-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mj4nLAExtiiWDtiwBxXuSfx+ZCw8mO91jmqQem3NqfhNBVc85exW2Wfz4O8R7eUw ETEZKgachcNV0i/b3kz0Iw== 0001011837-01-500002.txt : 20010621 0001011837-01-500002.hdr.sgml : 20010621 ACCESSION NUMBER: 0001011837-01-500002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010620 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FURRS RESTAURANT GROUP INC CENTRAL INDEX KEY: 0000872548 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 752350724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-41576 FILM NUMBER: 1664264 BUSINESS ADDRESS: STREET 1: 3001 E PRESIDENT GEORGE BUSH HWY STREET 2: SUITE 200 CITY: RICHARDSON STATE: TX ZIP: 75085-5943 BUSINESS PHONE: 972-808-2923 MAIL ADDRESS: STREET 1: P.O. BOX 852800 CITY: RICHARDSON STATE: TX ZIP: 75085-2800 FORMER COMPANY: FORMER CONFORMED NAME: FURRS BISHOPS INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROCK FINANCE L P CENTRAL INDEX KEY: 0001011837 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 364028590 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVE #900 STREET 2: C/O GRACE BROTHERS LTD CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: C/O ROCK FINANCE L P STREET 2: 1560 SHERMAN AVE STE 900 CITY: EVANSTON STATE: IL ZIP: 60201 SC 13D/A 1 chi13d.txt SCHEDULE 13D AMENDMENT 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) Furr's Restaurant Group, Inc. - ----------------------------------------- (Name of Issuer) Common Stock, $.01 Par Value - ----------------------------------------- (Title of Class Securities) 361115504 - ----------------------------------------- (CUSIP Number) David J. Allen, Esquire, 290 South County Farm Rd., Third Floor, Wheaton, IL 60187-4526 (630) 588-7200 - ----------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications) June 15, 2001 - ----------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box / /. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to who copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D/A CUSIP NO. 361115504 PAGE 2 OF 9 PAGES 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Rock Finance, LP 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(See Instructions) (a)/X/ (b)/ / 3 SEC USE ONLY 4 SOURCE OF FUNDS(See Instructions) WC 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)/ / 6 CITIZENSHIP OR PLACE OR ORGANIZATION ILLINOIS LIMITED PARTNERSHIP 7 SOLE VOTING POWER NUMBER OF 1,089,832 SHARES SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON 1,089,832 SHARES WITH 10 SHARED DISPOSITIVE POWER 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,089,832 SHARES 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.2% 14 TYPE OF REPORTING PERSON* PN 3 SCHEDULE 13D/A CUSIP NO. 361115504 PAGE 3 OF 9 PAGES 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Grace Brothers, Ltd. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(See Instructions) (a)/X/ (b)/ / 3 SEC USE ONLY 4 SOURCE OF FUNDS(See Instructions) WC 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)/ / 6 CITIZENSHIP OR PLACE OR ORGANIZATION ILLINOIS LIMITED PARTNERSHIP 7 SOLE VOTING POWER NUMBER OF 3,519,987 SHARES SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON 3,519,987 SHARES WITH 10 SHARED DISPOSITIVE POWER 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,519,987 SHARES 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 36.1% 14 TYPE OF REPORTING PERSON* BD,PN 4 SCHEDULE 13D/A CUSIP NO. 361115504 PAGE 4 OF 9 PAGES 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Spurgeon Corporation 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(See Instructions) (a)/X/ (b)/ / 3 SEC USE ONLY 4 SOURCE OF FUNDS(See Instructions) WC 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)/ / 6 CITIZENSHIP OR PLACE OR ORGANIZATION ILLINOIS CORPORATION 7 SOLE VOTING POWER NUMBER OF 0 SHARES SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 4,609,819 EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON 0 SHARES WITH 10 SHARED DISPOSITIVE POWER 4,609,819 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,609,819 SHARES 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 47.2% 14 TYPE OF REPORTING PERSON* IN 5 SCHEDULE 13D/A CUSIP NO. 361115504 PAGE 5 OF 9 PAGES 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bun Partners, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(See Instructions) (a)/X/ (b)/ / 3 SEC USE ONLY 4 SOURCE OF FUNDS(See Instructions) WC 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)/ / 6 CITIZENSHIP OR PLACE OR ORGANIZATION ILLINOIS LIMITED PARTNERSHIP 7 SOLE VOTING POWER NUMBER OF 1,089,832 SHARES SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON 1,089,832 SHARES WITH 10 SHARED DISPOSITIVE POWER 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,089,832 SHARES 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.2% 14 TYPE OF REPORTING PERSON* CO 6 SCHEDULE 13D/A CUSIP NO. 361115504 PAGE 6 OF 9 PAGES 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bradford T. Whitmore 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(See Instructions) (a)/X/ (b)/ / 3 SEC USE ONLY 4 SOURCE OF FUNDS(See Instructions) WC 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)/ / 6 CITIZENSHIP OR PLACE OR ORGANIZATION USA 7 SOLE VOTING POWER NUMBER OF 0 SHARES SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 4,609,819 EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON 0 SHARES WITH 10 SHARED DISPOSITIVE POWER 4,609,819 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,609,819 SHARES 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 47.2% 14 TYPE OF REPORTING PERSON* IN 7 Page 7 of 9 Pages Item 1. Security and Issuer This Schedule 13D/A relates to the Common Stock, par value $.01 per share (the "Common Stock"), of Furr's Restaurant Group, a Delaware corporation, (the "Company"). The principal executive office of the Company is located at 3001 East President George Bush Highway, Suite 200, Richardson, TX, 75082. Item 4. Purpose of Transaction This amendment to the Schedule 13D filing is being made as Rock Finance, LP purchased additional Common Stock of the Company, as detailed in Schedule A. The Filers will continue to assess their investment in the Company and the various alternatives available to them to maximize shareholder value. The Filers may, depending on market conditions and other factors that they deem material, purchase additional Common Stock or dispose of all or a portion of the Common Stock that they now own or any Common Stock they may hereafter acquire. Except as set forth in this Item 4, the Filers do not have any present plans or proposals which would result in any of the actions enumerated in clauses (a) - (j) of Item 4 of Schedule 13D under the Act. Item 5. Interest in Securities of the Issuer. (a) Rock presently holds a total of 1,089,832 shares of the Common Stock, which represent approximately 11.2% of the Common Stock outstanding. Grace presently holds a total of 3,519,987 shares of the Common Stock which represent approximately 36.1% of the Common Stock outstanding. Whitmore, Spurgeon, and Bun are reporting their holdings due to their general partnership positions in Grace and Rock. (b) Rock has the sole power to vote and dispose of the Common Stock which it beneficially owns and Grace has the sole power to vote and dispose of the Common Stock which it beneficially owns. (c) Aside from the sale described in Item 4, there were no transactions in the Common Stock by the Reporting Persons in the past sixty days. (d) Not applicable. (e) Not applicable. 8 Page 8 of 9 Pages Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. The Filers do not have any contracts, arrangements, understandings or relationships with any other person with respect to any securities of Furr's Restaurant Group. Item 7. Material to be filed as Exhibits. None SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 20, 2001 Rock Finance, LP By:/s/ Bradford T. Whitmore ------------------------- Bradford T. Whitmore President, Bun Partners, Inc. Its: General Partner Grace Brothers, Ltd. By:/s/ Bradford T. Whitmore ------------------------ Bradford T. Whitmore General Partner Grace Brothers, Ltd. Spurgeon Corporation By:/s/ David Allen ------------------------ David Allen Vice President Spurgeon Corporation Bun Partners, Inc. By:/s/ Bradford T. Whitmore ------------------------ Bradford T. Whitmore President Bun Partners, Inc. Bradford T. Whitmore By:/s/ Bradford T. Whitmore ------------------------ 9 Page 9 of 9 Schedule A Furr's Restaurant Group Common Stock bought from another holder in a privately negotiated transaction
DATE AMOUNT PRICE/SHARE 06/15/2001 611,940 $2.15
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