-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I+FjQnhfEVASFBXLqZSlBthl1DAaebSJoSFqecbFQ300eFUYHjsFc1xpXsBR+SRf doI/3RAsADsjBF48S6IyXg== 0000950152-02-000880.txt : 20020414 0000950152-02-000880.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950152-02-000880 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRONTSTEP INC CENTRAL INDEX KEY: 0000872443 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 311083175 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41745 FILM NUMBER: 02532766 BUSINESS ADDRESS: STREET 1: 2800 CORPORATE EXCHANGE DR STREET 2: N/A CITY: COLUMBUS STATE: OH ZIP: 43231 BUSINESS PHONE: 6145237000 MAIL ADDRESS: STREET 1: 2800 CORPORATE EXCHANGE DR CITY: COLUMBUS STATE: OH ZIP: 43231 FORMER COMPANY: FORMER CONFORMED NAME: SYMIX SYSTEMS INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOX LAWRENCE J CENTRAL INDEX KEY: 0001008515 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2800 CORPORATE EXCHANGE DR CITY: COLUMBUS STATE: OH ZIP: 43231 BUSINESS PHONE: 6145237215 MAIL ADDRESS: STREET 1: 2800 CORPORATE EXCHANGE DR CITY: COLUMBUS STATE: OH ZIP: 43231 SC 13G/A 1 l92595asc13ga.txt FRONTSTEP, INC./LAWRENCE J. FOX--SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10) Frontstep, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Shares, Without Par Value - ------------------------------------------------------------------------------- (Title of Class of Securities) 35921W 10 1 -------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) - --- Rule 13d-1(c) - --- X Rule 13d-1(d) - --- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 35921W 10 1 1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Lawrence J. Fox 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) --------- (b) --------- 3) SEC Use Only 4) Citizenship or Place of Organization United States Number of 5) Sole Voting Power Shares 2,027,924 shares(1) Beneficially 6) Shared Voting Power Owned 2,839.1091 shares by Each 7) Sole Dispositive Power Reporting 2,030,763.1091 shares(1)(2) Person With: 8) Shared Dispositive Power 0 shares 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,030,763.1091 shares(1)(2) 10) Check if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions) [ ] 11) Percent of Class Represented by Amount in Row 9 26.0% 12) Type of Reporting Person (See Instructions) IN 2 Item 1(a). Name of Issuer: Frontstep, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 2800 Corporate Exchange Drive Columbus, Ohio 43231 Item 2(a). Name of Person Filing: This Schedule 13G is filed on behalf of Lawrence J. Fox. Item 2(b). Address of Principal Business Office or, if none, Residence: 2800 Corporate Exchange Drive Columbus, Ohio 43231 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Shares, Without par value Item 2(e). CUSIP Number: 35921W 10 1 Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o) (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c) (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c) (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E) (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(l)(ii)(F) 3 (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G) (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii) (J) Item 4. Ownership. (a) Amount Beneficially Owned: 2,030,763.1091 shares(1)(2) (b) Percent of Class: 26.0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 2,027,924 shares(1) (ii) Shared power to vote or to direct the vote: 2,839.1091 shares (iii) Sole power to dispose or to direct the disposition of: 2,030,763.1091 shares(1)(2) (iv) Shared power to dispose or to direct the disposition of: 0 shares Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. (a) Not Applicable. (b) Not Applicable. - ---------- (1) Includes 1,867,924 shares held directly by Mr. Fox as of December 31, 2001 and 160,000 shares subject to options exercisable by Mr. Fox within 60 days of December 31, 2001. (2) Includes 2,839.1091 shares held for the account of Mr. Fox in the Frontstep, Inc. 401(k) Plan. 5 SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 29, 2002 /s/ Lawrence J. Fox - -------------------------------- Lawrence J. Fox 6 -----END PRIVACY-ENHANCED MESSAGE-----