-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2hB/3l5medoX/0BJQrmE9xi6t2YF0Z+M21vtIufXjNv+GwMYoj1bPUyUB/Vj2BQ cU92NPSlpnL41Y606n1mgA== 0000950152-00-000917.txt : 20000214 0000950152-00-000917.hdr.sgml : 20000214 ACCESSION NUMBER: 0000950152-00-000917 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYMIX SYSTEMS INC CENTRAL INDEX KEY: 0000872443 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 311083175 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41745 FILM NUMBER: 533279 BUSINESS ADDRESS: STREET 1: 2800 CORPORATE EXCHANGE DR CITY: COLUMBUS STATE: OH ZIP: 43231 BUSINESS PHONE: 6145237000 MAIL ADDRESS: STREET 1: 2800 CORPORATE EXCHANGE DR CITY: COLUMBUS STATE: OH ZIP: 43231 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SASSER STEPHEN A CENTRAL INDEX KEY: 0001072324 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2800 CORPORATE EXCHANGE DRIVE CITY: COLUMBUS STATE: OH ZIP: 43231 BUSINESS PHONE: 6145237000 SC 13G/A 1 SYMIX SYSTEMS, INC./STEPHEN A. SASSER SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Symix Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Shares, Without Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 87153510 -------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) - --- X Rule 13d-1(c) - --- Rule 13d-1(d) - --- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 87153510 1) Names of Reporting Persons: I.R.S. Identification Nos. of Above Persons (entities only). Stephen A. Sasser 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) --- (b) --- 3) SEC Use Only 4) Citizenship or Place of Organization United States Number of 5) Sole Voting Power Shares 526,000 shares(1) Beneficially 6) Shared Voting Power Owned 0 shares by Each 7) Sole Dispositive Power Reporting 526,000 shares(1) Person With 8) Shared Dispositive Power 0 shares 9) Aggregate Amount Beneficially Owned by Each Reporting Person 526,000 shares(1) 10) Check if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions) [ ] 11) Percent of Class Represented by Amount in Row 9 6.7% 12) Type of Reporting Person (See Instructions) IN 1 3 Item 1. (a) Name of Issuer: Symix Systems, Inc. (b) Address of Issuer's Principal Executive Offices: 2800 Corporate Exchange Drive Columbus, Ohio 43231 Item 2. (a) Name of Person Filing: This Schedule 13G is filed on behalf of Stephen A. Sasser. (b) Address of Principal Business Office or, if none, Residence: 2800 Corporate Exchange Drive Columbus, Ohio 43231 (c) Citizenship: United States (d) Title of Class of Securities: Common Shares, Without Par Value (e) CUSIP Number: 87153510 Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o) (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c) (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c) (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) [ ] An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E) (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(l)(ii)(F) 2 4 (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(ii)(G) (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii) (J) Item 4. Ownership. (a) Amount Beneficially Owned: 526,000 shares(1) (b) Percent of Class: 6.7% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 526,000 shares(1) (ii) Shared power to vote or to direct the vote: 0 shares (iii) Sole power to dispose or to direct the disposition of: 526,000 shares(1) (iv) Shared power to dispose or to direct the disposition of: 0 shares Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. 3 5 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - ---------- (1) Includes 505,000 shares subject to options exercisable by Mr. Sasser within 60 days of December 31, 1999. 4 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 1, 2000 /s/ Stephen A. Sasser - --------------------- Stephen A. Sasser 5 -----END PRIVACY-ENHANCED MESSAGE-----