0001237899-13-000059.txt : 20131129
0001237899-13-000059.hdr.sgml : 20131128
20131129130940
ACCESSION NUMBER: 0001237899-13-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131126
FILED AS OF DATE: 20131129
DATE AS OF CHANGE: 20131129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REGENERON PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000872589
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 133444607
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 777 OLD SAW MILL RIVER RD
CITY: TARRYTOWN
STATE: NY
ZIP: 10591-6707
BUSINESS PHONE: 9143477000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHOOTER ERIC M
CENTRAL INDEX KEY: 0001225472
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19034
FILM NUMBER: 131249840
MAIL ADDRESS:
STREET 1: REGENERON PHARMACEUTICALS, INC.
STREET 2: 777 OLD SAW MILL RIVER ROAD
CITY: TARRYTOWN
STATE: NY
ZIP: 10591
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-11-26
0
0000872589
REGENERON PHARMACEUTICALS INC
REGN
0001225472
SHOOTER ERIC M
777 OLD SAW MILL RIVER ROAD
TARRYTOWN
NY
10591
1
0
0
0
Common Stock
2013-11-26
4
C
0
8185.0
0.0
A
8185
I
by Trust
Common Stock
2013-11-26
5
G
0
7275.0
0.0
D
910
I
by Trust
Common Stock
2013-11-26
5
G
0
910.0
0.0
D
0
I
by Trust
Common Stock
2500
I
GRAT self
Common Stock
2500
I
GRAT spouse
Class A Stock
2013-06-06
4
G
0
2778.0
0.0
D
Common Stock
2778
0
D
Class A Stock
0.0
2013-08-08
4
G
0
4857.0
0.0
D
Common Stock
4857
2643
I
GRAT self
Class A Stock
0.0
2013-08-08
4
G
0
4857.0
0.0
D
Common Stock
4857
2643
I
GRAT spouse
Class A Stock
2013-06-06
4
G
0
2778.0
0.0
D
Common Stock
2778
0
I
by Spouse
Class A Stock
2013-06-06
4
G
0
5556.0
0.0
A
Common Stock
5556
5556
I
by Trust
Class A Stock
2013-08-08
4
G
0
9714.0
0.0
A
Common Stock
9714
15270
I
by Trust
Class A Stock
2013-11-26
4
C
0
8185.0
0.0
D
Common Stock
8185
7085
I
by Trust
Class A Stock
2013-06-06
4
G
0
14444.0
0.0
A
Common Stock
14444
14444
I
by trust for daughte
The reporting person and his spouse are co-trustees and beneficiaries of the Shooter Family Trust.
Gift of Common Stock to a charitable foundation.
Class A Stock of Regeneron Pharmaceuticals, Inc. ("Regeneron") converts to Common Stock of Regeneron on a one-to-one basis upon certain events or upon election of the shareholder.
Following termination of a GRAT of the reporting person, 2,778 shares of Class A Stock were transferred to the Shooter Family Trust and 7,222 shares of Class A Stock were transferred to a trust for the benefit of the reporting person's daughter, as indicated in this report.
The reporting person and his spouse each contributed 2,778 shares of Class A Stock to the Shooter Family Trust.
Exercisable date, exercise date, exercise price, purchase price, sales price, and/or expiration date is/are not applicable in this case.
Shares of Class A Stock are convertible at any time on a share-for-share basis into Common Stock.
The reporting person and his spouse each contributed 4,857 shares of Class A Stock received as distribution from their respective GRATs to the Shooter Family Trust.
Following termination of a GRAT of the reporting person's spouse, 2,778 shares of Class A Stock were transferred to the Shooter Family Trust and 7,222 shares of Class A Stock were transferred to a trust for the benefit of the reporting person's daughter, as indicated in this report.
A trust for the benefit of the reporting person's adult daughter, of which the reporting person and his spouse serve as co-trustees.
/s/**Eric M. Shooter
2013-11-28