0001209191-14-049584.txt : 20140730 0001209191-14-049584.hdr.sgml : 20140730 20140730164854 ACCESSION NUMBER: 0001209191-14-049584 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140730 FILED AS OF DATE: 20140730 DATE AS OF CHANGE: 20140730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avalanche Biotechnologies, Inc. CENTRAL INDEX KEY: 0001501756 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 205258327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2749 CAROLINA AVENUE CITY: REDWOOD CITY STATE: CA ZIP: 94061 BUSINESS PHONE: 415-203-1722 MAIL ADDRESS: STREET 1: 2749 CAROLINA AVENUE CITY: REDWOOD CITY STATE: CA ZIP: 94061 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REGENERON PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000872589 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36579 FILM NUMBER: 141003396 BUSINESS ADDRESS: STREET 1: 777 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 9143477000 MAIL ADDRESS: STREET 1: 777 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-07-30 0 0001501756 Avalanche Biotechnologies, Inc. AAVL 0000872589 REGENERON PHARMACEUTICALS INC 777 OLD SAW MILL RIVER ROAD TARRYTOWN NY 10591 0 0 1 0 Series A Preferred Stock Common Stock 689655 D Series B Preferred Stock Common Stock 531208 D The Series A Preferred Stock is convertible at any time, at the holder's election, on a one-for-one basis and has no expiration date. The Series B Preferred Stock is convertible at any time, at the holder's election, on a one-for-one basis and has no expiration date. /s/ Joseph J. LaRosa, Senior Vice President, General Counsel and Secretary 2014-07-30