GENERAL COUNSEL

0000872573-14-000009.txt : 20140214 0000872573-14-000009.hdr.sgml : 20140214 20140214164720 ACCESSION NUMBER: 0000872573-14-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON ASSOCIATES LP CENTRAL INDEX KEY: 0000872573 IRS NUMBER: 223430173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02856 FILM NUMBER: 14617869 BUSINESS ADDRESS: STREET 1: PRINCETON PLAZA, BUILDING 2 STREET 2: 731 ALEXANDER ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: PRINCETON PLAZA, BUILDING 2 STREET 2: 731 ALEXANDER ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON ASSOCIATES LLC DATE OF NAME CHANGE: 19990226 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON CORP DATE OF NAME CHANGE: 19961118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000872573 XXXXXXXX 12-31-2013 12-31-2013 CAXTON ASSOCIATES LP

PRINCETON PLAZA, BUILDING 2 731 ALEXANDER ROAD PRINCETON NJ 08540

13F HOLDINGS REPORT 028-02856 N SCOTT BERNSTEIN GENERAL COUNSEL 212-593-7700 SCOTT BERNSTEIN, GENERAL COUNSEL PRINCETON NJ 12-31-2013 0 213 3149526 true INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACTIVISION BLIZZARD INC COM 00507V109 1783 100000 SH SOLE 100000 0 0 ACUITY BRANDS INC COM 00508Y102 2595 23737 SH SOLE 23737 0 0 AERCAP HOLDINGS NV SHS N00985106 5335 139103 SH SOLE 139103 0 0 AFLAC INC COM 001055102 3033 45400 SH SOLE 45400 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 2488 43510 SH SOLE 43510 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 3431 60000 SH Call SOLE 60000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1519 32202 SH SOLE 32202 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 552 20000 SH SOLE 20000 0 0 AMAZON COM INC COM 023135106 1821 4566 SH SOLE 4566 0 0 AMDOCS LTD ORD G02602103 689 16700 SH SOLE 16700 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 645 27600 SH SOLE 27600 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2172 86000 SH SOLE 86000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 61810 1210768 SH SOLE 1210768 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 9376 800000 SH SOLE 800000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 16994 1450000 SH Call SOLE 1450000 0 0 APPLE INC COM 037833100 1485 2647 SH SOLE 2647 0 0 ASSURED GUARANTY LTD COM G0585R106 47180 2000000 SH Call SOLE 2000000 0 0 ASSURED GUARANTY LTD COM G0585R106 2359 100000 SH SOLE 100000 0 0 AT&T INC COM 00206R102 1520 43239 SH SOLE 43239 0 0 AVALONBAY CMNTYS INC COM 053484101 88673 750000 SH Call SOLE 750000 0 0 BAIDU INC SPON ADR REP A 056752108 1939 10900 SH SOLE 10900 0 0 BANK OF AMERICA CORPORATION COM 060505104 7812 501728 SH SOLE 501728 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 7446 175000 SH SOLE 175000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3658 204000 SH SOLE 204000 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3887 216800 SH Call SOLE 216800 0 0 CABOT OIL & GAS CORP COM 127097103 16279 420000 SH Call SOLE 420000 0 0 CADENCE PHARMACEUTICALS INC COM 12738T100 679 75000 SH SOLE 75000 0 0 CALPINE CORP COM NEW 131347304 14633 750000 SH SOLE 750000 0 0 CAPITAL ONE FINL CORP COM 14040H105 1631 21294 SH SOLE 21294 0 0 CARDINAL HEALTH INC COM 14149Y108 4069 60901 SH SOLE 60901 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 1556 131500 SH SOLE 131500 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1155 17900 SH SOLE 17900 0 0 CHESAPEAKE ENERGY CORP COM 165167107 12213 450000 SH Call SOLE 450000 0 0 CIGNA CORPORATION COM 125509109 8748 100000 SH SOLE 100000 0 0 CIMAREX ENERGY CO COM 171798101 10491 100000 SH Call SOLE 100000 0 0 CITIGROUP INC COM NEW 172967424 3127 60000 SH SOLE 60000 0 0 CITIGROUP INC COM NEW 172967424 52110 1000000 SH Call SOLE 1000000 0 0 COACH INC COM 189754104 3037 54100 SH SOLE 54100 0 0 COMCAST CORP NEW CL A 20030N101 50583 973400 SH SOLE 973400 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 26802 682500 SH Call SOLE 682500 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 315 27800 SH SOLE 27800 0 0 CONCHO RES INC COM 20605P101 10800 100000 SH Call SOLE 100000 0 0 CONTINENTAL RESOURCES INC COM 212015101 11252 100000 SH Call SOLE 100000 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 1605 51705 SH SOLE 51705 0 0 CSX CORP COM 126408103 1537 53418 SH SOLE 53418 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 1621 154399 SH SOLE 154399 0 0 D R HORTON INC COM 23331A109 20827 933100 SH SOLE 933100 0 0 DANAHER CORP DEL COM 235851102 2503 32428 SH SOLE 32428 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 902 15000 SH SOLE 15000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1427 51939 SH SOLE 51939 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 1969 21777 SH SOLE 21777 0 0 DISH NETWORK CORP CL A 25470M109 57920 1000000 SH Call SOLE 1000000 0 0 DISH NETWORK CORP CL A 25470M109 57920 1000000 SH SOLE 1000000 0 0 DR REDDYS LABS LTD ADR 256135203 365 8900 SH SOLE 8900 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 6497 100000 SH Call SOLE 100000 0 0 EOG RES INC COM 26875P101 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KANSAS CITY SOUTHERN COM NEW 485170302 988 7981 SH SOLE 7981 0 0 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 381 9400 SH SOLE 9400 0 0 KOREA ELECTRIC PWR SPONSORED ADR 500631106 311 18700 SH SOLE 18700 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 3958 125000 SH SOLE 125000 0 0 LOWES COS INC COM 548661107 1437 28996 SH SOLE 28996 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 91559 1140500 SH SOLE 1140500 0 0 MACYS INC COM 55616P104 53400 1000000 SH Call SOLE 1000000 0 0 MACYS INC COM 55616P104 80488 1507267 SH SOLE 1507267 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 7310 1000000 SH SOLE 1000000 0 0 MARATHON PETE CORP COM 56585A102 61882 674606 SH SOLE 674606 0 0 MARATHON PETE CORP COM 56585A102 68798 750000 SH Call SOLE 750000 0 0 MEADOWBROOK INS GROUP INC COM 58319P108 348 50000 SH SOLE 50000 0 0 MGIC INVT CORP WIS COM 552848103 21100 2500000 SH SOLE 2500000 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 406 5000 SH SOLE 5000 0 0 MICRON TECHNOLOGY INC COM 595112103 1585 72878 SH 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INC COM NEW 733174700 1931 67200 SH SOLE 67200 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 300 17000 SH SOLE 17000 0 0 PRECISION CASTPARTS CORP COM 740189105 2554 9482 SH SOLE 9482 0 0 PRICELINE COM INC COM NEW 741503403 1739 1496 SH SOLE 1496 0 0 QUALITY DISTR INC FLA COM 74756M102 480 37448 SH SOLE 37448 0 0 QUIKSILVER INC COM 74838C106 17743 2023200 SH SOLE 2023200 0 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 2473 53369 SH SOLE 53369 0 0 RADIAN GROUP INC COM 750236101 19768 1400000 SH SOLE 1400000 0 0 RANGE RES CORP COM 75281A109 1541 18274 SH SOLE 18274 0 0 RANGE RES CORP COM 75281A109 16862 200000 SH Call SOLE 200000 0 0 REGIONS FINL CORP NEW COM 7591EP100 1978 200000 SH SOLE 200000 0 0 SANDISK CORP COM 80004C101 247 3500 SH SOLE 3500 0 0 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 58155 1500000 SH SOLE 1500000 0 0 SHANDA GAMES LTD SP ADR REPTG A 81941U105 340 74200 SH SOLE 74200 0 0 SIGNET JEWELERS LIMITED SHS G81276100 433 5500 SH SOLE 5500 0 0 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 262 18500 SH SOLE 18500 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 278 7767 SH SOLE 7767 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 889 36100 SH SOLE 36100 0 0 SNAP ON INC COM 833034101 657 6000 SH SOLE 6000 0 0 SONY CORP ADR NEW 835699307 1395 80688 SH SOLE 80688 0 0 SOUTHERN COPPER CORP COM 84265V105 7609 265034 SH SOLE 265034 0 0 SOUTHWESTERN ENERGY CO COM 845467109 12586 320000 SH Call SOLE 320000 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 916 21700 SH SOLE 21700 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 369380 2000000 SH Call SOLE 2000000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 4158 102380 SH SOLE 102380 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 980 28756 SH SOLE 28756 0 0 SPRINGLEAF HLDGS INC COM 85172J101 2938 116203 SH SOLE 116203 0 0 ST JOE CO COM 790148100 8493 442600 SH SOLE 442600 0 0 STARBUCKS CORP COM 855244109 2707 34530 SH SOLE 34530 0 0 STARBUCKS CORP COM 855244109 3920 50000 SH Call SOLE 50000 0 0 STERLING FINL CORP 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SH SOLE 81633 0 0 TRIMBLE NAVIGATION LTD COM 896239100 1314 37879 SH SOLE 37879 0 0 TRULIA INC COM 897888103 2116 60000 SH SOLE 60000 0 0 UNION PAC CORP COM 907818108 2508 14930 SH SOLE 14930 0 0 UNITED CONTL HLDGS INC COM 910047109 37830 1000000 SH Call SOLE 1000000 0 0 UNITED STATES STL CORP NEW COM 912909108 1606 54426 SH SOLE 54426 0 0 VALERO ENERGY CORP NEW COM 91913Y100 63000 1250000 SH Call SOLE 1250000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 72452 1437535 SH SOLE 1437535 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1436 28300 SH SOLE 28300 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1740 29600 SH SOLE 29600 0 0 VISTEON CORP COM NEW 92839U206 16378 200000 SH SOLE 200000 0 0 WALTER ENERGY INC COM 93317Q105 1644 98878 SH SOLE 98878 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 3858 202100 SH SOLE 202100 0 0 WHIRLPOOL CORP COM 963320106 1569 10000 SH SOLE 10000 0 0 WILSHIRE BANCORP INC COM 97186T108 2657 243117 SH SOLE 243117 0 0 WPX ENERGY INC COM 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