0000872573-14-000017.txt : 20140814
0000872573-14-000017.hdr.sgml : 20140814
20140814160908
ACCESSION NUMBER: 0000872573-14-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAXTON ASSOCIATES LP
CENTRAL INDEX KEY: 0000872573
IRS NUMBER: 223430173
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02856
FILM NUMBER: 141042779
BUSINESS ADDRESS:
STREET 1: PRINCETON PLAZA, BUILDING 2
STREET 2: 731 ALEXANDER ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-419-1800
MAIL ADDRESS:
STREET 1: PRINCETON PLAZA, BUILDING 2
STREET 2: 731 ALEXANDER ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: CAXTON ASSOCIATES LLC
DATE OF NAME CHANGE: 19990226
FORMER COMPANY:
FORMER CONFORMED NAME: CAXTON CORP
DATE OF NAME CHANGE: 19961118
13F-HR
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06-30-2014
06-30-2014
CAXTON ASSOCIATES LP
PRINCETON PLAZA, BUILDING 2
731 ALEXANDER ROAD
PRINCETON
NJ
08540
13F HOLDINGS REPORT
028-02856
N
SCOTT BERNSTEIN
GENERAL COUNSEL
212-593-7700
SCOTT BERNSTEIN, GENERAL COUNSEL
PRINCETON
NJ
06-30-2014
0
171
1911752
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form13fInfoTable.xml
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88579Y101
14324
100000
SH
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100000
0
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ACTIVISION BLIZZARD INC
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00507V109
3903
175000
SH
SOLE
175000
0
0
AERCAP HOLDINGS NV
SHS
N00985106
7516
164103
SH
SOLE
164103
0
0
AMBEV SA
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02319V103
9152
1300000
SH
SOLE
1300000
0
0
AMERICAN EXPRESS CO
COM
025816109
9487
100000
SH
Call
SOLE
100000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
19862
363902
SH
SOLE
363902
0
0
ANADARKO PETE CORP
COM
032511107
25725
235000
SH
SOLE
235000
0
0
ANGLOGOLD ASHANTI LTD
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035128206
5249
305000
SH
SOLE
305000
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
24955
1450000
SH
Call
SOLE
1450000
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
2874
25000
SH
SOLE
25000
0
0
ANNIES INC
COM
03600T104
1691
50000
SH
SOLE
50000
0
0
ARAMARK
COM
03852U106
20704
800000
SH
SOLE
800000
0
0
AUTONAVI HLDGS LTD
SPONSORED ADR
05330F106
2169
103777
SH
SOLE
103777
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
3964
55000
SH
SOLE
55000
0
0
AVERY DENNISON CORP
COM
053611109
10250
200000
SH
Call
SOLE
200000
0
0
BAIDU INC
SPON ADR REP A
056752108
392
2100
SH
SOLE
2100
0
0
BANK OF AMERICA CORPORATION
COM
060505104
4611
300000
SH
SOLE
300000
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
2860
100000
SH
SOLE
100000
0
0
BEST BUY INC
COM
086516101
5427
175000
SH
Call
SOLE
175000
0
0
BEST BUY INC
COM
086516101
30545
985000
SH
SOLE
985000
0
0
BLOOMIN BRANDS INC
COM
094235108
3925
175000
SH
SOLE
175000
0
0
BRINKER INTL INC
COM
109641100
4379
90000
SH
SOLE
90000
0
0
CARDINAL HEALTH INC
COM
14149Y108
8831
128800
SH
Call
SOLE
128800
0
0
CBRE GROUP INC
CL A
12504L109
4005
125000
SH
SOLE
125000
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
7170
100000
SH
SOLE
100000
0
0
CIT GROUP INC
COM NEW
125581801
2288
50000
SH
SOLE
50000
0
0
CLEAN HARBORS INC
COM
184496107
3855
60000
SH
SOLE
60000
0
0
COGNEX CORP
COM
192422103
1651
43000
SH
SOLE
43000
0
0
COLONY FINL INC
COM
19624R106
1742
75000
SH
SOLE
75000
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
1588
35000
SH
SOLE
35000
0
0
COMPANIA DE MINAS BUENAVENTU
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204448104
2953
250000
SH
SOLE
250000
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
6213
135000
SH
SOLE
135000
0
0
CREDICORP LTD
COM
G2519Y108
264
1700
SH
SOLE
1700
0
0
CUMMINS INC
COM
231021106
2314
15000
SH
SOLE
15000
0
0
CVS CAREMARK CORPORATION
COM
126650100
7537
100000
SH
Call
SOLE
100000
0
0
D R HORTON INC
COM
23331A109
11000
447500
SH
SOLE
447500
0
0
DIRECTV
COM
25490A309
20700
243500
SH
SOLE
243500
0
0
DISH NETWORK CORP
CL A
25470M109
39048
600000
SH
SOLE
600000
0
0
DISNEY WALT CO
COM DISNEY
254687106
10237
119400
SH
SOLE
119400
0
0
DOLLAR TREE INC
COM
256746108
6808
125000
SH
SOLE
125000
0
0
DOMINOS PIZZA INC
COM
25754A201
2558
35000
SH
SOLE
35000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
2658
125000
SH
SOLE
125000
0
0
FACEBOOK INC
CL A
30303M102
336
5000
SH
SOLE
5000
0
0
FIFTH THIRD BANCORP
COM
316773100
4270
200000
SH
SOLE
200000
0
0
FIRST NBC BK HLDG CO
COM
32115D106
2848
85000
SH
SOLE
85000
0
0
FISERV INC
COM
337738108
603
10000
SH
SOLE
10000
0
0
FOSTER WHEELER AG
COM
H27178104
9894
290409
SH
SOLE
290409
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
16985
500000
SH
SOLE
500000
0
0
GARMIN LTD
SHS
H2906T109
2436
40000
SH
SOLE
40000
0
0
GENERAL DYNAMICS CORP
COM
369550108
11655
100000
SH
Call
SOLE
100000
0
0
GIANT INTERACTIVE GROUP INC
ADR
374511103
852
71924
SH
SOLE
71924
0
0
GILEAD SCIENCES INC
COM
375558103
8291
100000
SH
Call
SOLE
100000
0
0
GOOGLE INC
CL A
38259P508
4870
8330
SH
SOLE
8330
0
0
GOOGLE INC
CL C
38259P706
1266
2200
SH
SOLE
2200
0
0
GOOGLE INC
CL C
38259P706
8629
15000
SH
Call
SOLE
15000
0
0
GRIFOLS S A
SP ADR REP B NVT
398438408
3858
87571
SH
SOLE
87571
0
0
HCA HOLDINGS INC
COM
40412C101
5638
100000
SH
Call
SOLE
100000
0
0
HCA HOLDINGS INC
COM
40412C101
5638
100000
SH
SOLE
100000
0
0
HD SUPPLY HLDGS INC
COM
40416M105
37333
1315000
SH
SOLE
1315000
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
309
6600
SH
SOLE
6600
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
30132
1075000
SH
SOLE
1075000
0
0
HESS CORP
COM
42809H107
989
10000
SH
SOLE
10000
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
125065
5367597
SH
SOLE
5367597
0
0
HITTITE MICROWAVE CORP
COM
43365Y104
1617
20746
SH
SOLE
20746
0
0
HOME DEPOT INC
COM
437076102
3238
40000
SH
SOLE
40000
0
0
HOWARD HUGHES CORP
COM
44267D107
9325
59084
SH
SOLE
59084
0
0
ICICI BK LTD
ADR
45104G104
245
4900
SH
SOLE
4900
0
0
IDEX CORP
COM
45167R104
525
6500
SH
SOLE
6500
0
0
ILLINOIS TOOL WKS INC
COM
452308109
2189
25000
SH
SOLE
25000
0
0
INTEL CORP
COM
458140100
7725
250000
SH
Call
SOLE
250000
0
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INTERACTIVE BROKERS GROUP IN
COM
45841N107
3787
162592
SH
SOLE
162592
0
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INTERCONTINENTAL EXCHANGE IN
COM
45866F104
10049
53200
SH
SOLE
53200
0
0
INTERNATIONAL GAME TECHNOLOG
COM
459902102
1591
100000
SH
Call
SOLE
100000
0
0
ISHARES
MSCI SPAN CP ETF
464286764
240
5600
SH
SOLE
5600
0
0
ISHARES
MSCI GERMANY ETF
464286806
307
9800
SH
SOLE
9800
0
0
ISHARES
MSCI EAFE ETF
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540
7900
SH
SOLE
7900
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0
ISHARES
MSCI MALAYSI ETF
464286830
218
13700
SH
SOLE
13700
0
0
ISHARES
MSCI UK ETF
464286699
230
11000
SH
SOLE
11000
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0
ISHARES
MSCI TAIWAN ETF
464286731
248
15700
SH
SOLE
15700
0
0
ISHARES
MSCI HONG KG ETF
464286871
269
12900
SH
SOLE
12900
0
0
ISHARES
MSCI CDA ETF
464286509
390
12100
SH
SOLE
12100
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
478
10000
SH
SOLE
10000
0
0
ISHARES
JP MOR EM MK ETF
464288281
1591
13800
SH
SOLE
13800
0
0
ISHARES
MSCI EMG MKT ETF
464287234
8270
191300
SH
SOLE
191300
0
0
ISHARES
MSCI MEX CAP ETF
464286822
10646
157000
SH
SOLE
157000
0
0
ISHARES TR
MSCI POL CAP ETF
46429B606
238
8100
SH
SOLE
8100
0
0
JACK IN THE BOX INC
COM
466367109
5984
100000
SH
SOLE
100000
0
0
JARDEN CORP
COM
471109108
2968
50000
SH
SOLE
50000
0
0
JOHNSON & JOHNSON
COM
478160104
10462
100000
SH
Call
SOLE
100000
0
0
JONES LANG LASALLE INC
COM
48020Q107
341
2700
SH
SOLE
2700
0
0
KELLOGG CO
COM
487836108
6570
100000
SH
Call
SOLE
100000
0
0
LAUDER ESTEE COS INC
CL A
518439104
1857
25000
SH
SOLE
25000
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
30954
700000
SH
SOLE
700000
0
0
LIONS GATE ENTMNT CORP
COM NEW
535919203
2286
80000
SH
SOLE
80000
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
24690
1000000
SH
SOLE
1000000
0
0
LORILLARD INC
COM
544147101
305
5000
SH
SOLE
5000
0
0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT
55608B105
497
7967
SH
SOLE
7967
0
0
MCDONALDS CORP
COM
580135101
9067
90000
SH
SOLE
90000
0
0
MERITAGE HOMES CORP
COM
59001A102
2111
50000
SH
SOLE
50000
0
0
MGIC INVT CORP WIS
COM
552848103
16170
1750000
SH
SOLE
1750000
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
3960
150000
SH
SOLE
150000
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
7535
85000
SH
SOLE
85000
0
0
MICRON TECHNOLOGY INC
COM
595112103
5368
162900
SH
SOLE
162900
0
0
MICROSOFT CORP
COM
594918104
1043
25000
SH
SOLE
25000
0
0
MORGAN STANLEY
COM NEW
617446448
188383
5826880
SH
SOLE
5826880
0
0
NASDAQ OMX GROUP INC
COM
631103108
5144
133200
SH
SOLE
133200
0
0
NETEASE INC
SPONSORED ADR
64110W102
227
2900
SH
SOLE
2900
0
0
NEW RESIDENTIAL INVT CORP
COM
64828T102
1260
200000
SH
SOLE
200000
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
7657
241561
SH
SOLE
241561
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
5294
80000
SH
SOLE
80000
0
0
PEPSICO INC
COM
713448108
8934
100000
SH
Call
SOLE
100000
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
239
1900
SH
SOLE
1900
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
7315
500000
SH
Call
SOLE
500000
0
0
PNC FINL SVCS GROUP INC
COM
693475105
1336
15000
SH
SOLE
15000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
4995
53191
SH
SOLE
53191
0
0
PROTECTIVE LIFE CORP
COM
743674103
3659
52770
SH
SOLE
52770
0
0
RADIAN GROUP INC
COM
750236101
12885
870000
SH
SOLE
870000
0
0
REALOGY HLDGS CORP
COM
75605Y106
3582
95000
SH
SOLE
95000
0
0
REGIONS FINL CORP NEW
COM
7591EP100
10314
971200
SH
SOLE
971200
0
0
RF MICRODEVICES INC
COM
749941100
1439
150000
SH
SOLE
150000
0
0
RUCKUS WIRELESS INC
COM
781220108
7146
600000
SH
SOLE
600000
0
0
SAFEWAY INC
COM NEW
786514208
1162
33834
SH
SOLE
33834
0
0
SCHLUMBERGER LTD
COM
806857108
23590
200000
SH
Call
SOLE
200000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
29165
1082990
SH
SOLE
1082990
0
0
SEALED AIR CORP NEW
COM
81211K100
4613
135000
SH
SOLE
135000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
14940
657000
SH
SOLE
657000
0
0
SIGNATURE BK NEW YORK N Y
COM
82669G104
3785
30000
SH
SOLE
30000
0
0
SIRIUS XM HLDGS INC
COM
82968B103
4498
1300000
SH
SOLE
1300000
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
5166
110000
SH
SOLE
110000
0
0
SOTHEBYS
COM
835898107
4199
100000
SH
SOLE
100000
0
0
SOTHEBYS
COM
835898107
8398
200000
SH
Call
SOLE
200000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
391440
2000000
SH
Put
SOLE
2000000
0
0
SPRINGLEAF HLDGS INC
COM
85172J101
3664
141203
SH
SOLE
141203
0
0
ST JOE CO
COM
790148100
9475
372600
SH
SOLE
372600
0
0
STARBUCKS CORP
COM
855244109
23214
300000
SH
Call
SOLE
300000
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
13048
161440
SH
SOLE
161440
0
0
SUNEDISON INC
COM
86732Y109
1719
76055
SH
SOLE
76055
0
0
SUNPOWER CORP
COM
867652406
205
5000
SH
SOLE
5000
0
0
SYNOVUS FINL CORP
COM
87161C501
6469
265342
SH
SOLE
265342
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
29278
933900
SH
SOLE
933900
0
0
TESLA MTRS INC
COM
88160R101
4081
17000
SH
SOLE
17000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
377
7200
SH
SOLE
7200
0
0
TEXTRON INC
COM
883203101
3829
100000
SH
Call
SOLE
100000
0
0
TIFFANY & CO NEW
COM
886547108
1504
15000
SH
SOLE
15000
0
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
10260
353421
SH
SOLE
353421
0
0
TIME WARNER CABLE INC
COM
88732J207
73650
500000
SH
SOLE
500000
0
0
TOTAL SYS SVCS INC
COM
891906109
7680
244500
SH
SOLE
244500
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
2673
78100
SH
SOLE
78100
0
0
TYSON FOODS INC
CL A
902494103
3754
100000
SH
SOLE
100000
0
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
8227
90000
SH
SOLE
90000
0
0
ULTRAPETROL BAHAMAS LTD
COM
P94398107
238
80160
SH
SOLE
80160
0
0
UMPQUA HLDGS CORP
COM
904214103
3162
176461
SH
SOLE
176461
0
0
UNION PAC CORP
COM
907818108
19950
200000
SH
Call
SOLE
200000
0
0
UNITED CONTL HLDGS INC
COM
910047109
16428
400000
SH
SOLE
400000
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
1915
20000
SH
SOLE
20000
0
0
VAIL RESORTS INC
COM
91879Q109
772
10000
SH
SOLE
10000
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
302
7000
SH
SOLE
7000
0
0
VERISK ANALYTICS INC
CL A
92345Y106
1801
30000
SH
SOLE
30000
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
3284
391000
SH
SOLE
391000
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
244
1300
SH
SOLE
1300
0
0
VOYA FINL INC
COM
929089100
6548
180200
SH
SOLE
180200
0
0
WALGREEN CO
COM
931422109
5189
70000
SH
SOLE
70000
0
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
3903
202100
SH
SOLE
202100
0
0
WILSHIRE BANCORP INC
COM
97186T108
2497
243117
SH
SOLE
243117
0
0
WYNN RESORTS LTD
COM
983134107
2076
10000
SH
SOLE
10000
0
0
XPO LOGISTICS INC
COM
983793100
2862
100000
SH
SOLE
100000
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
3156
96563
SH
SOLE
96563
0
0
YUM BRANDS INC
COM
988498101
5684
70000
SH
SOLE
70000
0
0
YUM BRANDS INC
COM
988498101
24360
300000
SH
Call
SOLE
300000
0
0
ZIONS BANCORPORATION
COM
989701107
2947
100000
SH
SOLE
100000
0
0
ZOES KITCHEN INC
COM
98979J109
5157
150000
SH
SOLE
150000
0
0