0001410368-15-001390.txt : 20151125 0001410368-15-001390.hdr.sgml : 20151125 20151125120243 ACCESSION NUMBER: 0001410368-15-001390 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151125 DATE AS OF CHANGE: 20151125 EFFECTIVENESS DATE: 20151125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS ASSOCIATES INVESTMENT TRUST CENTRAL INDEX KEY: 0000872323 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06279 FILM NUMBER: 151255103 BUSINESS ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: 111 S. WACKER DRIVE, SUITE 4600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 8004769625 MAIL ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: 111 S. WACKER DRIVE, SUITE 4600 CITY: CHICAGO STATE: IL ZIP: 60606 0000872323 S000002758 Oakmark Fund C000007554 Class I OAKMX C000007555 Class II OARMX 0000872323 S000002759 Oakmark Select Fund C000007556 Class I OAKLX C000007557 Class II OARLX 0000872323 S000002760 Oakmark Equity and Income Fund C000007558 Class I OAKBX C000007559 Class II OARBX 0000872323 S000002761 Oakmark Global Fund C000007560 Class I OAKGX C000007561 Class II OARGX 0000872323 S000002762 Oakmark International Fund C000007562 Class I OAKIX C000007563 Class II OARIX 0000872323 S000002763 Oakmark International Small Cap Fund C000007564 Class I OAKEX C000007565 Class II OAREX 0000872323 S000013607 Oakmark Global Select Fund C000036890 Class I OAKWX C000036891 Class II OARWX NSAR-B 1 oakmarkfund.fil PAGE 1 000 B000000 09/30/2015 000 C000000 0000872323 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 HARRIS ASSOCIATES INVESTMENT TRUST 001 B000000 811-06279 001 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3500000 048 E020200 0.815 048 F010200 5500000 048 F020200 0.805 048 G010200 6500000 048 G020200 0.800 048 H010200 7000000 048 H020200 0.795 048 I010200 5000000 048 I020200 0.790 PAGE 18 048 J010200 0 048 J020200 0.000 048 K010200 35000000 048 K020200 0.785 048 000400 0.000 048 A010400 5000000 048 A020400 0.750 048 B010400 2500000 048 B020400 0.700 048 C010400 2500000 048 C020400 0.675 048 D010400 2500000 048 D020400 0.650 048 E010400 3500000 048 E020400 0.600 048 F010400 5000000 048 F020400 0.585 048 G010400 7000000 048 G020400 0.578 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 28000000 048 K020400 0.573 048 000500 0.000 048 A010500 500000 048 A020500 1.250 048 B010500 1000000 048 B020500 1.100 048 C010500 2000000 048 C020500 1.050 048 D010500 1500000 048 D020500 1.025 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 5000000 048 K020500 1.000 048 000600 0.000 PAGE 19 048 A010600 1000000 048 A020600 1.000 048 B010600 500000 048 B020600 0.950 048 C010600 500000 048 C020600 0.900 048 D010600 500000 048 D020600 0.850 048 E010600 2500000 048 E020600 0.800 048 F010600 5000000 048 F020600 0.750 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 10000000 048 K020600 0.725 048 000700 0.000 048 A010700 2000000 048 A020700 1.000 048 B010700 2000000 048 B020700 0.950 048 C010700 4000000 048 C020700 0.900 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 8000000 048 K020700 0.875 048 000800 0.000 048 A010800 2000000 048 A020800 1.000 048 B010800 1000000 048 B020800 0.950 048 C010800 4000000 PAGE 20 048 C020800 0.875 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 7000000 048 K020800 0.850 049 000100 N 049 000200 N 049 000400 N 049 000500 N 049 000600 N 049 000700 N 049 000800 N 050 000100 N 050 000200 N 050 000400 N 050 000500 N 050 000600 N 050 000700 N 050 000800 N 051 000100 N 051 000200 N 051 000400 N 051 000500 N 051 000600 N 051 000700 N 051 000800 N 052 000100 N 052 000200 N 052 000400 N 052 000500 N 052 000600 N 052 000700 N 052 000800 N 053 A000100 N 053 A000200 N 053 A000400 N 053 A000500 N 053 A000600 N 053 A000700 N PAGE 21 053 A000800 N 054 A000100 Y 054 B000100 Y 054 C000100 Y 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 Y 054 H000100 Y 054 I000100 N 054 J000100 Y 054 K000100 N 054 L000100 N 054 M000100 Y 054 N000100 N 054 O000100 N 054 A000200 Y 054 B000200 Y 054 C000200 Y 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 Y 054 H000200 Y 054 I000200 N 054 J000200 Y 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 N 054 O000200 N 054 A000400 Y 054 B000400 Y 054 C000400 Y 054 D000400 N 054 E000400 N 054 F000400 N 054 G000400 Y 054 H000400 Y 054 I000400 N 054 J000400 Y 054 K000400 N 054 L000400 N 054 M000400 Y 054 N000400 N 054 O000400 N 054 A000500 Y 054 B000500 Y 054 C000500 Y 054 D000500 N 054 E000500 N PAGE 22 054 F000500 N 054 G000500 Y 054 H000500 Y 054 I000500 N 054 J000500 Y 054 K000500 N 054 L000500 N 054 M000500 Y 054 N000500 N 054 O000500 N 054 A000600 Y 054 B000600 Y 054 C000600 Y 054 D000600 N 054 E000600 N 054 F000600 N 054 G000600 Y 054 H000600 Y 054 I000600 N 054 J000600 Y 054 K000600 N 054 L000600 N 054 M000600 Y 054 N000600 N 054 O000600 N 054 A000700 Y 054 B000700 Y 054 C000700 Y 054 D000700 N 054 E000700 N 054 F000700 N 054 G000700 Y 054 H000700 Y 054 I000700 N 054 J000700 Y 054 K000700 N 054 L000700 N 054 M000700 Y 054 N000700 N 054 O000700 N 054 A000800 Y 054 B000800 Y 054 C000800 Y 054 D000800 N 054 E000800 N 054 F000800 N 054 G000800 Y 054 H000800 Y 054 I000800 N 054 J000800 Y 054 K000800 N PAGE 23 054 L000800 N 054 M000800 Y 054 N000800 N 054 O000800 N 055 A000100 N 055 B000100 N 055 A000200 N 055 B000200 N 055 A000400 N 055 B000400 N 055 A000500 N 055 B000500 N 055 A000600 N 055 B000600 N 055 A000700 N 055 B000700 N 055 A000800 N 055 B000800 N 056 000100 Y 056 000200 Y 056 000400 Y 056 000500 Y 056 000600 Y 056 000700 Y 056 000800 Y 057 000100 N 057 000200 N 057 000400 N 057 000500 N 057 000600 N 057 000700 N 057 000800 N 058 A000100 N 058 A000200 N 058 A000400 N 058 A000500 N 058 A000600 N 058 A000700 N 058 A000800 N 059 000100 Y 059 000200 Y 059 000400 Y 059 000500 Y 059 000600 Y 059 000700 Y 059 000800 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A000400 Y PAGE 24 060 B000400 Y 060 A000500 Y 060 B000500 Y 060 A000600 N 060 B000600 N 060 A000700 Y 060 B000700 Y 060 A000800 N 060 B000800 N 061 000100 500 061 000200 500 061 000400 500 061 000500 500 061 000600 500 061 000700 500 061 000800 500 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 066 A000400 Y PAGE 25 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 Y 066 F000400 N 066 G000400 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000100 N 067 000200 N 067 000400 Y 067 000500 N 067 000600 N 067 000700 N 067 000800 N 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 Y 068 A000400 N 068 B000400 N 068 A000500 N 068 B000500 Y 068 A000600 N 068 B000600 N PAGE 26 068 A000700 N 068 B000700 Y 068 A000800 N 068 B000800 Y 069 000100 N 069 000200 N 069 000400 N 069 000500 N 069 000600 N 069 000700 N 069 000800 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 Y 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 N 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 Y 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N PAGE 27 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y PAGE 28 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N PAGE 29 070 R010500 Y 070 R020500 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 Y 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 N PAGE 30 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 N 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 N 070 G020800 N 070 H010800 N 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 Y PAGE 31 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000100 6762103 071 B000100 5500901 071 C000100 16568013 071 D000100 33 071 A000200 13540130 071 B000200 13705843 071 C000200 27969030 071 D000200 48 071 A000400 4006099 071 B000400 5049612 071 C000400 15816576 071 D000400 25 071 A000500 1395893 071 B000500 1331416 071 C000500 2903421 071 D000500 46 071 A000600 2777943 071 B000600 3042322 071 C000600 6065777 071 D000600 46 071 A000700 1242130 071 B000700 1501738 071 C000700 3406248 071 D000700 36 071 A000800 1059681 071 B000800 929313 071 C000800 1950799 071 D000800 48 072 A000100 12 072 B000100 510 072 C000100 315963 072 D000100 0 072 E000100 -2566 072 F000100 129133 072 G000100 0 072 H000100 0 072 I000100 19056 072 J000100 523 072 K000100 0 072 L000100 1425 072 M000100 247 072 N000100 430 072 O000100 0 PAGE 32 072 P000100 0 072 Q000100 0 072 R000100 63 072 S000100 170 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 513 072 X000100 151560 072 Y000100 0 072 Z000100 162347 072AA000100 92078 072BB000100 0 072CC010100 0 072CC020100 1118691 072DD010100 105542 072DD020100 827 072EE000100 1038351 072 A000200 12 072 B000200 852 072 C000200 866770 072 D000200 0 072 E000200 -58476 072 F000200 243867 072 G000200 0 072 H000200 0 072 I000200 29569 072 J000200 4256 072 K000200 0 072 L000200 1450 072 M000200 396 072 N000200 535 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 127 072 S000200 237 072 T000200 0 072 U000200 0 072 V000200 0 072 W000200 628 072 X000200 281065 072 Y000200 0 072 Z000200 528081 072AA000200 1052652 072BB000200 0 072CC010200 0 072CC020200 4335228 072DD010200 571149 072DD020200 9359 072EE000200 1230023 PAGE 33 072 A000400 12 072 B000400 84997 072 C000400 285987 072 D000400 0 072 E000400 -2026 072 F000400 135288 072 G000400 0 072 H000400 0 072 I000400 18396 072 J000400 600 072 K000400 0 072 L000400 631 072 M000400 293 072 N000400 299 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 59 072 S000400 188 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 504 072 X000400 156258 072 Y000400 0 072 Z000400 212700 072AA000400 987379 072BB000400 0 072CC010400 0 072CC020400 1604477 072DD010400 153860 072DD020400 5380 072EE000400 1644802 072 A000500 12 072 B000500 15 072 C000500 83434 072 D000500 0 072 E000500 -5434 072 F000500 33845 072 G000500 0 072 H000500 0 072 I000500 5564 072 J000500 837 072 K000500 0 072 L000500 578 072 M000500 131 072 N000500 171 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 64 PAGE 34 072 S000500 86 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 269 072 X000500 41545 072 Y000500 0 072 Z000500 36470 072AA000500 126323 072BB000500 0 072CC010500 0 072CC020500 275003 072DD010500 47555 072DD020500 37 072EE000500 166592 072 A000600 12 072 B000600 574 072 C000600 73172 072 D000600 0 072 E000600 145 072 F000600 54446 072 G000600 0 072 H000600 0 072 I000600 4952 072 J000600 263 072 K000600 0 072 L000600 329 072 M000600 134 072 N000600 457 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 37 072 S000600 105 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 316 072 X000600 61039 072 Y000600 0 072 Z000600 12852 072AA000600 0 072BB000600 23570 072CC010600 0 072CC020600 373571 072DD010600 0 072DD020600 0 072EE000600 791681 072 A000700 12 072 B000700 4 072 C000700 71921 PAGE 35 072 D000700 0 072 E000700 -2924 072 F000700 34315 072 G000700 0 072 H000700 0 072 I000700 3451 072 J000700 466 072 K000700 0 072 L000700 259 072 M000700 137 072 N000700 98 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 24 072 S000700 90 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 278 072 X000700 39118 072 Y000700 0 072 Z000700 29883 072AA000700 136813 072BB000700 0 072CC010700 0 072CC020700 387077 072DD010700 40156 072DD020700 322 072EE000700 199928 072 A000800 12 072 B000800 9 072 C000800 39771 072 D000800 0 072 E000800 -2122 072 F000800 20503 072 G000800 0 072 H000800 0 072 I000800 1661 072 J000800 312 072 K000800 0 072 L000800 160 072 M000800 150 072 N000800 105 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 23 072 S000800 81 072 T000800 0 072 U000800 0 PAGE 36 072 V000800 0 072 W000800 256 072 X000800 23251 072 Y000800 0 072 Z000800 14407 072AA000800 148153 072BB000800 0 072CC010800 0 072CC020800 246659 072DD010800 16577 072DD020800 0 072EE000800 90353 073 A010100 0.4246 073 A020100 0.2805 073 B000100 4.1283 073 C000100 0.0000 073 A010200 0.5054 073 A020200 0.4144 073 B000200 1.0671 073 C000200 0.0000 073 A010400 0.2696 073 A020400 0.1590 073 B000400 2.7209 073 C000400 0.0000 073 A010500 0.2565 073 A020500 0.1946 073 B000500 0.8976 073 C000500 0.0000 073 A010600 0.0000 073 A020600 0.0000 073 B000600 5.3967 073 C000600 0.0000 073 A010700 0.3538 073 A020700 0.2403 073 B000700 1.7410 073 C000700 0.0000 073 A010800 0.1419 073 A020800 0.0000 073 B000800 0.7734 073 C000800 0.0000 074 A000100 0 074 B000100 352651 074 C000100 600004 074 D000100 0 074 E000100 0 074 F000100 15745232 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 349129 074 K000100 0 PAGE 37 074 L000100 55843 074 M000100 1 074 N000100 17102860 074 O000100 431985 074 P000100 1050 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 30437 074 S000100 0 074 T000100 16639388 074 U010100 269919 074 U020100 3209 074 V010100 60.93 074 V020100 60.59 074 W000100 0.0000 074 X000100 70457 074 Y000100 0 074 A000200 7295 074 B000200 303233 074 C000200 599857 074 D000200 0 074 E000200 0 074 F000200 25392252 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 167907 074 K000200 0 074 L000200 233891 074 M000200 1 074 N000200 26704436 074 O000200 161380 074 P000200 1949 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 66855 074 S000200 0 074 T000200 26474252 074 U010200 1214341 074 U020200 26124 074 V010200 21.34 074 V020200 21.40 074 W000200 0.0000 074 X000200 69324 074 Y000200 0 074 A000400 86 074 B000400 858826 PAGE 38 074 C000400 3126806 074 D000400 3052060 074 E000400 0 074 F000400 11066598 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 80859 074 K000400 0 074 L000400 77974 074 M000400 2 074 N000400 18263211 074 O000400 48918 074 P000400 1044 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 26989 074 S000400 0 074 T000400 18186260 074 U010400 576493 074 U020400 30277 074 V010400 29.98 074 V020400 29.75 074 W000400 0.0000 074 X000400 43731 074 Y000400 0 074 A000500 3004 074 B000500 155214 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 2689624 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 10566 074 K000500 0 074 L000500 18877 074 M000500 1 074 N000500 2877286 074 O000500 18065 074 P000500 275 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 5056 074 S000500 0 074 T000500 2853890 PAGE 39 074 U010500 195000 074 U020500 133 074 V010500 14.63 074 V020500 14.53 074 W000500 0.0000 074 X000500 9432 074 Y000500 0 074 A000600 0 074 B000600 394629 074 C000600 0 074 D000600 30032 074 E000600 0 074 F000600 5090873 074 G000600 0 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B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE JOHN KANE TITLE TREASURER EX-99.77B ACCT LTTR 2 ex77b.txt REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Harris Associates Investment Trust: In planning and performing our audits of the financial statements of Harris Associates Investment Trust (the "Trust"), comprised of Oakmark Fund, Oakmark Select Fund, Oakmark Equity and Income Fund, Oakmark Global Fund, Oakmark Global Select Fund, Oakmark International Fund, and Oakmark International Small Cap Fund, as of and for the year ended September 30, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Trust's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of a fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Trust's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust's internal control over financial reporting and their operations, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of September 30, 2015. This report is intended solely for the information and use of management, the Board of Trustees of Harris Associates Investment Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ DELOITTE & TOUCHE LLP November 17, 2015 EX-99.77O RULE 10F-3 3 ex77o.txt 10f-3 Exhibit Compliance Detail Issuer Name + CUSIP Goldman Sachs Floating Rate Notes due 2017 - 38148LAD8 Trade Date May 22, 2015 List of Underwriters Sole Manager: Goldman, Sachs & Co Co-Managers: ABN AMRO Securities (USA) LLC Banca IMI SpA BB&T Capital Markets, a division of BB&T Securities, LLC BBVA Securities Inc BNY Mellon Capital Markets, LLC Capital One Securities, Inc Fifth Third Securities, Inc ING Financial Markets LLC KeyBanc Capital Markets Inc Lloyds Securities Inc Mizuho Securities USA Inc Natixis Securities Americas LLC PNC Capital Markets LLC RBC Capital Markets, LLC Santander Investment Securities Inc Scotia Capital (USA) Inc SMBC Nikko Securities America, Inc SunTrust Robinson Humphrey, Inc TD Securities (USA) LLC UniCredit Capital Markets LLC US Bancorp Investments, Inc Drexel Hamilton, LLC Loop Capital Markets, LLC Mischler Financial Group, Inc Samuel A Ramirez & Company, Inc. Was the security: 33 Act Registration, Eligible Municipal Security, Eligible Government Offering, Foreign Offering, or Eligible 144A Offering Yes - Eligible 144A Offering Was security offered under a firm commitment underwriting (Must be 'YES') Yes Is an affiliated b/d a Sr. Manager or Co- Manager? Yes If yes, did the affiliate benefit directly or indirectly (Must be NO) No Name of Affiliate: Natixis Securities America LLC Underwriter (s) or Dealer(s) from Whom Purchased (Non-affiliates): Goldman Sachs Sector or Industry: Sector: Financials, Industry: Diversified Financials Date of First Offering: 05-22-2015 Ratings: S&P: A-, Fitch: Ae, Moodys: A3 Maturity Date: May 22, 2017 Coupon: 6.25% Unit Price: 100.000% of the principal amount Gross Underwriting Spread 0.67% per annum Gross Spread as a % of Price: ..9535 Yield: 1.087 Yield to Maturity 1.0865 as of 05/28/15 Principal Amount of Offering: $750,000,000 Subordination Features: None Years of Continued Operation: 25+ The adviser attests that the commission, spread or profit with respect to the transaction described is reasonable and fair compared to the commissions, spread or profit received by others in connection with the underwritings of similar securities during a comparable period of time.The adviser attests that the Total Percentage Purchased by adviser including all funds and private advisory accounts over which adviser has investment discretion did not exceed 25%. [If an eligible 144A offering, must be less than 25% of the 144A offering plus any concurrent public offering] PLEASE INDICATE PERCENTAGE 0.67% LIST EACH PARTICIPATING FUND Percent of Offering Purchased by Fund Dollar Value of Offering Purchased by Fund Oakmark Equity & Income Fund 0.67% $5,000,000.00 Total Purchased for Oakmark Funds which Harris Associates L.P. manages 0.67% $5,000,000.00 Total Percent Purchased by all Funds and private advisory accounts over which Harris Associates L.P. has investment discretion. 0.67% $5,000,000.00 EX-99.77O RULE 10F-3 4 ex77o2.txt Date: May 29, 2015 To: D. J. Gorman, HAIT CCO From: Colin P. McFarland and Robert Reey Subject: Acquisition of Goldman Sachs Floating Rate Notes through a Rule 144A offering to Qualified Institutional Buyers As required pursuant to the Funds' Affiliated Underwriting Procedures Pursuant to Rule 10f-3 (the "Procedures"), a report must be made to the Trustees at the next regularly scheduled Board meeting following a purchase of securities for a Fund in an underwriting in which any broker-dealer affiliate of the Adviser is a "principal underwriter". On May 22, 2015, the Oakmark Equity & Income Fund purchased $5,000,000 of Goldman Sachs 2 Year Floating Rate Notes due May 22, 2017, representing 0.67% of the $750,000,000 offered. Natixis Securities America ("NSA"), an affiliate of the Adviser, was a co-manager entitled to a selling concession/gross spread. NSA did not receive an underwriting concession/gross spread in connection with the Fund's purchase. The transaction met all of the requirements of Section A of the Procedures, including a determination of appropriate registration, fair pricing, minimum continuous operating requirements for the issuer, a firm commitment clause in the underwriting agreement, a reasonable and fair commission, a purchase of less than the maximum percentage permitted, and no prohibited affiliated transactions, as applicable. Pursuant to the Procedures, this transaction will be reported on the Funds' Form N-SAR. 111 South Wacker Drive, Suite 4600, Chicago, Illinois 60606 ? 312.646.3600 ? harrisassoc.com