27, 2016
Meeting Type:  ANNUAL

Ticker:  LBIO
Security ID:  53619R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Maria Fardis

Management

For

For

1.2

Elect Director Wayne P. Rothbaum

Management

For

For

1.3

Elect Director Merrill A. McPeak

Management

For

For

1.4

Elect Director Sanford J. Hillsberg

Management

For

For

1.5

Elect Director Jay Venkatesan

Management

For

For

1.6

Elect Director Ryan Maynard

Management

For

For

1.7

Elect Director Iain Dukes

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Approve Conversion of Securities

Management

For

For

5

Ratify Marcum LLP as Auditors

Management

For

For
 

 

 

LION BIOTECHNOLOGIES, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL

Ticker:  LBIO
Security ID:  53619R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Iain Dukes

Management

For

For

1.2

Elect Director Maria Fardis

Management

For

For

1.3

Elect Director Sanford J. Hillsberg

Management

For

For

1.4

Elect Director Ryan Maynard

Management

For

For

1.5

Elect Director Merrill A. McPeak

Management

For

For

1.6

Elect Director Wayne P. Rothbaum

Management

For

For

1.7

Elect Director Jay Venkatesan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Change State of Incorporation [Nevada to Delaware]

Management

For

For

4

Ratify Marcum LLP as Auditors

Management

For

For

5

Other Business

Management

For

For

 

 

LOXO ONCOLOGY, INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  LOXO
Security ID:  548862101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven A. Elms

Management

For

For

1.2

Elect Director Alan Fuhrman

Management

For

For

1.3

Elect Director Avi Z. Naider

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

MACROGENICS, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  MGNX
Security ID:  556099109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Matthew Fust

Management

For

For

1.2

Elect Director Scott Koenig

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

 

 

MARINUS PHARMACEUTICALS, INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL

Ticker:  MRNS
Security ID:  56854Q101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Enrique J. Carrazana

Management

For

For

1.2

Elect Director Timothy M. Mayleben

Management

For

Withhold

2

Amend Omnibus Stock Plan

Management

For

Against

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

MERRIMACK PHARMACEUTICALS, INC.
Meeting Date:  MAR 30, 2017
Record Date:  JAN 30, 2017
Meeting Type:  SPECIAL

Ticker:  MACK
Security ID:  590328100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Sale of Company Assets

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

 

MERUS N.V.
Meeting Date:  MAY 24, 2017
Record Date:  APR 26, 2017
Meeting Type:  ANNUAL

Ticker:  MRUS
Security ID:  N5749R100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Discuss Annual Report 2016 (Non-Voting)

Management

None

None

3

Implementation of Remuneration Policy

Management

None

None

4

Adopt Financial Statements and Statutory Reports

Management

For

For

5

Receive Explanation on Company's Reserves and Dividend Policy

Management

None

None

6

Ratify KPMG as Auditors

Management

For

For

7

Approve Discharge of Management Board

Management

For

For

8

Approve Discharge of Supervisory Board

Management

For

For

9

Discussion on Company's Corporate Governance Structure

Management

None

None

10

Amend Articles Re: Changing Board Structure to a One-Tiered Board

Management

For

For

11

Elect Wolfgang Berthold as Non-executive Director

Management

For

For

12

Elect John de Koning as Non-executive Director

Management

For

For

13

Approve Amended Remuneration Policy

Management

For

For

14

Approve Remuneration of Supervisory Board

Management

For

For

15

Approve Increase in Grant Date Value of Equity Awards Annually

Management

For

For

16

Approve Equity Grant for M.T. Iwicki

Management

For

For

17

Approve Equity Grant for W. Berthold

Management

For

For

18

Approve Equity Grant for L.M.S. Carnot

Management

For

For

19

Approve Equity Grant for J.P. de Koning

Management

For

For

20

Approve Equity Grant for A. Mehra

Management

For

For

21

Approve Equity Grant for G.D. Perry

Management

For

For

22

Amend Stock Option Plan Re: Company's 2010 Employee Option Plan

Management

For

For

23

Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital

Management

For

For

24

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

For

25

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

26

Close Meeting

Management

None

None
 

 

 

MINERVA NEUROSCIENCES, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL

Ticker:  NERV
Security ID:  603380106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marc D. Beer

Management

For

For

1.2

Elect Director David Kupfer

Management

For

For

1.3

Elect Director Jan van Heek

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

Against

 

 

NABRIVA THERAPEUTICS AG
Meeting Date:  AUG 25, 2016
Record Date:  JUL 18, 2016
Meeting Type:  ANNUAL

Ticker:  NBRV
Security ID:  62957M104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Receive Financial Statements and Statutory Reports (Non-Voting)

Management

None

None

2

Approve Allocation of Income

Management

For

For

3

Approve Discharge of Supervisory Board

Management

For

For

4

Approve Discharge of Management Board

Management

For

For

5

Ratify PwC Wirtschaftspruefungs GmbH as Auditor

Management

For

For

6

Approve Creation of EUR 918,033 Pool of Capital without Preemptive Rights

Management

For

Against

7

Approve Creation of EUR 146,129 Pool of Authorized Capital to Cover Stock Option Awards under the Stock Option Plan 2015

Management

For

Against

8

Approve Creation of EUR 197,770 Pool of Conditional Capital to Cover Stock Option Awards under the Stock Option Plan 2015

Management

For

Against

9

Approve Creation of EUR 704,162 Pool of Conditional Capital without Preemptive Rights

Management

For

Against

10

Approve Remuneration of Supervisory Board Members

Management

For

Against

11

Amend Terms of Stock Option Plan 2015

Management

For

Against

12

Amend Articles

Management

For

Against

13.1

Elect Axel Bolte as Supervisory Board Member

Management

For

For

13.2

Elect George Talbot as Supervisory Board Member

Management

For

For

13.3

Elect Charles Rowland as Supervisory Board Member

Management

For

For

13.4

Elect Chau Khuong as Supervisory Board Member

Management

For

For

13.5

Elect Daniel Burgess as Supervisory Board Member

Management

For

For

13.6

Elect Mark Corrigan as Supervisory Board Member

Management

For

For

13.7

Elect Stephen Webster as Supervisory Board Member

Management

For

For
 

 

 

NATERA, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL

Ticker:  NTRA
Security ID:  632307104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Herm Rosenman

Management

For

For

1.2

Elect Director John Steuart

Management

For

For

1.3

Elect Director Jonathan Sheena

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

NEOS THERAPEUTICS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 26, 2017
Meeting Type:  ANNUAL

Ticker:  NEOS
Security ID:  64052L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Vipin Garg

Management

For

For

1.2

Elect Director Greg Robitaille

Management

For

For

2

Ratify RSM US LLP as Auditors

Management

For

For
 

 

 

NEUROCRINE BIOSCIENCES, INC.
Meeting Date:  MAY 22, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL

Ticker:  NBIX
Security ID:  64125C109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin C. Gorman

Management

For

For

1.2

Elect Director Gary A. Lyons

Management

For

For

1.3

Elect Director Alfred W. Sandrock, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Omnibus Stock Plan

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

NEURODERM LTD.
Meeting Date:  MAR 02, 2017
Record Date:  JAN 31, 2017
Meeting Type:  SPECIAL

Ticker:  NDRM
Security ID:  M74231107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Employment Terms of the company's CEO: Increase Salary and Grant Options

Management

For

For

2

Approve Compensation of Independent Directors

Management

For

For

3

Grant Larry Ellberger, Director, Options to Purchase Shares

Management

For

For

A

Vote FOR if you are a not a controlling shareholder or do not have a personal interest in one or several resolutions, as indicated in the proxy card; You may not abstain. If you do not vote FOR, please provide an explanation to your account manager

Management

None

For

 

 

NEWLINK GENETICS CORPORATION
Meeting Date:  MAY 12, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  NLNK
Security ID:  651511107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles J. Link, Jr.

Management

For

For

1.2

Elect Director Paolo Pucci

Management

For

For

1.3

Elect Director Thomas A. Raffin

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

NOVAN, INC.
Meeting Date:  JUN 05, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  NOVN
Security ID:  66988N106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nathan Stasko

Management

For

For

1.2

Elect Director John Palmour

Management

For

Withhold

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

NOVAVAX, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 19, 2017
Meeting Type:  ANNUAL

Ticker:  NVAX
Security ID:  670002104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stanley C. Erck

Management

For

For

1.2

Elect Director Rajiv I. Modi

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Amend Omnibus Stock Plan

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

ONCOMED PHARMACEUTICALS, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  OMED
Security ID:  68234X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Perry A. Karsen

Management

For

For

1.2

Elect Director Rick E Winningham

Management

For

For

1.3

Elect Director Michael S. Wyzga

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

OVASCIENCE, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  OVAS
Security ID:  69014Q101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard Aldrich

Management

For

For

1.2

Elect Director Mary Fisher

Management

For

For

1.3

Elect Director John Sexton

Management

For

Withhold

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PARATEK PHARMACEUTICALS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  PRTK
Security ID:  699374302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael F. Bigham

Management

For

For

1.2

Elect Director Robert S. Radie

Management

For

Withhold

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

PFENEX INC.
Meeting Date:  MAY 05, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL

Ticker:  PFNX
Security ID:  717071104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jason Grenfell-Gardner

Management

For

For

1.2

Elect Director Sigurdur (Siggi) Olafsson

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

PROQR THERAPEUTICS NV
Meeting Date:  MAY 10, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL

Ticker:  PRQR
Security ID:  N71542109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2

Receive Report of Management Board (Non-Voting)

Management

None

None

3

Discuss Remuneration Report Containing Remuneration Policy for Management Board Members

Management

None

None

4

Adopt Financial Statements and Statutory Reports

Management

For

For

5

Approve Discharge of Management Board

Management

For

For

6

Approve Discharge of Supervisory Board

Management

For

For

7

Reelect Antoine Papiernik to Supervisory Board

Management

For

For

8

Ratify Deloitte as Auditors

Management

For

For

9

Grant Board Authority to Issue Shares Up To 15 Percent of Issued Capital Plus Additional 15 Percent in Case of Takeover/Merger Plus Additional 15 Percent for Stock option Plans

Management

For

Against

10

Authorize Repurchase of Up to 20 Percent of Issued Share Capital

Management

For

Against

11

Allow Questions

Management

None

None

12

Close Meeting

Management

None

None
 

 

 

PROTEOSTASIS THERAPEUTICS, INC.
Meeting Date:  JUL 14, 2016
Record Date:  MAY 27, 2016
Meeting Type:  ANNUAL

Ticker:  PTI
Security ID:  74373B109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director M. James Barrett

Management

For

For

1.2

Elect Director Franklin M. Berger

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

RA PHARMACEUTICALS, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 25, 2017
Meeting Type:  ANNUAL

Ticker:  RARX
Security ID:  74933V108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Douglas A. Treco

Management

For

For

1.2

Elect Director Edward T. Mathers

Management

For

Withhold

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

RADIUS HEALTH, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL

Ticker:  RDUS
Security ID:  750469207

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Willard H. Dere

Management

For

For

1.2

Elect Director Kurt C. Graves

Management

For

For

1.3

Elect Director Anthony Rosenberg

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

REGENERON PHARMACEUTICALS, INC.
Meeting Date:  JUN 09, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  REGN
Security ID:  75886F107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Bonnie L. Bassler

Management

For

For

1.2

Elect Director N. Anthony Coles

Management

For

For

1.3

Elect Director Joseph L. Goldstein

Management

For

Against

1.4

Elect Director Christine A. Poon

Management

For

Against

1.5

Elect Director P. Roy Vagelos

Management

For

For

1.6

Elect Director Huda Y. Zoghbi

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

 

 

REGENXBIO INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  RGNX
Security ID:  75901B107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Donald J. Hayden, Jr.

Management

For

For

1.2

Elect Director A.N. 'Jerry' Karabelas

Management

For

For

1.3

Elect Director Daniel Tasse

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

RETROPHIN, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  RTRX
Security ID:  761299106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stephen Aselage

Management

For

For

1.2

Elect Director Timothy Coughlin

Management

For

For

1.3

Elect Director Roy D. Baynes

Management

For

For

1.4

Elect Director John W. Kozarich

Management

For

For

1.5

Elect Director Gary Lyons

Management

For

For

1.6

Elect Director Jeffrey Meckler

Management

For

For

1.7

Elect Director John A. Orwin

Management

For

For

1.8

Elect Director Ron Squarer

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Approve Qualified Employee Stock Purchase Plan

Management

For

Against

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Ratify BDO USA LLP as Auditors

Management

For

For
 

 

 

REVANCE THERAPEUTICS, INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  RVNC
Security ID:  761330109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director L. Daniel Browne

Management

For

For

1b

Elect Director Robert Byrnes

Management

For

For

1c

Elect Director Philip J. Vickers

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

SAGE THERAPEUTICS, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  SAGE
Security ID:  78667J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Michael F. Cola

Management

For

For

1B

Elect Director Jeffrey M. Jonas

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

SEATTLE GENETICS, INC.
Meeting Date:  MAY 19, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL

Ticker:  SGEN
Security ID:  812578102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David W. Gryska

Management

For

For

1.2

Elect Director John A. Orwin

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

STEMLINE THERAPEUTICS, INC.
Meeting Date:  JUN 19, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  STML
Security ID:  85858C107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ron Bentsur

Management

For

For

1.2

Elect Director Eric L. Dobmeier

Management

For

Withhold

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Increase Authorized Common Stock

Management

For

For

 

 

TESARO, INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  TSRO
Security ID:  881569107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leon O. Moulder, Jr.

Management

For

For

1b

Elect Director Mary Lynne Hedley

Management

For

For

1c

Elect Director David M. Mott

Management

For

For

1d

Elect Director Lawrence M. Alleva

Management

For

For

1e

Elect Director James O. Armitage

Management

For

For

1f

Elect Director Earl M. (Duke) Collier, Jr.

Management

For

For

1g

Elect Director Garry A. Nicholson

Management

For

For

1h

Elect Director Arnold L. Oronsky

Management

For

For

1i

Elect Director Kavita Patel

Management

For

For

1j

Elect Director Beth Seidenberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young, LLP as Auditors

Management

For

For
 

 

 

TG THERAPEUTICS, INC.
Meeting Date:  JUN 16, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  TGTX
Security ID:  88322Q108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Laurence N. Charney

Management

For

For

1.2

Elect Director Yann Echelard

Management

For

For

1.3

Elect Director William J. Kennedy

Management

For

For

1.4

Elect Director Kenneth Hoberman

Management

For

For

1.5

Elect Director Daniel Hume

Management

For

For

1.6

Elect Director Mark Schoenebaum

Management

For

For

1.7

Elect Director Michael S. Weiss

Management

For

For

2

Ratify CohnReznick LLP as Auditors

Management

For

For

 

 

THE MEDICINES COMPANY
Meeting Date:  MAY 25, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  MDCO
Security ID:  584688105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William W. Crouse

Management

For

For

1b

Elect Director Fredric N. Eshelman

Management

For

For

1c

Elect Director Robert J. Hugin

Management

For

Against

1d

Elect Director John C. Kelly

Management

For

For

1e

Elect Director Clive A. Meanwell

Management

For

For

1f

Elect Director Paris Panayiotopoulos

Management

For

For

1g

Elect Director Hiroaki Shigeta

Management

For

For

1h

Elect Director Elizabeth H.S. Wyatt

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

THERAPEUTICSMD, INC.
Meeting Date:  JUN 16, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  TXMD
Security ID:  88338N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Tommy G. Thompson

Management

For

For

1.2

Elect Director Robert G. Finizio

Management

For

For

1.3

Elect Director John C.K. Milligan, IV.

Management

For

For

1.4

Elect Director Brian Bernick

Management

For

For

1.5

Elect Director J. Martin Carroll

Management

For

For

1.6

Elect Director Cooper C. Collins

Management

For

For

1.7

Elect Director Robert V. LaPenta, Jr.

Management

For

For

1.8

Elect Director Jules A. Musing

Management

For

For

1.9

Elect Director Angus C. Russell

Management

For

For

1.10

Elect Director Nicholas Segal

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Grant Thornton LLP as Auditors

Management

For

For

 

 

TRACON PHARMACEUTICALS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  TCON
Security ID:  89237H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director J. Rainer Twiford

Management

For

For

1.2

Elect Director Martin A. Mattingly

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

TRILLIUM THERAPEUTICS INC.
Meeting Date:  MAY 26, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  TR
Security ID:  89620X506

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Luke Beshar

Management

For

For

1.2

Elect Director Henry Friesen

Management

For

For

1.3

Elect Director Robert Kirkman

Management

For

For

1.4

Elect Director Michael Moore

Management

For

For

1.5

Elect Director Thomas Reynolds

Management

For

For

1.6

Elect Director Niclas Stiernholm

Management

For

For

1.7

Elect Director Calvin Stiller

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date:  JUN 08, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL

Ticker:  VRTX
Security ID:  92532F100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan Garber

Management

For

For

1.2

Elect Director Margaret G. McGlynn

Management

For

For

1.3

Elect Director William D. Young

Management

For

For

2

Declassify the Board of Directors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

7

Eliminate Supermajority Vote Requirement

Shareholder

Against

For

8

Report on Lobbying Payments and Policy

Shareholder

Against

For
 

 

 

VTV THERAPEUTICS INC.
Meeting Date:  MAY 01, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL

Ticker:  VTVT
Security ID:  918385105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jeffrey B. Kindler

Management

For

For

1.2

Elect Director Steven M. Cohen

Management

For

For

1.3

Elect Director John A. Fry

Management

For

For

1.4

Elect Director Paul M. Meister

Management

For

For

1.5

Elect Director Craig C. Parker

Management

For

For

1.6

Elect Director Paul G. Savas

Management

For

For

1.7

Elect Director Noel J. Spiegel

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

XENCOR, INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 27, 2017
Meeting Type:  ANNUAL

Ticker:  XNCR
Security ID:  98401F105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Bassil I. Dahiyat

Management

For

For

1.2

Elect Director Kevin Gorman

Management

For

For

1.3

Elect Director A. Bruce Montgomery

Management

For

For

1.4

Elect Director Kurt Gustafson

Management

For

For

1.5

Elect Director Yujiro S. Hata

Management

For

For

2

Ratify RSM US, LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

ZOGENIX, INC.
Meeting Date:  JUL 13, 2016
Record Date:  MAY 16, 2016
Meeting Type:  ANNUAL

Ticker:  ZGNX
Security ID:  98978L204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roger L. Hawley

Management

For

For

1.2

Elect Director Erle T. Mast

Management

For

For

1.3

Elect Director Renee P. Tannenbaum

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Stock Option Exchange Program - Withdrawn

Management

None

None

 

 

ZOGENIX, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  ZGNX
Security ID:  98978L204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Louis C. Bock

Management

For

For

1.2

Elect Director Cam L. Garner

Management

For

For

1.3

Elect Director Mark Wiggins

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

Franklin Flex Cap Growth Fund

 

VOTES BY FRANKLIN FLEX CAP GROWTH FUND PRIOR TO THE MERGER WITH FRANKLIN GROWTH OPPORTUNITES EFFECTIVE AUGUST 26, 2016.

 

CONSTELLATION BRANDS, INC.
Meeting Date:  JUL 20, 2016
Record Date:  MAY 23, 2016
Meeting Type:  ANNUAL

Ticker:  STZ
Security ID:  21036P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jerry Fowden

Management

For

For

1.2

Elect Director Barry A. Fromberg

Management

For

For

1.3

Elect Director Robert L. Hanson

Management

For

For

1.4

Elect Director Ernesto M. Hernandez

Management

For

For

1.5

Elect Director James A. Locke, III

Management

For

Withhold

1.6

Elect Director Daniel J. McCarthy

Management

For

For

1.7

Elect Director Richard Sands

Management

For

For

1.8

Elect Director Robert Sands

Management

For

For

1.9

Elect Director Judy A. Schmeling

Management

For

For

1.10

Elect Director Keith E. Wandell

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ELECTRONIC ARTS INC.
Meeting Date:  JUL 28, 2016
Record Date:  JUN 06, 2016
Meeting Type:  ANNUAL

Ticker:  EA
Security ID:  285512109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leonard S. Coleman

Management

For

For

1b

Elect Director Jay C. Hoag

Management

For

For

1c

Elect Director Jeffrey T. Huber

Management

For

For

1d

Elect Director Vivek Paul

Management

For

For

1e

Elect Director Lawrence F. Probst, III

Management

For

For

1f

Elect Director Talbott Roche

Management

For

For

1g

Elect Director Richard A. Simonson

Management

For

For

1h

Elect Director Luis A. Ubinas

Management

For

For

1i

Elect Director Denise F. Warren

Management

For

For

1j

Elect Director Andrew Wilson

Management

For

For

2

Amend Executive Incentive Bonus Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Ratify KPMG LLP as Auditors

Management

For

For

 

 

 

IHS INC.
Meeting Date:  JUL 11, 2016
Record Date:  JUN 10, 2016
Meeting Type:  SPECIAL

Ticker:  IHS
Security ID:  451734107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

INTERCONTINENTAL EXCHANGE, INC.
Meeting Date:  OCT 12, 2016
Record Date:  AUG 24, 2016
Meeting Type:  SPECIAL

Ticker:  ICE
Security ID:  45866F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

For

 

 

MCKESSON CORPORATION
Meeting Date:  JUL 27, 2016
Record Date:  MAY 31, 2016
Meeting Type:  ANNUAL

Ticker:  MCK
Security ID:  58155Q103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Andy D. Bryant

Management

For

For

1b

Elect Director Wayne A. Budd

Management

For

For

1c

Elect Director N. Anthony Coles

Management

For

For

1d

Elect Director John H. Hammergren

Management

For

For

1e

Elect Director M. Christine Jacobs

Management

For

For

1f

Elect Director Donald R. Knauss

Management

For

For

1g

Elect Director Marie L. Knowles

Management

For

For

1h

Elect Director Edward A. Mueller

Management

For

For

1i

Elect Director Susan R. Salka

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Pro-rata Vesting of Equity Awards

Shareholder

Against

Against

5

Report on Political Contributions

Shareholder

Against

For
 

 

 

NIKE, INC.
Meeting Date:  SEP 22, 2016
Record Date:  JUL 22, 2016
Meeting Type:  ANNUAL

Ticker:  NKE
Security ID:  654106103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan B. Graf, Jr.

Management

For

For

1.2

Elect Director Michelle A. Peluso

Management

For

For

1.3

Elect Director Phyllis M. Wise

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Report on Political Contributions

Shareholder

Against

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

Franklin Flexible Alpha Bond Fund [US]

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

Franklin Focused Core Equity Fund

 

ADOBE SYSTEMS INCORPORATED
Meeting Date:  APR 12, 2017
Record Date:  FEB 14, 2017
Meeting Type:  ANNUAL

Ticker:  ADBE
Security ID:  00724F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Amy Banse

Management

For

For

1b

Elect Director Edward Barnholt

Management

For

For

1c

Elect Director Robert Burgess

Management

For

For

1d

Elect Director Frank Calderoni

Management

For

For

1e

Elect Director James Daley

Management

For

For

1f

Elect Director Laura Desmond

Management

For

For

1g

Elect Director Charles Geschke

Management

For

For

1h

Elect Director Shantanu Narayen

Management

For

For

1i

Elect Director Daniel Rosensweig

Management

For

For

1j

Elect Director John Warnock

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

AETNA INC.
Meeting Date:  MAY 19, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  AET
Security ID:  00817Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fernando Aguirre

Management

For

For

1b

Elect Director Mark T. Bertolini

Management

For

For

1c

Elect Director Frank M. Clark

Management

For

For

1d

Elect Director Betsy Z. Cohen

Management

For

For

1e

Elect Director Molly J. Coye

Management

For

For

1f

Elect Director Roger N. Farah

Management

For

For

1g

Elect Director Jeffrey E. Garten

Management

For

For

1h

Elect Director Ellen M. Hancock

Management

For

For

1i

Elect Director Richard J. Harrington

Management

For

For

1j

Elect Director Edward J. Ludwig

Management

For

For

1k

Elect Director Joseph P. Newhouse

Management

For

For

1l

Elect Director Olympia J. Snowe

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

None

One Year

6A

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6B

Report on Gender Pay Gap

Shareholder

Against

For
 

 

 

ALLERGAN PLC
Meeting Date:  MAY 04, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL

Ticker:  AGN
Security ID:  G0177J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Nesli Basgoz

Management

For

For

1b

Elect Director Paul M. Bisaro

Management

For

For

1c

Elect Director James H. Bloem

Management

For

For

1d

Elect Director Christopher W. Bodine

Management

For

For

1e

Elect Director Adriane M. Brown

Management

For

For

1f

Elect Director Christopher J. Coughlin

Management

For

For

1g

Elect Director Catherine M. Klema

Management

For

For

1h

Elect Director Peter J. McDonnell

Management

For

For

1i

Elect Director Patrick J. O'Sullivan

Management

For

For

1j

Elect Director Brenton L. Saunders

Management

For

For

1k

Elect Director Ronald R. Taylor

Management

For

For

1l

Elect Director Fred G. Weiss

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Amend Executive Incentive Bonus Plan

Management

For

For

6

Require Independent Board Chairman

Shareholder

Against

For
 

 

 

ALPHABET INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 19, 2017
Meeting Type:  ANNUAL

Ticker:  GOOGL
Security ID:  02079K305

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Larry Page

Management

For

For

1.2

Elect Director Sergey Brin

Management

For

For

1.3

Elect Director Eric E. Schmidt

Management

For

For

1.4

Elect Director L. John Doerr

Management

For

For

1.5

Elect Director Roger W. Ferguson, Jr.

Management

For

For

1.6

Elect Director Diane B. Greene

Management

For

For

1.7

Elect Director John L. Hennessy

Management

For

For

1.8

Elect Director Ann Mather

Management

For

For

1.9

Elect Director Alan R. Mulally

Management

For

For

1.10

Elect Director Paul S. Otellini

Management

For

For

1.11

Elect Director K. Ram Shriram

Management

For

For

1.12

Elect Director Shirley M. Tilghman

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

6

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

7

Report on Lobbying Payments and Policy

Shareholder

Against

Against

8

Report on Political Contributions

Shareholder

Against

Against

9

Report on Gender Pay Gap

Shareholder

Against

Against

10

Report on Charitable Contributions

Shareholder

Against

Against

11

Adopt Holy Land Principles

Shareholder

Against

Against

12

Report on Fake News

Shareholder

Against

Against
 

 

 

ALTICE NV
Meeting Date:  SEP 06, 2016
Record Date:  AUG 09, 2016
Meeting Type:  SPECIAL

Ticker:  ATC
Security ID:  N0R25F103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2a

Amend Articles Re: Representation of the Company

Management

For

For

2b

Amend Articles Re: Changes in Rules for Granting Titles to Executive Board Members

Management

For

For

2c

Amend Articles Re: Changes in Rules for Suspension of Vice-President

Management

For

For

2d

Amend Articles Re: Changes in Quorum and Voting Requirements Board Meetings

Management

For

Against

2e

Amend Articles Re: Miscellaneous Changes

Management

For

For

3a

Approve Remuneration of Dexter Goei

Management

For

Against

3b

Approve Remuneration of Michel Combes

Management

For

For

4

Approve Discharge of Patrick Drahi as Resigning CEO

Management

For

For

5

Close Meeting

Management

None

None

 

 

ALTICE NV
Meeting Date:  JUN 28, 2017
Record Date:  MAY 31, 2017
Meeting Type:  ANNUAL

Ticker:  ATC
Security ID:  N0R25F103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting

Management

None

None

2.a

Receive Report of Management Board (Non-Voting)

Management

None

None

2.b

Receive Explanation on Company's Reserves and Dividend Policy

Management

None

None

2.c

Discuss Remuneration Policy for Management Board Members

Management

None

None

3

Adopt Annual Accounts for Financial Year 2016

Management

For

For

4

Approve Discharge of Executive Board Members

Management

For

For

5

Approve Discharge of Non-Executive Board Members

Management

For

For

6

Elect M. Scott Matlock as Non-Executive Director

Management

For

For

7

Elect J. Allavena as Director

Management

For

For

8.a

Approve Executive Annual Cash Bonus Plan

Management

For

For

8.b

Amend Remuneration Policy

Management

For

For

8.c

Approve Stock Option Plan

Management

For

For

8.d

Amend Remuneration of Michel Combes

Management

For

For

8.e

Amend Remuneration of Dexter Goei

Management

For

For

8.f

Amend Remuneration of Dennis Okhuijsen

Management

For

For

8.g

Approve Remuneration of Supervisory Board

Management

For

For

9

Authorize Repurchase of Issued Share Capital

Management

For

For

10

Proposal to Cancel shares the Company holds in its own capital

Management

For

For

11

Other Business (Non-Voting)

Management

None

None

12

Close Meeting

Management

None

None
 

 

 

ANADARKO PETROLEUM CORPORATION
Meeting Date:  MAY 10, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  APC
Security ID:  032511107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anthony R. Chase

Management

For

For

1b

Elect Director David E. Constable

Management

For

For

1c

Elect Director H. Paulett Eberhart

Management

For

For

1d

Elect Director Claire S. Farley

Management

For

For

1e

Elect Director Peter J. Fluor

Management

For

For

1f

Elect Director Richard L. George

Management

For

For

1g

Elect Director Joseph W. Gorder

Management

For

For

1h

Elect Director John R. Gordon

Management

For

For

1i

Elect Director Sean Gourley

Management

For

For

1j

Elect Director Mark C. McKinley

Management

For

For

1k

Elect Director Eric D. Mullins

Management

For

For

1l

Elect Director R. A. Walker

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

ATHENE HOLDING LTD.
Meeting Date:  JUN 07, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  ATH
Security ID:  G0684D107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brian Leach

Management

For

For

1.2

Elect Director Lawrence J. Ruisi

Management

For

For

1.3

Elect Director Hope Schefler Taitz

Management

For

For

1.4

Elect Director Arthur Wrubel

Management

For

For

1.5

Elect Director H. Carl McCall

Management

For

For

2.1

Elect Subsidiary Director James R. Belardi

Management

For

For

2.2

Elect Subsidiary Director Robert Borden

Management

For

For

2.3

Elect Subsidiary Director Frank L. Gillis

Management

For

For

2.4

Elect Subsidiary Director Gernot Lohr

Management

For

For

2.5

Elect Subsidiary Director Hope Schefler Taitz

Management

For

For

2.6

Elect Subsidiary Director William J. Wheeler

Management

For

For

3.1

Elect Subsidiary Director Frank L. Gillis

Management

For

For

3.2

Elect Subsidiary Director Tab Shanafelt

Management

For

For

3.3

Elect Subsidiary Director William J. Wheeler

Management

For

For

4.1

Elect Subsidiary Director Frank L. Gillis

Management

For

For

4.2

Elect Subsidiary Director Tab Shanafelt

Management

For

For

4.3

Elect Subsidiary Director William J. Wheeler

Management

For

For

5.1

Elect Subsidiary Director Frank L. Gillis

Management

For

For

5.2

Elect Subsidiary Director Tab Shanafelt

Management

For

For

5.3

Elect Subsidiary Director William J. Wheeler

Management

For

For

6.1

Elect Subsidiary Director Deepak Rajan

Management

For

For

6.2

Elect Subsidiary Director Tab Shanafelt

Management

For

For

6.3

Elect Subsidiary Director William J. Wheeler

Management

For

For

7

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

8

Authorize Board to Fix Remuneration of the Auditors

Management

For

For

9

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

10

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

11

Approve Employee Stock Purchase Plan

Management

For

For

12.1

Approve Incorporation of an Advisory Board of Athene Deutschland Anlagemanagement GMBH; Elect Members of the Advisory Board

Management

For

For

12.2

Elect Deepak Rajan as member of the Advisory Board

Management

For

For

12.3

Elect Ralf Schmitt as member of the Advisory Board

Management

For

For

12.4

Elect Michael Solf as member of the Advisory Board

Management

For

For

12.5

Elect Mark Suter as member of the Advisory Board

Management

For

For

13

Approve Remuneration of Supervisory Board Members

Management

For

For

14

Amend Bylaws

Management

For

For

A

Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 neither it nor any of its direct or indirect beneficial owner was a United States Shareholder

Management

None

Against

B

Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 no Investor Party owned, whether direct or indirect, any interests in AP Alternative Assets, L.P or Apollo Global Management LLC

Management

None

For

C

Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 no Investor Party entered into a Transaction that, to the actual knowledge of the Shareholder

Management

None

For
 

 

 

BANK OF AMERICA CORPORATION
Meeting Date:  APR 26, 2017
Record Date:  MAR 02, 2017
Meeting Type:  ANNUAL

Ticker:  BAC
Security ID:  060505104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sharon L. Allen

Management

For

For

1b

Elect Director Susan S. Bies

Management

For

For

1c

Elect Director Jack O. Bovender, Jr.

Management

For

For

1d

Elect Director Frank P. Bramble, Sr.

Management

For

For

1e

Elect Director Pierre J.P. de Weck

Management

For

For

1f

Elect Director Arnold W. Donald

Management

For

For

1g

Elect Director Linda P. Hudson

Management

For

For

1h

Elect Director Monica C. Lozano

Management

For

For

1i

Elect Director Thomas J. May

Management

For

For

1j

Elect Director Brian T. Moynihan

Management

For

For

1k

Elect Director Lionel L. Nowell, III

Management

For

For

1l

Elect Director Michael D. White

Management

For

For

1m

Elect Director Thomas D. Woods

Management

For

For

1n

Elect Director R. David Yost

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Amend the General Clawback Policy

Shareholder

Against

Against

6

Non-core banking operations

Shareholder

Against

Against

7

Require Independent Board Chairman

Shareholder

Against

For

8

Report on Gender Pay Gap

Shareholder

Against

Against
 

 

 

BLACKHAWK NETWORK HOLDINGS, INC.
Meeting Date:  JUN 09, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  HAWK
Security ID:  09238E104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Anil D. Aggarwal

Management

For

For

1.2

Elect Director Richard H. Bard

Management

For

For

1.3

Elect Director Thomas Barnds

Management

For

For

1.4

Elect Director Steven A. Burd

Management

For

For

1.5

Elect Director Robert L. Edwards

Management

For

For

1.6

Elect Director Jeffrey H. Fox

Management

For

For

1.7

Elect Director Mohan Gyani

Management

For

For

1.8

Elect Director Paul Hazen

Management

For

For

1.9

Elect Director Robert B. Henske

Management

For

For

1.10

Elect Director Talbott Roche

Management

For

For

1.11

Elect Director Arun Sarin

Management

For

For

1.12

Elect Director William Y. Tauscher

Management

For

For

1.13

Elect Director Jane J. Thompson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For
 

 

 

BLACKROCK, INC.
Meeting Date:  MAY 25, 2017
Record Date:  MAR 30, 2017
Meeting Type:  ANNUAL

Ticker:  BLK
Security ID:  09247X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Abdlatif Yousef Al-Hamad

Management

For

For

1b

Elect Director Mathis Cabiallavetta

Management

For

For

1c

Elect Director Pamela Daley

Management

For

For

1d

Elect Director William S. Demchak

Management

For

For

1e

Elect Director Jessica P. Einhorn

Management

For

For

1f

Elect Director Laurence D. Fink

Management

For

For

1g

Elect Director Fabrizio Freda

Management

For

For

1h

Elect Director Murry S. Gerber

Management

For

For

1i

Elect Director James Grosfeld

Management

For

For

1j

Elect Director Robert S. Kapito

Management

For

For

1k

Elect Director Deryck Maughan

Management

For

For

1l

Elect Director Cheryl D. Mills

Management

For

For

1m

Elect Director Gordon M. Nixon

Management

For

For

1n

Elect Director Charles H. Robbins

Management

For

For

1o

Elect Director Ivan G. Seidenberg

Management

For

For

1p

Elect Director Marco Antonio Slim Domit

Management

For

For

1q

Elect Director John S. Varley

Management

For

For

1r

Elect Director Susan L. Wagner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Report on Proxy Voting and Executive Compensation

Shareholder

Against

Against

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

CBRE GROUP, INC.
Meeting Date:  MAY 19, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  CBG
Security ID:  12504L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Brandon B. Boze

Management

For

For

1b

Elect Director Beth F. Cobert

Management

For

For

1c

Elect Director Curtis F. Feeny

Management

For

For

1d

Elect Director Bradford M. Freeman

Management

For

For

1e

Elect Director Christopher T. Jenny

Management

For

For

1f

Elect Director Gerardo I. Lopez

Management

For

Against

1g

Elect Director Frederic V. Malek

Management

For

For

1h

Elect Director Paula R. Reynolds

Management

For

For

1i

Elect Director Robert E. Sulentic

Management

For

For

1j

Elect Director Laura D. Tyson

Management

For

For

1k

Elect Director Ray Wirta

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For
 

 

 

CVS HEALTH CORPORATION
Meeting Date:  MAY 10, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  CVS
Security ID:  126650100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard M. Bracken

Management

For

For

1b

Elect Director C. David Brown, II

Management

For

For

1c

Elect Director Alecia A. DeCoudreaux

Management

For

For

1d

Elect Director Nancy-Ann M. DeParle

Management

For

For

1e

Elect Director David W. Dorman

Management

For

For

1f

Elect Director Anne M. Finucane

Management

For

For

1g

Elect Director Larry J. Merlo

Management

For

For

1h

Elect Director Jean-Pierre Millon

Management

For

For

1i

Elect Director Mary L. Schapiro

Management

For

For

1j

Elect Director Richard J. Swift

Management

For

For

1k

Elect Director William C. Weldon

Management

For

For

1l

Elect Director Tony L. White

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For

6

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

7

Report on Pay Disparity

Shareholder

Against

Against

8

Adopt Quantitative Renewable Energy Goals

Shareholder

Against

Against

 

 

EQUINIX, INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL

Ticker:  EQIX
Security ID:  29444U700

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas Bartlett

Management

For

For

1.2

Elect Director Nanci Caldwell

Management

For

For

1.3

Elect Director Gary Hromadko

Management

For

For

1.4

Elect Director John Hughes

Management

For

For

1.5

Elect Director Scott Kriens

Management

For

For

1.6

Elect Director William Luby

Management

For

For

1.7

Elect Director Irving Lyons, III

Management

For

For

1.8

Elect Director Christopher Paisley

Management

For

For

1.9

Elect Director Stephen Smith

Management

For

For

1.10

Elect Director Peter Van Camp

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Re-approve Material Terms for Long-Term Incentive Performance Awards

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

GENESEE & WYOMING INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  GWR
Security ID:  371559105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John C. Hellmann

Management

For

For

1.2

Elect Director Albert J. Neupaver

Management

For

Withhold

1.3

Elect Director Joseph H. Pyne

Management

For

Withhold

1.4

Elect Director Hunter C. Smith

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

HORIZON PHARMA PLC
Meeting Date:  MAY 03, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL

Ticker:  HZNP
Security ID:  G4617B105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gino Santini

Management

For

For

1b

Elect Director Timothy P. Walbert

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Authorize Share Repurchase up to 10 Percent of Issued Share Capital

Management

For

For

5

Adopt Plurality Voting for Contested Election of Directors

Management

For

For

 

 

IHS INC.
Meeting Date:  JUL 11, 2016
Record Date:  JUN 10, 2016
Meeting Type:  SPECIAL

Ticker:  IHS
Security ID:  451734107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

IHS MARKIT LTD.
Meeting Date:  APR 05, 2017
Record Date:  FEB 08, 2017
Meeting Type:  ANNUAL

Ticker:  INFO
Security ID:  G47567105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ruann F. Ernst

Management

For

For

1.2

Elect Director William E. Ford

Management

For

For

1.3

Elect Director Balakrishnan S. Iyer

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Approve Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

JPMORGAN CHASE & CO.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  JPM
Security ID:  46625H100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Linda B. Bammann

Management

For

For

1b

Elect Director James A. Bell

Management

For

For

1c

Elect Director Crandall C. Bowles

Management

For

For

1d

Elect Director Stephen B. Burke

Management

For

For

1e

Elect Director Todd A. Combs

Management

For

For

1f

Elect Director James S. Crown

Management

For

For

1g

Elect Director James Dimon

Management

For

For

1h

Elect Director Timothy P. Flynn

Management

For

For

1i

Elect Director Laban P. Jackson, Jr.

Management

For

For

1j

Elect Director Michael A. Neal

Management

For

For

1k

Elect Director Lee R. Raymond

Management

For

For

1l

Elect Director William C. Weldon

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Require Independent Board Chairman

Shareholder

Against

Against

6

Prohibit Accelerated Vesting of Awards to Pursue Government Service

Shareholder

Against

For

7

Clawback Amendment

Shareholder

Against

Against

8

Report on Gender Pay Gap

Shareholder

Against

Against

9

Provide Vote Counting to Exclude Abstentions

Shareholder

Against

Against

10

Reduce Ownership Threshold for Shareholders to Call a Special Meeting

Shareholder

Against

For
 

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 27, 2017
Record Date:  APR 27, 2017
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard Haythornthwaite

Management

For

For

1b

Elect Director Ajay Banga

Management

For

For

1c

Elect Director Silvio Barzi

Management

For

For

1d

Elect Director David R. Carlucci

Management

For

For

1e

Elect Director Steven J. Freiberg

Management

For

For

1f

Elect Director Julius Genachowski

Management

For

For

1g

Elect Director Merit E. Janow

Management

For

For

1h

Elect Director Nancy J. Karch

Management

For

For

1i

Elect Director Oki Matsumoto

Management

For

Against

1j

Elect Director Rima Qureshi

Management

For

For

1k

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1l

Elect Director Jackson Tai

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Omnibus Stock Plan

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

6

Report on Gender Pay Gap

Shareholder

Against

Against

 

 

MEDTRONIC PLC
Meeting Date:  DEC 09, 2016
Record Date:  OCT 11, 2016
Meeting Type:  ANNUAL

Ticker:  MDT
Security ID:  G5960L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard H. Anderson

Management

For

For

1b

Elect Director Craig Arnold

Management

For

For

1c

Elect Director Scott C. Donnelly

Management

For

For

1d

Elect Director Randall J. Hogan, III

Management

For

For

1e

Elect Director Omar Ishrak

Management

For

For

1f

Elect Director Shirley Ann Jackson

Management

For

For

1g

Elect Director Michael O. Leavitt

Management

For

For

1h

Elect Director James T. Lenehan

Management

For

For

1i

Elect Director Elizabeth G. Nabel

Management

For

For

1j

Elect Director Denise M. O'Leary

Management

For

For

1k

Elect Director Kendall J. Powell

Management

For

For

1l

Elect Director Robert C. Pozen

Management

For

For

1m

Elect Director Preetha Reddy

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Proxy Access Right

Management

For

For

5a

Amend Articles of Association

Management

For

For

5b

Amend Memorandum of Association

Management

For

For

6

Amend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits

Management

For

For
 

 

 

MICROSOFT CORPORATION
Meeting Date:  NOV 30, 2016
Record Date:  SEP 30, 2016
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William H. Gates, lll

Management

For

For

1.2

Elect Director Teri L. List-Stoll

Management

For

For

1.3

Elect Director G. Mason Morfit

Management

For

For

1.4

Elect Director Satya Nadella

Management

For

For

1.5

Elect Director Charles H. Noski

Management

For

For

1.6

Elect Director Helmut Panke

Management

For

For

1.7

Elect Director Sandra E. Peterson

Management

For

For

1.8

Elect Director Charles W. Scharf

Management

For

For

1.9

Elect Director John W. Stanton

Management

For

For

1.10

Elect Director John W. Thompson

Management

For

For

1.11

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Amend Right to Call Special Meeting

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Proxy Access

Shareholder

Against

Against
 

 

 

MOODY'S CORPORATION
Meeting Date:  APR 25, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL

Ticker:  MCO
Security ID:  615369105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Basil L. Anderson

Management

For

For

1.2

Elect Director Jorge A. Bermudez

Management

For

For

1.3

Elect Director Darrell Duffie

Management

For

For

1.4

Elect Director Kathryn M. Hill

Management

For

For

1.5

Elect Director Ewald Kist

Management

For

For

1.6

Elect Director Raymond W. McDaniel, Jr.

Management

For

For

1.7

Elect Director Henry A. McKinnell, Jr.

Management

For

For

1.8

Elect Director Leslie F. Seidman

Management

For

For

1.9

Elect Director Bruce Van Saun

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

MOTOROLA SOLUTIONS, INC.
Meeting Date:  MAY 15, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  MSI
Security ID:  620076307

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gregory Q. Brown

Management

For

For

1b

Elect Director Kenneth D. Denman

Management

For

For

1c

Elect Director Egon P. Durban

Management

For

For

1d

Elect Director Clayton M. Jones

Management

For

For

1e

Elect Director Judy C. Lewent

Management

For

For

1f

Elect Director Gregory K. Mondre

Management

For

For

1g

Elect Director Anne R. Pramaggiore

Management

For

For

1h

Elect Director Samuel C. Scott, III

Management

For

For

1i

Elect Director Joseph M. Tucci

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Report on Efforts to Ensure Supply Chain Has No Forced Labor

Shareholder

Against

Against
 

 

 

PIONEER NATURAL RESOURCES COMPANY
Meeting Date:  MAY 18, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL

Ticker:  PXD
Security ID:  723787107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Edison C. Buchanan

Management

For

For

1.2

Elect Director Andrew F. Cates

Management

For

For

1.3

Elect Director Timothy L. Dove

Management

For

For

1.4

Elect Director Phillip A. Gobe

Management

For

For

1.5

Elect Director Larry R. Grillot

Management

For

For

1.6

Elect Director Stacy P. Methvin

Management

For

For

1.7

Elect Director Royce W. Mitchell

Management

For

For

1.8

Elect Director Frank A. Risch

Management

For

For

1.9

Elect Director Scott D. Sheffield

Management

For

For

1.10

Elect Director Mona K. Sutphen

Management

For

For

1.11

Elect Director J. Kenneth Thompson

Management

For

For

1.12

Elect Director Phoebe A. Wood

Management

For

For

1.13

Elect Director Michael D. Wortley

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Report on Annual Sustainability

Shareholder

Against

Against
 

 

 

QUALCOMM INCORPORATED
Meeting Date:  MAR 07, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL

Ticker:  QCOM
Security ID:  747525103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Barbara T. Alexander

Management

For

For

1b

Elect Director Jeffrey W. Henderson

Management

For

For

1c

Elect Director Thomas W. Horton

Management

For

For

1d

Elect Director Paul E. Jacobs

Management

For

For

1e

Elect Director Ann M. Livermore

Management

For

For

1f

Elect Director Harish Manwani

Management

For

For

1g

Elect Director Mark D. McLaughlin

Management

For

For

1h

Elect Director Steve Mollenkopf

Management

For

For

1i

Elect Director Clark T. "Sandy" Randt, Jr.

Management

For

Withhold

1j

Elect Director Francisco Ros

Management

For

For

1k

Elect Director Anthony J. Vinciquerra

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Proxy Access Amendments

Shareholder

Against

Against

 

 

SABRE CORPORATION
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  SABR
Security ID:  78573M104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Renee James

Management

For

For

1.2

Elect Director Gary Kusin

Management

For

For

1.3

Elect Director Sean Menke

Management

For

For

1.4

Elect Director Greg Mondre

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Adopt Majority Voting for Uncontested Election of Directors

Management

For

For
 

 

 

SCHLUMBERGER LIMITED
Meeting Date:  APR 05, 2017
Record Date:  FEB 15, 2017
Meeting Type:  ANNUAL

Ticker:  SLB
Security ID:  806857108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter L.S. Currie

Management

For

For

1b

Elect Director Miguel M. Galuccio

Management

For

For

1c

Elect Director V. Maureen Kempston Darkes

Management

For

For

1d

Elect Director Paal Kibsgaard

Management

For

For

1e

Elect Director Nikolay Kudryavtsev

Management

For

For

1f

Elect Director Helge Lund

Management

For

For

1g

Elect Director Michael E. Marks

Management

For

For

1h

Elect Director Indra K. Nooyi

Management

For

For

1i

Elect Director Lubna S. Olayan

Management

For

For

1j

Elect Director Leo Rafael Reif

Management

For

For

1k

Elect Director Tore I. Sandvold

Management

For

For

1l

Elect Director Henri Seydoux

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Adopt and Approve Financials and Dividends

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

6

Approve Omnibus Stock Plan

Management

For

For

7

Amend Employee Stock Purchase Plan

Management

For

For
 

 

 

SUNTRUST BANKS, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 15, 2017
Meeting Type:  ANNUAL

Ticker:  STI
Security ID:  867914103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dallas S. Clement

Management

For

For

1.2

Elect Director Paul R. Garcia

Management

For

For

1.3

Elect Director M. Douglas Ivester

Management

For

For

1.4

Elect Director Kyle Prechtl Legg

Management

For

For

1.5

Elect Director Donna S. Morea

Management

For

For

1.6

Elect Director David M. Ratcliffe

Management

For

For

1.7

Elect Director William H. Rogers, Jr.

Management

For

For

1.8

Elect Director Agnes Bundy Scanlan

Management

For

For

1.9

Elect Director Frank P. Scruggs, Jr.

Management

For

For

1.10

Elect Director Bruce L. Tanner

Management

For

For

1.11

Elect Director Thomas R. Watjen

Management

For

For

1.12

Elect Director Phail Wynn, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

SYNCHRONY FINANCIAL
Meeting Date:  MAY 18, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL

Ticker:  SYF
Security ID:  87165B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Margaret M. Keane

Management

For

For

1b

Elect Director Paget L. Alves

Management

For

For

1c

Elect Director Arthur W. Coviello, Jr.

Management

For

For

1d

Elect Director William W. Graylin

Management

For

For

1e

Elect Director Roy A. Guthrie

Management

For

For

1f

Elect Director Richard C. Hartnack

Management

For

For

1g

Elect Director Jeffrey G. Naylor

Management

For

For

1h

Elect Director Laurel J. Richie

Management

For

For

1i

Elect Director Olympia J. Snowe

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

THE CHARLES SCHWAB CORPORATION
Meeting Date:  MAY 16, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  SCHW
Security ID:  808513105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William S. Haraf

Management

For

For

1b

Elect Director Frank C. Herringer

Management

For

For

1c

Elect Director Stephen T. McLin

Management

For

For

1d

Elect Director Roger O. Walther

Management

For

For

1e

Elect Director Robert N. Wilson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Prepare Employment Diversity Report and Report on Diversity Policies

Shareholder

Against

Against

7

Adopt Proxy Access Right

Shareholder

Against

For

8

Provide Vote Counting to Exclude Abstentions

Shareholder

Against

Against

 

 

THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  HIG
Security ID:  416515104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert B. Allardice, III

Management

For

For

1b

Elect Director Trevor Fetter

Management

For

For

1c

Elect Director Kathryn A. Mikells

Management

For

For

1d

Elect Director Michael G. Morris

Management

For

For

1e

Elect Director Thomas A. Renyi

Management

For

For

1f

Elect Director Julie G. Richardson

Management

For

For

1g

Elect Director Teresa Wynn Roseborough

Management

For

For

1h

Elect Director Virginia P. Ruesterholz

Management

For

For

1i

Elect Director Charles B. Strauss

Management

For

For

1j

Elect Director Christopher J. Swift

Management

For

For

1k

Elect Director H. Patrick Swygert

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

TWENTY-FIRST CENTURY FOX, INC.
Meeting Date:  NOV 10, 2016
Record Date:  SEP 13, 2016
Meeting Type:  ANNUAL

Ticker:  FOXA
Security ID:  90130A200

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director K. Rupert Murdoch

Management

For

For

1b

Elect Director Lachlan K. Murdoch

Management

For

For

1c

Elect Director Delphine Arnault

Management

For

Against

1d

Elect Director James W. Breyer

Management

For

For

1e

Elect Director Chase Carey

Management

For

Against

1f

Elect Director David F. DeVoe

Management

For

Against

1g

Elect Director Viet Dinh

Management

For

For

1h

Elect Director Roderick I. Eddington

Management

For

For

1i

Elect Director James R. Murdoch

Management

For

For

1j

Elect Director Jacques Nasser

Management

For

For

1k

Elect Director Robert S. Silberman

Management

For

Against

1l

Elect Director Tidjane Thiam

Management

For

For

1m

Elect Director Jeffrey W. Ubben

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against
 

 

 

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Meeting Date:  JUN 13, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  WLTW
Security ID:  G96629103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anna C. Catalano

Management

For

For

1b

Elect Director Victor F. Ganzi

Management

For

For

1c

Elect Director John J. Haley

Management

For

For

1d

Elect Director Wendy E. Lane

Management

For

For

1e

Elect Director James F. McCann

Management

For

For

1f

Elect Director Brendan R. O'Neill

Management

For

For

1g

Elect Director Jaymin Patel

Management

For

For

1h

Elect Director Linda D. Rabbitt

Management

For

For

1i

Elect Director Paul Thomas

Management

For

For

1j

Elect Director Jeffrey W. Ubben

Management

For

For

1k

Elect Director Wilhelm Zeller

Management

For

For

2

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Provide Proxy Access Right

Management

For

For

6A

Adopt Plurality Voting for Contested Election of Directors

Management

For

For

6B

Establish Range for Size of Board

Management

For

For

7A

Amend Advance Notice Provisions and Make Certain Administrative Amendments

Management

For

For

7B

Amend Articles of Association

Management

For

For

8

Renew the Board's Authority to Issue Shares Under Irish Law

Management

For

For

9

Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights

Management

For

For
 

Franklin Global Government Bond Fund

 

 

VOTES BY FRANKLIN GLOBAL GOVERNMENT BOND FUND PRIOR TO THE LIQUIDATION EFFECTIVE JUNE, 16, 2017.

 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

 

Franklin Growth Opportunities Fund

 

ADOBE SYSTEMS INCORPORATED
Meeting Date:  APR 12, 2017
Record Date:  FEB 14, 2017
Meeting Type:  ANNUAL

Ticker:  ADBE
Security ID:  00724F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Amy Banse

Management

For

For

1b

Elect Director Edward Barnholt

Management

For

For

1c

Elect Director Robert Burgess

Management

For

For

1d

Elect Director Frank Calderoni

Management

For

For

1e

Elect Director James Daley

Management

For

For

1f

Elect Director Laura Desmond

Management

For

For

1g

Elect Director Charles Geschke

Management

For

For

1h

Elect Director Shantanu Narayen

Management

For

For

1i

Elect Director Daniel Rosensweig

Management

For

For

1j

Elect Director John Warnock

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

ADVANCE AUTO PARTS, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  AAP
Security ID:  00751Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John F. Bergstrom

Management

For

For

1.2

Elect Director John C. Brouillard

Management

For

For

1.3

Elect Director Brad W. Buss

Management

For

For

1.4

Elect Director Fiona P. Dias

Management

For

For

1.5

Elect Director John F. Ferraro

Management

For

For

1.6

Elect Director Thomas R. Greco

Management

For

For

1.7

Elect Director Adriana Karaboutis

Management

For

For

1.8

Elect Director Eugene I. Lee, Jr.

Management

For

For

1.9

Elect Director William S. Oglesby

Management

For

For

1.10

Elect Director Reuben E. Slone

Management

For

For

1.11

Elect Director Jeffrey C. Smith

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

6

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Management

For

For
 

 

 

ALEXION PHARMACEUTICALS, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  ALXN
Security ID:  015351109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Felix J. Baker

Management

For

For

1.2

Elect Director David R. Brennan

Management

For

For

1.3

Elect Director M. Michele Burns

Management

For

For

1.4

Elect Director Christopher J. Coughlin

Management

For

For

1.5

Elect Director Ludwig N. Hantson

Management

For

For

1.6

Elect Director John T. Mollen

Management

For

For

1.7

Elect Director R. Douglas Norby

Management

For

For

1.8

Elect Director Alvin S. Parven

Management

For

For

1.9

Elect Director Andreas Rummelt

Management

For

For

1.10

Elect Director Ann M. Veneman

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Provide For Confidential Running Vote Tallies On Executive Pay Matters

Shareholder

Against

Against
 

 

 

ALLEGIANT TRAVEL COMPANY
Meeting Date:  JUN 29, 2017
Record Date:  MAY 01, 2017
Meeting Type:  ANNUAL

Ticker:  ALGT
Security ID:  01748X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Montie Brewer

Management

For

For

1B

Elect Director Gary Ellmer

Management

For

For

1C

Elect Director Maurice J. Gallagher, Jr.

Management

For

For

1D

Elect Director Linda A. Marvin

Management

For

For

1E

Elect Director Charles W. Pollard

Management

For

For

1F

Elect Director John Redmond

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For

 

 

ALLERGAN PLC
Meeting Date:  MAY 04, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL

Ticker:  AGN
Security ID:  G0177J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Nesli Basgoz

Management

For

For

1b

Elect Director Paul M. Bisaro

Management

For

For

1c

Elect Director James H. Bloem

Management

For

For

1d

Elect Director Christopher W. Bodine

Management

For

For

1e

Elect Director Adriane M. Brown

Management

For

For

1f

Elect Director Christopher J. Coughlin

Management

For

For

1g

Elect Director Catherine M. Klema

Management

For

For

1h

Elect Director Peter J. McDonnell

Management

For

For

1i

Elect Director Patrick J. O'Sullivan

Management

For

For

1j

Elect Director Brenton L. Saunders

Management

For

For

1k

Elect Director Ronald R. Taylor

Management

For

For

1l

Elect Director Fred G. Weiss

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Amend Executive Incentive Bonus Plan

Management

For

For

6

Require Independent Board Chairman

Shareholder

Against

For
 

 

 

AMAZON.COM, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 29, 2017
Meeting Type:  ANNUAL

Ticker:  AMZN
Security ID:  023135106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey P. Bezos

Management

For

For

1b

Elect Director Tom A. Alberg

Management

For

For

1c

Elect Director John Seely Brown

Management

For

For

1d

Elect Director Jamie S. Gorelick

Management

For

For

1e

Elect Director Daniel P. Huttenlocher

Management

For

For

1f

Elect Director Judith A. McGrath

Management

For

For

1g

Elect Director Jonathan J. Rubinstein

Management

For

For

1h

Elect Director Thomas O. Ryder

Management

For

For

1i

Elect Director Patricia Q. Stonesifer

Management

For

For

1j

Elect Director Wendell P. Weeks

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

5

Amend Omnibus Stock Plan

Management

For

For

6

Report on Use of Criminal Background Checks in Hiring

Shareholder

Against

Against

7

Include Sustainability as a Performance Measure for Senior Executive Compensation

Shareholder

Against

Against

8

Provide Vote Counting to Exclude Abstentions

Shareholder

Against

Against
 

 

 

AMERICAN TOWER CORPORATION
Meeting Date:  MAY 31, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL

Ticker:  AMT
Security ID:  03027X100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gustavo Lara Cantu

Management

For

For

1b

Elect Director Raymond P. Dolan

Management

For

For

1c

Elect Director Robert D. Hormats

Management

For

For

1d

Elect Director Craig Macnab

Management

For

For

1e

Elect Director JoAnn A. Reed

Management

For

For

1f

Elect Director Pamela D.A. Reeve

Management

For

For

1g

Elect Director David E. Sharbutt

Management

For

For

1h

Elect Director James D. Taiclet, Jr.

Management

For

For

1i

Elect Director Samme L. Thompson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

ANADARKO PETROLEUM CORPORATION
Meeting Date:  MAY 10, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  APC
Security ID:  032511107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anthony R. Chase

Management

For

For

1b

Elect Director David E. Constable

Management

For

For

1c

Elect Director H. Paulett Eberhart

Management

For

For

1d

Elect Director Claire S. Farley

Management

For

For

1e

Elect Director Peter J. Fluor

Management

For

For

1f

Elect Director Richard L. George

Management

For

For

1g

Elect Director Joseph W. Gorder

Management

For

For

1h

Elect Director John R. Gordon

Management

For

For

1i

Elect Director Sean Gourley

Management

For

For

1j

Elect Director Mark C. McKinley

Management

For

For

1k

Elect Director Eric D. Mullins

Management

For

For

1l

Elect Director R. A. Walker

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

ANALOG DEVICES, INC.
Meeting Date:  MAR 08, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ray Stata

Management

For

For

1b

Elect Director Vincent Roche

Management

For

For

1c

Elect Director James A. Champy

Management

For

For

1d

Elect Director Bruce R. Evans

Management

For

For

1e

Elect Director Edward H. Frank

Management

For

For

1f

Elect Director Mark M. Little

Management

For

For

1g

Elect Director Neil Novich

Management

For

For

1h

Elect Director Kenton J. Sicchitano

Management

For

For

1i

Elect Director Lisa T. Su

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

APPLE INC.
Meeting Date:  FEB 28, 2017
Record Date:  DEC 30, 2016
Meeting Type:  ANNUAL

Ticker:  AAPL
Security ID:  037833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James Bell

Management

For

For

1.2

Elect Director Tim Cook

Management

For

For

1.3

Elect Director Al Gore

Management

For

For

1.4

Elect Director Bob Iger

Management

For

For

1.5

Elect Director Andrea Jung

Management

For

For

1.6

Elect Director Art Levinson

Management

For

For

1.7

Elect Director Ron Sugar

Management

For

For

1.8

Elect Director Sue Wagner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Disclose Charitable Contributions

Shareholder

Against

Against

6

Adopt Policy to Increase Diversity of Senior Management and Board of Directors

Shareholder

Against

Against

7

Proxy Access Amendments

Shareholder

Against

Against

8

Engage Outside Independent Experts for Compensation Reforms

Shareholder

Against

Against

9

Adopt Share Retention Policy For Senior Executives

Shareholder

Against

Against
 

 

 

ATHENE HOLDING LTD.
Meeting Date:  JUN 07, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  ATH
Security ID:  G0684D107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brian Leach

Management

For

For

1.2

Elect Director Lawrence J. Ruisi

Management

For

For

1.3

Elect Director Hope Schefler Taitz

Management

For

For

1.4

Elect Director Arthur Wrubel

Management

For

For

1.5

Elect Director H. Carl McCall

Management

For

For

2.1

Elect Subsidiary Director James R. Belardi

Management

For

For

2.2

Elect Subsidiary Director Robert Borden

Management

For

For

2.3

Elect Subsidiary Director Frank L. Gillis

Management

For

For

2.4

Elect Subsidiary Director Gernot Lohr

Management

For

For

2.5

Elect Subsidiary Director Hope Schefler Taitz

Management

For

For

2.6

Elect Subsidiary Director William J. Wheeler

Management

For

For

3.1

Elect Subsidiary Director Frank L. Gillis

Management

For

For

3.2

Elect Subsidiary Director Tab Shanafelt

Management

For

For

3.3

Elect Subsidiary Director William J. Wheeler

Management

For

For

4.1

Elect Subsidiary Director Frank L. Gillis

Management

For

For

4.2

Elect Subsidiary Director Tab Shanafelt

Management

For

For

4.3

Elect Subsidiary Director William J. Wheeler

Management

For

For

5.1

Elect Subsidiary Director Frank L. Gillis

Management

For

For

5.2

Elect Subsidiary Director Tab Shanafelt

Management

For

For

5.3

Elect Subsidiary Director William J. Wheeler

Management

For

For

6.1

Elect Subsidiary Director Deepak Rajan

Management

For

For

6.2

Elect Subsidiary Director Tab Shanafelt

Management

For

For

6.3

Elect Subsidiary Director William J. Wheeler

Management

For

For

7

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

8

Authorize Board to Fix Remuneration of the Auditors

Management

For

For

9

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

10

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

11

Approve Employee Stock Purchase Plan

Management

For

For

12.1

Approve Incorporation of an Advisory Board of Athene Deutschland Anlagemanagement GMBH; Elect Members of the Advisory Board

Management

For

For

12.2

Elect Deepak Rajan as member of the Advisory Board

Management

For

For

12.3

Elect Ralf Schmitt as member of the Advisory Board

Management

For

For

12.4

Elect Michael Solf as member of the Advisory Board

Management

For

For

12.5

Elect Mark Suter as member of the Advisory Board

Management

For

For

13

Approve Remuneration of Supervisory Board Members

Management

For

For

14

Amend Bylaws

Management

For

For

A

Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 neither it nor any of its direct or indirect beneficial owner was a United States Shareholder

Management

None

Against

B

Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 no Investor Party owned, whether direct or indirect, any interests in AP Alternative Assets, L.P or Apollo Global Management LLC

Management

None

For

C

Shareholder Represents that between the Date on which it Purchased Class A Shares and April 17, 2017 no Investor Party entered into a Transaction that, to the actual knowledge of the Shareholder

Management

None

For
 

 

 

AUTODESK, INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  ADSK
Security ID:  052769106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Carl Bass

Management

For

For

1b

Elect Director Crawford W. Beveridge

Management

For

For

1c

Elect Director Jeff Clarke

Management

For

For

1d

Elect Director Scott Ferguson

Management

For

For

1e

Elect Director Thomas Georgens

Management

For

For

1f

Elect Director Richard (Rick) S. Hill

Management

For

For

1g

Elect Director Mary T. McDowell

Management

For

For

1h

Elect Director Lorrie M. Norrington

Management

For

For

1i

Elect Director Betsy Rafael

Management

For

For

1j

Elect Director Stacy J. Smith

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Amend Omnibus Stock Plan

Management

For

For
 

 

 

AXALTA COATING SYSTEMS LTD.
Meeting Date:  APR 26, 2017
Record Date:  MAR 02, 2017
Meeting Type:  ANNUAL

Ticker:  AXTA
Security ID:  G0750C108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles W. Shaver

Management

For

For

1.2

Elect Director Mark Garrett

Management

For

For

1.3

Elect Director Lori J. Ryerkerk

Management

For

Withhold

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

BIOGEN INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  BIIB
Security ID:  09062X103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Alexander J. Denner

Management

For

For

1b

Elect Director Caroline D. Dorsa

Management

For

For

1c

Elect Director Nancy L. Leaming

Management

For

For

1d

Elect Director Richard C. Mulligan

Management

For

For

1e

Elect Director Robert W. Pangia

Management

For

For

1f

Elect Director Stelios Papadopoulos

Management

For

For

1g

Elect Director Brian S. Posner

Management

For

For

1h

Elect Director Eric K. Rowinsky

Management

For

For

1i

Elect Director Lynn Schenk

Management

For

For

1j

Elect Director Stephen A. Sherwin

Management

For

For

1k

Elect Director Michel Vounatsos

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For
 

 

 

BLACKROCK, INC.
Meeting Date:  MAY 25, 2017
Record Date:  MAR 30, 2017
Meeting Type:  ANNUAL

Ticker:  BLK
Security ID:  09247X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Abdlatif Yousef Al-Hamad

Management

For

For

1b

Elect Director Mathis Cabiallavetta

Management

For

For

1c

Elect Director Pamela Daley

Management

For

For

1d

Elect Director William S. Demchak

Management

For

For

1e

Elect Director Jessica P. Einhorn

Management

For

For

1f

Elect Director Laurence D. Fink

Management

For

For

1g

Elect Director Fabrizio Freda

Management

For

For

1h

Elect Director Murry S. Gerber

Management

For

For

1i

Elect Director James Grosfeld

Management

For

For

1j

Elect Director Robert S. Kapito

Management

For

For

1k

Elect Director Deryck Maughan

Management

For

For

1l

Elect Director Cheryl D. Mills

Management

For

For

1m

Elect Director Gordon M. Nixon

Management

For

For

1n

Elect Director Charles H. Robbins

Management

For

For

1o

Elect Director Ivan G. Seidenberg

Management

For

For

1p

Elect Director Marco Antonio Slim Domit

Management

For

For

1q

Elect Director John S. Varley

Management

For

For

1r

Elect Director Susan L. Wagner

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Report on Proxy Voting and Executive Compensation

Shareholder

Against

Against

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 02, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  BMY
Security ID:  110122108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Peter J. Arduini

Management

For

For

1B

Elect Director Robert J. Bertolini

Management

For

For

1C

Elect Director Giovanni Caforio

Management

For

For

1D

Elect Director Matthew W. Emmens

Management

For

For

1E

Elect Director Laurie H. Glimcher

Management

For

For

1F

Elect Director Michael Grobstein

Management

For

For

1G

Elect Director Alan J. Lacy

Management

For

For

1H

Elect Director Dinesh C. Paliwal

Management

For

For

1I

Elect Director Theodore R. Samuels

Management

For

For

1J

Elect Director Gerald L. Storch

Management

For

For

1K

Elect Director Vicki L. Sato

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

7

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

 

 

BROADCOM LIMITED
Meeting Date:  APR 05, 2017
Record Date:  FEB 08, 2017
Meeting Type:  ANNUAL

Ticker:  AVGO
Security ID:  Y09827109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Hock E. Tan

Management

For

For

1b

Elect Director James V. Diller

Management

For

For

1c

Elect Director Lewis C. Eggebrecht

Management

For

For

1d

Elect Director Kenneth Y. Hao

Management

For

For

1e

Elect Director Eddy W. Hartenstein

Management

For

For

1f

Elect Director Check Kian Low

Management

For

For

1g

Elect Director Donald Macleod

Management

For

For

1h

Elect Director Peter J. Marks

Management

For

For

1i

Elect Director Henry Samueli

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Approve Issuance of Shares with or without Preemptive Rights

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

BROADSOFT, INC.
Meeting Date:  APR 27, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL

Ticker:  BSFT
Security ID:  11133B409

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John D. Markley, Jr.

Management

For

For

1.2

Elect Director David Bernardi

Management

For

For

1.3

Elect Director Jane A. Dietze

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

CAVIUM, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  CAVM
Security ID:  14964U108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Edward H. Frank

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

CELGENE CORPORATION
Meeting Date:  JUN 14, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  CELG
Security ID:  151020104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert J. Hugin

Management

For

For

1.2

Elect Director Mark J. Alles

Management

For

For

1.3

Elect Director Richard W. Barker

Management

For

For

1.4

Elect Director Michael W. Bonney

Management

For

For

1.5

Elect Director Michael D. Casey

Management

For

For

1.6

Elect Director Carrie S. Cox

Management

For

For

1.7

Elect Director Michael A. Friedman

Management

For

For

1.8

Elect Director Julia A. Haller

Management

For

For

1.9

Elect Director Gilla S. Kaplan

Management

For

For

1.10

Elect Director James J. Loughlin

Management

For

For

1.11

Elect Director Ernest Mario

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Provide For Confidential Running Vote Tallies On Executive Pay Matters

Shareholder

Against

Against

 

 

CHARTER COMMUNICATIONS, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  CHTR
Security ID:  16119P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director W. Lance Conn

Management

For

For

1b

Elect Director Kim C. Goodman

Management

For

For

1c

Elect Director Craig A. Jacobson

Management

For

For

1d

Elect Director Gregory B. Maffei

Management

For

Against

1e

Elect Director John C. Malone

Management

For

Against

1f

Elect Director John D. Markley, Jr.

Management

For

For

1g

Elect Director David C. Merritt

Management

For

For

1h

Elect Director Steven A. Miron

Management

For

For

1i

Elect Director Balan Nair

Management

For

For

1j

Elect Director Michael Newhouse

Management

For

For

1k

Elect Director Mauricio Ramos

Management

For

For

1l

Elect Director Thomas M. Rutledge

Management

For

For

1m

Elect Director Eric L. Zinterhofer

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For

5

Adopt Proxy Access Right

Shareholder

Against

For
 

 

 

COMCAST CORPORATION
Meeting Date:  JUN 08, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL

Ticker:  CMCSA
Security ID:  20030N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kenneth J. Bacon

Management

For

For

1.2

Elect Director Madeline S. Bell

Management

For

For

1.3

Elect Director Sheldon M. Bonovitz

Management

For

For

1.4

Elect Director Edward D. Breen

Management

For

For

1.5

Elect Director Gerald L. Hassell

Management

For

For

1.6

Elect Director Jeffrey A. Honickman

Management

For

For

1.7

Elect Director Asuka Nakahara

Management

For

For

1.8

Elect Director David C. Novak

Management

For

For

1.9

Elect Director Brian L. Roberts

Management

For

For

1.10

Elect Director Johnathan A. Rodgers

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For
 

 

 

CONSTELLATION BRANDS, INC.
Meeting Date:  JUL 20, 2016
Record Date:  MAY 23, 2016
Meeting Type:  ANNUAL

Ticker:  STZ
Security ID:  21036P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jerry Fowden

Management

For

For

1.2

Elect Director Barry A. Fromberg

Management

For

For

1.3

Elect Director Robert L. Hanson

Management

For

For

1.4

Elect Director Ernesto M. Hernandez

Management

For

For

1.5

Elect Director James A. Locke, III

Management

For

Withhold

1.6

Elect Director Daniel J. McCarthy

Management

For

For

1.7

Elect Director Richard Sands

Management

For

For

1.8

Elect Director Robert Sands

Management

For

For

1.9

Elect Director Judy A. Schmeling

Management

For

For

1.10

Elect Director Keith E. Wandell

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

COSTAR GROUP, INC.
Meeting Date:  JUN 06, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  CSGP
Security ID:  22160N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael R. Klein

Management

For

For

1b

Elect Director Andrew C. Florance

Management

For

For

1c

Elect Director Laura Cox Kaplan

Management

For

For

1d

Elect Director Michael J. Glosserman

Management

For

For

1e

Elect Director Warren H. Haber

Management

For

For

1f

Elect Director John W. Hill

Management

For

For

1g

Elect Director Christopher J. Nassetta

Management

For

For

1h

Elect Director David J. Steinberg

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

DELPHI AUTOMOTIVE PLC
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  DLPH
Security ID:  G27823106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Joseph S. Cantie

Management

For

For

2

Elect Director Kevin P. Clark

Management

For

For

3

Elect Director Gary L. Cowger

Management

For

For

4

Elect Director Nicholas M. Donofrio

Management

For

For

5

Elect Director Mark P. Frissora

Management

For

For

6

Elect Director Rajiv L. Gupta

Management

For

For

7

Elect Director Sean O. Mahoney

Management

For

For

8

Elect Director Timothy M. Manganello

Management

For

For

9

Elect Director Ana G. Pinczuk

Management

For

For

10

Elect Director Thomas W. Sidlik

Management

For

For

11

Elect Director Bernd Wiedemann

Management

For

For

12

Elect Director Lawrence A. Zimmerman

Management

For

For

13

Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

14

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

DIAMONDBACK ENERGY, INC.
Meeting Date:  DEC 07, 2016
Record Date:  NOV 11, 2016
Meeting Type:  SPECIAL

Ticker:  FANG
Security ID:  25278X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

Against

 

 

DIAMONDBACK ENERGY, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  FANG
Security ID:  25278X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven E. West

Management

For

For

1.2

Elect Director Travis D. Stice

Management

For

For

1.3

Elect Director Michael P. Cross

Management

For

For

1.4

Elect Director David L. Houston

Management

For

For

1.5

Elect Director Mark L. Plaumann

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Grant Thornton LLP as Auditors

Management

For

For

 

 

ECOLAB INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL

Ticker:  ECL
Security ID:  278865100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas M. Baker, Jr.

Management

For

For

1b

Elect Director Barbara J. Beck

Management

For

For

1c

Elect Director Leslie S. Biller

Management

For

For

1d

Elect Director Carl M. Casale

Management

For

For

1e

Elect Director Stephen I. Chazen

Management

For

For

1f

Elect Director Jeffrey M. Ettinger

Management

For

For

1g

Elect Director Arthur J. Higgins

Management

For

For

1h

Elect Director Michael Larson

Management

For

For

1i

Elect Director David W. MacLennan

Management

For

For

1j

Elect Director Tracy B. McKibben

Management

For

For

1k

Elect Director Victoria J. Reich

Management

For

For

1l

Elect Director Suzanne M. Vautrinot

Management

For

For

1m

Elect Director John J. Zillmer

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 11, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  EW
Security ID:  28176E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael A. Mussallem

Management

For

For

1b

Elect Director Kieran T. Gallahue

Management

For

For

1c

Elect Director Leslie S. Heisz

Management

For

For

1d

Elect Director William J. Link

Management

For

For

1e

Elect Director Steven R. Loranger

Management

For

For

1f

Elect Director Martha H. Marsh

Management

For

For

1g

Elect Director Wesley W. von Schack

Management

For

For

1h

Elect Director Nicholas J. Valeriani

Management

For

For

2

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

ELECTRONIC ARTS INC.
Meeting Date:  JUL 28, 2016
Record Date:  JUN 06, 2016
Meeting Type:  ANNUAL

Ticker:  EA
Security ID:  285512109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leonard S. Coleman

Management

For

For

1b

Elect Director Jay C. Hoag

Management

For

For

1c

Elect Director Jeffrey T. Huber

Management

For

For

1d

Elect Director Vivek Paul

Management

For

For

1e

Elect Director Lawrence F. Probst, III

Management

For

For

1f

Elect Director Talbott Roche

Management

For

For

1g

Elect Director Richard A. Simonson

Management

For

For

1h

Elect Director Luis A. Ubinas

Management

For

For

1i

Elect Director Denise F. Warren

Management

For

For

1j

Elect Director Andrew Wilson

Management

For

For

2

Amend Executive Incentive Bonus Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Ratify KPMG LLP as Auditors

Management

For

For

 

 

ELI LILLY AND COMPANY
Meeting Date:  MAY 01, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL

Ticker:  LLY
Security ID:  532457108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael L. Eskew

Management

For

For

1b

Elect Director William G. Kaelin, Jr.

Management

For

For

1c

Elect Director John C. Lechleiter

Management

For

For

1d

Elect Director David A. Ricks

Management

For

For

1e

Elect Director Marschall S. Runge

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Amend Deferred Compensation Plan

Management

For

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

Against
 

 

 

ENVISION HEALTHCARE HOLDINGS, INC.
Meeting Date:  NOV 28, 2016
Record Date:  OCT 07, 2016
Meeting Type:  SPECIAL

Ticker:  EVHC
Security ID:  29413U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

EQUINIX, INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL

Ticker:  EQIX
Security ID:  29444U700

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas Bartlett

Management

For

For

1.2

Elect Director Nanci Caldwell

Management

For

For

1.3

Elect Director Gary Hromadko

Management

For

For

1.4

Elect Director John Hughes

Management

For

For

1.5

Elect Director Scott Kriens

Management

For

For

1.6

Elect Director William Luby

Management

For

For

1.7

Elect Director Irving Lyons, III

Management

For

For

1.8

Elect Director Christopher Paisley

Management

For

For

1.9

Elect Director Stephen Smith

Management

For

For

1.10

Elect Director Peter Van Camp

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Re-approve Material Terms for Long-Term Incentive Performance Awards

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

FACEBOOK, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  FB
Security ID:  30303M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marc L. Andreessen

Management

For

Withhold

1.2

Elect Director Erskine B. Bowles

Management

For

For

1.3

Elect Director Susan D. Desmond-Hellmann

Management

For

For

1.4

Elect Director Reed Hastings

Management

For

For

1.5

Elect Director Jan Koum

Management

For

For

1.6

Elect Director Sheryl K. Sandberg

Management

For

For

1.7

Elect Director Peter A. Thiel

Management

For

For

1.8

Elect Director Mark Zuckerberg

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Recapitalization Plan for all Stock to Have One-vote per Share

Shareholder

Against

For

4

Report on Lobbying Payments and Policy

Shareholder

Against

For

5

Report on Public Policy Issues Associated with Fake News

Shareholder

Against

Against

6

Gender Pay Gap

Shareholder

Against

Against

7

Require Independent Board Chairman

Shareholder

Against

For

 

 

FISERV, INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  FISV
Security ID:  337738108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alison Davis

Management

For

For

1.2

Elect Director John Y. Kim

Management

For

For

1.3

Elect Director Dennis F. Lynch

Management

For

For

1.4

Elect Director Denis J. O'Leary

Management

For

For

1.5

Elect Director Glenn M. Renwick

Management

For

For

1.6

Elect Director Kim M. Robak

Management

For

For

1.7

Elect Director JD Sherman

Management

For

For

1.8

Elect Director Doyle R. Simons

Management

For

For

1.9

Elect Director Jeffery W. Yabuki

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Amend Proxy Access Right

Shareholder

Against

Against
 

 

 

HALLIBURTON COMPANY
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  HAL
Security ID:  406216101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Abdulaziz F. Al Khayyal

Management

For

For

1b

Elect Director William E. Albrecht

Management

For

For

1c

Elect Director Alan M. Bennett

Management

For

For

1d

Elect Director James R. Boyd

Management

For

For

1e

Elect Director Milton Carroll

Management

For

Against

1f

Elect Director Nance K. Dicciani

Management

For

For

1g

Elect Director Murry S. Gerber

Management

For

For

1h

Elect Director Jose C. Grubisich

Management

For

For

1i

Elect Director David J. Lesar

Management

For

For

1j

Elect Director Robert A. Malone

Management

For

For

1k

Elect Director J. Landis Martin

Management

For

For

1l

Elect Director Jeffrey A. Miller

Management

For

For

1m

Elect Director Debra L. Reed

Management

For

Against

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For
 

 

 

HARRIS CORPORATION
Meeting Date:  OCT 28, 2016
Record Date:  SEP 02, 2016
Meeting Type:  ANNUAL

Ticker:  HRS
Security ID:  413875105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James F. Albaugh

Management

For

For

1b

Elect Director William M. Brown

Management

For

For

1c

Elect Director Peter W. Chiarelli

Management

For

For

1d

Elect Director Thomas A. Dattilo

Management

For

For

1e

Elect Director Roger B. Fradin

Management

For

For

1f

Elect Director Terry D. Growcock

Management

For

For

1g

Elect Director Lewis Hay, III

Management

For

For

1h

Elect Director Vyomesh I. Joshi

Management

For

For

1i

Elect Director Leslie F. Kenne

Management

For

For

1j

Elect Director James C. Stoffel

Management

For

For

1k

Elect Director Gregory T. Swienton

Management

For

For

1l

Elect Director Hansel E. Tookes, II

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

HERON THERAPEUTICS, INC.
Meeting Date:  JUN 12, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  HRTX
Security ID:  427746102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin C. Tang

Management

For

For

1.2

Elect Director Barry D. Quart

Management

For

For

1.3

Elect Director Robert H. Rosen

Management

For

For

1.4

Elect Director Craig A. Johnson

Management

For

Withhold

1.5

Elect Director John W. Poyhonen

Management

For

Withhold

1.6

Elect Director Christian Waage

Management

For

For

2

Ratify OUM & Co. LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Increase Authorized Common Stock

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Amend Qualified Employee Stock Purchase Plan

Management

For

For
 

 

 

HONEYWELL INTERNATIONAL INC.
Meeting Date:  APR 24, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL

Ticker:  HON
Security ID:  438516106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Darius Adamczyk

Management

For

For

1B

Elect Director William S. Ayer

Management

For

For

1C

Elect Director Kevin Burke

Management

For

For

1D

Elect Director Jaime Chico Pardo

Management

For

For

1E

Elect Director David M. Cote

Management

For

For

1F

Elect Director D. Scott Davis

Management

For

For

1G

Elect Director Linnet F. Deily

Management

For

For

1H

Elect Director Judd Gregg

Management

For

For

1I

Elect Director Clive Hollick

Management

For

For

1J

Elect Director Grace D. Lieblein

Management

For

For

1K

Elect Director George Paz

Management

For

For

1L

Elect Director Bradley T. Sheares

Management

For

For

1M

Elect Director Robin L. Washington

Management

For

For

2

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Require Independent Board Chairman

Shareholder

Against

Against

6

Political Lobbying Disclosure

Shareholder

Against

For
 

 

 

HOSTESS BRANDS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  TWNK
Security ID:  44109J106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark R. Stone

Management

For

For

1.2

Elect Director William D. Toler

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

IHS INC.
Meeting Date:  JUL 11, 2016
Record Date:  JUN 10, 2016
Meeting Type:  SPECIAL

Ticker:  IHS
Security ID:  451734107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

IHS MARKIT LTD.
Meeting Date:  APR 05, 2017
Record Date:  FEB 08, 2017
Meeting Type:  ANNUAL

Ticker:  INFO
Security ID:  G47567105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ruann F. Ernst

Management

For

For

1.2

Elect Director William E. Ford

Management

For

For

1.3

Elect Director Balakrishnan S. Iyer

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Approve Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

INCYTE CORPORATION
Meeting Date:  MAY 26, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  INCY
Security ID:  45337C102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Julian C. Baker

Management

For

For

1.2

Elect Director Jean-Jacques Bienaime

Management

For

For

1.3

Elect Director Paul A. Brooke

Management

For

For

1.4

Elect Director Paul J. Clancy

Management

For

For

1.5

Elect Director Wendy L. Dixon

Management

For

For

1.6

Elect Director Paul A. Friedman

Management

For

For

1.7

Elect Director Herve Hoppenot

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

INTERCONTINENTAL EXCHANGE, INC.
Meeting Date:  MAY 19, 2017
Record Date:  MAR 21, 2017
Meeting Type:  ANNUAL

Ticker:  ICE
Security ID:  45866F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ann M. Cairns

Management

For

For

1b

Elect Director Charles R. Crisp

Management

For

For

1c

Elect Director Duriya M. Farooqui

Management

For

For

1d

Elect Director Jean-Marc Forneri

Management

For

For

1e

Elect Director The Right Hon. the Lord Hague of Richmond

Management

For

For

1f

Elect Director Fred W. Hatfield

Management

For

For

1g

Elect Director Thomas E. Noonan

Management

For

For

1h

Elect Director Frederic V. Salerno

Management

For

For

1i

Elect Director Jeffrey C. Sprecher

Management

For

For

1j

Elect Director Judith A. Sprieser

Management

For

For

1k

Elect Director Vincent Tese

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Omnibus Stock Plan

Management

For

For

5

Amend Non-Employee Director Omnibus Stock Plan

Management

For

For

6

Amend Articles

Management

For

For

7

Amend Bylaws

Management

For

For

8

Ratify Ernst & Young LLP as Auditors

Management

For

For

9

Report on Assessing Environmental, Social and Governance Market Disclosure

Shareholder

Against

Against
 

 

 

INTERXION HOLDING NV
Meeting Date:  JUN 30, 2017
Record Date:  JUN 02, 2017
Meeting Type:  ANNUAL

Ticker:  INXN
Security ID:  N47279109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Financial Statements and Statutory Reports

Management

For

For

2

Approve Discharge of Board of Directors

Management

For

For

3.a

Elect Frank Esser as Director

Management

For

For

3.b

Elect Mark Heraghty as Director

Management

For

For

4

Approve Grant of Shares to Non-Executive Director

Management

For

For

5.a

Grant Board Authority to Issue Shares Re: Employee Incentive Schemes

Management

For

Against

5.b

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus

Management

For

For

6

Ratify KPMG as Auditors

Management

For

For

7

Other Business (Non-Voting)

Management

None

None

 

 

 

LAS VEGAS SANDS CORP.
Meeting Date:  JUN 08, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  LVS
Security ID:  517834107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles D. Forman

Management

For

For

1.2

Elect Director Steven L. Gerard

Management

For

For

1.3

Elect Director George Jamieson

Management

For

For

1.4

Elect Director Lewis Kramer

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
Meeting Date:  MAR 02, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL

Ticker:  MTSI
Security ID:  55405Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles Bland

Management

For

Withhold

1.2

Elect Director Stephen G. Daly

Management

For

For

1.3

Elect Director Susan Ocampo

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

MARKETAXESS HOLDINGS INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL

Ticker:  MKTX
Security ID:  57060D108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard M. McVey

Management

For

For

1b

Elect Director Steven L. Begleiter

Management

For

For

1c

Elect Director Stephen P. Casper

Management

For

For

1d

Elect Director Jane Chwick

Management

For

For

1e

Elect Director William F. Cruger

Management

For

For

1f

Elect Director David G. Gomach

Management

For

For

1g

Elect Director Carlos M. Hernandez

Management

For

For

1h

Elect Director Richard G. Ketchum

Management

For

For

1i

Elect Director John Steinhardt

Management

For

For

1j

Elect Director James J. Sullivan

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

MARTIN MARIETTA MATERIALS, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL

Ticker:  MLM
Security ID:  573284106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sue W. Cole

Management

For

For

1.2

Elect Director Michael J. Quillen

Management

For

For

1.3

Elect Director John J. Koraleski

Management

For

For

1.4

Elect Director Stephen P. Zelnak, Jr.

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Adopt Proxy Access Right

Shareholder

Against

For

 

 

MASTERCARD INCORPORATED
Meeting Date:  JUN 27, 2017
Record Date:  APR 27, 2017
Meeting Type:  ANNUAL

Ticker:  MA
Security ID:  57636Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard Haythornthwaite

Management

For

For

1b

Elect Director Ajay Banga

Management

For

For

1c

Elect Director Silvio Barzi

Management

For

For

1d

Elect Director David R. Carlucci

Management

For

For

1e

Elect Director Steven J. Freiberg

Management

For

For

1f

Elect Director Julius Genachowski

Management

For

For

1g

Elect Director Merit E. Janow

Management

For

For

1h

Elect Director Nancy J. Karch

Management

For

For

1i

Elect Director Oki Matsumoto

Management

For

Against

1j

Elect Director Rima Qureshi

Management

For

For

1k

Elect Director Jose Octavio Reyes Lagunes

Management

For

For

1l

Elect Director Jackson Tai

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Omnibus Stock Plan

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

6

Report on Gender Pay Gap

Shareholder

Against

Against
 

 

 

MEDTRONIC PLC
Meeting Date:  DEC 09, 2016
Record Date:  OCT 11, 2016
Meeting Type:  ANNUAL

Ticker:  MDT
Security ID:  G5960L103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard H. Anderson

Management

For

For

1b

Elect Director Craig Arnold

Management

For

For

1c

Elect Director Scott C. Donnelly

Management

For

For

1d

Elect Director Randall J. Hogan, III

Management

For

For

1e

Elect Director Omar Ishrak

Management

For

For

1f

Elect Director Shirley Ann Jackson

Management

For

For

1g

Elect Director Michael O. Leavitt

Management

For

For

1h

Elect Director James T. Lenehan

Management

For

For

1i

Elect Director Elizabeth G. Nabel

Management

For

For

1j

Elect Director Denise M. O'Leary

Management

For

For

1k

Elect Director Kendall J. Powell

Management

For

For

1l

Elect Director Robert C. Pozen

Management

For

For

1m

Elect Director Preetha Reddy

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Provide Proxy Access Right

Management

For

For

5a

Amend Articles of Association

Management

For

For

5b

Amend Memorandum of Association

Management

For

For

6

Amend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits

Management

For

For
 

 

 

MICROSOFT CORPORATION
Meeting Date:  NOV 30, 2016
Record Date:  SEP 30, 2016
Meeting Type:  ANNUAL

Ticker:  MSFT
Security ID:  594918104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William H. Gates, lll

Management

For

For

1.2

Elect Director Teri L. List-Stoll

Management

For

For

1.3

Elect Director G. Mason Morfit

Management

For

For

1.4

Elect Director Satya Nadella

Management

For

For

1.5

Elect Director Charles H. Noski

Management

For

For

1.6

Elect Director Helmut Panke

Management

For

For

1.7

Elect Director Sandra E. Peterson

Management

For

For

1.8

Elect Director Charles W. Scharf

Management

For

For

1.9

Elect Director John W. Stanton

Management

For

For

1.10

Elect Director John W. Thompson

Management

For

For

1.11

Elect Director Padmasree Warrior

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Amend Right to Call Special Meeting

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Proxy Access

Shareholder

Against

Against
 

 

 

MONSTER BEVERAGE CORPORATION
Meeting Date:  OCT 11, 2016
Record Date:  AUG 26, 2016
Meeting Type:  SPECIAL

Ticker:  MNST
Security ID:  61174X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

For

 

 

MONSTER BEVERAGE CORPORATION
Meeting Date:  JUN 19, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  MNST
Security ID:  61174X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rodney C. Sacks

Management

For

For

1.2

Elect Director Hilton H. Schlosberg

Management

For

For

1.3

Elect Director Mark J. Hall

Management

For

For

1.4

Elect Director Norman C. Epstein

Management

For

For

1.5

Elect Director Gary P. Fayard

Management

For

For

1.6

Elect Director Benjamin M. Polk

Management

For

For

1.7

Elect Director Sydney Selati

Management

For

For

1.8

Elect Director Harold C. Taber, Jr.

Management

For

For

1.9

Elect Director Kathy N. Waller

Management

For

For

1.10

Elect Director Mark S. Vidergauz

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Approve Non-Employee Director Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Adopt Proxy Access Right

Shareholder

Against

Against

7

Report on Sustainability, Including Water Risks

Shareholder

Against

Against

 

 

MOODY'S CORPORATION
Meeting Date:  APR 25, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL

Ticker:  MCO
Security ID:  615369105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Basil L. Anderson

Management

For

For

1.2

Elect Director Jorge A. Bermudez

Management

For

For

1.3

Elect Director Darrell Duffie

Management

For

For

1.4

Elect Director Kathryn M. Hill

Management

For

For

1.5

Elect Director Ewald Kist

Management

For

For

1.6

Elect Director Raymond W. McDaniel, Jr.

Management

For

For

1.7

Elect Director Henry A. McKinnell, Jr.

Management

For

For

1.8

Elect Director Leslie F. Seidman

Management

For

For

1.9

Elect Director Bruce Van Saun

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

NANOMETRICS INCORPORATED
Meeting Date:  MAY 23, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  NANO
Security ID:  630077105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director J. Thomas Bentley

Management

For

For

1.2

Elect Director Edward J. Brown, Jr.

Management

For

For

1.3

Elect Director Robert Deuster

Management

For

For

1.4

Elect Director Bruce C. Rhine

Management

For

For

1.5

Elect Director Christopher A. Seams

Management

For

For

1.6

Elect Director Timothy J. Stultz

Management

For

For

1.7

Elect Director Christine A. Tsingos

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

NEVRO CORP.
Meeting Date:  MAY 25, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  NVRO
Security ID:  64157F103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frank Fischer

Management

For

For

1.2

Elect Director Shawn T McCormick

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

NEWELL BRANDS INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  NWL
Security ID:  651229106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ian G.H. Ashken

Management

For

For

1b

Elect Director Thomas E. Clarke

Management

For

Against

1c

Elect Director Kevin C. Conroy

Management

For

Against

1d

Elect Director Scott S. Cowen

Management

For

Against

1e

Elect Director Michael T. Cowhig

Management

For

For

1f

Elect Director Domenico De Sole

Management

For

Against

1g

Elect Director Martin E. Franklin

Management

For

For

1h

Elect Director Ros L'Esperance

Management

For

For

1i

Elect Director Michael B. Polk

Management

For

For

1j

Elect Director Steven J. Strobel

Management

For

For

1k

Elect Director Michael A. Todman

Management

For

For

1l

Elect Director Raymond G. Viault

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

NIKE, INC.
Meeting Date:  SEP 22, 2016
Record Date:  JUL 22, 2016
Meeting Type:  ANNUAL

Ticker:  NKE
Security ID:  654106103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan B. Graf, Jr.

Management

For

For

1.2

Elect Director Michelle A. Peluso

Management

For

For

1.3

Elect Director Phyllis M. Wise

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Report on Political Contributions

Shareholder

Against

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

NVIDIA CORPORATION
Meeting Date:  MAY 23, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  NVDA
Security ID:  67066G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert K. Burgess

Management

For

For

1b

Elect Director Tench Coxe

Management

For

For

1c

Elect Director Persis S. Drell

Management

For

For

1d

Elect Director James C. Gaither

Management

For

For

1e

Elect Director Jen-Hsun Huang

Management

For

For

1f

Elect Director Dawn Hudson

Management

For

For

1g

Elect Director Harvey C. Jones

Management

For

For

1h

Elect Director Michael G. McCaffery

Management

For

For

1i

Elect Director William J. Miller

Management

For

For

1j

Elect Director Mark L. Perry

Management

For

For

1k

Elect Director A. Brooke Seawell

Management

For

For

1l

Elect Director Mark A. Stevens

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

PALO ALTO NETWORKS, INC.
Meeting Date:  DEC 08, 2016
Record Date:  OCT 14, 2016
Meeting Type:  ANNUAL

Ticker:  PANW
Security ID:  697435105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark D. McLaughlin

Management

For

For

1b

Elect Director Asheem Chandna

Management

For

For

1c

Elect Director James J. Goetz

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

PAYLOCITY HOLDING CORPORATION
Meeting Date:  DEC 09, 2016
Record Date:  OCT 11, 2016
Meeting Type:  ANNUAL

Ticker:  PCTY
Security ID:  70438V106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven R. Beauchamp

Management

For

For

1.2

Elect Director Andres D. Reiner

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

 

 

PINNACLE FOODS INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  PF
Security ID:  72348P104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jane Nielsen

Management

For

For

1.2

Elect Director Muktesh Pant

Management

For

For

1.3

Elect Director Raymond Silcock

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

POST HOLDINGS, INC.
Meeting Date:  JAN 26, 2017
Record Date:  NOV 29, 2016
Meeting Type:  ANNUAL

Ticker:  POST
Security ID:  737446104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert E. Grote

Management

For

For

1.2

Elect Director David W. Kemper

Management

For

For

1.3

Elect Director Robert V. Vitale

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on the Risks Associated with Use of Caged Chickens in Supply Chain

Shareholder

Against

Against

5

Require Independent Board Chairman

Shareholder

Against

For

 

 

RAYTHEON COMPANY
Meeting Date:  MAY 25, 2017
Record Date:  APR 04, 2017
Meeting Type:  ANNUAL

Ticker:  RTN
Security ID:  755111507

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Tracy A. Atkinson

Management

For

For

1b

Elect Director Robert E. Beauchamp

Management

For

For

1c

Elect Director Vernon E. Clark

Management

For

For

1d

Elect Director Stephen J. Hadley

Management

For

For

1e

Elect Director Thomas A. Kennedy

Management

For

For

1f

Elect Director Letitia A. Long

Management

For

For

1g

Elect Director George R. Oliver

Management

For

For

1h

Elect Director Dinesh C. Paliwal

Management

For

For

1i

Elect Director William R. Spivey

Management

For

For

1j

Elect Director James A. Winnefeld, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

RED HAT, INC.
Meeting Date:  AUG 11, 2016
Record Date:  JUN 15, 2016
Meeting Type:  ANNUAL

Ticker:  RHT
Security ID:  756577102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sohaib Abbasi

Management

For

For

1.2

Elect Director W. Steve Albrecht

Management

For

For

1.3

Elect Director Charlene T. Begley

Management

For

For

1.4

Elect Director Jeffrey J. Clarke - Withdrawn Resolution

Management

None

None

1.5

Elect Director Narendra K. Gupta

Management

For

For

1.6

Elect Director Kimberly L. Hammonds

Management

For

For

1.7

Elect Director William S. Kaiser

Management

For

For

1.8

Elect Director Donald H. Livingstone

Management

For

For

1.9

Elect Director H. Hugh Shelton

Management

For

For

1.10

Elect Director James M. Whitehurst

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Approve Qualified Employee Stock Purchase Plan

Management

For

For
 

 

 

REVANCE THERAPEUTICS, INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  RVNC
Security ID:  761330109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director L. Daniel Browne

Management

For

For

1b

Elect Director Robert Byrnes

Management

For

For

1c

Elect Director Philip J. Vickers

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

ROPER TECHNOLOGIES, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  ROP
Security ID:  776696106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Amy Woods Brinkley

Management

For

For

1.2

Elect Director John F. Fort, III

Management

For

For

1.3

Elect Director Brian D. Jellison

Management

For

For

1.4

Elect Director Robert D. Johnson

Management

For

For

1.5

Elect Director Robert E. Knowling, Jr.

Management

For

For

1.6

Elect Director Wilbur J. Prezzano

Management

For

For

1.7

Elect Director Laura G. Thatcher

Management

For

For

1.8

Elect Director Richard F. Wallman

Management

For

For

1.9

Elect Director Christopher Wright

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

SALESFORCE.COM, INC.
Meeting Date:  JUN 06, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL

Ticker:  CRM
Security ID:  79466L302

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marc Benioff

Management

For

For

1b

Elect Director Keith Block

Management

For

For

1c

Elect Director Craig Conway

Management

For

For

1d

Elect Director Alan Hassenfeld

Management

For

For

1e

Elect Director Neelie Kroes

Management

For

For

1f

Elect Director Colin Powell

Management

For

For

1g

Elect Director Sanford Robertson

Management

For

For

1h

Elect Director John V. Roos

Management

For

For

1i

Elect Director Robin Washington

Management

For

For

1j

Elect Director Maynard Webb

Management

For

For

1k

Elect Director Susan Wojcicki

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Qualified Employee Stock Purchase Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

Against

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

7

Shareholders May Call Special Meeting

Shareholder

Against

For
 

 

 

SBA COMMUNICATIONS CORPORATION
Meeting Date:  JAN 12, 2017
Record Date:  DEC 02, 2016
Meeting Type:  SPECIAL

Ticker:  SBAC
Security ID:  78388J106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Reorganization to Facilitate Transition to REIT Status

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

SBA COMMUNICATIONS CORPORATION
Meeting Date:  MAY 18, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  SBAC
Security ID:  78410G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Steven E. Bernstein

Management

For

For

1b

Elect Director Duncan H. Cocroft

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

SERVICENOW, INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  NOW
Security ID:  81762P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John J. Donahoe

Management

For

For

1b

Elect Director Charles H. Giancarlo

Management

For

For

1c

Elect Director Anita M. Sands

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

SIGNATURE BANK
Meeting Date:  APR 20, 2017
Record Date:  MAR 01, 2017
Meeting Type:  ANNUAL

Ticker:  SBNY
Security ID:  82669G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott A. Shay

Management

For

For

1.2

Elect Director Joseph J. DePaolo

Management

For

For

1.3

Elect Director Barney Frank

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Adopt Majority Voting for Uncontested Election of Directors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Amend Omnibus Stock Plan

Management

For

For
 

 

 

STARBUCKS CORPORATION
Meeting Date:  MAR 22, 2017
Record Date:  JAN 12, 2017
Meeting Type:  ANNUAL

Ticker:  SBUX
Security ID:  855244109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Howard Schultz

Management

For

For

1b

Elect Director William W. Bradley

Management

For

For

1c

Elect Director Rosalind Brewer

Management

For

For

1d

Elect Director Mary N. Dillon

Management

For

For

1e

Elect Director Robert M. Gates

Management

For

For

1f

Elect Director Mellody Hobson

Management

For

For

1g

Elect Director Kevin R. Johnson

Management

For

For

1h

Elect Director Jorgen Vig Knudstorp

Management

For

For

1i

Elect Director Satya Nadella

Management

For

For

1j

Elect Director Joshua Cooper Ramo

Management

For

For

1k

Elect Director Clara Shih

Management

For

For

1l

Elect Director Javier G. Teruel

Management

For

For

1m

Elect Director Myron E. Ullman, III

Management

For

For

1n

Elect Director Craig E. Weatherup

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Amend Proxy Access Right

Shareholder

Against

Against

 

 

SVB FINANCIAL GROUP
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  SIVB
Security ID:  78486Q101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Greg W. Becker

Management

For

For

1.2

Elect Director Eric A. Benhamou

Management

For

For

1.3

Elect Director David M. Clapper

Management

For

For

1.4

Elect Director Roger F. Dunbar

Management

For

For

1.5

Elect Director Joel P. Friedman

Management

For

For

1.6

Elect Director Lata Krishnan

Management

For

For

1.7

Elect Director Jeffrey N. Maggioncalda

Management

For

For

1.8

Elect Director Mary J. Miller

Management

For

For

1.9

Elect Director Kate D. Mitchell

Management

For

For

1.10

Elect Director John F. Robinson

Management

For

For

1.11

Elect Director Garen K. Staglin

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

SYNCHRONY FINANCIAL
Meeting Date:  MAY 18, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL

Ticker:  SYF
Security ID:  87165B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Margaret M. Keane

Management

For

For

1b

Elect Director Paget L. Alves

Management

For

For

1c

Elect Director Arthur W. Coviello, Jr.

Management

For

For

1d

Elect Director William W. Graylin

Management

For

For

1e

Elect Director Roy A. Guthrie

Management

For

For

1f

Elect Director Richard C. Hartnack

Management

For

For

1g

Elect Director Jeffrey G. Naylor

Management

For

For

1h

Elect Director Laurel J. Richie

Management

For

For

1i

Elect Director Olympia J. Snowe

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

T-MOBILE US, INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  TMUS
Security ID:  872590104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director W. Michael Barnes

Management

For

For

1.2

Elect Director Thomas Dannenfeldt

Management

For

For

1.3

Elect Director Srikant M. Datar

Management

For

For

1.4

Elect Director Lawrence H. Guffey

Management

For

For

1.5

Elect Director Timotheus Hottges

Management

For

For

1.6

Elect Director Bruno Jacobfeuerborn

Management

For

For

1.7

Elect Director Raphael Kubler

Management

For

For

1.8

Elect Director Thorsten Langheim

Management

For

For

1.9

Elect Director John J. Legere

Management

For

For

1.10

Elect Director Teresa A. Taylor

Management

For

For

1.11

Elect Director Kelvin R. Westbrook

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

5

Adopt Proxy Access Right

Shareholder

Against

For

6

Pro-rata Vesting of Equity Awards

Shareholder

Against

Against

7

Clawback of Incentive Payments

Shareholder

Against

Against

 

 

TESARO, INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  TSRO
Security ID:  881569107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leon O. Moulder, Jr.

Management

For

For

1b

Elect Director Mary Lynne Hedley

Management

For

For

1c

Elect Director David M. Mott

Management

For

For

1d

Elect Director Lawrence M. Alleva

Management

For

For

1e

Elect Director James O. Armitage

Management

For

For

1f

Elect Director Earl M. (Duke) Collier, Jr.

Management

For

For

1g

Elect Director Garry A. Nicholson

Management

For

For

1h

Elect Director Arnold L. Oronsky

Management

For

For

1i

Elect Director Kavita Patel

Management

For

For

1j

Elect Director Beth Seidenberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young, LLP as Auditors

Management

For

For
 

 

 

THE CHARLES SCHWAB CORPORATION
Meeting Date:  MAY 16, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  SCHW
Security ID:  808513105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William S. Haraf

Management

For

For

1b

Elect Director Frank C. Herringer

Management

For

For

1c

Elect Director Stephen T. McLin

Management

For

For

1d

Elect Director Roger O. Walther

Management

For

For

1e

Elect Director Robert N. Wilson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

For

6

Prepare Employment Diversity Report and Report on Diversity Policies

Shareholder

Against

Against

7

Adopt Proxy Access Right

Shareholder

Against

For

8

Provide Vote Counting to Exclude Abstentions

Shareholder

Against

Against

 

 

 

THE PRICELINE GROUP INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  PCLN
Security ID:  741503403

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy M. Armstrong

Management

For

For

1.2

Elect Director Jeffery H. Boyd

Management

For

For

1.3

Elect Director Jan L. Docter

Management

For

For

1.4

Elect Director Jeffrey E. Epstein

Management

For

For

1.5

Elect Director Glenn D. Fogel

Management

For

For

1.6

Elect Director James M. Guyette

Management

For

For

1.7

Elect Director Robert J. Mylod, Jr.

Management

For

For

1.8

Elect Director Charles H. Noski

Management

For

For

1.9

Elect Director Nancy B. Peretsman

Management

For

For

1.10

Elect Director Thomas E. Rothman

Management

For

For

1.11

Elect Director Craig W. Rydin

Management

For

For

1.12

Elect Director Lynn M. Vojvodich

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

 

 

THE WALT DISNEY COMPANY
Meeting Date:  MAR 08, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL

Ticker:  DIS
Security ID:  254687106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan E. Arnold

Management

For

For

1b

Elect Director John S. Chen

Management

For

For

1c

Elect Director Jack Dorsey

Management

For

For

1d

Elect Director Robert A. Iger

Management

For

For

1e

Elect Director Maria Elena Lagomasino

Management

For

For

1f

Elect Director Fred H. Langhammer

Management

For

For

1g

Elect Director Aylwin B. Lewis

Management

For

For

1h

Elect Director Robert W. Matschullat

Management

For

For

1i

Elect Director Mark G. Parker

Management

For

For

1j

Elect Director Sheryl K. Sandberg

Management

For

For

1k

Elect Director Orin C. Smith

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Proxy Access Bylaw Amendment

Shareholder

Against

Against
 

 

 

TYLER TECHNOLOGIES, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  TYL
Security ID:  902252105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Donald R. Brattain

Management

For

For

1B

Elect Director Glenn A. Carter

Management

For

For

1C

Elect Director Brenda A. Cline

Management

For

For

1D

Elect Director J. Luther King, Jr.

Management

For

For

1E

Elect Director Larry D. Leinweber

Management

For

For

1F

Elect Director John S. Marr, Jr.

Management

For

For

1G

Elect Director H. Lynn Moore, Jr.

Management

For

For

1H

Elect Director Daniel M. Pope

Management

For

For

1I

Elect Director Dustin R. Womble

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Other Business

Management

None

Against
 

 

 

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 05, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL

Ticker:  UNH
Security ID:  91324P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William C. Ballard, Jr.

Management

For

For

1b

Elect Director Richard T. Burke

Management

For

For

1c

Elect Director Timothy P. Flynn

Management

For

For

1d

Elect Director Stephen J. Hemsley

Management

For

For

1e

Elect Director Michele J. Hooper

Management

For

For

1f

Elect Director Rodger A. Lawson

Management

For

For

1g

Elect Director Glenn M. Renwick

Management

For

Against

1h

Elect Director Kenneth I. Shine

Management

For

For

1i

Elect Director Gail R. Wilensky

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

 

 

UNIVAR INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL

Ticker:  UNVR
Security ID:  91336L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel P. Doheny

Management

For

For

1.2

Elect Director Edward J. Mooney

Management

For

For

1.3

Elect Director Juliet Teo

Management

For

For

1.4

Elect Director David H. Wasserman

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Approve Executive Incentive Bonus Plan

Management

For

For
 

 

 

VIASAT, INC.
Meeting Date:  SEP 08, 2016
Record Date:  JUL 15, 2016
Meeting Type:  ANNUAL

Ticker:  VSAT
Security ID:  92552V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard Baldridge

Management

For

For

1.2

Elect Director B. Allen Lay

Management

For

For

1.3

Elect Director Jeffrey Nash

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

VISA INC.
Meeting Date:  JAN 31, 2017
Record Date:  DEC 02, 2016
Meeting Type:  ANNUAL

Ticker:  V
Security ID:  92826C839

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Lloyd A. Carney

Management

For

For

1b

Elect Director Mary B. Cranston

Management

For

For

1c

Elect Director Francisco Javier Fernandez-Carbajal

Management

For

For

1d

Elect Director Gary A. Hoffman

Management

For

For

1e

Elect Director Alfred F. Kelly, Jr.

Management

For

For

1f

Elect Director Robert W. Matschullat

Management

For

For

1g

Elect Director Suzanne Nora Johnson

Management

For

For

1h

Elect Director John A.C. Swainson

Management

For

For

1i

Elect Director Maynard G. Webb, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

ZENDESK, INC.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  ZEN
Security ID:  98936J101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mikkel Svane

Management

For

For

1.2

Elect Director Elizabeth Nelson

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

Franklin Natural Resources Fund

 

AGNICO EAGLE MINES LIMITED
Meeting Date:  APR 28, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL

Ticker:  AEM
Security ID:  008474108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Leanne M. Baker

Management

For

For

1.2

Elect Director Sean Boyd

Management

For

For

1.3

Elect Director Martine A. Celej

Management

For

For

1.4

Elect Director Robert J. Gemmell

Management

For

For

1.5

Elect Director Mel Leiderman

Management

For

For

1.6

Elect Director Deborah A. McCombe

Management

For

For

1.7

Elect Director James D. Nasso

Management

For

For

1.8

Elect Director Sean Riley

Management

For

For

1.9

Elect Director J. Merfyn Roberts

Management

For

For

1.10

Elect Director Jamie C. Sokalsky

Management

For

For

1.11

Elect Director Howard R. Stockford

Management

For

For

1.12

Elect Director Pertti Voutilainen

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

AKER BP ASA
Meeting Date:  NOV 24, 2016
Record Date:  NOV 17, 2016
Meeting Type:  SPECIAL

Ticker:  AKERBP
Security ID:  R7173B102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting; Approve Notice of Meeting and Agenda

Management

For

For

2

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

Management

For

For

3

Approve Distribution of Dividends

Management

For

For
 

 

 

AKER BP ASA
Meeting Date:  APR 05, 2017
Record Date:  MAR 29, 2017
Meeting Type:  ANNUAL

Ticker:  AKERBP
Security ID:  R7173B102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting; Registration of Attending Shareholders and Proxies

Management

None

None

2

Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting

Management

For

For

3

Approve Notice of Meeting and Agenda

Management

For

For

4

Accept Financial Statements and Statutory Reports

Management

For

For

5

Approve Remuneration Policy And Other Terms of Employment For Executive Management

Management

For

Against

6

Approve Remuneration of Auditors for 2016

Management

For

For

7

Approve Remuneration of Corporate Assembly

Management

For

For

8

Approve Remuneration of Nomination Committee

Management

For

For

9

Elect Members of Corporate Assembly

Management

For

Against

10

Elect Members of Nominating Committee

Management

For

For

11

Approve Creation of NOK 16.8 Million Pool of Capital without Preemptive Rights

Management

For

Against

12

Authorize Share Repurchase Program and Reissuance of Repurchased Shares

Management

For

Against

13

Authorize Board to Distribute Dvidends

Management

For

For

14

Abolish Corporate Assembly

Management

For

For

15

Amend Articles Re: Abolishing Corporate Assembly

Management

For

For

16

Receive Information Regarding Operations and Prospects

Management

None

None

 

 

ALAMOS GOLD INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 28, 2017
Meeting Type:  ANNUAL

Ticker:  AGI
Security ID:  011532108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark J. Daniel

Management

For

For

1.2

Elect Director Patrick D. Downey

Management

For

For

1.3

Elect Director David Fleck

Management

For

For

1.4

Elect Director David Gower

Management

For

For

1.5

Elect Director Claire M. Kennedy

Management

For

For

1.6

Elect Director John A. McCluskey

Management

For

For

1.7

Elect Director Paul J. Murphy

Management

For

For

1.8

Elect Director Ronald E. Smith

Management

For

For

1.9

Elect Director Kenneth Stowe

Management

For

For

2

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

ANADARKO PETROLEUM CORPORATION
Meeting Date:  MAY 10, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  APC
Security ID:  032511107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anthony R. Chase

Management

For

For

1b

Elect Director David E. Constable

Management

For

For

1c

Elect Director H. Paulett Eberhart

Management

For

For

1d

Elect Director Claire S. Farley

Management

For

For

1e

Elect Director Peter J. Fluor

Management

For

For

1f

Elect Director Richard L. George

Management

For

For

1g

Elect Director Joseph W. Gorder

Management

For

For

1h

Elect Director John R. Gordon

Management

For

For

1i

Elect Director Sean Gourley

Management

For

For

1j

Elect Director Mark C. McKinley

Management

For

For

1k

Elect Director Eric D. Mullins

Management

For

For

1l

Elect Director R. A. Walker

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

ANTOFAGASTA PLC
Meeting Date:  MAY 24, 2017
Record Date:  MAY 22, 2017
Meeting Type:  ANNUAL

Ticker:  ANTO
Security ID:  G0398N128

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Re-elect Jean-Paul Luksic as Director

Management

For

For

6

Re-elect Ollie Oliveira as Director

Management

For

For

7

Re-elect Gonzalo Menendez as Director

Management

For

For

8

Re-elect Ramon Jara as Director

Management

For

For

9

Re-elect Juan Claro as Director

Management

For

For

10

Re-elect William Hayes as Director

Management

For

For

11

Re-elect Tim Baker as Director

Management

For

For

12

Re-elect Andronico Luksic as Director

Management

For

For

13

Re-elect Vivianne Blanlot as Director

Management

For

For

14

Re-elect Jorge Bande as Director

Management

For

For

15

Elect Francisca Castro as Director

Management

For

For

16

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

17

Authorise the Audit and Risk Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

21

Authorise Market Purchase of Ordinary Shares

Management

For

For

22

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

B2GOLD CORP.
Meeting Date:  JUN 16, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  BTO
Security ID:  11777Q209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors at Seven

Management

For

For

2.1

Elect Director Clive Johnson

Management

For

For

2.2

Elect Director Robert Cross

Management

For

For

2.3

Elect Director Robert Gayton

Management

For

For

2.4

Elect Director Jerry Korpan

Management

For

For

2.5

Elect Director Bongani Mtshisi

Management

For

For

2.6

Elect Director Kevin Bullock

Management

For

For

2.7

Elect Director George Johnson

Management

For

For

3

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

 

 

BAKER HUGHES INCORPORATED
Meeting Date:  APR 27, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL

Ticker:  BHI
Security ID:  057224107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gregory D. Brenneman

Management

For

For

1b

Elect Director Clarence P. Cazalot, Jr.

Management

For

For

1c

Elect Director Martin S. Craighead

Management

For

For

1d

Elect Director William H. Easter, III

Management

For

For

1e

Elect Director Lynn L. Elsenhans

Management

For

For

1f

Elect Director Anthony G. Fernandes

Management

For

For

1g

Elect Director Claire W. Gargalli

Management

For

For

1h

Elect Director Pierre H. Jungels

Management

For

For

1i

Elect Director James A. Lash

Management

For

For

1j

Elect Director J. Larry Nichols

Management

For

For

1k

Elect Director James W. Stewart

Management

For

For

1l

Elect Director Charles L. Watson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

5

Provide Vote Counting to Exclude Abstentions

Shareholder

Against

Against
 

 

 

BAKER HUGHES INCORPORATED
Meeting Date:  JUN 30, 2017
Record Date:  MAY 25, 2017
Meeting Type:  SPECIAL

Ticker:  BHI
Security ID:  057224107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Adjourn Meeting

Management

For

For

3

Advisory Vote on Golden Parachutes

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Approve Material Terms of the Executive Officer Performance Goals

Management

For

For

 

 

BARRICK GOLD CORPORATION
Meeting Date:  APR 25, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL

Ticker:  ABX
Security ID:  067901108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gustavo A. Cisneros

Management

For

For

1.2

Elect Director Graham G. Clow

Management

For

For

1.3

Elect Director Gary A. Doer

Management

For

For

1.4

Elect Director Kelvin P.M. Dushnisky

Management

For

For

1.5

Elect Director J. Michael Evans

Management

For

For

1.6

Elect Director Brian L. Greenspun

Management

For

For

1.7

Elect Director J. Brett Harvey

Management

For

For

1.8

Elect Director Nancy H.O. Lockhart

Management

For

For

1.9

Elect Director Pablo Marcet

Management

For

For

1.10

Elect Director Dambisa F. Moyo

Management

For

For

1.11

Elect Director Anthony Munk

Management

For

For

1.12

Elect Director J. Robert S. Prichard

Management

For

For

1.13

Elect Director Steven J. Shapiro

Management

For

For

1.14

Elect Director John L. Thornton

Management

For

For

1.15

Elect Director Ernie L. Thrasher

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

BHP BILLITON PLC
Meeting Date:  OCT 20, 2016
Record Date:  SEP 16, 2016
Meeting Type:  ANNUAL

Ticker:  BLT
Security ID:  05545E209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Reappoint KPMG LLP as Auditors

Management

For

For

3

Authorise the Risk and Audit Committee to Fix Remuneration of Auditors

Management

For

For

4

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

5

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

6

Authorise Market Purchase of Ordinary Shares

Management

For

For

7

Approve Remuneration Report for UK Law Purposes

Management

For

For

8

Approve Remuneration Report for Australian Law Purposes

Management

For

For

9

Approve Grant of Awards under the Group's Long Term Incentive Plan to Andrew Mackenzie

Management

For

For

10

Elect Ken MacKenzie as Director

Management

For

For

11

Re-elect Malcolm Brinded as Director

Management

For

For

12

Re-elect Malcolm Broomhead as Director

Management

For

For

13

Re-elect Pat Davies as Director

Management

For

For

14

Re-elect Anita Frew as Director

Management

For

For

15

Re-elect Carolyn Hewson as Director

Management

For

For

16

Re-elect Andrew Mackenzie as Director

Management

For

For

17

Re-elect Lindsay Maxsted as Director

Management

For

For

18

Re-elect Wayne Murdy as Director

Management

For

For

19

Re-elect Shriti Vadera as Director

Management

For

For

20

Re-elect Jac Nasser as Director

Management

For

For
 

 

 

BP PLC
Meeting Date:  MAY 17, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  BP.
Security ID:  055622104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

For

4

Re-elect Bob Dudley as Director

Management

For

For

5

Re-elect Dr Brian Gilvary as Director

Management

For

For

6

Elect Nils Andersen as Director

Management

For

For

7

Re-elect Paul Anderson as Director

Management

For

For

8

Re-elect Alan Boeckmann as Director

Management

For

For

9

Re-elect Frank Bowman as Director

Management

For

For

10

Re-elect Ian Davis as Director

Management

For

For

11

Re-elect Dame Ann Dowling as Director

Management

For

For

12

Elect Melody Meyer as Director

Management

For

For

13

Re-elect Brendan Nelson as Director

Management

For

For

14

Re-elect Paula Reynolds as Director

Management

For

For

15

Re-elect Sir John Sawers as Director

Management

For

For

16

Re-elect Carl-Henric Svanberg as Director

Management

For

For

17

Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration

Management

For

For

18

Authorise EU Political Donations and Expenditure

Management

For

For

19

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

20

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

21

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

22

Authorise Market Purchase of Ordinary Shares

Management

For

For

23

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

CABOT OIL & GAS CORPORATION
Meeting Date:  MAY 03, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL

Ticker:  COG
Security ID:  127097103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Dorothy M. Ables

Management

For

For

1B

Elect Director Rhys J. Best

Management

For

For

1C

Elect Director Robert S. Boswell

Management

For

For

1D

Elect Director Dan O. Dinges

Management

For

For

1E

Elect Director Robert Kelley

Management

For

For

1F

Elect Director W. Matt Ralls

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

CAIRN ENERGY PLC
Meeting Date:  MAY 19, 2017
Record Date:  MAY 17, 2017
Meeting Type:  ANNUAL

Ticker:  CNE
Security ID:  G17528269

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

For

4

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Authorise Board to Fix Remuneration of Auditors

Management

For

For

6

Re-elect Ian Tyler as Director

Management

For

For

7

Re-elect Todd Hunt as Director

Management

For

For

8

Re-elect Iain McLaren as Director

Management

For

For

9

Re-elect Alexander Berger as Director

Management

For

For

10

Re-elect Jacqueline Sheppard as Director

Management

For

For

11

Re-elect Keith Lough as Director

Management

For

For

12

Re-elect Peter Kallos as Director

Management

For

For

13

Elect Nicoletta Giadrossi as Director

Management

For

For

14

Re-elect Simon Thomson as Director

Management

For

For

15

Re-elect James Smith as Director

Management

For

For

16

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

17

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

18

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

19

Authorise Market Purchase of Ordinary Shares

Management

For

For

20

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

21

Approve Long Term Incentive Plan

Management

For

For

22

Approve Any Disposal by the Company or Any Subsidiary of Any or All Shares in Cairn India Limited

Management

For

For
 

 

 

CALLON PETROLEUM COMPANY
Meeting Date:  MAY 11, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  CPE
Security ID:  13123X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Anthony J. Nocchiero

Management

For

For

1.2

Elect Director Matthew Regis Bob

Management

For

For

1.3

Elect Director James M. Trimble

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Grant Thornton LLP as Auditors

Management

For

For

 

 

 

CANADIAN NATURAL RESOURCES LIMITED
Meeting Date:  MAY 04, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  CNQ
Security ID:  136385101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors

Management

For

For

1.1

Elect Director Catherine M. Best

Management

For

For

1.2

Elect Director N. Murray Edwards

Management

For

For

1.3

Elect Director Timothy W. Faithfull

Management

For

For

1.4

Elect Director Gary A. Filmon

Management

For

For

1.5

Elect Director Christopher L. Fong

Management

For

For

1.6

Elect Director Gordon D. Giffin

Management

For

For

1.7

Elect Director Wilfred A. Gobert

Management

For

For

1.8

Elect Director Steve W. Laut

Management

For

For

1.9

Elect Director Frank J. McKenna

Management

For

For

1.10

Elect Director David A. Tuer

Management

For

For

1.11

Elect Director Annette M. Verschuren

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

CHEVRON CORPORATION
Meeting Date:  MAY 31, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  CVX
Security ID:  166764100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Wanda M. Austin

Management

For

For

1b

Elect Director Linnet F. Deily

Management

For

For

1c

Elect Director Robert E. Denham

Management

For

For

1d

Elect Director Alice P. Gast

Management

For

For

1e

Elect Director Enrique Hernandez, Jr.

Management

For

For

1f

Elect Director Jon M. Huntsman, Jr.

Management

For

For

1g

Elect Director Charles W. Moorman, IV

Management

For

For

1h

Elect Director Dambisa F. Moyo

Management

For

For

1i

Elect Director Ronald D. Sugar

Management

For

For

1j

Elect Director Inge G. Thulin

Management

For

For

1k

Elect Director John S. Watson

Management

For

For

1l

Elect Director Michael K. Wirth

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Report on Risks of Doing Business in Conflict-Affected Areas

Shareholder

Against

Against

7

Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution*

Shareholder

None

None

8

Assess and Report on Transition to a Low Carbon Economy

Shareholder

Against

Against

9

Require Independent Board Chairman

Shareholder

Against

Against

10

Require Director Nominee with Environmental Experience

Shareholder

Against

Against

11

Amend Articles/Bylaws/Charter -- Call Special Meetings

Shareholder

Against

Against
 

 

 

CIMAREX ENERGY CO.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  XEC
Security ID:  171798101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David A. Hentschel

Management

For

For

1.2

Elect Director Thomas E. Jorden

Management

For

For

1.3

Elect Director Floyd R. Price

Management

For

For

1.4

Elect Director Frances M. Vallejo

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

COBALT INTERNATIONAL ENERGY, INC.
Meeting Date:  MAY 02, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL

Ticker:  CIE
Security ID:  19075F106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Declassify the Board of Directors

Management

For

For

2a

Elect Director Kenneth W. Moore

Management

For

For

2b

Elect Director Myles W. Scoggins

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Amend Non-Employee Director Omnibus Stock Plan

Management

For

Against

7

Approve Reverse Stock Split

Management

For

For

 

 

CONCHO RESOURCES INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  CXO
Security ID:  20605P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy A. Leach

Management

For

For

1.2

Elect Director William H. Easter, III

Management

For

For

1.3

Elect Director John P. Surma

Management

For

For

2

Ratify Grant Thornton LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

CONOCOPHILLIPS
Meeting Date:  MAY 16, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  COP
Security ID:  20825C104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard L. Armitage

Management

For

For

1b

Elect Director Richard H. Auchinleck

Management

For

For

1c

Elect Director Charles E. Bunch

Management

For

For

1d

Elect Director John V. Faraci

Management

For

For

1e

Elect Director Jody L. Freeman

Management

For

For

1f

Elect Director Gay Huey Evans

Management

For

For

1g

Elect Director Ryan M. Lance

Management

For

For

1h

Elect Director Arjun N. Murti

Management

For

For

1i

Elect Director Robert A. Niblock

Management

For

For

1j

Elect Director Harald J. Norvik

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

None

One Year

5

Report on Lobbying Payments and Policy

Shareholder

Against

Against

6

Report on Executive Compensation Incentives Aligned with Low Carbon Scenarios

Shareholder

Against

Against

 

 

DET NORSKE OLJESELSKAP ASA
Meeting Date:  SEP 15, 2016
Record Date:  SEP 08, 2016
Meeting Type:  SPECIAL

Ticker:  DETNOR
Security ID:  R7173B102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Open Meeting; Approve Notice of Meeting and Agenda

Management

For

For

2

Designate Inspector(s) of Minutes of Meeting

Management

For

For

3

Approve Acquisition and Issuance of 135 Million Shares in Connection with Acquisition of BP Norge AS

Management

For

For

4

Change Company Name to Aker BP ASA

Management

For

For

5

Elect Members and Deputy Members of Corporate Assembly

Management

For

Against

6

Authorize Share Repurchase Program

Management

For

For
 

 

 

DIAMONDBACK ENERGY, INC.
Meeting Date:  DEC 07, 2016
Record Date:  NOV 11, 2016
Meeting Type:  SPECIAL

Ticker:  FANG
Security ID:  25278X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

Against

 

 

DIAMONDBACK ENERGY, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  FANG
Security ID:  25278X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven E. West

Management

For

For

1.2

Elect Director Travis D. Stice

Management

For

For

1.3

Elect Director Michael P. Cross

Management

For

For

1.4

Elect Director David L. Houston

Management

For

For

1.5

Elect Director Mark L. Plaumann

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Grant Thornton LLP as Auditors

Management

For

For

 

 

DRIL-QUIP, INC.
Meeting Date:  MAY 12, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  DRQ
Security ID:  262037104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Blake T. DeBerry

Management

For

For

1.2

Elect Director John V. Lovoi

Management

For

For

2

Ratify Pricewaterhousecoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For
 

 

 

ENBRIDGE INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL

Ticker:  ENB
Security ID:  29250N105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Pamela L. Carter

Management

For

For

1.2

Elect Director Clarence P. Cazalot, Jr.

Management

For

For

1.3

Elect Director Marcel R. Coutu

Management

For

For

1.4

Elect Director Gregory L. Ebel

Management

For

For

1.5

Elect Director J. Herb England

Management

For

For

1.6

Elect Director Charles W. Fischer

Management

For

For

1.7

Elect Director V. Maureen Kempston Darkes

Management

For

For

1.8

Elect Director Michael McShane

Management

For

For

1.9

Elect Director Al Monaco

Management

For

For

1.10

Elect Director Michael E.J. Phelps

Management

For

For

1.11

Elect Director Rebecca B. Roberts

Management

For

For

1.12

Elect Director Dan C. Tutcher

Management

For

For

1.13

Elect Director Catherine L. Williams

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Approve Shareholder Rights Plan

Management

For

For

4

Advisory Vote on Executive Compensation Approach

Management

For

For

5

Prepare a Report Detailing Due Diligence Process to Identify And Address Social And Environmental Risks When Reviewing Potential Acquisitions

Shareholder

Against

Against

 

 

ENSCO PLC
Meeting Date:  MAY 22, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  ESV
Security ID:  G3157S106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Re-elect J. Roderick Clark as Director

Management

For

For

1b

Re-elect Roxanne J. Decyk as Director

Management

For

For

1c

Re-elect Mary E. Francis as Director

Management

For

For

1d

Re-elect C. Christopher Gaut as Director

Management

For

For

1e

Re-elect Gerald W. Haddock as Director

Management

For

For

1f

Re-elect Francis S. Kalman as Director

Management

For

For

1g

Re-elect Keith O. Rattie as Director

Management

For

For

1h

Re-elect Paul E. Rowsey, III as Director

Management

For

For

1i

Re-elect Carl G. Trowell as Director

Management

For

For

2

Ratify KPMG LLP as US Independent Auditor

Management

For

For

3

Appoint KPMG LLP as UK Statutory Auditor

Management

For

For

4

Authorize Board to Fix Remuneration of Auditors

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Approve Remuneration Policy

Management

For

For

7

Approve Remuneration Report

Management

For

For

8

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

9

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

10

Accept Financial Statements and Statutory Reports

Management

For

For

11

Authorize Issue of Equity with Pre-emptive Rights

Management

For

For

12

Authorize Issue of Equity without Pre-emptive Rights

Management

For

For

13

Authorize Issue of Equity without Pre-emptive Rights In Connection with an Acquisition or Specified Capital Investment

Management

For

For
 

 

 

EOG RESOURCES, INC.
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  EOG
Security ID:  26875P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Janet F. Clark

Management

For

For

1b

Elect Director Charles R. Crisp

Management

For

For

1c

Elect Director Robert P. Daniels

Management

For

For

1d

Elect Director James C. Day

Management

For

For

1e

Elect Director Donald F. Textor

Management

For

For

1f

Elect Director William R. Thomas

Management

For

For

1g

Elect Director Frank G. Wisner

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Increase Authorized Common Stock

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

EQT CORPORATION
Meeting Date:  APR 19, 2017
Record Date:  FEB 08, 2017
Meeting Type:  ANNUAL

Ticker:  EQT
Security ID:  26884L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Vicky A. Bailey

Management

For

For

1.2

Elect Director Philip G. Behrman

Management

For

For

1.3

Elect Director Kenneth M. Burke

Management

For

For

1.4

Elect Director A. Bray Cary, Jr.

Management

For

For

1.5

Elect Director Margaret K. Dorman

Management

For

For

1.6

Elect Director David L. Porges

Management

For

For

1.7

Elect Director James E. Rohr

Management

For

For

1.8

Elect Director Steven T. Schlotterbeck

Management

For

For

1.9

Elect Director Stephen A. Thorington

Management

For

For

1.10

Elect Director Lee T. Todd, Jr.

Management

For

For

1.11

Elect Director Christine J. Toretti

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

EXXON MOBIL CORPORATION
Meeting Date:  MAY 31, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL

Ticker:  XOM
Security ID:  30231G102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Susan K. Avery

Management

For

For

1.2

Elect Director Michael J. Boskin

Management

For

For

1.3

Elect Director Angela F. Braly

Management

For

For

1.4

Elect Director Ursula M. Burns

Management

For

For

1.5

Elect Director Henrietta H. Fore

Management

For

For

1.6

Elect Director Kenneth C. Frazier

Management

For

For

1.7

Elect Director Douglas R. Oberhelman

Management

For

For

1.8

Elect Director Samuel J. Palmisano

Management

For

For

1.9

Elect Director Steven S. Reinemund

Management

For

For

1.10

Elect Director William C. Weldon

Management

For

For

1.11

Elect Director Darren W. Woods

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Require Independent Board Chairman

Shareholder

Against

For

6

Require a Majority Vote for the Election of Directors

Shareholder

Against

For

7

Amend Bylaws -- Call Special Meetings

Shareholder

Against

For

8

Amend Bylaws to Prohibit Precatory Proposals

Shareholder

Against

Against

9

Disclose Percentage of Females at Each Percentile of Compensation

Shareholder

Against

Against

10

Report on Lobbying Payments and Policy

Shareholder

Against

For

11

Increase Return of Capital to Shareholders in Light of Climate Change Risks

Shareholder

Against

Against

12

Report on Climate Change Policies

Shareholder

Against

Against

13

Report on Methane Emissions

Shareholder

Against

Against
 

 

 

FIRST QUANTUM MINERALS LTD.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  FM
Security ID:  335934105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Fix Number of Directors at Eight

Management

For

For

2.1

Elect Director Philip K.R. Pascall

Management

For

For

2.2

Elect Director G. Clive Newall

Management

For

For

2.3

Elect Director Martin R. Rowley

Management

For

For

2.4

Elect Director Peter St. George

Management

For

For

2.5

Elect Director Andrew B. Adams

Management

For

For

2.6

Elect Director Paul Brunner

Management

For

For

2.7

Elect Director Robert Harding

Management

For

For

2.8

Elect Director Martin Schady

Management

For

For

3

Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

FMC TECHNOLOGIES, INC.
Meeting Date:  DEC 05, 2016
Record Date:  OCT 18, 2016
Meeting Type:  SPECIAL

Ticker:  FTI
Security ID:  30249U101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Adjourn Meeting

Management

For

For

3

Advisory Vote on Golden Parachutes

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

FREEPORT-MCMORAN INC.
Meeting Date:  JUN 06, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL

Ticker:  FCX
Security ID:  35671D857

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard C. Adkerson

Management

For

For

1.2

Elect Director Gerald J. Ford

Management

For

For

1.3

Elect Director Lydia H. Kennard

Management

For

For

1.4

Elect Director Andrew Langham

Management

For

For

1.5

Elect Director Jon C. Madonna

Management

For

For

1.6

Elect Director Courtney Mather

Management

For

For

1.7

Elect Director Dustan E. McCoy

Management

For

For

1.8

Elect Director Frances Fragos Townsend

Management

For

For

2

RatifyErnst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

GLENCORE PLC
Meeting Date:  MAY 24, 2017
Record Date:  MAY 22, 2017
Meeting Type:  ANNUAL

Ticker:  GLEN
Security ID:  G39420107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Reduction of the Company's Capital Contribution Reserves

Management

For

For

3

Re-elect Anthony Hayward as Director

Management

For

For

4

Re-elect Leonhard Fischer as Director

Management

For

For

5

Re-elect Ivan Glasenberg as Director

Management

For

For

6

Re-elect Peter Coates as Director

Management

For

For

7

Re-elect John Mack as Director

Management

For

For

8

Re-elect Peter Grauer as Director

Management

For

For

9

Re-elect Patrice Merrin as Director

Management

For

For

10

Approve Remuneration Report

Management

For

For

11

Approve Remuneration Policy

Management

For

For

12

Reappoint Deloitte LLP as Auditors

Management

For

For

13

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

14

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

15

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

16

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

17

Authorise Market Purchase of Ordinary Shares

Management

For

For
 

 

 

GOLDCORP INC.
Meeting Date:  APR 26, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL/SPECIAL

Ticker:  G
Security ID:  380956409

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Beverley A. Briscoe

Management

For

For

1.2

Elect Director Margot A. Franssen

Management

For

For

1.3

Elect Director David A. Garofalo

Management

For

For

1.4

Elect Director Clement A. Pelletier

Management

For

For

1.5

Elect Director P. Randy Reifel

Management

For

For

1.6

Elect Director Charles (Charlie) R. Sartain

Management

For

For

1.7

Elect Director Ian W. Telfer

Management

For

For

1.8

Elect Director Blanca A. Trevino

Management

For

For

1.9

Elect Director Kenneth F. Williamson

Management

For

For

2

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

GRAN TIERRA ENERGY INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL

Ticker:  GTE
Security ID:  38500T101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gary S. Guidry

Management

For

For

1.2

Elect Director Peter J. Dey

Management

For

For

1.3

Elect Director Evan Hazell

Management

For

For

1.4

Elect Director Robert B. Hodgins

Management

For

For

1.5

Elect Director Ronald Royal

Management

For

For

1.6

Elect Director David P. Smith

Management

For

For

1.7

Elect Director Brooke Wade

Management

For

For

2

Ratify Deloitte LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

GULFPORT ENERGY CORPORATION
Meeting Date:  JUN 08, 2017
Record Date:  APR 19, 2017
Meeting Type:  ANNUAL

Ticker:  GPOR
Security ID:  402635304

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael G. Moore

Management

For

For

1.2

Elect Director Craig Groeschel

Management

For

For

1.3

Elect Director David L. Houston

Management

For

For

1.4

Elect Director C. Doug Johnson

Management

For

For

1.5

Elect Director Ben T. Morris

Management

For

For

1.6

Elect Director Scott E. Streller

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Grant Thornton LLP as Auditors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

GUYANA GOLDFIELDS INC.
Meeting Date:  MAY 02, 2017
Record Date:  MAR 28, 2017
Meeting Type:  ANNUAL/SPECIAL

Ticker:  GUY
Security ID:  403530108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jean-Pierre Chauvin

Management

For

For

1b

Elect Director Alan Ferry

Management

For

For

1c

Elect Director Daniel Noone

Management

For

For

1d

Elect Director Wendy Kei

Management

For

For

1e

Elect Director David Beatty

Management

For

For

1f

Elect Director Rene Marion

Management

For

For

1g

Elect Director Scott Caldwell

Management

For

For

1h

Elect Director J. Patrick Sheridan

Management

For

For

1i

Elect Director Michael Richings

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Approve Deferred Share Unit Plan

Management

For

For
 

 

 

HALLIBURTON COMPANY
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  HAL
Security ID:  406216101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Abdulaziz F. Al Khayyal

Management

For

For

1b

Elect Director William E. Albrecht

Management

For

For

1c

Elect Director Alan M. Bennett

Management

For

For

1d

Elect Director James R. Boyd

Management

For

For

1e

Elect Director Milton Carroll

Management

For

Against

1f

Elect Director Nance K. Dicciani

Management

For

For

1g

Elect Director Murry S. Gerber

Management

For

For

1h

Elect Director Jose C. Grubisich

Management

For

For

1i

Elect Director David J. Lesar

Management

For

For

1j

Elect Director Robert A. Malone

Management

For

For

1k

Elect Director J. Landis Martin

Management

For

For

1l

Elect Director Jeffrey A. Miller

Management

For

For

1m

Elect Director Debra L. Reed

Management

For

Against

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For
 

 

 

HESS CORPORATION
Meeting Date:  JUN 07, 2017
Record Date:  APR 19, 2017
Meeting Type:  ANNUAL

Ticker:  HES
Security ID:  42809H107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rodney F. Chase

Management

For

For

1.2

Elect Director Terrence J. Checki

Management

For

For

1.3

Elect Director Leonard S. Coleman, Jr.

Management

For

For

1.4

Elect Director John B. Hess

Management

For

For

1.5

Elect Director Edith E. Holiday

Management

For

For

1.6

Elect Director Risa Lavizzo-Mourey

Management

For

For

1.7

Elect Director Marc S. Lipschultz

Management

For

For

1.8

Elect Director David McManus

Management

For

For

1.9

Elect Director Kevin O. Meyers

Management

For

For

1.10

Elect Director James H. Quigley

Management

For

For

1.11

Elect Director Fredric G. Reynolds

Management

For

For

1.12

Elect Director William G. Schrader

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Report on Plans to Address Stranded Carbon Asset Risks

Shareholder

Against

Against

 

 

HOLLYFRONTIER CORPORATION
Meeting Date:  MAY 10, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL

Ticker:  HFC
Security ID:  436106108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Douglas Y. Bech

Management

For

For

1b

Elect Director George J. Damiris

Management

For

For

1c

Elect Director Leldon E. Echols

Management

For

For

1d

Elect Director R. Kevin Hardage

Management

For

For

1e

Elect Director Michael C. Jennings

Management

For

For

1f

Elect Director Robert J. Kostelnik

Management

For

For

1g

Elect Director James H. Lee

Management

For

For

1h

Elect Director Franklin Myers

Management

For

For

1i

Elect Director Michael E. Rose

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

HUDBAY MINERALS INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  HBM
Security ID:  443628102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Carol T. Banducci

Management

For

For

1b

Elect Director Igor A. Gonzales

Management

For

For

1c

Elect Director Tom A. Goodman

Management

For

For

1d

Elect Director Alan Hair

Management

For

For

1e

Elect Director Alan R. Hibben

Management

For

For

1f

Elect Director W. Warren Holmes

Management

For

For

1g

Elect Director Sarah B. Kavanagh

Management

For

For

1h

Elect Director Carin S. Knickel

Management

For

For

1i

Elect Director Alan J. Lenczner

Management

For

For

1j

Elect Director Kenneth G. Stowe

Management

For

For

2

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

HUNTING PLC
Meeting Date:  APR 12, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  HTG
Security ID:  G46648104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Policy

Management

For

For

3

Approve the Remuneration Committee's Exercise of Discretion for Awards Under the 2014 Hunting Performance Share Plan

Management

For

Abstain

4

Approve Remuneration Report

Management

For

For

5

Re-elect Richard Hunting as Director

Management

For

For

6

Re-elect Annell Bay as Director

Management

For

For

7

Re-elect John Glick as Director

Management

For

For

8

Re-elect John Hofmeister as Director

Management

For

For

9

Re-elect John Nicholas as Director

Management

For

For

10

Re-elect Dennis Proctor as Director

Management

For

For

11

Re-elect Peter Rose as Director

Management

For

For

12

Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration

Management

For

For

13

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

14

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

15

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

16

Authorise Market Purchase of Ordinary Shares

Management

For

For

17

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

 

 

IMPERIAL METALS CORPORATION
Meeting Date:  MAY 25, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL

Ticker:  III
Security ID:  452892102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Pierre Lebel

Management

For

For

1.2

Elect Director J. Brian Kynoch

Management

For

For

1.3

Elect Director Larry G. Moeller

Management

For

For

1.4

Elect Director Theodore W. Muraro

Management

For

For

1.5

Elect Director Laurie Pare

Management

For

For

1.6

Elect Director Edward A. Yurkowski

Management

For

For

2

Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For
 

 

 

KINDER MORGAN, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL

Ticker:  KMI
Security ID:  49456B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard D. Kinder

Management

For

For

1.2

Elect Director Steven J. Kean

Management

For

For

1.3

Elect Director Kimberly A. Dang

Management

For

For

1.4

Elect Director Ted A. Gardner

Management

For

For

1.5

Elect Director Anthony W. Hall, Jr.

Management

For

For

1.6

Elect Director Gary L. Hultquist

Management

For

For

1.7

Elect Director Ronald L. Kuehn, Jr.

Management

For

For

1.8

Elect Director Deborah A. Macdonald

Management

For

For

1.9

Elect Director Michael C. Morgan

Management

For

For

1.10

Elect Director Arthur C. Reichstetter

Management

For

For

1.11

Elect Director Fayez Sarofim

Management

For

For

1.12

Elect Director C. Park Shaper

Management

For

For

1.13

Elect Director William A. Smith

Management

For

For

1.14

Elect Director Joel V. Staff

Management

For

For

1.15

Elect Director Robert F. Vagt

Management

For

For

1.16

Elect Director Perry M. Waughtal

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Adopt Proxy Access Right

Shareholder

Against

Against

4

Report on Methane Emissions

Shareholder

Against

Against

5

Report on Annual Sustainability

Shareholder

Against

Against

6

Report on Capital Expenditure Strategy with Respect to Climate Change Policy

Shareholder

Against

Against
 

 

 

LUNDIN MINING CORPORATION
Meeting Date:  MAY 12, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL/SPECIAL

Ticker:  LUN
Security ID:  550372106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Donald K. Charter

Management

For

For

1.2

Elect Director Paul K. Conibear

Management

For

For

1.3

Elect Director John H. Craig

Management

For

For

1.4

Elect Director Peter C. Jones

Management

For

For

1.5

Elect Director Lukas H. Lundin

Management

For

For

1.6

Elect Director Dale C. Peniuk

Management

For

For

1.7

Elect Director William A. Rand

Management

For

For

1.8

Elect Director Catherine J. G. Stefan

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

4

Amend Stock Option Plan

Management

For

For

 

 

MAMMOTH ENERGY SERVICES, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  TUSK
Security ID:  56155L108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Marc McCarthy

Management

For

For

1.2

Elect Director Arty Straehla

Management

For

For

1.3

Elect Director Paul Heerwagen

Management

For

For

1.4

Elect Director Arthur Smith

Management

For

For

1.5

Elect Director Andre Weiss

Management

For

For

1.6

Elect Director Matthew Ross

Management

For

For

2

Ratify Grant Thornton LLP as Auditors

Management

For

For
 

 

 

MARATHON PETROLEUM CORPORATION
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  MPC
Security ID:  56585A102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Steven A. Davis

Management

For

For

1b

Elect Director Gary R. Heminger

Management

For

For

1c

Elect Director J. Michael Stice

Management

For

For

1d

Elect Director John P. Surma

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Report on Environmental and Human Rights Due Diligence

Shareholder

Against

Against

6

Report on Strategy for Aligning with 2 Degree Scenario

Shareholder

Against

Against

7

Adopt Simple Majority Vote

Shareholder

Against

For

 

 

MATADOR RESOURCES COMPANY
Meeting Date:  JUN 01, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  MTDR
Security ID:  576485205

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joseph Wm. Foran

Management

For

For

1.2

Elect Director Reynald A. Baribault

Management

For

For

1.3

Elect Director R. Gaines Baty

Management

For

For

1.4

Elect Director William M. Byerley

Management

For

For

1.5

Elect Director Julia P. Forrester

Management

For

For

1.6

Elect Director Kenneth L. Stewart

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

NAUTILUS MINERALS INC.
Meeting Date:  OCT 26, 2016
Record Date:  SEP 19, 2016
Meeting Type:  SPECIAL

Ticker:  NUS
Security ID:  639097104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of Shares in One or More Private Placements

Management

For

For

 

 

NAUTILUS MINERALS INC.
Meeting Date:  JUN 20, 2017
Record Date:  MAY 03, 2017
Meeting Type:  ANNUAL

Ticker:  NUS
Security ID:  639097104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Russell Debney

Management

For

For

1.2

Elect Director Mohammed Al Barwani

Management

For

For

1.3

Elect Director Tariq Al Barwani

Management

For

For

1.4

Elect Director Mark Horn

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Re-approve Stock Option Plan

Management

For

For

4

Re-approve Share Loan Plan

Management

For

For

 

 

NEWCREST MINING LTD.
Meeting Date:  NOV 08, 2016
Record Date:  NOV 06, 2016
Meeting Type:  ANNUAL

Ticker:  NCM
Security ID:  Q6651B114

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2a

Elect Peter Hay as Director

Management

For

For

2b

Elect Philip Aiken as Director

Management

For

For

2c

Elect Rick Lee as Director

Management

For

For

2d

Elect John Spark as Director

Management

For

For

2e

Elect Vickki McFadden as Director

Management

For

For

3a

Approve the Grant of Performance Rights to Sandeep Biswas

Management

For

For

3b

Approve the Grant of Performance Rights to Gerard Bond

Management

For

For

4

Approve the Remuneration Report

Management

For

For
 

 

 

NOBLE ENERGY, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL

Ticker:  NBL
Security ID:  655044105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey L. Berenson

Management

For

For

1b

Elect Director Michael A. Cawley

Management

For

For

1c

Elect Director Edward F. Cox

Management

For

For

1d

Elect Director James E. Craddock

Management

For

For

1e

Elect Director Thomas J. Edelman

Management

For

For

1f

Elect Director Kirby L. Hedrick

Management

For

For

1g

Elect Director David L. Stover

Management

For

For

1h

Elect Director Scott D. Urban

Management

For

For

1i

Elect Director William T. Van Kleef

Management

For

For

1j

Elect Director Molly K. Williamson

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For

6

Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

Shareholder

Against

Against

 

 

OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  MAY 12, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  OXY
Security ID:  674599105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Spencer Abraham

Management

For

For

1b

Elect Director Howard I. Atkins

Management

For

For

1c

Elect Director Eugene L. Batchelder

Management

For

For

1d

Elect Director John E. Feick

Management

For

For

1e

Elect Director Margaret M. Foran

Management

For

For

1f

Elect Director Carlos M. Gutierrez

Management

For

For

1g

Elect Director Vicki Hollub

Management

For

For

1h

Elect Director William R. Klesse

Management

For

For

1i

Elect Director Jack B. Moore

Management

For

For

1j

Elect Director Avedick B. Poladian

Management

For

For

1k

Elect Director Elisse B. Walter

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For

5

Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

Shareholder

Against

Against

6

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For

7

Report on Methane Emissions and Flaring Targets

Shareholder

Against

Against

8

Report on Political Contributions and Expenditures

Shareholder

Against

Against
 

 

 

OCEANAGOLD CORPORATION
Meeting Date:  JUN 23, 2017
Record Date:  MAY 19, 2017
Meeting Type:  ANNUAL/SPECIAL

Ticker:  OGC
Security ID:  675222103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James E. Askew

Management

For

For

1.2

Elect Director Jose P. Leviste, Jr.

Management

For

For

1.3

Elect Director Geoff W. Raby

Management

For

For

1.4

Elect Director Michael F. Wilkes

Management

For

For

1.5

Elect Director William H. Myckatyn

Management

For

For

1.6

Elect Director Paul B. Sweeney

Management

For

For

1.7

Elect Director Diane R. Garrett

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

OCEANEERING INTERNATIONAL, INC.
Meeting Date:  MAY 05, 2017
Record Date:  MAR 22, 2017
Meeting Type:  ANNUAL

Ticker:  OII
Security ID:  675232102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William B. Berry

Management

For

For

1.2

Elect Director T. Jay Collins

Management

For

For

1.3

Elect Director Jon Erik Reinhardsen

Management

For

Withhold

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

OIL STATES INTERNATIONAL, INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  OIS
Security ID:  678026105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lawrence R. Dickerson

Management

For

For

1.2

Elect Director Christopher T. Seaver

Management

For

For

1.3

Elect Director Cindy B. Taylor

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

OPHIR ENERGY PLC
Meeting Date:  MAY 17, 2017
Record Date:  MAY 15, 2017
Meeting Type:  ANNUAL

Ticker:  OPHR
Security ID:  G6768E101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Re-elect Bill Schrader as Director

Management

For

For

4

Re-elect Nick Cooper as Director

Management

For

For

5

Re-elect Bill Higgs as Director

Management

For

For

6

Re-elect Tony Rouse as Director

Management

For

For

7

Re-elect Carol Bell as Director

Management

For

For

8

Re-elect Alan Booth as Director

Management

For

For

9

Re-elect Vivien Gibney as Director

Management

For

For

10

Elect David Davies as Director

Management

For

For

11

Elect Carl Trowell as Director

Management

For

For

12

Reappoint Ernst & Young LLP as Auditors

Management

For

For

13

Authorise Board to Fix Remuneration of Auditors

Management

For

For

14

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

15

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

16

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

17

Authorise Market Purchase of Ordinary Shares

Management

For

For

18

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

19

Authorise EU Political Donations and Expenditure

Management

For

For

 

 

PETROLEO BRASILEIRO SA-PETROBRAS
Meeting Date:  AUG 04, 2016
Record Date:  JUL 15, 2016
Meeting Type:  SPECIAL

Ticker:  PETR4
Security ID:  71654V408

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles

Management

For

For

2

Consolidate Bylaws

Management

For

For

3

Elect Director

Management

For

For

4

Grant Waiver to Nelson Luiz Costa Silva in Order to Hold an Executive Position

Management

For

For
 

 

 

PETROLEO BRASILEIRO SA-PETROBRAS
Meeting Date:  NOV 30, 2016
Record Date:  NOV 07, 2016
Meeting Type:  SPECIAL

Ticker:  PETR4
Security ID:  71654V408

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Marcelo Mesquita de Siqueira Filho as Director Appointed by Minority Shareholder

Shareholder

None

For

2

Approve Sale of 90 Percent of Shares of Nova Transportadora do Sudeste - NTS (NTS)

Management

For

For

3

Waive Petrobras' Preemptive Rights to Subscribe Convertible Debentures to be Issued by Nova Transportadora do Sudeste - NTS (NTS)

Management

For

For

4

Amend Articles

Management

For

For

5

Consolidate Bylaws

Management

For

For

 

 

PETROLEO BRASILEIRO SA-PETROBRAS
Meeting Date:  JAN 31, 2017
Record Date:  JAN 10, 2017
Meeting Type:  SPECIAL

Ticker:  PETR4
Security ID:  71654V408

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Sale of Liquigas Distribuidora S.A.

Management

For

For

2

Approve Sale of PetroquimicaSuape and CITEPE

Management

For

For

 

 

PETROLEO BRASILEIRO SA-PETROBRAS
Meeting Date:  MAR 27, 2017
Record Date:  MAR 06, 2017
Meeting Type:  SPECIAL

Ticker:  PETR4
Security ID:  71654V408

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Fiscal Council Member

Management

For

For

2

Approve Sale of PetroquimicaSuape and CITEPE

Management

For

For
 

 

 

PETROLEO BRASILEIRO SA-PETROBRAS
Meeting Date:  APR 27, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL/SPECIAL

Ticker:  PETR4
Security ID:  71654V408

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016

Management

For

Against

2.1

Elect Fiscal Council Members

Management

For

Against

2.2a

Elect Reginaldo Ferreira Alexandre as Fiscal Council Member and Marcelo Gasparino da Silva as Alternate Appointed by Minority Shareholder

Shareholder

None

For

2.2b

Elect Francisco Vidal Luna as Fiscal Council Member and Manuelito Pereira Magalhaes Junior as Alternate Appointed by Minority Shareholder

Shareholder

None

Abstain

3

Approve Remuneration of Company's Management and Fiscal Council Members

Management

For

For

1

Amend Articles

Management

For

For

2

Consolidate Bylaws

Management

For

For

3

Amend Policy of Appointment of Members of the Fiscal Council, Board of Directors and Executive Directors of Petrobras

Management

For

For

 

 

PHILLIPS 66
Meeting Date:  MAY 03, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL

Ticker:  PSX
Security ID:  718546104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William R. Loomis, Jr.

Management

For

For

1b

Elect Director Glenn F. Tilton

Management

For

For

1c

Elect Director Marna C. Whittington

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

PIONEER ENERGY SERVICES CORP.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  PES
Security ID:  723664108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dean A. Burkhardt

Management

For

For

1.2

Elect Director Scott D. Urban

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify KPMG LLP as Auditors

Management

For

For

 

 

PIONEER NATURAL RESOURCES COMPANY
Meeting Date:  MAY 18, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL

Ticker:  PXD
Security ID:  723787107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Edison C. Buchanan

Management

For

For

1.2

Elect Director Andrew F. Cates

Management

For

For

1.3

Elect Director Timothy L. Dove

Management

For

For

1.4

Elect Director Phillip A. Gobe

Management

For

For

1.5

Elect Director Larry R. Grillot

Management

For

For

1.6

Elect Director Stacy P. Methvin

Management

For

For

1.7

Elect Director Royce W. Mitchell

Management

For

For

1.8

Elect Director Frank A. Risch

Management

For

For

1.9

Elect Director Scott D. Sheffield

Management

For

For

1.10

Elect Director Mona K. Sutphen

Management

For

For

1.11

Elect Director J. Kenneth Thompson

Management

For

For

1.12

Elect Director Phoebe A. Wood

Management

For

For

1.13

Elect Director Michael D. Wortley

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Report on Annual Sustainability

Shareholder

Against

Against
 

 

 

RANDGOLD RESOURCES LTD
Meeting Date:  MAY 02, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  RRS
Security ID:  752344309

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Approve Remuneration Policy

Management

For

For

5

Re-elect Safiatou Ba-N'Daw as Director

Management

For

For

6

Re-elect Mark Bristow as Director

Management

For

For

7

Re-elect Christopher Coleman as Director

Management

For

For

8

Re-elect Jamil Kassum as Director

Management

For

For

9

Elect Olivia Kirtley as Director

Management

For

For

10

Re-elect Jeanine Mabunda Lioko as Director

Management

For

For

11

Re-elect Andrew Quinn as Director

Management

For

For

12

Re-elect Graham Shuttleworth as Director

Management

For

For

13

Reappoint BDO LLP as Auditors

Management

For

For

14

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

15

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

16

Approve Awards of Ordinary Shares to Non-executive Directors

Management

For

For

17

Approve Award of Ordinary Shares to the Senior Independent Director

Management

For

For

18

Approve Award of Ordinary Shares to the Chairman

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares and American Depositary Shares

Management

For

For
 

 

 

RESOLUTE ENERGY CORPORATION
Meeting Date:  MAY 12, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  REN
Security ID:  76116A306

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James M. Piccone

Management

For

For

1.2

Elect Director Thomas O. Hicks, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Omnibus Stock Plan

Management

For

For

5

Approve Shareholder Rights Plan

Management

For

Against

6

Ratify KPMG LLP as Auditors

Management

For

For

 

 

RICE ENERGY INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  RICE
Security ID:  762760106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel J. Rice, III

Management

For

For

1.2

Elect Director John McCartney

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

 

RIO TINTO PLC
Meeting Date:  APR 12, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL

Ticker:  RIO
Security ID:  767204100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report for UK Law Purposes

Management

For

For

3

Approve Remuneration Report for Australian Law Purposes

Management

For

For

4

Approve the Potential Termination of Benefits for Australian Law Purposes

Management

For

For

5

Re-elect Megan Clark as Director

Management

For

For

6

Elect David Constable as Director

Management

For

For

7

Re-elect Jan du Plessis as Director

Management

For

For

8

Re-elect Ann Godbehere as Director

Management

For

For

9

Elect Simon Henry as Director

Management

For

For

10

Elect Jean-Sebastien Jacques as Director

Management

For

For

11

Elect Sam Laidlaw as Director

Management

For

For

12

Re-elect Michael L'Estrange as Director

Management

For

For

13

Re-elect Chris Lynch as Director

Management

For

For

14

Re-elect Paul Tellier as Director

Management

For

For

15

Re-elect Simon Thompson as Director

Management

For

For

16

Re-elect John Varley as Director

Management

For

For

17

Reappoint PricewaterhouseCoopers LLP as Auditors

Management

For

For

18

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

19

Authorise EU Political Donations and Expenditure

Management

For

For

20

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

21

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

22

Authorise Market Purchase of Ordinary Shares

Management

For

For

23

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For

 

 

 

RIO TINTO PLC
Meeting Date:  JUN 27, 2017
Record Date:  MAY 30, 2017
Meeting Type:  SPECIAL

Ticker:  RIO
Security ID:  767204100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited

Management

For

For

 

 

ROWAN COMPANIES PLC
Meeting Date:  MAY 25, 2017
Record Date:  MAR 29, 2017
Meeting Type:  ANNUAL

Ticker:  RDC
Security ID:  G7665A101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William E. Albrecht

Management

For

For

1b

Elect Director Thomas P. Burke

Management

For

For

1c

Elect Director Thomas R. Hix

Management

For

For

1d

Elect Director Jack B. Moore

Management

For

For

1e

Elect Director Thierry Pilenko

Management

For

For

1f

Elect Director Suzanne P. Nimocks

Management

For

For

1g

Elect Director John J. Quicke

Management

For

For

1h

Elect Director Tore I. Sandvold

Management

For

For

1i

Elect Director Charles L. Szews

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Remuneration Policy

Management

For

For

5

Approve Remuneration Report

Management

For

For

6

Accept Financial Statements and Statutory Reports

Management

For

For

7

Ratify Deloitte U.S as Auditors

Management

For

For

8

Reappoint Deloitte U.K. as Auditors

Management

For

For

9

Authorize Board to Fix Remuneration of Auditors

Management

For

For

10

Amend Omnibus Stock Plan

Management

For

For

11

Resolution to Approve the Form of Share Repurchase Contracts and Repurchase Counterparties

Management

For

For

12

Resolution Authorizing the Board to Allot Equity Securities

Management

For

For

13

Issue of Equity or Equity-Linked Securities without Pre-emptive Rights

Management

For

For

14

Issue of Equity or Equity-Linked Securities without Pre-emptive Rights

Management

For

For
 

 

 

ROYAL DUTCH SHELL PLC
Meeting Date:  MAY 23, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  RDSA
Security ID:  780259206

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Policy

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Elect Catherine Hughes as Director

Management

For

For

5

Elect Roberto Setubal as Director

Management

For

For

6

Re-elect Ben van Beurden as Director

Management

For

For

7

Re-elect Guy Elliott as Director

Management

For

For

8

Re-elect Euleen Goh as Director

Management

For

For

9

Re-elect Charles Holliday as Director

Management

For

For

10

Re-elect Gerard Kleisterlee as Director

Management

For

For

11

Re-elect Sir Nigel Sheinwald as Director

Management

For

For

12

Re-elect Linda Stuntz as Director

Management

For

For

13

Elect Jessica Uhl as Director

Management

For

For

14

Re-elect Hans Wijers as Director

Management

For

For

15

Re-elect Gerrit Zalm as Director

Management

For

For

16

Reappoint Ernst & Young LLP as Auditors

Management

For

For

17

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

18

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

19

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

20

Authorise Market Purchase of Ordinary Shares

Management

For

For

21

Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions

Shareholder

Against

Against
 

 

 

RPC, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL

Ticker:  RES
Security ID:  749660106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director R. Randall Rollins

Management

For

For

1.2

Elect Director Henry B. Tippie

Management

For

Withhold

1.3

Elect Director James B. Williams

Management

For

For

2

Ratify Grant Thornton LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

 

 

SANDFIRE RESOURCES NL
Meeting Date:  NOV 28, 2016
Record Date:  NOV 26, 2016
Meeting Type:  ANNUAL

Ticker:  SFR
Security ID:  Q82191109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Remuneration Report

Management

For

For

2

Elect Maree Arnason as Director

Management

For

For

3

Elect Robert Scott as Director

Management

For

For

4

Elect Paul Hallam as Director

Management

For

For

5

Approve the Grant of Performance Rights to Karl M. Simich, Managing Director and Chief Executive Officer of the Company

Management

For

For

 

 

SCHLUMBERGER LIMITED
Meeting Date:  APR 05, 2017
Record Date:  FEB 15, 2017
Meeting Type:  ANNUAL

Ticker:  SLB
Security ID:  806857108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Peter L.S. Currie

Management

For

For

1b

Elect Director Miguel M. Galuccio

Management

For

For

1c

Elect Director V. Maureen Kempston Darkes

Management

For

For

1d

Elect Director Paal Kibsgaard

Management

For

For

1e

Elect Director Nikolay Kudryavtsev

Management

For

For

1f

Elect Director Helge Lund

Management

For

For

1g

Elect Director Michael E. Marks

Management

For

For

1h

Elect Director Indra K. Nooyi

Management

For

For

1i

Elect Director Lubna S. Olayan

Management

For

For

1j

Elect Director Leo Rafael Reif

Management

For

For

1k

Elect Director Tore I. Sandvold

Management

For

For

1l

Elect Director Henri Seydoux

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Adopt and Approve Financials and Dividends

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

6

Approve Omnibus Stock Plan

Management

For

For

7

Amend Employee Stock Purchase Plan

Management

For

For
 

 

 

SM ENERGY COMPANY
Meeting Date:  MAY 23, 2017
Record Date:  APR 04, 2017
Meeting Type:  ANNUAL

Ticker:  SM
Security ID:  78454L100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Larry W. Bickle

Management

For

For

1.2

Elect Director Stephen R. Brand

Management

For

For

1.3

Elect Director Loren M. Leiker

Management

For

For

1.4

Elect Director Javan D. Ottoson

Management

For

For

1.5

Elect Director Ramiro G. Peru

Management

For

For

1.6

Elect Director Julio M. Quintana

Management

For

For

1.7

Elect Director Rose M. Robeson

Management

For

For

1.8

Elect Director William D. Sullivan

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For
 

 

 

SOUTH32 LIMITED
Meeting Date:  NOV 24, 2016
Record Date:  NOV 22, 2016
Meeting Type:  ANNUAL

Ticker:  S32
Security ID:  Q86668102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

2a

Elect Wayne Osborn as Director

Management

For

For

2b

Elect Keith Rumble as Director

Management

For

For

3

Approve the Remuneration Report

Management

For

For

4

Approve the Grant of Equity Awards to Graham Kerr, Chief Executive Officer and Executive Director of the Company

Management

For

For

 

 

SPECTRA ENERGY CORP
Meeting Date:  DEC 15, 2016
Record Date:  NOV 07, 2016
Meeting Type:  SPECIAL

Ticker:  SE
Security ID:  847560109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

 

 

SRC ENERGY INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  SRCI
Security ID:  78470V108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lynn A. Peterson

Management

For

For

1.2

Elect Director Jack N. Aydin

Management

For

For

1.3

Elect Director Daniel E. Kelly

Management

For

For

1.4

Elect Director Paul J. Korus

Management

For

For

1.5

Elect Director Raymond E. McElhaney

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Change Company Name to SRC Energy Inc.

Management

For

For
 

 

 

SUNCOR ENERGY INC.
Meeting Date:  APR 27, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL

Ticker:  SU
Security ID:  867224107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patricia M. Bedient

Management

For

For

1.2

Elect Director Mel E. Benson

Management

For

For

1.3

Elect Director Jacynthe Cote

Management

For

For

1.4

Elect Director Dominic D'Alessandro

Management

For

For

1.5

Elect Director John D. Gass

Management

For

For

1.6

Elect Director John R. Huff

Management

For

For

1.7

Elect Director Maureen McCaw

Management

For

For

1.8

Elect Director Michael W. O'Brien

Management

For

For

1.9

Elect Director Eira M. Thomas

Management

For

For

1.10

Elect Director Steven W. Williams

Management

For

For

1.11

Elect Director Michael M. Wilson

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Amend Stock Option Plan

Management

For

For

4

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

SUPERIOR ENERGY SERVICES, INC.
Meeting Date:  MAY 23, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  SPN
Security ID:  868157108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Harold J. Bouillion

Management

For

For

1.2

Elect Director David D. Dunlap

Management

For

For

1.3

Elect Director James M. Funk

Management

For

For

1.4

Elect Director Terence E. Hall

Management

For

For

1.5

Elect Director Peter D. Kinnear

Management

For

For

1.6

Elect Director Janiece M. Longoria

Management

For

For

1.7

Elect Director Michael M. McShane

Management

For

For

1.8

Elect Director W. Matt Ralls

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

TAHOE RESOURCES INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  THO
Security ID:  873868103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director C. Kevin McArthur

Management

For

For

1.2

Elect Director Ronald W. Clayton

Management

For

For

1.3

Elect Director Tanya M. Jakusconek

Management

For

For

1.4

Elect Director Charles A. Jeannes

Management

For

For

1.5

Elect Director Drago G. Kisic

Management

For

For

1.6

Elect Director Alan C. Moon

Management

For

For

1.7

Elect Director A. Dan Rovig

Management

For

For

1.8

Elect Director Paul B. Sweeney

Management

For

For

1.9

Elect Director James S. Voorhees

Management

For

For

1.10

Elect Director Kenneth F. Williamson

Management

For

For

2

Ratify Deloitte LLP as Auditors

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For

 

 

TARGA RESOURCES CORP.
Meeting Date:  MAY 22, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  TRGP
Security ID:  87612G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles R. Crisp

Management

For

For

1.2

Elect Director Laura C. Fulton

Management

For

For

1.3

Elect Director Michael A. Heim

Management

For

For

1.4

Elect Director James W. Whalen

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For

6

Approve Issuance of Shares of Common Stock Upon Conversion of Series A Preferred Stock and Exercise of Outstanding Warrants

Management

For

For
 

 

 

TECK RESOURCES LIMITED
Meeting Date:  APR 26, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL

Ticker:  TCK.B
Security ID:  878742204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mayank M. Ashar

Management

For

For

1.2

Elect Director Quan Chong

Management

For

For

1.3

Elect Director Laura L. Dottori-Attanasio

Management

For

For

1.4

Elect Director Edward C. Dowling

Management

For

For

1.5

Elect Director Eiichi Fukuda

Management

For

For

1.6

Elect Director Norman B. Keevil

Management

For

For

1.7

Elect Director Norman B. Keevil, III

Management

For

For

1.8

Elect Director Takeshi Kubota

Management

For

For

1.9

Elect Director Donald R. Lindsay

Management

For

For

1.10

Elect Director Tracey L. McVicar

Management

For

For

1.11

Elect Director Kenneth W. Pickering

Management

For

For

1.12

Elect Director Una M. Power

Management

For

For

1.13

Elect Director Warren S. R. Seyffert

Management

For

For

1.14

Elect Director Timothy R. Snider

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote on Executive Compensation Approach

Management

For

For
 

 

 

THE MOSAIC COMPANY
Meeting Date:  MAY 18, 2017
Record Date:  MAR 21, 2017
Meeting Type:  ANNUAL

Ticker:  MOS
Security ID:  61945C103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Nancy E. Cooper

Management

For

For

1b

Elect Director Gregory L. Ebel

Management

For

For

1c

Elect Director Timothy S. Gitzel

Management

For

For

1d

Elect Director Denise C. Johnson

Management

For

For

1e

Elect Director Emery N. Koenig

Management

For

For

1f

Elect Director Robert L. Lumpkins

Management

For

For

1g

Elect Director William T. Monahan

Management

For

For

1h

Elect Director James ('Joc') C. O'Rourke

Management

For

For

1i

Elect Director James L. Popowich

Management

For

For

1j

Elect Director David T. Seaton

Management

For

For

1k

Elect Director Steven M. Seibert

Management

For

For

1l

Elect Director Kelvin W. Westbrook

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

TOTAL SA
Meeting Date:  MAY 26, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL/SPECIAL

Ticker:  FP
Security ID:  89151E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports

Management

For

For

2

Approve Consolidated Financial Statements and Statutory Reports

Management

For

For

3

Approve Allocation of Income and Dividends of EUR 2.45 per Share

Management

For

For

4

Approve Stock Dividend Program (Cash or New Shares)

Management

For

For

5

Authorize Repurchase of Up to 10 Percent of Issued Share Capital

Management

For

For

6

Reelect Patricia Barbizet as Director

Management

For

For

7

Reelect Marie-Christine Coisne-Roquette as Director

Management

For

For

8

Elect Mark Cutifani as Director

Management

For

For

9

Elect Carlos Tavares as Director

Management

For

For

10

Receive Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions

Management

For

For

11

Non-Binding Vote on Compensation of Patrick Pouyanne, CEO and Chairman

Management

For

For

12

Approve Remuneration Policy of Chairman and CEO

Management

For

For

13

Authorize Decrease in Share Capital via Cancellation of Repurchased Shares

Management

For

For
 

 

 

UNITED STATES STEEL CORPORATION
Meeting Date:  APR 25, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  X
Security ID:  912909108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Patricia Diaz Dennis

Management

For

For

1b

Elect Director Dan O. Dinges

Management

For

For

1c

Elect Director John G. Drosdick

Management

For

For

1d

Elect Director John J. Engel

Management

For

For

1e

Elect Director Murry S. Gerber

Management

For

For

1f

Elect Director Stephen J. Girsky

Management

For

For

1g

Elect Director Mario Longhi

Management

For

For

1h

Elect Director Paul A. Mascarenas

Management

For

For

1i

Elect Director Glenda G. McNeal

Management

For

For

1j

Elect Director Robert J. Stevens

Management

For

For

1k

Elect Director David S. Sutherland

Management

For

For

1l

Elect Director Patricia A. Tracey

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Certificate of Incorporation to Eliminate References to a Classified Board Structure

Management

For

For

6

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

VALERO ENERGY CORPORATION
Meeting Date:  MAY 03, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL

Ticker:  VLO
Security ID:  91913Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director H. Paulett Eberhart

Management

For

For

1b

Elect Director Joseph W. Gorder

Management

For

For

1c

Elect Director Kimberly S. Greene

Management

For

For

1d

Elect Director Deborah P. Majoras

Management

For

For

1e

Elect Director Donald L. Nickles

Management

For

For

1f

Elect Director Philip J. Pfeiffer

Management

For

For

1g

Elect Director Robert A. Profusek

Management

For

For

1h

Elect Director Susan Kaufman Purcell

Management

For

For

1i

Elect Director Stephen M. Waters

Management

For

For

1j

Elect Director Randall J. Weisenburger

Management

For

For

1k

Elect Director Rayford Wilkins, Jr.

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

WEATHERFORD INTERNATIONAL PLC
Meeting Date:  JUN 15, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  WFT
Security ID:  G48833100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Mohamed A. Awad

Management

For

For

1B

Elect Director David J. Butters

Management

For

For

1C

Elect Director John D. Gass

Management

For

For

1D

Elect Director Emyr Jones Parry

Management

For

For

1E

Elect Director Francis S. Kalman

Management

For

For

1F

Elect Director William E. Macaulay

Management

For

For

1G

Elect Director Mark A. McCollum

Management

For

For

1H

Elect Director Robert K. Moses, Jr.

Management

For

For

1I

Elect Director Guillermo Ortiz

Management

For

Against

2

Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For
 

Franklin Small Cap Growth Fund

 

2U, INC.
Meeting Date:  JUN 05, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  TWOU
Security ID:  90214J101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sallie L. Krawcheck

Management

For

For

1.2

Elect Director Mark J. Chernis

Management

For

For

1.3

Elect Director John M. Larson

Management

For

For

1.4

Elect Director Edward S. Macias

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

 

 

ACLARIS THERAPEUTICS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  ACRS
Security ID:  00461U105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Anand Mehra

Management

For

For

1.2

Elect Director Andrew Powell

Management

For

For

1.3

Elect Director Stephen A. Tullman

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

ALARM.COM HOLDINGS, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  ALRM
Security ID:  011642105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Timothy McAdam

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

ALLEGIANT TRAVEL COMPANY
Meeting Date:  JUN 29, 2017
Record Date:  MAY 01, 2017
Meeting Type:  ANNUAL

Ticker:  ALGT
Security ID:  01748X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Montie Brewer

Management

For

For

1B

Elect Director Gary Ellmer

Management

For

For

1C

Elect Director Maurice J. Gallagher, Jr.

Management

For

For

1D

Elect Director Linda A. Marvin

Management

For

For

1E

Elect Director Charles W. Pollard

Management

For

For

1F

Elect Director John Redmond

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For

 

 

ALTRA INDUSTRIAL MOTION CORP.
Meeting Date:  APR 26, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  AIMC
Security ID:  02208R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Edmund M. Carpenter

Management

For

For

1.2

Elect Director Carl R. Christenson

Management

For

For

1.3

Elect Director Lyle G. Ganske

Management

For

For

1.4

Elect Director Michael S. Lipscomb

Management

For

For

1.5

Elect Director Larry P. McPherson

Management

For

For

1.6

Elect Director Thomas W. Swidarski

Management

For

For

1.7

Elect Director James H. Woodward, Jr.

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

AMERICAN RENAL ASSOCIATES HOLDINGS, INC.
Meeting Date:  JUN 16, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  ARA
Security ID:  029227105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael E. Boxer

Management

For

For

1.2

Elect Director Thomas W. Erickson

Management

For

For

1.3

Elect Director Robert H. Fish

Management

For

For

2

Ratify Grant Thornton LLP as Auditors

Management

For

For

 

 

ARATANA THERAPEUTICS, INC.
Meeting Date:  JUN 21, 2017
Record Date:  APR 26, 2017
Meeting Type:  ANNUAL

Ticker:  PETX
Security ID:  03874P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Laura A. Brege

Management

For

For

1.2

Elect Director Robert 'Rip' Gerber, Jr.

Management

For

For

1.3

Elect Director Wendy L. Yarno

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

ASTRONICS CORPORATION
Meeting Date:  MAY 31, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL

Ticker:  ATRO
Security ID:  046433108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Raymond W. Boushie

Management

For

For

1.2

Elect Director Robert T. Brady

Management

For

For

1.3

Elect Director John B. Drenning

Management

For

Withhold

1.4

Elect Director Jeffrey D. Frisby

Management

For

For

1.5

Elect Director Peter J. Gundermann

Management

For

For

1.6

Elect Director Warren C. Johnson

Management

For

For

1.7

Elect Director Kevin T. Keane

Management

For

For

1.8

Elect Director Neil Kim

Management

For

For

1.9

Elect Director Robert J. McKenna

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year
 

 

 

AT HOME GROUP INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  HOME
Security ID:  04650Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lewis L. Bird, III

Management

For

Withhold

1.2

Elect Director Elisabeth B. Charles

Management

For

Withhold

1.3

Elect Director Allen I. Questrom

Management

For

Withhold

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

AVEXIS, INC.
Meeting Date:  MAY 30, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL

Ticker:  AVXS
Security ID:  05366U100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Paul F. Manning

Management

For

For

1.2

Elect Director Sean P. Nolan

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

BAZAARVOICE, INC.
Meeting Date:  OCT 12, 2016
Record Date:  AUG 15, 2016
Meeting Type:  ANNUAL

Ticker:  BV
Security ID:  073271108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gene Austin

Management

For

For

1.2

Elect Director Steven H. Berkowitz

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

BEACON ROOFING SUPPLY, INC.
Meeting Date:  FEB 10, 2017
Record Date:  DEC 16, 2016
Meeting Type:  ANNUAL

Ticker:  BECN
Security ID:  073685109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert R. Buck

Management

For

For

1.2

Elect Director Paul M. Isabella

Management

For

For

1.3

Elect Director Carl T. Berquist

Management

For

For

1.4

Elect Director Richard W. Frost

Management

For

For

1.5

Elect Director Alan Gershenhorn

Management

For

For

1.6

Elect Director Philip W. Knisely

Management

For

For

1.7

Elect Director Robert M. McLaughlin

Management

For

For

1.8

Elect Director Neil S. Novich

Management

For

For

1.9

Elect Director Stuart A. Randle

Management

For

For

1.10

Elect Director Douglas L. Young

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Executive Incentive Bonus Plan

Management

For

For

 

 

BOTTOMLINE TECHNOLOGIES (DE), INC.
Meeting Date:  NOV 17, 2016
Record Date:  SEP 28, 2016
Meeting Type:  ANNUAL

Ticker:  EPAY
Security ID:  101388106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jennifer M. Gray

Management

For

For

1.2

Elect Director Benjamin E. Robinson, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

BROADSOFT, INC.
Meeting Date:  APR 27, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL

Ticker:  BSFT
Security ID:  11133B409

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John D. Markley, Jr.

Management

For

For

1.2

Elect Director David Bernardi

Management

For

For

1.3

Elect Director Jane A. Dietze

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

BUFFALO WILD WINGS, INC.
Meeting Date:  JUN 02, 2017
Record Date:  APR 13, 2017
Meeting Type:  PROXY CONTEST

Ticker:  BWLD
Security ID:  119848109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (Yellow Proxy Card)

1.1

Elect Director Cynthia L. Davis

Management

For

Did Not Vote

1.2

Elect Director Andre J. Fernandez

Management

For

Did Not Vote

1.3

Elect Director Janice L. Fields

Management

For

Did Not Vote

1.4

Elect Director Harry A. Lawton

Management

For

Did Not Vote

1.5

Elect Director J. Oliver Maggard

Management

For

Did Not Vote

1.6

Elect Director Jerry R. Rose

Management

For

Did Not Vote

1.7

Elect Director Sam B. Rovit

Management

For

Did Not Vote

1.8

Elect Director Harmit J. Singh

Management

For

Did Not Vote

1.9

Elect Director Sally J. Smith

Management

For

Did Not Vote

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Did Not Vote

3

Advisory Vote on Say on Pay Frequency

Management

One Year

Did Not Vote

4

Approve Omnibus Stock Plan

Management

For

Did Not Vote

5

Ratify KPMG LLP as Auditors

Management

For

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (White Proxy Card)

1.1

Elect Director Scott O. Bergren

Shareholder

For

For

1.2

Elect Director Richard T. McGuire, III

Shareholder

For

For

1.3

Management Nominee Sam B. Rovit

Shareholder

For

For

1.4

Elect Director Emil Lee Sanders

Shareholder

For

Withhold

1.5

Management Nominee Andre J. Fernandez

Shareholder

For

For

1.6

Management Nominee Janice L. Fields

Shareholder

For

For

1.7

Management Nominee Harry A. Lawton

Shareholder

For

For

1.8

Management Nominee Harmit J. Singh

Shareholder

For

For

1.9

Management Nominee Sally J. Smith

Shareholder

For

For

2

Amend Bylaws

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Approve Omnibus Stock Plan

Management

For

For
 

 

 

CALLIDUS SOFTWARE INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  CALD
Security ID:  13123E500

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Kevin M. Klausmeyer

Management

For

For

1b

Elect Director James D. White

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

CAVIUM, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  CAVM
Security ID:  14964U108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Edward H. Frank

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

CELLDEX THERAPEUTICS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  CLDX
Security ID:  15117B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Larry Ellberger

Management

For

For

1.2

Elect Director Anthony S. Marucci

Management

For

For

1.3

Elect Director Keith L. Brownlie

Management

For

For

1.4

Elect Director Herbert J. Conrad

Management

For

For

1.5

Elect Director James J. Marino

Management

For

For

1.6

Elect Director Gerald McMahon

Management

For

For

1.7

Elect Director Harry H. Penner, Jr.

Management

For

For

1.8

Elect Director Karen L. Shoos

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Approve Issuance of Shares for a Private Placement

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

7

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

CHEMICAL FINANCIAL CORPORATION
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  CHFC
Security ID:  163731102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James R. Fitterling

Management

For

For

1.2

Elect Director Ronald A. Klein

Management

For

For

1.3

Elect Director Richard M. Lievense

Management

For

For

1.4

Elect Director Barbara J. Mahone

Management

For

For

1.5

Elect Director John E. Pelizzari

Management

For

For

1.6

Elect Director David T. Provost

Management

For

For

1.7

Elect Director David B. Ramaker

Management

For

For

1.8

Elect Director Larry D. Stauffer

Management

For

For

1.9

Elect Director Jeffrey L. Tate

Management

For

For

1.10

Elect Director Gary Torgow

Management

For

For

1.11

Elect Director Arthur A. Weiss

Management

For

For

1.12

Elect Director Franklin C. Wheatlake

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

COGNEX CORPORATION
Meeting Date:  APR 27, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL

Ticker:  CGNX
Security ID:  192422103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patrick A. Alias

Management

For

For

1.2

Elect Director Theodor Krantz

Management

For

For

1.3

Elect Director J. Bruce Robinson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Grant Thornton LLP as Auditors

Management

For

For

5

Adopt a Policy on Board Diversity

Shareholder

Against

For

 

 

COLLEGIUM PHARMACEUTICAL, INC.
Meeting Date:  MAY 24, 2017
Record Date:  APR 04, 2017
Meeting Type:  ANNUAL

Ticker:  COLL
Security ID:  19459J104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael T. Heffernan

Management

For

For

1.2

Elect Director Gino Santini

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

CORESITE REALTY CORPORATION
Meeting Date:  MAY 24, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  COR
Security ID:  21870Q105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert G. Stuckey

Management

For

For

1.2

Elect Director Paul E. Szurek

Management

For

For

1.3

Elect Director James A. Attwood, Jr.

Management

For

For

1.4

Elect Director Kelly C. Chambliss

Management

For

For

1.5

Elect Director Michael R. Koehler

Management

For

For

1.6

Elect Director J. David Thompson

Management

For

For

1.7

Elect Director David A. Wilson

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

CORIUM INTERNATIONAL, INC.
Meeting Date:  MAR 09, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL

Ticker:  CORI
Security ID:  21887L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Peter D. Staple

Management

For

For

1.2

Elect Director Ivan Gergel

Management

For

For

1.3

Elect Director Robert W. Thomas

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

CUBIC CORPORATION
Meeting Date:  FEB 20, 2017
Record Date:  DEC 23, 2016
Meeting Type:  ANNUAL

Ticker:  CUB
Security ID:  229669106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Walter C. Zable

Management

For

For

1.2

Elect Director Bruce G. Blakley

Management

For

For

1.3

Elect Director Maureen Breakiron-Evans

Management

For

For

1.4

Elect Director Bradley H. Feldmann

Management

For

For

1.5

Elect Director Edwin A. Guiles

Management

For

For

1.6

Elect Director Janice M. Hamby

Management

For

For

1.7

Elect Director Steven J. Norris

Management

For

For

1.8

Elect Director John H. Warner, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

DEXCOM, INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  DXCM
Security ID:  252131107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard Collins

Management

For

For

1b

Elect Director Mark Foletta

Management

For

For

1c

Elect Director Eric J. Topol

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

Against

6

Increase Authorized Common Stock

Management

For

Against

 

 

DIGITALGLOBE, INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  DGI
Security ID:  25389M877

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Howell M. Estes, III

Management

For

Against

1B

Elect Director Kimberly Till

Management

For

For

1C

Elect Director Eddy Zervigon

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

ECHO GLOBAL LOGISTICS, INC.
Meeting Date:  JUN 16, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  ECHO
Security ID:  27875T101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Douglas R. Waggoner

Management

For

For

1.2

Elect Director Samuel K. Skinner

Management

For

For

1.3

Elect Director Matthew Ferguson

Management

For

For

1.4

Elect Director David Habiger

Management

For

For

1.5

Elect Director Nelda J. Connors

Management

For

For

1.6

Elect Director William M. Farrow, III

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Amend Omnibus Stock Plan

Management

For

Against

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

EDGE THERAPEUTICS, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  EDGE
Security ID:  279870109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Isaac Blech

Management

For

For

1.2

Elect Director James Loughlin

Management

For

For

1.3

Elect Director R. Loch Macdonald

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

EVERCORE PARTNERS INC.
Meeting Date:  JUN 12, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  EVR
Security ID:  29977A105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roger C. Altman

Management

For

For

1.2

Elect Director Richard I. Beattie

Management

For

For

1.3

Elect Director Gail B. Harris

Management

For

For

1.4

Elect Director Robert B. Millard

Management

For

For

1.5

Elect Director Willard J. Overlock, Jr.

Management

For

For

1.6

Elect Director Simon M. Robertson

Management

For

For

1.7

Elect Director Ralph L. Schlosstein

Management

For

For

1.8

Elect Director John S. Weinberg

Management

For

For

1.9

Elect Director William J. Wheeler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

FARO TECHNOLOGIES, INC.
Meeting Date:  MAY 12, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  FARO
Security ID:  311642102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Stephen R. Cole

Management

For

For

1.2

Elect Director Marvin R. Sambur

Management

For

For

2

Ratify Grant Thornton LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

FIVE BELOW, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 25, 2017
Meeting Type:  ANNUAL

Ticker:  FIVE
Security ID:  33829M101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Joel D. Anderson

Management

For

For

1b

Elect Director Kathleen S. Barclay

Management

For

For

1c

Elect Director Thomas M. Ryan

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

FLUIDIGM CORPORATION
Meeting Date:  AUG 03, 2016
Record Date:  JUN 10, 2016
Meeting Type:  ANNUAL

Ticker:  FLDM
Security ID:  34385P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Samuel D. Colella

Management

For

For

1.2

Elect Director Gajus V. Worthington

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

GRAND CANYON EDUCATION, INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  LOPE
Security ID:  38526M106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brian E. Mueller

Management

For

For

1.2

Elect Director Sara R. Dial

Management

For

For

1.3

Elect Director Jack A. Henry

Management

For

For

1.4

Elect Director Kevin F. Warren

Management

For

For

1.5

Elect Director David J. Johnson

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify KPMG LLP as Auditors

Management

For

For

 

 

GUIDEWIRE SOFTWARE, INC.
Meeting Date:  DEC 01, 2016
Record Date:  OCT 07, 2016
Meeting Type:  ANNUAL

Ticker:  GWRE
Security ID:  40171V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Craig Conway

Management

For

For

1.2

Elect Director Guy Dubois

Management

For

For

2

Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes

Management

For

Against

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

H.B. FULLER COMPANY
Meeting Date:  APR 06, 2017
Record Date:  FEB 08, 2017
Meeting Type:  ANNUAL

Ticker:  FUL
Security ID:  359694106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director J. Michael Losh

Management

For

For

1.2

Elect Director Lee R. Mitau

Management

For

For

1.3

Elect Director R. William Van Sant

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For

 

 

HEALTHEQUITY, INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  HQY
Security ID:  42226A107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert W. Selander

Management

For

For

1.2

Elect Director Jon Kessler

Management

For

For

1.3

Elect Director Stephen D. Neeleman

Management

For

For

1.4

Elect Director Frank A. Corvino

Management

For

For

1.5

Elect Director Adrian T. Dillon

Management

For

For

1.6

Elect Director Evelyn Dilsaver

Management

For

For

1.7

Elect Director Frank T. Medici

Management

For

For

1.8

Elect Director Ian Sacks

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

HERON THERAPEUTICS, INC.
Meeting Date:  JUN 12, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  HRTX
Security ID:  427746102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin C. Tang

Management

For

For

1.2

Elect Director Barry D. Quart

Management

For

For

1.3

Elect Director Robert H. Rosen

Management

For

For

1.4

Elect Director Craig A. Johnson

Management

For

Withhold

1.5

Elect Director John W. Poyhonen

Management

For

Withhold

1.6

Elect Director Christian Waage

Management

For

For

2

Ratify OUM & Co. LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Increase Authorized Common Stock

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

HOSTESS BRANDS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  TWNK
Security ID:  44109J106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark R. Stone

Management

For

For

1.2

Elect Director William D. Toler

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

HOULIHAN LOKEY, INC.
Meeting Date:  OCT 21, 2016
Record Date:  AUG 24, 2016
Meeting Type:  ANNUAL

Ticker:  HLI
Security ID:  441593100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott L. Beiser

Management

For

Withhold

1.2

Elect Director Jacqueline B. Kosecoff

Management

For

For

1.3

Elect Director Robert J.B. Lenhardt

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

HUBSPOT, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL

Ticker:  HUBS
Security ID:  443573100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Julie Herendeen

Management

For

For

1.2

Elect Director Michael Simon

Management

For

For

1.3

Elect Director Jay Simons

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

IMAX CORPORATION
Meeting Date:  JUN 06, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL

Ticker:  IMAX
Security ID:  45245E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Neil S. Braun

Management

For

For

1.2

Elect Director Eric A. Demirian

Management

For

Withhold

1.3

Elect Director Kevin Douglas

Management

For

For

1.4

Elect Director Greg Foster

Management

For

For

1.5

Elect Director Richard L. Gelfond

Management

For

For

1.6

Elect Director David W. Leebron

Management

For

For

1.7

Elect Director Michael Lynne

Management

For

Withhold

1.8

Elect Director Michael MacMillan

Management

For

For

1.9

Elect Director Dana Settle

Management

For

For

1.10

Elect Director Darren Throop

Management

For

Withhold

1.11

Elect Director Bradley J. Wechsler

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

INGEVITY CORPORATION
Meeting Date:  APR 27, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL

Ticker:  NGVT
Security ID:  45688C107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard B. Kelson

Management

For

For

1.2

Elect Director D. Michael Wilson

Management

For

For

2

Approve Qualified Employee Stock Purchase Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

INTEGER HOLDINGS CORPORATION
Meeting Date:  MAY 23, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  ITGR
Security ID:  45826H109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Pamela G. Bailey

Management

For

For

1.2

Elect Director Joseph W. Dziedzic

Management

For

For

1.3

Elect Director Jean Hobby

Management

For

For

1.4

Elect Director M. Craig Maxwell

Management

For

For

1.5

Elect Director Filippo Passerini

Management

For

For

1.6

Elect Director Bill R. Sanford

Management

For

For

1.7

Elect Director Peter H. Soderberg

Management

For

For

1.8

Elect Director Donald J. Spence

Management

For

For

1.9

Elect Director William B. Summers, Jr.

Management

For

For

2

Amend Executive Incentive Bonus Plan

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

INTEGRATED DEVICE TECHNOLOGY, INC.
Meeting Date:  SEP 20, 2016
Record Date:  JUL 26, 2016
Meeting Type:  ANNUAL

Ticker:  IDTI
Security ID:  458118106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John Schofield

Management

For

For

1.2

Elect Director Gregory L. Waters

Management

For

For

1.3

Elect Director Umesh Padval

Management

For

For

1.4

Elect Director Gordon Parnell

Management

For

For

1.5

Elect Director Ken Kannappan

Management

For

For

1.6

Elect Director Robert Rango

Management

For

For

1.7

Elect Director Norman Taffe

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

INTERFACE, INC.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL

Ticker:  TILE
Security ID:  458665304

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John P. Burke

Management

For

For

1.2

Elect Director Andrew B. Cogan

Management

For

Withhold

1.3

Elect Director Carl I. Gable

Management

For

For

1.4

Elect Director Jay D. Gould

Management

For

For

1.5

Elect Director Daniel T. Hendrix

Management

For

For

1.6

Elect Director Christopher G. Kennedy

Management

For

For

1.7

Elect Director K. David Kohler

Management

For

For

1.8

Elect Director Erin A. Matts

Management

For

For

1.9

Elect Director James B. Miller, Jr.

Management

For

Withhold

1.10

Elect Director Sheryl D. Palmer

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify BDO USA, LLP as Auditors

Management

For

For

 

 

INTERSIL CORPORATION
Meeting Date:  DEC 08, 2016
Record Date:  OCT 25, 2016
Meeting Type:  SPECIAL

Ticker:  ISIL
Security ID:  46069S109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Adjourn Meeting

Management

For

For

3

Advisory Vote on Golden Parachutes

Management

For

For

 

 

INTERXION HOLDING NV
Meeting Date:  JUN 30, 2017
Record Date:  JUN 02, 2017
Meeting Type:  ANNUAL

Ticker:  INXN
Security ID:  N47279109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Financial Statements and Statutory Reports

Management

For

For

2

Approve Discharge of Board of Directors

Management

For

For

3.a

Elect Frank Esser as Director

Management

For

For

3.b

Elect Mark Heraghty as Director

Management

For

For

4

Approve Grant of Shares to Non-Executive Director

Management

For

For

5.a

Grant Board Authority to Issue Shares Re: Employee Incentive Schemes

Management

For

Against

5.b

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus

Management

For

For

6

Ratify KPMG as Auditors

Management

For

For

7

Other Business (Non-Voting)

Management

None

None
 

 

 

IRHYTHM TECHNOLOGIES, INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  IRTC
Security ID:  450056106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Kevin M. King

Management

For

For

1B

Elect Director Raymond W. Scott

Management

For

Against

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

KARYOPHARM THERAPEUTICS INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  KPTI
Security ID:  48576U106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director J. Scott Garland

Management

For

For

1.2

Elect Director Barry E. Greene

Management

For

For

1.3

Elect Director Mansoor Raza Mirza

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

KB HOME
Meeting Date:  APR 13, 2017
Record Date:  FEB 10, 2017
Meeting Type:  ANNUAL

Ticker:  KBH
Security ID:  48666K109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Timothy W. Finchem

Management

For

For

1.2

Elect Director Stuart A. Gabriel

Management

For

For

1.3

Elect Director Thomas W. Gilligan

Management

For

For

1.4

Elect Director Kenneth M. Jastrow, II

Management

For

For

1.5

Elect Director Robert L. Johnson

Management

For

Against

1.6

Elect Director Melissa Lora

Management

For

For

1.7

Elect Director Jeffery T. Mezger

Management

For

For

1.8

Elect Director Robert L. Patton, Jr.

Management

For

For

1.9

Elect Director Michael M. Wood

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

KENNAMETAL INC.
Meeting Date:  OCT 25, 2016
Record Date:  AUG 26, 2016
Meeting Type:  ANNUAL

Ticker:  KMT
Security ID:  489170100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cindy L. Davis

Management

For

For

1.2

Elect Director William J. Harvey

Management

For

For

1.3

Elect Director William M. Lambert

Management

For

For

1.4

Elect Director Sagar A. Patel

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For
 

 

 

LATTICE SEMICONDUCTOR CORPORATION
Meeting Date:  FEB 28, 2017
Record Date:  JAN 04, 2017
Meeting Type:  SPECIAL

Ticker:  LSCC
Security ID:  518415104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Adjourn Meeting

Management

For

For

3

Advisory Vote on Golden Parachutes

Management

For

For

 

 

LATTICE SEMICONDUCTOR CORPORATION
Meeting Date:  MAY 31, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL

Ticker:  LSCC
Security ID:  518415104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Darin G. Billerbeck

Management

For

For

1.2

Elect Director Robin A. Abrams

Management

For

Withhold

1.3

Elect Director Brian M. Beattie

Management

For

For

1.4

Elect Director John Bourgoin

Management

For

For

1.5

Elect Director Robert R. Herb

Management

For

For

1.6

Elect Director Mark E. Jensen

Management

For

For

1.7

Elect Director D. Jeffrey Richardson

Management

For

For

1.8

Elect Director Frederick D. Weber

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Non-Employee Director Omnibus Stock Plan

Management

For

Against

6

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

LION BIOTECHNOLOGIES, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL

Ticker:  LBIO
Security ID:  53619R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Iain Dukes

Management

For

For

1.2

Elect Director Maria Fardis

Management

For

For

1.3

Elect Director Sanford J. Hillsberg

Management

For

For

1.4

Elect Director Ryan Maynard

Management

For

For

1.5

Elect Director Merrill A. McPeak

Management

For

For

1.6

Elect Director Wayne P. Rothbaum

Management

For

For

1.7

Elect Director Jay Venkatesan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Change State of Incorporation [Nevada to Delaware]

Management

For

For

4

Ratify Marcum LLP as Auditors

Management

For

For

5

Other Business

Management

For

For

 

 

LITHIA MOTORS, INC.
Meeting Date:  APR 19, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL

Ticker:  LAD
Security ID:  536797103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sidney B. DeBoer

Management

For

For

1.2

Elect Director Thomas R. Becker

Management

For

For

1.3

Elect Director Susan O. Cain

Management

For

For

1.4

Elect Director Bryan B. DeBoer

Management

For

For

1.5

Elect Director Kenneth E. Roberts

Management

For

For

1.6

Elect Director David J. Robino

Management

For

For

2

Amend Executive Incentive Bonus Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

LOXO ONCOLOGY, INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  LOXO
Security ID:  548862101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven A. Elms

Management

For

For

1.2

Elect Director Alan Fuhrman

Management

For

For

1.3

Elect Director Avi Z. Naider

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

M/I HOMES, INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL

Ticker:  MHO
Security ID:  55305B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Phillip G. Creek

Management

For

For

1.2

Elect Director Nancy J. Kramer

Management

For

For

1.3

Elect Director Norman L. Traeger

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
Meeting Date:  MAR 02, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL

Ticker:  MTSI
Security ID:  55405Y100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles Bland

Management

For

Withhold

1.2

Elect Director Stephen G. Daly

Management

For

For

1.3

Elect Director Susan Ocampo

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

MATADOR RESOURCES COMPANY
Meeting Date:  JUN 01, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  MTDR
Security ID:  576485205

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joseph Wm. Foran

Management

For

For

1.2

Elect Director Reynald A. Baribault

Management

For

For

1.3

Elect Director R. Gaines Baty

Management

For

For

1.4

Elect Director William M. Byerley

Management

For

For

1.5

Elect Director Julia P. Forrester

Management

For

For

1.6

Elect Director Kenneth L. Stewart

Management

For

For

2

Increase Authorized Common Stock

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For

 

 

MB FINANCIAL, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 30, 2017
Meeting Type:  ANNUAL

Ticker:  MBFI
Security ID:  55264U108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David P. Bolger

Management

For

For

1b

Elect Director C. Bryan Daniels

Management

For

For

1c

Elect Director Mitchell Feiger

Management

For

For

1d

Elect Director Sunil Garg

Management

For

For

1e

Elect Director Charles J. Gries

Management

For

For

1f

Elect Director James N. Hallene

Management

For

For

1g

Elect Director Thomas H. Harvey

Management

For

For

1h

Elect Director Richard J. Holmstrom

Management

For

For

1i

Elect Director Karen J. May

Management

For

For

1j

Elect Director Ronald D. Santo

Management

For

For

1k

Elect Director Jennifer W. Steans

Management

For

For

1l

Elect Director Renee Togher

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify RSM US LLP as Auditors

Management

For

For
 

 

 

MERCURY SYSTEMS, INC.
Meeting Date:  OCT 19, 2016
Record Date:  AUG 12, 2016
Meeting Type:  ANNUAL

Ticker:  MRCY
Security ID:  589378108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James K. Bass

Management

For

For

1.2

Elect Director Michael A. Daniels

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

Against

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify KPMG LLP as Auditors

Management

For

For

 

 

MOBILE MINI, INC.
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  MINI
Security ID:  60740F105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael L. Watts

Management

For

For

1b

Elect Director Erik Olsson

Management

For

For

1c

Elect Director Sara R. Dial

Management

For

For

1d

Elect Director Jeffrey S. Goble

Management

For

For

1e

Elect Director James J. Martell

Management

For

For

1f

Elect Director Stephen A. McConnell

Management

For

For

1g

Elect Director Frederick G. McNamee, III

Management

For

For

1h

Elect Director Kimberly J. McWaters

Management

For

Against

1i

Elect Director Lawrence Trachtenberg

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

NANOMETRICS INCORPORATED
Meeting Date:  MAY 23, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  NANO
Security ID:  630077105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director J. Thomas Bentley

Management

For

For

1.2

Elect Director Edward J. Brown, Jr.

Management

For

For

1.3

Elect Director Robert Deuster

Management

For

For

1.4

Elect Director Bruce C. Rhine

Management

For

For

1.5

Elect Director Christopher A. Seams

Management

For

For

1.6

Elect Director Timothy J. Stultz

Management

For

For

1.7

Elect Director Christine A. Tsingos

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

NEOGEN CORPORATION
Meeting Date:  OCT 06, 2016
Record Date:  AUG 09, 2016
Meeting Type:  ANNUAL

Ticker:  NEOG
Security ID:  640491106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director William T. Boehm

Management

For

For

1.2

Elect Director Jack C. Parnell

Management

For

For

1.3

Elect Director James P. Tobin

Management

For

For

1.4

Elect Director James C. Borel

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify BDO USA, LLP as Auditors

Management

For

For
 

 

 

NEOS THERAPEUTICS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 26, 2017
Meeting Type:  ANNUAL

Ticker:  NEOS
Security ID:  64052L106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Vipin Garg

Management

For

For

1.2

Elect Director Greg Robitaille

Management

For

For

2

Ratify RSM US LLP as Auditors

Management

For

For

 

 

NEVRO CORP.
Meeting Date:  MAY 25, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  NVRO
Security ID:  64157F103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frank Fischer

Management

For

For

1.2

Elect Director Shawn T McCormick

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

NORD ANGLIA EDUCATION, INC.
Meeting Date:  APR 20, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL

Ticker:  NORD
Security ID:  G6583A102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Alan Kelsey

Management

For

For

1.2

Elect Director Andrew Fitzmaurice

Management

For

For

1.3

Elect Director Graeme Halder

Management

For

For

1.4

Elect Director Jack Hennessy

Management

For

For

1.5

Elect Director Kosmas Kalliarekos

Management

For

For

1.6

Elect Director Carlos Watson

Management

For

For

1.7

Elect Director Nicholas Baird

Management

For

For

1.8

Elect Director Louis T. Hsieh

Management

For

For

2

Ratify Pricewaterhousecoopers as Auditors

Management

For

For
 

 

 

PAREXEL INTERNATIONAL CORPORATION
Meeting Date:  DEC 08, 2016
Record Date:  OCT 11, 2016
Meeting Type:  ANNUAL

Ticker:  PRXL
Security ID:  699462107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director A. Dana Callow, Jr.

Management

For

For

1.2

Elect Director Christopher J. Lindop

Management

For

For

1.3

Elect Director Josef H. von Rickenbach

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

PATHEON N.V.
Meeting Date:  MAR 07, 2017
Record Date:  FEB 07, 2017
Meeting Type:  ANNUAL

Ticker:  PTHN
Security ID:  N6865W105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director James C. Mullen

Management

For

Against

1B

Elect Director Stephan B. Tanda

Management

For

Against

1C

Elect Director Jeffrey P. McMullen

Management

For

Against

1D

Elect Director Gary P. Pisano

Management

For

Against

1E

Elect Director Charles I. Cogut

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Adopt Financial Statements and Statutory Reports

Management

For

For

5

Approve Discharge of Management Board

Management

For

For

6

Ratify Ernst & Young LLP as Auditors

Management

For

For

7

Authorize Repurchase of Up to 50 Percent of Issued Share Capital

Management

For

Against

8

Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital Plus 15,356,685 Shares

Management

For

Against

9

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

Against

10

Amend Omnibus Stock Plan

Management

For

Against
 

 

 

PAYLOCITY HOLDING CORPORATION
Meeting Date:  DEC 09, 2016
Record Date:  OCT 11, 2016
Meeting Type:  ANNUAL

Ticker:  PCTY
Security ID:  70438V106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steven R. Beauchamp

Management

For

For

1.2

Elect Director Andres D. Reiner

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

 

 

PENUMBRA, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL

Ticker:  PEN
Security ID:  70975L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Arani Bose

Management

For

For

1b

Elect Director Bridget O'Rourke

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

PFENEX INC.
Meeting Date:  MAY 05, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL

Ticker:  PFNX
Security ID:  717071104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jason Grenfell-Gardner

Management

For

For

1.2

Elect Director Sigurdur (Siggi) Olafsson

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

PINNACLE FINANCIAL PARTNERS, INC.
Meeting Date:  APR 18, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL

Ticker:  PNFP
Security ID:  72346Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles E. Brock

Management

For

For

1.2

Elect Director Renda J. Burkhart

Management

For

For

1.3

Elect Director Gregory L. Burns

Management

For

For

1.4

Elect Director Marty G. Dickens

Management

For

For

1.5

Elect Director Thomas C. Farnsworth, III

Management

For

For

1.6

Elect Director Joseph C. Galante

Management

For

For

1.7

Elect Director Glenda Baskin Glover

Management

For

For

1.8

Elect Director David B. Ingram

Management

For

For

1.9

Elect Director Ed C. Loughry, Jr.

Management

For

For

1.10

Elect Director Robert A. McCabe, Jr.

Management

For

For

1.11

Elect Director Ronald L. Samuels

Management

For

For

1.12

Elect Director Reese L. Smith, III

Management

For

For

1.13

Elect Director Gary L. Scott

Management

For

For

1.14

Elect Director M. Terry Turner

Management

For

For

2

Ratify Crowe Horwath LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

PINNACLE FINANCIAL PARTNERS, INC.
Meeting Date:  JUN 12, 2017
Record Date:  APR 28, 2017
Meeting Type:  SPECIAL

Ticker:  PNFP
Security ID:  72346Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Issue Shares in Connection with Merger

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

PRA GROUP, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL

Ticker:  PRAA
Security ID:  69354N106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James A. Nussle

Management

For

For

1.2

Elect Director Scott M. Tabakin

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

PROOFPOINT, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL

Ticker:  PFPT
Security ID:  743424103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jonathan Feiber

Management

For

For

1.2

Elect Director Eric Hahn

Management

For

For

1.3

Elect Director Kevin Harvey

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

PURE STORAGE, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 25, 2017
Meeting Type:  ANNUAL

Ticker:  PSTG
Security ID:  74624M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark Garrett

Management

For

For

1.2

Elect Director Frank Slootman

Management

For

For

1.3

Elect Director Mike Speiser

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

Against

 

 

Q2 HOLDINGS, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 25, 2017
Meeting Type:  ANNUAL

Ticker:  QTWO
Security ID:  74736L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director R. Lynn Atchison

Management

For

For

1.2

Elect Director Charles T. Doyle

Management

For

For

1.3

Elect Director Carl James Schaper

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

RESOLUTE ENERGY CORPORATION
Meeting Date:  MAY 12, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  REN
Security ID:  76116A306

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James M. Piccone

Management

For

For

1.2

Elect Director Thomas O. Hicks, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Omnibus Stock Plan

Management

For

For

5

Approve Shareholder Rights Plan

Management

For

Against

6

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

REVANCE THERAPEUTICS, INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  RVNC
Security ID:  761330109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director L. Daniel Browne

Management

For

For

1b

Elect Director Robert Byrnes

Management

For

For

1c

Elect Director Philip J. Vickers

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

SAGE THERAPEUTICS, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  SAGE
Security ID:  78667J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Michael F. Cola

Management

For

For

1B

Elect Director Jeffrey M. Jonas

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

SHORETEL, INC.
Meeting Date:  NOV 09, 2016
Record Date:  SEP 23, 2016
Meeting Type:  ANNUAL

Ticker:  SHOR
Security ID:  825211105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark Bregman

Management

For

For

1.2

Elect Director Marjorie Bowen

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For
 

 

 

SHUTTERFLY, INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  SFLY
Security ID:  82568P304

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ann Mather

Management

For

Withhold

1.2

Elect Director H. Tayloe Stansbury

Management

For

For

1.3

Elect Director Brian T. Swette

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Omnibus Stock Plan

Management

For

Against

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

SMART & FINAL STORES, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 28, 2017
Meeting Type:  ANNUAL

Ticker:  SFS
Security ID:  83190B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David G. Hirz

Management

For

For

1b

Elect Director David B. Kaplan

Management

For

For

1c

Elect Director Joseph S. Tesoriero

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For
 

 

 

SPIRIT AIRLINES, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  SAVE
Security ID:  848577102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert L. Fornaro

Management

For

For

1.2

Elect Director H. McIntyre Gardner

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  SPWH
Security ID:  84920Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kent V. Graham

Management

For

For

1.2

Elect Director Gregory P. Hickey

Management

For

For

1.3

Elect Director John V. Schaefer

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

 

 

SRC ENERGY INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  SRCI
Security ID:  78470V108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lynn A. Peterson

Management

For

For

1.2

Elect Director Jack N. Aydin

Management

For

For

1.3

Elect Director Daniel E. Kelly

Management

For

For

1.4

Elect Director Paul J. Korus

Management

For

For

1.5

Elect Director Raymond E. McElhaney

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Change Company Name to SRC Energy Inc.

Management

For

For
 

 

 

STEELCASE INC.
Meeting Date:  JUL 13, 2016
Record Date:  MAY 16, 2016
Meeting Type:  ANNUAL

Ticker:  SCS
Security ID:  858155203

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lawrence J. Blanford

Management

For

For

1.2

Elect Director William P. Crawford

Management

For

For

1.3

Elect Director Connie K. Duckworth

Management

For

For

1.4

Elect Director David W. Joos

Management

For

For

1.5

Elect Director James P. Keane

Management

For

For

1.6

Elect Director Robert C. Pew, III

Management

For

For

1.7

Elect Director Cathy D. Ross

Management

For

For

1.8

Elect Director Peter M. Wege, II

Management

For

For

1.9

Elect Director P. Craig Welch, Jr.

Management

For

For

1.10

Elect Director Kate Pew Wolters

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

SUPERIOR ENERGY SERVICES, INC.
Meeting Date:  MAY 23, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  SPN
Security ID:  868157108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Harold J. Bouillion

Management

For

For

1.2

Elect Director David D. Dunlap

Management

For

For

1.3

Elect Director James M. Funk

Management

For

For

1.4

Elect Director Terence E. Hall

Management

For

For

1.5

Elect Director Peter D. Kinnear

Management

For

For

1.6

Elect Director Janiece M. Longoria

Management

For

For

1.7

Elect Director Michael M. McShane

Management

For

For

1.8

Elect Director W. Matt Ralls

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

TALMER BANCORP, INC.
Meeting Date:  JUL 14, 2016
Record Date:  JUN 08, 2016
Meeting Type:  SPECIAL

Ticker:  TLMR
Security ID:  87482X101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

Against

3

Adjourn Meeting

Management

For

For

 

 

TENNECO INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  TEN
Security ID:  880349105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Thomas C. Freyman

Management

For

For

1b

Elect Director Brian J. Kesseler

Management

For

For

1c

Elect Director Dennis J. Letham

Management

For

For

1d

Elect Director James S. Metcalf

Management

For

For

1e

Elect Director Roger B. Porter

Management

For

For

1f

Elect Director David B. Price, Jr.

Management

For

For

1g

Elect Director Gregg M. Sherrill

Management

For

For

1h

Elect Director Paul T. Stecko

Management

For

For

1i

Elect Director Jane L. Warner

Management

For

For

1j

Elect Director Roger J. Wood

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

TG THERAPEUTICS, INC.
Meeting Date:  JUN 16, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  TGTX
Security ID:  88322Q108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Laurence N. Charney

Management

For

For

1.2

Elect Director Yann Echelard

Management

For

For

1.3

Elect Director William J. Kennedy

Management

For

For

1.4

Elect Director Kenneth Hoberman

Management

For

For

1.5

Elect Director Daniel Hume

Management

For

For

1.6

Elect Director Mark Schoenebaum

Management

For

For

1.7

Elect Director Michael S. Weiss

Management

For

For

2

Ratify CohnReznick LLP as Auditors

Management

For

For

 

 

THE HABIT RESTAURANTS, INC.
Meeting Date:  JUN 21, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  HABT
Security ID:  40449J103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Russell W. Bendel

Management

For

For

1.2

Elect Director Ira Zecher

Management

For

For

1.3

Elect Director A. William Allen, III

Management

For

For

2

Ratify Moss Adams LLP as Auditors

Management

For

For

 

 

THE KEYW HOLDING CORPORATION
Meeting Date:  MAY 10, 2017
Record Date:  MAR 22, 2017
Meeting Type:  ANNUAL

Ticker:  KEYW
Security ID:  493723100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Deborah Bonanni

Management

For

For

1b

Elect Director Bill Campbell

Management

For

For

1c

Elect Director Shep Hill

Management

For

For

1d

Elect Director Chris Inglis

Management

For

For

1e

Elect Director Ken Minihan

Management

For

For

1f

Elect Director Art Money

Management

For

For

1g

Elect Director Caroline Pisano

Management

For

For

1h

Elect Director Mark Sopp

Management

For

For

1i

Elect Director Bill Weber

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

THE SPECTRANETICS CORPORATION
Meeting Date:  JUN 08, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL

Ticker:  SPNC
Security ID:  84760C107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel A. Pelak

Management

For

For

1.2

Elect Director Maria Sainz

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For

 

 

THERAPEUTICSMD, INC.
Meeting Date:  JUN 16, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  TXMD
Security ID:  88338N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Tommy G. Thompson

Management

For

For

1.2

Elect Director Robert G. Finizio

Management

For

For

1.3

Elect Director John C.K. Milligan, IV.

Management

For

For

1.4

Elect Director Brian Bernick

Management

For

For

1.5

Elect Director J. Martin Carroll

Management

For

For

1.6

Elect Director Cooper C. Collins

Management

For

For

1.7

Elect Director Robert V. LaPenta, Jr.

Management

For

For

1.8

Elect Director Jules A. Musing

Management

For

For

1.9

Elect Director Angus C. Russell

Management

For

For

1.10

Elect Director Nicholas Segal

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Grant Thornton LLP as Auditors

Management

For

For
 

 

 

TILE SHOP HOLDINGS, INC.
Meeting Date:  JUL 12, 2016
Record Date:  MAY 16, 2016
Meeting Type:  ANNUAL

Ticker:  TTS
Security ID:  88677Q109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Chris R. Homeister

Management

For

For

1.2

Elect Director Peter J. Jacullo, III

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

TREEHOUSE FOODS, INC.
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  THS
Security ID:  89469A104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dennis F. O'Brien

Management

For

For

1.2

Elect Director Sam K. Reed

Management

For

For

1.3

Elect Director Ann M. Sardini

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For
 

 

 

TWILIO INC.
Meeting Date:  JUN 12, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  TWLO
Security ID:  90138F102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard Dalzell

Management

For

For

1.2

Elect Director Erika Rottenberg

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

Against

 

 

UNIVAR INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL

Ticker:  UNVR
Security ID:  91336L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel P. Doheny

Management

For

For

1.2

Elect Director Edward J. Mooney

Management

For

For

1.3

Elect Director Juliet Teo

Management

For

For

1.4

Elect Director David H. Wasserman

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Approve Executive Incentive Bonus Plan

Management

For

For

 

 

US ECOLOGY, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 29, 2017
Meeting Type:  ANNUAL

Ticker:  ECOL
Security ID:  91732J102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Joe F. Colvin

Management

For

For

1.2

Elect Director Katina Dorton

Management

For

For

1.3

Elect Director Jeffrey R. Feeler

Management

For

For

1.4

Elect Director Daniel Fox

Management

For

For

1.5

Elect Director Stephen A. Romano

Management

For

For

1.6

Elect Director John T. Sahlberg

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

VIASAT, INC.
Meeting Date:  SEP 08, 2016
Record Date:  JUL 15, 2016
Meeting Type:  ANNUAL

Ticker:  VSAT
Security ID:  92552V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard Baldridge

Management

For

For

1.2

Elect Director B. Allen Lay

Management

For

For

1.3

Elect Director Jeffrey Nash

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

WESTERN ALLIANCE BANCORPORATION
Meeting Date:  JUN 06, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  WAL
Security ID:  957638109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Bruce Beach

Management

For

For

1B

Elect Director William S. Boyd

Management

For

For

1C

Elect Director Howard N. Gould

Management

For

For

1D

Elect Director Steven J. Hilton

Management

For

Against

1E

Elect Director Marianne Boyd Johnson

Management

For

For

1F

Elect Director Robert P. Latta

Management

For

For

1G

Elect Director Cary Mack

Management

For

For

1H

Elect Director Todd Marshall

Management

For

For

1I

Elect Director James E. Nave

Management

For

For

1J

Elect Director Michael Patriarca

Management

For

For

1K

Elect Director Robert Gary Sarver

Management

For

For

1L

Elect Director Donald D. Snyder

Management

For

For

1M

Elect Director Sung Won Sohn

Management

For

For

1N

Elect Director Kenneth A. Vecchione

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify RSM US LLP as Auditors

Management

For

For
 

 

 

WINGSTOP INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL

Ticker:  WING
Security ID:  974155103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lynn Crump-Caine

Management

For

For

1.2

Elect Director Wesley S. McDonald

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ZENDESK, INC.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  ZEN
Security ID:  98936J101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mikkel Svane

Management

For

For

1.2

Elect Director Elizabeth Nelson

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ZOE'S KITCHEN, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  ZOES
Security ID:  98979J109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Kevin Miles

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

Franklin Small-Mid Cap Growth Fund

 

2U, INC.
Meeting Date:  JUN 05, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  TWOU
Security ID:  90214J101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sallie L. Krawcheck

Management

For

For

1.2

Elect Director Mark J. Chernis

Management

For

For

1.3

Elect Director John M. Larson

Management

For

For

1.4

Elect Director Edward S. Macias

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Qualified Employee Stock Purchase Plan

Management

For

For

 

 

ACADIA PHARMACEUTICALS INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 19, 2017
Meeting Type:  ANNUAL

Ticker:  ACAD
Security ID:  004225108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director James Daly

Management

For

For

1.2

Elect Director Edmund P. Harrigan

Management

For

Withhold

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ACUITY BRANDS, INC.
Meeting Date:  JAN 06, 2017
Record Date:  NOV 11, 2016
Meeting Type:  ANNUAL

Ticker:  AYI
Security ID:  00508Y102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director W. Patrick Battle

Management

For

For

1.2

Elect Director Gordon D. Harnett

Management

For

For

1.3

Elect Director Robert F. McCullough

Management

For

For

1.4

Elect Director Dominic J. Pileggi

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Declassify the Board of Directors

Management

For

For

5

Approve Dividend Increase

Shareholder

Against

Against
 

 

 

ADVANCE AUTO PARTS, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  AAP
Security ID:  00751Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John F. Bergstrom

Management

For

For

1.2

Elect Director John C. Brouillard

Management

For

For

1.3

Elect Director Brad W. Buss

Management

For

For

1.4

Elect Director Fiona P. Dias

Management

For

For

1.5

Elect Director John F. Ferraro

Management

For

For

1.6

Elect Director Thomas R. Greco

Management

For

For

1.7

Elect Director Adriana Karaboutis

Management

For

For

1.8

Elect Director Eugene I. Lee, Jr.

Management

For

For

1.9

Elect Director William S. Oglesby

Management

For

For

1.10

Elect Director Reuben E. Slone

Management

For

For

1.11

Elect Director Jeffrey C. Smith

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Executive Incentive Bonus Plan

Management

For

For

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

6

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Management

For

For
 

 

 

AFFILIATED MANAGERS GROUP, INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  AMG
Security ID:  008252108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Samuel T. Byrne

Management

For

For

1b

Elect Director Dwight D. Churchill

Management

For

For

1c

Elect Director Glenn Earle

Management

For

For

1d

Elect Director Niall Ferguson

Management

For

For

1e

Elect Director Sean M. Healey

Management

For

For

1f

Elect Director Tracy P. Palandjian

Management

For

For

1g

Elect Director Patrick T. Ryan

Management

For

For

1h

Elect Director Jide J. Zeitlin

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Provide Directors May Be Removed With or Without Cause

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

AKORN, INC.
Meeting Date:  JUL 01, 2016
Record Date:  MAY 11, 2016
Meeting Type:  ANNUAL

Ticker:  AKRX
Security ID:  009728106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John N. Kapoor

Management

For

For

1.2

Elect Director Kenneth S. Abramowitz

Management

For

Withhold

1.3

Elect Director Adrienne L. Graves

Management

For

For

1.4

Elect Director Ronald M. Johnson

Management

For

Withhold

1.5

Elect Director Steven J. Meyer

Management

For

Withhold

1.6

Elect Director Terry Allison Rappuhn

Management

For

For

1.7

Elect Director Brian Tambi

Management

For

For

1.8

Elect Director Alan Weinstein

Management

For

Withhold

2

Ratify BDO USA, LLP as Auditors

Management

For

Abstain

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

AKORN, INC.
Meeting Date:  DEC 16, 2016
Record Date:  OCT 28, 2016
Meeting Type:  SPECIAL

Ticker:  AKRX
Security ID:  009728106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Qualified Employee Stock Purchase Plan

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

 

 

ALARM.COM HOLDINGS, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  ALRM
Security ID:  011642105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Timothy McAdam

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

ALLEGIANT TRAVEL COMPANY
Meeting Date:  JUN 29, 2017
Record Date:  MAY 01, 2017
Meeting Type:  ANNUAL

Ticker:  ALGT
Security ID:  01748X102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Montie Brewer

Management

For

For

1B

Elect Director Gary Ellmer

Management

For

For

1C

Elect Director Maurice J. Gallagher, Jr.

Management

For

For

1D

Elect Director Linda A. Marvin

Management

For

For

1E

Elect Director Charles W. Pollard

Management

For

For

1F

Elect Director John Redmond

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

ALLIANCE DATA SYSTEMS CORPORATION
Meeting Date:  JUN 07, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  ADS
Security ID:  018581108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Bruce K. Anderson

Management

For

For

1.2

Elect Director Roger H. Ballou

Management

For

For

1.3

Elect Director Kelly J. Barlow

Management

For

For

1.4

Elect Director D. Keith Cobb

Management

For

For

1.5

Elect Director E. Linn Draper, Jr.

Management

For

For

1.6

Elect Director Edward J. Heffernan

Management

For

For

1.7

Elect Director Kenneth R. Jensen

Management

For

For

1.8

Elect Director Robert A. Minicucci

Management

For

For

1.9

Elect Director Timothy J. Theriault

Management

For

For

1.10

Elect Director Laurie A. Tucker

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

AMERICAN CAMPUS COMMUNITIES, INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL

Ticker:  ACC
Security ID:  024835100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director William C. Bayless, Jr.

Management

For

For

1b

Elect Director Blakeley W. Chandlee, III

Management

For

For

1c

Elect Director G. Steven Dawson

Management

For

For

1d

Elect Director Cydney C. Donnell

Management

For

For

1e

Elect Director Dennis G. Lopez

Management

For

For

1f

Elect Director Edward Lowenthal

Management

For

For

1g

Elect Director Oliver Luck

Management

For

For

1h

Elect Director C. Patrick Oles, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

ANALOG DEVICES, INC.
Meeting Date:  MAR 08, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL

Ticker:  ADI
Security ID:  032654105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ray Stata

Management

For

For

1b

Elect Director Vincent Roche

Management

For

For

1c

Elect Director James A. Champy

Management

For

For

1d

Elect Director Bruce R. Evans

Management

For

For

1e

Elect Director Edward H. Frank

Management

For

For

1f

Elect Director Mark M. Little

Management

For

For

1g

Elect Director Neil Novich

Management

For

For

1h

Elect Director Kenton J. Sicchitano

Management

For

For

1i

Elect Director Lisa T. Su

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

ANSYS, INC.
Meeting Date:  MAY 19, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  ANSS
Security ID:  03662Q105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James E. Cashman, III

Management

For

For

1b

Elect Director Ajei S. Gopal

Management

For

For

1c

Elect Director William R. McDermott

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

ARTHUR J. GALLAGHER & CO.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  AJG
Security ID:  363576109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Sherry S. Barrat

Management

For

For

1b

Elect Director William L. Bax

Management

For

For

1c

Elect Director D. John Coldman

Management

For

For

1d

Elect Director Frank E. English, Jr.

Management

For

For

1e

Elect Director J. Patrick Gallagher, Jr.

Management

For

For

1f

Elect Director Elbert O. Hand

Management

For

For

1g

Elect Director David S. Johnson

Management

For

For

1h

Elect Director Kay W. McCurdy

Management

For

For

1i

Elect Director Ralph J. Nicoletti

Management

For

For

1j

Elect Director Norman L. Rosenthal

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

ATLASSIAN CORPORATION PLC
Meeting Date:  DEC 06, 2016
Record Date:  OCT 17, 2016
Meeting Type:  ANNUAL

Ticker:  TEAM
Security ID:  G06242104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Remuneration Report

Management

For

For

3

Approve Remuneration Policy

Management

For

Against

4

Appoint Ernst & Young LLP as Auditors

Management

For

For

5

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

6

Authorise Issue of Equity with Pre-emptive Rights

Management

For

Against

7

Authorise Issue of Equity without Pre-emptive Rights

Management

For

Against

8

Amend Articles of Association

Management

For

For
 

 

 

AUTODESK, INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  ADSK
Security ID:  052769106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Carl Bass

Management

For

For

1b

Elect Director Crawford W. Beveridge

Management

For

For

1c

Elect Director Jeff Clarke

Management

For

For

1d

Elect Director Scott Ferguson

Management

For

For

1e

Elect Director Thomas Georgens

Management

For

For

1f

Elect Director Richard (Rick) S. Hill

Management

For

For

1g

Elect Director Mary T. McDowell

Management

For

For

1h

Elect Director Lorrie M. Norrington

Management

For

For

1i

Elect Director Betsy Rafael

Management

For

For

1j

Elect Director Stacy J. Smith

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Amend Omnibus Stock Plan

Management

For

For
 

 

 

AXALTA COATING SYSTEMS LTD.
Meeting Date:  APR 26, 2017
Record Date:  MAR 02, 2017
Meeting Type:  ANNUAL

Ticker:  AXTA
Security ID:  G0750C108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Charles W. Shaver

Management

For

For

1.2

Elect Director Mark Garrett

Management

For

For

1.3

Elect Director Lori J. Ryerkerk

Management

For

Withhold

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

B/E AEROSPACE, INC.
Meeting Date:  JUL 28, 2016
Record Date:  MAY 31, 2016
Meeting Type:  ANNUAL

Ticker:  BEAV
Security ID:  073302101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mary M. VanDeWeghe

Management

For

For

1.2

Elect Director James F. Albaugh

Management

For

For

1.3

Elect Director John T. Whates

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

BIOMARIN PHARMACEUTICAL INC.
Meeting Date:  JUN 06, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  BMRN
Security ID:  09061G101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jean-Jacques Bienaime

Management

For

For

1.2

Elect Director Willard Dere

Management

For

For

1.3

Elect Director Michael Grey

Management

For

For

1.4

Elect Director Elaine J. Heron

Management

For

For

1.5

Elect Director V. Bryan Lawlis

Management

For

For

1.6

Elect Director Alan J. Lewis

Management

For

For

1.7

Elect Director Richard A. Meier

Management

For

For

1.8

Elect Director David Pyott

Management

For

For

1.9

Elect Director Dennis J. Slamon

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Approve Omnibus Stock Plan

Management

For

For

6

Increase Authorized Common Stock

Management

For

Against
 

 

 

BOTTOMLINE TECHNOLOGIES (DE), INC.
Meeting Date:  NOV 17, 2016
Record Date:  SEP 28, 2016
Meeting Type:  ANNUAL

Ticker:  EPAY
Security ID:  101388106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jennifer M. Gray

Management

For

For

1.2

Elect Director Benjamin E. Robinson, III

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

BUFFALO WILD WINGS, INC.
Meeting Date:  JUN 02, 2017
Record Date:  APR 13, 2017
Meeting Type:  PROXY CONTEST

Ticker:  BWLD
Security ID:  119848109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

Management Proxy (Yellow Proxy Card)

1.1

Elect Director Cynthia L. Davis

Management

For

Did Not Vote

1.2

Elect Director Andre J. Fernandez

Management

For

Did Not Vote

1.3

Elect Director Janice L. Fields

Management

For

Did Not Vote

1.4

Elect Director Harry A. Lawton

Management

For

Did Not Vote

1.5

Elect Director J. Oliver Maggard

Management

For

Did Not Vote

1.6

Elect Director Jerry R. Rose

Management

For

Did Not Vote

1.7

Elect Director Sam B. Rovit

Management

For

Did Not Vote

1.8

Elect Director Harmit J. Singh

Management

For

Did Not Vote

1.9

Elect Director Sally J. Smith

Management

For

Did Not Vote

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Did Not Vote

3

Advisory Vote on Say on Pay Frequency

Management

One Year

Did Not Vote

4

Approve Omnibus Stock Plan

Management

For

Did Not Vote

5

Ratify KPMG LLP as Auditors

Management

For

Did Not Vote

Proposal No

Proposal

Proposed By

Dissident Recommendation

Vote Cast

Dissident Proxy (White Proxy Card)

1.1

Elect Director Scott O. Bergren

Shareholder

For

For

1.2

Elect Director Richard T. McGuire, III

Shareholder

For

For

1.3

Management Nominee Sam B. Rovit

Shareholder

For

For

1.4

Elect Director Emil Lee Sanders

Shareholder

For

Withhold

1.5

Management Nominee Andre J. Fernandez

Shareholder

For

For

1.6

Management Nominee Janice L. Fields

Shareholder

For

For

1.7

Management Nominee Harry A. Lawton

Shareholder

For

For

1.8

Management Nominee Harmit J. Singh

Shareholder

For

For

1.9

Management Nominee Sally J. Smith

Shareholder

For

For

2

Amend Bylaws

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Approve Omnibus Stock Plan

Management

For

For
 

 

 

C. R. BARD, INC.
Meeting Date:  APR 19, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  BCR
Security ID:  067383109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David M. Barrett

Management

For

For

1.2

Elect Director Robert M. Davis

Management

For

For

1.3

Elect Director Herbert L. Henkel

Management

For

For

1.4

Elect Director John C. Kelly

Management

For

For

1.5

Elect Director David F. Melcher

Management

For

For

1.6

Elect Director Gail K. Naughton

Management

For

For

1.7

Elect Director Timothy M. Ring

Management

For

For

1.8

Elect Director Tommy G. Thompson

Management

For

For

1.9

Elect Director John H. Weiland

Management

For

For

1.10

Elect Director Anthony Welters

Management

For

For

1.11

Elect Director Tony L. White

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

CABOT OIL & GAS CORPORATION
Meeting Date:  MAY 03, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL

Ticker:  COG
Security ID:  127097103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Dorothy M. Ables

Management

For

For

1B

Elect Director Rhys J. Best

Management

For

For

1C

Elect Director Robert S. Boswell

Management

For

For

1D

Elect Director Dan O. Dinges

Management

For

For

1E

Elect Director Robert Kelley

Management

For

For

1F

Elect Director W. Matt Ralls

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

CAVIUM, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  CAVM
Security ID:  14964U108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Edward H. Frank

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

CBRE GROUP, INC.
Meeting Date:  MAY 19, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  CBG
Security ID:  12504L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Brandon B. Boze

Management

For

For

1b

Elect Director Beth F. Cobert

Management

For

For

1c

Elect Director Curtis F. Feeny

Management

For

For

1d

Elect Director Bradford M. Freeman

Management

For

For

1e

Elect Director Christopher T. Jenny

Management

For

For

1f

Elect Director Gerardo I. Lopez

Management

For

Against

1g

Elect Director Frederic V. Malek

Management

For

For

1h

Elect Director Paula R. Reynolds

Management

For

For

1i

Elect Director Robert E. Sulentic

Management

For

For

1j

Elect Director Laura D. Tyson

Management

For

For

1k

Elect Director Ray Wirta

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For
 

 

 

CERNER CORPORATION
Meeting Date:  MAY 24, 2017
Record Date:  MAR 29, 2017
Meeting Type:  ANNUAL

Ticker:  CERN
Security ID:  156782104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Julie L. Gerberding

Management

For

For

1b

Elect Director Neal L. Patterson

Management

For

For

1c

Elect Director William D. Zollars

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

CHURCH & DWIGHT CO., INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL

Ticker:  CHD
Security ID:  171340102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director James R. Craigie

Management

For

For

1b

Elect Director Robert D. LeBlanc

Management

For

For

1c

Elect Director Janet S. Vergis

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Increase Authorized Common Stock

Management

For

For

6

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

COGNEX CORPORATION
Meeting Date:  APR 27, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL

Ticker:  CGNX
Security ID:  192422103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Patrick A. Alias

Management

For

For

1.2

Elect Director Theodor Krantz

Management

For

For

1.3

Elect Director J. Bruce Robinson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Grant Thornton LLP as Auditors

Management

For

For

5

Adopt a Policy on Board Diversity

Shareholder

Against

For

 

 

CONSTELLATION BRANDS, INC.
Meeting Date:  JUL 20, 2016
Record Date:  MAY 23, 2016
Meeting Type:  ANNUAL

Ticker:  STZ
Security ID:  21036P108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jerry Fowden

Management

For

For

1.2

Elect Director Barry A. Fromberg

Management

For

For

1.3

Elect Director Robert L. Hanson

Management

For

For

1.4

Elect Director Ernesto M. Hernandez

Management

For

For

1.5

Elect Director James A. Locke, III

Management

For

Withhold

1.6

Elect Director Daniel J. McCarthy

Management

For

For

1.7

Elect Director Richard Sands

Management

For

For

1.8

Elect Director Robert Sands

Management

For

For

1.9

Elect Director Judy A. Schmeling

Management

For

For

1.10

Elect Director Keith E. Wandell

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

COSTAR GROUP, INC.
Meeting Date:  JUN 06, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  CSGP
Security ID:  22160N109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael R. Klein

Management

For

For

1b

Elect Director Andrew C. Florance

Management

For

For

1c

Elect Director Laura Cox Kaplan

Management

For

For

1d

Elect Director Michael J. Glosserman

Management

For

For

1e

Elect Director Warren H. Haber

Management

For

For

1f

Elect Director John W. Hill

Management

For

For

1g

Elect Director Christopher J. Nassetta

Management

For

For

1h

Elect Director David J. Steinberg

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

CSRA INC.
Meeting Date:  AUG 09, 2016
Record Date:  JUN 13, 2016
Meeting Type:  ANNUAL

Ticker:  CSRA
Security ID:  12650T104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Keith B. Alexander

Management

For

For

1b

Elect Director Sanju K. Bansal

Management

For

For

1c

Elect Director Michele A. Flournoy

Management

For

For

1d

Elect Director Mark A. Frantz

Management

For

For

1e

Elect Director Nancy Killefer

Management

For

For

1f

Elect Director Craig Martin

Management

For

For

1g

Elect Director Sean O'Keefe

Management

For

For

1h

Elect Director Lawrence B. Prior, III

Management

For

For

1i

Elect Director Michael E. Ventling

Management

For

For

1j

Elect Director Billie I. Williamson

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For
 

 

 

DAVITA INC.
Meeting Date:  JUN 16, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  DVA
Security ID:  23918K108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Pamela M. Arway

Management

For

For

1b

Elect Director Charles G. Berg

Management

For

For

1c

Elect Director Carol Anthony ("John") Davidson

Management

For

For

1d

Elect Director Barbara J. Desoer

Management

For

For

1e

Elect Director Pascal Desroches

Management

For

For

1f

Elect Director Paul J. Diaz

Management

For

For

1g

Elect Director Peter T. Grauer

Management

For

Against

1h

Elect Director John M. Nehra

Management

For

For

1i

Elect Director William L. Roper

Management

For

For

1j

Elect Director Kent J. Thiry

Management

For

For

1k

Elect Director Phyllis R. Yale

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

DELPHI AUTOMOTIVE PLC
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  DLPH
Security ID:  G27823106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Joseph S. Cantie

Management

For

For

2

Elect Director Kevin P. Clark

Management

For

For

3

Elect Director Gary L. Cowger

Management

For

For

4

Elect Director Nicholas M. Donofrio

Management

For

For

5

Elect Director Mark P. Frissora

Management

For

For

6

Elect Director Rajiv L. Gupta

Management

For

For

7

Elect Director Sean O. Mahoney

Management

For

For

8

Elect Director Timothy M. Manganello

Management

For

For

9

Elect Director Ana G. Pinczuk

Management

For

For

10

Elect Director Thomas W. Sidlik

Management

For

For

11

Elect Director Bernd Wiedemann

Management

For

For

12

Elect Director Lawrence A. Zimmerman

Management

For

For

13

Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

14

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

DEXCOM, INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  DXCM
Security ID:  252131107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard Collins

Management

For

For

1b

Elect Director Mark Foletta

Management

For

For

1c

Elect Director Eric J. Topol

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

Against

6

Increase Authorized Common Stock

Management

For

Against
 

 

 

DICK'S SPORTING GOODS, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL

Ticker:  DKS
Security ID:  253393102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Edward W. Stack

Management

For

For

1b

Elect Director Jacqualyn A. Fouse

Management

For

For

1c

Elect Director Lawrence J. Schorr

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For

 

 

DIGITALGLOBE, INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  DGI
Security ID:  25389M877

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Howell M. Estes, III

Management

For

Against

1B

Elect Director Kimberly Till

Management

For

For

1C

Elect Director Eddy Zervigon

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

DOLLAR TREE, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  DLTR
Security ID:  256746108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Arnold S. Barron

Management

For

For

1.2

Elect Director Gregory M. Bridgeford

Management

For

For

1.3

Elect Director Macon F. Brock, Jr.

Management

For

For

1.4

Elect Director Mary Anne Citrino

Management

For

For

1.5

Elect Director H. Ray Compton

Management

For

For

1.6

Elect Director Conrad M. Hall

Management

For

For

1.7

Elect Director Lemuel E. Lewis

Management

For

For

1.8

Elect Director Bob Sasser

Management

For

For

1.9

Elect Director Thomas A. Saunders, III

Management

For

For

1.10

Elect Director Thomas E. Whiddon

Management

For

For

1.11

Elect Director Carl P. Zeithaml

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For

 

 

DOMINO'S PIZZA, INC.
Meeting Date:  APR 25, 2017
Record Date:  MAR 01, 2017
Meeting Type:  ANNUAL

Ticker:  DPZ
Security ID:  25754A201

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David A. Brandon

Management

For

For

1.2

Elect Director C. Andrew Ballard

Management

For

For

1.3

Elect Director Andrew B. Balson

Management

For

For

1.4

Elect Director Diana F. Cantor

Management

For

For

1.5

Elect Director J. Patrick Doyle

Management

For

For

1.6

Elect Director Richard L. Federico

Management

For

For

1.7

Elect Director James A. Goldman

Management

For

For

1.8

Elect Director Gregory A. Trojan

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Adopt Policy and Plan to Eliminate Deforestation in Supply Chain

Shareholder

Against

Against
 

 

 

EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 11, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  EW
Security ID:  28176E108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael A. Mussallem

Management

For

For

1b

Elect Director Kieran T. Gallahue

Management

For

For

1c

Elect Director Leslie S. Heisz

Management

For

For

1d

Elect Director William J. Link

Management

For

For

1e

Elect Director Steven R. Loranger

Management

For

For

1f

Elect Director Martha H. Marsh

Management

For

For

1g

Elect Director Wesley W. von Schack

Management

For

For

1h

Elect Director Nicholas J. Valeriani

Management

For

For

2

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

ELECTRONIC ARTS INC.
Meeting Date:  JUL 28, 2016
Record Date:  JUN 06, 2016
Meeting Type:  ANNUAL

Ticker:  EA
Security ID:  285512109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leonard S. Coleman

Management

For

For

1b

Elect Director Jay C. Hoag

Management

For

For

1c

Elect Director Jeffrey T. Huber

Management

For

For

1d

Elect Director Vivek Paul

Management

For

For

1e

Elect Director Lawrence F. Probst, III

Management

For

For

1f

Elect Director Talbott Roche

Management

For

For

1g

Elect Director Richard A. Simonson

Management

For

For

1h

Elect Director Luis A. Ubinas

Management

For

For

1i

Elect Director Denise F. Warren

Management

For

For

1j

Elect Director Andrew Wilson

Management

For

For

2

Amend Executive Incentive Bonus Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Amend Qualified Employee Stock Purchase Plan

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

ENVISION HEALTHCARE HOLDINGS, INC.
Meeting Date:  NOV 28, 2016
Record Date:  OCT 07, 2016
Meeting Type:  SPECIAL

Ticker:  EVHC
Security ID:  29413U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

EQUINIX, INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL

Ticker:  EQIX
Security ID:  29444U700

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas Bartlett

Management

For

For

1.2

Elect Director Nanci Caldwell

Management

For

For

1.3

Elect Director Gary Hromadko

Management

For

For

1.4

Elect Director John Hughes

Management

For

For

1.5

Elect Director Scott Kriens

Management

For

For

1.6

Elect Director William Luby

Management

For

For

1.7

Elect Director Irving Lyons, III

Management

For

For

1.8

Elect Director Christopher Paisley

Management

For

For

1.9

Elect Director Stephen Smith

Management

For

For

1.10

Elect Director Peter Van Camp

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Re-approve Material Terms for Long-Term Incentive Performance Awards

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

EXPEDIA, INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  EXPE
Security ID:  30212P303

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Susan C. Athey

Management

For

For

1b

Elect Director A. George "Skip" Battle

Management

For

For

1c

Elect Director Chelsea Clinton

Management

For

For

1d

Elect Director Pamela L. Coe

Management

For

For

1e

Elect Director Barry Diller

Management

For

For

1f

Elect Director Jonathan L. Dolgen

Management

For

For

1g

Elect Director Craig A. Jacobson

Management

For

For

1h

Elect Director Victor A. Kaufman

Management

For

For

1i

Elect Director Peter M. Kern

Management

For

For

1j

Elect Director Dara Khosrowshahi

Management

For

For

1k

Elect Director John C. Malone

Management

For

For

1l

Elect Director Scott Rudin

Management

For

For

1m

Elect Director Christopher W. Shean

Management

For

For

1n

Elect Director Alexander von Furstenberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Report on Political Contributions and Expenditures

Shareholder

Against

Against
 

 

 

FIDELITY NATIONAL INFORMATION SERVICES, INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  FIS
Security ID:  31620M106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ellen R. Alemany

Management

For

For

1b

Elect Director Thomas M. Hagerty

Management

For

For

1c

Elect Director Keith W. Hughes

Management

For

For

1d

Elect Director David K. Hunt

Management

For

For

1e

Elect Director Stephan A. James

Management

For

For

1f

Elect Director Frank R. Martire

Management

For

For

1g

Elect Director Leslie M. Muma

Management

For

For

1h

Elect Director Gary A. Norcross

Management

For

For

1i

Elect Director James B. Stallings, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

FLEETCOR TECHNOLOGIES, INC.
Meeting Date:  JUN 21, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  FLT
Security ID:  339041105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael Buckman

Management

For

For

1.2

Elect Director Thomas M. Hagerty

Management

For

Withhold

1.3

Elect Director Steven T. Stull

Management

For

Withhold

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

5

Adopt Simple Majority Vote

Shareholder

Against

For
 

 

 

FORTIVE CORPORATION
Meeting Date:  JUN 06, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  FTV
Security ID:  34959J108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Kate Mitchell

Management

For

For

1B

Elect Director Israel Ruiz

Management

For

Against

2

Ratify Ernst and Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Declassify the Board of Directors

Management

For

For

 

 

GENESEE & WYOMING INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  GWR
Security ID:  371559105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John C. Hellmann

Management

For

For

1.2

Elect Director Albert J. Neupaver

Management

For

Withhold

1.3

Elect Director Joseph H. Pyne

Management

For

Withhold

1.4

Elect Director Hunter C. Smith

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

GODADDY INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  GDDY
Security ID:  380237107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard H. Kimball

Management

For

For

1.2

Elect Director Elizabeth S. Rafael

Management

For

For

1.3

Elect Director Lee E. Wittlinger

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

GRAND CANYON EDUCATION, INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  LOPE
Security ID:  38526M106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Brian E. Mueller

Management

For

For

1.2

Elect Director Sara R. Dial

Management

For

For

1.3

Elect Director Jack A. Henry

Management

For

For

1.4

Elect Director Kevin F. Warren

Management

For

For

1.5

Elect Director David J. Johnson

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

HANESBRANDS INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 14, 2017
Meeting Type:  ANNUAL

Ticker:  HBI
Security ID:  410345102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Gerald W. Evans, Jr.

Management

For

For

1b

Elect Director Bobby J. Griffin

Management

For

For

1c

Elect Director James C. Johnson

Management

For

Against

1d

Elect Director Jessica T. Mathews

Management

For

For

1e

Elect Director Franck J. Moison

Management

For

For

1f

Elect Director Robert F. Moran

Management

For

For

1g

Elect Director Ronald L. Nelson

Management

For

Against

1h

Elect Director Richard A. Noll

Management

For

For

1i

Elect Director David V. Singer

Management

For

For

1j

Elect Director Ann E. Ziegler

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

HD SUPPLY HOLDINGS, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  HDS
Security ID:  40416M105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kathleen J. Affeldt

Management

For

For

1.2

Elect Director Peter A. Dorsman

Management

For

For

1.3

Elect Director Peter A. Leav

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Amend Omnibus Stock Plan

Management

For

For

5

Amend Executive Incentive Bonus Plan

Management

For

For
 

 

 

HERON THERAPEUTICS, INC.
Meeting Date:  JUN 12, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  HRTX
Security ID:  427746102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin C. Tang

Management

For

For

1.2

Elect Director Barry D. Quart

Management

For

For

1.3

Elect Director Robert H. Rosen

Management

For

For

1.4

Elect Director Craig A. Johnson

Management

For

Withhold

1.5

Elect Director John W. Poyhonen

Management

For

Withhold

1.6

Elect Director Christian Waage

Management

For

For

2

Ratify OUM & Co. LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Increase Authorized Common Stock

Management

For

For

5

Amend Omnibus Stock Plan

Management

For

For

6

Amend Qualified Employee Stock Purchase Plan

Management

For

For

 

 

HEXCEL CORPORATION
Meeting Date:  MAY 04, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL

Ticker:  HXL
Security ID:  428291108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nick L. Stanage

Management

For

For

1.2

Elect Director Joel S. Beckman

Management

For

For

1.3

Elect Director Lynn Brubaker

Management

For

For

1.4

Elect Director Jeffrey C. Campbell

Management

For

For

1.5

Elect Director Cynthia M. Egnotovich

Management

For

For

1.6

Elect Director W. Kim Foster

Management

For

For

1.7

Elect Director Thomas A. Gendron

Management

For

For

1.8

Elect Director Jeffrey A. Graves

Management

For

Against

1.9

Elect Director Guy C. Hachey

Management

For

For

1.10

Elect Director David L. Pugh

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

HOLOGIC, INC.
Meeting Date:  MAR 08, 2017
Record Date:  JAN 09, 2017
Meeting Type:  ANNUAL

Ticker:  HOLX
Security ID:  436440101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Christopher J. Coughlin

Management

For

For

1.2

Elect Director Sally W. Crawford

Management

For

For

1.3

Elect Director Scott T. Garrett

Management

For

For

1.4

Elect Director Lawrence M. Levy

Management

For

For

1.5

Elect Director Stephen P. MacMillan

Management

For

For

1.6

Elect Director Christiana Stamoulis

Management

For

For

1.7

Elect Director Elaine S. Ullian

Management

For

For

1.8

Elect Director Amy M. Wendell

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Adopt Majority Voting for Uncontested Election of Directors

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

HOSTESS BRANDS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  TWNK
Security ID:  44109J106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mark R. Stone

Management

For

For

1.2

Elect Director William D. Toler

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

IHS INC.
Meeting Date:  JUL 11, 2016
Record Date:  JUN 10, 2016
Meeting Type:  SPECIAL

Ticker:  IHS
Security ID:  451734107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Advisory Vote on Golden Parachutes

Management

For

For

3

Adjourn Meeting

Management

For

For

 

 

IHS MARKIT LTD.
Meeting Date:  APR 05, 2017
Record Date:  FEB 08, 2017
Meeting Type:  ANNUAL

Ticker:  INFO
Security ID:  G47567105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Ruann F. Ernst

Management

For

For

1.2

Elect Director William E. Ford

Management

For

For

1.3

Elect Director Balakrishnan S. Iyer

Management

For

For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Approve Qualified Employee Stock Purchase Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

ILLUMINA, INC.
Meeting Date:  MAY 30, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  ILMN
Security ID:  452327109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Caroline D. Dorsa

Management

For

For

1b

Elect Director Robert S. Epstein

Management

For

For

1c

Elect Director Philip W. Schiller

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Eliminate Supermajority Vote Requirement

Management

For

For
 

 

 

IMAX CORPORATION
Meeting Date:  JUN 06, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL

Ticker:  IMAX
Security ID:  45245E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Neil S. Braun

Management

For

For

1.2

Elect Director Eric A. Demirian

Management

For

Withhold

1.3

Elect Director Kevin Douglas

Management

For

For

1.4

Elect Director Greg Foster

Management

For

For

1.5

Elect Director Richard L. Gelfond

Management

For

For

1.6

Elect Director David W. Leebron

Management

For

For

1.7

Elect Director Michael Lynne

Management

For

Withhold

1.8

Elect Director Michael MacMillan

Management

For

For

1.9

Elect Director Dana Settle

Management

For

For

1.10

Elect Director Darren Throop

Management

For

Withhold

1.11

Elect Director Bradley J. Wechsler

Management

For

For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

INCYTE CORPORATION
Meeting Date:  MAY 26, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  INCY
Security ID:  45337C102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Julian C. Baker

Management

For

For

1.2

Elect Director Jean-Jacques Bienaime

Management

For

For

1.3

Elect Director Paul A. Brooke

Management

For

For

1.4

Elect Director Paul J. Clancy

Management

For

For

1.5

Elect Director Wendy L. Dixon

Management

For

For

1.6

Elect Director Paul A. Friedman

Management

For

For

1.7

Elect Director Herve Hoppenot

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

INGEVITY CORPORATION
Meeting Date:  APR 27, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL

Ticker:  NGVT
Security ID:  45688C107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard B. Kelson

Management

For

For

1.2

Elect Director D. Michael Wilson

Management

For

For

2

Approve Qualified Employee Stock Purchase Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

INPHI CORPORATION
Meeting Date:  MAY 25, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL

Ticker:  IPHI
Security ID:  45772F107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Nicholas E. Brathwaite

Management

For

For

1.2

Elect Director David Liddle

Management

For

For

1.3

Elect Director Bruce McWilliams

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Pricewaterhousecoopers LLP as Auditors

Management

For

For
 

 

 

INSULET CORPORATION
Meeting Date:  MAY 17, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  PODD
Security ID:  45784P101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sally Crawford

Management

For

For

1.2

Elect Director Regina Sommer

Management

For

For

1.3

Elect Director Joseph Zakrzewski

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Omnibus Stock Plan

Management

For

For

5

Ratify Grant Thornton LLP as Auditors

Management

For

For

 

 

INTEGRATED DEVICE TECHNOLOGY, INC.
Meeting Date:  SEP 20, 2016
Record Date:  JUL 26, 2016
Meeting Type:  ANNUAL

Ticker:  IDTI
Security ID:  458118106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director John Schofield

Management

For

For

1.2

Elect Director Gregory L. Waters

Management

For

For

1.3

Elect Director Umesh Padval

Management

For

For

1.4

Elect Director Gordon Parnell

Management

For

For

1.5

Elect Director Ken Kannappan

Management

For

For

1.6

Elect Director Robert Rango

Management

For

For

1.7

Elect Director Norman Taffe

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

INTERCONTINENTAL EXCHANGE, INC.
Meeting Date:  OCT 12, 2016
Record Date:  AUG 24, 2016
Meeting Type:  SPECIAL

Ticker:  ICE
Security ID:  45866F104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

For

 

 

INTERNATIONAL FLAVORS & FRAGRANCES INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL

Ticker:  IFF
Security ID:  459506101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Marcello V. Bottoli

Management

For

For

1b

Elect Director Linda Buck

Management

For

For

1c

Elect Director Michael L. Ducker

Management

For

For

1d

Elect Director David R. Epstein

Management

For

For

1e

Elect Director Roger W. Ferguson, Jr.

Management

For

For

1f

Elect Director John F. Ferraro

Management

For

For

1g

Elect Director Andreas Fibig

Management

For

For

1h

Elect Director Christina Gold

Management

For

For

1i

Elect Director Henry W. Howell, Jr.

Management

For

For

1j

Elect Director Katherine M. Hudson

Management

For

For

1k

Elect Director Dale F. Morrison

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For
 

 

 

INTUITIVE SURGICAL, INC.
Meeting Date:  APR 20, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL

Ticker:  ISRG
Security ID:  46120E602

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Craig H. Barratt

Management

For

For

1.2

Elect Director Michael A. Friedman

Management

For

For

1.3

Elect Director Gary S. Guthart

Management

For

For

1.4

Elect Director Amal M. Johnson

Management

For

For

1.5

Elect Director Keith R. Leonard, Jr.

Management

For

For

1.6

Elect Director Alan J. Levy

Management

For

For

1.7

Elect Director Jami Dover Nachtsheim

Management

For

For

1.8

Elect Director Mark J. Rubash

Management

For

For

1.9

Elect Director Lonnie M. Smith

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

5

Amend Qualified Employee Stock Purchase Plan

Management

For

For

6

Amend Omnibus Stock Plan

Management

For

Against

 

 

IRHYTHM TECHNOLOGIES, INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  IRTC
Security ID:  450056106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Kevin M. King

Management

For

For

1B

Elect Director Raymond W. Scott

Management

For

Against

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

J.B. HUNT TRANSPORT SERVICES, INC.
Meeting Date:  APR 20, 2017
Record Date:  FEB 14, 2017
Meeting Type:  ANNUAL

Ticker:  JBHT
Security ID:  445658107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Douglas G. Duncan

Management

For

For

1.2

Elect Director Francesca M. Edwardson

Management

For

For

1.3

Elect Director Wayne Garrison

Management

For

For

1.4

Elect Director Sharilyn S. Gasaway

Management

For

For

1.5

Elect Director Gary C. George

Management

For

For

1.6

Elect Director J. Bryan Hunt, Jr.

Management

For

Against

1.7

Elect Director Coleman H. Peterson

Management

For

For

1.8

Elect Director John N. Roberts, III

Management

For

For

1.9

Elect Director James L. Robo

Management

For

For

1.10

Elect Director Kirk Thompson

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify Ernst & Young LLP as Auditors

Management

For

Against

6

Report on Political Contributions

Shareholder

Against

For

 

 

L BRANDS, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  LB
Security ID:  501797104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Donna A. James

Management

For

For

1.2

Elect Director Jeffrey H. Miro

Management

For

For

1.3

Elect Director Michael G. Morris

Management

For

For

1.4

Elect Director Raymond Zimmerman

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Reduce Supermajority Vote Requirement

Shareholder

Against

Against
 

 

 

LAM RESEARCH CORPORATION
Meeting Date:  NOV 09, 2016
Record Date:  SEP 13, 2016
Meeting Type:  ANNUAL

Ticker:  LRCX
Security ID:  512807108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Martin B. Anstice

Management

For

For

1.2

Elect Director Eric K. Brandt

Management

For

For

1.3

Elect Director Michael R. Cannon

Management

For

For

1.4

Elect Director Youssef A. El-Mansy

Management

For

For

1.5

Elect Director Christine A. Heckart

Management

For

For

1.6

Elect Director Catherine P. Lego

Management

For

For

1.7

Elect Director Stephen G. Newberry

Management

For

For

1.8

Elect Director Abhijit Y. Talwalkar

Management

For

For

1.9

Elect Director Lih Shyng (Rick L.) Tsai

Management

For

Withhold

2.10

Elect Director John T. Dickson - Withdrawn Resolution

Management

None

None

2.11

Elect Director Gary B. Moore - Withdrawn Resolution

Management

None

None

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

LAZARD LTD
Meeting Date:  APR 25, 2017
Record Date:  MAR 02, 2017
Meeting Type:  ANNUAL

Ticker:  LAZ
Security ID:  G54050102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kenneth M. Jacobs

Management

For

For

1.2

Elect Director Michelle Jarrard

Management

For

For

1.3

Elect Director Philip A. Laskawy

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Limit/Prohibit Accelerated Vesting of Awards

Shareholder

Against

For
 

 

 

MALLINCKRODT PLC
Meeting Date:  MAR 01, 2017
Record Date:  JAN 04, 2017
Meeting Type:  ANNUAL

Ticker:  MNK
Security ID:  G5785G107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Melvin D. Booth

Management

For

For

1b

Elect Director David R. Carlucci

Management

For

For

1c

Elect Director J. Martin Carroll

Management

For

For

1d

Elect Director Diane H. Gulyas

Management

For

For

1e

Elect Director JoAnn A. Reed

Management

For

For

1f

Elect Director Angus C. Russell

Management

For

For

1g

Elect Director Virgil D. Thompson - Withdrawn Resolution

Management

None

None

1h

Elect Director Mark C. Trudeau

Management

For

For

1i

Elect Director Kneeland C. Youngblood

Management

For

For

1j

Elect Director Joseph A. Zaccagnino

Management

For

For

2

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Authorize Share Repurchase up to 10 Percent of Issued Share Capital

Management

For

For

5

Determine Price Range for Reissuance of Treasury Shares

Management

For

For

6a

Amend Memorandum of Association

Management

For

For

6b

Amend Articles of Association

Management

For

For

7

Approve Reduction in Share Capital

Management

For

For
 

 

 

MARKETAXESS HOLDINGS INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 11, 2017
Meeting Type:  ANNUAL

Ticker:  MKTX
Security ID:  57060D108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Richard M. McVey

Management

For

For

1b

Elect Director Steven L. Begleiter

Management

For

For

1c

Elect Director Stephen P. Casper

Management

For

For

1d

Elect Director Jane Chwick

Management

For

For

1e

Elect Director William F. Cruger

Management

For

For

1f

Elect Director David G. Gomach

Management

For

For

1g

Elect Director Carlos M. Hernandez

Management

For

For

1h

Elect Director Richard G. Ketchum

Management

For

For

1i

Elect Director John Steinhardt

Management

For

For

1j

Elect Director James J. Sullivan

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

MARRIOTT INTERNATIONAL, INC.
Meeting Date:  MAY 05, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL

Ticker:  MAR
Security ID:  571903202

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director J.W. Marriott, Jr.

Management

For

For

1.2

Elect Director Mary K. Bush

Management

For

For

1.3

Elect Director Bruce W. Duncan

Management

For

For

1.4

Elect Director Deborah Marriott Harrison

Management

For

For

1.5

Elect Director Frederick A. 'Fritz' Henderson

Management

For

Against

1.6

Elect Director Eric Hippeau

Management

For

For

1.7

Elect Director Lawrence W. Kellner

Management

For

Against

1.8

Elect Director Debra L. Lee

Management

For

For

1.9

Elect Director Aylwin B. Lewis

Management

For

Against

1.10

Elect Director George Munoz

Management

For

For

1.11

Elect Director Steven S. Reinemund

Management

For

For

1.12

Elect Director W. Mitt Romney

Management

For

For

1.13

Elect Director Susan C. Schwab

Management

For

For

1.14

Elect Director Arne M. Sorenson

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Adopt Holy Land Principles

Shareholder

Against

Against
 

 

 

MARTIN MARIETTA MATERIALS, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL

Ticker:  MLM
Security ID:  573284106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sue W. Cole

Management

For

For

1.2

Elect Director Michael J. Quillen

Management

For

For

1.3

Elect Director John J. Koraleski

Management

For

For

1.4

Elect Director Stephen P. Zelnak, Jr.

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Adopt Proxy Access Right

Shareholder

Against

For

 

 

MEDNAX, INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL

Ticker:  MD
Security ID:  58502B106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cesar L. Alvarez

Management

For

For

1.2

Elect Director Karey D. Barker

Management

For

For

1.3

Elect Director Waldemar A. Carlo

Management

For

For

1.4

Elect Director Michael B. Fernandez

Management

For

For

1.5

Elect Director Paul G. Gabos

Management

For

For

1.6

Elect Director Pascal J. Goldschmidt

Management

For

For

1.7

Elect Director Manuel Kadre

Management

For

For

1.8

Elect Director Roger J. Medel

Management

For

For

1.9

Elect Director Donna E. Shalala

Management

For

For

1.10

Elect Director Enrique J. Sosa

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

METTLER-TOLEDO INTERNATIONAL INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL

Ticker:  MTD
Security ID:  592688105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert F. Spoerry

Management

For

For

1.2

Elect Director Wah-Hui Chu

Management

For

For

1.3

Elect Director Francis A. Contino

Management

For

For

1.4

Elect Director Olivier A. Filliol

Management

For

For

1.5

Elect Director Richard Francis

Management

For

For

1.6

Elect Director Constance L. Harvey

Management

For

For

1.7

Elect Director Michael A. Kelly

Management

For

For

1.8

Elect Director Hans Ulrich Maerki

Management

For

For

1.9

Elect Director Thomas P. Salice

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

MICROCHIP TECHNOLOGY INCORPORATED
Meeting Date:  AUG 15, 2016
Record Date:  JUN 21, 2016
Meeting Type:  ANNUAL

Ticker:  MCHP
Security ID:  595017104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Steve Sanghi

Management

For

For

1.2

Elect Director Matthew W. Chapman

Management

For

For

1.3

Elect Director L.B. Day

Management

For

Against

1.4

Elect Director Esther L. Johnson

Management

For

For

1.5

Elect Director Wade F. Meyercord

Management

For

For

2

Amend Executive Incentive Bonus Plan

Management

For

For

3

Ratify Ernst & Young LLP as Auditors

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

MOLSON COORS BREWING COMPANY
Meeting Date:  MAY 17, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  TAP
Security ID:  60871R209

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roger G. Eaton

Management

For

For

1.2

Elect Director Charles M. Herington

Management

For

For

1.3

Elect Director H. Sanford Riley

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

MONOLITHIC POWER SYSTEMS, INC.
Meeting Date:  JUN 15, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  MPWR
Security ID:  609839105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Victor K. Lee

Management

For

For

1.2

Elect Director James C. Moyer

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

MONSTER BEVERAGE CORPORATION
Meeting Date:  OCT 11, 2016
Record Date:  AUG 26, 2016
Meeting Type:  SPECIAL

Ticker:  MNST
Security ID:  61174X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Increase Authorized Common Stock

Management

For

For

 

 

MONSTER BEVERAGE CORPORATION
Meeting Date:  JUN 19, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL

Ticker:  MNST
Security ID:  61174X109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Rodney C. Sacks

Management

For

For

1.2

Elect Director Hilton H. Schlosberg

Management

For

For

1.3

Elect Director Mark J. Hall

Management

For

For

1.4

Elect Director Norman C. Epstein

Management

For

For

1.5

Elect Director Gary P. Fayard

Management

For

For

1.6

Elect Director Benjamin M. Polk

Management

For

For

1.7

Elect Director Sydney Selati

Management

For

For

1.8

Elect Director Harold C. Taber, Jr.

Management

For

For

1.9

Elect Director Kathy N. Waller

Management

For

For

1.10

Elect Director Mark S. Vidergauz

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Approve Non-Employee Director Omnibus Stock Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

6

Adopt Proxy Access Right

Shareholder

Against

Against

7

Report on Sustainability, Including Water Risks

Shareholder

Against

Against
 

 

 

MOODY'S CORPORATION
Meeting Date:  APR 25, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL

Ticker:  MCO
Security ID:  615369105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Basil L. Anderson

Management

For

For

1.2

Elect Director Jorge A. Bermudez

Management

For

For

1.3

Elect Director Darrell Duffie

Management

For

For

1.4

Elect Director Kathryn M. Hill

Management

For

For

1.5

Elect Director Ewald Kist

Management

For

For

1.6

Elect Director Raymond W. McDaniel, Jr.

Management

For

For

1.7

Elect Director Henry A. McKinnell, Jr.

Management

For

For

1.8

Elect Director Leslie F. Seidman

Management

For

For

1.9

Elect Director Bruce Van Saun

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

NEUROCRINE BIOSCIENCES, INC.
Meeting Date:  MAY 22, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL

Ticker:  NBIX
Security ID:  64125C109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin C. Gorman

Management

For

For

1.2

Elect Director Gary A. Lyons

Management

For

For

1.3

Elect Director Alfred W. Sandrock, Jr.

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Amend Omnibus Stock Plan

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

NEVRO CORP.
Meeting Date:  MAY 25, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  NVRO
Security ID:  64157F103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frank Fischer

Management

For

For

1.2

Elect Director Shawn T McCormick

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

 

 

NEWELL BRANDS INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  NWL
Security ID:  651229106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Ian G.H. Ashken

Management

For

For

1b

Elect Director Thomas E. Clarke

Management

For

Against

1c

Elect Director Kevin C. Conroy

Management

For

Against

1d

Elect Director Scott S. Cowen

Management

For

Against

1e

Elect Director Michael T. Cowhig

Management

For

For

1f

Elect Director Domenico De Sole

Management

For

Against

1g

Elect Director Martin E. Franklin

Management

For

For

1h

Elect Director Ros L'Esperance

Management

For

For

1i

Elect Director Michael B. Polk

Management

For

For

1j

Elect Director Steven J. Strobel

Management

For

For

1k

Elect Director Michael A. Todman

Management

For

For

1l

Elect Director Raymond G. Viault

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

NOBLE ENERGY, INC.
Meeting Date:  APR 25, 2017
Record Date:  FEB 24, 2017
Meeting Type:  ANNUAL

Ticker:  NBL
Security ID:  655044105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Jeffrey L. Berenson

Management

For

For

1b

Elect Director Michael A. Cawley

Management

For

For

1c

Elect Director Edward F. Cox

Management

For

For

1d

Elect Director James E. Craddock

Management

For

For

1e

Elect Director Thomas J. Edelman

Management

For

For

1f

Elect Director Kirby L. Hedrick

Management

For

For

1g

Elect Director David L. Stover

Management

For

For

1h

Elect Director Scott D. Urban

Management

For

For

1i

Elect Director William T. Van Kleef

Management

For

For

1j

Elect Director Molly K. Williamson

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Approve Omnibus Stock Plan

Management

For

For

6

Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario

Shareholder

Against

Against

 

 

NORWEGIAN CRUISE LINE HOLDINGS LTD.
Meeting Date:  MAY 25, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  NCLH
Security ID:  G66721104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David M. Abrams

Management

For

For

1b

Elect Director John W. Chidsey

Management

For

For

1c

Elect Director Russell W. Galbut

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For
 

 

 

NVIDIA CORPORATION
Meeting Date:  MAY 23, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  NVDA
Security ID:  67066G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert K. Burgess

Management

For

For

1b

Elect Director Tench Coxe

Management

For

For

1c

Elect Director Persis S. Drell

Management

For

For

1d

Elect Director James C. Gaither

Management

For

For

1e

Elect Director Jen-Hsun Huang

Management

For

For

1f

Elect Director Dawn Hudson

Management

For

For

1g

Elect Director Harvey C. Jones

Management

For

For

1h

Elect Director Michael G. McCaffery

Management

For

For

1i

Elect Director William J. Miller

Management

For

For

1j

Elect Director Mark L. Perry

Management

For

For

1k

Elect Director A. Brooke Seawell

Management

For

For

1l

Elect Director Mark A. Stevens

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

NVR, INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL

Ticker:  NVR
Security ID:  62944T105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director C. E. Andrews

Management

For

For

1.2

Elect Director Timothy M. Donahue

Management

For

For

1.3

Elect Director Thomas D. Eckert

Management

For

For

1.4

Elect Director Alfred E. Festa

Management

For

For

1.5

Elect Director Ed Grier

Management

For

For

1.6

Elect Director Manuel H. Johnson

Management

For

For

1.7

Elect Director Mel Martinez

Management

For

For

1.8

Elect Director William A. Moran

Management

For

Against

1.9

Elect Director David A. Preiser

Management

For

For

1.10

Elect Director W. Grady Rosier

Management

For

For

1.11

Elect Director Susan Williamson Ross

Management

For

For

1.12

Elect Director Dwight C. Schar

Management

For

For

1.13

Elect Director Paul W. Whetsell

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

O'REILLY AUTOMOTIVE, INC.
Meeting Date:  MAY 09, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL

Ticker:  ORLY
Security ID:  67103H107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director David O'Reilly

Management

For

For

1b

Elect Director Charles H. O'Reilly Jr.

Management

For

Against

1c

Elect Director Larry O'Reilly

Management

For

Against

1d

Elect Director Rosalie O'Reilly Wooten

Management

For

Against

1e

Elect Director Jay D. Burchfield

Management

For

For

1f

Elect Director Thomas T. Hendrickson

Management

For

For

1g

Elect Director Paul R. Lederer

Management

For

For

1h

Elect Director John R. Murphy

Management

For

For

1i

Elect Director Ronald Rashkow

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Approve Omnibus Stock Plan

Management

For

For

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

6

Reduce Ownership Threshold for Shareholders to Call Special Meeting

Shareholder

Against

For
 

 

 

OIL STATES INTERNATIONAL, INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  OIS
Security ID:  678026105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Lawrence R. Dickerson

Management

For

For

1.2

Elect Director Christopher T. Seaver

Management

For

For

1.3

Elect Director Cindy B. Taylor

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

PALO ALTO NETWORKS, INC.
Meeting Date:  DEC 08, 2016
Record Date:  OCT 14, 2016
Meeting Type:  ANNUAL

Ticker:  PANW
Security ID:  697435105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Mark D. McLaughlin

Management

For

For

1b

Elect Director Asheem Chandna

Management

For

For

1c

Elect Director James J. Goetz

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

PATHEON N.V.
Meeting Date:  MAR 07, 2017
Record Date:  FEB 07, 2017
Meeting Type:  ANNUAL

Ticker:  PTHN
Security ID:  N6865W105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director James C. Mullen

Management

For

Against

1B

Elect Director Stephan B. Tanda

Management

For

Against

1C

Elect Director Jeffrey P. McMullen

Management

For

Against

1D

Elect Director Gary P. Pisano

Management

For

Against

1E

Elect Director Charles I. Cogut

Management

For

Against

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Adopt Financial Statements and Statutory Reports

Management

For

For

5

Approve Discharge of Management Board

Management

For

For

6

Ratify Ernst & Young LLP as Auditors

Management

For

For

7

Authorize Repurchase of Up to 50 Percent of Issued Share Capital

Management

For

Against

8

Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital Plus 15,356,685 Shares

Management

For

Against

9

Authorize Board to Exclude Preemptive Rights from Share Issuances

Management

For

Against

10

Amend Omnibus Stock Plan

Management

For

Against

 

 

PENUMBRA, INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL

Ticker:  PEN
Security ID:  70975L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Arani Bose

Management

For

For

1b

Elect Director Bridget O'Rourke

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

PFENEX INC.
Meeting Date:  MAY 05, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL

Ticker:  PFNX
Security ID:  717071104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jason Grenfell-Gardner

Management

For

For

1.2

Elect Director Sigurdur (Siggi) Olafsson

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

PINNACLE FOODS INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL

Ticker:  PF
Security ID:  72348P104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jane Nielsen

Management

For

For

1.2

Elect Director Muktesh Pant

Management

For

For

1.3

Elect Director Raymond Silcock

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

POST HOLDINGS, INC.
Meeting Date:  JAN 26, 2017
Record Date:  NOV 29, 2016
Meeting Type:  ANNUAL

Ticker:  POST
Security ID:  737446104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert E. Grote

Management

For

For

1.2

Elect Director David W. Kemper

Management

For

For

1.3

Elect Director Robert V. Vitale

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Report on the Risks Associated with Use of Caged Chickens in Supply Chain

Shareholder

Against

Against

5

Require Independent Board Chairman

Shareholder

Against

For
 

 

 

PROOFPOINT, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 05, 2017
Meeting Type:  ANNUAL

Ticker:  PFPT
Security ID:  743424103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jonathan Feiber

Management

For

For

1.2

Elect Director Eric Hahn

Management

For

For

1.3

Elect Director Kevin Harvey

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

Q2 HOLDINGS, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 25, 2017
Meeting Type:  ANNUAL

Ticker:  QTWO
Security ID:  74736L109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director R. Lynn Atchison

Management

For

For

1.2

Elect Director Charles T. Doyle

Management

For

For

1.3

Elect Director Carl James Schaper

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

QUINTILES IMS HOLDINGS, INC.
Meeting Date:  APR 06, 2017
Record Date:  FEB 15, 2017
Meeting Type:  ANNUAL

Ticker:  Q
Security ID:  74876Y101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Jonathan J. Coslet

Management

For

For

1.2

Elect Director Michael J. Evanisko

Management

For

For

1.3

Elect Director Dennis B. Gillings

Management

For

For

1.4

Elect Director Ronald A. Rittenmeyer

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year

4

Approve Omnibus Stock Plan

Management

For

For

5

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For
 

 

 

QUINTILES TRANSNATIONAL HOLDINGS INC.
Meeting Date:  SEP 22, 2016
Record Date:  AUG 12, 2016
Meeting Type:  SPECIAL

Ticker:  Q
Security ID:  74876Y101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger Agreement

Management

For

For

2

Issue Shares in Connection with Merger

Management

For

For

3

Change State of Incorporation from North Carolina to Delaware

Management

For

For

4

Increase Authorized Common Stock

Management

For

For

5

Eliminate Supermajority Vote Requirement

Management

For

For

6

Advisory Vote on Golden Parachutes

Management

For

Against

7

Adjourn Meeting

Management

For

For

 

 

RED HAT, INC.
Meeting Date:  AUG 11, 2016
Record Date:  JUN 15, 2016
Meeting Type:  ANNUAL

Ticker:  RHT
Security ID:  756577102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Sohaib Abbasi

Management

For

For

1.2

Elect Director W. Steve Albrecht

Management

For

For

1.3

Elect Director Charlene T. Begley

Management

For

For

1.4

Elect Director Jeffrey J. Clarke - Withdrawn Resolution

Management

None

None

1.5

Elect Director Narendra K. Gupta

Management

For

For

1.6

Elect Director Kimberly L. Hammonds

Management

For

For

1.7

Elect Director William S. Kaiser

Management

For

For

1.8

Elect Director Donald H. Livingstone

Management

For

For

1.9

Elect Director H. Hugh Shelton

Management

For

For

1.10

Elect Director James M. Whitehurst

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Executive Incentive Bonus Plan

Management

For

For

5

Approve Qualified Employee Stock Purchase Plan

Management

For

For
 

 

 

REVANCE THERAPEUTICS, INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  RVNC
Security ID:  761330109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director L. Daniel Browne

Management

For

For

1b

Elect Director Robert Byrnes

Management

For

For

1c

Elect Director Philip J. Vickers

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

ROBERT HALF INTERNATIONAL INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL

Ticker:  RHI
Security ID:  770323103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Harold M. Messmer, Jr.

Management

For

For

1.2

Elect Director Marc H. Morial

Management

For

For

1.3

Elect Director Barbara J. Novogradac

Management

For

For

1.4

Elect Director Robert J. Pace

Management

For

For

1.5

Elect Director Frederick A. Richman

Management

For

For

1.6

Elect Director M. Keith Waddell

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

ROPER TECHNOLOGIES, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  ROP
Security ID:  776696106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Amy Woods Brinkley

Management

For

For

1.2

Elect Director John F. Fort, III

Management

For

For

1.3

Elect Director Brian D. Jellison

Management

For

For

1.4

Elect Director Robert D. Johnson

Management

For

For

1.5

Elect Director Robert E. Knowling, Jr.

Management

For

For

1.6

Elect Director Wilbur J. Prezzano

Management

For

For

1.7

Elect Director Laura G. Thatcher

Management

For

For

1.8

Elect Director Richard F. Wallman

Management

For

For

1.9

Elect Director Christopher Wright

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

ROSS STORES, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 21, 2017
Meeting Type:  ANNUAL

Ticker:  ROST
Security ID:  778296103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Michael Balmuth

Management

For

For

1b

Elect Director K. Gunnar Bjorklund

Management

For

For

1c

Elect Director Michael J. Bush

Management

For

For

1d

Elect Director Norman A. Ferber

Management

For

Against

1e

Elect Director Sharon D. Garrett

Management

For

For

1f

Elect Director Stephen D. Milligan

Management

For

For

1g

Elect Director George P. Orban

Management

For

For

1h

Elect Director Michael O'Sullivan

Management

For

For

1i

Elect Director Lawrence S. Peiros

Management

For

For

1j

Elect Director Gregory L. Quesnel

Management

For

For

1k

Elect Director Barbara Rentler

Management

For

For

2

Approve Omnibus Stock Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

SBA COMMUNICATIONS CORPORATION
Meeting Date:  JAN 12, 2017
Record Date:  DEC 02, 2016
Meeting Type:  SPECIAL

Ticker:  SBAC
Security ID:  78388J106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Reorganization to Facilitate Transition to REIT Status

Management

For

For

2

Adjourn Meeting

Management

For

For

 

 

SBA COMMUNICATIONS CORPORATION
Meeting Date:  MAY 18, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  SBAC
Security ID:  78410G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Steven E. Bernstein

Management

For

For

1b

Elect Director Duncan H. Cocroft

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

SERVICENOW, INC.
Meeting Date:  JUN 13, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  NOW
Security ID:  81762P102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director John J. Donahoe

Management

For

For

1b

Elect Director Charles H. Giancarlo

Management

For

For

1c

Elect Director Anita M. Sands

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

 

 

SIGNATURE BANK
Meeting Date:  APR 20, 2017
Record Date:  MAR 01, 2017
Meeting Type:  ANNUAL

Ticker:  SBNY
Security ID:  82669G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Scott A. Shay

Management

For

For

1.2

Elect Director Joseph J. DePaolo

Management

For

For

1.3

Elect Director Barney Frank

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Adopt Majority Voting for Uncontested Election of Directors

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Amend Omnibus Stock Plan

Management

For

For
 

 

 

SKYWORKS SOLUTIONS, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL

Ticker:  SWKS
Security ID:  83088M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director David J. Aldrich

Management

For

For

1.2

Elect Director Kevin L. Beebe

Management

For

For

1.3

Elect Director Timothy R. Furey

Management

For

For

1.4

Elect Director Liam K. Griffin

Management

For

For

1.5

Elect Director Balakrishnan S. Iyer

Management

For

For

1.6

Elect Director Christine King

Management

For

For

1.7

Elect Director David P. McGlade

Management

For

For

1.8

Elect Director David J. McLachlan

Management

For

For

1.9

Elect Director Robert A. Schriesheim

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

SQUARE, INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 20, 2017
Meeting Type:  ANNUAL

Ticker:  SQ
Security ID:  852234103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Roelof Botha

Management

For

For

1.2

Elect Director Jim McKelvey

Management

For

For

1.3

Elect Director Ruth Simmons

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify KPMG LLP as Auditors

Management

For

For

 

 

STANLEY BLACK & DECKER, INC.
Meeting Date:  APR 20, 2017
Record Date:  FEB 17, 2017
Meeting Type:  ANNUAL

Ticker:  SWK
Security ID:  854502101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Andrea J. Ayers

Management

For

For

1.2

Elect Director George W. Buckley

Management

For

For

1.3

Elect Director Patrick D. Campbell

Management

For

For

1.4

Elect Director Carlos M. Cardoso

Management

For

For

1.5

Elect Director Robert B. Coutts

Management

For

For

1.6

Elect Director Debra A. Crew

Management

For

For

1.7

Elect Director Michael D. Hankin

Management

For

For

1.8

Elect Director James M. Loree

Management

For

For

1.9

Elect Director Marianne M. Parrs

Management

For

For

1.10

Elect Director Robert L. Ryan

Management

For

For

2

Amend Executive Incentive Bonus Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify Ernst & Young LLP as Auditors

Management

For

For
 

 

 

SUPERIOR ENERGY SERVICES, INC.
Meeting Date:  MAY 23, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL

Ticker:  SPN
Security ID:  868157108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Harold J. Bouillion

Management

For

For

1.2

Elect Director David D. Dunlap

Management

For

For

1.3

Elect Director James M. Funk

Management

For

For

1.4

Elect Director Terence E. Hall

Management

For

For

1.5

Elect Director Peter D. Kinnear

Management

For

For

1.6

Elect Director Janiece M. Longoria

Management

For

For

1.7

Elect Director Michael M. McShane

Management

For

For

1.8

Elect Director W. Matt Ralls

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify KPMG LLP as Auditors

Management

For

For
 

 

 

SVB FINANCIAL GROUP
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  SIVB
Security ID:  78486Q101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Greg W. Becker

Management

For

For

1.2

Elect Director Eric A. Benhamou

Management

For

For

1.3

Elect Director David M. Clapper

Management

For

For

1.4

Elect Director Roger F. Dunbar

Management

For

For

1.5

Elect Director Joel P. Friedman

Management

For

For

1.6

Elect Director Lata Krishnan

Management

For

For

1.7

Elect Director Jeffrey N. Maggioncalda

Management

For

For

1.8

Elect Director Mary J. Miller

Management

For

For

1.9

Elect Director Kate D. Mitchell

Management

For

For

1.10

Elect Director John F. Robinson

Management

For

For

1.11

Elect Director Garen K. Staglin

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

TESARO, INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  TSRO
Security ID:  881569107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Leon O. Moulder, Jr.

Management

For

For

1b

Elect Director Mary Lynne Hedley

Management

For

For

1c

Elect Director David M. Mott

Management

For

For

1d

Elect Director Lawrence M. Alleva

Management

For

For

1e

Elect Director James O. Armitage

Management

For

For

1f

Elect Director Earl M. (Duke) Collier, Jr.

Management

For

For

1g

Elect Director Garry A. Nicholson

Management

For

For

1h

Elect Director Arnold L. Oronsky

Management

For

For

1i

Elect Director Kavita Patel

Management

For

For

1j

Elect Director Beth Seidenberg

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Ernst & Young, LLP as Auditors

Management

For

For
 

 

 

TEXTRON INC.
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  TXT
Security ID:  883203101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Scott C. Donnelly

Management

For

For

1b

Elect Director Kathleen M. Bader

Management

For

For

1c

Elect Director R. Kerry Clark

Management

For

For

1d

Elect Director James T. Conway

Management

For

For

1e

Elect Director Ivor J. Evans

Management

For

For

1f

Elect Director Lawrence K. Fish

Management

For

For

1g

Elect Director Paul E. Gagne

Management

For

For

1h

Elect Director Ralph D. Heath

Management

For

For

1i

Elect Director Lloyd G. Trotter

Management

For

For

1j

Elect Director James L. Ziemer

Management

For

For

1k

Elect Director Maria T. Zuber

Management

For

For

2

Approve Executive Incentive Bonus Plan

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Ratify Ernst & Young LLP as Auditors

Management

For

For

6

Report on Lobbying Payments and Policy

Shareholder

Against

For
 

 

 

THE COOPER COMPANIES, INC.
Meeting Date:  MAR 13, 2017
Record Date:  JAN 17, 2017
Meeting Type:  ANNUAL

Ticker:  COO
Security ID:  216648402

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director A. Thomas Bender

Management

For

For

1.2

Elect Director Colleen E. Jay

Management

For

For

1.3

Elect Director Michael H. Kalkstein

Management

For

For

1.4

Elect Director William A. Kozy

Management

For

For

1.5

Elect Director Jody S. Lindell

Management

For

For

1.6

Elect Director Gary S. Petersmeyer

Management

For

For

1.7

Elect Director Allan E. Rubenstein

Management

For

For

1.8

Elect Director Robert S. Weiss

Management

For

For

1.9

Elect Director Stanley Zinberg

Management

For

For

2

Ratify KPMG LLP as Auditors

Management

For

For

3

Approve Executive Incentive Bonus Plan

Management

For

For

4

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

5

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

THE DUN & BRADSTREET CORPORATION
Meeting Date:  MAY 10, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  DNB
Security ID:  26483E100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Robert P. Carrigan

Management

For

For

1b

Elect Director Cindy Christy

Management

For

For

1c

Elect Director L. Gordon Crovitz

Management

For

For

1d

Elect Director James N. Fernandez

Management

For

For

1e

Elect Director Paul R. Garcia

Management

For

For

1f

Elect Director Anastassia Lauterbach

Management

For

For

1g

Elect Director Thomas J. Manning

Management

For

For

1h

Elect Director Randall D. Mott

Management

For

For

1i

Elect Director Judith A. Reinsdorf

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year
 

 

 

TRACTOR SUPPLY COMPANY
Meeting Date:  MAY 09, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  TSCO
Security ID:  892356106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Cynthia T. Jamison

Management

For

For

1.2

Elect Director Johnston C. Adams

Management

For

For

1.3

Elect Director Peter D. Bewley

Management

For

For

1.4

Elect Director Ramkumar Krishnan

Management

For

For

1.5

Elect Director George MacKenzie

Management

For

For

1.6

Elect Director Edna K. Morris

Management

For

For

1.7

Elect Director Mark J. Weikel

Management

For

For

1.8

Elect Director Gregory A. Sandfort

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

 

 

TREEHOUSE FOODS, INC.
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL

Ticker:  THS
Security ID:  89469A104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Dennis F. O'Brien

Management

For

For

1.2

Elect Director Sam K. Reed

Management

For

For

1.3

Elect Director Ann M. Sardini

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For
 

 

 

UNIVAR INC.
Meeting Date:  MAY 04, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL

Ticker:  UNVR
Security ID:  91336L107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel P. Doheny

Management

For

For

1.2

Elect Director Edward J. Mooney

Management

For

For

1.3

Elect Director Juliet Teo

Management

For

For

1.4

Elect Director David H. Wasserman

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Approve Omnibus Stock Plan

Management

For

For

5

Approve Executive Incentive Bonus Plan

Management

For

For

 

 

VANTIV, INC.
Meeting Date:  MAY 02, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL

Ticker:  VNTV
Security ID:  92210H105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Kevin Costello

Management

For

For

1.2

Elect Director Lisa Hook

Management

For

For

1.3

Elect Director David Karnstedt

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

VERISK ANALYTICS, INC.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  VRSK
Security ID:  92345Y106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frank J. Coyne

Management

For

For

1.2

Elect Director Christopher M. Foskett

Management

For

For

1.3

Elect Director David B. Wright

Management

For

For

1.4

Elect Director Annell R. Bay

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte And Touche LLP as Auditors

Management

For

For

 

 

VIASAT, INC.
Meeting Date:  SEP 08, 2016
Record Date:  JUL 15, 2016
Meeting Type:  ANNUAL

Ticker:  VSAT
Security ID:  92552V100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Richard Baldridge

Management

For

For

1.2

Elect Director B. Allen Lay

Management

For

For

1.3

Elect Director Jeffrey Nash

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

WATERS CORPORATION
Meeting Date:  MAY 09, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL

Ticker:  WAT
Security ID:  941848103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael J. Berendt

Management

For

For

1.2

Elect Director Douglas A. Berthiaume

Management

For

For

1.3

Elect Director Edward Conard

Management

For

For

1.4

Elect Director Laurie H. Glimcher

Management

For

For

1.5

Elect Director Christopher A. Kuebler

Management

For

For

1.6

Elect Director William J. Miller

Management

For

For

1.7

Elect Director Christopher J. O'Connell

Management

For

For

1.8

Elect Director JoAnn A. Reed

Management

For

For

1.9

Elect Director Thomas P. Salice

Management

For

For

2

Ratify PricewaterhouseCoopers LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Amend Omnibus Stock Plan

Management

For

For

6

Adopt Proxy Access Right

Shareholder

None

Against
 

 

 

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Meeting Date:  JUN 13, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  WLTW
Security ID:  G96629103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Anna C. Catalano

Management

For

For

1b

Elect Director Victor F. Ganzi

Management

For

For

1c

Elect Director John J. Haley

Management

For

For

1d

Elect Director Wendy E. Lane

Management

For

For

1e

Elect Director James F. McCann

Management

For

For

1f

Elect Director Brendan R. O'Neill

Management

For

For

1g

Elect Director Jaymin Patel

Management

For

For

1h

Elect Director Linda D. Rabbitt

Management

For

For

1i

Elect Director Paul Thomas

Management

For

For

1j

Elect Director Jeffrey W. Ubben

Management

For

For

1k

Elect Director Wilhelm Zeller

Management

For

For

2

Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

4

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

5

Provide Proxy Access Right

Management

For

For

6A

Adopt Plurality Voting for Contested Election of Directors

Management

For

For

6B

Establish Range for Size of Board

Management

For

For

7A

Amend Advance Notice Provisions and Make Certain Administrative Amendments

Management

For

For

7B

Amend Articles of Association

Management

For

For

8

Renew the Board's Authority to Issue Shares Under Irish Law

Management

For

For

9

Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights

Management

For

For
 

 

 

WORKDAY, INC.
Meeting Date:  JUN 20, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  WDAY
Security ID:  98138H101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Christa Davies

Management

For

For

1.2

Elect Director Michael A. Stankey

Management

For

For

1.3

Elect Director George J. Still, Jr.

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

 

 

ZENDESK, INC.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL

Ticker:  ZEN
Security ID:  98936J101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Mikkel Svane

Management

For

For

1.2

Elect Director Elizabeth Nelson

Management

For

For

2

Ratify Ernst & Young LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

 

 

ZOE'S KITCHEN, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL

Ticker:  ZOES
Security ID:  98979J109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Kevin Miles

Management

For

For

2

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For
 

Franklin Strategic Income Fund

 

ENERGY XXI GULF COAST, INC.
Meeting Date:  MAY 10, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL

Ticker:  EXXI
Security ID:  29276K101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Michael S. Bahorich

Management

For

For

1.2

Elect Director Douglas E. Brooks

Management

For

For

1.3

Elect Director George Kollitides

Management

For

For

1.4

Elect Director Michael S. Reddin

Management

For

For

1.5

Elect Director Stanford Springel

Management

For

For

1.6

Elect Director James W. Swent, III

Management

For

For

1.7

Elect Director Charles W. Wampler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

 

 

HALCON RESOURCES CORPORATION
Meeting Date:  MAY 04, 2017
Record Date:  MAR 14, 2017
Meeting Type:  ANNUAL

Ticker:  HK
Security ID:  40537Q605

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Thomas R. Fuller

Management

For

For

1.2

Elect Director Floyd C. Wilson

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

Three Years

Three Years

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

MIDSTATES PETROLEUM COMPANY, INC.
Meeting Date:  MAY 24, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL

Ticker:  MPO
Security ID:  59804T407

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Frederic F. Brace

Management

For

For

1.2

Elect Director Alan J. Carr

Management

For

For

1.3

Elect Director Patrice D. Douglas

Management

For

For

1.4

Elect Director Neal P. Goldman

Management

For

For

1.5

Elect Director Michael S. Reddin

Management

For

For

1.6

Elect Director Todd R. Snyder

Management

For

For

1.7

Elect Director Bruce H. Vincent

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

3

Ratify Grant Thornton LLP as Auditors

Management

For

For
 

 

 

PENN VIRGINIA CORPORATION
Meeting Date:  MAY 03, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  PVAC
Security ID:  70788V102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Harry Quarls

Management

For

For

1.2

Elect Director Darin G. Holderness

Management

For

For

1.3

Elect Director Marc McCarthy

Management

For

For

1.4

Elect Director Jerry R. Schuyler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Grant Thornton LLP as Auditors

Management

For

For

 

 

PENN VIRGINIA CORPORATION
Meeting Date:  MAY 03, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL

Ticker:  PVAC
Security ID:  70788V300

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Harry Quarls

Management

For

For

1.2

Elect Director Darin G. Holderness

Management

For

For

1.3

Elect Director Marc McCarthy

Management

For

For

1.4

Elect Director Jerry R. Schuyler

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Grant Thornton LLP as Auditors

Management

For

For
 

 

 

PUERTO RICO ELECTRIC POWER AUTHORITY
Meeting Date:  MAR 30, 2017
Record Date:  NOV 17, 2016
Meeting Type:  WRITTEN CONSENT

Ticker:  
Security ID:  74526QA69

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

Management

None

Did Not Vote

 

 

PUERTO RICO ELECTRIC POWER AUTHORITY
Meeting Date:  MAR 30, 2017
Record Date:  NOV 17, 2016
Meeting Type:  WRITTEN CONSENT

Ticker:  
Security ID:  74526QVX7

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

By Marking For I Direct The Institution Holding My Bonds to Transmit and Confirm My Bond Holding Information for Recording In The Registry. By Marking Against My Bonds Shall Be Missing From The Registry.

Management

None

Did Not Vote

 

 

VERSO CORPORATION
Meeting Date:  MAY 12, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL

Ticker:  VRS
Security ID:  92531L207

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Robert M. Amen

Management

For

For

1.2

Elect Director Alan J. Carr

Management

For

For

1.3

Elect Director Eugene I. Davis

Management

For

For

1.4

Elect Director B. Christopher DiSantis

Management

For

For

1.5

Elect Director Jerome L. Goldman

Management

For

For

1.6

Elect Director Steven D. Scheiwe

Management

For

For

1.7

Elect Director Jay Shuster

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Advisory Vote on Say on Pay Frequency

Management

One Year

One Year

4

Ratify Deloitte & Touche LLP as Auditors

Management

For

For
 

 

 

VISTRA ENERGY CORP.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 24, 2017
Meeting Type:  ANNUAL

Ticker:  VST
Security ID:  92840M102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Gavin R. Baiera

Management

For

For

1.2

Elect Director Curtis A. Morgan

Management

For

For

2

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

3

Ratify Deloitte & Touche LLP as Auditors

Management

For

For

 

 

W&T OFFSHORE, INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL

Ticker:  WTI
Security ID:  92922P106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1A

Elect Director Virginia Boulet

Management

For

For

1B

Elect Director Stuart B. Katz

Management

For

For

1C

Elect Director Tracy W. Krohn

Management

For

For

1D

Elect Director S. James Nelson, Jr.

Management

For

For

1E

Elect Director B. Frank Stanley

Management

For

For

2

Amend Omnibus Stock Plan

Management

For

For

3

Amend Omnibus Stock Plan

Management

For

For

4

Ratify Ernst & Young LLP as Auditors

Management

For

For

5

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

For

6

Advisory Vote on Say on Pay Frequency

Management

Three Years

One Year
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)  Franklin Strategic Series                          

 

 

 

By (Signature and Title)* /s/Matthew T. Hinkle       

Matthew T. Hinkle,

Chief Executive Officer – Finance and Administration

 

 

Date August 28, 2017   

 

* Print the name and title of each signing officer under his or her signature.