0001410368-16-003228.txt : 20161122 0001410368-16-003228.hdr.sgml : 20161122 20161122100749 ACCESSION NUMBER: 0001410368-16-003228 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 EFFECTIVENESS DATE: 20161122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS ASSOCIATES INVESTMENT TRUST CENTRAL INDEX KEY: 0000872323 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06279 FILM NUMBER: 162011929 BUSINESS ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: 111 S. WACKER DRIVE, SUITE 4600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 8004769625 MAIL ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: 111 S. WACKER DRIVE, SUITE 4600 CITY: CHICAGO STATE: IL ZIP: 60606 0000872323 S000002758 Oakmark Fund C000007554 Class I OAKMX C000007555 Class II OARMX 0000872323 S000002759 Oakmark Select Fund C000007556 Class I OAKLX C000007557 Class II OARLX 0000872323 S000002760 Oakmark Equity and Income Fund C000007558 Class I OAKBX C000007559 Class II OARBX 0000872323 S000002761 Oakmark Global Fund C000007560 Class I OAKGX C000007561 Class II OARGX 0000872323 S000002762 Oakmark International Fund C000007562 Class I OAKIX C000007563 Class II OARIX 0000872323 S000002763 Oakmark International Small Cap Fund C000007564 Class I OAKEX C000007565 Class II OAREX 0000872323 S000013607 Oakmark Global Select Fund C000036890 Class I OAKWX C000036891 Class II OARWX NSAR-B 1 oakmarkannual.fil PAGE 1 000 B000000 09/30/2016 000 C000000 0000872323 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 HARRIS ASSOCIATES INVESTMENT TRUST 001 B000000 811-06279 001 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037 000800 N 038 000100 0 038 000200 0 038 000400 0 038 000500 297 038 000600 0 038 000700 0 038 000800 0 039 000100 N 039 000200 N 039 000400 N 039 000500 N 039 000600 N 039 000700 N 039 000800 N 040 000100 N 040 000200 N 040 000400 N 040 000500 N 040 000600 N 040 000700 N 040 000800 N 042 A00AA00 0 042 B00AA00 0 042 C00AA00 0 042 D00AA00 0 042 E00AA00 0 042 F00AA00 0 042 G00AA00 0 042 H00AA00 0 043 00AA00 0 044 00AA00 0 045 000100 Y 045 000200 Y 045 000400 Y 045 000500 Y 045 000600 Y 045 000700 Y 045 000800 Y 046 000100 N 046 000200 N 046 000400 N 046 000500 N 046 000600 N 046 000700 N PAGE 17 046 000800 N 047 000100 Y 047 000200 Y 047 000400 Y 047 000500 Y 047 000600 Y 047 000700 Y 047 000800 Y 048 000100 0.000 048 A010100 2000000 048 A020100 1.000 048 B010100 1000000 048 B020100 0.900 048 C010100 2000000 048 C020100 0.800 048 D010100 2500000 048 D020100 0.750 048 E010100 2500000 048 E020100 0.675 048 F010100 2500000 048 F020100 0.625 048 G010100 12500000 048 G020100 0.620 048 H010100 10000000 048 H020100 0.615 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 35000000 048 K020100 0.610 048 000200 0.000 048 A010200 2000000 048 A020200 1.000 048 B010200 1000000 048 B020200 0.950 048 C010200 2000000 048 C020200 0.850 048 D010200 2500000 048 D020200 0.825 048 E010200 3500000 048 E020200 0.815 048 F010200 5500000 048 F020200 0.805 048 G010200 6500000 048 G020200 0.800 048 H010200 7000000 048 H020200 0.795 048 I010200 5000000 048 I020200 0.790 048 J010200 0 PAGE 18 048 J020200 0.000 048 K010200 35000000 048 K020200 0.785 048 000400 0.000 048 A010400 5000000 048 A020400 0.750 048 B010400 2500000 048 B020400 0.700 048 C010400 2500000 048 C020400 0.675 048 D010400 2500000 048 D020400 0.650 048 E010400 3500000 048 E020400 0.600 048 F010400 5000000 048 F020400 0.585 048 G010400 7000000 048 G020400 0.578 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 28000000 048 K020400 0.573 048 000500 0.000 048 A010500 500000 048 A020500 1.250 048 B010500 1000000 048 B020500 1.100 048 C010500 2000000 048 C020500 1.050 048 D010500 1500000 048 D020500 1.025 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 5000000 048 K020500 1.000 048 000600 0.000 048 A010600 1000000 PAGE 19 048 A020600 1.000 048 B010600 500000 048 B020600 0.950 048 C010600 500000 048 C020600 0.900 048 D010600 500000 048 D020600 0.850 048 E010600 2500000 048 E020600 0.800 048 F010600 5000000 048 F020600 0.750 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 10000000 048 K020600 0.725 048 000700 0.000 048 A010700 2000000 048 A020700 1.000 048 B010700 2000000 048 B020700 0.950 048 C010700 4000000 048 C020700 0.900 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 8000000 048 K020700 0.875 048 000800 0.000 048 A010800 2000000 048 A020800 1.000 048 B010800 1000000 048 B020800 0.950 048 C010800 4000000 048 C020800 0.875 PAGE 20 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 7000000 048 K020800 0.850 049 000100 N 049 000200 N 049 000400 N 049 000500 N 049 000600 N 049 000700 N 049 000800 N 050 000100 N 050 000200 N 050 000400 N 050 000500 N 050 000600 N 050 000700 N 050 000800 N 051 000100 N 051 000200 N 051 000400 N 051 000500 N 051 000600 N 051 000700 N 051 000800 N 052 000100 N 052 000200 N 052 000400 N 052 000500 N 052 000600 N 052 000700 N 052 000800 N 053 A000100 N 053 A000200 N 053 A000400 N 053 A000500 N 053 A000600 N 053 A000700 N 053 A000800 N PAGE 21 054 A000100 Y 054 B000100 Y 054 C000100 Y 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 Y 054 H000100 Y 054 I000100 N 054 J000100 Y 054 K000100 N 054 L000100 N 054 M000100 Y 054 N000100 N 054 O000100 N 054 A000200 Y 054 B000200 Y 054 C000200 Y 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 Y 054 H000200 Y 054 I000200 N 054 J000200 Y 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 N 054 O000200 N 054 A000400 Y 054 B000400 Y 054 C000400 Y 054 D000400 N 054 E000400 N 054 F000400 N 054 G000400 Y 054 H000400 Y 054 I000400 N 054 J000400 Y 054 K000400 N 054 L000400 N 054 M000400 Y 054 N000400 N 054 O000400 N 054 A000500 Y 054 B000500 Y 054 C000500 Y 054 D000500 N 054 E000500 N 054 F000500 N PAGE 22 054 G000500 Y 054 H000500 Y 054 I000500 N 054 J000500 Y 054 K000500 N 054 L000500 N 054 M000500 Y 054 N000500 N 054 O000500 N 054 A000600 Y 054 B000600 Y 054 C000600 Y 054 D000600 N 054 E000600 N 054 F000600 N 054 G000600 Y 054 H000600 Y 054 I000600 N 054 J000600 Y 054 K000600 N 054 L000600 N 054 M000600 Y 054 N000600 N 054 O000600 N 054 A000700 Y 054 B000700 Y 054 C000700 Y 054 D000700 N 054 E000700 N 054 F000700 N 054 G000700 Y 054 H000700 Y 054 I000700 N 054 J000700 Y 054 K000700 N 054 L000700 N 054 M000700 Y 054 N000700 N 054 O000700 N 054 A000800 Y 054 B000800 Y 054 C000800 Y 054 D000800 N 054 E000800 N 054 F000800 N 054 G000800 Y 054 H000800 Y 054 I000800 N 054 J000800 Y 054 K000800 N 054 L000800 N PAGE 23 054 M000800 Y 054 N000800 N 054 O000800 N 055 A000100 N 055 B000100 N 055 A000200 N 055 B000200 N 055 A000400 N 055 B000400 N 055 A000500 N 055 B000500 N 055 A000600 N 055 B000600 N 055 A000700 N 055 B000700 N 055 A000800 N 055 B000800 N 056 000100 Y 056 000200 Y 056 000400 Y 056 000500 Y 056 000600 Y 056 000700 Y 056 000800 Y 057 000100 N 057 000200 N 057 000400 N 057 000500 N 057 000600 N 057 000700 N 057 000800 N 058 A000100 N 058 A000200 N 058 A000400 N 058 A000500 N 058 A000600 N 058 A000700 N 058 A000800 N 059 000100 Y 059 000200 Y 059 000400 Y 059 000500 Y 059 000600 Y 059 000700 Y 059 000800 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A000400 Y 060 B000400 Y PAGE 24 060 A000500 Y 060 B000500 Y 060 A000600 N 060 B000600 N 060 A000700 Y 060 B000700 Y 060 A000800 N 060 B000800 N 061 000100 500 061 000200 500 061 000400 500 061 000500 500 061 000600 500 061 000700 500 061 000800 500 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 PAGE 25 062 A000400 Y 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 11.9 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 8.4 062 O000400 0.0 062 P000400 13.1 062 Q000400 0.2 062 R000400 62.4 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 062 A000600 N 062 B000600 0.0 062 C000600 0.0 062 D000600 0.0 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 0.0 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 PAGE 26 062 P000600 0.0 062 Q000600 0.0 062 R000600 0.0 062 A000700 N 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 0.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 063 A000100 0 063 B000100 0.0 063 A000200 0 063 B000200 0.0 063 A000400 0 063 B000400 0.0 063 A000500 0 063 B000500 0.0 063 A000600 0 063 B000600 0.0 063 A000700 0 063 B000700 0.0 PAGE 27 063 A000800 0 063 B000800 0.0 064 A000400 Y 064 B000400 Y 065 000400 N 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 Y 066 F000400 N 066 G000400 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N PAGE 28 066 E000800 N 066 F000800 N 066 G000800 N 067 000100 N 067 000200 N 067 000400 Y 067 000500 N 067 000600 N 067 000700 N 067 000800 N 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 Y 068 A000400 N 068 B000400 N 068 A000500 N 068 B000500 Y 068 A000600 N 068 B000600 N 068 A000700 N 068 B000700 Y 068 A000800 N 068 B000800 Y 069 000100 N 069 000200 N 069 000400 N 069 000500 N 069 000600 N 069 000700 N 069 000800 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 Y 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 N PAGE 29 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 N 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y PAGE 30 070 R020200 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 Y 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N PAGE 31 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 Y 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 Y 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 Y 070 O010600 Y PAGE 32 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 Y 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N PAGE 33 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 Y 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000100 3074335 071 B000100 6454142 071 C000100 15154121 071 D000100 20 071 A000200 10859268 071 B000200 14312233 071 C000200 24519675 071 D000200 44 071 A000400 2478523 071 B000400 4161200 071 C000400 13911936 071 D000400 18 071 A000500 940211 071 B000500 1435989 071 C000500 2498737 071 D000500 38 071 A000600 1924548 071 B000600 2756257 071 C000600 5038751 071 D000600 38 071 A000700 840816 071 B000700 1479020 071 C000700 2647293 PAGE 34 071 D000700 32 071 A000800 335658 071 B000800 446219 071 C000800 2007887 071 D000800 17 072 A000100 12 072 B000100 5922 072 C000100 315447 072 D000100 0 072 E000100 0 072 F000100 118021 072 G000100 0 072 H000100 0 072 I000100 18463 072 J000100 322 072 K000100 0 072 L000100 3045 072 M000100 394 072 N000100 203 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 53 072 S000100 290 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 587 072 X000100 141378 072 Y000100 0 072 Z000100 179991 072AA000100 252726 072BB000100 0 072CC010100 1565243 072CC020100 0 072DD010100 159195 072DD020100 1174 072EE000100 80526 072 A000200 12 072 B000200 2553 072 C000200 684910 072 D000200 0 072 E000200 2959 072 F000200 213294 072 G000200 0 072 H000200 0 072 I000200 31775 072 J000200 4395 072 K000200 0 072 L000200 4134 072 M000200 458 PAGE 35 072 N000200 464 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 61 072 S000200 391 072 T000200 0 072 U000200 0 072 V000200 0 072 W000200 730 072 X000200 255702 072 Y000200 0 072 Z000200 434720 072AA000200 0 072BB000200 889754 072CC010200 2039296 072CC020200 0 072DD010200 585096 072DD020200 10674 072EE000200 703537 072 A000400 12 072 B000400 114651 072 C000400 226267 072 D000400 0 072 E000400 0 072 F000400 115783 072 G000400 0 072 H000400 0 072 I000400 16232 072 J000400 422 072 K000400 0 072 L000400 2193 072 M000400 390 072 N000400 128 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 52 072 S000400 299 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 576 072 X000400 136075 072 Y000400 0 072 Z000400 204843 072AA000400 466672 072BB000400 0 072CC010400 501016 072CC020400 0 072DD010400 188041 PAGE 36 072DD020400 5787 072EE000400 894987 072 A000500 12 072 B000500 70 072 C000500 113057 072 D000500 0 072 E000500 684 072 F000500 29172 072 G000500 0 072 H000500 0 072 I000500 4901 072 J000500 595 072 K000500 0 072 L000500 751 072 M000500 182 072 N000500 59 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 19 072 S000500 141 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 304 072 X000500 36124 072 Y000500 0 072 Z000500 77687 072AA000500 18367 072BB000500 0 072CC010500 56716 072CC020500 0 072DD010500 68535 072DD020500 38 072EE000500 67877 072 A000600 12 072 B000600 19429 072 C000600 74839 072 D000600 0 072 E000600 6491 072 F000600 46078 072 G000600 0 072 H000600 0 072 I000600 4137 072 J000600 93 072 K000600 0 072 L000600 933 072 M000600 265 072 N000600 124 072 O000600 0 072 P000600 0 PAGE 37 072 Q000600 0 072 R000600 26 072 S000600 171 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 388 072 X000600 52215 072 Y000600 0 072 Z000600 48544 072AA000600 278880 072BB000600 0 072CC010600 231611 072CC020600 0 072DD010600 17524 072DD020600 0 072EE000600 0 072 A000700 12 072 B000700 32 072 C000700 62043 072 D000700 0 072 E000700 95 072 F000700 26933 072 G000700 0 072 H000700 0 072 I000700 3033 072 J000700 248 072 K000700 0 072 L000700 583 072 M000700 185 072 N000700 48 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 22 072 S000700 141 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 311 072 X000700 31504 072 Y000700 0 072 Z000700 30666 072AA000700 0 072BB000700 10417 072CC010700 44378 072CC020700 0 072DD010700 33772 072DD020700 216 072EE000700 51832 072 A000800 12 PAGE 38 072 B000800 63 072 C000800 47656 072 D000800 0 072 E000800 49 072 F000800 21111 072 G000800 0 072 H000800 0 072 I000800 1810 072 J000800 161 072 K000800 0 072 L000800 400 072 M000800 133 072 N000800 130 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 21 072 S000800 137 072 T000800 0 072 U000800 0 072 V000800 0 072 W000800 315 072 X000800 24218 072 Y000800 0 072 Z000800 23550 072AA000800 0 072BB000800 7516 072CC010800 165683 072CC020800 0 072DD010800 17056 072DD020800 0 072EE000800 100960 073 A010100 0.5983 073 A020100 0.3729 073 B000100 0.2991 073 C000100 0.0000 073 A010200 0.4964 073 A020200 0.4105 073 B000200 0.5840 073 C000200 0.0000 073 A010400 0.3371 073 A020400 0.2079 073 B000400 1.5281 073 C000400 0.0000 073 A010500 0.3604 073 A020500 0.3097 073 B000500 0.3567 073 C000500 0.0000 073 A010600 0.1184 073 A020600 0.0000 073 B000600 0.0000 PAGE 39 073 C000600 0.0000 073 A010700 0.3093 073 A020700 0.1821 073 B000700 0.4696 073 C000700 0.0000 073 A010800 0.1250 073 A020800 0.0000 073 B000800 0.7398 073 C000800 0.0000 074 A000100 0 074 B000100 624976 074 C000100 0 074 D000100 161151 074 E000100 0 074 F000100 13992499 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 15549 074 K000100 0 074 L000100 44993 074 M000100 2 074 N000100 14839170 074 O000100 0 074 P000100 1550 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 24399 074 S000100 0 074 T000100 14813221 074 U010100 213030 074 U020100 2593 074 V010100 68.70 074 V020100 68.34 074 W000100 0.0000 074 X000100 47586 074 Y000100 0 074 A000200 2324 074 B000200 362805 074 C000200 199816 074 D000200 0 074 E000200 0 074 F000200 23085660 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 127335 074 K000200 0 074 L000200 149242 PAGE 40 074 M000200 2 074 N000200 23927184 074 O000200 64389 074 P000200 2798 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 49985 074 S000200 0 074 T000200 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2366632 074 U010500 159350 074 U020500 101 074 V010500 14.84 074 V020500 14.75 074 W000500 0.0000 074 X000500 6888 074 Y000500 0 074 A000600 1684 074 B000600 228230 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 4769853 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 23925 074 K000600 0 074 L000600 6733 074 M000600 1 074 N000600 5030426 074 O000600 25609 074 P000600 607 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 6865 074 S000600 0 074 T000600 4997345 074 U010600 121076 PAGE 42 074 U020600 857 074 V010600 40.99 074 V020600 40.44 074 W000600 0.0000 074 X000600 26881 074 Y000600 0 074 A000700 0 074 B000700 39248 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 2304311 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 12729 074 K000700 0 074 L000700 7869 074 M000700 1 074 N000700 2364158 074 O000700 5174 074 P000700 333 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 4148 074 S000700 0 074 T000700 2354503 074 U010700 88349 074 U020700 997 074 V010700 26.36 074 V020700 25.65 074 W000700 0.0000 074 X000700 13634 074 Y000700 0 074 A000800 0 074 B000800 84980 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 1947231 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 1052 074 K000800 0 074 L000800 8979 074 M000800 1 074 N000800 2042243 074 O000800 0 PAGE 43 074 P000800 282 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 4896 074 S000800 0 074 T000800 2037065 074 U010800 128841 074 U020800 0 074 V010800 15.81 074 V020800 0.00 074 W000800 0.0000 074 X000800 4746 074 Y000800 0 075 A000100 0 075 B000100 15864044 075 A000200 0 075 B000200 25437614 075 A000400 0 075 B000400 17003127 075 A000500 0 075 B000500 2614541 075 A000600 0 075 B000600 5294079 075 A000700 0 075 B000700 2689907 075 A000800 0 075 B000800 2107471 076 000100 0.00 076 000200 0.00 076 000400 0.00 076 000500 0.00 076 000600 0.00 076 000700 0.00 076 000800 0.00 077 A000000 Y 077 B000000 Y 077 C000000 Y 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y PAGE 44 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 Federal Insurance Company 080 C00AA00 10000 081 A00AA00 N 081 B00AA00 0 082 A00AA00 Y 082 B00AA00 25 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE JOHN KANE TITLE TREASURER EX-99.77O RULE 10F-3 2 10f3excitigroup.txt 10f-3 Exhibit Compliance Detail Issuer Name + CUSIP Citigroup 3.400% Notes due 2026 - 172967KNO Trade Date April 26, 2016 List of Underwriters Sole Manager: Citigroup Global Markets Inc Senior Co-Managers: ABN AMRO Barlcays Capital Commerz Markets Credit Suisse Securities USA, LLC RBC Capital Markets Santander Investment Securities Inc. Scotia Capital USA INC SMBC Nikko Securities America Inc, UBS Securities LLC Co-Managers: Danske Markets DZ Financial Markets LLC Great Pacific Securities HSBC Securities Lebenthal & Co LLC Loop Capital Markets LLC MFR Securities Inc Mitsubishi UJF Securities USA Inc Mizuho Securities USA Inc Natixis Securities North America Inc Nomura Securities International RBS Securities Regions Securities LLC Samuel A. Ramirez & Co. Inc Standard Chartered Bank (US) SunTrust Robinson Humphrey Inc TD Securities USA LLC Was the security: 33 Act Registration, Eligible Municipal Security, Eligible Government Offering, Foreign Offering, or Eligible 144A Offering Yes - 33 Act Registration Was security offered under a firm commitment underwriting (Must be 'YES') Yes Is an affiliated b/d a Sr. Manager or Co- Manager? Yes If yes, did the affiliate benefit directly or indirectly (Must be NO) No Name of Affiliate: Natixis Securities North America Inc Underwriter (s) or Dealer(s) from Whom Purchased (Non-affiliates): Citigroup Sector or Industry: Sector: Financials, Industry: Banks Date of First Offering: 04-26-2016 Ratings: S&P: BBB+, Fitch: A, Moodys: Baaa1 Maturity Date: May 01, 2026 Coupon: 3.40% Unit Price: 99.798% of the principal amount Gross Underwriting Spread $8,500,000 Gross Spread as a % of Price: ..425% Yield: 3.298 as of 07/11/16 Yield to Maturity 3.031 as of 07/11/16 Principal Amount of Offering: $2,000,000,000 Subordination Features: None Years of Continued Operation: 25+ The adviser attests that the commission, spread or profit with respect to the transaction described is reasonable and fair compared to the commissions, spread or profit received by others in connection with the underwritings of similar securities during a comparable period of time.The adviser attests that the Total Percentage Purchased by adviser including all funds and private advisory accounts over which adviser has investment discretion did not exceed 25%. [If an eligible 144A offering, must be less than 25% of the 144A offering plus any concurrent public offering] PLEASE INDICATE PERCENTAGE 0.13% LIST EACH PARTICIPATING FUND Percent of Offering Purchased by Fund Dollar Value of Offering Purchased by Fund Oakmark Equity & Income Fund 0.75% $15,000,000.00 Total Purchased for Oakmark Funds which Harris Associates L.P. manages 0.75% $15,000,000.00 Total Percent Purchased by all Funds and private advisory accounts over which Harris Associates L.P. has investment discretion. 0.75% $15,000,000.00 EX-99.77O RULE 10F-3 3 ex10f3bofa.txt 10f-3 Exhibit Compliance Detail Issuer Name + CUSIP BofA Medium Term Notes Series L due 2026-06051GFU85 Trade Date February 29, 2016 List of Underwriters Sole Manager: BofA Merrill Lynch Co-Managers: ABN AMRO ANZ Securities BBVA BNY Mellon Capital Markets, LLC Capital One Securities COMMERZBANK Danske Markets Inc. Deutsche Bank Securities Erste Bank ING Lloyds Securities Mizuho Securities nabSecurities, LLC Natixis Securities America LLC Rabo Securities RBS Santander Scotiabank SOCIETE GENERALE SMBC Nikko Standard Chartered Bank TD Securities Huntington Investment Company Was the security: 33 Act Registration, Eligible Municipal Security, Eligible Government Offering, Foreign Offering, or Eligible 144A Offering Yes - Eligible 144A Offering Was security offered under a firm commitment underwriting (Must be 'YES') Yes Is an affiliated b/d a Sr. Manager or Co- Manager? Yes If yes, did the affiliate benefit directly or indirectly (Must be NO) No Name of Affiliate: Natixis Securities America LLC Underwriter (s) or Dealer(s) from Whom Purchased (Non-affiliates): BofA MerrillLynch Sector or Industry: Sector: Financials, Industry: Commercial Banks Date of First Offering: 02-29-2016 Ratings: S&P: BBB, Fitch: A-, Moodys: Baaa3 Maturity Date: March 3, 2026 Coupon: 4.450% Unit Price: 100% of the principal amount Gross Underwriting Spread $9,000,000 Gross Spread as a % of Price: ..450% Yield: 4.318 Yield to Maturity 4.071 as of 03/31/16 Principal Amount of Offering: $2,000,000,000 Subordination Features: The subordinated notes are unsecured and will be subordinate and junior in right of payment to all of BofA's existing and future "senior indebtedness". The subordinated notes will rank equally in right of payment with all other unsecured and subordinated indebtedness, other than unsecured and subordinated indebtedness that by its terms is subordinated to the subordinated notes. As of December 31, 2015, on a non-consolidated basis, BofA had approximately $141 billion of senior long-term debt and certain short-term borrowings. "Senior indebtedness" also includes obligations under letters of credit, guarantees, foreign exchange contracts and interest rate swap contracts, none of which are included in such amount. In addition, holders of the subordinated notes may be fully subordinated to interests held by the U.S. government in the event that the company enters into a receivership, insolvency, liquidation or similar proceeding. Years of Continued Operation: 25+ The adviser attests that the commission, spread or profit with respect to the transaction described is reasonable and fair compared to the commissions, spread or profit received by others in connection with the underwritings of similar securities during a comparable period of time.The adviser attests that the Total Percentage Purchased by adviser including all funds and private advisory accounts over which adviser has investment discretion did not exceed 25%. [If an eligible 144A offering, must be less than 25% of the 144A offering plus any concurrent public offering] PLEASE INDICATE PERCENTAGE 0.25% LIST EACH PARTICIPATING FUND Percent of Offering Purchased by Fund Dollar Value of Offering Purchased by Fund Oakmark Equity & Income Fund 0.25% $5,000,000.00 Total Purchased for Oakmark Funds which Harris Associates L.P. manages 0.25% $5,000,000.00 Total Percent Purchased by all Funds and private advisory accounts over which Harris Associates L.P. has investment discretion. 0.25% $5,000,000.00 EX-99.77O RULE 10F-3 4 ex10f3goldman.txt 10f-3 Exhibit Compliance Detail Issuer Name + CUSIP Chesapeake Energy 5.5% Notes due 2026 - 165167 CR6* Trade Date September 30, 2016 List of Underwriters Sole Manager: Goldman, Sachs & Co Co-Managers: Barclays Capital Inc. BBVA Securities Inc. BNP Paribas Securities Corp. Citigroup Global Markets Inc. Credit Agricole Securities (USA) Inc. Deutsche Bank Securities Inc. DNB Markets, Inc. J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Mizuho Securities USA Inc. Morgan Stanley & Co. LLC MUFG Securities Americas Inc. Natixis Securities Americas LLC. Scotia Capital (USA) Inc. Wells Fargo Securities Was the security: 33 Act Registration, Eligible Municipal Security, Eligible Government Offering, Foreign Offering, or Eligible 144A Offering Yes - Eligible 144A Offering Was security offered under a firm commitment underwriting (Must be 'YES') Yes Is an affiliated b/d a Sr. Manager or Co- Manager? Yes If yes, did the affiliate benefit directly or indirectly (Must be NO) No Name of Affiliate: Natixis Securities Americas LLC. Underwriter (s) or Dealer(s) from Whom Purchased (Non-affiliates): Goldman Sachs Sector or Industry: Sector: Energy, Industry: Oil, Gas & Consumable Fuels Date of First Offering: 09-30-2016 Ratings: S&P: CCC-, Fitch: B-, Moodys: Caa3 Maturity Date: October 05, 2026 Coupon: 5.5% Unit Price: 100% of the principal amount Gross Underwriting Spread $12,500,000 Gross Spread as a % of Price: 1% Yield: 4.972 as of 10/07/16 Yield to Maturity 4.972 as of 10/07/16 Principal Amount of Offering: $1,250,000,000* Subordination Features: None Years of Continued Operation: 25+ The adviser attests that the commission, spread or profit with respect to the transaction described is reasonable and fair compared to the commissions, spread or profit received by others in connection with the underwritings of similar securities during a comparable period of time.The adviser attests that the Total Percentage Purchased by adviser including all funds and private advisory accounts over which adviser has investment discretion did not exceed 25%. [If an eligible 144A offering, must be less than 25% of the 144A offering plus any concurrent public offering] PLEASE INDICATE PERCENTAGE 0.80% LIST EACH PARTICIPATING FUND Percent of Offering Purchased by Fund Dollar Value of Offering Purchased by Fund Oakmark Equity & Income Fund 0.80% $10,000,000. Total Purchased for Oakmark Funds which Harris Associates L.P. manages 0.80% $10,000,000 Total Percent Purchased by all Funds and private advisory accounts over which Harris Associates L.P. has investment discretion. 0.80% $10,000,000 *CUSIP and amount outstanding updated from original term sheet due to 1.5M greenshoe option that was exercised on 10/04/2016 EX-99.77O RULE 10F-3 5 ex10f3goldman2.txt 10f-3 Exhibit Compliance Detail Issuer Name + CUSIP Goldman Sachs Floating Rate Notes due 2021-38143U8F Trade Date February 22, 2016 List of Underwriters Sole Manager: Goldman, Sachs & Co Co-Managers: ABN AMRO BB&T Capital Markets BBVA Securities BNY Mellon Capital Markets, LLC Capital One Securities Fifth Third Securities ING KeyBanc Capital Markets LloydsSecurities Mizuho Securities Natixis Securities America LLC RBC Capital Markets RBS Regions Securities LLC Santander Scotiabank SMBC Nikko SunTrust Robinson Humphrey TD Securities US Bancorp UniCredit Capital Markets Great Pacific Securities Drexel Hamilton Multi-Bank Securities, Inc. Mischler Financial Group, Inc. Was the security: 33 Act Registration, Eligible Municipal Security, Eligible Government Offering, Foreign Offering, or Eligible 144A Offering Yes - Eligible 144A Offering Was security offered under a firm commitment underwriting (Must be 'YES') Yes Is an affiliated b/d a Sr. Manager or Co- Manager? Yes If yes, did the affiliate benefit directly or indirectly (Must be NO) No Name of Affiliate: Natixis Securities America LLC Underwriter (s) or Dealer(s) from Whom Purchased (Non-affiliates): Goldman Sachs Sector or Industry: Sector: Financials, Industry: Capital Markets Date of First Offering: 02-22-2016 Ratings: S&P: BBB+, Fitch: A, Moodys: A3 Maturity Date: February 25, 2021 Coupon: 2.875% Unit Price: 99.834% of the principal amount Gross Underwriting Spread $4,375,000 Gross Spread as a % of Price: ..350% Yield: 2.829 Yield to Maturity 2.515 as of 03/31/16 Principal Amount of Offering: $1,250,000,000 Subordination Features: None Years of Continued Operation: 25+ The adviser attests that the commission, spread or profit with respect to the transaction described is reasonable and fair compared to the commissions, spread or profit received by others in connection with the underwritings of similar securities during a comparable period of time.The adviser attests that the Total Percentage Purchased by adviser including all funds and private advisory accounts over which adviser has investment discretion did not exceed 25%. [If an eligible 144A offering, must be less than 25% of the 144A offering plus any concurrent public offering] PLEASE INDICATE PERCENTAGE 0.08% LIST EACH PARTICIPATING FUND Percent of Offering Purchased by Fund Dollar Value of Offering Purchased by Fund Oakmark Equity & Income Fund 0.08% $1,000,000.00 Total Purchased for Oakmark Funds which Harris Associates L.P. manages 0.08% $1,000,000.00 Total Percent Purchased by all Funds and private advisory accounts over which Harris Associates L.P. has investment discretion. 0.08% $1,000,000.00 EX-99.77O RULE 10F-3 6 ex10f3goldman3.txt 10f-3 Exhibit Compliance Detail Issuer Name + CUSIP Goldman Sachs 2.625% Notes due 2021 - 38141GVU5 Trade Date April 20, 2016 List of Underwriters Sole Manager: Goldman, Sachs & Co Co-Managers: ABN AMRO AZN Securities BB&T Capital Markets BBVA Securities BNY Mellon Capital Markets, LLC Credit Agricole Securities USA Inc. Drexel Hamilton LLC Fifth Third Securities ING US Capital Corp Key Capital Markets Lloyds Capital Markets Loop Capital Markets Mischler Financial Group Mizuho Securities Natixis Securities North America Inc PNC Securities Corp. Regions Financial Corp. Santander Investment Securities Inc. Scotia International Inc. SMBC Nikko Securities America Inc, Standard Chartered Bank (US) SunTrust Robinson Humphrey Inc TD Securities USA LLC Telsey Advisory Group US Bancorp Was the security: 33 Act Registration, Eligible Municipal Security, Eligible Government Offering, Foreign Offering, or Eligible 144A Offering Yes - Eligible 144A Offering Was security offered under a firm commitment underwriting (Must be 'YES') Yes Is an affiliated b/d a Sr. Manager or Co- Manager? Yes If yes, did the affiliate benefit directly or indirectly (Must be NO) No Name of Affiliate: Natixis Securities North America Inc Underwriter (s) or Dealer(s) from Whom Purchased (Non-affiliates): Goldman Sachs Sector or Industry: Sector: Financials, Industry: Capital Markets Date of First Offering: 04-20-2016 Ratings: S&P: BBB+, Fitch: A, Moodys: A3 Maturity Date: April 25, 2021 Coupon: 2.625% Unit Price: 99.935% of the principal amount Gross Underwriting Spread $5,250,000 Gross Spread as a % of Price: ..350% Yield: 2.558 as of 07/15/16 Yield to Maturity 2.034 as of 07/15/16 Principal Amount of Offering: $1,500,000,000 Subordination Features: None Years of Continued Operation: 25+ The adviser attests that the commission, spread or profit with respect to the transaction described is reasonable and fair compared to the commissions, spread or profit received by others in connection with the underwritings of similar securities during a comparable period of time.The adviser attests that the Total Percentage Purchased by adviser including all funds and private advisory accounts over which adviser has investment discretion did not exceed 25%. [If an eligible 144A offering, must be less than 25% of the 144A offering plus any concurrent public offering] PLEASE INDICATE PERCENTAGE 0.13% LIST EACH PARTICIPATING FUND Percent of Offering Purchased by Fund Dollar Value of Offering Purchased by Fund Oakmark Equity & Income Fund 0.13% $1,500,000.00 Total Purchased for Oakmark Funds which Harris Associates L.P. manages 0.13% $1,500,000.00 Total Percent Purchased by all Funds and private advisory accounts over which Harris Associates L.P. has investment discretion. 0.13% $1,500,000.00 EX-99.77B ACCT LTTR 7 ex77b.txt REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust: In planning and performing our audits of the financial statements of Harris Associates Investment Trust (the "Trust"), comprised of Oakmark Fund, Oakmark Select Fund, Oakmark Equity and Income Fund, Oakmark Global Fund, Oakmark Global Select Fund, Oakmark International Fund, and Oakmark International Small Cap Fund, as of and for the year ended September 30, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Trust's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of a fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Trust's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust's internal control over financial reporting and their operations, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of September 30, 2016. This report is intended solely for the information and use of management, the Board of Trustees of Harris Associates Investment Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ DELOITTE & TOUCHE LLP Chicago, Illinois November 15, 2016 EX-99.3 VOTING TRUST 8 exvotes.txt Report of Votes of Shareholders A special meeting of shareholders of Oakmark Fund, Oakmark Select Fund, Oakmark Equity and Income Fund, Oakmark Global Fund, Oakmark International Fund, Oakmark International Small Cap Fund and Oakmark Global Select Fund (each a "Fund" and collectively the "the Funds"), each a series of Harris Associates Investment Trust (the "Trust"), was held on May 20, 2016, adjourned and reconvened with respect to certain proposals on June 17, 2016, and again adjourned with respect to certain proposals to September 1, 2016. A description of the actions taken and a summary of the votes received for each Proposal is included below. PROPOSAL 1-Shareholders Elected Eight Trustees: Thomas H. Hayden, Christine M. Maki, Laurence C. Morse, Mindy M. Posoff, Allan J. Reich, Steven S. Rogers, Kristi L. Rowsell, Peter S. Voss Harris Associates Investment Trust Votes For Votes Against Abstenti ons Brok er Non- Votes Thomas H. Hayden 1,826,228, 696.492 - 46,241,47 1.831 - Christine M. Maki 1,826,574, 889.566 - 45,895,27 8.757 - Laurence C. Morse 1,826,598, 162.283 - 45,872,00 6.040 - Mindy M. Posoff 1,825,085, 235.383 - 47,384,93 2.940 - Allan J. Reich 1,821,220, 266.108 - 51,249,90 2.215 - Steven S. Rogers 1,827,330, 238.828 - 45,139,92 9.495 - Kristi L. Rowsell 1,826,792, 794.514 - 45,677,37 3.809 - Peter S. Voss 1,825,799, 052.744 - 46,671,11 5.579 - PROPOSAL 2A-Shareholders of Each Fund Amended their Fund's Fundamental Investment Restriction with Respect to Borrowing Money and Issuing Senior Securities Oakma rk Funds Votes For Votes Against Abstentio ns Broker Non-Votes Oakmar k Fund 135,856,344. 478 4,813,101.35 4 3,125,208. 263 34,422,170 ..003 Oakmar k Select Fund 71,105,220.4 44 3,645,143.31 3 2,379,809. 545 24,917,034 ..100 Oakmar k Equity and Income Fund 240,578,522. 218 15,964,505.6 23 10,906,983 ..805 85,889,546 ..002 Oakmar k Global Fund 57,938,793.0 66 2,760,012.97 0 1,587,865. 942 18,941,760 ..000 Oakmar k Internati onal Fund 675,653,588. 857 32,544,226.1 67 18,611,666 ..701 194,015,42 7.000 Oakmar k Internati onal Small Cap Fund 115,362,555. 483 2,088,053.48 9 1,325,589. 608 26,055,411 ..100 Oakmar k Global Select Fund 76,442,493.4 63 2,329,535.10 2 1,767,376. 258 42,631,150 ..000 PROPOSAL 2B-Shareholders of Each Fund Amended their Fund's Fundamental Investment Restriction with Respect to Making Loans Oakma rk Funds Votes For Votes Against Abstentio ns Broker Non-Votes Oakmar k Fund 135,624,196. 571 5,031,056.86 5 3,139,398. 659 34,422,172 ..003 Oakmar k Select Fund 70,814,138.3 97 3,821,364.76 4 2,494,676. 141 24,917,028 ..100 Oakmar k Equity and Income Fund 240,261,026. 363 16,181,626.7 09 11,007,359 ..573 85,889,545 ..002 Oakmar k Global Fund 57,760,298.7 75 2,879,098.34 8 1,647,275. 855 18,941,759 ..000 Oakmar k Internati onal Fund 673,822,620. 295 33,836,501.6 41 19,150,352 ..791 194,015,43 4.000 Oakmar k Internati onal Small Cap Fund 115,243,464. 632 2,215,178.82 2 1,317,560. 486 26,055,406 ..100 Oakmar k Global Select Fund 76,327,287.9 37 2,358,578.69 3 1,853,541. 192 42,631,147 ..000 PROPOSAL 2C-Shareholders of Each Fund Amended their Fund's Fundamental Investment Restriction with Respect to Investing in Commodities and Commodity Contracts Oakma rk Funds Votes For Votes Against Abstentio ns Broker Non-Votes Oakmar k Fund 135,673,973. 853 4,906,055.05 3 3,214,629. 188 34,422,166 ..003 Oakmar k Select Fund 70,694,372.9 38 3,987,286.21 7 2,448,518. 148 2,448,518. 148 Oakmar k Equity and Income Fund 240,108,822. 020 16,322,172.1 38 11,019,012 ..488 85,889,551 ..002 Oakmar k Global Fund 57,655,817.9 42 2,992,778.26 1 1,638,074. 775 18,941,761 ..000 Oakmar k Internati onal Fund 672,795,244. 173 34,994,775.2 93 19,019,461 ..260 194,015,42 8.000 Oakmar k Internati onal Small Cap Fund 113,709,339. 533 3,711,379.17 5 1,355,487. 234 26,055,404 ..100 Oakmar k Global Select Fund 76,416,085.5 97 2,319,369.97 4 1,803,951. 251 42,631,148 ..000 PROPOSAL 3A-Shareholders Adopted an Amended and Restated Declaration of Trust with respect to Future Amendments Votes For Votes Against Abstention s Broker Non-Votes Tru st 1,421,554,407 ..590 60,446,848.41 4 48,369,421. 647 410,995,83 8.205 PROPOSAL 3B- Shareholders Did Not Adopt an Amended and Restated Declaration of Trust with respect to Treatment of Shareholder and Trust Claims Votes For Votes Against Abstention s Broker Non-Votes Tru st 828,317,790.8 67 659,726,249.2 15 50,065,405. 026 408,772,13 5.212 PROPOSAL 3C- Shareholders Adopted an Amended and Restated Declaration of Trust with respect to Liability of Trustees and Officers Votes For Votes Against Abstention s Broker Non-Votes Tru st 1,415,282,419 ..015 65,676,243.05 2 49,412,005. 584 410,995,84 8.205 PROPOSAL 3D-Shareholders Did Not Adopt an Amended and Restated Declaration of Trust with respect to Third Party Beneficiary Claims Votes For Votes Against Abstention s Broker Non-Votes Tru st 1,230,379,592 ..645 257,051,285.2 31 50,684,155. 233 408,766,54 7.212 PROPOSAL 3E-Shareholders Did Not Adopt an Amended and Restated Declaration of Trust with respect to Trustee Powers Votes For Votes Against Abstention s Broker Non-Votes Tru st 822,245,981.9 85 664,902,384.6 10 50,961,093. 514 408,772,12 0.212 2 DC-10018047 v4