GENERAL COUNSEL

0000872573-13-000048.txt : 20131114 0000872573-13-000048.hdr.sgml : 20131114 20131114155808 ACCESSION NUMBER: 0000872573-13-000048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON ASSOCIATES LP CENTRAL INDEX KEY: 0000872573 IRS NUMBER: 223430173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02856 FILM NUMBER: 131219829 BUSINESS ADDRESS: STREET 1: PRINCETON PLAZA, BUILDING 2 STREET 2: 731 ALEXANDER ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: PRINCETON PLAZA, BUILDING 2 STREET 2: 731 ALEXANDER ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON ASSOCIATES LLC DATE OF NAME CHANGE: 19990226 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON CORP DATE OF NAME CHANGE: 19961118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000872573 XXXXXXXX 09-30-2013 09-30-2013 CAXTON ASSOCIATES LP

PRINCETON PLAZA, BUILDING 2 731 ALEXANDER ROAD PRINCETON NJ 08540

13F HOLDINGS REPORT 028-02856 N SCOTT BERNSTEIN GENERAL COUNSEL 212-593-7700 SCOTT BERNSTEIN, GENERAL COUNSEL PRINCETON NJ 09-30-2013 0 166 1908493 true INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DEL COM NEW 88554D205 1350 25000 SH SOLE 25000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 15012 900000 SH Call SOLE 900000 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 16536 200000 SH Call SOLE 200000 0 0 AERCAP HOLDINGS NV SHS N00985106 6792 349039 SH SOLE 349039 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 30750 600000 SH Call SOLE 600000 0 0 ALLSTATE CORP COM 020002101 2528 50000 SH SOLE 50000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 65147 1339645 SH SOLE 1339645 0 0 ANADARKO PETE CORP COM 032511107 46495 500000 SH SOLE 500000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 9296 700000 SH SOLE 700000 0 0 ARES CAP CORP COM 04010L103 657 38000 SH SOLE 38000 0 0 B/E AEROSPACE INC COM 073302101 10704 145000 SH SOLE 145000 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 4170 600000 SH SOLE 600000 0 0 BANCORPSOUTH INC COM 059692103 695 34848 SH SOLE 34848 0 0 BARRICK GOLD CORP COM 067901108 1862 100000 SH SOLE 100000 0 0 BARRICK GOLD CORP COM 067901108 23275 1250000 SH Call SOLE 1250000 0 0 BAXTER INTL INC COM 071813109 26276 400000 SH Call SOLE 400000 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 266 4000 SH SOLE 4000 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 1260 50000 SH SOLE 50000 0 0 BRF SA SPONSORED ADR 10552T107 621 25300 SH SOLE 25300 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3435 204000 SH SOLE 204000 0 0 CALPINE CORP COM NEW 131347304 5796 298285 SH SOLE 298285 0 0 CARTER INC COM 146229109 6180 81438 SH SOLE 81438 0 0 CENTURYLINK INC COM 156700106 12552 400000 SH Call SOLE 400000 0 0 CEPHEID COM 15670R107 4685 120000 SH SOLE 120000 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 553 9800 SH SOLE 9800 0 0 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR 16945R104 301 19500 SH SOLE 19500 0 0 CISCO SYS INC COM 17275R102 9372 400000 SH Call SOLE 400000 0 0 CITIGROUP INC COM NEW 172967424 4851 100000 SH SOLE 100000 0 0 CNOOC LTD SPONSORED ADR 126132109 404 2000 SH SOLE 2000 0 0 COMCAST CORP NEW CL A 20030N101 9023 200000 SH SOLE 200000 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 262 5700 SH SOLE 5700 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 322 8400 SH SOLE 8400 0 0 COSTCO WHSL CORP NEW COM 22160K105 23034 200000 SH Call SOLE 200000 0 0 CUMMINS INC COM 231021106 4838 36412 SH SOLE 36412 0 0 CVB FINL CORP COM 126600105 2477 183200 SH SOLE 183200 0 0 D R HORTON INC COM 23331A109 12128 624189 SH SOLE 624189 0 0 DISH NETWORK CORP CL A 25470M109 45010 1000000 SH SOLE 1000000 0 0 DISNEY WALT CO COM DISNEY 254687106 22572 350000 SH Call SOLE 350000 0 0 EXPEDIA INC DEL COM NEW 30212P303 10362 200000 SH Call SOLE 200000 0 0 FACEBOOK INC CL A 30303M102 12809 255000 SH SOLE 255000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 5862 126236 SH SOLE 126236 0 0 FIRST NBC BK HLDG CO COM 32115D106 2072 85000 SH SOLE 85000 0 0 FISERV INC COM 337738108 9953 98500 SH SOLE 98500 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 350 3600 SH SOLE 3600 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 16870 1000000 SH SOLE 1000000 0 0 FOX FACTORY HLDG CORP COM 35138V102 1927 100000 SH SOLE 100000 0 0 GENERAL MTRS CO COM 37045V100 52157 1450000 SH SOLE 1450000 0 0 GILEAD SCIENCES INC COM 375558103 15718 250000 SH SOLE 250000 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 400 14300 SH SOLE 14300 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 33810 1086427 SH SOLE 1086427 0 0 HCA HOLDINGS INC COM 40412C101 8550 200000 SH Call SOLE 200000 0 0 HD SUPPLY HLDGS INC COM 40416M105 35976 1637500 SH SOLE 1637500 0 0 HOME DEPOT INC COM 437076102 12515 165000 SH SOLE 165000 0 0 HOME DEPOT INC COM 437076102 22755 300000 SH Call SOLE 300000 0 0 IDEX CORP COM 45167R104 1566 24000 SH SOLE 24000 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 2749 146450 SH SOLE 146450 0 0 ISHARES MSCI THI CAP ETF 464286624 239 3200 SH SOLE 3200 0 0 ISHARES MSCI STH KOR ETF 464286772 240 3900 SH SOLE 3900 0 0 ISHARES MSCI JAPAN ETF 464286848 259 21700 SH SOLE 21700 0 0 ISHARES MSCI STH AFR ETF 464286780 266 4200 SH SOLE 4200 0 0 ISHARES MSCI ITALCPD ETF 464286855 284 20100 SH SOLE 20100 0 0 ISHARES EAFE SML CP ETF 464288273 325 6700 SH SOLE 6700 0 0 ISHARES MSCI SPAN CP ETF 464286764 337 9700 SH SOLE 9700 0 0 ISHARES MSCI TAIWAN ETF 464286731 340 24400 SH SOLE 24400 0 0 ISHARES MSCI FRANCE ETF 464286707 344 12800 SH SOLE 12800 0 0 ISHARES MSCI EAFE ETF 464287465 345 5400 SH SOLE 5400 0 0 ISHARES MSCI HONG KG ETF 464286871 359 17900 SH SOLE 17900 0 0 ISHARES MSCI ACWI ETF 464288257 383 7100 SH SOLE 7100 0 0 ISHARES MSCI SINGAP ETF 464286673 386 28900 SH SOLE 28900 0 0 ISHARES MSCI AUST ETF 464286103 387 15300 SH SOLE 15300 0 0 ISHARES MSCI PAC JP ETF 464286665 391 8200 SH SOLE 8200 0 0 ISHARES EUROPE ETF 464287861 397 9000 SH SOLE 9000 0 0 ISHARES MSCI AC ASIA ETF 464288182 408 7000 SH SOLE 7000 0 0 ISHARES MSCI MALAYSI ETF 464286830 438 29100 SH SOLE 29100 0 0 ISHARES EM MK MINVOL ETF 464286533 440 7500 SH SOLE 7500 0 0 ISHARES EMU ETF 464286608 494 13100 SH SOLE 13100 0 0 ISHARES MSCI GERMANY ETF 464286806 517 18600 SH SOLE 18600 0 0 ISHARES MSCI POL CAP ETF 46429B606 722 25200 SH SOLE 25200 0 0 ISHARES MSCI UK ETF 464286699 904 46100 SH SOLE 46100 0 0 ISHARES MSCI CDA ETF 464286509 994 35100 SH SOLE 35100 0 0 ISHARES MSCI BRZ CAP ETF 464286400 1020 21300 SH SOLE 21300 0 0 ISHARES CHINA LG-CAP ETF 464287184 4049 109200 SH SOLE 109200 0 0 ISHARES IBOXX HI YD ETF 464288513 19855 216807 SH SOLE 216807 0 0 ISHARES JP MOR EM MK ETF 464288281 27551 252700 SH SOLE 252700 0 0 ISHARES RUSSELL 2000 ETF 464287655 447762 4200000 SH Put SOLE 4200000 0 0 JARDEN CORP COM 471109108 4840 100000 SH SOLE 100000 0 0 KB HOME COM 48666K109 2150 119300 SH SOLE 119300 0 0 KEYW HLDG CORP COM 493723100 1419 105527 SH SOLE 105527 0 0 LENNAR CORP CL A 526057104 13779 389250 SH SOLE 389250 0 0 LINKEDIN CORP COM CL A 53578A108 8366 34000 SH SOLE 34000 0 0 LITTELFUSE INC COM 537008104 6791 86818 SH SOLE 86818 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 29292 400000 SH SOLE 400000 0 0 MACYS INC COM 55616P104 17308 400000 SH SOLE 400000 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 414 14700 SH SOLE 14700 0 0 MEADOWBROOK INS GROUP INC COM 58319P108 325 50000 SH SOLE 50000 0 0 MGIC INVT CORP WIS COM 552848103 14560 2000000 SH SOLE 2000000 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 16697 224064 SH SOLE 224064 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 712 32000 SH SOLE 32000 0 0 MONSANTO CO NEW COM 61166W101 26093 250000 SH Put SOLE 250000 0 0 MORGAN STANLEY COM NEW 617446448 95031 3526204 SH SOLE 3526204 0 0 MYLAN INC COM 628530107 7634 200000 SH SOLE 200000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 13498 370000 SH SOLE 370000 0 0 NCR CORP NEW COM 62886E108 7526 190000 SH SOLE 190000 0 0 NETEASE INC SPONSORED ADR 64110W102 581 8000 SH SOLE 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VALE S A ADR REPSTG PFD 91912E204 176 12400 SH SOLE 12400 0 0 VALE S A ADR 91912E105 384 24600 SH SOLE 24600 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 377 9400 SH SOLE 9400 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 384 7900 SH SOLE 7900 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 768 14100 SH SOLE 14100 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 249 21200 SH SOLE 21200 0 0 WALGREEN CO COM 931422109 43040 800000 SH Call SOLE 800000 0 0 WALTER INVT MGMT CORP COM 93317W102 2096 53000 SH SOLE 53000 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 3488 202100 SH SOLE 202100 0 0 WEYERHAEUSER CO COM 962166104 12815 447600 SH Call SOLE 447600 0 0 WHIRLPOOL CORP COM 963320106 732 5000 SH SOLE 5000 0 0 WILSHIRE BANCORP INC COM 97186T108 2216 271200 SH SOLE 271200 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 259 25200 SH SOLE 25200 0 0 WISDOMTREE TR EMERG MKTS ETF 97717W315 372 7200 SH SOLE 7200 0 0 WYNN RESORTS LTD COM 983134107 2496 15796 SH SOLE 15796 0 0 XEROX CORP COM 984121103 15435 1500000 SH SOLE 1500000 0 0 YOUKU TUDOU INC SPONSORED ADR 98742U100 400 14600 SH SOLE 14600 0 0