0001237899-13-000029.txt : 20130508 0001237899-13-000029.hdr.sgml : 20130508 20130508175309 ACCESSION NUMBER: 0001237899-13-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130506 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOOTER ERIC M CENTRAL INDEX KEY: 0001225472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19034 FILM NUMBER: 13825852 MAIL ADDRESS: STREET 1: REGENERON PHARMACEUTICALS, INC. STREET 2: 777 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENERON PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000872589 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133444607 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 OLD SAW MILL RIVER RD CITY: TARRYTOWN STATE: NY ZIP: 10591-6707 BUSINESS PHONE: 9143477000 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-05-06 0 0000872589 REGENERON PHARMACEUTICALS INC REGN 0001225472 SHOOTER ERIC M 777 OLD SAW MILL RIVER ROAD TARRYTOWN NY 10591 1 0 0 0 Common Stock 2013-05-06 4 M 0 3428.0 24.41 A 3428 D Common Stock 2013-05-06 4 S 0 3428.0 256.49 D 0 D Common Stock 2013-05-06 4 M 0 1572.0 24.41 A 1572 D Common Stock 2013-05-06 4 S 0 1572.0 257.13 D 0 D Common Stock 2013-05-06 4 M 0 2202.0 33.42 A 2202 D Common Stock 2013-05-06 4 S 0 2202.0 257.7 D 0 D Common Stock 2013-05-06 4 M 0 2759.0 33.42 A 2759 D Common Stock 2013-05-06 4 S 0 2759.0 258.49 D 0 D Common Stock 2013-05-06 4 M 0 5039.0 33.42 A 5039 D Common Stock 2013-05-06 4 S 0 5039.0 260.4 D 0 D Common Stock 2013-05-06 4 M 0 66.0 57.11 A 66 D Common Stock 2013-05-06 4 S 0 66.0 260.96 D 0 D Common Stock 2013-05-06 4 M 0 1639.0 57.11 A 1639 D Common Stock 2013-05-06 4 S 0 1639.0 261.42 D 0 D Common Stock 2013-05-06 4 M 0 2695.0 57.11 A 2695 D Common Stock 2013-05-06 4 S 0 2695.0 262.28 D 0 D Common Stock 2013-05-06 4 M 0 200.0 57.11 A 200 D Common Stock 2013-05-06 4 S 0 200.0 263.98 D 0 D Common Stock 2013-05-06 4 M 0 400.0 57.11 A 400 D Common Stock 2013-05-06 4 S 0 400.0 264.13 D 0 D Common Stock 2013-05-06 4 C 0 5000.0 0.0 A 7500 I GRAT self Common Stock 2013-05-06 4 S 0 5000.0 262.77 D 2500 I GRAT self Common Stock 2013-05-06 4 C 0 5000.0 0.0 A 7500 I GRAT spouse Common Stock 2013-05-06 4 S 0 400.0 258.78 D 7100 I GRAT spouse Common Stock 2013-05-06 4 S 0 200.0 259.32 D 6900 I GRAT spouse Common Stock 2013-05-06 4 S 0 2100.0 260.61 D 4800 I GRAT spouse Common Stock 2013-05-06 4 S 0 900.0 261.65 D 3900 I GRAT spouse Common Stock 2013-05-06 4 S 0 1200.0 262.35 D 2700 I GRAT spouse Common Stock 2013-05-06 4 S 0 200.0 264.18 D 2500 I GRAT spouse Class A Stock 0.0 2013-05-06 4 C 0 5000.0 0.0 D Common Stock 5000 17500 I GRAT self Class A Stock 0.0 2013-05-06 4 C 0 5000.0 0.0 D Common Stock 5000 17500 I GRAT spouse Non-Qualified Stock Option (right to buy) 24.41 2013-05-06 4 M 0 3428.0 D 2020-01-04 Common Stock 3428 1572 D Non-Qualified Stock Option (right to buy) 24.41 2013-05-06 4 M 0 1572.0 D 2020-01-04 Common Stock 1572 0 D Non-Qualified Stock Option (right to buy) 33.42 2013-05-06 4 M 0 2202.0 D 2021-01-03 Common Stock 2202 12798 D Non-Qualified Stock Option (right to buy) 33.42 2013-05-06 4 M 0 2759.0 D 2021-01-03 Common Stock 2759 10039 D Non-Qualified Stock Option (right to buy) 33.42 2013-05-06 4 M 0 5039.0 D 2021-01-03 Common Stock 5039 5000 D Non-Qualified Stock Option (right to buy) 57.11 2013-05-06 4 M 0 66.0 D 2022-01-03 Common Stock 66 14934 D Non-Qualified Stock Option (right to buy) 57.11 2013-05-06 4 M 0 1639.0 D 2022-01-03 Common Stock 1639 13295 D Non-Qualified Stock Option (right to buy) 57.11 2013-05-06 4 M 0 2695.0 D 2022-01-03 Common Stock 2695 10600 D Non-Qualified Stock Option (right to buy) 57.11 2013-05-06 4 M 0 200.0 D 2022-01-03 Common Stock 200 10400 D Non-Qualified Stock Option (right to buy) 57.11 2013-05-06 4 M 0 400.0 D 2022-01-03 Common Stock 400 10000 D Represents volume-weighted average price of sales of 3,428 shares of Company stock on May 6, 2013 at prices ranging from $255.91 to $255.82. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 1,572 shares of Company stock on May 6, 2013 at prices ranging from $257.00 to $257.37. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 2,202 shares of Company stock on May 6, 2013 at prices ranging from $257.36 to $257.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 2,759 shares of Company stock on May 6, 2013 at prices ranging from $258.02 to $258.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 5,039 shares of Company stock on May 6, 2013 at prices ranging from $260.24 to $260.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 1,639 shares of Company stock on May 6, 2013 at prices ranging from $261.00 to $261.73. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 2,695 shares of Company stock on May 6, 2013 at prices ranging from $262.00 to $262.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 200 shares of Company stock on May 6, 2013 at prices ranging from $263.96 to $263.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Class A Stock of the Company converts to Common Stock of the Company on a one-to-one basis upon certain events. Represents volume-weighted average price of sales of 5,000 shares of Company stock on May 6, 2013 at prices ranging from $262.05 to $262.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 400 shares of Company stock on May 6, 2013 at prices ranging from $258.65 to $258.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 200 shares of Company stock on May 6, 2013 at prices ranging from $259.00 to $259.64. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 2,100 shares of Company stock on May 6, 2013 at prices ranging from $260.12 to $260.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 900 shares of Company stock on May 6, 2013 at prices ranging from $261.40 to $261.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 1,200 shares of Company stock on May 6, 2013 at prices ranging from $262.01 to $262.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Represents volume-weighted average price of sales of 200 shares of Company stock on May 6, 2013 at prices ranging from $264.17 to $264.18. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on May 6, 2013 at each separate price. Exercisable date, exercise date, exercise price, purchase price, sales price, and/or expiration date is/are not applicable in this case. The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. /s/**Eric M. Shooter 2013-05-07