0001237899-13-000059.txt : 20131129 0001237899-13-000059.hdr.sgml : 20131128 20131129130940 ACCESSION NUMBER: 0001237899-13-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131126 FILED AS OF DATE: 20131129 DATE AS OF CHANGE: 20131129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENERON PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000872589 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133444607 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 OLD SAW MILL RIVER RD CITY: TARRYTOWN STATE: NY ZIP: 10591-6707 BUSINESS PHONE: 9143477000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOOTER ERIC M CENTRAL INDEX KEY: 0001225472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19034 FILM NUMBER: 131249840 MAIL ADDRESS: STREET 1: REGENERON PHARMACEUTICALS, INC. STREET 2: 777 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-11-26 0 0000872589 REGENERON PHARMACEUTICALS INC REGN 0001225472 SHOOTER ERIC M 777 OLD SAW MILL RIVER ROAD TARRYTOWN NY 10591 1 0 0 0 Common Stock 2013-11-26 4 C 0 8185.0 0.0 A 8185 I by Trust Common Stock 2013-11-26 5 G 0 7275.0 0.0 D 910 I by Trust Common Stock 2013-11-26 5 G 0 910.0 0.0 D 0 I by Trust Common Stock 2500 I GRAT self Common Stock 2500 I GRAT spouse Class A Stock 2013-06-06 4 G 0 2778.0 0.0 D Common Stock 2778 0 D Class A Stock 0.0 2013-08-08 4 G 0 4857.0 0.0 D Common Stock 4857 2643 I GRAT self Class A Stock 0.0 2013-08-08 4 G 0 4857.0 0.0 D Common Stock 4857 2643 I GRAT spouse Class A Stock 2013-06-06 4 G 0 2778.0 0.0 D Common Stock 2778 0 I by Spouse Class A Stock 2013-06-06 4 G 0 5556.0 0.0 A Common Stock 5556 5556 I by Trust Class A Stock 2013-08-08 4 G 0 9714.0 0.0 A Common Stock 9714 15270 I by Trust Class A Stock 2013-11-26 4 C 0 8185.0 0.0 D Common Stock 8185 7085 I by Trust Class A Stock 2013-06-06 4 G 0 14444.0 0.0 A Common Stock 14444 14444 I by trust for daughte The reporting person and his spouse are co-trustees and beneficiaries of the Shooter Family Trust. Gift of Common Stock to a charitable foundation. Class A Stock of Regeneron Pharmaceuticals, Inc. ("Regeneron") converts to Common Stock of Regeneron on a one-to-one basis upon certain events or upon election of the shareholder. Following termination of a GRAT of the reporting person, 2,778 shares of Class A Stock were transferred to the Shooter Family Trust and 7,222 shares of Class A Stock were transferred to a trust for the benefit of the reporting person's daughter, as indicated in this report. The reporting person and his spouse each contributed 2,778 shares of Class A Stock to the Shooter Family Trust. Exercisable date, exercise date, exercise price, purchase price, sales price, and/or expiration date is/are not applicable in this case. Shares of Class A Stock are convertible at any time on a share-for-share basis into Common Stock. The reporting person and his spouse each contributed 4,857 shares of Class A Stock received as distribution from their respective GRATs to the Shooter Family Trust. Following termination of a GRAT of the reporting person's spouse, 2,778 shares of Class A Stock were transferred to the Shooter Family Trust and 7,222 shares of Class A Stock were transferred to a trust for the benefit of the reporting person's daughter, as indicated in this report. A trust for the benefit of the reporting person's adult daughter, of which the reporting person and his spouse serve as co-trustees. /s/**Eric M. Shooter 2013-11-28