UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-06279 | |||||
Harris Associates Investment Trust | ||||||
(Exact name of registrant as specified in charter) | ||||||
111 South Wacker Drive, Suite 4600 Chicago, Illinois |
60606 | |||||
(Address of principal executive offices) | (Zip code) | |||||
John Kane, Chief Compliance Officer Harris Associates L.P. 111 South Wacker Drive, Suite 4600 Chicago, Illinois 60606 | ||||||
(Name and address of agent for service) | ||||||
Registrant's telephone number, including area code: | 312-646-3561 | |||||
Date of fiscal year end: | 09/30 | |||||
Date of reporting period: | 07/01/2020 - 06/30/2021 | |||||
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-06279 Reporting Period: 07/01/2020 - 06/30/2021 Harris Associates Investment Trust ============================ The Oakmark Bond Fund ============================= GCI LIBERTY, INC. Ticker: GLIBA Security ID: 36164V503 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307503 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie D. Frist For For Management 1.2 Elect Director J. David Wargo For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G203 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Stock Repurchase Plan For For Management 2 Amend Omnibus Stock Plan For For Management ======================= The Oakmark Equity & Income Fund ======================= AGILENT TECHNOLOGIES, INC. Ticker: A Security ID: 00846U101 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mala Anand For For Management 1.2 Elect Director Koh Boon Hwee For For Management 1.3 Elect Director Michael R. McMullen For For Management 1.4 Elect Director Daniel K. Podolsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Franklin W. Hobbs For For Management 1b Elect Director Kenneth J. Bacon For For Management 1c Elect Director Katryn (Trynka) For For Management Shineman Blake 1d Elect Director Maureen A. For For Management Breakiron-Evans 1e Elect Director William H. Cary For For Management 1f Elect Director Mayree C. Clark For For Management 1g Elect Director Kim S. Fennebresque For For Management 1h Elect Director Marjorie Magner For For Management 1i Elect Director Brian H. Sharples For For Management 1j Elect Director John J. Stack For For Management 1k Elect Director Michael F. Steib For For Management 1l Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For For Management 1b Elect Director Sergey Brin For For Management 1c Elect Director Sundar Pichai For For Management 1d Elect Director John L. Hennessy For For Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director L. John Doerr For For Management 1g Elect Director Roger W. Ferguson, Jr. For For Management 1h Elect Director Ann Mather For For Management 1i Elect Director Alan R. Mulally For For Management 1j Elect Director K. Ram Shriram For For Management 1k Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 6 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 7 Report on Takedown Requests Against Against Shareholder 8 Report on Whistleblower Policies and Against Against Shareholder Practices 9 Report on Charitable Contributions Against Against Shareholder 10 Report on Risks Related to Against Against Shareholder Anticompetitive Practices 11 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Cole, Jr. For For Management 1b Elect Director W. Don Cornwell For For Management 1c Elect Director Brian Duperreault For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 1m Elect Director Peter S. Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ARCONIC CORPORATION Ticker: ARNC Security ID: 03966V107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick "Fritz" A. For For Management Henderson 1b Elect Director William F. Austen For For Management 1c Elect Director Christopher L. Ayers For For Management 1d Elect Director Margaret "Peg" S. For For Management Billson 1e Elect Director Jacques Croisetiere For For Management 1f Elect Director Elmer L. Doty For For Management 1g Elect Director Carol S. Eicher For For Management 1h Elect Director Timothy D. Myers For For Management 1i Elect Director E. Stanley O'Neal For For Management 1j Elect Director Jeffrey Stafeil For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Glenn D. Fogel For For Management 1.3 Elect Director Mirian M. Graddick-Weir For For Management 1.4 Elect Director Wei Hopeman For For Management 1.5 Elect Director Robert J. Mylod, Jr. For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Nicholas J. Read For For Management 1.8 Elect Director Thomas E. Rothman For For Management 1.9 Elect Director Bob van Dijk For For Management 1.10 Elect Director Lynn M. Vojvodich For For Management 1.11 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Provide Right to Act by Written Consent For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Report on Annual Climate Transition Against Against Shareholder 8 Annual Investor Advisory Vote on Against Against Shareholder Climate Plan -------------------------------------------------------------------------------- BORGWARNER INC. Ticker: BWA Security ID: 099724106 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Nelda J. Connors For For Management 1B Elect Director Dennis C. Cuneo For For Management 1C Elect Director David S. Haffner For For Management 1D Elect Director Michael S. Hanley For For Management 1E Elect Director Frederic B. Lissalde For For Management 1F Elect Director Paul A. Mascarenas For For Management 1G Elect Director Shaun E. McAlmont For For Management 1H Elect Director Deborah D. McWhinney For For Management 1I Elect Director Alexis P. Michas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED Ticker: CSL Security ID: 142339100 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James D. Frias For For Management 1b Elect Director Maia A. Hansen For For Management 1c Elect Director Corrine D. Ricard For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARTER'S, INC. Ticker: CRI Security ID: 146229109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hali Borenstein For For Management 1b Elect Director Giuseppina Buonfantino For For Management 1c Elect Director Michael D. Casey For For Management 1d Elect Director A. Bruce Cleverly For For Management 1e Elect Director Jevin S. Eagle For For Management 1f Elect Director Mark P. Hipp For For Management 1g Elect Director William J. Montgoris For For Management 1h Elect Director David Pulver For For Management 1i Elect Director Gretchen W. Schar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CHAMPIONX CORP. Ticker: CHX Security ID: 15872M104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sivasankaran (Soma) For For Management Somasundaram 1.2 Elect Director Stephen K. Wagner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For For Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For For Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Require Independent Board Chair Against Against Shareholder 5 Publish Annually a Report Assessing Against Against Shareholder Diversity, Equity, and Inclusion Efforts 6 Report on Greenhouse Gas Emissions Against Against Shareholder Disclosure 7 Adopt Policy to Annually Disclose Against Against Shareholder EEO-1 Data -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks Posed by the Failing Against Against Shareholder to Prevent Workplace Sexual Harassment -------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Ticker: STZ Security ID: 21036P108 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christy Clark For For Management 1.2 Elect Director Jennifer M. Daniels For For Management 1.3 Elect Director Jerry Fowden For For Management 1.4 Elect Director Ernesto M. Hernandez For For Management 1.5 Elect Director Susan Somersille Johnson For For Management 1.6 Elect Director James A. Locke, III For For Management 1.7 Elect Director Jose Manuel Madero Garza For For Management 1.8 Elect Director Daniel J. McCarthy For For Management 1.9 Elect Director William A. Newlands For For Management 1.10 Elect Director Richard Sands For For Management 1.11 Elect Director Robert Sands For For Management 1.12 Elect Director Judy A. Schmeling For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- DIAGEO PLC Ticker: DGE Security ID: 25243Q205 Meeting Date: SEP 28, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Melissa Bethell as Director For For Management 6 Re-elect Javier Ferran as Director For For Management 7 Re-elect Susan Kilsby as Director For For Management 8 Re-elect Lady Mendelsohn as Director For For Management 9 Re-elect Ivan Menezes as Director For For Management 10 Re-elect Kathryn Mikells as Director For For Management 11 Re-elect Alan Stewart as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Amend Diageo 2001 Share Incentive Plan For For Management 17 Approve Diageo 2020 Sharesave Plan For For Management 18 Approve Diageo Deferred Bonus Share For For Management Plan 19 Authorise the Company to Establish For For Management International Share Plans 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Adopt New Articles of Association For For Management 24 Authorise 2019 Share Buy-backs and For For Management Employee Benefit and Share Ownership Trust Transactions -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For Against Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For For Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Non-Employee Director For For Management Compensation Policy 4 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against Against Shareholder 6 Report on Online Child Sexual Against Against Shareholder Exploitation 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 8 Report on Platform Misuse Against Against Shareholder 9 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For For Management 1.2 Elect Director Alison Davis For For Management 1.3 Elect Director Henrique de Castro For For Management 1.4 Elect Director Harry F. DiSimone For For Management 1.5 Elect Director Dennis F. Lynch For For Management 1.6 Elect Director Heidi G. Miller For For Management 1.7 Elect Director Scott C. Nuttall For For Management 1.8 Elect Director Denis J. O'Leary For For Management 1.9 Elect Director Doyle R. Simons For For Management 1.10 Elect Director Kevin M. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter M. Carlino For For Management 1b Elect Director Carol (Lili) Lynton For For Management 1c Elect Director Joseph W. Marshall, III For For Management 1d Elect Director James B. Perry For For Management 1e Elect Director Barry F. Schwartz For For Management 1f Elect Director Earl C. Shanks For For Management 1g Elect Director E. Scott Urdang For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GCI LIBERTY, INC. Ticker: GLIBA Security ID: 36164V503 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director Catherine B. Reynolds For For Management 1i Elect Director Laura J. Schumacher For For Management 1j Elect Director Robert K. Steel For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Carol M. Stephenson For For Management 1j Elect Director Mark A. Tatum For For Management 1k Elect Director Devin N. Wenig For For Management 1l Elect Director Margaret C. Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Link Executive Pay to Social Criteria Against Against Shareholder -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of Capital For For Management Contribution Reserves 3 Re-elect Anthony Hayward as Director For For Management 4 Re-elect Ivan Glasenberg as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Martin Gilbert as Director For For Management 7 Re-elect Gill Marcus as Director For For Management 8 Re-elect Patrice Merrin as Director For For Management 9 Re-elect Kalidas Madhavpeddi as For For Management Director 10 Elect Cynthia Carroll as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Approve Incentive Plan For For Management 14 Approve Company's Climate Action For For Management Transition Plan 15 Approve Remuneration Policy For For Management 16 Approve Remuneration Report For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Assess Feasibility of Increasing the Against Against Shareholder Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation -------------------------------------------------------------------------------- HOWMET AEROSPACE INC. Ticker: HWM Security ID: 443201108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director Sharon R. Barner For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Robert F. Leduc For For Management 1f Elect Director David J. Miller For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Tolga I. Oal For For Management 1i Elect Director Nicole W. Piasecki For For Management 1j Elect Director John C. Plant For For Management 1k Elect Director Ulrich R. Schmidt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Raquel C. Bono For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director Wayne A. I. Frederick For For Management 1f Elect Director John W. Garratt For For Management 1g Elect Director David A. Jones, Jr. For For Management 1h Elect Director Karen W. Katz For For Management 1i Elect Director Marcy S. Klevorn For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director Jorge S. Mesquita For For Management 1l Elect Director James J. O'Brien For For Management 1m Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Ticker: JCI Security ID: G51502105 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle For For Management Perochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company For For Management Shares 4 Determine Price Range for Reissuance For For Management of Treasury Shares 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Omnibus Stock Plan For For Management 7 Approve the Directors' Authority to For For Management Allot Shares 8 Approve the Disapplication of For For Management Statutory Pre-Emption Rights -------------------------------------------------------------------------------- KEURIG DR PEPPER INC. Ticker: KDP Security ID: 49271V100 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert J. Gamgort For For Management 1B Elect Director Olivier Goudet For For Management 1C Elect Director Peter Harf For For Management 1D Elect Director Juliette Hickman For For Management 1E Elect Director Genevieve Hovde For For Management 1F Elect Director Paul S. Michaels For For Management 1G Elect Director Pamela H. Patsley For For Management 1H Elect Director Gerhard Pleuhs For For Management 1I Elect Director Lubomira Rochet For For Management 1J Elect Director Debra Sandler For For Management 1K Elect Director Robert Singer For For Management 1L Elect Director Justine Tan For For Management 1M Elect Director Nelson Urdaneta For For Management 1N Elect Director Larry D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mei-Wei Cheng For For Management 1b Elect Director Jonathan F. Foster For For Management 1c Elect Director Bradley M. Halverson For For Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Roger A. Krone For For Management 1f Elect Director Patricia L. Lewis For For Management 1g Elect Director Kathleen A. Ligocki For For Management 1h Elect Director Conrad L. Mallett, Jr. For For Management 1i Elect Director Raymond E. Scott For For Management 1j Elect Director Gregory C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY BROADBAND CORPORATION Ticker: LBRDK Security ID: 530307503 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie D. Frist For For Management 1.2 Elect Director J. David Wargo For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- LIVANOVA PLC Ticker: LIVN Security ID: G5509L101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francesco Bianchi For For Management 1.2 Elect Director Stacy Enxing Seng For For Management 1.3 Elect Director William Kozy For For Management 1.4 Elect Director Damien McDonald For For Management 1.5 Elect Director Daniel Moore For For Management 1.6 Elect Director Alfred Novak For For Management 1.7 Elect Director Sharon O'Kane For For Management 1.8 Elect Director Arthur L. Rosenthal For For Management 1.9 Elect Director Andrea Saia For For Management 1.10 Elect Director Todd Schermerhorn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Authorise Issue of Equity For For Management 5 Authorise Issue of Equity without For For Management Pre-emptive Rights 6 Approve Remuneration Report For For Management 7 Accept Financial Statements and For For Management Statutory Reports 8 Reappoint PricewaterhouseCoopers LLP For For Management as UK Statutory Auditor 9 Authorize Board to Fix Remuneration of For For Management Auditor -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: 641069406 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.75 per Share 4.1.a Reelect Paul Bulcke as Director and For For Management Board Chairman 4.1.b Reelect Ulf Schneider as Director For For Management 4.1.c Reelect Henri de Castries as Director For For Management 4.1.d Reelect Renato Fassbind as Director For For Management 4.1.e Reelect Pablo Isla as Director For For Management 4.1.f Reelect Ann Veneman as Director For For Management 4.1.g Reelect Eva Cheng as Director For For Management 4.1.h Reelect Patrick Aebischer as Director For For Management 4.1.i Reelect Kasper Rorsted as Director For For Management 4.1.j Reelect Kimberly Ross as Director For For Management 4.1.k Reelect Dick Boer as Director For For Management 4.1.l Reelect Dinesh Paliwal as Director For For Management 4.1.m Reelect Hanne Jimenez de Mora as For For Management Director 4.2 Elect Lindiwe Sibanda as Director For For Management 4.3.1 Appoint Pablo Isla as Member of the For For Management Compensation Committee 4.3.2 Appoint Patrick Aebischer as Member of For For Management the Compensation Committee 4.3.3 Appoint Dick Boer as Member of the For For Management Compensation Committee 4.3.4 Appoint Kasper Rorsted as Member of For For Management the Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Hartmann Dreyer as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 57.5 Million 6 Approve CHF 6.6 Million Reduction in For For Management Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares 7 Approve Climate Action Plan For For Management 8 Transact Other Business (Voting) Against Against Management -------------------------------------------------------------------------------- NOV INC. Ticker: NOV Security ID: 62955J103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clay C. Williams For For Management 1b Elect Director Greg L. Armstrong For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Ben A. Guill For For Management 1e Elect Director James T. Hackett For For Management 1f Elect Director David D. Harrison For For Management 1g Elect Director Eric L. Mattson For For Management 1h Elect Director Melody B. Meyer For For Management 1i Elect Director William R. Thomas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PDC ENERGY, INC. Ticker: PDCE Security ID: 69327R101 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barton R. Brookman For For Management 1.2 Elect Director Mark E. Ellis For For Management 1.3 Elect Director Paul J. Korus For For Management 1.4 Elect Director David C. Parke For For Management 1.5 Elect Director Lynn A. Peterson For For Management 1.6 Elect Director Carlos A. Sabater For For Management 1.7 Elect Director Diana L. Sands For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brant Bonin Bough For For Management 1b Elect Director Andre Calantzopoulos For For Management 1c Elect Director Michel Combes For For Management 1d Elect Director Juan Jose Daboub For For Management 1e Elect Director Werner Geissler For For Management 1f Elect Director Lisa A. Hook For For Management 1g Elect Director Jun Makihara For For Management 1h Elect Director Kalpana Morparia For For Management 1i Elect Director Lucio A. Noto For For Management 1j Elect Director Jacek Olczak For For Management 1k Elect Director Frederik Paulsen For For Management 1l Elect Director Robert B. Polet For For Management 1m Elect Director Shlomo Yanai For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director Arthur F. Ryan For For Management 1c Elect Director George L. Sing For For Management 1d Elect Director Marc Tessier-Lavigne For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- REINSURANCE GROUP OF AMERICA, INCORPORATED Ticker: RGA Security ID: 759351604 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pina Albo For For Management 1b Elect Director Christine R. Detrick For For Management 1c Elect Director J. Cliff Eason For For Management 1d Elect Director John J. Gauthier For For Management 1e Elect Director Patricia L. Guinn For For Management 1f Elect Director Anna Manning For For Management 1g Elect Director Hazel M. McNeilage For For Management 1h Elect Director Stephen O'Hearn For For Management 1i Elect Director Frederick J. Sievert For For Management 1j Elect Director Shundrawn Thomas For For Management 1k Elect Director Stanley B. Tulin For For Management 1l Elect Director Steven C. Van Wyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Amend Non-Employee Director Stock For For Management Awards in Lieu of Cash 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Craig Conway For For Management 1c Elect Director Parker Harris For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Robin Washington For For Management 1j Elect Director Maynard Webb For For Management 1k Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- SEALED AIR CORPORATION Ticker: SEE Security ID: 81211K100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zubaid Ahmad For For Management 1b Elect Director Francoise Colpron For For Management 1c Elect Director Edward L. Doheny, II For For Management 1d Elect Director Michael P. Doss For For Management 1e Elect Director Henry R. Keizer For For Management 1f Elect Director Harry A. Lawton, III For For Management 1g Elect Director Neil Lustig For For Management 1h Elect Director Suzanne B. Rowland For For Management 1i Elect Director Jerry R. Whitaker For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G203 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: MAY 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Stock Repurchase Plan For For Management 2 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de Saint-Aignan For For Management 1b Elect Director Marie A. Chandoha For For Management 1c Elect Director Amelia C. Fawcett For For Management 1d Elect Director William C. Freda For For Management 1e Elect Director Sara Mathew For For Management 1f Elect Director William L. Meaney For For Management 1g Elect Director Ronald P. O'Hanley For For Management 1h Elect Director Sean O'Sullivan For For Management 1i Elect Director Julio A. Portalatin For For Management 1j Elect Director John B. Rhea For For Management 1k Elect Director Richard P. Sergel For For Management 1l Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko None None Management *Withdrawn Resolution* 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Yong Nam For For Management 1j Elect Director Daniel J. Phelan For For Management 1k Elect Director Abhijit Y. Talwalkar For For Management 1l Elect Director Mark C. Trudeau For For Management 1m Elect Director Dawn C. Willoughby For For Management 1n Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 25, 2020 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 25, 2020 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 25, 2020 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve Maximum Aggregate Remuneration For For Management of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 25, 2020 12 Approve Declaration of Dividend For For Management 13 Approve Reduction in Share Capital via For For Management Cancelation of Shares 14 Amend Non-Qualified Employee Stock For For Management Purchase Plan 15 Amend Omnibus Stock Plan For For Management 16 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE HOWARD HUGHES CORPORATION Ticker: HHC Security ID: 44267D107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William A. Ackman For For Management 1b Elect Director Adam Flatto For For Management 1c Elect Director Jeffrey Furber For For Management 1d Elect Director Beth Kaplan For For Management 1e Elect Director Allen Model For For Management 1f Elect Director David O'Reilly For For Management 1g Elect Director R. Scot Sellers For For Management 1h Elect Director Steven Shepsman For For Management 1i Elect Director Mary Ann Tighe For For Management 1j Elect Director Anthony Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THOR INDUSTRIES, INC. Ticker: THO Security ID: 885160101 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: OCT 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Graves For For Management 1.2 Elect Director Amelia A. Huntington For For Management 1.3 Elect Director Wilson Jones For For Management 1.4 Elect Director Christopher Klein For For Management 1.5 Elect Director J. Allen Kosowsky For For Management 1.6 Elect Director Robert W. Martin For For Management 1.7 Elect Director Peter B. Orthwein For For Management 1.8 Elect Director Jan H. Suwinski For For Management 1.9 Elect Director James L. Ziemer For For Management 1.10 Elect Director William J. Kelley, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Gail R. Wilensky For For Management 1i Elect Director Andrew Witty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- WORLD WRESTLING ENTERTAINMENT, INC. Ticker: WWE Security ID: 98156Q108 Meeting Date: JUL 16, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vincent K. McMahon For For Management 1.2 Elect Director Stephanie McMahon For For Management Levesque 1.3 Elect Director Paul "Triple H" Levesque For For Management 1.4 Elect Director Stuart U. Goldfarb For For Management 1.5 Elect Director Laureen Ong For For Management 1.6 Elect Director Robyn W. Peterson For For Management 1.7 Elect Director Frank A. Riddick, III For For Management 1.8 Elect Director Man Jit Singh For For Management 1.9 Elect Director Jeffrey R. Speed For For Management 1.10 Elect Director Alan M. Wexler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Michael J. Farrell For For Management 1d Elect Director Robert A. Hagemann For For Management 1e Elect Director Bryan C. Hanson For For Management 1f Elect Director Arthur J. Higgins For For Management 1g Elect Director Maria Teresa Hilado For For Management 1h Elect Director Syed Jafry For For Management 1i Elect Director Sreelakshmi Kolli For For Management 1j Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Deferred Compensation Plan For For Management 7 Provide Right to Call Special Meeting For For Management =============================== The Oakmark Fund =============================== ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Franklin W. Hobbs For For Management 1b Elect Director Kenneth J. Bacon For For Management 1c Elect Director Katryn (Trynka) For For Management Shineman Blake 1d Elect Director Maureen A. For For Management Breakiron-Evans 1e Elect Director William H. Cary For For Management 1f Elect Director Mayree C. Clark For For Management 1g Elect Director Kim S. Fennebresque For For Management 1h Elect Director Marjorie Magner For For Management 1i Elect Director Brian H. Sharples For For Management 1j Elect Director John J. Stack For For Management 1k Elect Director Michael F. Steib For For Management 1l Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For For Management 1b Elect Director Sergey Brin For For Management 1c Elect Director Sundar Pichai For For Management 1d Elect Director John L. Hennessy For For Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director L. John Doerr For For Management 1g Elect Director Roger W. Ferguson, Jr. For For Management 1h Elect Director Ann Mather For For Management 1i Elect Director Alan R. Mulally For For Management 1j Elect Director K. Ram Shriram For For Management 1k Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 6 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 7 Report on Takedown Requests Against Against Shareholder 8 Report on Whistleblower Policies and Against Against Shareholder Practices 9 Report on Charitable Contributions Against Against Shareholder 10 Report on Risks Related to Against Against Shareholder Anticompetitive Practices 11 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director William F. Gifford, Jr. For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Ellen R. Strahlman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Underage Tobacco Prevention Against Against Shareholder Policies and Marketing Practices 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas J. Baltimore For For Management 1b Elect Director Charlene Barshefsky For For Management 1c Elect Director John J. Brennan For For Management 1d Elect Director Peter Chernin For For Management 1e Elect Director Ralph de la Vega For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Charles E. Phillips For For Management 1j Elect Director Lynn A. Pike For For Management 1k Elect Director Stephen J. Squeri For For Management 1l Elect Director Daniel L. Vasella For For Management 1m Elect Director Lisa W. Wardell For For Management 1n Elect Director Ronald A. Williams For For Management 1o Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Publish Annually a Report Assessing Against Against Shareholder Diversity, Equity, and Inclusion Efforts -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Cole, Jr. For For Management 1b Elect Director W. Don Cornwell For For Management 1c Elect Director Brian Duperreault For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 1m Elect Director Peter S. Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- APA CORP. Ticker: APA Security ID: 03743Q108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Annell R. Bay For For Management 2 Elect Director John J. Christmann, IV For For Management 3 Elect Director Juliet S. Ellis For For Management 4 Elect Director Chansoo Joung For For Management 5 Elect Director John E. Lowe For For Management 6 Elect Director H. Lamar McKay For For Management 7 Elect Director William C. Montgomery For For Management 8 Elect Director Amy H. Nelson For For Management 9 Elect Director Daniel W. Rabun For For Management 10 Elect Director Peter A. Ragauss For For Management 11 Ratify Ernst & Young LLP as Auditor For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Amend Charter to Remove the For For Management Pass-Through Voting Provision -------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Ticker: ADP Security ID: 053015103 Meeting Date: NOV 11, 2020 Meeting Type: Annual Record Date: SEP 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Bisson For For Management 1b Elect Director Richard T. Clark For For Management 1c Elect Director Linnie M. Haynesworth For For Management 1d Elect Director John P. Jones For For Management 1e Elect Director Francine S. Katsoudas For For Management 1f Elect Director Nazzic S. Keene For For Management 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Scott F. Powers For For Management 1i Elect Director William J. Ready For For Management 1j Elect Director Carlos A. Rodriguez For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Glenn D. Fogel For For Management 1.3 Elect Director Mirian M. Graddick-Weir For For Management 1.4 Elect Director Wei Hopeman For For Management 1.5 Elect Director Robert J. Mylod, Jr. For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Nicholas J. Read For For Management 1.8 Elect Director Thomas E. Rothman For For Management 1.9 Elect Director Bob van Dijk For For Management 1.10 Elect Director Lynn M. Vojvodich For For Management 1.11 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Provide Right to Act by Written Consent For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Report on Annual Climate Transition Against Against Shareholder 8 Annual Investor Advisory Vote on Against Against Shareholder Climate Plan -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Ime Archibong For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Francois Locoh-Donou For For Management 1g Elect Director Peter E. Raskind For For Management 1h Elect Director Eileen Serra For For Management 1i Elect Director Mayo A. Shattuck, III For For Management 1j Elect Director Bradford H. Warner For For Management 1k Elect Director Catherine G. West For For Management 1l Elect Director Craig Anthony Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Gerald Johnson For For Management 1.5 Elect Director David W. MacLennan For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Climate Policy Against Against Shareholder 5 Report on Diversity and Inclusion Against Against Shareholder Efforts 6 Amend Certificate of Incorporate to Against Against Shareholder become Public Benefit Corporation 7 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CBRE GROUP, INC. Ticker: CBRE Security ID: 12504L109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brandon B. Boze For For Management 1b Elect Director Beth F. Cobert For For Management 1c Elect Director Reginald H. Gilyard For For Management 1d Elect Director Shira D. Goodman For For Management 1e Elect Director Christopher T. Jenny For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Oscar Munoz For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Laura D. Tyson For For Management 1j Elect Director Sanjiv Yajnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For For Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For For Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Require Independent Board Chair Against Against Shareholder 5 Publish Annually a Report Assessing Against Against Shareholder Diversity, Equity, and Inclusion Efforts 6 Report on Greenhouse Gas Emissions Against Against Shareholder Disclosure 7 Adopt Policy to Annually Disclose Against Against Shareholder EEO-1 Data -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks Posed by the Failing Against Against Shareholder to Prevent Workplace Sexual Harassment -------------------------------------------------------------------------------- CONCHO RESOURCES INC. Ticker: CXO Security ID: 20605P101 Meeting Date: JAN 15, 2021 Meeting Type: Special Record Date: DEC 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director Timothy A. Leach For For Management 1i Elect Director William H. McRaven For For Management 1j Elect Director Sharmila Mulligan For For Management 1k Elect Director Eric D. Mullins For For Management 1l Elect Director Arjun N. Murti For For Management 1m Elect Director Robert A. Niblock For For Management 1n Elect Director David T. Seaton For For Management 1o Elect Director R.A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote For For Shareholder 5 Emission Reduction Targets Against Against Shareholder -------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Ticker: STZ Security ID: 21036P108 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christy Clark For For Management 1.2 Elect Director Jennifer M. Daniels For For Management 1.3 Elect Director Jerry Fowden For For Management 1.4 Elect Director Ernesto M. Hernandez For For Management 1.5 Elect Director Susan Somersille Johnson For For Management 1.6 Elect Director James A. Locke, III For For Management 1.7 Elect Director Jose Manuel Madero Garza For For Management 1.8 Elect Director Daniel J. McCarthy For For Management 1.9 Elect Director William A. Newlands For For Management 1.10 Elect Director Richard Sands For For Management 1.11 Elect Director Robert Sands For For Management 1.12 Elect Director Judy A. Schmeling For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Carla A. Harris For For Management 7 Elect Director Robert K. Herdman For For Management 8 Elect Director Alexis M. Herman For For Management 9 Elect Director Thomas J. Lynch For For Management 10 Elect Director William I. Miller For For Management 11 Elect Director Georgia R. Nelson For For Management 12 Elect Director Kimberly A. Nelson For For Management 13 Elect Director Karen H. Quintos For For Management 14 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 15 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 16 Abolish Professional Services Allowance Against Against Shareholder -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For Against Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 13, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David A. Barnes For For Management 1d Elect Director Raul J. Fernandez For For Management 1e Elect Director David L. Herzog For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Ian C. Read For For Management 1h Elect Director Michael J. Salvino For For Management 1i Elect Director Manoj P. Singh For For Management 1j Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Diana Farrell For For Management 1d Elect Director Logan D. Green For For Management 1e Elect Director Bonnie S. Hammer For For Management 1f Elect Director E. Carol Hayles For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Paul S. Pressler For For Management 1k Elect Director Mohak Shroff For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Improve Principles of Executive Against Against Shareholder Compensation Program 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Michael T. Kerr For For Management 1g Elect Director Julie J. Robertson For For Management 1h Elect Director Donald F. Textor For For Management 1i Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For For Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Non-Employee Director For For Management Compensation Policy 4 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against Against Shareholder 6 Report on Online Child Sexual Against Against Shareholder Exploitation 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 8 Report on Platform Misuse Against Against Shareholder 9 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For For Management 1.2 Elect Director Alison Davis For For Management 1.3 Elect Director Henrique de Castro For For Management 1.4 Elect Director Harry F. DiSimone For For Management 1.5 Elect Director Dennis F. Lynch For For Management 1.6 Elect Director Heidi G. Miller For For Management 1.7 Elect Director Scott C. Nuttall For For Management 1.8 Elect Director Denis J. O'Leary For For Management 1.9 Elect Director Doyle R. Simons For For Management 1.10 Elect Director Kevin M. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GARTNER, INC. Ticker: IT Security ID: 366651107 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter E. Bisson For For Management 1b Elect Director Richard J. Bressler For For Management 1c Elect Director Raul E. Cesan For For Management 1d Elect Director Karen E. Dykstra For For Management 1e Elect Director Anne Sutherland Fuchs For For Management 1f Elect Director William O. Grabe For For Management 1g Elect Director Eugene A. Hall For For Management 1h Elect Director Stephen G. Pagliuca For For Management 1i Elect Director Eileen M. Serra For For Management 1j Elect Director James C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director Catherine B. Reynolds For For Management 1i Elect Director Laura J. Schumacher For For Management 1j Elect Director Robert K. Steel For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sebastien Bazin For For Management 1b Elect Director Ashton Carter For For Management 1c Elect Director H. Lawrence Culp, Jr. For For Management 1d Elect Director Francisco D'Souza For For Management 1e Elect Director Edward Garden For For Management 1f Elect Director Thomas Horton For For Management 1g Elect Director Risa Lavizzo-Mourey For For Management 1h Elect Director Catherine Lesjak For For Management 1i Elect Director Paula Rosput Reynolds For For Management 1j Elect Director Leslie Seidman For For Management 1k Elect Director James Tisch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Reverse Stock Split For For Management 5 Require More Director Nominations Than Against Against Shareholder Open Seats 6 Require Independent Board Chair Against Against Shareholder 7 Report on Meeting the Criteria of the For For Shareholder Net Zero Indicator -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Carol M. Stephenson For For Management 1j Elect Director Mark A. Tatum For For Management 1k Elect Director Devin N. Wenig For For Management 1l Elect Director Margaret C. Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Link Executive Pay to Social Criteria Against Against Shareholder -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Assess Feasibility of Increasing the Against Against Shareholder Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Nassetta For For Management 1b Elect Director Jonathan D. Gray For For Management 1c Elect Director Charlene T. Begley For For Management 1d Elect Director Chris Carr For For Management 1e Elect Director Melanie L. Healey For For Management 1f Elect Director Raymond E. Mabus, Jr. For For Management 1g Elect Director Judith A. McHale For For Management 1h Elect Director John G. Schreiber For For Management 1i Elect Director Elizabeth A. Smith For For Management 1j Elect Director Douglas M. Steenland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Raquel C. Bono For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director Wayne A. I. Frederick For For Management 1f Elect Director John W. Garratt For For Management 1g Elect Director David A. Jones, Jr. For For Management 1h Elect Director Karen W. Katz For For Management 1i Elect Director Marcy S. Klevorn For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director Jorge S. Mesquita For For Management 1l Elect Director James J. O'Brien For For Management 1m Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KEURIG DR PEPPER INC. Ticker: KDP Security ID: 49271V100 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert J. Gamgort For For Management 1B Elect Director Olivier Goudet For For Management 1C Elect Director Peter Harf For For Management 1D Elect Director Juliette Hickman For For Management 1E Elect Director Genevieve Hovde For For Management 1F Elect Director Paul S. Michaels For For Management 1G Elect Director Pamela H. Patsley For For Management 1H Elect Director Gerhard Pleuhs For For Management 1I Elect Director Lubomira Rochet For For Management 1J Elect Director Debra Sandler For For Management 1K Elect Director Robert Singer For For Management 1L Elect Director Justine Tan For For Management 1M Elect Director Nelson Urdaneta For For Management 1N Elect Director Larry D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Merit E. Janow For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Oki Matsumoto For For Management 1h Elect Director Michael Miebach For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL Ticker: MGM Security ID: 552953101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry Diller For For Management 1b Elect Director William W. Grounds For For Management 1c Elect Director Alexis M. Herman For For Management 1d Elect Director William J. Hornbuckle For For Management 1e Elect Director Mary Chris Jammet For For Management 1f Elect Director John Kilroy For For Management 1g Elect Director Joey Levin For For Management 1h Elect Director Rose McKinney-James For For Management 1i Elect Director Keith A. Meister For For Management 1j Elect Director Paul Salem For For Management 1k Elect Director Gregory M. Spierkel For For Management 1l Elect Director Jan G. Swartz For For Management 1m Elect Director Daniel J. Taylor For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize New Class of Preferred Stock For For Management -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jorge A. Bermudez For For Management 1b Elect Director Therese Esperdy For For Management 1c Elect Director Robert Fauber For For Management 1d Elect Director Vincent A. Forlenza For For Management 1e Elect Director Kathryn M. Hill For For Management 1f Elect Director Lloyd W. Howell, Jr. For For Management 1g Elect Director Raymond W. McDaniel, Jr. For For Management 1h Elect Director Leslie F. Seidman For For Management 1i Elect Director Bruce Van Saun For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve 2020 Decarbonization Plan For For Management -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard N. Barton For For Management 1b Elect Director Rodolphe Belmer For For Management 1c Elect Director Bradford L. Smith For For Management 1d Elect Director Anne M. Sweeney For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder 5 Adopt Simple Majority Vote Against Against Shareholder 6 Improve the Executive Compensation Against Against Shareholder Philosophy -------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Ticker: PH Security ID: 701094104 Meeting Date: OCT 28, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee C. Banks For For Management 1b Elect Director Robert G. Bohn For For Management 1c Elect Director Linda S. Harty For For Management 1d Elect Director Kevin A. Lobo For For Management 1e Elect Director Candy M. Obourn For For Management 1f Elect Director Joseph Scaminace For For Management 1g Elect Director Ake Svensson For For Management 1h Elect Director Laura K. Thompson For For Management 1i Elect Director James R. Verrier For For Management 1j Elect Director James L. Wainscott For For Management 1k Elect Director Thomas L. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QURATE RETAIL, INC. Ticker: QRTEA Security ID: 74915M100 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard N. Barton For For Management 1.2 Elect Director Michael A. George For For Management 1.3 Elect Director Gregory B. Maffei For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director Arthur F. Ryan For For Management 1c Elect Director George L. Sing For For Management 1d Elect Director Marc Tessier-Lavigne For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- REINSURANCE GROUP OF AMERICA, INCORPORATED Ticker: RGA Security ID: 759351604 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pina Albo For For Management 1b Elect Director Christine R. Detrick For For Management 1c Elect Director J. Cliff Eason For For Management 1d Elect Director John J. Gauthier For For Management 1e Elect Director Patricia L. Guinn For For Management 1f Elect Director Anna Manning For For Management 1g Elect Director Hazel M. McNeilage For For Management 1h Elect Director Stephen O'Hearn For For Management 1i Elect Director Frederick J. Sievert For For Management 1j Elect Director Shundrawn Thomas For For Management 1k Elect Director Stanley B. Tulin For For Management 1l Elect Director Steven C. Van Wyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Non-Employee Director Omnibus For For Management Stock Plan 5 Amend Non-Employee Director Stock For For Management Awards in Lieu of Cash 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Stephanie C. Hill For For Management 1.5 Elect Director Rebecca J. Jacoby For For Management 1.6 Elect Director Monique F. Leroux For For Management 1.7 Elect Director Ian P. Livingston For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Greenhouse Gas (GHG) Emissions For For Management Reduction Plan 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de Saint-Aignan For For Management 1b Elect Director Marie A. Chandoha For For Management 1c Elect Director Amelia C. Fawcett For For Management 1d Elect Director William C. Freda For For Management 1e Elect Director Sara Mathew For For Management 1f Elect Director William L. Meaney For For Management 1g Elect Director Ronald P. O'Hanley For For Management 1h Elect Director Sean O'Sullivan For For Management 1i Elect Director Julio A. Portalatin For For Management 1j Elect Director John B. Rhea For For Management 1k Elect Director Richard P. Sergel For For Management 1l Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- T-MOBILE US, INC. Ticker: TMUS Security ID: 872590104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcelo Claure For Withhold Management 1.2 Elect Director Srikant M. Datar For For Management 1.3 Elect Director Bavan M. Holloway For For Management 1.4 Elect Director Timotheus Hottges For For Management 1.5 Elect Director Christian P. Illek For For Management 1.6 Elect Director Raphael Kubler For For Management 1.7 Elect Director Thorsten Langheim For For Management 1.8 Elect Director Dominique Leroy For For Management 1.9 Elect Director G. Michael (Mike) For For Management Sievert 1.10 Elect Director Teresa A. Taylor For For Management 1.11 Elect Director Omar Tazi For For Management 1.12 Elect Director Kelvin R. Westbrook For For Management 1.13 Elect Director Michael Wilkens For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko None None Management *Withdrawn Resolution* 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Yong Nam For For Management 1j Elect Director Daniel J. Phelan For For Management 1k Elect Director Abhijit Y. Talwalkar For For Management 1l Elect Director Mark C. Trudeau For For Management 1m Elect Director Dawn C. Willoughby For For Management 1n Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 25, 2020 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 25, 2020 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 25, 2020 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve Maximum Aggregate Remuneration For For Management of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 25, 2020 12 Approve Declaration of Dividend For For Management 13 Approve Reduction in Share Capital via For For Management Cancelation of Shares 14 Amend Non-Qualified Employee Stock For For Management Purchase Plan 15 Amend Omnibus Stock Plan For For Management 16 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director M. Amy Gilliland For For Management 1e Elect Director Jeffrey A. Goldstein For For Management 1f Elect Director K. Guru Gowrappan For For Management 1g Elect Director Ralph Izzo For For Management 1h Elect Director Edmund F. "Ted" Kelly For For Management 1i Elect Director Elizabeth E. Robinson For For Management 1j Elect Director Samuel C. Scott, III For For Management 1k Elect Director Frederick O. Terrell For For Management 1l Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter W. Bettinger, II For For Management 1b Elect Director Joan T. Dea For For Management 1c Elect Director Christopher V. Dodds For For Management 1d Elect Director Mark A. Goldfarb For For Management 1e Elect Director Bharat B. Masrani For For Management 1f Elect Director Charles A. Ruffel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Declassify the Board of Directors Against Against Shareholder -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director Jessica R. Uhl For For Management 1k Elect Director David A. Viniar For For Management 1l Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on the Impacts of Using Against Against Shareholder Mandatory Arbitration 7 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation 8 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director Linda J. Rendle For For Management 1k Elect Director John A. C. Swainson For For Management 1l Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Provide Holders of At Least 15% Class For For Management A Common Stock Right to Call Special Meeting 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Amend Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against Against Shareholder 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Delaware Public Benefit Corporation 6 Report on Incentive-Based Compensation Against Against Shareholder and Risks of Material Losses 7 Report on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- WORKDAY, INC. Ticker: WDAY Security ID: 98138H101 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aneel Bhusri For For Management 1.2 Elect Director Ann-Marie Campbell For For Management 1.3 Elect Director David A. Duffield For For Management 1.4 Elect Director Lee J. Styslinger, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management =========================== The Oakmark Global Fund ============================ ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: G01719114 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For Against Management 2.2 Elect Kabir Misra as Director For Against Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Allocation of Income and For For Management Dividends of EUR 9.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Approve Remuneration Policy For For Management 6 Approve Remuneration of Supervisory For For Management Board 7 Amend Articles Re: Supervisory Board For For Management Term of Office -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: B639CJ108 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor A1 Authorize Repurchase of Up to 20 For For Management Percent of Issued Share Capital B2 Receive Directors' Reports (Non-Voting) None None Management B3 Receive Auditors' Reports (Non-Voting) None None Management B4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) B5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 0.50 per Share B6 Approve Discharge of Directors For For Management B7 Approve Discharge of Auditors For For Management B8a Reelect Martin J. Barrington as For For Management Director B8b Reelect William F. Gifford, Jr. as For For Management Director B8c Reelect Alejandro Santo Domingo Davila For For Management as Director B9 Approve Remuneration policy For For Management B10 Approve Remuneration Report For For Management B11 Approve Change-of-Control Clause Re: For For Management Revolving Credit and Swingline Facilities Agreement C12 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- ARCONIC CORPORATION Ticker: ARNC Security ID: 03966V107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick "Fritz" A. For For Management Henderson 1b Elect Director William F. Austen For For Management 1c Elect Director Christopher L. Ayers For For Management 1d Elect Director Margaret "Peg" S. For For Management Billson 1e Elect Director Jacques Croisetiere For For Management 1f Elect Director Elmer L. Doty For For Management 1g Elect Director Carol S. Eicher For For Management 1h Elect Director Timothy D. Myers For For Management 1i Elect Director E. Stanley O'Neal For For Management 1j Elect Director Jeffrey Stafeil For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect B. Baburao as Director For Against Management 3 Reelect Rakesh Makhija as Director For For Management 4 Elect T.C. Suseel Kumar as Director For Against Management 5 Authorize Issuance of Debt Securities For For Management on Private Placement Basis 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ketaki Bhagwati as Director For For Management 2 Elect Meena Ganesh as Director For For Management 3 Elect Gopalaraman Padmanabhan as For For Management Director -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020 2 Approve Discharge of Management Board For For Management for Fiscal Year 2020 3 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 4.1 Elect Fei-Fei Li to the Supervisory For For Management Board 4.2 Elect Alberto Weisser to the For For Management Supervisory Board 5 Approve Remuneration of Supervisory For For Management Board 6 Ratify Deloitte GmbH as Auditors for For For Management Fiscal Year 2021 -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Glenn D. Fogel For For Management 1.3 Elect Director Mirian M. Graddick-Weir For For Management 1.4 Elect Director Wei Hopeman For For Management 1.5 Elect Director Robert J. Mylod, Jr. For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Nicholas J. Read For For Management 1.8 Elect Director Thomas E. Rothman For For Management 1.9 Elect Director Bob van Dijk For For Management 1.10 Elect Director Lynn M. Vojvodich For For Management 1.11 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Provide Right to Act by Written Consent For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Report on Annual Climate Transition Against Against Shareholder 8 Annual Investor Advisory Vote on Against Against Shareholder Climate Plan -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.95 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO Until 20 May 2020 6 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO Until 20 May 2020 7 Approve Compensation of Paul Hermelin, For For Management Chairman of the Board Since 20 May 2020 8 Approve Compensation of Aiman Ezzat, For For Management CEO Since 20 May 2020 9 Approve Compensation of Corporate For For Management Officers 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Remuneration Policy of For For Management Directors 13 Reelect Patrick Pouyanne as Director For For Management 14 Elect Tanja Rueckert as Director For For Management 15 Elect Kurt Sievers as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Articles 12 of Bylaws to Comply For For Management with Legal Changes 18 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For For Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For For Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Require Independent Board Chair Against Against Shareholder 5 Publish Annually a Report Assessing Against Against Shareholder Diversity, Equity, and Inclusion Efforts 6 Report on Greenhouse Gas Emissions Against Against Shareholder Disclosure 7 Adopt Policy to Annually Disclose Against Against Shareholder EEO-1 Data -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- CNH INDUSTRIAL NV Ticker: CNHI Security ID: N20944109 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.11 Per Share For For Management 2.d Approve Discharge of Directors For For Management 3 Approve Remuneration Report For For Management 4.a Reelect Suzanne Heywood as Executive For For Management Director 4.b Elect Scott W. Wine as Executive For For Management Director 4.c Reelect Howard W. Buffett as For For Management Non-Executive Director 4.d Reelect Tufan Erginbilgic as For For Management Non-Executive Director 4.e Reelect Leo W. Houle as Non-Executive For For Management Director 4.f Reelect John B. Lanaway as For For Management Non-Executive Director 4.g Reelect Alessandro Nasi as For Against Management Non-Executive Director 4.h Reelect Lorenzo Simonelli as For For Management Non-Executive Director 4.i Reelect Vagn Sorensen as Non-Executive For For Management Director 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Common Shares 7 Close Meeting None None Management -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: SEP 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 1.00 per Registered A Share and CHF 0.10 per Registered B Share 3 Approve Creation of CHF 24.2 Million For For Management Pool of Conditional Capital to Cover Exercise of Warrants 4 Approve Discharge of Board and Senior For For Management Management 5.1 Reelect Johann Rupert as Director and For For Management Board Chairman 5.2 Reelect Josua Malherbe as Director For For Management 5.3 Reelect Nikesh Arora as Director For For Management 5.4 Reelect Nicolas Bos as Director For For Management 5.5 Reelect Clay Brendish as Director For For Management 5.6 Reelect Jean-Blaise Eckert as Director For For Management 5.7 Reelect Burkhart Grund as Director For For Management 5.8 Reelect Keyu Jin as Director For For Management 5.9 Reelect Jerome Lambert as Director For For Management 5.10 Reelect Ruggero Magnoni as Director For For Management 5.11 Reelect Jeff Moss as Director For For Management 5.12 Reelect Vesna Nevistic as Director For For Management 5.13 Reelect Guillaume Pictet as Director For For Management 5.14 Reelect Alan Quasha as Director For For Management 5.15 Reelect Maria Ramos as Director For For Management 5.16 Reelect Anton Rupert as Director For For Management 5.17 Reelect Jan Rupert as Director For For Management 5.18 Reelect Gary Saage as Director For For Management 5.19 Reelect Cyrille Vigneron as Director For For Management 5.20 Elect Wendy Luhabe as Director For For Management 6.1 Reappoint Clay Brendish as Member of For For Management the Compensation Committee 6.2 Reappoint Keyu Jin as Member of the For For Management Compensation Committee 6.3 Reappoint Guillaume Pictet as Member For For Management of the Compensation Committee 6.4 Reappoint Maria Ramos as Member of the For For Management Compensation Committee 7 Ratify PricewaterhouseCoopers SA as For For Management Auditors 8 Designate Etude Gampert Demierre For For Management Moreno as Independent Proxy 9.1 Approve Remuneration of Directors in For For Management the Amount of CHF 6.7 Million 9.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 15.8 Million 9.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 38.3 Million 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of CHF 24.2 Million For For Management Pool of Conditional Capital to Cover Exercise of Warrants 2 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Ian Meakins as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Karen Witts as Director For For Management 8 Re-elect Carol Arrowsmith as Director For For Management 9 Re-elect John Bason as Director For For Management 10 Re-elect Stefan Bomhard as Director For For Management 11 Re-elect John Bryant as Director For For Management 12 Re-elect Anne-Francoise Nesmes as For For Management Director 13 Re-elect Nelson Silva as Director For For Management 14 Re-elect Ireena Vittal as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Adopt New Articles of Association For For Management 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- CONTINENTAL AG Ticker: CON Security ID: D16212140 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.00 per Share 3.1 Approve Discharge of Management Board For For Management Member Elmar Degenhart for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Hans-Juergen Duensing for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Frank Jourdan for Fiscal 2019 3.4 Approve Discharge of Management Board For For Management Member Christian Koetz for Fiscal 2019 3.5 Approve Discharge of Management Board For For Management Member Helmut Matschi for Fiscal 2019 3.6 Approve Discharge of Management Board For For Management Member Ariane Reinhart for Fiscal 2019 3.7 Approve Discharge of Management Board For For Management Member Wolfgang Schaefer for Fiscal 2019 3.8 Approve Discharge of Management Board For For Management Member Nikolai Setzer for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Wolfgang Reitzle for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Hasan Allak for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Christiane Benner for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Gunter Dunkel for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Francesco Grioli for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Peter Gutzmer for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Michael Iglhaut for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Satish Khatu for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Isabel Knauf for Fiscal 2019 4.10 Approve Discharge of Supervisory Board For For Management Member Klaus Mangold for Fiscal 2019 4.11 Approve Discharge of Supervisory Board For For Management Member Sabine Neuss for Fiscal 2019 4.12 Approve Discharge of Supervisory Board For For Management Member Rolf Nonnenmacher for Fiscal 2019 4.13 Approve Discharge of Supervisory Board For For Management Member Dirk Nordmann for Fiscal 2019 4.14 Approve Discharge of Supervisory Board For For Management Member Lorenz Pfau for Fiscal 2019 4.15 Approve Discharge of Supervisory Board For For Management Member Klaus Rosenfeld for Fiscal 2019 4.16 Approve Discharge of Supervisory Board For For Management Member Georg Schaeffler for Fiscal 2019 4.17 Approve Discharge of Supervisory Board For For Management Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2019 4.18 Approve Discharge of Supervisory Board For For Management Member Joerg Schoenfelder for Fiscal 2019 4.19 Approve Discharge of Supervisory Board For For Management Member Stefan Scholz for Fiscal 2019 4.20 Approve Discharge of Supervisory Board For For Management Member Gudrun Valten for Fiscal 2019 4.21 Approve Discharge of Supervisory Board For For Management Member Kirsten Voerkel for Fiscal 2019 4.22 Approve Discharge of Supervisory Board For For Management Member Elke Volkmann for Fiscal 2019 4.23 Approve Discharge of Supervisory Board For For Management Member Erwin Woerle for Fiscal 2019 4.24 Approve Discharge of Supervisory Board For For Management Member Siegfried Wolf for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Approve Remuneration Policy For For Management 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- CONTINENTAL AG Ticker: CON Security ID: D16212140 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3.1 Approve Discharge of Management Board For For Management Member Nikolai Setzer for Fiscal Year 2020 3.2 Approve Discharge of Management Board For For Management Member Elmar Degenhart for Fiscal Year 2020 3.3 Approve Discharge of Management Board For For Management Member Hans-Juergen Duensing for Fiscal Year 2020 3.4 Approve Discharge of Management Board For For Management Member Frank Jourdan for Fiscal Year 2020 3.5 Approve Discharge of Management Board For For Management Member Christian Koetz for Fiscal Year 2020 3.6 Approve Discharge of Management Board For For Management Member Helmut Matschi for Fiscal Year 2020 3.7 Approve Discharge of Management Board For For Management Member Ariane Reinhart for Fiscal Year 2020 3.8 Approve Discharge of Management Board For For Management Member Wolfgang Schaefer for Fiscal Year 2020 3.9 Approve Discharge of Management Board For For Management Member Andreas Wolf for Fiscal Year 2020 4.1 Approve Discharge of Supervisory Board For For Management Member Wolfgang Reitzle for Fiscal Year 2020 4.2 Approve Discharge of Supervisory Board For For Management Member Hasan Allak for Fiscal Year 2020 4.3 Approve Discharge of Supervisory Board For For Management Member Christiane Benner for Fiscal Year 2020 4.4 Approve Discharge of Supervisory Board For For Management Member Gunter Dunkel for Fiscal Year 2020 4.5 Approve Discharge of Supervisory Board For For Management Member Francesco Grioli for Fiscal Year 2020 4.6 Approve Discharge of Supervisory Board For For Management Member Michael Iglhaut for Fiscal Year 2020 4.7 Approve Discharge of Supervisory Board For For Management Member Satish Khatu for Fiscal Year 2020 4.8 Approve Discharge of Supervisory Board For For Management Member Isabel Knauf for Fiscal Year 2020 4.9 Approve Discharge of Supervisory Board For For Management Member Sabine Neuss for Fiscal Year 2020 4.10 Approve Discharge of Supervisory Board For For Management Member Rolf Nonnenmacher for Fiscal Year 2020 4.11 Approve Discharge of Supervisory Board For For Management Member Dirk Nordmann for Fiscal Year 2020 4.12 Approve Discharge of Supervisory Board For For Management Member Lorenz Pfau for Fiscal Year 2020 4.13 Approve Discharge of Supervisory Board For For Management Member Klaus Rosenfeld for Fiscal Year 2020 4.14 Approve Discharge of Supervisory Board For For Management Member Georg Schaeffler for Fiscal Year 2020 4.15 Approve Discharge of Supervisory Board For For Management Member Maria-Elisabeth Schaeffler-Thumann for Fiscal Year 2020 4.16 Approve Discharge of Supervisory Board For For Management Member Joerg Schoenfelder for Fiscal Year 2020 4.17 Approve Discharge of Supervisory Board For For Management Member Stefan Scholz for Fiscal Year 2020 4.18 Approve Discharge of Supervisory Board For For Management Member Kirsten Voerkelfor Fiscal Year 2020 4.19 Approve Discharge of Supervisory Board For For Management Member Elke Volkmann for Fiscal Year 2020 4.20 Approve Discharge of Supervisory Board For For Management Member Siegfried Wolf for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6 Amend Articles of Association For For Management 7 Approve Spin-Off and Takeover For For Management Agreement with Vitesco Technologies Group Aktiengesellschaft -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: H3698D419 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of CHF 0.14 per Share 2.1 Additional Voting Instructions - Against Against Management Shareholder Proposals (Voting) 2.2 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: H3698D419 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior None Abstain Management Management [Item Withdrawn] 3 Approve Allocation of Income and For For Management Dividends of CHF 0.10 per Share 4 Approve Creation of CHF 5 Million Pool For For Management of Capital without Preemptive Rights 5.1.a Elect Antonio Horta-Osorio as Director For For Management and Board Chairman 5.1.b Reelect Iris Bohnet as Director For For Management 5.1.c Reelect Christian Gellerstad as For For Management Director 5.1.d Reelect Andreas Gottschling as Director For Against Management 5.1.e Reelect Michael Klein as Director For For Management 5.1.f Reelect Shan Li as Director For For Management 5.1.g Reelect Seraina Macia as Director For For Management 5.1.h Reelect Richard Meddings as Director For For Management 5.1.i Reelect Kai Nargolwala as Director For For Management 5.1.j Reelect Ana Pessoa as Director For For Management 5.1.k Reelect Severin Schwan as Director For For Management 5.1.l Elect Clare Brady as Director For For Management 5.1.m Elect Blythe Masters as Director For For Management 5.2.1 Reappoint Iris Bohnet as Member of the For For Management Compensation Committee 5.2.2 Reappoint Christian Gellerstad as For For Management Member of the Compensation Committee 5.2.3 Reappoint Michael Klein as Member of For For Management the Compensation Committee 5.2.4 Reappoint Kai Nargolwala as Member of For For Management the Compensation Committee 5.2.5 Appoint Blythe Masters as Member of For For Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 12 Million 6.2.1 Approve Short-Term Variable None For Management Remuneration of Executive Committee in the Amount of CHF 15.7 Million [Item Withdrawn] 6.2.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 31 Million 6.2.3 Approve Long-Term Variable None For Management Remuneration of Executive Committee in the Amount of CHF 25.1 Million [Item Withdrawn] 7.1 Ratify PricewaterhouseCoopers AG as For For Management Auditors 7.2 Ratify BDO AG as Special Auditors For For Management 7.3 Designate Keller KLG as Independent For For Management Proxy 8.1 Additional Voting Instructions - Against Against Management Shareholder Proposals (Voting) 8.2 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) -------------------------------------------------------------------------------- DAIMLER AG Ticker: DAI Security ID: D1668R123 Meeting Date: JUL 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 5.2 Ratify KPMG AG as Auditors for the For For Management 2021 Interim Financial Statements Until the 2021 AGM 6 Approve Remuneration Policy For For Management 7 Elect Timotheus Hoettges to the For For Management Supervisory Board 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 10 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights 11.1 Amend Articles Re: AGM Video and Audio For For Management Transmission 11.2 Amend Articles Re: Electronic For For Management Participation of Shareholders 12.1 Amend Articles Re: Annulment of the For For Management Majority Requirement Clause for Passing Resolutions at General Meetings 12.2 Amend Articles Re: Majority For For Management Requirement for Passing Resolutions at General Meetings 13 Approve Affiliation Agreement with For For Management Mercedes-Benz Bank AG -------------------------------------------------------------------------------- DAIMLER AG Ticker: DAI Security ID: D1668R123 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5.1 Ratify KPMG AG as Auditors for Fiscal For For Management Year 2021 5.2 Ratify KPMG AG as Auditors for the For For Management 2022 Interim Financial Statements until the 2022 AGM 5.3 Ratify KPMG AG as Auditors of the For For Management Final Balance Sheets Required under the German Reorganization Act 6.1 Elect Elizabeth Centoni to the For For Management Supervisory Board 6.2 Elect Ben van Beurden to the For For Management Supervisory Board 6.3 Elect Martin Brudermueller to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board 8 Amend Articles Re: Supervisory Board For For Management Meetings and Resolutions 9 Amend Articles Re: Place of For For Management Jurisdiction -------------------------------------------------------------------------------- ENVISTA HOLDINGS CORPORATION Ticker: NVST Security ID: 29415F104 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Carruthers For For Management 1.2 Elect Director Scott Huennekens For For Management 1.3 Elect Director Christine Tsingos For For Management 2a Declassify the Board of Directors For For Management 2b Eliminate Supermajority Vote For For Management Requirements 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Bisignano For For Management 1.2 Elect Director Alison Davis For For Management 1.3 Elect Director Henrique de Castro For For Management 1.4 Elect Director Harry F. DiSimone For For Management 1.5 Elect Director Dennis F. Lynch For For Management 1.6 Elect Director Heidi G. Miller For For Management 1.7 Elect Director Scott C. Nuttall For For Management 1.8 Elect Director Denis J. O'Leary For For Management 1.9 Elect Director Doyle R. Simons For For Management 1.10 Elect Director Kevin M. Warren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FLOWSERVE CORPORATION Ticker: FLS Security ID: 34354P105 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Scott Rowe For For Management 1b Elect Director Sujeet Chand For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Gayla J. Delly For For Management 1e Elect Director Roger L. Fix For For Management 1f Elect Director John R. Friedery For For Management 1g Elect Director John L. Garrison For For Management 1h Elect Director Michael C. McMurray For For Management 1i Elect Director David E. Roberts For For Management 1j Elect Director Carlyn R. Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director Catherine B. Reynolds For For Management 1i Elect Director Laura J. Schumacher For For Management 1j Elect Director Robert K. Steel For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 14, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Carol M. Stephenson For For Management 1j Elect Director Mark A. Tatum For For Management 1k Elect Director Devin N. Wenig For For Management 1l Elect Director Margaret C. Whitman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Link Executive Pay to Social Criteria Against Against Shareholder -------------------------------------------------------------------------------- GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: 40049J206 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect or Ratify Jose Antonio Chedraui For For Management Eguia as Director Representing Series L Shareholders 1.2 Elect or Ratify Sebastian Mejia as For For Management Director Representing Series L Shareholders 1.3 Elect or Ratify Raul Morales Medrano For For Management as Alternate Director Representing Series L Shareholders 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1.1 Elect or Ratify David M. Zaslav as For Abstain Management Director Representing Series D Shareholders 1.2 Elect or Ratify Enrique Francisco Jose For Abstain Management Senior Hernandez as Director Representing Series D Shareholders 1.3 Elect or Ratify Raul Morales Medrano For Abstain Management as Alternate Director Representing Series D Shareholders 1.4 Elect or Ratify Herbert Allen III as For Abstain Management Alternate Director Representing Series D Shareholders 2 Authorize Board to Ratify and Execute For Abstain Management Approved Resolutions 1 Present Financial Statements and For Abstain Management Statutory Reports 2 Present Board's Report on Principal For Abstain Management Policies and Accounting Criteria Followed in Preparation of Financial Information 3 Present Report on Activities and For Abstain Management Operations Undertaken by Board 4 Present Report of Audit Committee For Abstain Management 5 Present Report of Corporate Practices For Abstain Management Committee 6 Present Report on Compliance with For Abstain Management Fiscal Obligations 7 Approve Allocation of Income and For Abstain Management Dividends 8 Set Aggregate Nominal Amount of Share For Abstain Management Repurchase Reserve; Receive Report on Policies and Board's Decisions on Share Repurchase and Sale of Treasury Shares 9.1 Elect or Ratify Emilio Fernando For Abstain Management Azcarraga Jean as Director Representing Series A Shareholders 9.2 Elect or Ratify Alfonso de Angoitia For Abstain Management Noriega as Director Representing Series A Shareholders 9.3 Elect or Ratify Alberto Bailleres For Abstain Management Gonzalez as Director Representing Series A Shareholders 9.4 Elect or Ratify Eduardo Tricio Haro as For Abstain Management Director Representing Series A Shareholders 9.5 Elect or Ratify Michael T. Fries as For Abstain Management Director Representing Series A Shareholders 9.6 Elect or Ratify Fernando Senderos For Abstain Management Mestre as Director Representing Series A Shareholders 9.7 Elect or Ratify Bernardo Gomez For Abstain Management Martinez as Director Representing Series A Shareholders 9.8 Elect or Ratify Jon Feltheimer as For Abstain Management Director Representing Series A Shareholders 9.9 Elect or Ratify Enrique Krauze For Abstain Management Kleinbort as Director Representing Series A Shareholders 9.10 Elect or Ratify Guadalupe Phillips For Abstain Management Margain as Director Representing Series A Shareholders 9.11 Elect or Ratify Carlos Hank Gonzalez For Abstain Management as Director Representing Series A Shareholders 9.12 Elect or Ratify Lorenzo Alejandro For Abstain Management Mendoza Gimenez as Director Representing Series B Shareholders 9.13 Elect or Ratify Salvi Rafael Folch For Abstain Management Viadero as Director Representing Series B Shareholders 9.14 Elect or Ratify Guillermo Garcia For Abstain Management Naranjo Alvarez as Director Representing Series B Shareholders 9.15 Elect or Ratify Francisco Jose Chevez For Abstain Management Robelo as Director Representing Series B Shareholders 9.16 Elect or Ratify Jose Luis Fernandez For Abstain Management Fernandez as Director Representing Series B Shareholders 9.17 Elect or Ratify Julio Barba Hurtado as For Abstain Management Alternate Director 9.18 Elect or Ratify Jorge Agustin For Abstain Management Lutteroth Echegoyen as Alternate Director 9.19 Elect or Ratify Joaquin Balcarcel For Abstain Management Santa Cruz as Alternate Director 9.20 Elect or Ratify Luis Alejandro Bustos For Abstain Management Olivares as Alternate Director 9.21 Elect or Ratify Felix Jose Araujo For Abstain Management Ramirez as Alternate Director 10 Elect or Ratify Members of Executive For Abstain Management Committee; Discharge them 11 Elect or Ratify Chairman of Audit For Abstain Management Committee; Discharge them 12 Elect or Ratify Chairman of Corporate For Abstain Management Practices Committee; Discharge them 13 Approve Remuneration of Board Members, For Abstain Management Executive, Audit and Corporate Practices Committees, and Secretaries 14 Authorize Board to Ratify and Execute For Abstain Management Approved Resolutions 1 Approve Cancellation of Shares and For Abstain Management Consequently Reduction in Share Capital; Amend Article 6 2 Authorize Board to Ratify and Execute For Abstain Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: 40049J206 Meeting Date: MAY 24, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Corporate Restructuring with Univision Holdings, Inc. 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HOWMET AEROSPACE INC. Ticker: HWM Security ID: 443201108 Meeting Date: MAY 25, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director Sharon R. Barner For For Management 1d Elect Director Joseph S. Cantie For For Management 1e Elect Director Robert F. Leduc For For Management 1f Elect Director David J. Miller For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director Tolga I. Oal For For Management 1i Elect Director Nicole W. Piasecki For For Management 1j Elect Director John C. Plant For For Management 1k Elect Director Ulrich R. Schmidt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Raquel C. Bono For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director Wayne A. I. Frederick For For Management 1f Elect Director John W. Garratt For For Management 1g Elect Director David A. Jones, Jr. For For Management 1h Elect Director Karen W. Katz For For Management 1i Elect Director Marcy S. Klevorn For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director Jorge S. Mesquita For For Management 1l Elect Director James J. O'Brien For For Management 1m Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INCITEC PIVOT LIMITED Ticker: IPL Security ID: Q4887E101 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect George Biltz as Director For For Management 2b Elect Brian Kruger as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Jeanne Johns -------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Ticker: JCI Security ID: G51502105 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle For For Management Perochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company For For Management Shares 4 Determine Price Range for Reissuance For For Management of Treasury Shares 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve Omnibus Stock Plan For For Management 7 Approve the Directors' Authority to For For Management Allot Shares 8 Approve the Disapplication of For For Management Statutory Pre-Emption Rights -------------------------------------------------------------------------------- JULIUS BAER GRUPPE AG Ticker: BAER Security ID: H4414N103 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of CHF 0.75 per Share 2 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- JULIUS BAER GRUPPE AG Ticker: BAER Security ID: H4414N103 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 1.75 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 3.9 Million from 2021 AGM Until 2022 AGM 4.2.1 Approve Variable Cash-Based For For Management Remuneration of Executive Committee in the Amount of CHF 11.6 Million for Fiscal 2020 4.2.2 Approve Variable Share-Based For For Management Remuneration of Executive Committee in the Amount of CHF 11.5 Million for Fiscal 2021 4.2.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 9.2 Million for Fiscal 2021 5.1.1 Reelect Romeo Lacher as Director For For Management 5.1.2 Reelect Gilbert Achermann as Director For For Management 5.1.3 Reelect Heinrich Baumann as Director For For Management 5.1.4 Reelect Richard Campbell-Breeden as For For Management Director 5.1.5 Reelect Ivo Furrer as Director For For Management 5.1.6 Reelect Claire Giraut as Director For For Management 5.1.7 Reelect Kathryn Shih as Director For For Management 5.1.8 Reelect Eunice Zehnder-Lai as Director For For Management 5.1.9 Reelect Olga Zoutendijk as Director For For Management 5.2 Elect David Nicol as Director For For Management 5.3 Reelect Romeo Lacher as Board Chairman For For Management 5.4.1 Reappoint Gilbert Achermann as Member For For Management of the Compensation Committee 5.4.2 Reappoint Richard Campbell-Breeden as For For Management Member of the Compensation Committee 5.4.3 Appoint Kathryn Shih as Member of the For For Management Compensation Committee (as per Sep. 1, 2020) 5.4.4 Reappoint Eunice Zehnder-Lai as Member For For Management of the Compensation Committee 6 Ratify KPMG AG as Auditors For For Management 7 Designate Marc Nater as Independent For For Management Proxy 8 Approve CHF 51,700 Reduction in Share For For Management Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares 9 Amend Articles Re: Editorial Changes For For Management 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- KEURIG DR PEPPER INC. Ticker: KDP Security ID: 49271V100 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Robert J. Gamgort For For Management 1B Elect Director Olivier Goudet For For Management 1C Elect Director Peter Harf For For Management 1D Elect Director Juliette Hickman For For Management 1E Elect Director Genevieve Hovde For For Management 1F Elect Director Paul S. Michaels For For Management 1G Elect Director Pamela H. Patsley For For Management 1H Elect Director Gerhard Pleuhs For For Management 1I Elect Director Lubomira Rochet For For Management 1J Elect Director Debra Sandler For For Management 1K Elect Director Robert Singer For For Management 1L Elect Director Justine Tan For For Management 1M Elect Director Nelson Urdaneta For For Management 1N Elect Director Larry D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LIBERTY GLOBAL PLC Ticker: LBTYA Security ID: G5480U104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael T. Fries For For Management 2 Elect Director Paul A. Gould For For Management 3 Elect Director John C. Malone For For Management 4 Elect Director Larry E. Romrell For For Management 5 Approve Remuneration Report For Against Management 6 Ratify KPMG LLP (U.S.) as Auditors For For Management 7 Ratify KPMG LLP (U.K.) as Auditors For For Management 8 Authorise Board to Fix Remuneration of For For Management Auditors 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise UK Political Donations and For For Management Expenditure 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLOY Security ID: G5533W248 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Robin Budenberg as Director For For Management 3 Re-elect William Chalmers as Director For For Management 4 Re-elect Alan Dickinson as Director For For Management 5 Re-elect Sarah Legg as Director For For Management 6 Re-elect Lord Lupton as Director For For Management 7 Re-elect Amanda Mackenzie as Director For For Management 8 Re-elect Nick Prettejohn as Director For For Management 9 Re-elect Stuart Sinclair as Director For For Management 10 Re-elect Catherine Woods as Director For For Management 11 Approve Remuneration Report For For Management 12 Approve Final Dividend For For Management 13 Appoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Approve Deferred Bonus Plan For For Management 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity in Relation For For Management to the Issue of Regulatory Capital Convertible Instruments 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Market Purchase of For For Management Preference Shares 24 Adopt New Articles of Association For For Management 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Merit E. Janow For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Oki Matsumoto For For Management 1h Elect Director Michael Miebach For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2020 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4.1 Elect Manisha Girotra as Director For For Management 4.2 Elect Ying Xu as Director For For Management 5.1 Re-elect Don Eriksson as Director For For Management 5.2 Re-elect Mark Sorour as Director For For Management 5.3 Re-elect Emilie Choi as Director For For Management 5.4 Re-elect Rachel Jafta as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 6.3 Elect Manisha Girotra as Member of the For For Management Audit Committee 6.4 Elect Steve Pacak as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For For Management 8 Approve Implementation of the For For Management Remuneration Policy 9 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 10 Approve Amendments to the Trust Deed For For Management constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed 11 Approve Amendments to the Trust Deed For For Management constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed 12 Approve Amendments to the Trust Deed For For Management constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed 13 Place Authorised but Unissued Shares For Against Management under Control of Directors 14 Authorise Board to Issue Shares for For Against Management Cash 15 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairman 1.12 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Specific Repurchase of N For For Management Ordinary Shares from Holders of N Ordinary Shares 6 Authorise Repurchase of A Ordinary For For Management Shares -------------------------------------------------------------------------------- NOV INC. Ticker: NOV Security ID: 62955J103 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clay C. Williams For For Management 1b Elect Director Greg L. Armstrong For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Ben A. Guill For For Management 1e Elect Director James T. Hackett For For Management 1f Elect Director David D. Harrison For For Management 1g Elect Director Eric L. Mattson For For Management 1h Elect Director Melody B. Meyer For For Management 1i Elect Director William R. Thomas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 04, 2020 Meeting Type: Annual Record Date: SEP 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For For Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director George H. Conrades For For Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Jeffrey O. Henley For For Management 1.9 Elect Director Renee J. James For For Management 1.10 Elect Director Charles W. Moorman, IV For For Management 1.11 Elect Director Leon E. Panetta For For Management 1.12 Elect Director William G. Parrett For For Management 1.13 Elect Director Naomi O. Seligman For For Management 1.14 Elect Director Vishal Sikka For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Gender Pay Gap Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- PRUDENTIAL PLC Ticker: PRU Security ID: G72899100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Chua Sock Koong as Director For For Management 4 Elect Ming Lu as Director For For Management 5 Elect Jeanette Wong as Director For For Management 6 Re-elect Shriti Vadera as Director For For Management 7 Re-elect Jeremy Anderson as Director For For Management 8 Re-elect Mark Fitzpatrick as Director For For Management 9 Re-elect David Law as Director For For Management 10 Re-elect Anthony Nightingale as For For Management Director 11 Re-elect Philip Remnant as Director For For Management 12 Re-elect Alice Schroeder as Director For For Management 13 Re-elect James Turner as Director For For Management 14 Re-elect Thomas Watjen as Director For For Management 15 Re-elect Michael Wells as Director For For Management 16 Re-elect Fields Wicker-Miurin as For For Management Director 17 Re-elect Amy Yip as Director For For Management 18 Reappoint KPMG LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise UK Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity to Include For For Management Repurchased Shares 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ROLLS-ROYCE HOLDINGS PLC Ticker: RR Security ID: G76225104 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity in For For Management Connection with the Rights Issue -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: 783513203 Meeting Date: SEP 17, 2020 Meeting Type: Annual Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Re-elect Stan McCarthy as Director For For Management 3b Re-elect Louise Phelan as Director For For Management 3c Re-elect Roisin Brennan as Director For For Management 3d Re-elect Michael Cawley as Director For For Management 3e Re-elect Emer Daly as Director For For Management 3f Re-elect Howard Millar as Director For For Management 3g Re-elect Dick Milliken as Director For For Management 3h Re-elect Michael O'Brien as Director For For Management 3i Re-elect Michael O'Leary as Director For For Management 3j Re-elect Julie O'Neill as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise Issue of Equity For For Management 6 Authorise Issue of Equity without For For Management Pre-emptive Rights 7 Authorise Market Purchase and/or For For Management Overseas Market Purchase of Ordinary Shares -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: G7727C186 Meeting Date: SEP 17, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Re-elect Stan McCarthy as Director For For Management 3b Re-elect Louise Phelan as Director For For Management 3c Re-elect Roisin Brennan as Director For For Management 3d Re-elect Michael Cawley as Director For For Management 3e Re-elect Emer Daly as Director For For Management 3f Re-elect Howard Millar as Director For For Management 3g Re-elect Dick Milliken as Director For For Management 3h Re-elect Michael O'Brien as Director For For Management 3i Re-elect Michael O'Leary as Director For For Management 3j Re-elect Julie O'Neill as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise Issue of Equity For For Management 6 Authorise Issue of Equity without For For Management Pre-emptive Rights 7 Authorise Market Purchase and/or For For Management Overseas Market Purchase of Ordinary Shares -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: 783513203 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: G7727C186 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Park Byung-gook as Outside For For Management Director 2.1.2 Elect Kim Jeong as Outside Director For For Management 2.2.1 Elect Kim Kinam as Inside Director For For Management 2.2.2 Elect Kim Hyun-suk as Inside Director For For Management 2.2.3 Elect Koh Dong-jin as Inside Director For For Management 3 Elect Kim Sun-uk as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.85 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify KPMG AG as Auditors for Fiscal For For Management Year 2021 6.1 Elect Qi Lu to the Supervisory Board For For Management 6.2 Elect Rouven Westphal to the For For Management Supervisory Board 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights 8 Amend Corporate Purpose For For Management 9 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko None None Management *Withdrawn Resolution* 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Yong Nam For For Management 1j Elect Director Daniel J. Phelan For For Management 1k Elect Director Abhijit Y. Talwalkar For For Management 1l Elect Director Mark C. Trudeau For For Management 1m Elect Director Dawn C. Willoughby For For Management 1n Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 25, 2020 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 25, 2020 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 25, 2020 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve Maximum Aggregate Remuneration For For Management of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 25, 2020 12 Approve Declaration of Dividend For For Management 13 Approve Reduction in Share Capital via For For Management Cancelation of Shares 14 Amend Non-Qualified Employee Stock For For Management Purchase Plan 15 Amend Omnibus Stock Plan For For Management 16 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TENET HEALTHCARE CORPORATION Ticker: THC Security ID: 88033G407 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald A. Rittenmeyer For For Management 1b Elect Director J. Robert Kerrey For For Management 1c Elect Director James L. Bierman For For Management 1d Elect Director Richard W. Fisher For For Management 1e Elect Director Meghan M. FitzGerald For For Management 1f Elect Director Cecil D. Haney For For Management 1g Elect Director Christopher S. Lynch For For Management 1h Elect Director Richard J. Mark For For Management 1i Elect Director Tammy Romo For For Management 1j Elect Director Saumya Sutaria For For Management 1k Elect Director Nadja Y. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joceyln Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Philippe Krakowsky For For Management 1.5 Elect Director Jonathan F. Miller For For Management 1.6 Elect Director Patrick Q. Moore For For Management 1.7 Elect Director Michael I. Roth For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director David M. Thomas For For Management 1.10 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: J92676113 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyamada, Takeshi For For Management 1.2 Elect Director Hayakawa, Shigeru For For Management 1.3 Elect Director Toyoda, Akio For For Management 1.4 Elect Director Kobayashi, Koji For For Management 1.5 Elect Director James Kuffner For For Management 1.6 Elect Director Kon, Kenta For For Management 1.7 Elect Director Sugawara, Ikuro For For Management 1.8 Elect Director Sir Philip Craven For For Management 1.9 Elect Director Kudo, Teiko For For Management 2 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuji 3 Amend Articles to Delete Provisions on For For Management Class AA Shares -------------------------------------------------------------------------------- TRAVIS PERKINS PLC Ticker: TPK Security ID: G90202105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Jasmine Whitbread as Director For For Management 5 Re-elect Marianne Culver as Director For For Management 6 Re-elect Blair Illingworth as Director For For Management 7 Re-elect Coline McConville as Director For For Management 8 Re-elect Pete Redfern as Director For For Management 9 Re-elect Nick Roberts as Director For For Management 10 Re-elect John Rogers as Director For For Management 11 Re-elect Alan Williams as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Adopt New Articles of Association For For Management 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Approve UK Sharesave Scheme and For For Management International Sharesave Scheme 21 Approve Restricted Share Plan For For Management -------------------------------------------------------------------------------- TRAVIS PERKINS PLC Ticker: TPK Security ID: G90202105 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Demerger of the Wickes Group For For Management from the Travis Perkins Group to be Implemented Through the Demerger Dividend 2 Approve Share Consolidation For For Management 3 Approve Deferred Annual Bonus Plan, For For Management Long Term Incentive Plan, Share Incentive Plan and Savings Related Share Option Scheme ======================== The Oakmark Global Select Fund ======================== ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: G01719114 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For Against Management 2.2 Elect Kabir Misra as Director For Against Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: 01609W102 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For Against Management 2.2 Elect Kabir Misra as Director For Against Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For For Management 1b Elect Director Sergey Brin For For Management 1c Elect Director Sundar Pichai For For Management 1d Elect Director John L. Hennessy For For Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director L. John Doerr For For Management 1g Elect Director Roger W. Ferguson, Jr. For For Management 1h Elect Director Ann Mather For For Management 1i Elect Director Alan R. Mulally For For Management 1j Elect Director K. Ram Shriram For For Management 1k Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 6 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 7 Report on Takedown Requests Against Against Shareholder 8 Report on Whistleblower Policies and Against Against Shareholder Practices 9 Report on Charitable Contributions Against Against Shareholder 10 Report on Risks Related to Against Against Shareholder Anticompetitive Practices 11 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Cole, Jr. For For Management 1b Elect Director W. Don Cornwell For For Management 1c Elect Director Brian Duperreault For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 1m Elect Director Peter S. Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020 2 Approve Discharge of Management Board For For Management for Fiscal Year 2020 3 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 4.1 Elect Fei-Fei Li to the Supervisory For For Management Board 4.2 Elect Alberto Weisser to the For For Management Supervisory Board 5 Approve Remuneration of Supervisory For For Management Board 6 Ratify Deloitte GmbH as Auditors for For For Management Fiscal Year 2021 -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Glenn D. Fogel For For Management 1.3 Elect Director Mirian M. Graddick-Weir For For Management 1.4 Elect Director Wei Hopeman For For Management 1.5 Elect Director Robert J. Mylod, Jr. For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Nicholas J. Read For For Management 1.8 Elect Director Thomas E. Rothman For For Management 1.9 Elect Director Bob van Dijk For For Management 1.10 Elect Director Lynn M. Vojvodich For For Management 1.11 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Provide Right to Act by Written Consent For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Report on Annual Climate Transition Against Against Shareholder 8 Annual Investor Advisory Vote on Against Against Shareholder Climate Plan -------------------------------------------------------------------------------- CBRE GROUP, INC. Ticker: CBRE Security ID: 12504L109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brandon B. Boze For For Management 1b Elect Director Beth F. Cobert For For Management 1c Elect Director Reginald H. Gilyard For For Management 1d Elect Director Shira D. Goodman For For Management 1e Elect Director Christopher T. Jenny For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Oscar Munoz For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Laura D. Tyson For For Management 1j Elect Director Sanjiv Yajnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For For Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For For Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Require Independent Board Chair Against Against Shareholder 5 Publish Annually a Report Assessing Against Against Shareholder Diversity, Equity, and Inclusion Efforts 6 Report on Greenhouse Gas Emissions Against Against Shareholder Disclosure 7 Adopt Policy to Annually Disclose Against Against Shareholder EEO-1 Data -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- CNH INDUSTRIAL NV Ticker: CNHI Security ID: N20944109 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.11 Per Share For For Management 2.d Approve Discharge of Directors For For Management 3 Approve Remuneration Report For For Management 4.a Reelect Suzanne Heywood as Executive For For Management Director 4.b Elect Scott W. Wine as Executive For For Management Director 4.c Reelect Howard W. Buffett as For For Management Non-Executive Director 4.d Reelect Tufan Erginbilgic as For For Management Non-Executive Director 4.e Reelect Leo W. Houle as Non-Executive For For Management Director 4.f Reelect John B. Lanaway as For For Management Non-Executive Director 4.g Reelect Alessandro Nasi as For Against Management Non-Executive Director 4.h Reelect Lorenzo Simonelli as For For Management Non-Executive Director 4.i Reelect Vagn Sorensen as Non-Executive For For Management Director 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Common Shares 7 Close Meeting None None Management -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: SEP 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 1.00 per Registered A Share and CHF 0.10 per Registered B Share 3 Approve Creation of CHF 24.2 Million For For Management Pool of Conditional Capital to Cover Exercise of Warrants 4 Approve Discharge of Board and Senior For For Management Management 5.1 Reelect Johann Rupert as Director and For For Management Board Chairman 5.2 Reelect Josua Malherbe as Director For For Management 5.3 Reelect Nikesh Arora as Director For For Management 5.4 Reelect Nicolas Bos as Director For For Management 5.5 Reelect Clay Brendish as Director For For Management 5.6 Reelect Jean-Blaise Eckert as Director For For Management 5.7 Reelect Burkhart Grund as Director For For Management 5.8 Reelect Keyu Jin as Director For For Management 5.9 Reelect Jerome Lambert as Director For For Management 5.10 Reelect Ruggero Magnoni as Director For For Management 5.11 Reelect Jeff Moss as Director For For Management 5.12 Reelect Vesna Nevistic as Director For For Management 5.13 Reelect Guillaume Pictet as Director For For Management 5.14 Reelect Alan Quasha as Director For For Management 5.15 Reelect Maria Ramos as Director For For Management 5.16 Reelect Anton Rupert as Director For For Management 5.17 Reelect Jan Rupert as Director For For Management 5.18 Reelect Gary Saage as Director For For Management 5.19 Reelect Cyrille Vigneron as Director For For Management 5.20 Elect Wendy Luhabe as Director For For Management 6.1 Reappoint Clay Brendish as Member of For For Management the Compensation Committee 6.2 Reappoint Keyu Jin as Member of the For For Management Compensation Committee 6.3 Reappoint Guillaume Pictet as Member For For Management of the Compensation Committee 6.4 Reappoint Maria Ramos as Member of the For For Management Compensation Committee 7 Ratify PricewaterhouseCoopers SA as For For Management Auditors 8 Designate Etude Gampert Demierre For For Management Moreno as Independent Proxy 9.1 Approve Remuneration of Directors in For For Management the Amount of CHF 6.7 Million 9.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 15.8 Million 9.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 38.3 Million 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of CHF 24.2 Million For For Management Pool of Conditional Capital to Cover Exercise of Warrants 2 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Ian Meakins as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Karen Witts as Director For For Management 8 Re-elect Carol Arrowsmith as Director For For Management 9 Re-elect John Bason as Director For For Management 10 Re-elect Stefan Bomhard as Director For For Management 11 Re-elect John Bryant as Director For For Management 12 Re-elect Anne-Francoise Nesmes as For For Management Director 13 Re-elect Nelson Silva as Director For For Management 14 Re-elect Ireena Vittal as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Adopt New Articles of Association For For Management 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: H3698D419 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of CHF 0.14 per Share 2.1 Additional Voting Instructions - Against Against Management Shareholder Proposals (Voting) 2.2 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: H3698D419 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior None Abstain Management Management [Item Withdrawn] 3 Approve Allocation of Income and For For Management Dividends of CHF 0.10 per Share 4 Approve Creation of CHF 5 Million Pool For For Management of Capital without Preemptive Rights 5.1.a Elect Antonio Horta-Osorio as Director For For Management and Board Chairman 5.1.b Reelect Iris Bohnet as Director For For Management 5.1.c Reelect Christian Gellerstad as For For Management Director 5.1.d Reelect Andreas Gottschling as Director For Against Management 5.1.e Reelect Michael Klein as Director For For Management 5.1.f Reelect Shan Li as Director For For Management 5.1.g Reelect Seraina Macia as Director For For Management 5.1.h Reelect Richard Meddings as Director For For Management 5.1.i Reelect Kai Nargolwala as Director For For Management 5.1.j Reelect Ana Pessoa as Director For For Management 5.1.k Reelect Severin Schwan as Director For For Management 5.1.l Elect Clare Brady as Director For For Management 5.1.m Elect Blythe Masters as Director For For Management 5.2.1 Reappoint Iris Bohnet as Member of the For For Management Compensation Committee 5.2.2 Reappoint Christian Gellerstad as For For Management Member of the Compensation Committee 5.2.3 Reappoint Michael Klein as Member of For For Management the Compensation Committee 5.2.4 Reappoint Kai Nargolwala as Member of For For Management the Compensation Committee 5.2.5 Appoint Blythe Masters as Member of For For Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 12 Million 6.2.1 Approve Short-Term Variable None For Management Remuneration of Executive Committee in the Amount of CHF 15.7 Million [Item Withdrawn] 6.2.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 31 Million 6.2.3 Approve Long-Term Variable None For Management Remuneration of Executive Committee in the Amount of CHF 25.1 Million [Item Withdrawn] 7.1 Ratify PricewaterhouseCoopers AG as For For Management Auditors 7.2 Ratify BDO AG as Special Auditors For For Management 7.3 Designate Keller KLG as Independent For For Management Proxy 8.1 Additional Voting Instructions - Against Against Management Shareholder Proposals (Voting) 8.2 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) -------------------------------------------------------------------------------- DAIMLER AG Ticker: DAI Security ID: D1668R123 Meeting Date: JUL 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 5.2 Ratify KPMG AG as Auditors for the For For Management 2021 Interim Financial Statements Until the 2021 AGM 6 Approve Remuneration Policy For For Management 7 Elect Timotheus Hoettges to the For For Management Supervisory Board 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 10 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights 11.1 Amend Articles Re: AGM Video and Audio For For Management Transmission 11.2 Amend Articles Re: Electronic For For Management Participation of Shareholders 12.1 Amend Articles Re: Annulment of the For For Management Majority Requirement Clause for Passing Resolutions at General Meetings 12.2 Amend Articles Re: Majority For For Management Requirement for Passing Resolutions at General Meetings 13 Approve Affiliation Agreement with For For Management Mercedes-Benz Bank AG -------------------------------------------------------------------------------- DAIMLER AG Ticker: DAI Security ID: D1668R123 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5.1 Ratify KPMG AG as Auditors for Fiscal For For Management Year 2021 5.2 Ratify KPMG AG as Auditors for the For For Management 2022 Interim Financial Statements until the 2022 AGM 5.3 Ratify KPMG AG as Auditors of the For For Management Final Balance Sheets Required under the German Reorganization Act 6.1 Elect Elizabeth Centoni to the For For Management Supervisory Board 6.2 Elect Ben van Beurden to the For For Management Supervisory Board 6.3 Elect Martin Brudermueller to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board 8 Amend Articles Re: Supervisory Board For For Management Meetings and Resolutions 9 Amend Articles Re: Place of For For Management Jurisdiction -------------------------------------------------------------------------------- FRESENIUS MEDICAL CARE AG & CO. KGAA Ticker: FME Security ID: D2734Z107 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019 2 Approve Allocation of Income and For For Management Dividends of EUR 1.20 per Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Remuneration Policy for the For For Management Management Board 7 Approve Remuneration Policy for the For For Management Supervisory Board 8 Approve Creation of Two Pools of For For Management Capital with Partial Exclusion of Preemptive Rights 9 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- FRESENIUS MEDICAL CARE AG & CO. KGAA Ticker: FME Security ID: D2734Z107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year 2020 2 Approve Allocation of Income and For For Management Dividends of EUR 1.34 per Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6.1 Elect Dieter Schenk to the Supervisory For For Management Board 6.2 Elect Rolf Classon to the Supervisory For For Management Board and to the Joint Committee 6.3 Elect Gregory Sorensen to the For For Management Supervisory Board 6.4 Elect Dorothea Wenzel to the For For Management Supervisory Board and to the Joint Committee 6.5 Elect Pascale Witz to the Supervisory For For Management Board 6.6 Elect Gregor Zuend to the Supervisory For For Management Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Assess Feasibility of Increasing the Against Against Shareholder Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Raquel C. Bono For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director Wayne A. I. Frederick For For Management 1f Elect Director John W. Garratt For For Management 1g Elect Director David A. Jones, Jr. For For Management 1h Elect Director Karen W. Katz For For Management 1i Elect Director Marcy S. Klevorn For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director Jorge S. Mesquita For For Management 1l Elect Director James J. O'Brien For For Management 1m Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLOY Security ID: G5533W248 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Robin Budenberg as Director For For Management 3 Re-elect William Chalmers as Director For For Management 4 Re-elect Alan Dickinson as Director For For Management 5 Re-elect Sarah Legg as Director For For Management 6 Re-elect Lord Lupton as Director For For Management 7 Re-elect Amanda Mackenzie as Director For For Management 8 Re-elect Nick Prettejohn as Director For For Management 9 Re-elect Stuart Sinclair as Director For For Management 10 Re-elect Catherine Woods as Director For For Management 11 Approve Remuneration Report For For Management 12 Approve Final Dividend For For Management 13 Appoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Approve Deferred Bonus Plan For For Management 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity in Relation For For Management to the Issue of Regulatory Capital Convertible Instruments 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Market Purchase of For For Management Preference Shares 24 Adopt New Articles of Association For For Management 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Company Address) 2.2 Amend Articles of Incorporation For For Management (Transfer Agent) 2.3 Amend Articles of Incorporation For For Management (Register of Shareholders) 2.4 Amend Articles of Incorporation For For Management (Register of Shareholders) 2.5 Amend Articles of Incorporation For For Management (Directors' Term of Office) 3 Elect Choi In-hyuk as Inside Director For For Management 4 Elect Lee In-moo as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Lee Geon-hyeok as Outside For For Management Director 6 Elect Lee Geon-hyeok as a Member of For For Management Audit Committee 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 8 Approve Stock Option Grants For For Management 9 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PROSUS NV Ticker: PRX Security ID: N7163R103 Meeting Date: AUG 18, 2020 Meeting Type: Annual Record Date: JUL 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Management Board None None Management (Non-Voting) 2 Approve Remuneration Report For For Management 3 Adopt Financial Statements For For Management 4.a Approve Dividends of EUR 0.602 Per For For Management Share 4.b Approve Capital Increase and Capital For For Management Reduction 5 Approve Remuneration Policy for For For Management Executive Directors 6 Approve Remuneration Policy for For For Management Non-Executive Directors 7 Approve Discharge of Executive For For Management Directors 8 Approve Discharge of Non-Executive For For Management Directors 9 Elect Y Xu as Non-Executive Director For For Management 10.1 Reelect D G Eriksson as Non-Executive For For Management Director 10.2 Reelect M R Sorour as Non-Executive For For Management Director 10.3 Reelect E M Choi as Non-Executive For For Management Director 10.4 Reelect M Girotra as Non-Executive For For Management Director 10.5 Reelect R C C Jafta as Non-Executive For For Management Director 11 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 12 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights 13 Authorize Repurchase of Shares For For Management 14 Amend Prosus Share Award Plan For For Management 15 Other Business (Non-Voting) None None Management 16 Voting Results None None Management -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.85 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify KPMG AG as Auditors for Fiscal For For Management Year 2021 6.1 Elect Qi Lu to the Supervisory Board For For Management 6.2 Elect Rouven Westphal to the For For Management Supervisory Board 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights 8 Amend Corporate Purpose For For Management 9 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko None None Management *Withdrawn Resolution* 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Yong Nam For For Management 1j Elect Director Daniel J. Phelan For For Management 1k Elect Director Abhijit Y. Talwalkar For For Management 1l Elect Director Mark C. Trudeau For For Management 1m Elect Director Dawn C. Willoughby For For Management 1n Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 25, 2020 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 25, 2020 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 25, 2020 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve Maximum Aggregate Remuneration For For Management of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 25, 2020 12 Approve Declaration of Dividend For For Management 13 Approve Reduction in Share Capital via For For Management Cancelation of Shares 14 Amend Non-Qualified Employee Stock For For Management Purchase Plan 15 Amend Omnibus Stock Plan For For Management 16 Adjourn Meeting For For Management ======================== The Oakmark International Fund ======================== ACCOR SA Ticker: AC Security ID: F00189120 Meeting Date: APR 29, 2021 Meeting Type: Annual/Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Compensation of Corporate For For Management Officers 5 Approve Compensation of Sebastien For For Management Bazin, Chairman and CEO 6 Approve Remuneration Policy of For For Management Chairman and CEO 7 Approve Remuneration Policy of For For Management Directors 8 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of 50 Percent of Issued Capital 12 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of 10 Percent of Issued Capital 13 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year Reserved for Specific Beneficiaries 14 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 15 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 16 Authorize Capitalization of Reserves For For Management of Up to 50 Percent of Issued Capital for Bonus Issue or Increase in Par Value 17 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 11-16 at 50 Percent of the Share Capital and Under Items 12-15 at 10 Percent of Issued Capital 18 Authorize Capital Issuances for Use in For Against Management Employee Stock Purchase Plans 19 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees 20 Amend Article 1 of Bylaws to Comply For For Management with Legal Changes 21 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: G01719114 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For Against Management 2.2 Elect Kabir Misra as Director For Against Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: 01609W102 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Elect Maggie Wei Wu as Director For Against Management 2.2 Elect Kabir Misra as Director For Against Management 2.3 Elect Walter Teh Ming Kwauk as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Allocation of Income and For For Management Dividends of EUR 9.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Approve Remuneration Policy For For Management 6 Approve Remuneration of Supervisory For For Management Board 7 Amend Articles Re: Supervisory Board For For Management Term of Office -------------------------------------------------------------------------------- AMADEUS IT GROUP SA Ticker: AMS Security ID: E04648114 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: JUN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Discharge of Board For For Management 5.1 Elect Jana Eggers as Director For For Management 5.2 Elect Amanda Mesler as Director For For Management 5.3 Reelect Luis Maroto Camino as Director For For Management 5.4 Reelect David Webster as Director For For Management 5.5 Reelect Clara Furse as Director For For Management 5.6 Reelect Nicolas Huss as Director For For Management 5.7 Reelect Stephan Gemkow as Director For For Management 5.8 Reelect Peter Kuerpick as Director For For Management 5.9 Reelect Pilar Garcia Ceballos-Zuniga For For Management as Director 5.10 Reelect Francesco Loredan as Director For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration Policy For For Management 9 Approve Performance Share Plan For For Management 10.1 Amend Article 11 Re: Share Capital For For Management Increase 10.2 Amend Article 24 Re: Remote Voting For For Management 10.3 Add New Article 24 bis Re: Allow For For Management Shareholder Meetings to be Held in Virtual-Only Format 10.4 Amend Articles Re: Board Functions and For For Management Remuneration 10.5 Amend Articles Re: Board Committees For For Management 11.1 Amend Articles of General Meeting For For Management Regulations Re: Company's Name and Corporate Website 11.2 Amend Article 7 of General Meeting For For Management Regulations Re: Right to Information 11.3 Amend Articles of General Meeting For For Management Regulations Re: Holding of the General Meeting 11.4 Amend Articles of General Meeting For For Management Regulations Re: Constitution and Start of the Session 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMP LTD. Ticker: AMP Security ID: Q0344G101 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Kathryn (Kate) McKenzie as For For Management Director 3 Approve Remuneration Report For For Management 4 ***Withdrawn Resolution*** Approve None None Management Grant of Performance Rights to Francesco De Ferrari 5 Approve the Spill Resolution Against Against Management -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: B639CJ108 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor A1 Authorize Repurchase of Up to 20 For For Management Percent of Issued Share Capital B2 Receive Directors' Reports (Non-Voting) None None Management B3 Receive Auditors' Reports (Non-Voting) None None Management B4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) B5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 0.50 per Share B6 Approve Discharge of Directors For For Management B7 Approve Discharge of Auditors For For Management B8a Reelect Martin J. Barrington as For For Management Director B8b Reelect William F. Gifford, Jr. as For For Management Director B8c Reelect Alejandro Santo Domingo Davila For For Management as Director B9 Approve Remuneration policy For For Management B10 Approve Remuneration Report For For Management B11 Approve Change-of-Control Clause Re: For For Management Revolving Credit and Swingline Facilities Agreement C12 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- ASHTEAD GROUP PLC Ticker: AHT Security ID: G05320109 Meeting Date: SEP 08, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Paul Walker as Director For For Management 5 Re-elect Brendan Horgan as Director For For Management 6 Re-elect Michael Pratt as Director For For Management 7 Re-elect Angus Cockburn as Director For For Management 8 Re-elect Lucinda Riches as Director For For Management 9 Re-elect Tanya Fratto as Director For For Management 10 Re-elect Lindsley Ruth as Director For For Management 11 Elect Jill Easterbrook as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Approve Reduction of Capital For For Management -------------------------------------------------------------------------------- AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: JUL 31, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect B. Baburao as Director For Against Management 3 Reelect Rakesh Makhija as Director For For Management 4 Elect T.C. Suseel Kumar as Director For Against Management 5 Authorize Issuance of Debt Securities For For Management on Private Placement Basis 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: DEC 09, 2020 Meeting Type: Special Record Date: OCT 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ketaki Bhagwati as Director For For Management 2 Elect Meena Ganesh as Director For For Management 3 Elect Gopalaraman Padmanabhan as For For Management Director -------------------------------------------------------------------------------- BAYER AG Ticker: BAYN Security ID: D0712D163 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020 2 Approve Discharge of Management Board For For Management for Fiscal Year 2020 3 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 4.1 Elect Fei-Fei Li to the Supervisory For For Management Board 4.2 Elect Alberto Weisser to the For For Management Supervisory Board 5 Approve Remuneration of Supervisory For For Management Board 6 Ratify Deloitte GmbH as Auditors for For For Management Fiscal Year 2021 -------------------------------------------------------------------------------- BAYERISCHE MOTOREN WERKE AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.90 per Ordinary Share and EUR 1.92 per Preferred Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6.1 Elect Marc Bitzer to the Supervisory For For Management Board 6.2 Elect Rachel Empey to the Supervisory For For Management Board 6.3 Elect Christoph Schmidt to the For For Management Supervisory Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9.1 Amend Articles Re: Participation of For For Management Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission 9.2 Amend Articles Re: Proof of Entitlement For For Management 9.3 Amend Articles Re: Participation and For For Management Voting Rights 10 Amend Affiliation Agreement with BMW For For Management Bank GmbH -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special Record Date: MAY 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.11 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Pierre Andre de Chalendar as For For Management Director 7 Reelect Rajna Gibson Brandon as For For Management Director 8 Elect Christian Noyer as Director For For Management 9 Elect Juliette Brisac as For For Management Representative of Employee Shareholders to the Board A Elect Isabelle Coron as Representative Against Against Management of Employee Shareholders to the Board B Elect Cecile Besse Advani as Against Against Management Representative of Employee Shareholders to the Board C Elect Dominique Potier as Against Against Management Representative of Employee Shareholders to the Board 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO and For For Management Vice-CEO 13 Approve Compensation of Corporate For For Management Officers 14 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 15 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 16 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 17 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 18 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.4 Million 19 Set Limit for the Variable For For Management Remuneration of Executives and Specific Employees 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BRAMBLES LIMITED Ticker: BXB Security ID: Q6634U106 Meeting Date: OCT 08, 2020 Meeting Type: Annual Record Date: OCT 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect John Patrick Mullen as Director For For Management 4 Elect Nora Lia Scheinkestel as Director For For Management 5 Elect Kenneth Stanley McCall as For For Management Director 6 Elect Tahira Hassan as Director For For Management 7 Elect Nessa O'Sullivan as Director For For Management 8 Approve Brambles Limited MyShare Plan For For Management 9 Approve Participation of Graham For For Management Chipchase in the Performance Share Plan 10 Approve Participation of Nessa For For Management O'Sullivan in the Performance Share Plan 11 Approve Participation of Nessa For For Management O'Sullivan in the MyShare Plan 12 Approve Extension of On-Market Share For For Management Buy-Backs -------------------------------------------------------------------------------- BUNZL PLC Ticker: BNZL Security ID: G16968110 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Peter Ventress as Director For For Management 4 Re-elect Frank van Zanten as Director For For Management 5 Re-elect Richard Howes as Director For For Management 6 Re-elect Vanda Murray as Director For For Management 7 Re-elect Lloyd Pitchford as Director For For Management 8 Re-elect Stephan Nanninga as Director For For Management 9 Elect Vin Murria as Director For For Management 10 Elect Maria Fernanda Mejia as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise Board to Fix Remuneration of For For Management Auditors 13 Approve Remuneration Policy For For Management 14 Approve Remuneration Report For For Management 15 Amend Long-Term Incentive Plan For For Management 16 Approve US Employee Stock Purchase Plan For For Management 17 Amend Savings Related Share Option For For Management Scheme 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.95 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO Until 20 May 2020 6 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO Until 20 May 2020 7 Approve Compensation of Paul Hermelin, For For Management Chairman of the Board Since 20 May 2020 8 Approve Compensation of Aiman Ezzat, For For Management CEO Since 20 May 2020 9 Approve Compensation of Corporate For For Management Officers 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Remuneration Policy of For For Management Directors 13 Reelect Patrick Pouyanne as Director For For Management 14 Elect Tanja Rueckert as Director For For Management 15 Elect Kurt Sievers as Director For For Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Articles 12 of Bylaws to Comply For For Management with Legal Changes 18 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: DEC 15, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares and For For Management Warrants in Connection with the Acquisition of Husky Energy Inc. -------------------------------------------------------------------------------- CENOVUS ENERGY INC. Ticker: CVE Security ID: 15135U109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2.1 Elect Director Keith M. Casey For For Management 2.2 Elect Director Canning K.N. Fok For For Management 2.3 Elect Director Jane E. Kinney For For Management 2.4 Elect Director Harold (Hal) N. Kvisle For For Management 2.5 Elect Director Eva L. Kwok For For Management 2.6 Elect Director Keith A. MacPhail For For Management 2.7 Elect Director Richard J. Marcogliese For For Management 2.8 Elect Director Claude Mongeau For For Management 2.9 Elect Director Alexander J. Pourbaix For For Management 2.10 Elect Director Wayne E. Shaw For For Management 2.11 Elect Director Frank J. Sixt For For Management 2.12 Elect Director Rhonda I. Zygocki For For Management 3 Re-approve Shareholder Rights Plan For Against Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CNH INDUSTRIAL NV Ticker: CNHI Security ID: N20944109 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.11 Per Share For For Management 2.d Approve Discharge of Directors For For Management 3 Approve Remuneration Report For For Management 4.a Reelect Suzanne Heywood as Executive For For Management Director 4.b Elect Scott W. Wine as Executive For For Management Director 4.c Reelect Howard W. Buffett as For For Management Non-Executive Director 4.d Reelect Tufan Erginbilgic as For For Management Non-Executive Director 4.e Reelect Leo W. Houle as Non-Executive For For Management Director 4.f Reelect John B. Lanaway as For For Management Non-Executive Director 4.g Reelect Alessandro Nasi as For Against Management Non-Executive Director 4.h Reelect Lorenzo Simonelli as For For Management Non-Executive Director 4.i Reelect Vagn Sorensen as Non-Executive For For Management Director 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Common Shares 7 Close Meeting None None Management -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: SEP 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 1.00 per Registered A Share and CHF 0.10 per Registered B Share 3 Approve Creation of CHF 24.2 Million For For Management Pool of Conditional Capital to Cover Exercise of Warrants 4 Approve Discharge of Board and Senior For For Management Management 5.1 Reelect Johann Rupert as Director and For For Management Board Chairman 5.2 Reelect Josua Malherbe as Director For For Management 5.3 Reelect Nikesh Arora as Director For For Management 5.4 Reelect Nicolas Bos as Director For For Management 5.5 Reelect Clay Brendish as Director For For Management 5.6 Reelect Jean-Blaise Eckert as Director For For Management 5.7 Reelect Burkhart Grund as Director For For Management 5.8 Reelect Keyu Jin as Director For For Management 5.9 Reelect Jerome Lambert as Director For For Management 5.10 Reelect Ruggero Magnoni as Director For For Management 5.11 Reelect Jeff Moss as Director For For Management 5.12 Reelect Vesna Nevistic as Director For For Management 5.13 Reelect Guillaume Pictet as Director For For Management 5.14 Reelect Alan Quasha as Director For For Management 5.15 Reelect Maria Ramos as Director For For Management 5.16 Reelect Anton Rupert as Director For For Management 5.17 Reelect Jan Rupert as Director For For Management 5.18 Reelect Gary Saage as Director For For Management 5.19 Reelect Cyrille Vigneron as Director For For Management 5.20 Elect Wendy Luhabe as Director For For Management 6.1 Reappoint Clay Brendish as Member of For For Management the Compensation Committee 6.2 Reappoint Keyu Jin as Member of the For For Management Compensation Committee 6.3 Reappoint Guillaume Pictet as Member For For Management of the Compensation Committee 6.4 Reappoint Maria Ramos as Member of the For For Management Compensation Committee 7 Ratify PricewaterhouseCoopers SA as For For Management Auditors 8 Designate Etude Gampert Demierre For For Management Moreno as Independent Proxy 9.1 Approve Remuneration of Directors in For For Management the Amount of CHF 6.7 Million 9.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 15.8 Million 9.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 38.3 Million 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: CFR Security ID: H25662182 Meeting Date: NOV 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of CHF 24.2 Million For For Management Pool of Conditional Capital to Cover Exercise of Warrants 2 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 04, 2021 Meeting Type: Annual Record Date: FEB 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Ian Meakins as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Karen Witts as Director For For Management 8 Re-elect Carol Arrowsmith as Director For For Management 9 Re-elect John Bason as Director For For Management 10 Re-elect Stefan Bomhard as Director For For Management 11 Re-elect John Bryant as Director For For Management 12 Re-elect Anne-Francoise Nesmes as For For Management Director 13 Re-elect Nelson Silva as Director For For Management 14 Re-elect Ireena Vittal as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Adopt New Articles of Association For For Management 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- CONTINENTAL AG Ticker: CON Security ID: D16212140 Meeting Date: JUL 14, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.00 per Share 3.1 Approve Discharge of Management Board For For Management Member Elmar Degenhart for Fiscal 2019 3.2 Approve Discharge of Management Board For For Management Member Hans-Juergen Duensing for Fiscal 2019 3.3 Approve Discharge of Management Board For For Management Member Frank Jourdan for Fiscal 2019 3.4 Approve Discharge of Management Board For For Management Member Christian Koetz for Fiscal 2019 3.5 Approve Discharge of Management Board For For Management Member Helmut Matschi for Fiscal 2019 3.6 Approve Discharge of Management Board For For Management Member Ariane Reinhart for Fiscal 2019 3.7 Approve Discharge of Management Board For For Management Member Wolfgang Schaefer for Fiscal 2019 3.8 Approve Discharge of Management Board For For Management Member Nikolai Setzer for Fiscal 2019 4.1 Approve Discharge of Supervisory Board For For Management Member Wolfgang Reitzle for Fiscal 2019 4.2 Approve Discharge of Supervisory Board For For Management Member Hasan Allak for Fiscal 2019 4.3 Approve Discharge of Supervisory Board For For Management Member Christiane Benner for Fiscal 2019 4.4 Approve Discharge of Supervisory Board For For Management Member Gunter Dunkel for Fiscal 2019 4.5 Approve Discharge of Supervisory Board For For Management Member Francesco Grioli for Fiscal 2019 4.6 Approve Discharge of Supervisory Board For For Management Member Peter Gutzmer for Fiscal 2019 4.7 Approve Discharge of Supervisory Board For For Management Member Michael Iglhaut for Fiscal 2019 4.8 Approve Discharge of Supervisory Board For For Management Member Satish Khatu for Fiscal 2019 4.9 Approve Discharge of Supervisory Board For For Management Member Isabel Knauf for Fiscal 2019 4.10 Approve Discharge of Supervisory Board For For Management Member Klaus Mangold for Fiscal 2019 4.11 Approve Discharge of Supervisory Board For For Management Member Sabine Neuss for Fiscal 2019 4.12 Approve Discharge of Supervisory Board For For Management Member Rolf Nonnenmacher for Fiscal 2019 4.13 Approve Discharge of Supervisory Board For For Management Member Dirk Nordmann for Fiscal 2019 4.14 Approve Discharge of Supervisory Board For For Management Member Lorenz Pfau for Fiscal 2019 4.15 Approve Discharge of Supervisory Board For For Management Member Klaus Rosenfeld for Fiscal 2019 4.16 Approve Discharge of Supervisory Board For For Management Member Georg Schaeffler for Fiscal 2019 4.17 Approve Discharge of Supervisory Board For For Management Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2019 4.18 Approve Discharge of Supervisory Board For For Management Member Joerg Schoenfelder for Fiscal 2019 4.19 Approve Discharge of Supervisory Board For For Management Member Stefan Scholz for Fiscal 2019 4.20 Approve Discharge of Supervisory Board For For Management Member Gudrun Valten for Fiscal 2019 4.21 Approve Discharge of Supervisory Board For For Management Member Kirsten Voerkel for Fiscal 2019 4.22 Approve Discharge of Supervisory Board For For Management Member Elke Volkmann for Fiscal 2019 4.23 Approve Discharge of Supervisory Board For For Management Member Erwin Woerle for Fiscal 2019 4.24 Approve Discharge of Supervisory Board For For Management Member Siegfried Wolf for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Approve Remuneration Policy For For Management 7 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- CONTINENTAL AG Ticker: CON Security ID: D16212140 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3.1 Approve Discharge of Management Board For For Management Member Nikolai Setzer for Fiscal Year 2020 3.2 Approve Discharge of Management Board For For Management Member Elmar Degenhart for Fiscal Year 2020 3.3 Approve Discharge of Management Board For For Management Member Hans-Juergen Duensing for Fiscal Year 2020 3.4 Approve Discharge of Management Board For For Management Member Frank Jourdan for Fiscal Year 2020 3.5 Approve Discharge of Management Board For For Management Member Christian Koetz for Fiscal Year 2020 3.6 Approve Discharge of Management Board For For Management Member Helmut Matschi for Fiscal Year 2020 3.7 Approve Discharge of Management Board For For Management Member Ariane Reinhart for Fiscal Year 2020 3.8 Approve Discharge of Management Board For For Management Member Wolfgang Schaefer for Fiscal Year 2020 3.9 Approve Discharge of Management Board For For Management Member Andreas Wolf for Fiscal Year 2020 4.1 Approve Discharge of Supervisory Board For For Management Member Wolfgang Reitzle for Fiscal Year 2020 4.2 Approve Discharge of Supervisory Board For For Management Member Hasan Allak for Fiscal Year 2020 4.3 Approve Discharge of Supervisory Board For For Management Member Christiane Benner for Fiscal Year 2020 4.4 Approve Discharge of Supervisory Board For For Management Member Gunter Dunkel for Fiscal Year 2020 4.5 Approve Discharge of Supervisory Board For For Management Member Francesco Grioli for Fiscal Year 2020 4.6 Approve Discharge of Supervisory Board For For Management Member Michael Iglhaut for Fiscal Year 2020 4.7 Approve Discharge of Supervisory Board For For Management Member Satish Khatu for Fiscal Year 2020 4.8 Approve Discharge of Supervisory Board For For Management Member Isabel Knauf for Fiscal Year 2020 4.9 Approve Discharge of Supervisory Board For For Management Member Sabine Neuss for Fiscal Year 2020 4.10 Approve Discharge of Supervisory Board For For Management Member Rolf Nonnenmacher for Fiscal Year 2020 4.11 Approve Discharge of Supervisory Board For For Management Member Dirk Nordmann for Fiscal Year 2020 4.12 Approve Discharge of Supervisory Board For For Management Member Lorenz Pfau for Fiscal Year 2020 4.13 Approve Discharge of Supervisory Board For For Management Member Klaus Rosenfeld for Fiscal Year 2020 4.14 Approve Discharge of Supervisory Board For For Management Member Georg Schaeffler for Fiscal Year 2020 4.15 Approve Discharge of Supervisory Board For For Management Member Maria-Elisabeth Schaeffler-Thumann for Fiscal Year 2020 4.16 Approve Discharge of Supervisory Board For For Management Member Joerg Schoenfelder for Fiscal Year 2020 4.17 Approve Discharge of Supervisory Board For For Management Member Stefan Scholz for Fiscal Year 2020 4.18 Approve Discharge of Supervisory Board For For Management Member Kirsten Voerkelfor Fiscal Year 2020 4.19 Approve Discharge of Supervisory Board For For Management Member Elke Volkmann for Fiscal Year 2020 4.20 Approve Discharge of Supervisory Board For For Management Member Siegfried Wolf for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6 Amend Articles of Association For For Management 7 Approve Spin-Off and Takeover For For Management Agreement with Vitesco Technologies Group Aktiengesellschaft -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: H3698D419 Meeting Date: NOV 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of CHF 0.14 per Share 2.1 Additional Voting Instructions - Against Against Management Shareholder Proposals (Voting) 2.2 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: H3698D419 Meeting Date: APR 30, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior None Abstain Management Management [Item Withdrawn] 3 Approve Allocation of Income and For For Management Dividends of CHF 0.10 per Share 4 Approve Creation of CHF 5 Million Pool For For Management of Capital without Preemptive Rights 5.1.a Elect Antonio Horta-Osorio as Director For For Management and Board Chairman 5.1.b Reelect Iris Bohnet as Director For For Management 5.1.c Reelect Christian Gellerstad as For For Management Director 5.1.d Reelect Andreas Gottschling as Director For Against Management 5.1.e Reelect Michael Klein as Director For For Management 5.1.f Reelect Shan Li as Director For For Management 5.1.g Reelect Seraina Macia as Director For For Management 5.1.h Reelect Richard Meddings as Director For For Management 5.1.i Reelect Kai Nargolwala as Director For For Management 5.1.j Reelect Ana Pessoa as Director For For Management 5.1.k Reelect Severin Schwan as Director For For Management 5.1.l Elect Clare Brady as Director For For Management 5.1.m Elect Blythe Masters as Director For For Management 5.2.1 Reappoint Iris Bohnet as Member of the For For Management Compensation Committee 5.2.2 Reappoint Christian Gellerstad as For For Management Member of the Compensation Committee 5.2.3 Reappoint Michael Klein as Member of For For Management the Compensation Committee 5.2.4 Reappoint Kai Nargolwala as Member of For For Management the Compensation Committee 5.2.5 Appoint Blythe Masters as Member of For For Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 12 Million 6.2.1 Approve Short-Term Variable None For Management Remuneration of Executive Committee in the Amount of CHF 15.7 Million [Item Withdrawn] 6.2.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 31 Million 6.2.3 Approve Long-Term Variable None For Management Remuneration of Executive Committee in the Amount of CHF 25.1 Million [Item Withdrawn] 7.1 Ratify PricewaterhouseCoopers AG as For For Management Auditors 7.2 Ratify BDO AG as Special Auditors For For Management 7.3 Designate Keller KLG as Independent For For Management Proxy 8.1 Additional Voting Instructions - Against Against Management Shareholder Proposals (Voting) 8.2 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) -------------------------------------------------------------------------------- DAIMLER AG Ticker: DAI Security ID: D1668R123 Meeting Date: JUL 08, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 5.2 Ratify KPMG AG as Auditors for the For For Management 2021 Interim Financial Statements Until the 2021 AGM 6 Approve Remuneration Policy For For Management 7 Elect Timotheus Hoettges to the For For Management Supervisory Board 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 10 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights 11.1 Amend Articles Re: AGM Video and Audio For For Management Transmission 11.2 Amend Articles Re: Electronic For For Management Participation of Shareholders 12.1 Amend Articles Re: Annulment of the For For Management Majority Requirement Clause for Passing Resolutions at General Meetings 12.2 Amend Articles Re: Majority For For Management Requirement for Passing Resolutions at General Meetings 13 Approve Affiliation Agreement with For For Management Mercedes-Benz Bank AG -------------------------------------------------------------------------------- DAIMLER AG Ticker: DAI Security ID: D1668R123 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5.1 Ratify KPMG AG as Auditors for Fiscal For For Management Year 2021 5.2 Ratify KPMG AG as Auditors for the For For Management 2022 Interim Financial Statements until the 2022 AGM 5.3 Ratify KPMG AG as Auditors of the For For Management Final Balance Sheets Required under the German Reorganization Act 6.1 Elect Elizabeth Centoni to the For For Management Supervisory Board 6.2 Elect Ben van Beurden to the For For Management Supervisory Board 6.3 Elect Martin Brudermueller to the For For Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board 8 Amend Articles Re: Supervisory Board For For Management Meetings and Resolutions 9 Amend Articles Re: Place of For For Management Jurisdiction -------------------------------------------------------------------------------- DANONE SA Ticker: BN Security ID: F12033134 Meeting Date: APR 29, 2021 Meeting Type: Annual/Special Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.94 per Share 4 Reelect Guido Barilla as Director For For Management 5 Reelect Cecile Cabanis as Director For Against Management 6 Reelect Michel Landel as Director For For Management 7 Reelect Serpil Timuray as Director For For Management 8 Ratify Appointment of Gilles Schnepp For For Management as Director 9 Approve Auditors' Special Report on For For Management Related-Party Transactions 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Emmanuel For For Management Faber, Chairman and CEO 12 Approve Remuneration Policy of For For Management Corporate Officers 13 Approve Remuneration of Directors For For Management Aggregate Amount of EUR 1.25 Million 14 Approve Remuneration Policy of For For Management Directors 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 19 Authorize Capital Increase of Up to For For Management EUR 17 Million for Future Exchange Offers 20 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 21 Authorize Capitalization of Reserves For For Management of Up to EUR 43 Million for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 24 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 25 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 26 Authorize Filing of Required For For Management Documents/Other Formalities 27 Approve Remuneration Policy of For For Management Executive Corporate Officers 28 Approve Compensation Report of For For Management Emmanuel Faber, Chairman and CEO Until 14 March 2021 29 Request Directors to Present to None None Shareholder Shareholders the Following: Strategic Vision for the Group; Position on Corporate Purpose; Approach to Environmental Matters; Opinion on Companys Governance Organization -------------------------------------------------------------------------------- ESSILORLUXOTTICA SA Ticker: EL Security ID: F31665106 Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special Record Date: MAY 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.23 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation Report of For For Management Corporate Officers 6 Approve Compensation of Leonardo Del For For Management Vecchio, Chairman and CEO Until Dec. 17, 2020 and Chairman of the Board Since Dec. 17, 2020 7 Approve Compensation of Hubert For For Management Sagnieres, Vice-Chairman and Vice-CEO Until Dec. 17, 2020 and Vice-Chairman of the Board Since Dec. 17, 2020 8 Approve Remuneration Policy of For For Management Corporate Officers, Since Jan. 1, 2020 Until the General Assembly 9 Approve Remuneration Policy of For For Management Corporate Officers, Since the General Assembly 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Amend Bylaws to Comply with Legal For For Management Changes 12 Amend Article 13 of Bylaws Re: For For Management Directors Length of Term 13 Amend Article 15, 16 and 23 of Bylaws For For Management Re: Board Deliberation 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Authorize up to 2.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 5 Percent of Issued Capital 17 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Reelect Leonardo Del Vecchio as For For Management Director 20 Reelect Romolo Bardin as Director For For Management 21 Reelect Juliette Favre as Director For For Management 22 Reelect Francesco Milleri as Director For For Management 23 Reelect Paul du Saillant as Director For For Management 24 Reelect Cristina Scocchia as Director For For Management 25 Elect Jean-Luc Biamonti as Director For For Management 26 Elect Marie-Christine Coisne as For For Management Director 27 Elect Jose Gonzalo as Director For For Management 28 Elect Swati Piramal as Director For For Management 29 Elect Nathalie von Siemens as Director For For Management 30 Elect Andrea Zappia as Director For For Management 31 Directors Length of Term, Pursuant For For Management Item 12 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EXOR NV Ticker: EXO Security ID: N3140A107 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 2.b Approve Remuneration Report For For Management 2.c Adopt Financial Statements For For Management 2.e Approve Dividends of EUR 0.43 Per Share For For Management 3.a Ratify Ernst & Young Accountants LLP For For Management as Auditors 4.a Approve Discharge of Executive For For Management Directors 4.b Approve Discharge of Non-Executive For For Management Directors 5 Elect Ajaypal Banga as Non-Executive For For Management Director 6.a Authorize Repurchase of Shares For For Management 6.b Approve Cancellation of Repurchased For For Management Shares 6.c Grant Board Authority to Issue Shares For For Management 6.d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6.e Grant Board Authority to Issue Special For For Management Voting Shares A without Preemptive Rights -------------------------------------------------------------------------------- FERGUSON PLC Ticker: FERG Security ID: G3421J106 Meeting Date: JUL 29, 2020 Meeting Type: Special Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- FERGUSON PLC Ticker: FERG Security ID: G3421J106 Meeting Date: DEC 03, 2020 Meeting Type: Annual Record Date: DEC 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Bill Brundage as Director For For Management 5 Re-elect Tessa Bamford as Director For For Management 6 Re-elect Geoff Drabble as Director For For Management 7 Re-elect Catherine Halligan as Director For For Management 8 Re-elect Kevin Murphy as Director For For Management 9 Re-elect Alan Murray as Director For For Management 10 Re-elect Tom Schmitt as Director For For Management 11 Re-elect Dr Nadia Shouraboura as For For Management Director 12 Re-elect Jacqueline Simmonds as For For Management Director 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- FRESENIUS MEDICAL CARE AG & CO. KGAA Ticker: FME Security ID: D2734Z107 Meeting Date: AUG 27, 2020 Meeting Type: Annual Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019 2 Approve Allocation of Income and For For Management Dividends of EUR 1.20 per Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Approve Remuneration Policy for the For For Management Management Board 7 Approve Remuneration Policy for the For For Management Supervisory Board 8 Approve Creation of Two Pools of For For Management Capital with Partial Exclusion of Preemptive Rights 9 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- FRESENIUS MEDICAL CARE AG & CO. KGAA Ticker: FME Security ID: D2734Z107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year 2020 2 Approve Allocation of Income and For For Management Dividends of EUR 1.34 per Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 6.1 Elect Dieter Schenk to the Supervisory For For Management Board 6.2 Elect Rolf Classon to the Supervisory For For Management Board and to the Joint Committee 6.3 Elect Gregory Sorensen to the For For Management Supervisory Board 6.4 Elect Dorothea Wenzel to the For For Management Supervisory Board and to the Joint Committee 6.5 Elect Pascale Witz to the Supervisory For For Management Board 6.6 Elect Gregor Zuend to the Supervisory For For Management Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Reduction of Capital For For Management Contribution Reserves 3 Re-elect Anthony Hayward as Director For For Management 4 Re-elect Ivan Glasenberg as Director For For Management 5 Re-elect Peter Coates as Director For For Management 6 Re-elect Martin Gilbert as Director For For Management 7 Re-elect Gill Marcus as Director For For Management 8 Re-elect Patrice Merrin as Director For For Management 9 Re-elect Kalidas Madhavpeddi as For For Management Director 10 Elect Cynthia Carroll as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Approve Incentive Plan For For Management 14 Approve Company's Climate Action For For Management Transition Plan 15 Approve Remuneration Policy For For Management 16 Approve Remuneration Report For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: 40049J206 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect or Ratify Jose Antonio Chedraui For For Management Eguia as Director Representing Series L Shareholders 1.2 Elect or Ratify Sebastian Mejia as For For Management Director Representing Series L Shareholders 1.3 Elect or Ratify Raul Morales Medrano For For Management as Alternate Director Representing Series L Shareholders 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1.1 Elect or Ratify David M. Zaslav as For Abstain Management Director Representing Series D Shareholders 1.2 Elect or Ratify Enrique Francisco Jose For Abstain Management Senior Hernandez as Director Representing Series D Shareholders 1.3 Elect or Ratify Raul Morales Medrano For Abstain Management as Alternate Director Representing Series D Shareholders 1.4 Elect or Ratify Herbert Allen III as For Abstain Management Alternate Director Representing Series D Shareholders 2 Authorize Board to Ratify and Execute For Abstain Management Approved Resolutions 1 Present Financial Statements and For Abstain Management Statutory Reports 2 Present Board's Report on Principal For Abstain Management Policies and Accounting Criteria Followed in Preparation of Financial Information 3 Present Report on Activities and For Abstain Management Operations Undertaken by Board 4 Present Report of Audit Committee For Abstain Management 5 Present Report of Corporate Practices For Abstain Management Committee 6 Present Report on Compliance with For Abstain Management Fiscal Obligations 7 Approve Allocation of Income and For Abstain Management Dividends 8 Set Aggregate Nominal Amount of Share For Abstain Management Repurchase Reserve; Receive Report on Policies and Board's Decisions on Share Repurchase and Sale of Treasury Shares 9.1 Elect or Ratify Emilio Fernando For Abstain Management Azcarraga Jean as Director Representing Series A Shareholders 9.2 Elect or Ratify Alfonso de Angoitia For Abstain Management Noriega as Director Representing Series A Shareholders 9.3 Elect or Ratify Alberto Bailleres For Abstain Management Gonzalez as Director Representing Series A Shareholders 9.4 Elect or Ratify Eduardo Tricio Haro as For Abstain Management Director Representing Series A Shareholders 9.5 Elect or Ratify Michael T. Fries as For Abstain Management Director Representing Series A Shareholders 9.6 Elect or Ratify Fernando Senderos For Abstain Management Mestre as Director Representing Series A Shareholders 9.7 Elect or Ratify Bernardo Gomez For Abstain Management Martinez as Director Representing Series A Shareholders 9.8 Elect or Ratify Jon Feltheimer as For Abstain Management Director Representing Series A Shareholders 9.9 Elect or Ratify Enrique Krauze For Abstain Management Kleinbort as Director Representing Series A Shareholders 9.10 Elect or Ratify Guadalupe Phillips For Abstain Management Margain as Director Representing Series A Shareholders 9.11 Elect or Ratify Carlos Hank Gonzalez For Abstain Management as Director Representing Series A Shareholders 9.12 Elect or Ratify Lorenzo Alejandro For Abstain Management Mendoza Gimenez as Director Representing Series B Shareholders 9.13 Elect or Ratify Salvi Rafael Folch For Abstain Management Viadero as Director Representing Series B Shareholders 9.14 Elect or Ratify Guillermo Garcia For Abstain Management Naranjo Alvarez as Director Representing Series B Shareholders 9.15 Elect or Ratify Francisco Jose Chevez For Abstain Management Robelo as Director Representing Series B Shareholders 9.16 Elect or Ratify Jose Luis Fernandez For Abstain Management Fernandez as Director Representing Series B Shareholders 9.17 Elect or Ratify Julio Barba Hurtado as For Abstain Management Alternate Director 9.18 Elect or Ratify Jorge Agustin For Abstain Management Lutteroth Echegoyen as Alternate Director 9.19 Elect or Ratify Joaquin Balcarcel For Abstain Management Santa Cruz as Alternate Director 9.20 Elect or Ratify Luis Alejandro Bustos For Abstain Management Olivares as Alternate Director 9.21 Elect or Ratify Felix Jose Araujo For Abstain Management Ramirez as Alternate Director 10 Elect or Ratify Members of Executive For Abstain Management Committee; Discharge them 11 Elect or Ratify Chairman of Audit For Abstain Management Committee; Discharge them 12 Elect or Ratify Chairman of Corporate For Abstain Management Practices Committee; Discharge them 13 Approve Remuneration of Board Members, For Abstain Management Executive, Audit and Corporate Practices Committees, and Secretaries 14 Authorize Board to Ratify and Execute For Abstain Management Approved Resolutions 1 Approve Cancellation of Shares and For Abstain Management Consequently Reduction in Share Capital; Amend Article 6 2 Authorize Board to Ratify and Execute For Abstain Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: 40049J206 Meeting Date: MAY 24, 2021 Meeting Type: Special Record Date: APR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Corporate Restructuring with Univision Holdings, Inc. 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HENKEL AG & CO. KGAA Ticker: HEN Security ID: D3207M102 Meeting Date: APR 16, 2021 Meeting Type: Annual Record Date: MAR 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.83 per Ordinary Share and EUR 1.85 per Preferred Share 3 Approve Discharge of Personally Liable For For Management Partner for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Approve Discharge of Shareholders' For For Management Committee for Fiscal Year 2020 6 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2021 7 Elect James Rowan to the Shareholders' For For Management Committee 8 Approve Remuneration Policy For For Management 9 Amend Articles Re: Remuneration of For For Management Supervisory Board and Shareholders' Committee 10 Approve Remuneration of Supervisory For For Management Board and Shareholders' Committee 11 Amend Articles Re: Electronic For For Management Participation in the General Meeting -------------------------------------------------------------------------------- HENNES & MAURITZ AB Ticker: HM.B Security ID: W41422101 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3.1 Designate Jan Andersson as Inspector For For Management of Minutes of Meeting 3.2 Designate Anders Oscarsson as For For Management Inspector of Minutes of Meeting 4 Prepare and Approve List of For For Management Shareholders 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For For Management Statutory Reports 8.b1 Approve Allocation of Income and For For Management Omission of Dividends 8.b2 Approve Omission of Dividends and Sign None Against Shareholder Up to the Severance Guarantee Fund 8.c1 Approve Discharge of Board Chairman For For Management Karl-Johan Persson 8.c2 Approve Discharge of Board Chairman For For Management Stefan Persson, Until May 7, 2020 8.c3 Approve Discharge of Board Member For For Management Stina Bergfors 8.c4 Approve Discharge of Board Member For For Management Anders Dahlvig 8.c5 Approve Discharge of Board Member For For Management Danica Kragic Jensfelt 8.c6 Approve Discharge of Board Member Lena For For Management Patriksson Keller 8.c7 Approve Discharge of Board Member For For Management Christian Sievert 8.c8 Approve Discharge of Board Member For For Management Erica Wiking Hager 8.c9 Approve Discharge of Board Member For For Management Niklas Zennstrom 8.c10 Approve Discharge of Board Member For For Management Ingrid Godin 8.c11 Approve Discharge of Board Member For For Management Alexandra Rosenqvist 8.c12 Approve Discharge of Deputy Board For For Management Member Helena Isberg 8.c13 Approve Discharge of Deputy Board For For Management Member Margareta Welinder 8.c14 Approve Discharge of CEO Helena For For Management Helmersson, From Jan. 30, 2020 8.c15 Approve Discharge of CEO Karl-Johan For For Management Persson, Until Jan. 29, 2020 9.1 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 9.2 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 10.1 Approve Remuneration of Directors in For For Management the Amount of SEK 1.7 Million for Chairman and SEK 650,000 for Other Directors; Approve Remuneration for Committee Work 10.2 Approve Remuneration of Auditors For For Management 11.1 Reelect Stina Bergfors as Director For For Management 11.2 Reelect Anders Dahlvig as Director For For Management 11.3 Reelect Danica Kragic Jensfelt as For For Management Director 11.4 Reelect Lena Patriksson Keller as For For Management Director 11.5 Reelect Karl-Johan Persson as Director For For Management 11.6 Reelect Christian Sievert as Director For Against Management 11.7 Reelect Erica Wiking Hager as Director For For Management 11.8 Reelect Niklas Zennstrom as Director For For Management 11.9 Reelect Karl-Johan Persson as Board For For Management Chairman 12 Ratify Deloitte as Auditors For For Management 13.1 Elect Karl-Johan Persson, Stefan For For Management Persson, Lottie Tham, Jan Andersson and Erik Durhan as Members of Nominating Committee 13.2 Approve Procedures for Nominating For For Management Committee 14 Approve Remuneration Report For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Amend Articles Re: Collecting Proxies For For Management and Postal Voting 17 Approve Annual Proxy Vote and Report None Against Shareholder on Climate Change Policy and Strategies 18 Disclose Sustainability Targets to be None Against Shareholder Achieved in Order for Senior Executives to be Paid Variable Remuneration; Report on the Performance of Senior Executives on Sustainability Targets 19 Close Meeting None None Management -------------------------------------------------------------------------------- INTESA SANPAOLO SPA Ticker: ISP Security ID: T55067101 Meeting Date: APR 28, 2021 Meeting Type: Annual/Special Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a Approve Remuneration Policy For For Management 2b Approve Second Section of the For For Management Remuneration Report 2c Approve Fixed-Variable Compensation For For Management Ratio 2d Approve Annual Incentive Plan For For Management 2e Amend POP Long-Term Incentive Plan For For Management 2f Approve Director, Officer, and For For Management Internal Auditors Liability and Indemnity Insurance 3a Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Incentive Plan 3b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Amend Company Bylaws For For Management -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 37 2.1 Elect Director Ohashi, Tetsuji For For Management 2.2 Elect Director Ogawa, Hiroyuki For For Management 2.3 Elect Director Moriyama, Masayuki For For Management 2.4 Elect Director Mizuhara, Kiyoshi For For Management 2.5 Elect Director Kigawa, Makoto For For Management 2.6 Elect Director Kunibe, Takeshi For For Management 2.7 Elect Director Arthur M. Mitchell For For Management 2.8 Elect Director Horikoshi, Takeshi For For Management 2.9 Elect Director Saiki, Naoko For For Management 3.1 Appoint Statutory Auditor Ono, Kotaro For For Management 3.2 Appoint Statutory Auditor Inagaki, For For Management Yasuhiro -------------------------------------------------------------------------------- KUEHNE + NAGEL INTERNATIONAL AG Ticker: KNIN Security ID: H4673L145 Meeting Date: SEP 02, 2020 Meeting Type: Special Record Date: AUG 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of CHF 4.00 per Share 2 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LAFARGEHOLCIM LTD. Ticker: LHN Security ID: H4768E105 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3.1 Approve Allocation of Income For For Management 3.2 Approve Dividends of CHF 2.00 per For For Management Share from Capital Contribution Reserves 4.1 Change Company Name to Holcim Ltd For For Management 4.2 Change Location of Registered For For Management Office/Headquarters to Zug, Switzerland 5.1a Reelect Beat Hess as Director and For For Management Board Chairman 5.1b Reelect Philippe Block as Director For For Management 5.1c Reelect Kim Fausing as Director For For Management 5.1d Reelect Colin Hall as Director For For Management 5.1e Reelect Naina Kidwai as Director For For Management 5.1f Reelect Patrick Kron as Director For For Management 5.1g Reelect Adrian Loader as Director For For Management 5.1h Reelect Juerg Oleas as Director For For Management 5.1i Reelect Claudia Ramirez as Director For For Management 5.1j Reelect Hanne Sorensen as Director For For Management 5.1k Reelect Dieter Spaelti as Director For For Management 5.2 Elect Jan Jenisch as Director For For Management 5.3.1 Reappoint Colin Hall as Member of the For For Management Nomination, Compensation and Governance Committee 5.3.2 Reappoint Adrian Loader as Member of For For Management the Nomination, Compensation and Governance Committee 5.3.3 Reappoint Claudia Ramirez as Member of For For Management the Nomination, Compensation and Governance Committee 5.3.4 Appoint Hanne Sorensen as Member of For For Management the Nomination, Compensation and Governance Committee 5.4 Appoint Dieter Spaelti as Member of For For Management the Nomination, Compensation and Governance Committee 5.5.1 Ratify Deloitte AG as Auditors For For Management 5.5.2 Designate Sabine Burkhalter For For Management Kaimakliotis as Independent Proxy 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.2 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 42.5 Million 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LIBERTY GLOBAL PLC Ticker: LBTYA Security ID: G5480U104 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael T. Fries For For Management 2 Elect Director Paul A. Gould For For Management 3 Elect Director John C. Malone For For Management 4 Elect Director Larry E. Romrell For For Management 5 Approve Remuneration Report For Against Management 6 Ratify KPMG LLP (U.S.) as Auditors For For Management 7 Ratify KPMG LLP (U.K.) as Auditors For For Management 8 Authorise Board to Fix Remuneration of For For Management Auditors 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise UK Political Donations and For For Management Expenditure 11 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- LLOYDS BANKING GROUP PLC Ticker: LLOY Security ID: G5533W248 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAY 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Robin Budenberg as Director For For Management 3 Re-elect William Chalmers as Director For For Management 4 Re-elect Alan Dickinson as Director For For Management 5 Re-elect Sarah Legg as Director For For Management 6 Re-elect Lord Lupton as Director For For Management 7 Re-elect Amanda Mackenzie as Director For For Management 8 Re-elect Nick Prettejohn as Director For For Management 9 Re-elect Stuart Sinclair as Director For For Management 10 Re-elect Catherine Woods as Director For For Management 11 Approve Remuneration Report For For Management 12 Approve Final Dividend For For Management 13 Appoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Approve Deferred Bonus Plan For For Management 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity in Relation For For Management to the Issue of Regulatory Capital Convertible Instruments 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Market Purchase of For For Management Preference Shares 24 Adopt New Articles of Association For For Management 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- NASPERS LTD. Ticker: NPN Security ID: S53435103 Meeting Date: AUG 21, 2020 Meeting Type: Annual Record Date: AUG 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2020 2 Approve Dividends for N Ordinary and A For For Management Ordinary Shares 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with V Myburgh as the Individual Registered Auditor 4.1 Elect Manisha Girotra as Director For For Management 4.2 Elect Ying Xu as Director For For Management 5.1 Re-elect Don Eriksson as Director For For Management 5.2 Re-elect Mark Sorour as Director For For Management 5.3 Re-elect Emilie Choi as Director For For Management 5.4 Re-elect Rachel Jafta as Director For For Management 6.1 Re-elect Don Eriksson as Member of the For For Management Audit Committee 6.2 Re-elect Rachel Jafta as Member of the For For Management Audit Committee 6.3 Elect Manisha Girotra as Member of the For For Management Audit Committee 6.4 Elect Steve Pacak as Member of the For For Management Audit Committee 7 Approve Remuneration Policy For For Management 8 Approve Implementation of the For For Management Remuneration Policy 9 Approve Amendments to the Trust Deed For For Management constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed 10 Approve Amendments to the Trust Deed For For Management constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed 11 Approve Amendments to the Trust Deed For For Management constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed 12 Approve Amendments to the Trust Deed For For Management constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed 13 Place Authorised but Unissued Shares For Against Management under Control of Directors 14 Authorise Board to Issue Shares for For Against Management Cash 15 Authorise Ratification of Approved For For Management Resolutions 1.1 Approve Fees of the Board Chairman For For Management 1.2 Approve Fees of the Board Member For For Management 1.3 Approve Fees of the Audit Committee For For Management Chairman 1.4 Approve Fees of the Audit Committee For For Management Member 1.5 Approve Fees of the Risk Committee For For Management Chairman 1.6 Approve Fees of the Risk Committee For For Management Member 1.7 Approve Fees of the Human Resources For For Management and Remuneration Committee Chairman 1.8 Approve Fees of the Human Resources For For Management and Remuneration Committee Member 1.9 Approve Fees of the Nomination For For Management Committee Chairman 1.10 Approve Fees of the Nomination For For Management Committee Member 1.11 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Chairman 1.12 Approve Fees of the Social, Ethics and For For Management Sustainability Committee Member 1.13 Approve Fees of the Trustees of Group For For Management Share Schemes/Other Personnel Funds 2 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 3 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 4 Authorise Repurchase of N Ordinary For For Management Shares 5 Authorise Specific Repurchase of N For For Management Ordinary Shares from Holders of N Ordinary Shares 6 Authorise Repurchase of A Ordinary For For Management Shares -------------------------------------------------------------------------------- NATWEST GROUP PLC Ticker: NWG Security ID: G6422B105 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: APR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Howard Davies as Director For For Management 5 Re-elect Alison Rose-Slade as Director For For Management 6 Re-elect Katie Murray as Director For For Management 7 Re-elect Frank Dangeard as Director For For Management 8 Re-elect Patrick Flynn as Director For For Management 9 Re-elect Morten Friis as Director For For Management 10 Re-elect Robert Gillespie as Director For For Management 11 Re-elect Yasmin Jetha as Director For For Management 12 Re-elect Mike Rogers as Director For For Management 13 Re-elect Mark Seligman as Director For For Management 14 Re-elect Lena Wilson as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Issue of Equity in For For Management Connection with Equity Convertible Notes 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with Equity Convertible Notes 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 23 Authorise UK Political Donations and For For Management Expenditure 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise Off-Market Purchase of For For Management Ordinary Shares 26 Authorise Off-Market Purchase of For For Management Preference Shares 27 Adopt New Articles of Association For For Management 28 Authorise Board to Offer Scrip Dividend For For Management -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: MAR 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Company Address) 2.2 Amend Articles of Incorporation For For Management (Transfer Agent) 2.3 Amend Articles of Incorporation For For Management (Register of Shareholders) 2.4 Amend Articles of Incorporation For For Management (Register of Shareholders) 2.5 Amend Articles of Incorporation For For Management (Directors' Term of Office) 3 Elect Choi In-hyuk as Inside Director For For Management 4 Elect Lee In-moo as Outside Director For For Management to Serve as an Audit Committee Member 5 Elect Lee Geon-hyeok as Outside For For Management Director 6 Elect Lee Geon-hyeok as a Member of For For Management Audit Committee 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 8 Approve Stock Option Grants For For Management 9 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: MAR 02, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 3.00 per Share 4 Approve CHF 16.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 8.6 Million 6.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 91 Million 6.3 Approve Remuneration Report For For Management 7.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 7.2 Reelect Nancy Andrews as Director For For Management 7.3 Reelect Ton Buechner as Director For For Management 7.4 Reelect Patrice Bula as Director For For Management 7.5 Reelect Elizabeth Doherty as Director For For Management 7.6 Reelect Ann Fudge as Director For For Management 7.7 Reelect Bridgette Heller as Director For For Management 7.8 Reelect Frans van Houten as Director For For Management 7.9 Reelect Simon Moroney as Director For For Management 7.10 Reelect Andreas von Planta as Director For For Management 7.11 Reelect Charles Sawyers as Director For For Management 7.12 Elect Enrico Vanni as Director For For Management 7.13 Reelect William Winters as Director For For Management 8.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 8.2 Reappoint Bridgette Heller as Member For For Management of the Compensation Committee 8.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 8.4 Reappoint William Winters as Member of For For Management the Compensation Committee 8.5 Appoint Simon Moroney as Member of the For For Management Compensation Committee 9 Ratify PricewaterhouseCoopers AG as For For Management Auditors 10 Designate Peter Zahn as Independent For For Management Proxy 11 Amend Articles Re: Board of Directors For For Management Tenure 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- OPEN TEXT CORPORATION Ticker: OTEX Security ID: 683715106 Meeting Date: SEP 14, 2020 Meeting Type: Annual/Special Record Date: AUG 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director P. Thomas Jenkins For For Management 1.2 Elect Director Mark J. Barrenechea For For Management 1.3 Elect Director Randy Fowlie For For Management 1.4 Elect Director David Fraser For For Management 1.5 Elect Director Gail E. Hamilton For For Management 1.6 Elect Director Robert (Bob) Hau For For Management 1.7 Elect Director Stephen J. Sadler For For Management 1.8 Elect Director Harmit Singh For For Management 1.9 Elect Director Michael Slaunwhite For For Management 1.10 Elect Director Katharine B. Stevenson For For Management 1.11 Elect Director Deborah Weinstein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Employee Stock Purchase Plan For For Management 5 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- ORICA LTD. Ticker: ORI Security ID: Q7160T109 Meeting Date: DEC 22, 2020 Meeting Type: Annual Record Date: DEC 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Malcolm Broomhead as Director For For Management 2.2 Elect John Beevers as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Alberto Calderon -------------------------------------------------------------------------------- PRUDENTIAL PLC Ticker: PRU Security ID: G72899100 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Chua Sock Koong as Director For For Management 4 Elect Ming Lu as Director For For Management 5 Elect Jeanette Wong as Director For For Management 6 Re-elect Shriti Vadera as Director For For Management 7 Re-elect Jeremy Anderson as Director For For Management 8 Re-elect Mark Fitzpatrick as Director For For Management 9 Re-elect David Law as Director For For Management 10 Re-elect Anthony Nightingale as For For Management Director 11 Re-elect Philip Remnant as Director For For Management 12 Re-elect Alice Schroeder as Director For For Management 13 Re-elect James Turner as Director For For Management 14 Re-elect Thomas Watjen as Director For For Management 15 Re-elect Michael Wells as Director For For Management 16 Re-elect Fields Wicker-Miurin as For For Management Director 17 Re-elect Amy Yip as Director For For Management 18 Reappoint KPMG LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise UK Political Donations and For For Management Expenditure 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity to Include For For Management Repurchased Shares 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: OCT 21, 2020 Meeting Type: Special Record Date: SEP 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Boards of Company For Against Management -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Accept Report on the Use of Proceeds For For Management 6 Amend Articles of Association in For Against Management Relation to Shareholder Meeting 7 Approve Affirmation on the For For Management Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 8 Approve Affirmation on the For For Management Implementation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020 9 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PUBLICIS GROUPE SA Ticker: PUB Security ID: F7607Z165 Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Maurice Levy as Supervisory For For Management Board Member 7 Reelect Simon Badinter as Supervisory For For Management Board Member 8 Reelect Jean Charest as Supervisory For For Management Board Member 9 Approve Remuneration Policy of For For Management Chairman of Supervisory Board 10 Approve Remuneration Policy of For For Management Supervisory Board Members 11 Approve Remuneration Policy of For For Management Chairman of Management Board 12 Approve Remuneration Policy of For For Management Michel-Alain Proch, Management Board Member 13 Approve Remuneration Policy of For For Management Management Board Members 14 Approve Compensation Report For For Management 15 Approve Compensation of Maurice Levy, For For Management Chairman of Supervisory Board 16 Approve Compensation of Arthur Sadoun, For For Management Chairman of the Management Board 17 Approve Compensation of Jean-Michel For For Management Etienne, Management Board Member 18 Approve Compensation of Anne-Gabrielle For For Management Heilbronner, Management Board Member 19 Approve Compensation of Steve King, For For Management Management Board Member 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize up to 3 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 25 Amend Bylaws to Comply with Legal For For Management Changes 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RESTAURANT BRANDS INTERNATIONAL INC. Ticker: QSR Security ID: 76131D103 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandre Behring For For Management 1.2 Elect Director Joao M. Castro-Neves For For Management 1.3 Elect Director Maximilien de Limburg For For Management Stirum 1.4 Elect Director Paul J. Fribourg For For Management 1.5 Elect Director Neil Golden For For Management 1.6 Elect Director Ali Hedayat For For Management 1.7 Elect Director Golnar Khosrowshahi For For Management 1.8 Elect Director Marc Lemann For For Management 1.9 Elect Director Jason Melbourne For For Management 1.10 Elect Director Giovanni (John) Prato For For Management 1.11 Elect Director Daniel S. Schwartz For For Management 1.12 Elect Director Carlos Alberto Sicupira For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ROLLS-ROYCE HOLDINGS PLC Ticker: RR Security ID: G76225104 Meeting Date: OCT 27, 2020 Meeting Type: Special Record Date: OCT 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity in For For Management Connection with the Rights Issue -------------------------------------------------------------------------------- ROLLS-ROYCE HOLDINGS PLC Ticker: RR Security ID: G76225104 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Sir Ian Davis as Director For For Management 5 Re-elect Warren East as Director For For Management 6 Elect Panos Kakoullis as Director For For Management 7 Elect Paul Adams as Director For For Management 8 Re-elect George Culmer as Director For For Management 9 Re-elect Irene Dorner as Director For For Management 10 Re-elect Beverly Goulet as Director For For Management 11 Re-elect Lee Hsien Yang as Director For For Management 12 Re-elect Nick Luff as Director For For Management 13 Re-elect Sir Kevin Smith as Director For For Management 14 Re-elect Dame Angela Strank as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise UK Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Approve Incentive Plan For For Management 20 Approve SharePurchase Plan For For Management 21 Approve UK Sharesave Plan For For Management 22 Approve International Sharesave Plan For For Management 23 Authorise Issue of Equity without For For Management Pre-emptive Rights 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: 783513203 Meeting Date: SEP 17, 2020 Meeting Type: Annual Record Date: AUG 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Re-elect Stan McCarthy as Director For For Management 3b Re-elect Louise Phelan as Director For For Management 3c Re-elect Roisin Brennan as Director For For Management 3d Re-elect Michael Cawley as Director For For Management 3e Re-elect Emer Daly as Director For For Management 3f Re-elect Howard Millar as Director For For Management 3g Re-elect Dick Milliken as Director For For Management 3h Re-elect Michael O'Brien as Director For For Management 3i Re-elect Michael O'Leary as Director For For Management 3j Re-elect Julie O'Neill as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise Issue of Equity For For Management 6 Authorise Issue of Equity without For For Management Pre-emptive Rights 7 Authorise Market Purchase and/or For For Management Overseas Market Purchase of Ordinary Shares -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: G7727C186 Meeting Date: SEP 17, 2020 Meeting Type: Annual Record Date: SEP 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Re-elect Stan McCarthy as Director For For Management 3b Re-elect Louise Phelan as Director For For Management 3c Re-elect Roisin Brennan as Director For For Management 3d Re-elect Michael Cawley as Director For For Management 3e Re-elect Emer Daly as Director For For Management 3f Re-elect Howard Millar as Director For For Management 3g Re-elect Dick Milliken as Director For For Management 3h Re-elect Michael O'Brien as Director For For Management 3i Re-elect Michael O'Leary as Director For For Management 3j Re-elect Julie O'Neill as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise Issue of Equity For For Management 6 Authorise Issue of Equity without For For Management Pre-emptive Rights 7 Authorise Market Purchase and/or For For Management Overseas Market Purchase of Ordinary Shares -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: 783513203 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: G7727C186 Meeting Date: DEC 17, 2020 Meeting Type: Special Record Date: DEC 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Migration of the Migrating For For Management Shares to Euroclear Bank's Central Securities Depository 2 Adopt New Articles of Association For For Management 3 Authorise Company to Take All Actions For For Management to Implement the Migration -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Park Byung-gook as Outside For For Management Director 2.1.2 Elect Kim Jeong as Outside Director For For Management 2.2.1 Elect Kim Kinam as Inside Director For For Management 2.2.2 Elect Kim Hyun-suk as Inside Director For For Management 2.2.3 Elect Koh Dong-jin as Inside Director For For Management 3 Elect Kim Sun-uk as Outside Director For For Management to Serve as an Audit Committee Member 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.85 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify KPMG AG as Auditors for Fiscal For For Management Year 2021 6.1 Elect Qi Lu to the Supervisory Board For For Management 6.2 Elect Rouven Westphal to the For For Management Supervisory Board 7 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights 8 Amend Corporate Purpose For For Management 9 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- SCHRODERS PLC Ticker: SDR Security ID: G78602136 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 27, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Michael Dobson as Director For For Management 5 Re-elect Peter Harrison as Director For For Management 6 Re-elect Richard Keers as Director For For Management 7 Re-elect Ian King as Director For For Management 8 Re-elect Sir Damon Buffini as Director For For Management 9 Re-elect Rhian Davies as Director For For Management 10 Re-elect Rakhi Goss-Custard as Director For For Management 11 Re-elect Deborah Waterhouse as Director For For Management 12 Re-elect Matthew Westerman as Director For For Management 13 Re-elect Claire Howard as Director For For Management 14 Re-elect Leonie Schroder as Director For For Management 15 Reappoint Ernst & Young LLP as Auditors For For Management 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of For For Management Non-Voting Ordinary Shares 20 Adopt New Articles of Association For For Management 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SKF AB Ticker: SKF.B Security ID: W84237143 Meeting Date: MAR 25, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Prepare and Approve List of For For Management Shareholders 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of SEK 6.50 Per Share 10.1 Approve Discharge of Board Member Hans For For Management Straberg 10.2 Approve Discharge of Board Member Hock For For Management Goh 10.3 Approve Discharge of Board Member For For Management Alrik Danielson 10.4 Approve Discharge of Board Member For For Management Ronnie Leten 10.5 Approve Discharge of Board Member Barb For For Management Samardzich 10.6 Approve Discharge of Board Member For For Management Colleen Repplier 10.7 Approve Discharge of Board Member For For Management Hakan Buskhe 10.8 Approve Discharge of Board Member For For Management Susanna Schneeberger 10.9 Approve Discharge of Board Member Lars For For Management Wedenborn 10.10 Approve Discharge of Board Member For For Management Jonny Hilbert 10.11 Approve Discharge of Board Member For For Management Zarko Djurovic 10.12 Approve Discharge of Board Member For For Management Kennet Carlsson 10.13 Approve Discharge of Board Member For For Management Claes Palm 10.14 Approve Discharge of CEO Alrik For For Management Danielson 11 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Amount of SEK 2.3 Million for Chairman and SEK 750,000 for Other Directors; Approve Remuneration for Committee Work 13.1 Reelect Hans Straberg as Director For For Management 13.2 Reelect Hock Goh as Director For For Management 13.3 Reelect Barb Samardzich as Director For For Management 13.4 Reelect Colleen Repplier as Director For For Management 13.5 Reelect Geert Follens as Director For For Management 13.6 Reelect Hakan Buskhe as Director For Against Management 13.7 Reelect Susanna Schneeberger as For For Management Director 13.8 Elect Rickard Gustafson as New Director For For Management 14 Elect Hans Straberg as Board Chairman For For Management 15 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 16 Approve Remuneration of Auditors For For Management 17 Ratify Deloitte as Auditors For For Management 18 Amend Articles of Association Re: For For Management Collecting of Proxies; Advanced Voting; Editorial Changes 19 Approve Remuneration Report For For Management 20 Approve 2021 Performance Share Program For Against Management -------------------------------------------------------------------------------- SMITHS GROUP PLC Ticker: SMIN Security ID: G82401111 Meeting Date: NOV 16, 2020 Meeting Type: Annual Record Date: NOV 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Pam Cheng as Director For For Management 5 Elect Karin Hoeing as Director For For Management 6 Re-elect Sir George Buckley as Director For For Management 7 Re-elect Dame Ann Dowling as Director For For Management 8 Re-elect Tanya Fratto as Director For For Management 9 Re-elect William Seeger as Director For For Management 10 Re-elect Mark Seligman as Director For For Management 11 Re-elect John Shipsey as Director For For Management 12 Re-elect Andrew Reynolds Smith as For For Management Director 13 Re-elect Noel Tata as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- THE SWATCH GROUP AG Ticker: UHR Security ID: H83949141 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 0.70 per Registered Share and CHF 3.50 per Bearer Share 4.1.1 Approve Fixed Remuneration of For For Management Non-Executive Directors in the Amount of CHF 780,000 4.1.2 Approve Fixed Remuneration of For For Management Executive Directors in the Amount of CHF 2.6 Million 4.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 5.7 Million 4.3 Approve Variable Remuneration of For Against Management Executive Directors in the Amount of CHF 4.2 Million 4.4 Approve Variable Remuneration of For Against Management Executive Committee in the Amount of CHF 10.7 Million 5.1 Reelect Nayla Hayek as Director For Against Management 5.2 Reelect Ernst Tanner as Director For For Management 5.3 Reelect Daniela Aeschlimann as Director For Against Management 5.4 Reelect Georges Hayek as Director For Against Management 5.5 Reelect Claude Nicollier as Director For For Management 5.6 Reelect Jean-Pierre Roth as Director For For Management 5.7 Reelect Nayla Hayek as Board Chairman For Against Management 6.1 Reappoint Nayla Hayek as Member of the For Against Management Compensation Committee 6.2 Reappoint Ernst Tanner as Member of For For Management the Compensation Committee 6.3 Reappoint Daniela Aeschlimann as For Against Management Member of the Compensation Committee 6.4 Reappoint Georges Hayek as Member of For Against Management the Compensation Committee 6.5 Reappoint Claude Nicollier as Member For For Management of the Compensation Committee 6.6 Reappoint Jean-Pierre Roth as Member For For Management of the Compensation Committee 7 Designate Bernhard Lehmann as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Amend Articles Re: Virtual General For For Management Meeting 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- THYSSENKRUPP AG Ticker: TKA Security ID: D8398Q119 Meeting Date: FEB 05, 2021 Meeting Type: Annual Record Date: JAN 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2019/20(Non-Voting) 2 Approve Discharge of Management Board For For Management for Fiscal Year 2019/20 3 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2019/20 4 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal Year 2020/21 5 Amend Articles Re: Supervisory Board For For Management Term of Office 6 Elect Verena Volpert to the For For Management Supervisory Board 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- TOYOTA MOTOR CORP. Ticker: 7203 Security ID: J92676113 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Uchiyamada, Takeshi For For Management 1.2 Elect Director Hayakawa, Shigeru For For Management 1.3 Elect Director Toyoda, Akio For For Management 1.4 Elect Director Kobayashi, Koji For For Management 1.5 Elect Director James Kuffner For For Management 1.6 Elect Director Kon, Kenta For For Management 1.7 Elect Director Sugawara, Ikuro For For Management 1.8 Elect Director Sir Philip Craven For For Management 1.9 Elect Director Kudo, Teiko For For Management 2 Appoint Alternate Statutory Auditor For For Management Sakai, Ryuji 3 Amend Articles to Delete Provisions on For For Management Class AA Shares -------------------------------------------------------------------------------- TRIP.COM GROUP LTD. Ticker: TCOM Security ID: 89677Q107 Meeting Date: MAR 18, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company's Authorized For For Management Share Capital by One-to-Eight Subdivision of Shares -------------------------------------------------------------------------------- UPM-KYMMENE OYJ Ticker: UPM Security ID: X9518S108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report For For Management 11 Remuneration of Directors in the For For Management Amount of EUR 195,000 for Chairman, EUR 140,000 for Deputy Chairman and EUR 115,000 for Other Directors; Approve Compensation for Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Berndt Brunow, Henrik For For Management Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Kim Wahl, Bjorn Wahlroos, Emma FitzGerald and Martin a Porta as Directors; Elect Jari Gustafsson as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of up to 25 Million For For Management Shares without Preemptive Rights 17 Authorize Share Repurchase Program For For Management 18 Authorize Charitable Donations For For Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- VALEO SA Ticker: FR Security ID: F96221340 Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.30 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Reelect Caroline Maury Devine as For For Management Director 6 Reelect Mari-Noelle Jego-Laveissiere For For Management as Director 7 Reelect Veronique Weill as Director For For Management 8 Elect Christophe Perillat as Director For For Management 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Jacques For For Management Aschenbroich, Chairman and CEO 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman and CEO 13 Approve Remuneration Policy of For For Management Christophe Perillat, Vice CEO 14 Approve Remuneration Policy of For For Management Christophe Perillat, CEO 15 Approve Remuneration Policy of Jacques For For Management Aschenbroich, Chairman of the Board 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 70 Million 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23 Million 19 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 23 Million 20 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 17-19 22 Authorize Capitalization of Reserves For For Management of Up to EUR 30 Million for Bonus Issue or Increase in Par Value 23 Authorize Capital Increase of up to 9. For For Management 52 Percent of Issued Capital for Contributions in Kind 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Authorize up to 1.86 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: MAR 31, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Erik Sjoman as Inspector of For For Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive President's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 6 Per Share and an Extra Dividend of SEK 9 Per Share 9.1 Approve Discharge of Matti Alahuhta For For Management 9.2 Approve Discharge of Eckhard Cordes For For Management 9.3 Approve Discharge of Eric Elzvik For For Management 9.4 Approve Discharge of Kurt Jofs For For Management 9.5 Approve Discharge of James W. Griffith For For Management 9.6 Approve Discharge of Martin Lundstedt For For Management (as Board Member) 9.7 Approve Discharge of Kathryn V. For For Management Marinello 9.8 Approve Discharge of Martina Merz For For Management 9.9 Approve Discharge of Hanne de Mora For For Management 9.10 Approve Discharge of Helena Stjernholm For For Management 9.11 Approve Discharge of Carl-Henric For For Management Svanberg 9.12 Approve Discharge of Lars Ask For For Management (Employee Representative) 9.13 Approve Discharge of Mats Henning For For Management (Employee Representative) 9.14 Approve Discharge of Mikael Sallstrom For For Management (Employee Representative) 9.15 Approve Discharge of Camilla Johansson For For Management (Deputy Employee Representative) 9.16 Approve Discharge of Mari Larsson For For Management (Deputy Employee Representative) 9.17 Approve Discharge of Martin Lundstedt For For Management (as CEO) 10.1 Determine Number of Members (11) of For For Management Board 10.2 Determine Number of Deputy Members (0) For For Management of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 3.7 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work 12.1 Reelect Matti Alahuhta as Director For For Management 12.2 Reelect Eckhard Cordes as Director For For Management 12.3 Reelect Eric Elzvik as Director For For Management 12.4 Elect Martha Finn Brooks as New For For Management Director 12.5 Reelect Kurt Jofs as Director For For Management 12.6 Reelect Martin Lundstedt as Director For For Management 12.7 Reelect Kathryn Marinello as Director For For Management 12.8 Reelect Martina Merz as Director For For Management 12.9 Reelect Hanne de Mora as Director For For Management 12.10 Reelect Helena Stjernholm as Director For Against Management 12.11 Reelect Carl-Henric Svenberg as For For Management Director 13 Reelect Carl-Henric Svanberg as Board For For Management Chairman 14.1 Elect Bengt Kjell to Serve on For For Management Nomination Committee 14.2 Elect Anders Oscarsson to Serve on For For Management Nomination Committee 14.3 Elect Ramsay Brufer to Serve on For For Management Nomination Committee 14.4 Elect Carine Smith Ihenacho to Serve For For Management on Nomination Committee 14.5 Elect Chairman of the Board to Serve For For Management on Nomination Committee 15 Approve Remuneration Report For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Amend Articles Re: Auditors For For Management 18 Limit Contributions to Chalmers None Against Shareholder University of Technology Foundation to a Maximum of SEK 4 Million Per Year -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: JUN 29, 2021 Meeting Type: Special Record Date: JUN 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Erik Sjoman as Inspector of For For Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Approve Special Dividends of SEK 9.50 For For Management Per Share -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: JUN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Compensation Committee Report For For Management 4 Elect Angela Ahrendts as Director For For Management 5 Elect Tom Ilube as Director For For Management 6 Elect Ya-Qin Zhang as Director For For Management 7 Re-elect Jacques Aigrain as Director For For Management 8 Re-elect Sandrine Dufour as Director For For Management 9 Re-elect Tarek Farahat as Director For For Management 10 Re-elect Roberto Quarta as Director For For Management 11 Re-elect Mark Read as Director For For Management 12 Re-elect John Rogers as Director For For Management 13 Re-elect Cindy Rose as Director For For Management 14 Re-elect Nicole Seligman as Director For For Management 15 Re-elect Sally Susman as Director For For Management 16 Re-elect Keith Weed as Director For For Management 17 Re-elect Jasmine Whitbread as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise Issue of Equity For For Management 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Adopt New Articles of Association For For Management =================== The Oakmark International Small Cap Fund =================== ALS LIMITED Ticker: ALQ Security ID: Q0266A116 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUL 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John Mulcahy as Director For For Management 2 Elect Leslie Desjardins as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Raj Naran 5 Approve the Amendments to the For For Management Company's Constitution 6 Appoint Ernst & Young as Auditor of For For Management the Company -------------------------------------------------------------------------------- ANSELL LIMITED Ticker: ANN Security ID: Q04020105 Meeting Date: NOV 05, 2020 Meeting Type: Annual Record Date: NOV 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Nigel Garrard as Director For For Management 2b Elect Christina Stercken as Director For For Management 2c Elect William Reilly as Director For Against Management 3 Adopt New Constitution For For Management 4 Approve Grant of Performance Share For For Management Rights to Magnus Nicolin 5 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- APPLUS SERVICES SA Ticker: APPS Security ID: E0534T106 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Renew Appointment of Deloitte as For For Management Auditor 6.1 Amend Articles Re: Allow Shareholder For For Management Meetings to be Held in Virtual-Only Format 6.2 Amend Article 25 Re: Director For For Management Remuneration 6.3 Amend Article 27 Re: Quorum, For For Management Representation and Remote Participation 7 Amend Articles of General Meeting For For Management Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format 8 Receive Amendments to Board of None None Management Directors Regulations 9 Reelect Cristina Henriquez de Luna For For Management Basagoiti as Director 10 Advisory Vote on Remuneration Report For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ATEA ASA Ticker: ATEA Security ID: R0728G106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For Did Not Vote Management 2 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 3 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Accept Financial Statements and For Did Not Vote Management Statutory Reports 6 Authorize Board to Distribute Dividend For Did Not Vote Management 7 Approve Remuneration of Auditors For Did Not Vote Management 8 Approve Remuneration of Directors For Did Not Vote Management 9 Reelect Karl Martin Stang and Carl For Did Not Vote Management Espen Wollebekk as Member of Nominating Committee; Approve Remuneration of Members of Nominating Committee 10 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 11 Approve Company's Corporate Governance For Did Not Vote Management Statement 12 Approve Equity Plan Financing For Did Not Vote Management 13 Approve Creation of NOK 10 Million For Did Not Vote Management Pool of Capital without Preemptive Rights 14 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- AUTOGRILL SPA Ticker: AGL Security ID: T8347V105 Meeting Date: FEB 25, 2021 Meeting Type: Special Record Date: FEB 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Raising For For Management -------------------------------------------------------------------------------- AUTOGRILL SPA Ticker: AGL Security ID: T8347V105 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3.1.1 Slate 1 Submitted by None For Shareholder Schematrentaquattro SpA 3.1.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 3.2 Appoint Chairman of Internal Statutory None For Shareholder Auditors 4 Approve Internal Auditors' Remuneration For For Management 5.1 Approve Remuneration Policy For For Management 5.2 Approve Second Section of the For For Management Remuneration Report 6 Performance Share Units Plan For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- AUTOLIV, INC. Ticker: ALV Security ID: 052800109 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mikael Bratt For For Management 1.2 Elect Director Laurie Brlas For For Management 1.3 Elect Director Jan Carlson For For Management 1.4 Elect Director Hasse Johansson For For Management 1.5 Elect Director Leif Johansson For For Management 1.6 Elect Director Franz-Josef Kortum For For Management 1.7 Elect Director Frederic Lissalde For For Management 1.8 Elect Director Min Liu For For Management 1.9 Elect Director Xiaozhi Liu For For Management 1.10 Elect Director Martin Lundstedt For For Management 1.11 Elect Director Thaddeus J. "Ted" Senko For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young AB as Auditor For For Management -------------------------------------------------------------------------------- AZIMUT HOLDING SPA Ticker: AZM Security ID: T0783G106 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- BABCOCK INTERNATIONAL GROUP PLC Ticker: BAB Security ID: G0689Q152 Meeting Date: AUG 04, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Ruth Cairnie as Director For For Management 5 Re-elect Sir David Omand as Director For For Management 6 Re-elect Victoire de Margerie as For For Management Director 7 Re-elect Lucy Dimes as Director For For Management 8 Re-elect Myles Lee as Director For For Management 9 Re-elect Kjersti Wiklund as Director For For Management 10 Re-elect Archie Bethel as Director For For Management 11 Re-elect Franco Martinelli as Director For For Management 12 Elect Russ Houlden as Director For For Management 13 Elect Carl-Peter Forster as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BNK FINANCIAL GROUP, INC. Ticker: 138930 Security ID: Y0R7ZV102 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jeong Gi-young as Outside For For Management Director 3.2 Elect Yoo Jeong-jun as Outside Director For For Management 3.3 Elect Heo Jin-ho as Outside Director For For Management 3.4 Elect Lee Tae-seop as Outside Director For For Management 3.5 Elect Park Woo-shin as Outside Director For For Management 4 Elect Choi Gyeong-su as Outside For For Management Director to Serve as an Audit Committee Member 5.1 Elect Yoo Jeong-jun as a Member of For For Management Audit Committee 5.2 Elect Lee Tae-seop as a Member of For For Management Audit Committee 5.3 Elect Park Woo-shin as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- BUCHER INDUSTRIES AG Ticker: BUCN Security ID: H10914176 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 6.50 per Share 4.1 Amend Articles Re: Opting Out Clause For For Management 4.2 Amend Articles Re: Size of For For Management Compensation Committee 4.3 Amend Articles Re: Remuneration of For For Management Directors 5.1.1 Reelect Anita Hauser as Director For For Management 5.1.2 Reelect Michael Hauser as Director For For Management 5.1.3 Reelect Martin Hirzel as Director For For Management 5.1.4 Reelect Philip Mosimann as Director For For Management and Board Chairman 5.1.5 Reelect Heinrich Spoerry as Director For For Management 5.1.6 Reelect Valentin Vogt as Director For For Management 5.2.1 Reappoint Anita Hauser as Member of For For Management the Compensation Committee 5.2.2 Reappoint Valentin Vogt as Member of For For Management the Compensation Committee 5.3 Designate Keller KLG as Independent For For Management Proxy 5.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 6.1 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 2.2 Million 6.2 Approve Remuneration Report For For Management (Non-Binding) 6.3 Approve Remuneration of Directors in For For Management the Amount of CHF 1.3 Million 6.4 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 5 Million 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CONVATEC GROUP PLC Ticker: CTEC Security ID: G23969101 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Dr John McAdam as Director For For Management 5 Re-elect Karim Bitar as Director For For Management 6 Re-elect Frank Schulkes as Director For For Management 7 Re-elect Margaret Ewing as Director For For Management 8 Re-elect Brian May as Director For For Management 9 Re-elect Rick Anderson as Director For For Management 10 Re-elect Dr Regina Benjamin as Director For For Management 11 Re-elect Sten Scheibye as Director For For Management 12 Elect Heather Mason as Director For For Management 13 Elect Constantin Coussios as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- DGB FINANCIAL GROUP CO., LTD. Ticker: 139130 Security ID: Y2058E109 Meeting Date: MAR 26, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Tae-oh as Inside Director For For Management 3.2 Elect Lee Sang-yeop as Outside Director For For Management 3.3 Elect Lee Jin-bok as Outside Director For For Management 4 Elect Cho Seon-ho as Outside Director For For Management to Serve as a Member of Audit Committee 5 Elect Lee Jin-bok as a Member of Audit For For Management Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- DOMETIC GROUP AB Ticker: DOM Security ID: W2R936106 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Magnus Billing as Inspector For For Management of Minutes of Meeting 2.2 Designate Jan Sarlvik as Inspector of For For Management Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7.a Accept Financial Statements and For For Management Statutory Reports 7.b Approve Allocation of Income and For For Management Dividends of SEK 2.30 Per Share 7.c.1 Approve Discharge of Fredrik Cappelen For For Management 7.c.2 Approve Discharge of Erik Olsson For For Management 7.c.3 Approve Discharge of Helene Vibbleus For For Management 7.c.4 Approve Discharge of Jacqueline For For Management Hoogerbrugge 7.c.5 Approve Discharge of Magnus Yngen For For Management 7.c.6 Approve Discharge of Peter Sjolander For For Management 7.c.7 Approve Discharge of Rainer E. For For Management Schmuckle 7.c.8 Approve Discharge of Juan Vargues For For Management 8 Determine Number of Members (8) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 9.1 Approve Remuneration of Directors in For For Management the Amount of SEK 1.1 Million for Chairman and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work 9.2 Approve Remuneration of Auditors For For Management 10.1 Reelect Fredrik Cappelen as Director For For Management 10.2 Reelect Erik Olsson as Director For For Management 10.3 Reelect Helene Vibbleus as Director For For Management 10.4 Reelect Jacqueline Hoogerbrugge as For For Management Director 10.5 Reelect Magnus Yngen as Director For For Management 10.6 Reelect Peter Sjolander as Director For For Management 10.7 Reelect Rainer E. Schmuckle as Director For For Management 10.8 Elect Mengmeng Du as New Director For For Management 10.9 Relect Fredrik Cappelen as Board Chair For For Management 11 Ratify PricewaterhouseCoopers as For For Management Auditors 12 Authorize Chairman of Board and For For Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 13 Approve Remuneration Report For Against Management 14 Approve Issuance of up to 10 Percent For For Management of Share Capital without Preemptive Rights 15 Amend Articles Re: Collecting of For For Management Proxies and Postal Voting -------------------------------------------------------------------------------- DORMAKABA HOLDING AG Ticker: DOKA Security ID: H1956E103 Meeting Date: OCT 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 10.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Amend Corporate Purpose For For Management 4.2 Amend Articles Re: Powers of the For For Management Nomination and Compensation Committee 4.3 Amend Articles Re: Annulment of the For For Management Contribution in Kind Clause 4.4 Amend Articles Re: Editorial Changes For For Management 5.1 Reelect Riet Cadonau as Director and For For Management Board Chairman 5.2 Reelect Hans Hess as Director For For Management 5.3 Reelect Jens Birgersson as Director For For Management 5.4 Reelect Stephanie Brecht-Bergen as For Against Management Director 5.5 Reelect Daniel Daeniker as Director For Against Management 5.6 Reelect Karina Dubs-Kuenzle as Director For For Management 5.7 Reelect Hans Gummert as Director For For Management 5.8 Reelect John Heppner as Director For For Management 5.9 Reelect Christine Mankel as Director For For Management 5.10 Elect John Liu as Director For For Management 6.1 Reappoint Hans Hess as Member of the For For Management Nomination and Compensation Committee 6.2 Appoint Stephanie Brecht-Bergen as For Against Management Member of the Nomination and Compensation Committee 6.3 Appoint John Heppner as Member of the For For Management Nomination and Compensation Committee 7 Ratify PricewaterhouseCoopers AG as For For Management Auditors 8 Designate Keller KLG as Independent For For Management Proxy 9.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.9 Million 9.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 16.5 Million 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- DS SMITH PLC Ticker: SMDS Security ID: G2848Q123 Meeting Date: SEP 08, 2020 Meeting Type: Annual Record Date: SEP 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Gareth Davis as Director For For Management 5 Re-elect Miles Roberts as Director For For Management 6 Re-elect Adrian Marsh as Director For For Management 7 Elect Celia Baxter as Director For For Management 8 Elect Geoff Drabble as Director For For Management 9 Elect Alina Kessel as Director For For Management 10 Re-elect David Robbie as Director For For Management 11 Re-elect Louise Smalley as Director For For Management 12 Re-elect Rupert Soames as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Approve Sharesave Plan For For Management 16 Approve Stock Purchase Plan For For Management 17 Approve the French Schedule to the For For Management Performance Share Plan 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- DSV PANALPINA A/S Ticker: DSV Security ID: K3186P102 Meeting Date: MAR 15, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration Report For For Management 4 Approve Remuneration of Directors For For Management 5 Approve Allocation of Income and For For Management Dividends of DKK 4.00 Per Share 6.1 Reelect Thomas Plenborg as Director For For Management 6.2 Reelect Annette Sadolin as Director For For Management 6.3 Reelect Birgit Norgaard as Director For For Management 6.4 Reelect Jorgen Moller as Director For For Management 6.5 Reelect Malou Aamund as Director For For Management 6.6 Reelect Beat Walti as Director For For Management 6.7 Reelect Niels Smedegaard as Director For For Management 7 Ratify PricewaterhouseCoopers as For For Management Auditors 8.1 Approve DKK 6 Million Reduction in For For Management Share Capital via Share Cancellation 8.2 Authorize Share Repurchase Program For For Management 8.3 Allow Shareholder Meetings to be Held For For Management by Electronic Means Only 8.4 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 8.5 Reporting on Climate-Related Financial For For Shareholder Risks and Opportunities 9 Other Business None None Management -------------------------------------------------------------------------------- DUERR AG Ticker: DUE Security ID: D23279108 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.30 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal Year 2021 6.1 Elect Richard Bauer to the Supervisory For For Management Board 6.2 Elect Rolf Breidenbach to the For For Management Supervisory Board 6.3 Elect Alexandra Duerr to the For For Management Supervisory Board 6.4 Elect Gerhard Federer to the For For Management Supervisory Board 6.5 Elect Anja Schuler to the Supervisory For For Management Board 6.6 Elect Arnd Zinnhardt to the For For Management Supervisory Board 7 Approve Remuneration Policy For For Management 8 Approve Remuneration of Supervisory For For Management Board 9 Approve Affiliation Agreement with For For Management Duerr IT Service GmbH -------------------------------------------------------------------------------- EFG INTERNATIONAL AG Ticker: EFGN Security ID: H2078C108 Meeting Date: DEC 08, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of CHF 0.15 per For For Management Share from Capital Contribution Reserves 2 Elect Ilan Hayim as Director For Against Management 3 Appoint Ilan Hayim as Member of the For Against Management Compensation and Nomination Committee 4 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 3.7 Million 5 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- EFG INTERNATIONAL AG Ticker: EFGN Security ID: H2078C108 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Distribution of Preferred For For Management Dividends by EFG Finance (Guernsey) Limited for Class B Shareholders 3.1 Approve Treatment of Net Loss For For Management 3.2 Approve Dividends of CHF 0.30 per For For Management Share from Capital Contribution Reserves 4 Approve Discharge of Board and Senior For For Management Management 5 Approve CHF 3.3 Million Conditional For For Management Share Capital Increase without Preemptive Rights 6.1 Approve Fixed Remuneration of Board of For For Management Directors in the Amount of CHF 3.7 Million 6.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 8 Million 6.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 3.4 Million 6.4 Approve Variable Long-Term For For Management Remuneration of Executive Committee in the Amount of CHF 4.2 Million 7.1a Reelect Susanne Brandenberger as For For Management Director 7.1b Reelect Emmanuel Bussetil as Director For For Management 7.1c Reelect Peter Fanconi as Director For For Management 7.1d Reelect Mordehay Hayim as Director For Against Management 7.1e Reelect Roberto Isolani as Director For For Management 7.1f Reelect Carlo Lombardini as Director For For Management 7.1g Reelect Steven Jacobs as Director For For Management 7.1h Reelect John Latsis as Director For For Management 7.1i Reelect Pericles Petalas as Director For For Management 7.1j Reelect Stuart Robertson as Director For For Management 7.1.k Reelect Bernd-A. von Maltzan as For For Management Director 7.1.l Reelect Yok Tak Amy Yip as Director For For Management 7.2 Reelect Peter Fanconi as Board Chairman For For Management 8.1 Reappoint Emmanuel Bussetil as Member For For Management of the Compensation and Nomination Committee 8.2 Reappoint Peter Fanconi as Member of For For Management the Compensation and Nomination Committee 8.3 Reappoint Mordehay Hayim as Member of For Against Management the Compensation and Nomination Committee 8.4 Reappoint Steven Jacobs as Member of For For Management the Compensation and Nomination Committee 8.5 Reappoint Pericles Petalas as Member For For Management of the Compensation and Nomination Committee 8.6 Reappoint Bernd-A. von Maltzan as For For Management Member of the Compensation and Nomination Committee 9 Designate ADROIT Anwaelte as For For Management Independent Proxy 10 Ratify PricewaterhouseCoopers SA as For For Management Auditors 11 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) 12 Additional Voting Instructions - Against Against Management Shareholder Proposals (Voting) -------------------------------------------------------------------------------- ELEKTA AB Ticker: EKTA.B Security ID: W2479G107 Meeting Date: AUG 26, 2020 Meeting Type: Annual Record Date: AUG 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4.1 Designate Inspector(s) of Minutes of For For Management Meeting 4.2 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 0.90 Per Share 9.1 Approve Discharge of Board Member and For For Management Chair Laurent Leksell 9.2 Approve Discharge of Board Member For For Management Caroline Leksell Cooke 9.3 Approve Discharge of Board Member For For Management Johan Malmquist 9.4 Approve Discharge of Board Member For For Management Tomas Puusepp 9.5 Approve Discharge of Board Member For For Management Wolfgang Reim 9.6 Approve Discharge of Board Member Jan For For Management Secher 9.7 Approve Discharge of Board Member For For Management Birgitta Stymne Goransson 9.8 Approve Discharge of Board Member For For Management Cecilia Wikstrom 9.9 Approve Discharge of President and CEO For For Management Richard Hausmann 10.1 Determine Number of Members (7) of For For Management Board 10.2 Determine Number Deputy Members (0) of For For Management Board 11.1 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 4.6 Million 11.2 Approve Remuneration of Auditors For For Management 12.1 Reelect Laurent Leksell as Director For Against Management 12.2 Reelect Caroline Leksell Cooke as For Against Management Director 12.3 Reelect Johan Malmquist as Director For For Management 12.4 Reelect Wolfgang Reim as Director For For Management 12.5 Reelect Jan Secher as Director For For Management 12.6 Reelect Birgitta Stymne Goransson as For For Management Director 12.7 Reelect Cecilia Wikstrom as Director For For Management 12.8 Elect Laurent Leksell as Board Chair For Against Management 13 Ratify Ernst & Young as Auditors For For Management 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15.a Approve Performance Share Plan 2020 For For Management 15.b Approve Equity Plan Financing For For Management 16 Approve Equity Plan Financing of 2018, For For Management 2019 and 2020 Performance Share Plans 17.a Authorize Share Repurchase Program For For Management 17.b Authorize Reissuance of Repurchased For For Management Shares 18 Authorize Chairman of Board and For For Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 19 Amend Articles For For Management -------------------------------------------------------------------------------- ELEKTA AB Ticker: EKTA.B Security ID: W2479G107 Meeting Date: APR 16, 2021 Meeting Type: Special Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4.1 Designate Per Colleen as Inspector of For For Management Minutes of Meeting 4.2 Designate Caroline Sjosten as For For Management Inspector of Minutes of Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Approve Extra Dividends of SEK 0.90 For For Management Per Share -------------------------------------------------------------------------------- ELEMENT FLEET MANAGEMENT CORP. Ticker: EFN Security ID: 286181201 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David F. Denison For For Management 1.2 Elect Director Virginia Addicott For For Management 1.3 Elect Director Jay Forbes For For Management 1.4 Elect Director G. Keith Graham For For Management 1.5 Elect Director Joan Lamm-Tennant For For Management 1.6 Elect Director Rubin J. McDougal For For Management 1.7 Elect Director Andrew Clarke For For Management 1.8 Elect Director Alexander D. Greene For For Management 1.9 Elect Director Andrea Rosen For For Management 1.10 Elect Director Arielle Meloul-Wechsler For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- EQUINITI GROUP PLC Ticker: EQN Security ID: G315B4104 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAY 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Mark Brooker as Director For For Management 4 Re-elect Alison Burns as Director For For Management 5 Re-elect Sally-Ann Hibberd as Director For For Management 6 Re-elect Cheryl Millington as Director For For Management 7 Re-elect Darren Pope as Director For For Management 8 Re-elect John Stier as Director For For Management 9 Re-elect Philip Yea as Director For For Management 10 Elect Paul Lynam as Director For For Management 11 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise UK Political Donations and For For Management Expenditure 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- FREIGHTWAYS LIMITED Ticker: FRE Security ID: Q3956J108 Meeting Date: OCT 29, 2020 Meeting Type: Annual Record Date: OCT 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mark Rushworth as Director For For Management 2 Authorize Board to Fix Remuneration of For For Management the Auditors -------------------------------------------------------------------------------- GILDAN ACTIVEWEAR INC. Ticker: GIL Security ID: 375916103 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald C. Berg For For Management 1.2 Elect Director Maryse Bertrand For For Management 1.3 Elect Director Marc Caira For For Management 1.4 Elect Director Glenn J. Chamandy For For Management 1.5 Elect Director Shirley E. Cunningham For For Management 1.6 Elect Director Russell Goodman For For Management 1.7 Elect Director Charles M. Herington For For Management 1.8 Elect Director Luc Jobin For For Management 1.9 Elect Director Craig A. Leavitt For For Management 1.10 Elect Director Anne Martin-Vachon For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HAKUHODO DY HOLDINGS, INC. Ticker: 2433 Security ID: J19174101 Meeting Date: JUN 29, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2 Amend Articles to Make Technical For For Management Changes 3.1 Elect Director Toda, Hirokazu For For Management 3.2 Elect Director Mizushima, Masayuki For For Management 3.3 Elect Director Yajima, Hirotake For For Management 3.4 Elect Director Nishioka, Masanori For For Management 3.5 Elect Director Ebana, Akihiko For For Management 3.6 Elect Director Nakatani, Yoshitaka For For Management 3.7 Elect Director Matsuda, Noboru For For Management 3.8 Elect Director Hattori, Nobumichi For For Management 3.9 Elect Director Yamashita, Toru For For Management -------------------------------------------------------------------------------- HAYS PLC Ticker: HAS Security ID: G4361D109 Meeting Date: NOV 11, 2020 Meeting Type: Annual Record Date: NOV 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Andrew Martin as Director For For Management 5 Re-elect Alistair Cox as Director For For Management 6 Re-elect Paul Venables as Director For For Management 7 Re-elect Torsten Kreindl as Director For For Management 8 Re-elect Cheryl Millington as Director For For Management 9 Re-elect Susan Murray as Director For For Management 10 Re-elect MT Rainey as Director For For Management 11 Re-elect Peter Williams as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise EU Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- HEALIUS LIMITED Ticker: HLS Security ID: Q4548G107 Meeting Date: OCT 22, 2020 Meeting Type: Annual Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect Robert Hubbard as Director For For Management 4 Approve Issuance of Securities Under For For Management the Short-Term Incentive Plan 5 Approve Issuance of Securities to For For Management Malcolm Parmenter 6 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- HOWDEN JOINERY GROUP PLC Ticker: HWDN Security ID: G4647J102 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Paul Hayes as Director For For Management 5 Re-elect Karen Caddick as Director For For Management 6 Re-elect Andrew Cripps as Director For For Management 7 Re-elect Geoff Drabble as Director For For Management 8 Re-elect Louise Fowler as Director For For Management 9 Re-elect Andrew Livingston as Director For For Management 10 Re-elect Richard Pennycook as Director For For Management 11 Re-elect Debbie White as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise UK Political Donations and For For Management Expenditure 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INCITEC PIVOT LIMITED Ticker: IPL Security ID: Q4887E101 Meeting Date: DEC 18, 2020 Meeting Type: Annual Record Date: DEC 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect George Biltz as Director For For Management 2b Elect Brian Kruger as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Jeanne Johns -------------------------------------------------------------------------------- ISS A/S Ticker: ISS Security ID: K5591Y107 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Treatment of Net Loss For For Management 4 Approve Discharge of Management and For For Management Board 5 Authorize Share Repurchase Program For For Management 6 Approve Remuneration Report (Advisory For For Management Vote) 7 Approve Remuneration of Directors in For For Management the Amount of DKK 1.3 Million for Chair, DKK 694,500 for Vice Chair and DKK 436,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditors 8.a Reelect Valerie Beaulieu as Director For For Management 8.b Reelect Henrik Poulsen as Director For For Management 8.c Elect Niels Smedegaard as New Director For For Management 8.d Reelect Soren Thorup Sorensen as For For Management Director 8.e Reelect Ben Stevens as Director For For Management 8.f Reelect Cynthia Mary Trudell as For For Management Director 8.g Elect Kelly Kuhn as New Director For For Management 9 Ratify Ernst & Young as Auditors For For Management 10.a Allow Shareholder Meetings to be Held For For Management by Electronic Means Only 10.b Amend Articles Re: Editorial Changes For For Management for Agenda 10.c Amend Articles Re: Participation at For For Management General Meetings 10.d Amend Articles Re: Differentiation of For For Management Votes 11 Other Business None None Management -------------------------------------------------------------------------------- IWG PLC Ticker: IWG Security ID: G4969N103 Meeting Date: DEC 21, 2020 Meeting Type: Special Record Date: DEC 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity Pursuant to For For Management the Conversion of the Convertible Bonds Under the Convertible Bond Offering 2 Authorise Issue of Equity without For For Management Pre-emptive Rights Pursuant to the Conversion of the Convertible Bonds Under the Convertible Bond Offering -------------------------------------------------------------------------------- IWG PLC Ticker: IWG Security ID: G4969N103 Meeting Date: MAY 11, 2021 Meeting Type: Annual Record Date: MAY 07, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Ratify KPMG Ireland as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Re-elect Mark Dixon as Director For For Management 6 Re-elect Laurie Harris as Director For For Management 7 Re-elect Nina Henderson as Director For For Management 8 Elect Glyn Hughes as Director For For Management 9 Re-elect Francois Pauly as Director For For Management 10 Re-elect Florence Pierre as Director For For Management 11 Re-elect Douglas Sutherland as Director For For Management 12 Authorise Issue of Equity For For Management 13 Authorise the Company to Hold as For For Management Treasury Shares Any Shares Purchased or Contracted to be Purchased by the Company Pursuant to the Authority Granted in Resolution 14 14 Authorise Market Purchase of Ordinary For For Management Shares 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- JULIUS BAER GRUPPE AG Ticker: BAER Security ID: H4414N103 Meeting Date: NOV 02, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income and For For Management Dividends of CHF 0.75 per Share 2 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- JULIUS BAER GRUPPE AG Ticker: BAER Security ID: H4414N103 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 1.75 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 3.9 Million from 2021 AGM Until 2022 AGM 4.2.1 Approve Variable Cash-Based For For Management Remuneration of Executive Committee in the Amount of CHF 11.6 Million for Fiscal 2020 4.2.2 Approve Variable Share-Based For For Management Remuneration of Executive Committee in the Amount of CHF 11.5 Million for Fiscal 2021 4.2.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 9.2 Million for Fiscal 2021 5.1.1 Reelect Romeo Lacher as Director For For Management 5.1.2 Reelect Gilbert Achermann as Director For For Management 5.1.3 Reelect Heinrich Baumann as Director For For Management 5.1.4 Reelect Richard Campbell-Breeden as For For Management Director 5.1.5 Reelect Ivo Furrer as Director For For Management 5.1.6 Reelect Claire Giraut as Director For For Management 5.1.7 Reelect Kathryn Shih as Director For For Management 5.1.8 Reelect Eunice Zehnder-Lai as Director For For Management 5.1.9 Reelect Olga Zoutendijk as Director For For Management 5.2 Elect David Nicol as Director For For Management 5.3 Reelect Romeo Lacher as Board Chairman For For Management 5.4.1 Reappoint Gilbert Achermann as Member For For Management of the Compensation Committee 5.4.2 Reappoint Richard Campbell-Breeden as For For Management Member of the Compensation Committee 5.4.3 Appoint Kathryn Shih as Member of the For For Management Compensation Committee (as per Sep. 1, 2020) 5.4.4 Reappoint Eunice Zehnder-Lai as Member For For Management of the Compensation Committee 6 Ratify KPMG AG as Auditors For For Management 7 Designate Marc Nater as Independent For For Management Proxy 8 Approve CHF 51,700 Reduction in Share For For Management Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares 9 Amend Articles Re: Editorial Changes For For Management 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- KIMBERLY-CLARK DE MEXICO SAB DE CV Ticker: KIMBERA Security ID: P60694117 Meeting Date: FEB 26, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income 2 Elect or Ratify Principal and For Did Not Vote Management Alternate Members of Board of Directors, Chairman of Audit and Corporate Practices Committee and Secretary; Verify Director's Independence 3 Approve Remuneration of Principal and For Did Not Vote Management Alternate Members of Board of Directors, Board Committees and Secretary 4 Approve Report on Share Repurchase For Did Not Vote Management Policies and Set Maximum Amount of Share Repurchase Reserve 5 Approve Cash Dividends of MXN 1.72 per For Did Not Vote Management Series A and B Shares; Such Dividends Will Be Distributed in Four Installments of MXN 0.43 6 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- KONECRANES OYJ Ticker: KCR Security ID: X4550J108 Meeting Date: DEC 18, 2020 Meeting Type: Special Record Date: DEC 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Merger Agreement with Cargotec For Against Management Corporation 7 Close Meeting None None Management -------------------------------------------------------------------------------- KONECRANES OYJ Ticker: KCR Security ID: X4550J108 Meeting Date: MAR 30, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.88 Per Share 9 Authorize Board to Decide on the For For Management Distribution of an Extra Dividend of up to EUR 2 Per Share 10 Approve Discharge of Board and For For Management President 11 Approve Remuneration Report (Advisory For For Management Vote) 12 Approve Remuneration of Directors in For For Management the Amount of EUR 140,000 for Chairman, EUR 100,000 for Vice Chairman and EUR 70,000 for Other Directors; Approve Meeting Fees and Compensation for Committee Work 13 Fix Number of Directors at Seven For For Management 14 Reelect Janina Kugel, Ulf Liljedahl, For Against Management Janne Martin, Niko Mokkila, Per Vegard Nerseth, Paivi Rekonen and Christoph Vitzthum (Chair) as Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify Ernst & Young as Auditors For For Management 17 Authorize Share Repurchase Program For For Management 18 Approve Issuance of up to 7.5 Million For For Management Shares without Preemptive Rights 19 Authorize Reissuance of Repurchased For For Management Shares 20 Approve Transfer of up to 500,000 For For Management Shares in Connection to Share Saving Plans for Entitled Participants 21 Approve Charitable Donations of up to For For Management EUR 200,000 22 Close Meeting None None Management -------------------------------------------------------------------------------- LINK ADMINISTRATION HOLDINGS LIMITED Ticker: LNK Security ID: Q5S646100 Meeting Date: OCT 27, 2020 Meeting Type: Annual Record Date: OCT 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peeyush Gupta as Director For For Management 2 Elect Sally Pitkin as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Link Group Omnibus Equity Plan For For Management 5 Approve Issuance of Performance Share For For Management Rights to Vivek Bhatia 6 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- LOOMIS AB Ticker: LOOMIS Security ID: W5S50Y116 Meeting Date: DEC 10, 2020 Meeting Type: Special Record Date: DEC 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Approve Dividends of SEK 5.50 Per Share For For Management 8 Close Meeting None None Management -------------------------------------------------------------------------------- LOOMIS AB Ticker: LOOMIS Security ID: W5S50Y116 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: APR 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.a Designate Elisabet Jamal Bergstrom as For For Management Inspector of Minutes of Meeting 2.b Designate Jacob Lundgren as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6.a Receive Financial Statements and None None Management Statutory Reports 6.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7a Accept Financial Statements and For For Management Statutory Reports 7b Approve Allocation of Income and For For Management Dividends of SEK 6.00 Per Share 7c Approve May 10, 2021 as Record Date For For Management for Dividend Payment 7d1 Approve Discharge of Board Chairman For For Management Alf Goransson 7d2 Approve Discharge of Board Member For For Management Jeanette Almberg 7d3 Approve Discharge of Board Member Lars For For Management Blecko 7d4 Approve Discharge of Board Member For For Management Cecilia Daun Wennborg 7d5 Approve Discharge of Board Member For For Management Johan Lundberg 7d6 Approve Discharge of Board Member Jan For For Management Svensson 7d7 Approve Discharge of Board Member and For For Management Employee Representative Sofie Norden 7d8 Approve Discharge of Deputy Board For For Management Member and Employee Representative Jasmina Petrovic 7d9 Approve Discharge of Former Board For For Management Member Ingrid Bonde 7d10 Approve Discharge of Former Deputy For For Management Board Member and Employee Representative Janna Astrom 7d11 Approve Discharge of CEO and Former For For Management Board Member Patrik Andersson 8 Determine Number of Members (6) and For For Management Deputy Members of Board (0) 9 Approve Remuneration of Directors in For For Management the Amount of SEK 1.05 Million for Chairman and SEK 445,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 10 Reelect Alf Goransson (Chairman), For For Management Jeanette Almberg, Lars Blecko, Cecilia Daun Wennborg and Johan Lundberg as Directors; Elect Liv Forhaug as New Director 11 Ratify Deloitte as Auditors For For Management 12 Approve Remuneration Report For For Management 13 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 14 Approve Performance Share Plan (LTIP For For Management 2021) 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 16 Amend Articles Re: Proxies and Postal For For Management Voting -------------------------------------------------------------------------------- LSL PROPERTY SERVICES PLC Ticker: LSL Security ID: G571AR102 Meeting Date: JUN 23, 2021 Meeting Type: Annual Record Date: JUN 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Gaby Appleton as Director For For Management 4 Re-elect Helen Buck as Director For For Management 5 Re-elect Adam Castleton as Director For For Management 6 Re-elect Simon Embley as Director For For Management 7 Re-elect Darrell Evans as Director For For Management 8 Re-elect Bill Shannon as Director For For Management 9 Re-elect David Stewart as Director For For Management 10 Reappoint Ernst & Young LLP as Auditors For For Management 11 Authorise Board to Fix Remuneration of For For Management Auditors 12 Authorise Issue of Equity For For Management 13 Authorise Issue of Equity without For For Management Pre-emptive Rights 14 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 17 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- MEGACABLE HOLDINGS SAB DE CV Ticker: MEGACPO Security ID: P652AE117 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CEO's Report For Did Not Vote Management 2 Receive Directors' Opinions on CEO's For Did Not Vote Management Report 3 Approve Board of Directors' Report For Did Not Vote Management 4 Approve Reports of Corporate Practices For Did Not Vote Management and Audit Committees Chairmen 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Repurchase Transactions of CPOs For Did Not Vote Management 7 Set Maximum Amount of Share Repurchase For Did Not Vote Management Reserve 8 Elect or Ratify Directors, Secretary For Did Not Vote Management and their Respective Alternates 9 Classification of Principal and For Did Not Vote Management Alternate Board Members' Independence 10 Elect or Ratify Chairman of Audit For Did Not Vote Management Committee and Corporate Practices Committee 11 Approve Remuneration of Directors, For Did Not Vote Management Secretary, and Members of Audit and Corporate Practices Committees 12 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- METSO OUTOTEC OYJ Ticker: MOCORP Security ID: X5404W104 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.20 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Report (Advisory For For Management Vote) 11 Approve Remuneration of Directors in For For Management the Amount of EUR 150,000 for Chairman, EUR 80,000 for Vice Chairman, and EUR 65,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 12 Fix Number of Directors at Seven For For Management 13 Reelect Klaus Cawen (Vice Chair), For For Management Christer Gardell, Antti Makinen, Ian W. Pearce, Kari Stadigh (Chair), Emanuela Speranza and Arja Talma as Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 82 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- MITIE GROUP PLC Ticker: MTO Security ID: G6164F157 Meeting Date: JUL 13, 2020 Meeting Type: Special Record Date: JUL 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorise Issue of Equity in For For Management Connection with the Rights Issue -------------------------------------------------------------------------------- MITIE GROUP PLC Ticker: MTO Security ID: G6164F157 Meeting Date: JUL 28, 2020 Meeting Type: Annual Record Date: JUL 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Derek Mapp as Director For For Management 4 Re-elect Phil Bentley as Director For For Management 5 Elect Andrew Peeler as Director For For Management 6 Re-elect Nivedita Bhagat as Director For For Management 7 Re-elect Baroness Couttie as Director For For Management 8 Re-elect Jennifer Duvalier as Director For For Management 9 Re-elect Mary Reilly as Director For For Management 10 Re-elect Roger Yates as Director For For Management 11 Reappoint BDO LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise EU Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MITIE GROUP PLC Ticker: MTO Security ID: G6164F157 Meeting Date: NOV 23, 2020 Meeting Type: Special Record Date: NOV 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of the Entire For Against Management Issued Share Capital of Interserve Facilities Management 2 Authorise Issue of Equity in For Against Management Connection with the Acquisition 3 Authorise Off-Market Purchase of Shares For Against Management -------------------------------------------------------------------------------- MORGAN ADVANCED MATERIALS PLC Ticker: MGAM Security ID: G62496131 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAY 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Jane Aikman as Director For For Management 5 Re-elect Helen Bunch as Director For For Management 6 Re-elect Douglas Caster as Director For For Management 7 Re-elect Laurence Mulliez as Director For For Management 8 Re-elect Pete Raby as Director For For Management 9 Re-elect Peter Turner as Director For For Management 10 Re-elect Clement Woon as Director For For Management 11 Reappoint Deloitte LLP as Auditors For For Management 12 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 13 Authorise UK Political Donations and For For Management Expenditure 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- NOS SGPS SA Ticker: NOS Security ID: X5S8LH105 Meeting Date: APR 21, 2021 Meeting Type: Annual Record Date: APR 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management and Supervision of For For Management Company and Approve Vote of Confidence to Corporate Bodies 4 Approve Statement on Remuneration For Against Management Policy 5 Authorize Repurchase and Reissuance of For For Management Shares 6 Authorize Repurchase and Reissuance of For For Management Repurchased Debt Instruments 7 Ratify Co-options of Daniel Lopes For Against Management Beato and Filipa de Sousa Taveira da Gama Santos Carvalho as Directors -------------------------------------------------------------------------------- OOH!MEDIA LIMITED Ticker: OML Security ID: Q7108D109 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAY 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report None For Management 2 Elect Andrew Stevens as Director For For Management 3 Approve Issuance of Securities under For For Management the Equity Incentive Plan 4 Approve Grant of Performance Rights to For For Management Catherine O'Connor -------------------------------------------------------------------------------- PAGEGROUP PLC Ticker: PAGE Security ID: G68668105 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: JUN 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect David Lowden as Director For For Management 4 Re-elect Simon Boddie as Director For For Management 5 Re-elect Patrick De Smedt as Director For For Management 6 Re-elect Steve Ingham as Director For For Management 7 Re-elect Kelvin Stagg as Director For For Management 8 Re-elect Michelle Healy as Director For For Management 9 Re-elect Sylvia Metayer as Director For For Management 10 Re-elect Angela Seymour-Jackson as For For Management Director 11 Elect Ben Stevens as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise UK Political Donations and For For Management Expenditure 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 19 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- PIRELLI & C. SPA Ticker: PIRC Security ID: T76434264 Meeting Date: MAR 24, 2021 Meeting Type: Special Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Angelos Papadimitriou as Director For For Management 1 Authorize the Convertibility of the For For Management Equity-Linked Bond; Approve Capital Increase Without Preemptive Rights to the Service of the Bond -------------------------------------------------------------------------------- PIRELLI & C. SPA Ticker: PIRC Security ID: T76434264 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: JUN 04, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2 Elect Giorgio Luca Bruno as Director For For Management 3.1.1 Slate 1 Submitted by Marco Polo None For Shareholder International Italy Srl and Camfin SpA 3.1.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 3.2 Appoint Chairman of Internal Statutory None None Shareholder Auditors 3.3 Approve Internal Auditors' Remuneration None For Shareholder 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5.1 Approve Three-year Monetary Incentive For For Management Plan 5.2 Approve Adjustment of the Cumulative For For Management Group Net Cash Flow Target and Normalization of Total Shareholder Return Target included in the Three-year Monetary Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- PT SARANA MENARA NUSANTARA TBK Ticker: TOWR Security ID: Y71369113 Meeting Date: MAY 31, 2021 Meeting Type: Annual Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Approve Payment of Interim Dividends For For Management 6 Approve Changes in the Boards of the For For Management Company -------------------------------------------------------------------------------- PT SARANA MENARA NUSANTARA TBK Ticker: TOWR Security ID: Y71369113 Meeting Date: MAY 31, 2021 Meeting Type: Special Record Date: MAY 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Management and Employee Stock For Against Management Ownership Program (MESOP) -------------------------------------------------------------------------------- PT TOWER BERSAMA INFRASTRUCTURE TBK Ticker: TBIG Security ID: Y71372109 Meeting Date: NOV 12, 2020 Meeting Type: Special Record Date: OCT 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds or Notes For For Management -------------------------------------------------------------------------------- PT TOWER BERSAMA INFRASTRUCTURE TBK Ticker: TBIG Security ID: Y71372109 Meeting Date: MAR 30, 2021 Meeting Type: Special Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Buy and Takeover of For For Management Telecommunication Towers from PT Inti Bangun Sejahtera Tbk by PT Tower Bersama, a Company's Subsidiary 2 Approve Cash Dividend For For Management -------------------------------------------------------------------------------- RANDSTAD NV Ticker: RAND Security ID: N7291Y137 Meeting Date: MAR 23, 2021 Meeting Type: Annual Record Date: FEB 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Receive Reports of Management Board None None Management and Supervisory Board (Non-Voting) 2b Approve Remuneration Report For For Management 2c Adopt Financial Statements For For Management 2d Receive Explanation on Company's None None Management Reserves and Dividend Policy 2e Approve Regular Dividends of EUR 1.62 For For Management Per Share 2f Approve Special Dividends of EUR 1.62 For For Management Per Share 3a Approve Discharge of Management Board For For Management 3b Approve Discharge of Supervisory Board For For Management 4 Amend Remuneration Policy For For Management 5 Elect Sander van't Noordende to For For Management Supervisory Board 6a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Preemptive Rights 6b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6c Authorize Cancel Repurchase of Up to For For Management 10 Percent of Issued Share Capital under Item 6b 7 Ratify Deloitte as Auditors For For Management 8 Other Business (Non-Voting) None None Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- SOFTWARE AG Ticker: SOW Security ID: D7045M190 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2020 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.76 per Share 3 Approve Discharge of Management Board For For Management for Fiscal Year 2020 4 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2020 5 Ratify BDO AG as Auditors for Fiscal For For Management Year 2021 6 Approve Remuneration Policy For For Management 7 Approve Remuneration of Supervisory For For Management Board 8 Approve Creation of EUR 14.8 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 14.8 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 11 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 12 Amend Articles Re: Age Limit for For For Management Supervisory Board Members 13 Approve Affiliation Agreement with For For Management Cumulocity GmbH -------------------------------------------------------------------------------- ST. JAMES'S PLACE PLC Ticker: STJ Security ID: G5005D124 Meeting Date: MAY 14, 2021 Meeting Type: Annual Record Date: MAY 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Andrew Croft as Director For For Management 4 Re-elect Ian Gascoigne as Director For For Management 5 Re-elect Craig Gentle as Director For For Management 6 Re-elect Emma Griffin as Director For For Management 7 Re-elect Rosemary Hilary as Director For For Management 8 Re-elect Simon Jeffreys as Director For For Management 9 Re-elect Roger Yates as Director For For Management 10 Elect Lesley-Ann Nash as Director For For Management 11 Elect Paul Manduca as Director For For Management 12 Approve Remuneration Report For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management (PwC) as Auditors 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- STANDARD LIFE ABERDEEN PLC Ticker: SLA Security ID: G84246118 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAY 14, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reappoint KPMG LLP as Auditors For For Management 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Approve Remuneration Report For For Management 6A Re-elect Sir Douglas Flint as Director For For Management 6B Re-elect Jonathan Asquith as Director For For Management 6C Re-elect Stephanie Bruce as Director For For Management 6D Re-elect John Devine as Director For For Management 6E Re-elect Melanie Gee as Director For For Management 6F Re-elect Brian McBride as Director For For Management 6G Re-elect Martin Pike as Director For For Management 6H Re-elect Cathleen Raffaeli as Director For For Management 6I Re-elect Cecilia Reyes as Director For For Management 6J Re-elect Jutta af Rosenborg as Director For For Management 7 Elect Stephen Bird as Director For For Management 8 Authorise UK Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity in Relation For For Management to the Issue of Convertible Bonds 13 Authorise Issue of Equity without For For Management Pre-Emptive Rights in Relation to the Issue of Convertible Bonds 14 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 15 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- STHREE PLC Ticker: STEM Security ID: G8499E103 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: APR 20, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Mark Dorman as Director For For Management 5 Re-elect Alex Smith as Director For For Management 6 Re-elect Anne Fahy as Director For For Management 7 Re-elect James Bilefield as Director For For Management 8 Re-elect Barrie Brien as Director For For Management 9 Re-elect Denise Collis as Director For For Management 10 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 11 Authorise Board to Fix Remuneration of For For Management Auditors 12 Authorise UK Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- SUGI HOLDINGS CO., LTD. Ticker: 7649 Security ID: J7687M106 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: FEB 28, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakakibara, Eiichi For For Management 1.2 Elect Director Sugiura, Katsunori For For Management 1.3 Elect Director Sugiura, Shinya For For Management 1.4 Elect Director Kamino, Shigeyuki For For Management 1.5 Elect Director Hayama, Yoshiko For For Management 1.6 Elect Director Hori, Michiko For For Management -------------------------------------------------------------------------------- SULZER AG Ticker: SUN Security ID: H83580284 Meeting Date: APR 14, 2021 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 4.00 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 19.5 Million 5.1 Reelect Peter Loescher as Director and For For Management Board Chairman 5.2.1 Reelect Hanne Sorensen as Director For For Management 5.2.2 Reelect Matthias Bichsel as Director For For Management 5.2.3 Reelect Mikhail Lifshitz as Director For For Management 5.2.4 Reelect Alexey Moskov as Director For Against Management 5.2.5 Reelect Gerhard Roiss as Director For For Management 5.3.1 Elect Suzanne Thoma as Director For For Management 5.3.2 Elect David Metzger as Director For For Management 6.1.1 Reappoint Hanne Sorensen as Member of For For Management the Compensation Committee 6.1.2 Reappoint Gerhard Roiss as Member of For For Management the Compensation Committee 6.2 Appoint Suzanne Thoma as Member of the For For Management Compensation Committee 7 Ratify KPMG AG as Auditors For For Management 8 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 9 Approve Creation of CHF 17,000 Pool of For For Management Conditional Capital for Bonds or Similar Debt Instruments 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- TIS, INC. (JAPAN) Ticker: 3626 Security ID: J8T622102 Meeting Date: JUN 24, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 24 2 Amend Articles to Amend Business Lines For For Management 3.1 Elect Director Kuwano, Toru For For Management 3.2 Elect Director Okamoto, Yasushi For For Management 3.3 Elect Director Adachi, Masahiko For For Management 3.4 Elect Director Yanai, Josaku For For Management 3.5 Elect Director Kitaoka, Takayuki For For Management 3.6 Elect Director Shinkai, Akira For For Management 3.7 Elect Director Sano, Koichi For For Management 3.8 Elect Director Tsuchiya, Fumio For For Management 3.9 Elect Director Mizukoshi, Naoko For For Management 4 Approve Trust-Type Equity Compensation For For Management Plan -------------------------------------------------------------------------------- TITAN CEMENT INTERNATIONAL SA Ticker: TITC Security ID: B9152F101 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: APR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Financial Statements and For For Management Allocation of Income 4 Approve Remuneration Report For For Management 5 Approve Discharge of Directors For For Management 6 Approve Discharge of Auditors For For Management 7 Elect Ioannis (Yanni) Paniaras as For For Management Director 8 Elect Kyriakos Riris as Independent For For Management Director 9 Elect Stylianos (Stelios) For For Management Triantafyllides as Independent Director 10 Approve Auditors' Remuneration For For Management 11 Approve Change-of-Control Clause Re: For For Management Various Agreements 12 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- TRAVIS PERKINS PLC Ticker: TPK Security ID: G90202105 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Jasmine Whitbread as Director For For Management 5 Re-elect Marianne Culver as Director For For Management 6 Re-elect Blair Illingworth as Director For For Management 7 Re-elect Coline McConville as Director For For Management 8 Re-elect Pete Redfern as Director For For Management 9 Re-elect Nick Roberts as Director For For Management 10 Re-elect John Rogers as Director For For Management 11 Re-elect Alan Williams as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Adopt New Articles of Association For For Management 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 20 Approve UK Sharesave Scheme and For For Management International Sharesave Scheme 21 Approve Restricted Share Plan For For Management -------------------------------------------------------------------------------- TRAVIS PERKINS PLC Ticker: TPK Security ID: G90202105 Meeting Date: APR 27, 2021 Meeting Type: Special Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Demerger of the Wickes Group For For Management from the Travis Perkins Group to be Implemented Through the Demerger Dividend 2 Approve Share Consolidation For For Management 3 Approve Deferred Annual Bonus Plan, For For Management Long Term Incentive Plan, Share Incentive Plan and Savings Related Share Option Scheme -------------------------------------------------------------------------------- WYNN MACAU LIMITED Ticker: 1128 Security ID: G98149100 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAY 21, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Linda Chen as Director For For Management 2b Elect Craig S. Billings as Director For Against Management 2c Elect Jeffrey Kin-fung Lam as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Issuance of Shares Under the For For Management Employee Ownership Scheme =========================== The Oakmark Select Fund ============================ ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Franklin W. Hobbs For For Management 1b Elect Director Kenneth J. Bacon For For Management 1c Elect Director Katryn (Trynka) For For Management Shineman Blake 1d Elect Director Maureen A. For For Management Breakiron-Evans 1e Elect Director William H. Cary For For Management 1f Elect Director Mayree C. Clark For For Management 1g Elect Director Kim S. Fennebresque For For Management 1h Elect Director Marjorie Magner For For Management 1i Elect Director Brian H. Sharples For For Management 1j Elect Director John J. Stack For For Management 1k Elect Director Michael F. Steib For For Management 1l Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Qualified Employee Stock For For Management Purchase Plan 7 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For For Management 1b Elect Director Sergey Brin For For Management 1c Elect Director Sundar Pichai For For Management 1d Elect Director John L. Hennessy For For Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director L. John Doerr For For Management 1g Elect Director Roger W. Ferguson, Jr. For For Management 1h Elect Director Ann Mather For For Management 1i Elect Director Alan R. Mulally For For Management 1j Elect Director K. Ram Shriram For For Management 1k Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 6 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 7 Report on Takedown Requests Against Against Shareholder 8 Report on Whistleblower Policies and Against Against Shareholder Practices 9 Report on Charitable Contributions Against Against Shareholder 10 Report on Risks Related to Against Against Shareholder Anticompetitive Practices 11 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 12, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Cole, Jr. For For Management 1b Elect Director W. Don Cornwell For For Management 1c Elect Director Brian Duperreault For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 1m Elect Director Peter S. Zaffino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- APA CORP. Ticker: APA Security ID: 03743Q108 Meeting Date: MAY 27, 2021 Meeting Type: Annual Record Date: MAR 29, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Annell R. Bay For For Management 2 Elect Director John J. Christmann, IV For For Management 3 Elect Director Juliet S. Ellis For For Management 4 Elect Director Chansoo Joung For For Management 5 Elect Director John E. Lowe For For Management 6 Elect Director H. Lamar McKay For For Management 7 Elect Director William C. Montgomery For For Management 8 Elect Director Amy H. Nelson For For Management 9 Elect Director Daniel W. Rabun For For Management 10 Elect Director Peter A. Ragauss For For Management 11 Ratify Ernst & Young LLP as Auditor For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Amend Charter to Remove the For For Management Pass-Through Voting Provision -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Frank P. Bramble, Sr. For For Management 1d Elect Director Pierre J.P. de Weck For For Management 1e Elect Director Arnold W. Donald For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Thomas J. May For For Management 1i Elect Director Brian T. Moynihan For For Management 1j Elect Director Lionel L. Nowell, III For For Management 1k Elect Director Denise L. Ramos For For Management 1l Elect Director Clayton S. Rose For For Management 1m Elect Director Michael D. White For For Management 1n Elect Director Thomas D. Woods For For Management 1o Elect Director R. David Yost For For Management 1p Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Approve Change in Organizational Form Against Against Shareholder 8 Request on Racial Equity Audit Against Against Shareholder -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Glenn D. Fogel For For Management 1.3 Elect Director Mirian M. Graddick-Weir For For Management 1.4 Elect Director Wei Hopeman For For Management 1.5 Elect Director Robert J. Mylod, Jr. For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Nicholas J. Read For For Management 1.8 Elect Director Thomas E. Rothman For For Management 1.9 Elect Director Bob van Dijk For For Management 1.10 Elect Director Lynn M. Vojvodich For For Management 1.11 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Provide Right to Act by Written Consent For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Report on Annual Climate Transition Against Against Shareholder 8 Annual Investor Advisory Vote on Against Against Shareholder Climate Plan -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 06, 2021 Meeting Type: Annual Record Date: MAR 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Ime Archibong For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Francois Locoh-Donou For For Management 1g Elect Director Peter E. Raskind For For Management 1h Elect Director Eileen Serra For For Management 1i Elect Director Mayo A. Shattuck, III For For Management 1j Elect Director Bradford H. Warner For For Management 1k Elect Director Catherine G. West For For Management 1l Elect Director Craig Anthony Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CBRE GROUP, INC. Ticker: CBRE Security ID: 12504L109 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brandon B. Boze For For Management 1b Elect Director Beth F. Cobert For For Management 1c Elect Director Reginald H. Gilyard For For Management 1d Elect Director Shira D. Goodman For For Management 1e Elect Director Christopher T. Jenny For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Oscar Munoz For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Laura D. Tyson For For Management 1j Elect Director Sanjiv Yajnik For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For For Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For For Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Report on Lobbying Payments and Policy Against Against Shareholder 4 Require Independent Board Chair Against Against Shareholder 5 Publish Annually a Report Assessing Against Against Shareholder Diversity, Equity, and Inclusion Efforts 6 Report on Greenhouse Gas Emissions Against Against Shareholder Disclosure 7 Adopt Policy to Annually Disclose Against Against Shareholder EEO-1 Data -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: MAR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen M. Costello For For Management 1b Elect Director Grace E. Dailey For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director John C. Dugan For For Management 1e Elect Director Jane N. Fraser For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder 7 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Racial Equity Audit Against Against Shareholder 10 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Ticker: STZ Security ID: 21036P108 Meeting Date: JUL 21, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christy Clark For For Management 1.2 Elect Director Jennifer M. Daniels For For Management 1.3 Elect Director Jerry Fowden For For Management 1.4 Elect Director Ernesto M. Hernandez For For Management 1.5 Elect Director Susan Somersille Johnson For For Management 1.6 Elect Director James A. Locke, III For For Management 1.7 Elect Director Jose Manuel Madero Garza For For Management 1.8 Elect Director Daniel J. McCarthy For For Management 1.9 Elect Director William A. Newlands For For Management 1.10 Elect Director Richard Sands For For Management 1.11 Elect Director Robert Sands For For Management 1.12 Elect Director Judy A. Schmeling For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Michael T. Kerr For For Management 1g Elect Director Julie J. Robertson For For Management 1h Elect Director Donald F. Textor For For Management 1i Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For For Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Non-Employee Director For For Management Compensation Policy 4 Approve Recapitalization Plan for all Against Against Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against Against Shareholder 6 Report on Online Child Sexual Against Against Shareholder Exploitation 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 8 Report on Platform Misuse Against Against Shareholder 9 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M103 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Alexander, Jr. For For Management 1.2 Elect Director Victor E. Bell, III For For Management 1.3 Elect Director Peter M. Bristow For For Management 1.4 Elect Director Hope H. Bryant For For Management 1.5 Elect Director H. Lee Durham, Jr. For For Management 1.6 Elect Director Daniel L. Heavner For For Management 1.7 Elect Director Frank B. Holding, Jr. For For Management 1.8 Elect Director Robert R. Hoppe For For Management 1.9 Elect Director Floyd L. Keels For For Management 1.10 Elect Director Robert E. Mason, IV For For Management 1.11 Elect Director Robert T. Newcomb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M202 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Alexander, Jr. For For Management 1.2 Elect Director Victor E. Bell, III For For Management 1.3 Elect Director Peter M. Bristow For For Management 1.4 Elect Director Hope H. Bryant For For Management 1.5 Elect Director H. Lee Durham, Jr. For For Management 1.6 Elect Director Daniel L. Heavner For For Management 1.7 Elect Director Frank B. Holding, Jr. For For Management 1.8 Elect Director Robert R. Hoppe For For Management 1.9 Elect Director Floyd L. Keels For For Management 1.10 Elect Director Robert E. Mason, IV For For Management 1.11 Elect Director Robert T. Newcomb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: MAY 04, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sebastien Bazin For For Management 1b Elect Director Ashton Carter For For Management 1c Elect Director H. Lawrence Culp, Jr. For For Management 1d Elect Director Francisco D'Souza For For Management 1e Elect Director Edward Garden For For Management 1f Elect Director Thomas Horton For For Management 1g Elect Director Risa Lavizzo-Mourey For For Management 1h Elect Director Catherine Lesjak For For Management 1i Elect Director Paula Rosput Reynolds For For Management 1j Elect Director Leslie Seidman For For Management 1k Elect Director James Tisch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Reverse Stock Split For For Management 5 Require More Director Nominations Than Against Against Shareholder Open Seats 6 Require Independent Board Chair Against Against Shareholder 7 Report on Meeting the Criteria of the For For Shareholder Net Zero Indicator -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Assess Feasibility of Increasing the Against Against Shareholder Impact of the Company's Performance on Quality Metrics for Senior Executive Compensation -------------------------------------------------------------------------------- HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Nassetta For For Management 1b Elect Director Jonathan D. Gray For For Management 1c Elect Director Charlene T. Begley For For Management 1d Elect Director Chris Carr For For Management 1e Elect Director Melanie L. Healey For For Management 1f Elect Director Raymond E. Mabus, Jr. For For Management 1g Elect Director Judith A. McHale For For Management 1h Elect Director John G. Schreiber For For Management 1i Elect Director Elizabeth A. Smith For For Management 1j Elect Director Douglas M. Steenland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Raquel C. Bono For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director Wayne A. I. Frederick For For Management 1f Elect Director John W. Garratt For For Management 1g Elect Director David A. Jones, Jr. For For Management 1h Elect Director Karen W. Katz For For Management 1i Elect Director Marcy S. Klevorn For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director Jorge S. Mesquita For For Management 1l Elect Director James J. O'Brien For For Management 1m Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mei-Wei Cheng For For Management 1b Elect Director Jonathan F. Foster For For Management 1c Elect Director Bradley M. Halverson For For Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Roger A. Krone For For Management 1f Elect Director Patricia L. Lewis For For Management 1g Elect Director Kathleen A. Ligocki For For Management 1h Elect Director Conrad L. Mallett, Jr. For For Management 1i Elect Director Raymond E. Scott For For Management 1j Elect Director Gregory C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL Ticker: MGM Security ID: 552953101 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barry Diller For For Management 1b Elect Director William W. Grounds For For Management 1c Elect Director Alexis M. Herman For For Management 1d Elect Director William J. Hornbuckle For For Management 1e Elect Director Mary Chris Jammet For For Management 1f Elect Director John Kilroy For For Management 1g Elect Director Joey Levin For For Management 1h Elect Director Rose McKinney-James For For Management 1i Elect Director Keith A. Meister For For Management 1j Elect Director Paul Salem For For Management 1k Elect Director Gregory M. Spierkel For For Management 1l Elect Director Jan G. Swartz For For Management 1m Elect Director Daniel J. Taylor For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize New Class of Preferred Stock For For Management -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard N. Barton For For Management 1b Elect Director Rodolphe Belmer For For Management 1c Elect Director Bradford L. Smith For For Management 1d Elect Director Anne M. Sweeney For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder 5 Adopt Simple Majority Vote Against Against Shareholder 6 Improve the Executive Compensation Against Against Shareholder Philosophy -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 11, 2021 Meeting Type: Annual Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director N. Anthony Coles For For Management 1b Elect Director Arthur F. Ryan For For Management 1c Elect Director George L. Sing For For Management 1d Elect Director Marc Tessier-Lavigne For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: FEB 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. (John) Davidson For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko None None Management *Withdrawn Resolution* 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Heath A. Mitts For For Management 1i Elect Director Yong Nam For For Management 1j Elect Director Daniel J. Phelan For For Management 1k Elect Director Abhijit Y. Talwalkar For For Management 1l Elect Director Mark C. Trudeau For For Management 1m Elect Director Dawn C. Willoughby For For Management 1n Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 25, 2020 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 25, 2020 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 25, 2020 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2021 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve Maximum Aggregate Remuneration For For Management of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 25, 2020 12 Approve Declaration of Dividend For For Management 13 Approve Reduction in Share Capital via For For Management Cancelation of Shares 14 Amend Non-Qualified Employee Stock For For Management Purchase Plan 15 Amend Omnibus Stock Plan For For Management 16 Adjourn Meeting For For Management ========== END NPX REPORT
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; | |
(b) | The exchange ticker symbol of the portfolio security; | |
(c) | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; | |
(d) | The shareholder meeting date; | |
(e) | A brief identification of the matter voted on; | |
(f) | Whether the matter was proposed by the issuer or by a security holder; | |
(g) | Whether the registrant cast its vote on the matter; | |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors);and | |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Harris Associates Investment Trust |
By (Signature and Title)* | |
/s/ Rana J. Wright | |
Rana J. Wright, Principal Executive Officer and President | |
Date | August 19, 2021 |
*Print the name and title of each signing officer under his or her signature.
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