N-PX 1 a17-17222_1npx.htm N-PX

 

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549

OMB Number:  3235-0582

 

Expires:  March 31, 2018

 

Estimated average burden hours per response........7.2

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number    811-06279

 

Harris Associates Investment Trust

(Exact name of registrant as specified in charter)

 

111 South Wacker Drive, Suite 4600 Chicago, Illinois

 

60606

(Address of principal executive offices)

 

(Zip code)

 

Ian McPheron, Deputy General Counsel

Harris Associates L.P.

111 South Wacker Drive, Suite 4600

Chicago, Illinois  60606

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:

312-646-3517

 

 

Date of fiscal year end:

09/30

 

 

Date of reporting period:

7/1/16 - 6/30/17

 

 

 

 


 


 

Item 1. Proxy Voting Record.

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

(a)                                 The name of the issuer of the portfolio security;

 

(b)                                 The exchange ticker symbol of the portfolio security;

 

(c)                                  The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

 

(d)                                 The shareholder meeting date;

 

(e)                                  A brief identification of the matter voted on;

 

(f)                                   Whether the matter was proposed by the issuer or by a security holder;

 

(g)                                  Whether the registrant cast its vote on the matter;

 

(h)                                 How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors);and

 

(i)                                     Whether the registrant cast its vote for or against management.

 



******************************* FORM N-Px REPORT *******************************

 

ICA File Number: 811-06279                                                     

Reporting Period: 07/01/2016 - 06/30/2017                                      

Harris Associates Investment Trust                                             

                                                                                

                                                                                

                                                                                

 

 

 

 

 

 

======================= The Oakmark Equity & Income Fund =======================

 

 

ALLY FINANCIAL INC.                                                            

 

Ticker:       ALLY           Security ID:  02005N100                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Franklin W. Hobbs        For       For          Management

1.2   Elect Director Kenneth J. Bacon         For       For          Management

1.3   Elect Director Robert T. Blakely        For       For          Management

1.4   Elect Director Maureen A.               For       For          Management

      Breakiron-Evans                                                          

1.5   Elect Director William H. Cary          For       For          Management

1.6   Elect Director Mayree C. Clark          For       For          Management

1.7   Elect Director Kim S. Fennebresque      For       For          Management

1.8   Elect Director Marjorie Magner          For       For          Management

1.9   Elect Director John J. Stack            For       For          Management

1.10  Elect Director Michael F. Steib         For       For          Management

1.11  Elect Director Jeffrey J. Brown         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Amend Non-Employee Director Omnibus     For       For          Management

      Stock Plan                                                               

5     Amend Executive Incentive Bonus Plan    For       For          Management

6     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

ARCONIC INC.                                                                   

 

Ticker:       ARNC           Security ID:  03965L100                           

Meeting Date: MAY 25, 2017   Meeting Type: Proxy Contest                        

Record Date:  MAR 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                             

1.1   Elect Director Amy E. Alving            For       Did Not Vote Management

1.2   Elect Director David P. Hess            For       Did Not Vote Management

1.3   Elect Director James 'Jim' F. Albaugh   For       Did Not Vote Management

1.4   Elect Director Ulrich "Rick" Schmidt    For       Did Not Vote Management

1.5   Elect Director Janet C. Wolfenbarger    For       Did Not Vote Management

2     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

5     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Amendments to the                                        

      Articles of Incorporation Regarding                                      

      Anti-Greenmail                                                           

6     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Amendments to the                                         

      Articles of Incorporation Regarding                                      

      Removal of Directors                                                     

7     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Removal of Directors                                     

8     Declassify the Board of Directors       For       Did Not Vote Management

9     Eliminate Supermajority Vote            For       Did Not Vote Shareholder

      Requirement                                                              

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Blue Proxy Card)       None                             

1.1   Elect Director Christopher L. Ayers     For       Did Not Vote Shareholder

1.2   Elect Director Elmer L. Doty            For       Did Not Vote Shareholder

1.3   Elect Director Bernd F. Kessler         For       Did Not Vote Shareholder

1.4   Elect Director Patrice E. Merrin        For       Did Not Vote Shareholder

1.5   Elect Director Ulrich "Rick" Schmidt    For       Did Not Vote Shareholder

2     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           None      Did Not Vote Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

5     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Amendments to the                                        

      Articles of Incorporation Regarding                                      

      Anti-Greenmail                                                           

6     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Amendments to the                                        

      Articles of Incorporation Regarding                                      

      Removal of Directors                                                     

7     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Removal of Directors                                     

8     Declassify the Board of Directors       For       Did Not Vote Management

9     Eliminate Supermajority Vote            For       Did Not Vote Shareholder

      Requirement                                                              

 

 

--------------------------------------------------------------------------------

 

BAKER HUGHES INCORPORATED                                                       

 

Ticker:       BHI            Security ID:  057224107                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Gregory D. Brenneman     For       For          Management

1b    Elect Director Clarence P. Cazalot, Jr. For       For          Management

1c    Elect Director Martin S. Craighead      For       For          Management

1d    Elect Director William H. Easter, III   For       For          Management

1e    Elect Director Lynn L. Elsenhans        For       For          Management

1f    Elect Director Anthony G. Fernandes     For       For          Management

1g    Elect Director Claire W. Gargalli       For       For          Management

1h    Elect Director Pierre H. Jungels        For       For          Management

1i    Elect Director James A. Lash            For       For          Management

1j    Elect Director J. Larry Nichols         For       For          Management

1k    Elect Director James W. Stewart         For       For          Management

1l    Elect Director Charles L. Watson        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

 

 

--------------------------------------------------------------------------------

 

BAKER HUGHES INCORPORATED                                                       

 

Ticker:       BHI            Security ID:  057224107                           

Meeting Date: JUN 30, 2017   Meeting Type: Special                             

Record Date:  MAY 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

3     Advisory Vote on Golden Parachutes      For       Against      Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Approve Material Terms of the           For       For          Management

      Executive Officer Performance Goals                                      

 

 

--------------------------------------------------------------------------------

 

BANK OF AMERICA CORPORATION                                                    

 

Ticker:       BAC            Security ID:  060505104                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sharon L. Allen          For       For          Management

1b    Elect Director Susan S. Bies            For       For          Management

1c    Elect Director Jack O. Bovender, Jr.    For       For          Management

1d    Elect Director Frank P. Bramble, Sr.    For       For          Management

1e    Elect Director Pierre J.P. de Weck      For       For          Management

1f    Elect Director Arnold W. Donald         For       For          Management

1g    Elect Director Linda P. Hudson          For       For          Management

1h    Elect Director Monica C. Lozano         For       For          Management

1i    Elect Director Thomas J. May            For       For          Management

1j    Elect Director Brian T. Moynihan        For       For          Management

1k    Elect Director Lionel L. Nowell, III    For       For          Management

1l    Elect Director Michael D. White         For       For          Management

1m    Elect Director Thomas D. Woods          For       For          Management

1n    Elect Director R. David Yost            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

5     Amend the General Clawback Policy       Against   Against      Shareholder

6     Non-core banking operations             Against   Against      Shareholder

7     Require Independent Board Chairman      Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

BORGWARNER INC.                                                                 

 

Ticker:       BWA            Security ID:  099724106                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 01, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jan Carlson              For       For          Management

1b    Elect Director Dennis C. Cuneo          For       For          Management

1c    Elect Director Michael S. Hanley        For       For          Management

1d    Elect Director Roger A. Krone           For       For          Management

1e    Elect Director John R. McKernan, Jr.    For       For          Management

1f    Elect Director Alexis P. Michas         For       For          Management

1g    Elect Director Vicki L. Sato            For       For          Management

1h    Elect Director Richard O. Schaum        For       For          Management

1i    Elect Director Thomas T. Stallkamp      For       For          Management

1j    Elect Director James R. Verrier         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

5     Provide Right to Act by Written Consent Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CARTER'S, INC.                                                                  

 

Ticker:       CRI            Security ID:  146229109                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Amy Woods Brinkley       For       For          Management

1b    Elect Director Michael D. Casey         For       For          Management

1c    Elect Director A. Bruce Cleverly        For       For          Management

1d    Elect Director Jevin S. Eagle           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4a    Declassify the Board of Directors       For       For          Management

4b    Declassify the Board of Directors       For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

CITIGROUP INC.                                                                 

 

Ticker:       C              Security ID:  172967424                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael L. Corbat        For       For          Management

1b    Elect Director Ellen M. Costello        For       For          Management

1c    Elect Director Duncan P. Hennes         For       For          Management

1d    Elect Director Peter B. Henry           For       For          Management

1e    Elect Director Franz B. Humer           For       For          Management

1f    Elect Director Renee J. James           For       For          Management

1g    Elect Director Eugene M. McQuade        For       For          Management

1h    Elect Director Michael E. O'Neill       For       For          Management

1i    Elect Director Gary M. Reiner           For       For          Management

1j    Elect Director Anthony M. Santomero     For       For          Management

1k    Elect Director Diana L. Taylor          For       For          Management

1l    Elect Director William S. Thompson, Jr. For       For          Management

1m    Elect Director James S. Turley          For       For          Management

1n    Elect Director Deborah C. Wright        For       For          Management

1o    Elect Director Ernesto Zedillo Ponce    For       For          Management

      de Leon                                                                  

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Demonstrate No Gender Pay Gap           Against   Against      Shareholder

6     Appoint a Stockholder Value Committee   Against   Against      Shareholder

7     Report on Lobbying Payments and Policy  Against   Against      Shareholder

8     Claw-back of Payments under             Against   Against      Shareholder

      Restatements                                                             

9     Limit/Prohibit Accelerated Vesting of   Against   Against      Shareholder

      Awards                                                                   

 

 

--------------------------------------------------------------------------------

 

CVS HEALTH CORPORATION                                                          

 

Ticker:       CVS            Security ID:  126650100                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 14, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard M. Bracken       For       For          Management

1b    Elect Director C. David Brown, II       For       For          Management

1c    Elect Director Alecia A. DeCoudreaux    For       For          Management

1d    Elect Director Nancy-Ann M. DeParle     For       For          Management

1e    Elect Director David W. Dorman          For       For          Management

1f    Elect Director Anne M. Finucane         For       For          Management

1g    Elect Director Larry J. Merlo           For       For          Management

1h    Elect Director Jean-Pierre Millon       For       For          Management

1i    Elect Director Mary L. Schapiro         For       For          Management

1j    Elect Director Richard J. Swift         For       For          Management

1k    Elect Director William C. Weldon        For       For          Management

1l    Elect Director Tony L. White            For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

6     Reduce Ownership Threshold for          Against   Against      Shareholder

      Shareholders to Call Special Meeting                                     

7     Report on Pay Disparity                 Against   Against      Shareholder

8     Adopt Quantitative Renewable Energy     Against   Against      Shareholder

      Goals                                                                    

 

 

--------------------------------------------------------------------------------

 

DIAGEO PLC                                                                      

 

Ticker:       DGE            Security ID:  25243Q205                           

Meeting Date: SEP 21, 2016   Meeting Type: Annual                              

Record Date:  AUG 05, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Peggy Bruzelius as Director    For       For          Management

5     Re-elect Lord Davies of Abersoch as     For       For          Management

      Director                                                                 

6     Re-elect Ho KwonPing as Director        For       For          Management

7     Re-elect Betsy Holden as Director       For       For          Management

8     Re-elect Dr Franz Humer as Director     For       For          Management

9     Re-elect Nicola Mendelsohn as Director  For       For          Management

10    Re-elect Ivan Menezes as Director       For       For          Management

11    Re-elect Philip Scott as Director       For       For          Management

12    Re-elect Alan Stewart as Director       For       For          Management

13    Elect Javier Ferran as Director         For       For          Management

14    Elect Kathryn Mikells as Director       For       For          Management

15    Elect Emma Walmsley as Director         For       For          Management

16    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

17    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                  

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

 

 

--------------------------------------------------------------------------------

 

DOVER CORPORATION                                                              

 

Ticker:       DOV            Security ID:  260003108                           

Meeting Date: MAY 05, 2017   Meeting Type: Annual                              

Record Date:  MAR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Peter T. Francis         For       For          Management

1b    Elect Director Kristiane C. Graham      For       For          Management

1c    Elect Director Michael F. Johnston      For       For          Management

1d    Elect Director Robert A. Livingston     For       For          Management

1e    Elect Director Richard K. Lochridge     For       For          Management

1f    Elect Director Eric A. Spiegel          For       For          Management

1g    Elect Director Michael B. Stubbs        For       For          Management

1h    Elect Director Richard J. Tobin         For       For          Management

1i    Elect Director Stephen M. Todd          For       For          Management

1j    Elect Director Stephen K. Wagner        For       For          Management

1k    Elect Director Keith E. Wandell         For       For          Management

1l    Elect Director Mary A. Winston          For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Amend Executive Incentive Bonus Plan    For       For          Management

7     Amend Charter to Remove Article 15      For       For          Management

      Amendment Provision                                                      

8     Amend Charter to Remove Article 16      For       For          Management

      Amendment Provision                                                      

 

 

--------------------------------------------------------------------------------

 

FIDELITY NATIONAL FINANCIAL, INC.                                              

 

Ticker:       FNF            Security ID:  31620R303                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William P. Foley, II     For       For          Management

1.2   Elect Director Douglas K. Ammerman      For       For          Management

1.3   Elect Director Thomas M. Hagerty        For       For          Management

1.4   Elect Director Peter O. Shea, Jr.       For       For          Management

1.5   Elect Director Raymond R. Quirk         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

FLOWSERVE CORPORATION                                                          

 

Ticker:       FLS            Security ID:  34354P105                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director R. Scott Rowe            For       For          Management

1.2   Elect Director Leif E. Darner           For       For          Management

1.3   Elect Director Gayla J. Delly           For       For          Management

1.4   Elect Director Roger L. Fix             For       For          Management

1.5   Elect Director John R. Friedery         For       For          Management

1.6   Elect Director Joe E. Harlan            For       For          Management

1.7   Elect Director Rick J. Mills            For       For          Management

1.8   Elect Director David E. Roberts         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

5     Proxy Access Reform                     Against   Against      Shareholder

6     Elect Director Ruby Chandy              For       For          Management

 

 

--------------------------------------------------------------------------------

 

FOOT LOCKER, INC.                                                              

 

Ticker:       FL             Security ID:  344849104                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Maxine Clark             For       For          Management

1b    Elect Director Alan D. Feldman          For       For          Management

1c    Elect Director Jarobin Gilbert, Jr.     For       For          Management

1d    Elect Director Richard A. Johnson       For       For          Management

1e    Elect Director Guillermo G. Marmol      For       For          Management

1f    Elect Director Matthew M. McKenna       For       For          Management

1g    Elect Director Steven Oakland           For       For          Management

1h    Elect Director Ulice Payne, Jr.         For       For          Management

1i    Elect Director Cheryl Nido Turpin       For       For          Management

1j    Elect Director Kimberly Underhill       For       For          Management

1k    Elect Director Dona D. Young            For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Adopt Majority Voting for Uncontested   For       For          Management

      Election of Directors                                                     

4     Amend Executive Incentive Bonus Plan    For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

 

 

--------------------------------------------------------------------------------

 

GAMING AND LEISURE PROPERTIES, INC.                                            

 

Ticker:       GLPI           Security ID:  36467J108                            

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Joseph W. Marshall, III  For       For          Management

1.2   Elect Director E. Scott Urdang          For       For          Management

1.3   Elect Director Earl C. Shanks           For       For          Management

1.4   Elect Director James B. Perry           For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                    

 

 

--------------------------------------------------------------------------------

 

GENERAL MOTORS COMPANY                                                          

 

Ticker:       GM             Security ID:  37045V100                           

Meeting Date: JUN 06, 2017   Meeting Type: Proxy Contest                       

Record Date:  APR 07, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                             

1.1   Elect Director Joseph J. Ashton         For       Did Not Vote Management

1.2   Elect Director Mary T. Barra            For       Did Not Vote Management

1.3   Elect Director Linda R. Gooden          For       Did Not Vote Management

1.4   Elect Director Joseph Jimenez           For       Did Not Vote Management

1.5   Elect Director Jane L. Mendillo         For       Did Not Vote Management

1.6   Elect Director Michael G. Mullen        For       Did Not Vote Management

1.7   Elect Director James J. Mulva           For       Did Not Vote Management

1.8   Elect Director Patricia F. Russo        For       Did Not Vote Management

1.9   Elect Director Thomas M. Schoewe        For       Did Not Vote Management

1.10  Elect Director Theodore M. Solso        For       Did Not Vote Management

1.11  Elect Director Carol M. Stephenson      For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       Did Not Vote Management

4     Approve Omnibus Stock Plan              For       Did Not Vote Management

5     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                  

6     Require Independent Board Chairman      Against   Did Not Vote Shareholder

7     Creation of Dual-Class Common Stock     Against   Did Not Vote Shareholder

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Green Proxy Card)      None                             

1.1   Elect Directors Leo Hindery, Jr.        For       For          Shareholder

1.2   Elect Director Vinit Sethi              For       For          Shareholder

1.3   Elect Director William N. Thorndike,    For       For          Shareholder

      Jr.                                                                      

1.4   Management Nominee  Joseph J. Ashton    For       For          Shareholder

1.5   Management Nominee Mary T. Barra        For       For          Shareholder

1.6   Management Nominee Linda R. Gooden      For       For          Shareholder

1.7   Management Nominee Joseph Jimenez       For       For          Shareholder

1.8   Management Nominee James J. Mulva       For       For          Shareholder

1.9   Management Nominee Patricia F. Russo    For       For          Shareholder

1.10  Management Nominee Thomas M. Schoewe    For       For          Shareholder

1.11  Management Nominee Theodore M. Solso    For       For          Shareholder

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

6     Require Independent Board Chairman      Against   Against      Shareholder

7     Creation of Dual-Class Common Stock     For       Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

GLENCORE PLC                                                                   

 

Ticker:       GLEN           Security ID:  G39420107                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  MAY 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Reduction of the Company's      For       For          Management

      Capital Contribution Reserves                                             

3     Re-elect Anthony Hayward as Director    For       For          Management

4     Re-elect Leonhard Fischer as Director   For       For          Management

5     Re-elect Ivan Glasenberg as Director    For       For          Management

6     Re-elect Peter Coates as Director       For       For          Management

7     Re-elect John Mack as Director          For       For          Management

8     Re-elect Peter Grauer as Director       For       For          Management

9     Re-elect Patrice Merrin as Director     For       For          Management

10    Approve Remuneration Report             For       For          Management

11    Approve Remuneration Policy             For       For          Management

12    Reappoint Deloitte LLP as Auditors      For       For          Management

13    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

14    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

15    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                           

      Investment                                                               

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

 

 

--------------------------------------------------------------------------------

 

HCA HOLDINGS, INC.                                                             

 

Ticker:       HCA            Security ID:  40412C101                            

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director R. Milton Johnson        For       For          Management

1b    Elect Director Robert J. Dennis         For       For          Management

1c    Elect Director Nancy-Ann DeParle        For       For          Management

1d    Elect Director Thomas F. Frist, III     For       For          Management

1e    Elect Director William R. Frist         For       For          Management

1f    Elect Director Charles O. Holliday, Jr. For       For          Management

1g    Elect Director Ann H. Lamont            For       For          Management

1h    Elect Director Jay O. Light             For       For          Management

1i    Elect Director Geoffrey G. Meyers       For       For          Management

1j    Elect Director Wayne J. Riley           For       For          Management

1k    Elect Director John W. Rowe             For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Call Special Meeting   For       For          Management

5     Shareholders may Call Special Meetings  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

HERMAN MILLER, INC.                                                            

 

Ticker:       MLHR           Security ID:  600544100                           

Meeting Date: OCT 10, 2016   Meeting Type: Annual                              

Record Date:  AUG 12, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dorothy A. Terrell       For       For          Management

1.2   Elect Director Lisa A. Kro              For       For          Management

1.3   Elect Director David O. Ulrich          For       For          Management

1.4   Elect Director Michael A. Volkema       For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

HSN, INC.                                                                      

 

Ticker:       HSNI           Security ID:  404303109                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  MAR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Courtnee Chun            For       For          Management

1.2   Elect Director William Costello         For       For          Management

1.3   Elect Director Fiona Dias               For       For          Management

1.4   Elect Director James M. Follo           For       For          Management

1.5   Elect Director Mindy Grossman -         None      None         Management

      WITHDRAWN RESOLUTION                                                      

1.6   Elect Director Stephanie Kugelman       For       For          Management

1.7   Elect Director Arthur C. Martinez       For       For          Management

1.8   Elect Director Thomas J. Mclnerney      For       For          Management

1.9   Elect Director Matthew E. Rubel         For       For          Management

1.10  Elect Director Ann Sarnoff              For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

5     Approve Omnibus Stock Plan              For       Against      Management

 

 

--------------------------------------------------------------------------------

 

JONES LANG LASALLE INCORPORATED                                                

 

Ticker:       JLL            Security ID:  48020Q107                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Hugo Bague               For       For          Management

1B    Elect Director Samuel A. Di Piazza, Jr. For       For          Management

1C    Elect Director Dame DeAnne Julius       For       For          Management

1D    Elect Director Ming Lu                  For       For          Management

1E    Elect Director Bridget Macaskill        For       For          Management

1F    Elect Director Martin H. Nesbitt        For       For          Management

1G    Elect Director Sheila A. Penrose        For       For          Management

1H    Elect Director Ann Marie Petach         For       For          Management

1I    Elect Director Shailesh Rao             For       For          Management

1J    Elect Director Christian Ulbrich        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

KATE SPADE & COMPANY                                                           

 

Ticker:       KATE           Security ID:  485865109                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  MAY 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Lawrence S. Benjamin     For       For          Management

1.2   Elect Director Raul J. Fernandez        For       For          Management

1.3   Elect Director Carsten Fischer          For       For          Management

1.4   Elect Director Kenneth B. Gilman        For       For          Management

1.5   Elect Director Nancy J. Karch           For       For          Management

1.6   Elect Director Kenneth P. Kopelman      For       For          Management

1.7   Elect Director Craig A. Leavitt         For       For          Management

1.8   Elect Director Deborah J. Lloyd         For       For          Management

1.9   Elect Director Douglas Mack             For       For          Management

1.10  Elect Director Jan Singer               For       For          Management

1.11  Elect Director Doreen A. Toben          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Amend Proxy Access Right                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

LEAR CORPORATION                                                               

 

Ticker:       LEA            Security ID:  521865204                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard H. Bott          For       For          Management

1b    Elect Director Thomas P. Capo           For       For          Management

1c    Elect Director Jonathan F. Foster       For       For          Management

1d    Elect Director Mary Lou Jepsen          For       For          Management

1e    Elect Director Kathleen A. Ligocki      For       For          Management

1f    Elect Director Conrad L. Mallett, Jr.   For       For          Management

1g    Elect Director Donald L. Runkle         For       For          Management

1h    Elect Director Matthew J. Simoncini     For       For          Management

1i    Elect Director Gregory C. Smith         For       For          Management

1j    Elect Director Henry D.G. Wallace       For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

MASTERCARD INCORPORATED                                                        

 

Ticker:       MA             Security ID:  57636Q104                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard Haythornthwaite  For       For          Management

1b    Elect Director Ajay Banga               For       For          Management

1c    Elect Director Silvio Barzi             For       For          Management

1d    Elect Director David R. Carlucci        For       For          Management

1e    Elect Director Steven J. Freiberg       For       For          Management

1f    Elect Director Julius Genachowski       For       For          Management

1g    Elect Director Merit E. Janow           For       For          Management

1h    Elect Director Nancy J. Karch           For       For          Management

1i    Elect Director Oki Matsumoto            For       For          Management

1j    Elect Director Rima Qureshi             For       For          Management

1k    Elect Director Jose Octavio Reyes       For       For          Management

      Lagunes                                                                  

1l    Elect Director Jackson Tai              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

6     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

MGM RESORTS INTERNATIONAL                                                      

 

Ticker:       MGM            Security ID:  552953101                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual                              

Record Date:  APR 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert H. Baldwin        For       For          Management

1.2   Elect Director William A. Bible         For       For          Management

1.3   Elect Director Mary Chris Gay           For       For          Management

1.4   Elect Director William W. Grounds       For       For          Management

1.5   Elect Director Alexis M. Herman         For       For          Management

1.6   Elect Director Roland Hernandez         For       For          Management

1.7   Elect Director John Kilroy              For       For          Management

1.8   Elect Director Rose McKinney-James      For       For          Management

1.9   Elect Director James J. Murren          For       For          Management

1.10  Elect Director Gregory M. Spierkel      For       For          Management

1.11  Elect Director Daniel J. Taylor         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

NATIONAL OILWELL VARCO, INC.                                                   

 

Ticker:       NOV            Security ID:  637071101                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Clay C. Williams         For       For          Management

1B    Elect Director Greg L. Armstrong        For       For          Management

1C    Elect Director Marcela E. Donadio       For       For          Management

1D    Elect Director Ben A. Guill             For       For          Management

1E    Elect Director James T. Hackett         For       For          Management

1F    Elect Director David D. Harrison        For       For          Management

1G    Elect Director Eric L. Mattson          For       For          Management

1H    Elect Director William R. Thomas        For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Adopt Proxy Access Right                For       For          Shareholder

 

 

--------------------------------------------------------------------------------

 

NESTLE SA                                                                       

 

Ticker:       NESN           Security ID:  641069406                           

Meeting Date: APR 06, 2017   Meeting Type: Annual                              

Record Date:  FEB 24, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.30 per Share                                          

4.1a  Reelect Paul Bulcke as Director         For       For          Management

4.1b  Reelect Andreas Koopmann as Director    For       For          Management

4.1c  Reelect Henri de Castries as Director   For       For          Management

4.1d  Reelect Beat W. Hess as Director        For       For          Management

4.1e  Reelect Renato Fassbind as Director     For       For          Management

4.1f  Reelect Steven G. Hoch as Director      For       For          Management

4.1g  Reelect Naina Lal Kidwai as Director    For       For          Management

4.1h  Reelect Jean-Pierre Roth as Director    For       For          Management

4.1i  Reelect Ann M. Veneman as Director      For       For          Management

4.1j  Reelect Eva Cheng as Director           For       For          Management

4.1k  Reelect Ruth K. Oniang'o as Director    For       For          Management

4.1l  Reelect Patrick Aebischer as Director   For       For          Management

4.2a  Elect Ulf Mark Schneider as Director    For       For          Management

4.2b  Elect Ursula M. Burns as Director       For       For          Management

4.3   Elect Paul Bulcke as Board Chairman     For       For          Management

4.4a  Appoint Beat W. Hess as Member of the   For       For          Management

      Compensation Committee                                                   

4.4b  Appoint Andreas Koopmann as Member of   For       For          Management

      the Compensation Committee                                               

4.4c  Appoint Jean-Pierre Roth as Member of   For       For          Management

      the Compensation Committee                                               

4.4d  Appoint Patrick Aebischer as Member of  For       For          Management

      the Compensation Committee                                               

4.5   Ratify KPMG AG as Auditors              For       For          Management

4.6   Designate Hartmann Dreyer as            For       For          Management

      Independent Proxy                                                        

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 10 Million                                             

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 60                                        

      Million                                                                  

6     Transact Other Business (Voting)        Against   Against      Management

 

 

--------------------------------------------------------------------------------

 

ORACLE CORPORATION                                                             

 

Ticker:       ORCL           Security ID:  68389X105                           

Meeting Date: NOV 16, 2016   Meeting Type: Annual                              

Record Date:  SEP 19, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Berg          For       For          Management

1.2   Elect Director H. Raymond Bingham       For       For          Management

1.3   Elect Director Michael J. Boskin        For       For          Management

1.4   Elect Director Safra A. Catz            For       For          Management

1.5   Elect Director Bruce R. Chizen          For       For          Management

1.6   Elect Director George H. Conrades       For       For          Management

1.7   Elect Director Lawrence J. Ellison      For       For          Management

1.8   Elect Director Hector Garcia-Molina     For       For          Management

1.9   Elect Director Jeffrey O. Henley        For       For          Management

1.10  Elect Director Mark V. Hurd             For       For          Management

1.11  Elect Director Renee J. James           For       For          Management

1.12  Elect Director Leon E. Panetta          For       For          Management

1.13  Elect Director Naomi O. Seligman        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

OSHKOSH CORPORATION                                                            

 

Ticker:       OSK            Security ID:  688239201                           

Meeting Date: FEB 07, 2017   Meeting Type: Annual                              

Record Date:  DEC 12, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Keith J. Allman          For       For          Management

1.2   Elect Director Peter B. Hamilton        For       For          Management

1.3   Elect Director Wilson R. Jones          For       For          Management

1.4   Elect Director Leslie F. Kenne          For       For          Management

1.5   Elect Director Kimberley Metcalf-Kupres For       For          Management

1.6   Elect Director Steven C. Mizell         For       For          Management

1.7   Elect Director Stephen D. Newlin        For       For          Management

1.8   Elect Director Craig P. Omtvedt         For       For          Management

1.9   Elect Director Duncan J. Palmer         For       For          Management

1.10  Elect Director John S. Shiely           For       For          Management

1.11  Elect Director William S. Wallace       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

PHILIP MORRIS INTERNATIONAL INC.                                               

 

Ticker:       PM             Security ID:  718172109                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Harold Brown             For       For          Management

1.2   Elect Director Andre Calantzopoulos     For       For          Management

1.3   Elect Director Louis C. Camilleri       For       For          Management

1.4   Elect Director Massimo Ferragamo        For       For          Management

1.5   Elect Director Werner Geissler          For       For          Management

1.6   Elect Director Jennifer Li              For       For          Management

1.7   Elect Director Jun Makihara             For       For          Management

1.8   Elect Director Sergio Marchionne        For       For          Management

1.9   Elect Director Kalpana Morparia         For       For          Management

1.10  Elect Director Lucio A. Noto            For       For          Management

1.11  Elect Director Frederik Paulsen         For       For          Management

1.12  Elect Director Robert B. Polet          For       For          Management

1.13  Elect Director Stephen M. Wolf          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Restricted Stock Plan           For       For          Management

5     Approve Non-Employee Director           For       For          Management

      Restricted Stock Plan                                                    

6     Ratify PricewaterhouseCoopers SA as     For       For          Management

      Auditors                                                                  

7     Establish a Board Committee on Human    Against   Against      Shareholder

      Rights                                                                   

8     Participate in OECD Mediation for       Against   Against      Shareholder

      Human Rights Violations                                                  

 

 

--------------------------------------------------------------------------------

 

PRINCIPAL FINANCIAL GROUP, INC.                                                 

 

Ticker:       PFG            Security ID:  74251V102                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual                              

Record Date:  MAR 22, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Betsy J. Bernard         For       For          Management

1.2   Elect Director Jocelyn Carter-Miller    For       For          Management

1.3   Elect Director Dennis H. Ferro          For       For          Management

1.4   Elect Director Scott M. Mills           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young, LLP as Auditors   For       For          Management

 

 

--------------------------------------------------------------------------------

 

REINSURANCE GROUP OF AMERICA, INCORPORATED                                     

 

Ticker:       RGA            Security ID:  759351604                           

Meeting Date: MAY 23, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Patricia L. Guinn        For       For          Management

1B    Elect Director Arnoud W.A. Boot         For       For          Management

1C    Elect Director John F. Danahy           For       For          Management

1D    Elect Director J. Cliff Eason           For       For          Management

1E    Elect Director Anna Manning             For       For          Management

2     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Amend Non-Employee Director Omnibus     For       For          Management

      Stock Plan                                                               

6     Amend Non-Employee Director Stock       For       For          Management

      Awards in Lieu of Cash                                                   

7     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

ROCKWELL AUTOMATION, INC.                                                      

 

Ticker:       ROK            Security ID:  773903109                           

Meeting Date: FEB 07, 2017   Meeting Type: Annual                              

Record Date:  DEC 12, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

A1    Elect Director Steven R. Kalmanson      For       For          Management

A2    Elect Director James P. Keane           For       For          Management

A3    Elect Director Blake D. Moret           For       For          Management

A4    Elect Director Donald R. Parfet         For       For          Management

A5    Elect Director Thomas W. Rosamilia      For       For          Management

B     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

C     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

D     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

STATE STREET CORPORATION                                                       

 

Ticker:       STT            Security ID:  857477103                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                               

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kennett F. Burnes        For       For          Management

1b    Elect Director Patrick de Saint-Aignan  For       For          Management

1c    Elect Director Lynn A. Dugle            For       For          Management

1d    Elect Director Amelia C. Fawcett        For       For          Management

1e    Elect Director William C. Freda         For       For          Management

1f    Elect Director Linda A. Hill            For       For          Management

1g    Elect Director Joseph L. Hooley         For       For          Management

1h    Elect Director Sean O'Sullivan          For       For          Management

1i    Elect Director Richard P. Sergel        For       For          Management

1j    Elect Director Gregory L. Summe         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

TD AMERITRADE HOLDING CORPORATION                                               

 

Ticker:       AMTD           Security ID:  87236Y108                           

Meeting Date: FEB 17, 2017   Meeting Type: Annual                              

Record Date:  DEC 20, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Lorenzo A. Bettino       For       For          Management

1.2   Elect Director V. Ann Hailey            For       For          Management

1.3   Elect Director Joseph H. Moglia         For       For          Management

1.4   Elect Director Wilbur J. Prezzano       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

TE CONNECTIVITY LTD.                                                           

 

Ticker:       TEL            Security ID:  H84989104                           

Meeting Date: MAR 08, 2017   Meeting Type: Annual                              

Record Date:  FEB 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Pierre R. Brondeau       For       For          Management

1b    Elect Director Terrence R. Curtin       For       For          Management

1c    Elect Director Carol A. ('John')        For       For          Management

      Davidson                                                                  

1d    Elect Director William A. Jeffrey       For       For          Management

1e    Elect Director Thomas J. Lynch          For       For          Management

1f    Elect Director Yong Nam                 For       For          Management

1g    Elect Director Daniel J. Phelan         For       For          Management

1h    Elect Director Paula A. Sneed           For       For          Management

1i    Elect Director Abhijit Y. Talwalkar     For       For          Management

1j    Elect Director Mark C. Trudeau          For       For          Management

1k    Elect Director John C. Van Scoter       For       For          Management

1l    Elect Director Laura H. Wright          For       For          Management

2     Elect Board Chairman Thomas J. Lynch    For       For          Management

3a    Elect Daniel J. Phelan as Member of     For       For          Management

      Management Development & Compensation                                    

      Committee                                                                 

3b    Elect Paula A. Sneed as Member of       For       For          Management

      Management Development & Compensation                                    

      Committee                                                                 

3c    Elect John C. Van Scoter as Member of   For       For          Management

      Management Development & Compensation                                    

      Committee                                                                 

4     Designate Rene Schwarzenbach as         For       For          Management

      Independent Proxy                                                        

5.1   Accept Annual Report for Fiscal Year    For       For          Management

      Ended September 30, 2016                                                 

5.2   Accept Statutory Financial Statements   For       For          Management

      for Fiscal Year Ended September 30,                                       

      2016                                                                     

5.3   Approve Consolidated Financial          For       For          Management

      Statements for Fiscal Year Ended                                         

      September 30, 2016                                                       

6     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

7.1   Ratify Deloitte & Touche LLP as         For       For          Management

      Independent Registered Public                                            

      Accounting Firm for Fiscal Year 2017                                     

7.2   Ratify Deloitte AG as Swiss Registered  For       For          Management

      Auditors                                                                 

7.3   Ratify PricewaterhouseCoopers AG as     For       For          Management

      Special Auditors                                                         

8     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

9     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

10    Amend Omnibus Stock Plan                For       For          Management

11    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Executive                                      

      Management                                                               

12    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Board of                                       

      Directors                                                                

13    Approve Allocation of Available         For       For          Management

      Earnings at September 30, 2016                                            

14    Approve Declaration of Dividend         For       For          Management

15    Authorize Share Repurchase Program      For       For          Management

16    Approve Reduction of Share Capital      For       For          Management

17    Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

THE BANK OF NEW YORK MELLON CORPORATION                                         

 

Ticker:       BK             Security ID:  064058100                           

Meeting Date: APR 11, 2017   Meeting Type: Annual                              

Record Date:  FEB 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Linda Z. Cook            For       For          Management

1.2   Elect Director Nicholas M. Donofrio     For       For          Management

1.3   Elect Director Joseph J. Echevarria     For       For          Management

1.4   Elect Director Edward P. Garden         For       For          Management

1.5   Elect Director Jeffrey A. Goldstein     For       For          Management

1.6   Elect Director Gerald L. Hassell        For       For          Management

1.7   Elect Director John M. Hinshaw          For       For          Management

1.8   Elect Director Edmund F. "Ted" Kelly    For       For          Management

1.9   Elect Director John A. Luke, Jr.        For       For          Management

1.10  Elect Director Jennifer B. Morgan       For       For          Management

1.11  Elect Director Mark A. Nordenberg       For       For          Management

1.12  Elect Director Elizabeth E. Robinson    For       For          Management

1.13  Elect Director Samuel C. Scott, III     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

5     Report on and Assess Proxy Voting       Against   Against      Shareholder

      Policies in Relation to Climate Change                                   

      Position                                                                 

 

 

--------------------------------------------------------------------------------

 

THE HOWARD HUGHES CORPORATION                                                  

 

Ticker:       HHC            Security ID:  44267D107                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William A. Ackman        For       For          Management

1.2   Elect Director Adam Flatto              For       For          Management

1.3   Elect Director Jeffrey Furber           For       For          Management

1.4   Elect Director Allen Model              For       For          Management

1.5   Elect Director R. Scot Sellers          For       For          Management

1.6   Elect Director Steven Shepsman          For       For          Management

1.7   Elect Director Burton M. Tansky         For       For          Management

1.8   Elect Director Mary Ann Tighe           For       For          Management

1.9   Elect Director David R. Weinreb         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Approve Issuance of Warrants            For       For          Management

6     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

THE MANITOWOC COMPANY, INC.                                                     

 

Ticker:       MTW            Security ID:  563571108                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  FEB 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jose Maria Alapont       For       For          Management

1.2   Elect Director Robert G. Bohn           For       For          Management

1.3   Elect Director Donald M. Condon, Jr.    For       For          Management

1.4   Elect Director Anne M. Cooney           For       For          Management

1.5   Elect Director Kenneth W. Krueger       For       For          Management

1.6   Elect Director Jesse A. Lynn            For       For          Management

1.7   Elect Director C. David Myers           For       For          Management

1.8   Elect Director Barry L. Pennypacker     For       For          Management

1.9   Elect Director John C. Pfeifer          For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

U.S. BANCORP                                                                   

 

Ticker:       USB            Security ID:  902973304                           

Meeting Date: APR 18, 2017   Meeting Type: Annual                               

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Douglas M. Baker, Jr.    For       For          Management

1b    Elect Director Warner L. Baxter         For       For          Management

1c    Elect Director Marc N. Casper           For       For          Management

1d    Elect Director Andrew Cecere            For       For          Management

1e    Elect Director Arthur D. Collins, Jr.   For       For          Management

1f    Elect Director Richard K. Davis         For       For          Management

1g    Elect Director Kimberly J. Harris       For       For          Management

1h    Elect Director Roland A. Hernandez      For       For          Management

1i    Elect Director Doreen Woo Ho            For       For          Management

1j    Elect Director Olivia F. Kirtley        For       For          Management

1k    Elect Director Karen S. Lynch           For       For          Management

1l    Elect Director David B. O'Maley         For       For          Management

1m    Elect Director O'dell M. Owens          For       For          Management

1n    Elect Director Craig D. Schnuck         For       For          Management

1o    Elect Director Scott W. Wine            For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

UNION PACIFIC CORPORATION                                                      

 

Ticker:       UNP            Security ID:  907818108                            

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Andrew H. Card, Jr.      For       For          Management

1b    Elect Director Erroll B. Davis, Jr.     For       For          Management

1c    Elect Director David B. Dillon          For       For          Management

1d    Elect Director Lance M. Fritz           For       For          Management

1e    Elect Director Deborah C. Hopkins       For       For          Management

1f    Elect Director Jane H. Lute             For       For          Management

1g    Elect Director Michael R. McCarthy      For       For          Management

1h    Elect Director Michael W. McConnell     For       For          Management

1i    Elect Director Thomas F. McLarty, III   For       For          Management

1j    Elect Director Steven R. Rogel          For       For          Management

1k    Elect Director Jose H. Villarreal       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

UNITEDHEALTH GROUP INCORPORATED                                                 

 

Ticker:       UNH            Security ID:  91324P102                           

Meeting Date: JUN 05, 2017   Meeting Type: Annual                              

Record Date:  APR 11, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William C. Ballard, Jr.  For       For          Management

1b    Elect Director Richard T. Burke         For       For          Management

1c    Elect Director Timothy P. Flynn         For       For          Management

1d    Elect Director Stephen J. Hemsley       For       For          Management

1e    Elect Director Michele J. Hooper        For       For          Management

1f    Elect Director Rodger A. Lawson         For       For          Management

1g    Elect Director Glenn M. Renwick         For       For          Management

1h    Elect Director Kenneth I. Shine         For       For          Management

1i    Elect Director Gail R. Wilensky         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

5     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

VWR CORPORATION                                                                

 

Ticker:       VWR            Security ID:  91843L103                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Nicholas W. Alexos       For       For          Management

1b    Elect Director Robert L. Barchi         For       For          Management

1c    Elect Director Edward A. Blechschmidt   For       For          Management

1d    Elect Director Manuel Brocke-Benz       For       For          Management

1e    Elect Director Robert P. DeCresce       For       For          Management

1f    Elect Director Harry M. Jansen          For       For          Management

      Kraemer, Jr.                                                             

1g    Elect Director Pamela Forbes Lieberman  For       For          Management

1h    Elect Director Timothy P. Sullivan      For       For          Management

1i    Elect Director Robert J. Zollars        For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

WELLS FARGO & COMPANY                                                          

 

Ticker:       WFC            Security ID:  949746101                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John D. Baker, II        For       For          Management

1b    Elect Director John S. Chen             For       For          Management

1c    Elect Director Lloyd H. Dean            For       For          Management

1d    Elect Director Elizabeth A. Duke        For       For          Management

1e    Elect Director Enrique Hernandez, Jr.   For       For          Management

1f    Elect Director Donald M. James          For       For          Management

1g    Elect Director Cynthia H. Milligan      For       For          Management

1h    Elect Director Karen B. Peetz           For       For          Management

1i    Elect Director Federico F. Pena         For       For          Management

1j    Elect Director James H. Quigley         For       For          Management

1k    Elect Director Stephen W. Sanger        For       For          Management

1l    Elect Director Ronald L. Sargent        For       For          Management

1m    Elect Director Timothy J. Sloan         For       For          Management

1n    Elect Director Susan G. Swenson         For       For          Management

1o    Elect Director Suzanne M. Vautrinot     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

5     Review and Report on Business Standards Against   Against      Shareholder

6     Provide for Cumulative Voting           Against   Against      Shareholder

7     Report on Divesting Non-Core Business   Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

9     Report on Lobbying Payments and Policy  Against   Against      Shareholder

10    Adopt Global Policy Regarding the       Against   Against      Shareholder

      Rights of Indigenous People                                              

 

 

--------------------------------------------------------------------------------

 

WESCO INTERNATIONAL, INC.                                                       

 

Ticker:       WCC            Security ID:  95082P105                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Sandra Beach Lin         For       For          Management

1.2   Elect Director John J. Engel            For       For          Management

1.3   Elect Director Matthew J. Espe          For       For          Management

1.4   Elect Director Bobby J. Griffin         For       For          Management

1.5   Elect Director John K. Morgan           For       For          Management

1.6   Elect Director Steven A. Raymund        For       For          Management

1.7   Elect Director James L. Singleton       For       For          Management

1.8   Elect Director Lynn M. Utter            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

 

 

=============================== The Oakmark Fund ===============================

 

 

AFLAC INCORPORATED                                                             

 

Ticker:       AFL            Security ID:  001055102                           

Meeting Date: MAY 01, 2017   Meeting Type: Annual                              

Record Date:  FEB 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Daniel P. Amos           For       For          Management

1b    Elect Director Paul S. Amos, II         For       For          Management

1c    Elect Director W. Paul Bowers           For       For          Management

1d    Elect Director Kriss Cloninger, III     For       For          Management

1e    Elect Director Toshihiko Fukuzawa       For       For          Management

1f    Elect Director Elizabeth J. Hudson      For       For          Management

1g    Elect Director Douglas W. Johnson       For       For          Management

1h    Elect Director Robert B. Johnson        For       For          Management

1i    Elect Director Thomas J. Kenny          For       For          Management

1j    Elect Director Charles B. Knapp         For       For          Management

1k    Elect Director Karole F. Lloyd          For       For          Management

1l    Elect Director Joseph L. Moskowitz      For       For          Management

1m    Elect Director Barbara K. Rimer         For       For          Management

1n    Elect Director Melvin T. Stith          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Amend Executive Incentive Bonus Plan    For       For          Management

 

 

--------------------------------------------------------------------------------

 

ALLY FINANCIAL INC.                                                            

 

Ticker:       ALLY           Security ID:  02005N100                            

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Franklin W. Hobbs        For       For          Management

1.2   Elect Director Kenneth J. Bacon         For       For          Management

1.3   Elect Director Robert T. Blakely        For       For          Management

1.4   Elect Director Maureen A.               For       For          Management

      Breakiron-Evans                                                          

1.5   Elect Director William H. Cary          For       For          Management

1.6   Elect Director Mayree C. Clark          For       For          Management

1.7   Elect Director Kim S. Fennebresque      For       For          Management

1.8   Elect Director Marjorie Magner          For       For          Management

1.9   Elect Director John J. Stack            For       For          Management

1.10  Elect Director Michael F. Steib         For       For          Management

1.11  Elect Director Jeffrey J. Brown         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Amend Non-Employee Director Omnibus     For       For          Management

      Stock Plan                                                               

5     Amend Executive Incentive Bonus Plan    For       For          Management

6     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

AMERICAN INTERNATIONAL GROUP, INC.                                              

 

Ticker:       AIG            Security ID:  026874784                           

Meeting Date: JUN 28, 2017   Meeting Type: Annual                              

Record Date:  MAY 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director W. Don Cornwell          For       For          Management

1b    Elect Director Brian Duperreault        For       For          Management

1c    Elect Director Peter R. Fisher          For       For          Management

1d    Elect Director John H. Fitzpatrick      For       For          Management

1e    Elect Director William G. Jurgensen     For       For          Management

1f    Elect Director Christopher S. Lynch     For       For          Management

1g    Elect Director Samuel J. Merksamer      For       For          Management

1h    Elect Director Henry S. Miller          For       For          Management

1i    Elect Director Linda A. Mills           For       For          Management

1j    Elect Director Suzanne Nora Johnson     For       For          Management

1k    Elect Director Ronald A. Rittenmeyer    For       For          Management

1l    Elect Director Douglas M. Steenland     For       For          Management

1m    Elect Director Theresa M. Stone         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Amend Securities Transfer Restrictions  For       For          Management

4     Ratify NOL Rights Plan (NOL Pill)       For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

ANADARKO PETROLEUM CORPORATION                                                  

 

Ticker:       APC            Security ID:  032511107                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 14, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Anthony R. Chase         For       For          Management

1b    Elect Director David E. Constable       For       For          Management

1c    Elect Director H. Paulett Eberhart      For       For          Management

1d    Elect Director Claire S. Farley         For       For          Management

1e    Elect Director Peter J. Fluor           For       For          Management

1f    Elect Director Richard L. George        For       For          Management

1g    Elect Director Joseph W. Gorder         For       For          Management

1h    Elect Director John R. Gordon           For       For          Management

1i    Elect Director Sean Gourley             For       For          Management

1j    Elect Director Mark C. McKinley         For       For          Management

1k    Elect Director Eric D. Mullins          For       For          Management

1l    Elect Director R. A. Walker             For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

AON PLC                                                                         

 

Ticker:       AON            Security ID:  G0408V102                           

Meeting Date: JUN 23, 2017   Meeting Type: Annual                              

Record Date:  APR 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Lester B. Knight         For       For          Management

1.2   Elect Director Gregory C. Case          For       For          Management

1.3   Elect Director Jin-Yong Cai             For       For          Management

1.4   Elect Director Fulvio Conti             For       For          Management

1.5   Elect Director Cheryl A. Francis        For       For          Management

1.6   Elect Director J. Michael Losh          For       For          Management

1.7   Elect Director Robert S. Morrison       For       For          Management

1.8   Elect Director Richard B. Myers         For       For          Management

1.9   Elect Director Richard C. Notebaert     For       For          Management

1.10  Elect Director Gloria Santona           For       For          Management

1.11  Elect Director Carolyn Y. Woo           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Remuneration Policy             For       For          Management

5     Advisory Vote to Ratify Directors'      For       For          Management

      Remuneration Report                                                      

6     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

7     Ratify Ernst & Young LLP as Aon's       For       For          Management

      Auditors                                                                  

8     Ratify Ernst & Young LLP as Aon's U.K.  For       For          Management

      Statutory Auditor                                                        

9     Authorize Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

10    Authorise Shares for Market Purchase    For       For          Management

11    Issue of Equity or Equity-Linked        For       For          Management

      Securities with Pre-emptive Rights                                       

12    Issue of Equity or Equity-Linked        For       For          Management

      Securities without Pre-emptive Rights                                    

13    Approve Political Donations             For       For          Management

 

 

--------------------------------------------------------------------------------

 

APACHE CORPORATION                                                             

 

Ticker:       APA            Security ID:  037411105                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Annell R. Bay            For       For          Management

2     Elect Director John J. Christmann, IV   For       For          Management

3     Elect Director Chansoo Joung            For       For          Management

4     Elect Director William C. Montgomery    For       For          Management

5     Elect Director Amy H. Nelson            For       For          Management

6     Elect Director Daniel W. Rabun          For       For          Management

7     Elect Director Peter A. Ragauss         For       For          Management

8     Ratify Ernst & Young LLP as Auditors    For       For          Management

9     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

10    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

APPLE INC.                                                                     

 

Ticker:       AAPL           Security ID:  037833100                           

Meeting Date: FEB 28, 2017   Meeting Type: Annual                              

Record Date:  DEC 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James Bell               For       For          Management

1.2   Elect Director Tim Cook                 For       For          Management

1.3   Elect Director Al Gore                  For       For          Management

1.4   Elect Director Bob Iger                 For       For          Management

1.5   Elect Director Andrea Jung              For       For          Management

1.6   Elect Director Art Levinson             For       For          Management

1.7   Elect Director Ron Sugar                For       For          Management

1.8   Elect Director Sue Wagner               For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Disclose Charitable Contributions       Against   Against      Shareholder

6     Adopt Policy to Increase Diversity of   Against   Against      Shareholder

      Senior Management and Board of                                           

      Directors                                                                

7     Proxy Access Amendments                 Against   Against      Shareholder

8     Engage Outside Independent Experts for  Against   Against      Shareholder

      Compensation Reforms                                                     

9     Adopt Share Retention Policy For        Against   Against      Shareholder

      Senior Executives                                                        

 

 

--------------------------------------------------------------------------------

 

AUTOMATIC DATA PROCESSING, INC.                                                

 

Ticker:       ADP            Security ID:  053015103                           

Meeting Date: NOV 08, 2016   Meeting Type: Annual                              

Record Date:  SEP 09, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Peter Bisson             For       For          Management

1.2   Elect Director Richard T. Clark         For       For          Management

1.3   Elect Director Eric C. Fast             For       For          Management

1.4   Elect Director Linda R. Gooden          For       For          Management

1.5   Elect Director Michael P. Gregoire      For       For          Management

1.6   Elect Director R. Glenn Hubbard         For       For          Management

1.7   Elect Director John P. Jones            For       For          Management

1.8   Elect Director William J. Ready         For       For          Management

1.9   Elect Director Carlos A. Rodriguez      For       For          Management

1.10  Elect Director Sandra S. Wijnberg       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

AUTONATION, INC.                                                               

 

Ticker:       AN             Security ID:  05329W102                           

Meeting Date: APR 19, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mike Jackson             For       For          Management

1.2   Elect Director Rick L. Burdick          For       For          Management

1.3   Elect Director Tomago Collins           For       For          Management

1.4   Elect Director David B. Edelson         For       For          Management

1.5   Elect Director Karen C. Francis         For       For          Management

1.6   Elect Director Robert R. Grusky         For       For          Management

1.7   Elect Director Kaveh Khosrowshahi       For       For          Management

1.8   Elect Director Michael Larson           For       For          Management

1.9   Elect Director G. Mike Mikan            For       For          Management

1.10  Elect Director Alison H. Rosenthal      For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

5     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

BANK OF AMERICA CORPORATION                                                    

 

Ticker:       BAC            Security ID:  060505104                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sharon L. Allen          For       For          Management

1b    Elect Director Susan S. Bies            For       For          Management

1c    Elect Director Jack O. Bovender, Jr.    For       For          Management

1d    Elect Director Frank P. Bramble, Sr.    For       For          Management

1e    Elect Director Pierre J.P. de Weck      For       For          Management

1f    Elect Director Arnold W. Donald         For       For          Management

1g    Elect Director Linda P. Hudson          For       For          Management

1h    Elect Director Monica C. Lozano         For       For          Management

1i    Elect Director Thomas J. May            For       For          Management

1j    Elect Director Brian T. Moynihan        For       For          Management

1k    Elect Director Lionel L. Nowell, III    For       For          Management

1l    Elect Director Michael D. White         For       For          Management

1m    Elect Director Thomas D. Woods          For       For          Management

1n    Elect Director R. David Yost            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Amend the General Clawback Policy       Against   Against      Shareholder

6     Non-core banking operations             Against   Against      Shareholder

7     Require Independent Board Chairman      Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

BAXTER INTERNATIONAL INC.                                                      

 

Ticker:       BAX            Security ID:  071813109                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Jose (Joe) E. Almeida    For       For          Management

1b    Elect Director Thomas F. Chen           For       For          Management

1c    Elect Director John D. Forsyth          For       For          Management

1d    Elect Director Munib Islam              For       For          Management

1e    Elect Director Michael F. Mahoney       For       For          Management

1f    Elect Director Carole J. Shapazian      For       For          Management

1g    Elect Director Thomas T. Stallkamp      For       For          Management

1h    Elect Director Albert P.L. Stroucken    For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

5     Amend Proxy Access Right                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CAPITAL ONE FINANCIAL CORPORATION                                               

 

Ticker:       COF            Security ID:  14040H105                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Richard D. Fairbank      For       For          Management

1B    Elect Director Ann Fritz Hackett        For       For          Management

1C    Elect Director Lewis Hay, III           For       For          Management

1D    Elect Director Benjamin P. Jenkins, III For       For          Management

1E    Elect Director Peter Thomas Killalea    For       For          Management

1F    Elect Director Pierre E. Leroy          For       For          Management

1G    Elect Director Peter E. Raskind         For       For          Management

1H    Elect Director Mayo A. Shattuck, III    For       For          Management

1I    Elect Director Bradford H. Warner       For       For          Management

1J    Elect Director Catherine G. West        For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Nonqualified Employee Stock       For       For          Management

      Purchase Plan                                                            

6     Provide Right to Act by Written Consent Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CATERPILLAR INC.                                                               

 

Ticker:       CAT            Security ID:  149123101                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David L. Calhoun         For       For          Management

1.2   Elect Director Daniel M. Dickinson      For       For          Management

1.3   Elect Director Juan Gallardo            For       For          Management

1.4   Elect Director Jesse J. Greene, Jr.     For       For          Management

1.5   Elect Director Jon M. Huntsman, Jr.     For       For          Management

1.6   Elect Director Dennis A. Muilenburg     For       For          Management

1.7   Elect Director William A. Osborn        For       For          Management

1.8   Elect Director Debra L. Reed            For       For          Management

1.9   Elect Director Edward B. Rust, Jr.      For       For          Management

1.10  Elect Director Susan C. Schwab          For       For          Management

1.11  Elect Director Jim Umpleby              For       For          Management

1.12  Elect Director Miles D. White           For       For          Management

1.13  Elect Director Rayford Wilkins, Jr.     For       For          Management

2     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Report on Lobbying Payments and Policy  Against   Against      Shareholder

7     Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call Special Meeting                                     

8     Report on Lobbying Priorities           Against   Against      Shareholder

9     Include Sustainability as a             Against   Against      Shareholder

      Performance Measure for Senior                                           

      Executive Compensation                                                   

10    Amend Compensation Clawback Policy      Against   For          Shareholder

11    Require Independent Board Chairman      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CHESAPEAKE ENERGY CORPORATION                                                  

 

Ticker:       CHK            Security ID:  165167107                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Gloria R. Boyland        For       For          Management

1b    Elect Director Luke R. Corbett          For       For          Management

1c    Elect Director Archie W. Dunham         For       For          Management

1d    Elect Director Robert D. Lawler         For       For          Management

1e    Elect Director R. Brad Martin           For       For          Management

1f    Elect Director Merrill A. ('Pete')      For       For          Management

      Miller, Jr.                                                              

1g    Elect Director Thomas L. Ryan           For       For          Management

2     Increase Authorized Common Stock        For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

 

 

--------------------------------------------------------------------------------

 

CITIGROUP INC.                                                                 

 

Ticker:       C              Security ID:  172967424                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael L. Corbat        For       For          Management

1b    Elect Director Ellen M. Costello        For       For          Management

1c    Elect Director Duncan P. Hennes         For       For          Management

1d    Elect Director Peter B. Henry           For       For          Management

1e    Elect Director Franz B. Humer           For       For          Management

1f    Elect Director Renee J. James           For       For          Management

1g    Elect Director Eugene M. McQuade        For       For          Management

1h    Elect Director Michael E. O'Neill       For       For          Management

1i    Elect Director Gary M. Reiner           For       For          Management

1j    Elect Director Anthony M. Santomero     For       For          Management

1k    Elect Director Diana L. Taylor          For       For          Management

1l    Elect Director William S. Thompson, Jr. For       For          Management

1m    Elect Director James S. Turley          For       For          Management

1n    Elect Director Deborah C. Wright        For       For          Management

1o    Elect Director Ernesto Zedillo Ponce    For       For          Management

      de Leon                                                                   

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Demonstrate No Gender Pay Gap           Against   Against      Shareholder

6     Appoint a Stockholder Value Committee   Against   Against      Shareholder

7     Report on Lobbying Payments and Policy  Against   Against      Shareholder

8     Claw-back of Payments under             Against   Against      Shareholder

      Restatements                                                             

9     Limit/Prohibit Accelerated Vesting of   Against   Against      Shareholder

      Awards                                                                   

 

 

--------------------------------------------------------------------------------

 

COMCAST CORPORATION                                                             

 

Ticker:       CMCSA          Security ID:  20030N101                           

Meeting Date: JUN 08, 2017   Meeting Type: Annual                              

Record Date:  MAR 16, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kenneth J. Bacon         For       For          Management

1.2   Elect Director Madeline S. Bell         For       For          Management

1.3   Elect Director Sheldon M. Bonovitz      For       For          Management

1.4   Elect Director Edward D. Breen          For       For          Management

1.5   Elect Director Gerald L. Hassell        For       For          Management

1.6   Elect Director Jeffrey A. Honickman     For       For          Management

1.7   Elect Director Asuka Nakahara           For       For          Management

1.8   Elect Director David C. Novak           For       For          Management

1.9   Elect Director Brian L. Roberts         For       For          Management

1.10  Elect Director Johnathan A. Rodgers     For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Report on Lobbying Payments and Policy  Against   Against      Shareholder

6     Approve Recapitalization Plan for all   Against   Against      Shareholder

      Stock to Have One-vote per Share                                         

 

 

--------------------------------------------------------------------------------

 

CUMMINS INC.                                                                   

 

Ticker:       CMI            Security ID:  231021106                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director N. Thomas Linebarger     For       For          Management

2     Elect Director Robert J. Bernhard       For       For          Management

3     Elect Director Franklin R. Chang Diaz   For       For          Management

4     Elect Director Bruno V. Di Leo Allen    For       For          Management

5     Elect Director Stephen B. Dobbs         For       For          Management

6     Elect Director Robert K. Herdman        For       For          Management

7     Elect Director Alexis M. Herman         For       For          Management

8     Elect Director Thomas J. Lynch          For       For          Management

9     Elect Director William I. Miller        For       For          Management

10    Elect Director Georgia R. Nelson        For       For          Management

11    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

12    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

13    Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

14    Amend Omnibus Stock Plan                For       For          Management

15    Provide Proxy Access Right              For       For          Management

16    Amend Proxy Access Right                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

DELPHI AUTOMOTIVE PLC                                                          

 

Ticker:       DLPH           Security ID:  G27823106                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Joseph S. Cantie         For       For          Management

2     Elect Director Kevin P. Clark           For       For          Management

3     Elect Director Gary L. Cowger           For       For          Management

4     Elect Director Nicholas M. Donofrio     For       For          Management

5     Elect Director Mark P. Frissora         For       For          Management

6     Elect Director Rajiv L. Gupta           For       For          Management

7     Elect Director Sean O. Mahoney          For       For          Management

8     Elect Director Timothy M. Manganello    For       For          Management

9     Elect Director Ana G. Pinczuk           For       For          Management

10    Elect Director Thomas W. Sidlik         For       For          Management

11    Elect Director Bernd Wiedemann          For       For          Management

12    Elect Director Lawrence A. Zimmerman    For       For          Management

13    Ratify Ernst & Young LLP as Auditors    For       For          Management

      and Authorize Board to Fix Their                                         

      Remuneration                                                             

14    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

DIAGEO PLC                                                                     

 

Ticker:       DGE            Security ID:  25243Q205                           

Meeting Date: SEP 21, 2016   Meeting Type: Annual                              

Record Date:  AUG 05, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Peggy Bruzelius as Director    For       For          Management

5     Re-elect Lord Davies of Abersoch as     For       For          Management

      Director                                                                 

6     Re-elect Ho KwonPing as Director        For       For          Management

7     Re-elect Betsy Holden as Director       For       For          Management

8     Re-elect Dr Franz Humer as Director     For       For          Management

9     Re-elect Nicola Mendelsohn as Director  For       For          Management

10    Re-elect Ivan Menezes as Director       For       For          Management

11    Re-elect Philip Scott as Director       For       For          Management

12    Re-elect Alan Stewart as Director       For       For          Management

13    Elect Javier Ferran as Director         For       For          Management

14    Elect Kathryn Mikells as Director       For       For          Management

15    Elect Emma Walmsley as Director         For       For          Management

16    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

17    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

 

 

--------------------------------------------------------------------------------

 

FEDEX CORPORATION                                                               

 

Ticker:       FDX            Security ID:  31428X106                           

Meeting Date: SEP 26, 2016   Meeting Type: Annual                              

Record Date:  AUG 01, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James L. Barksdale       For       For          Management

1.2   Elect Director John A. Edwardson        For       For          Management

1.3   Elect Director Marvin R. Ellison        For       For          Management

1.4   Elect Director John C. ("Chris") Inglis For       For          Management

1.5   Elect Director Kimberly A. Jabal        For       For          Management

1.6   Elect Director Shirley Ann Jackson      For       For          Management

1.7   Elect Director R. Brad Martin           For       For          Management

1.8   Elect Director Joshua Cooper Ramo       For       For          Management

1.9   Elect Director Susan C. Schwab          For       For          Management

1.10  Elect Director Frederick W. Smith       For       For          Management

1.11  Elect Director David P. Steiner         For       For          Management

1.12  Elect Director Paul S. Walsh            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

5     Exclude Abstentions from Vote Counts    Against   Against      Shareholder

6     Adopt Holy Land Principles              Against   Against      Shareholder

7     Report Application of Company           Against   Against      Shareholder

      Non-Discrimination Policies in States                                    

      With Pro-Discrimination Laws                                              

 

 

--------------------------------------------------------------------------------

 

FIAT CHRYSLER AUTOMOBILES NV                                                   

 

Ticker:       FCA            Security ID:  N31738102                           

Meeting Date: APR 14, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2.a   Receive Director's Report (Non-Voting)  None      None         Management

2.b   Discuss Remuneration Report of 2016     None      None         Management

2.c   Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

2.d   Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                         

2.e   Approve Discharge of Directors          For       For          Management

3.a   Reelect John Elkann  as Director        For       For          Management

3.b   Reelect Sergio Marchionne as Director   For       For          Management

4.a   Reelect Ronald L. Thompson as Director  For       For          Management

4.b   Reelect Andrea Agnelli as Director      For       For          Management

4.c   Reelect Tiberto Brandolini d'Adda as    For       For          Management

      Director                                                                 

4.d   Reelect Glenn Earle as Director         For       For          Management

4.e   Reelect Valerie A. Mars as Director     For       For          Management

4.f   Reelect Ruth J. Simmons as Director     For       For          Management

4.g   Elect Michelangelo A. Volpi as Director For       For          Management

4.h   Reelect Patience Wheatcroft as Director For       For          Management

4.i   Reelect Ermenegildo Zegna as Director   For       For          Management

5     Amend Remuneration Policy for           For       For          Management

      Non-Executive Directors                                                  

6     Ratify Ernst & Young  as Auditors       For       For          Management

7     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

8     Discuss Demerger Agreement with Gruppo  None      None         Management

      Editoriale L'Espresso                                                    

9     Approve Demerger Agreement with Gruppo  For       For          Management

      Editoriale L'Espresso                                                    

10    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

GENERAL ELECTRIC COMPANY                                                       

 

Ticker:       GE             Security ID:  369604103                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Sebastien M. Bazin       For       For          Management

2     Elect Director W. Geoffrey Beattie      For       For          Management

3     Elect Director John J. Brennan          For       For          Management

4     Elect Director Francisco D'Souza        For       For          Management

5     Elect Director Marijn E. Dekkers        For       For          Management

6     Elect Director Peter B. Henry           For       For          Management

7     Elect Director Susan J. Hockfield       For       For          Management

8     Elect Director Jeffrey R. Immelt        For       For          Management

9     Elect Director Andrea Jung              For       For          Management

10    Elect Director Robert W. Lane           For       For          Management

11    Elect Director Risa Lavizzo-Mourey      For       For          Management

12    Elect Director Rochelle B. Lazarus      For       For          Management

13    Elect Director Lowell C. McAdam         For       For          Management

14    Elect Director Steven M. Mollenkopf     For       For          Management

15    Elect Director James J. Mulva           For       For          Management

16    Elect Director James E. Rohr            For       For          Management

17    Elect Director Mary L. Schapiro         For       For          Management

18    Elect Director James S. Tisch           For       For          Management

19    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

20    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

21    Amend Omnibus Stock Plan                For       For          Management

22    Approve Material Terms of Senior        For       For          Management

      Officer Performance Goals                                                

23    Ratify KPMG LLP as Auditors             For       For          Management

24    Report on Lobbying Payments and Policy  Against   Against      Shareholder

25    Require Independent Board Chairman      Against   Against      Shareholder

26    Restore or Provide for Cumulative       Against   Against      Shareholder

      Voting                                                                   

27    Report on Charitable Contributions      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

GENERAL MOTORS COMPANY                                                         

 

Ticker:       GM             Security ID:  37045V100                            

Meeting Date: JUN 06, 2017   Meeting Type: Proxy Contest                       

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                             

1.1   Elect Director Joseph J. Ashton         For       Did Not Vote Management

1.2   Elect Director Mary T. Barra            For       Did Not Vote Management

1.3   Elect Director Linda R. Gooden          For       Did Not Vote Management

1.4   Elect Director Joseph Jimenez           For       Did Not Vote Management

1.5   Elect Director Jane L. Mendillo         For       Did Not Vote Management

1.6   Elect Director Michael G. Mullen        For       Did Not Vote Management

1.7   Elect Director James J. Mulva           For       Did Not Vote Management

1.8   Elect Director Patricia F. Russo        For       Did Not Vote Management

1.9   Elect Director Thomas M. Schoewe        For       Did Not Vote Management

1.10  Elect Director Theodore M. Solso        For       Did Not Vote Management

1.11  Elect Director Carol M. Stephenson      For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       Did Not Vote Management

4     Approve Omnibus Stock Plan              For       Did Not Vote Management

5     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                 

6     Require Independent Board Chairman      Against   Did Not Vote Shareholder

7     Creation of Dual-Class Common Stock     Against   Did Not Vote Shareholder

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Green Proxy Card)      None                              

1.1   Elect Directors Leo Hindery, Jr.        For       For          Shareholder

1.2   Elect Director Vinit Sethi              For       For          Shareholder

1.3   Elect Director William N. Thorndike,    For       For          Shareholder

      Jr.                                                                      

1.4   Management Nominee  Joseph J. Ashton    For       For          Shareholder

1.5   Management Nominee Mary T. Barra        For       For          Shareholder

1.6   Management Nominee Linda R. Gooden      For       For          Shareholder

1.7   Management Nominee Joseph Jimenez       For       For          Shareholder

1.8   Management Nominee James J. Mulva       For       For          Shareholder

1.9   Management Nominee Patricia F. Russo    For       For          Shareholder

1.10  Management Nominee Thomas M. Schoewe    For       For          Shareholder

1.11  Management Nominee Theodore M. Solso    For       For          Shareholder

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

6     Require Independent Board Chairman      Against   Against      Shareholder

7     Creation of Dual-Class Common Stock     For       Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

HARLEY-DAVIDSON, INC.                                                           

 

Ticker:       HOG            Security ID:  412822108                           

Meeting Date: APR 29, 2017   Meeting Type: Annual                              

Record Date:  FEB 23, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Troy Alstead             For       For          Management

1.2   Elect Director R. John Anderson         For       For          Management

1.3   Elect Director Michael J. Cave          For       For          Management

1.4   Elect Director Allan Golston            For       For          Management

1.5   Elect Director Matthew S. Levatich      For       For          Management

1.6   Elect Director Sara L. Levinson         For       For          Management

1.7   Elect Director N. Thomas Linebarger     For       For          Management

1.8   Elect Director Brian R. Niccol          For       For          Management

1.9   Elect Director Maryrose T. Sylvester    For       For          Management

1.10  Elect Director Jochen Zeitz             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

HCA HOLDINGS, INC.                                                             

 

Ticker:       HCA            Security ID:  40412C101                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director R. Milton Johnson        For       For          Management

1b    Elect Director Robert J. Dennis         For       For          Management

1c    Elect Director Nancy-Ann DeParle        For       For          Management

1d    Elect Director Thomas F. Frist, III     For       For          Management

1e    Elect Director William R. Frist         For       For          Management

1f    Elect Director Charles O. Holliday, Jr. For       For          Management

1g    Elect Director Ann H. Lamont            For       For          Management

1h    Elect Director Jay O. Light             For       For          Management

1i    Elect Director Geoffrey G. Meyers       For       For          Management

1j    Elect Director Wayne J. Riley           For       For          Management

1k    Elect Director John W. Rowe             For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Call Special Meeting   For       For          Management

5     Shareholders may Call Special Meetings  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

INTEL CORPORATION                                                              

 

Ticker:       INTC           Security ID:  458140100                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Charlene Barshefsky      For       For          Management

1b    Elect Director Aneel Bhusri             For       For          Management

1c    Elect Director Andy D. Bryant           For       For          Management

1d    Elect Director Reed E. Hundt            For       For          Management

1e    Elect Director Omar Ishrak              For       For          Management

1f    Elect Director Brian M. Krzanich        For       For          Management

1g    Elect Director Tsu-Jae King Liu         For       For          Management

1h    Elect Director David S. Pottruck        For       For          Management

1i    Elect Director Gregory D. Smith         For       For          Management

1j    Elect Director Frank D. Yeary           For       For          Management

1k    Elect Director David B. Yoffie          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Political Contributions Disclosure      Against   Against      Shareholder

7     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

 

 

--------------------------------------------------------------------------------

 

JPMORGAN CHASE & CO.                                                           

 

Ticker:       JPM            Security ID:  46625H100                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Linda B. Bammann         For       For          Management

1b    Elect Director James A. Bell            For       For          Management

1c    Elect Director Crandall C. Bowles       For       For          Management

1d    Elect Director Stephen B. Burke         For       For          Management

1e    Elect Director Todd A. Combs            For       For          Management

1f    Elect Director James S. Crown           For       For          Management

1g    Elect Director James Dimon              For       For          Management

1h    Elect Director Timothy P. Flynn         For       For          Management

1i    Elect Director Laban P. Jackson, Jr.    For       For          Management

1j    Elect Director Michael A. Neal          For       For          Management

1k    Elect Director Lee R. Raymond           For       For          Management

1l    Elect Director William C. Weldon        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   Against      Shareholder

6     Prohibit Accelerated Vesting of Awards  Against   Against      Shareholder

      to Pursue Government Service                                             

7     Clawback Amendment                      Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

9     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

10    Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call a Special Meeting                                   

 

 

--------------------------------------------------------------------------------

 

LIBERTY INTERACTIVE CORPORATION                                                

 

Ticker:       QVCA           Security ID:  53071M104                           

Meeting Date: AUG 23, 2016   Meeting Type: Annual                              

Record Date:  JUL 01, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John C. Malone           For       For          Management

1.2   Elect Director M. Ian G. Gilchrist      For       For          Management

1.3   Elect Director Mark C. Vadon            For       For          Management

1.4   Elect Director Andrea L. Wong           For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Approve Omnibus Stock Plan              For       Against      Management

 

 

--------------------------------------------------------------------------------

 

LIBERTY INTERACTIVE CORPORATION                                                

 

Ticker:       QVCA           Security ID:  53071M104                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Evan D. Malone           For       For          Management

1.2   Elect Director David E. Rapley          For       For          Management

1.3   Elect Director Larry E. Romrell         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

 

 

--------------------------------------------------------------------------------

 

LINKEDIN CORPORATION                                                            

 

Ticker:       LNKD           Security ID:  53578A108                           

Meeting Date: AUG 19, 2016   Meeting Type: Special                             

Record Date:  JUL 18, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

3     Advisory Vote on Golden Parachutes      For       Against      Management

 

 

--------------------------------------------------------------------------------

 

MASTERCARD INCORPORATED                                                        

 

Ticker:       MA             Security ID:  57636Q104                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard Haythornthwaite  For       For          Management

1b    Elect Director Ajay Banga               For       For          Management

1c    Elect Director Silvio Barzi             For       For          Management

1d    Elect Director David R. Carlucci        For       For          Management

1e    Elect Director Steven J. Freiberg       For       For          Management

1f    Elect Director Julius Genachowski       For       For          Management

1g    Elect Director Merit E. Janow           For       For          Management

1h    Elect Director Nancy J. Karch           For       For          Management

1i    Elect Director Oki Matsumoto            For       For          Management

1j    Elect Director Rima Qureshi             For       For          Management

1k    Elect Director Jose Octavio Reyes       For       For          Management

      Lagunes                                                                   

1l    Elect Director Jackson Tai              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

MEDTRONIC PLC                                                                   

 

Ticker:       MDT            Security ID:  G5960L103                           

Meeting Date: DEC 09, 2016   Meeting Type: Annual                              

Record Date:  OCT 11, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard H. Anderson      For       For          Management

1b    Elect Director Craig Arnold             For       For          Management

1c    Elect Director Scott C. Donnelly        For       For          Management

1d    Elect Director Randall J. Hogan, III    For       For          Management

1e    Elect Director Omar Ishrak              For       For          Management

1f    Elect Director Shirley Ann Jackson      For       For          Management

1g    Elect Director Michael O. Leavitt       For       For          Management

1h    Elect Director James T. Lenehan         For       For          Management

1i    Elect Director Elizabeth G. Nabel       For       For          Management

1j    Elect Director Denise M. O'Leary        For       For          Management

1k    Elect Director Kendall J. Powell        For       For          Management

1l    Elect Director Robert C. Pozen          For       For          Management

1m    Elect Director Preetha Reddy            For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Proxy Access Right              For       Against      Management

5a    Amend Articles of Association           For       For          Management

5b    Amend Memorandum of Association         For       For          Management

6     Amend Articles to Clarify the Board's   For       For          Management

      Sole Authority to Determine its Size                                     

      Within the Fixed Limits                                                  

 

 

--------------------------------------------------------------------------------

 

MGM RESORTS INTERNATIONAL                                                      

 

Ticker:       MGM            Security ID:  552953101                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual                              

Record Date:  APR 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert H. Baldwin        For       For          Management

1.2   Elect Director William A. Bible         For       For          Management

1.3   Elect Director Mary Chris Gay           For       For          Management

1.4   Elect Director William W. Grounds       For       For          Management

1.5   Elect Director Alexis M. Herman         For       For          Management

1.6   Elect Director Roland Hernandez         For       For          Management

1.7   Elect Director John Kilroy              For       For          Management

1.8   Elect Director Rose McKinney-James      For       For          Management

1.9   Elect Director James J. Murren          For       For          Management

1.10  Elect Director Gregory M. Spierkel      For       For          Management

1.11  Elect Director Daniel J. Taylor         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

MICROSOFT CORPORATION                                                          

 

Ticker:       MSFT           Security ID:  594918104                           

Meeting Date: NOV 30, 2016   Meeting Type: Annual                              

Record Date:  SEP 30, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William H. Gates, lll    For       For          Management

1.2   Elect Director Teri L. List-Stoll       For       For          Management

1.3   Elect Director G. Mason Morfit          For       For          Management

1.4   Elect Director Satya Nadella            For       For          Management

1.5   Elect Director Charles H. Noski         For       For          Management

1.6   Elect Director Helmut Panke             For       For          Management

1.7   Elect Director Sandra E. Peterson       For       For          Management

1.8   Elect Director Charles W. Scharf        For       For          Management

1.9   Elect Director John W. Stanton          For       For          Management

1.10  Elect Director John W. Thompson         For       For          Management

1.11  Elect Director Padmasree Warrior        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Amend Right to Call Special Meeting     For       For          Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Proxy Access                            Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

MOODY'S CORPORATION                                                             

 

Ticker:       MCO            Security ID:  615369105                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  FEB 28, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Basil L. Anderson        For       For          Management

1.2   Elect Director Jorge A. Bermudez        For       For          Management

1.3   Elect Director Darrell Duffie           For       For          Management

1.4   Elect Director Kathryn M. Hill          For       For          Management

1.5   Elect Director Ewald Kist               For       For          Management

1.6   Elect Director Raymond W. McDaniel, Jr. For       For          Management

1.7   Elect Director Henry A. McKinnell, Jr.  For       For          Management

1.8   Elect Director Leslie F. Seidman        For       For          Management

1.9   Elect Director Bruce Van Saun           For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

NATIONAL OILWELL VARCO, INC.                                                   

 

Ticker:       NOV            Security ID:  637071101                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Clay C. Williams         For       For          Management

1B    Elect Director Greg L. Armstrong        For       For          Management

1C    Elect Director Marcela E. Donadio       For       For          Management

1D    Elect Director Ben A. Guill             For       For          Management

1E    Elect Director James T. Hackett         For       For          Management

1F    Elect Director David D. Harrison        For       For          Management

1G    Elect Director Eric L. Mattson          For       For          Management

1H    Elect Director William R. Thomas        For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Adopt Proxy Access Right                For       For          Shareholder

 

 

--------------------------------------------------------------------------------

 

NESTLE SA                                                                      

 

Ticker:       NESN           Security ID:  641069406                           

Meeting Date: APR 06, 2017   Meeting Type: Annual                              

Record Date:  FEB 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

1.2   Approve Remuneration Report             For       For          Management

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.30 per Share                                          

4.1a  Reelect Paul Bulcke as Director         For       For          Management

4.1b  Reelect Andreas Koopmann as Director    For       For          Management

4.1c  Reelect Henri de Castries as Director   For       For          Management

4.1d  Reelect Beat W. Hess as Director        For       For          Management

4.1e  Reelect Renato Fassbind as Director     For       For          Management

4.1f  Reelect Steven G. Hoch as Director      For       For          Management

4.1g  Reelect Naina Lal Kidwai as Director    For       For          Management

4.1h  Reelect Jean-Pierre Roth as Director    For       For          Management

4.1i  Reelect Ann M. Veneman as Director      For       For          Management

4.1j  Reelect Eva Cheng as Director           For       For          Management

4.1k  Reelect Ruth K. Oniang'o as Director    For       For          Management

4.1l  Reelect Patrick Aebischer as Director   For       For          Management

4.2a  Elect Ulf Mark Schneider as Director    For       For          Management

4.2b  Elect Ursula M. Burns as Director       For       For          Management

4.3   Elect Paul Bulcke as Board Chairman     For       For          Management

4.4a  Appoint Beat W. Hess as Member of the   For       For          Management

      Compensation Committee                                                   

4.4b  Appoint Andreas Koopmann as Member of   For       For          Management

      the Compensation Committee                                               

4.4c  Appoint Jean-Pierre Roth as Member of   For       For          Management

      the Compensation Committee                                               

4.4d  Appoint Patrick Aebischer as Member of  For       For          Management

      the Compensation Committee                                                

4.5   Ratify KPMG AG as Auditors              For       For          Management

4.6   Designate Hartmann Dreyer as            For       For          Management

      Independent Proxy                                                         

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 10 Million                                             

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 60                                        

      Million                                                                  

6     Transact Other Business (Voting)        Against   Against      Management

 

 

--------------------------------------------------------------------------------

 

ORACLE CORPORATION                                                             

 

Ticker:       ORCL           Security ID:  68389X105                           

Meeting Date: NOV 16, 2016   Meeting Type: Annual                              

Record Date:  SEP 19, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Berg          For       For          Management

1.2   Elect Director H. Raymond Bingham       For       For          Management

1.3   Elect Director Michael J. Boskin        For       For          Management

1.4   Elect Director Safra A. Catz            For       For          Management

1.5   Elect Director Bruce R. Chizen          For       For          Management

1.6   Elect Director George H. Conrades       For       For          Management

1.7   Elect Director Lawrence J. Ellison      For       For          Management

1.8   Elect Director Hector Garcia-Molina     For       For          Management

1.9   Elect Director Jeffrey O. Henley        For       For          Management

1.10  Elect Director Mark V. Hurd             For       For          Management

1.11  Elect Director Renee J. James           For       For          Management

1.12  Elect Director Leon E. Panetta          For       For          Management

1.13  Elect Director Naomi O. Seligman        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

PARKER-HANNIFIN CORPORATION                                                     

 

Ticker:       PH             Security ID:  701094104                           

Meeting Date: OCT 26, 2016   Meeting Type: Annual                              

Record Date:  AUG 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Lee C. Banks             For       For          Management

1.2   Elect Director Robert G. Bohn           For       For          Management

1.3   Elect Director Linda S. Harty           For       For          Management

1.4   Elect Director Robert J. Kohlhepp       For       For          Management

1.5   Elect Director  Kevin A. Lobo           For       For          Management

1.6   Elect Director Klaus-Peter Muller       For       For          Management

1.7   Elect Director Candy M. Obourn          For       For          Management

1.8   Elect Director Joseph Scaminace         For       For          Management

1.9   Elect Director Wolfgang R. Schmitt      For       For          Management

1.10  Elect Director Ake Svensson             For       For          Management

1.11  Elect Director James R. Verrier         For       For          Management

1.12  Elect Director James L. Wainscott       For       For          Management

1.13  Elect Director Thomas L. Williams       For       For          Management

2     Require Advance Notice for Shareholder  For       For          Management

      Nominations                                                               

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

QUALCOMM INCORPORATED                                                          

 

Ticker:       QCOM           Security ID:  747525103                           

Meeting Date: MAR 07, 2017   Meeting Type: Annual                              

Record Date:  JAN 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Barbara T. Alexander     For       For          Management

1b    Elect Director Jeffrey W. Henderson     For       For          Management

1c    Elect Director Thomas W. Horton         For       For          Management

1d    Elect Director Paul E. Jacobs           For       For          Management

1e    Elect Director Ann M. Livermore         For       For          Management

1f    Elect Director Harish Manwani           For       For          Management

1g    Elect Director Mark D. McLaughlin       For       For          Management

1h    Elect Director Steve Mollenkopf         For       For          Management

1i    Elect Director Clark T. "Sandy" Randt,  For       For          Management

      Jr.                                                                      

1j    Elect Director Francisco Ros            For       For          Management

1k    Elect Director Anthony J. Vinciquerra   For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                  

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Proxy Access Amendments                 Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

STATE STREET CORPORATION                                                       

 

Ticker:       STT            Security ID:  857477103                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Kennett F. Burnes        For       For          Management

1b    Elect Director Patrick de Saint-Aignan  For       For          Management

1c    Elect Director Lynn A. Dugle            For       For          Management

1d    Elect Director Amelia C. Fawcett        For       For          Management

1e    Elect Director William C. Freda         For       For          Management

1f    Elect Director Linda A. Hill            For       For          Management

1g    Elect Director Joseph L. Hooley         For       For          Management

1h    Elect Director Sean O'Sullivan          For       For          Management

1i    Elect Director Richard P. Sergel        For       For          Management

1j    Elect Director Gregory L. Summe         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

TE CONNECTIVITY LTD.                                                           

 

Ticker:       TEL            Security ID:  H84989104                           

Meeting Date: MAR 08, 2017   Meeting Type: Annual                               

Record Date:  FEB 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Pierre R. Brondeau       For       For          Management

1b    Elect Director Terrence R. Curtin       For       For          Management

1c    Elect Director Carol A. ('John')        For       For          Management

      Davidson                                                                 

1d    Elect Director William A. Jeffrey       For       For          Management

1e    Elect Director Thomas J. Lynch          For       For          Management

1f    Elect Director Yong Nam                 For       For          Management

1g    Elect Director Daniel J. Phelan         For       For          Management

1h    Elect Director Paula A. Sneed           For       For          Management

1i    Elect Director Abhijit Y. Talwalkar     For       For          Management

1j    Elect Director Mark C. Trudeau          For       For          Management

1k    Elect Director John C. Van Scoter       For       For          Management

1l    Elect Director Laura H. Wright          For       For          Management

2     Elect Board Chairman Thomas J. Lynch    For       For          Management

3a    Elect Daniel J. Phelan as Member of     For       For          Management

      Management Development & Compensation                                    

      Committee                                                                 

3b    Elect Paula A. Sneed as Member of       For       For          Management

      Management Development & Compensation                                    

      Committee                                                                 

3c    Elect John C. Van Scoter as Member of   For       For          Management

      Management Development & Compensation                                    

      Committee                                                                

4     Designate Rene Schwarzenbach as         For       For          Management

      Independent Proxy                                                        

5.1   Accept Annual Report for Fiscal Year    For       For          Management

      Ended September 30, 2016                                                 

5.2   Accept Statutory Financial Statements   For       For          Management

      for Fiscal Year Ended September 30,                                      

      2016                                                                      

5.3   Approve Consolidated Financial          For       For          Management

      Statements for Fiscal Year Ended                                         

      September 30, 2016                                                       

6     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

7.1   Ratify Deloitte & Touche LLP as         For       For          Management

      Independent Registered Public                                            

      Accounting Firm for Fiscal Year 2017                                     

7.2   Ratify Deloitte AG as Swiss Registered  For       For          Management

      Auditors                                                                 

7.3   Ratify PricewaterhouseCoopers AG as     For       For          Management

      Special Auditors                                                          

8     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

9     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

10    Amend Omnibus Stock Plan                For       For          Management

11    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Executive                                       

      Management                                                               

12    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Board of                                        

      Directors                                                                

13    Approve Allocation of Available         For       For          Management

      Earnings at September 30, 2016                                           

14    Approve Declaration of Dividend         For       For          Management

15    Authorize Share Repurchase Program      For       For          Management

16    Approve Reduction of Share Capital      For       For          Management

17    Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

TEXAS INSTRUMENTS INCORPORATED                                                 

 

Ticker:       TXN            Security ID:  882508104                           

Meeting Date: APR 20, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Ralph W. Babb, Jr.       For       For          Management

1b    Elect Director Mark A. Blinn            For       For          Management

1c    Elect Director Todd M. Bluedorn         For       For          Management

1d    Elect Director Daniel A. Carp           For       For          Management

1e    Elect Director Janet F. Clark           For       For          Management

1f    Elect Director Carrie S. Cox            For       For          Management

1g    Elect Director Jean M. Hobby            For       For          Management

1h    Elect Director Ronald Kirk              For       For          Management

1i    Elect Director Pamela H. Patsley        For       For          Management

1j    Elect Director Robert E. Sanchez        For       For          Management

1k    Elect Director Wayne R. Sanders         For       For          Management

1l    Elect Director Richard K. Templeton     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

THE BANK OF NEW YORK MELLON CORPORATION                                        

 

Ticker:       BK             Security ID:  064058100                           

Meeting Date: APR 11, 2017   Meeting Type: Annual                              

Record Date:  FEB 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Linda Z. Cook            For       For          Management

1.2   Elect Director Nicholas M. Donofrio     For       For          Management

1.3   Elect Director Joseph J. Echevarria     For       For          Management

1.4   Elect Director Edward P. Garden         For       For          Management

1.5   Elect Director Jeffrey A. Goldstein     For       For          Management

1.6   Elect Director Gerald L. Hassell        For       For          Management

1.7   Elect Director John M. Hinshaw          For       For          Management

1.8   Elect Director Edmund F. "Ted" Kelly    For       For          Management

1.9   Elect Director John A. Luke, Jr.        For       For          Management

1.10  Elect Director Jennifer B. Morgan       For       For          Management

1.11  Elect Director Mark A. Nordenberg       For       For          Management

1.12  Elect Director Elizabeth E. Robinson    For       For          Management

1.13  Elect Director Samuel C. Scott, III     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

5     Report on and Assess Proxy Voting       Against   Against      Shareholder

      Policies in Relation to Climate Change                                   

      Position                                                                 

 

 

--------------------------------------------------------------------------------

 

THE GOLDMAN SACHS GROUP, INC.                                                  

 

Ticker:       GS             Security ID:  38141G104                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd C. Blankfein       For       For          Management

1b    Elect Director M. Michele Burns         For       For          Management

1c    Elect Director Mark A. Flaherty         For       For          Management

1d    Elect Director William W. George        For       For          Management

1e    Elect Director James A. Johnson         For       For          Management

1f    Elect Director Ellen J. Kullman         For       For          Management

1g    Elect Director Lakshmi N. Mittal        For       For          Management

1h    Elect Director Adebayo O. Ogunlesi      For       For          Management

1i    Elect Director Peter Oppenheimer        For       For          Management

1j    Elect Director David A. Viniar          For       For          Management

1k    Elect Director Mark O. Winkelman        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

UNILEVER PLC                                                                   

 

Ticker:       ULVR           Security ID:  904767704                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Performance Share Plan          For       For          Management

5     Re-elect Nils Andersen as Director      For       For          Management

6     Re-elect Laura Cha as Director          For       For          Management

7     Re-elect Vittorio Coal as Director      For       For          Management

8     Re-elect Dr Marijn Dekkers as Director  For       For          Management

9     Re-elect Ann Fudge as Director          For       For          Management

10    Re-elect Dr Judith Hartmann as Director For       For          Management

11    Re-elect Mary Ma as Director            For       For          Management

12    Re-elect Strive Masiyiwa as Director    For       For          Management

13    Re-elect Youngme Moon as Director       For       For          Management

14    Re-elect Graeme Pitkethly as Director   For       For          Management

15    Re-elect Paul Polman as Director        For       For          Management

16    Re-elect John Rishton as Director       For       For          Management

17    Re-elect Feike Sijbesma as Director     For       For          Management

18    Reappoint KPMG LLP as Auditors          For       For          Management

19    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                  

20    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

21    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

22    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

23    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

24    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

25    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

UNITEDHEALTH GROUP INCORPORATED                                                

 

Ticker:       UNH            Security ID:  91324P102                           

Meeting Date: JUN 05, 2017   Meeting Type: Annual                               

Record Date:  APR 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director William C. Ballard, Jr.  For       For          Management

1b    Elect Director Richard T. Burke         For       For          Management

1c    Elect Director Timothy P. Flynn         For       For          Management

1d    Elect Director Stephen J. Hemsley       For       For          Management

1e    Elect Director Michele J. Hooper        For       For          Management

1f    Elect Director Rodger A. Lawson         For       For          Management

1g    Elect Director Glenn M. Renwick         For       For          Management

1h    Elect Director Kenneth I. Shine         For       For          Management

1i    Elect Director Gail R. Wilensky         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                  

5     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

VISA INC.                                                                       

 

Ticker:       V              Security ID:  92826C839                           

Meeting Date: JAN 31, 2017   Meeting Type: Annual                              

Record Date:  DEC 02, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Lloyd A. Carney          For       For          Management

1b    Elect Director Mary B. Cranston         For       For          Management

1c    Elect Director Francisco Javier         For       For          Management

      Fernandez-Carbajal                                                       

1d    Elect Director Gary A. Hoffman          For       For          Management

1e    Elect Director Alfred F. Kelly, Jr.     For       For          Management

1f    Elect Director Robert W. Matschullat    For       For          Management

1g    Elect Director Suzanne Nora Johnson     For       For          Management

1h    Elect Director John A.C. Swainson       For       For          Management

1i    Elect Director Maynard G. Webb, Jr.     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

 

 

--------------------------------------------------------------------------------

 

WELLS FARGO & COMPANY                                                          

 

Ticker:       WFC            Security ID:  949746101                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director John D. Baker, II        For       For          Management

1b    Elect Director John S. Chen             For       For          Management

1c    Elect Director Lloyd H. Dean            For       For          Management

1d    Elect Director Elizabeth A. Duke        For       For          Management

1e    Elect Director Enrique Hernandez, Jr.   For       For          Management

1f    Elect Director Donald M. James          For       For          Management

1g    Elect Director Cynthia H. Milligan      For       For          Management

1h    Elect Director Karen B. Peetz           For       For          Management

1i    Elect Director Federico F. Pena         For       For          Management

1j    Elect Director James H. Quigley         For       For          Management

1k    Elect Director Stephen W. Sanger        For       For          Management

1l    Elect Director Ronald L. Sargent        For       For          Management

1m    Elect Director Timothy J. Sloan         For       For          Management

1n    Elect Director Susan G. Swenson         For       For          Management

1o    Elect Director Suzanne M. Vautrinot     For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify KPMG LLP as Auditors             For       For          Management

5     Review and Report on Business Standards Against   Against      Shareholder

6     Provide for Cumulative Voting           Against   Against      Shareholder

7     Report on Divesting Non-Core Business   Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

9     Report on Lobbying Payments and Policy  Against   Against      Shareholder

10    Adopt Global Policy Regarding the       Against   Against      Shareholder

      Rights of Indigenous People                                               

 

 

--------------------------------------------------------------------------------

 

WHIRLPOOL CORPORATION                                                          

 

Ticker:       WHR            Security ID:  963320106                            

Meeting Date: APR 18, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Samuel R. Allen          For       For          Management

1b    Elect Director Marc R. Bitzer           For       For          Management

1c    Elect Director Greg Creed               For       For          Management

1d    Elect Director Gary T. DiCamillo        For       For          Management

1e    Elect Director Diane M. Dietz           For       For          Management

1f    Elect Director Gerri T. Elliott         For       For          Management

1g    Elect Director Jeff M. Fettig           For       For          Management

1h    Elect Director Michael F. Johnston      For       For          Management

1i    Elect Director John D. Liu              For       For          Management

1j    Elect Director Harish Manwani           For       For          Management

1k    Elect Director William D. Perez         For       For          Management

1l    Elect Director Larry O. Spencer         For       For          Management

1m    Elect Director Michael D. White         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

 

 

=========================== The Oakmark Global Fund ============================

 

 

ALLIANZ SE                                                                      

 

Ticker:       ALV            Security ID:  D03080112                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 7.60 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                           

5     Approve Affiliation Agreement with      For       For          Management

      Allianz Global Health GmbH                                               

6.1   Elect Helmut Perlet to the Supervisory  For       For          Management

      Board                                                                    

6.2   Elect Michael Diekmann to the           For       For          Management

      Supervisory Board                                                         

6.3   Elect Sophie Boissard to the            For       For          Management

      Supervisory Board                                                        

6.4   Elect Christine Bosse to the            For       For          Management

      Supervisory Board                                                        

6.5   Elect Friedrich Eichiner to the         For       For          Management

      Supervisory Board                                                         

6.6   Elect Herbert Hainer to the             For       For          Management

      Supervisory Board                                                        

6.7   Elect Jim Hagemann Snabe to the         For       For          Management

      Supervisory Board                                                        

 

 

--------------------------------------------------------------------------------

 

ARCONIC INC.                                                                   

 

Ticker:       ARNC           Security ID:  03965L100                           

Meeting Date: MAY 25, 2017   Meeting Type: Proxy Contest                       

Record Date:  MAR 01, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                             

1.1   Elect Director Amy E. Alving            For       Did Not Vote Management

1.2   Elect Director David P. Hess            For       Did Not Vote Management

1.3   Elect Director James 'Jim' F. Albaugh   For       Did Not Vote Management

1.4   Elect Director Ulrich "Rick" Schmidt    For       Did Not Vote Management

1.5   Elect Director Janet C. Wolfenbarger    For       Did Not Vote Management

2     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

5     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Amendments to the                                        

      Articles of Incorporation Regarding                                      

      Anti-Greenmail                                                            

6     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Amendments to the                                        

      Articles of Incorporation Regarding                                      

      Removal of Directors                                                     

7     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Removal of Directors                                     

8     Declassify the Board of Directors       For       Did Not Vote Management

9     Eliminate Supermajority Vote            For       Did Not Vote Shareholder

      Requirement                                                              

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Blue Proxy Card)       None                             

1.1   Elect Director Christopher L. Ayers     For       Did Not Vote Shareholder

1.2   Elect Director Elmer L. Doty            For       Did Not Vote Shareholder

1.3   Elect Director Bernd F. Kessler         For       Did Not Vote Shareholder

1.4   Elect Director Patrice E. Merrin        For       Did Not Vote Shareholder

1.5   Elect Director Ulrich "Rick" Schmidt    For       Did Not Vote Shareholder

2     Ratify PricewaterhouseCoopers LLP as    For       Did Not Vote Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           None      Did Not Vote Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  Did Not Vote Management

5     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Amendments to the                                        

      Articles of Incorporation Regarding                                      

      Anti-Greenmail                                                            

6     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Amendments to the                                        

      Articles of Incorporation Regarding                                       

      Removal of Directors                                                     

7     Eliminate Supermajority Vote            For       Did Not Vote Management

      Requirement for Removal of Directors                                     

8     Declassify the Board of Directors       For       Did Not Vote Management

9     Eliminate Supermajority Vote            For       Did Not Vote Shareholder

      Requirement                                                              

 

 

--------------------------------------------------------------------------------

 

BANK OF AMERICA CORPORATION                                                    

 

Ticker:       BAC            Security ID:  060505104                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sharon L. Allen          For       For          Management

1b    Elect Director Susan S. Bies            For       For          Management

1c    Elect Director Jack O. Bovender, Jr.    For       For          Management

1d    Elect Director Frank P. Bramble, Sr.    For       For          Management

1e    Elect Director Pierre J.P. de Weck      For       For          Management

1f    Elect Director Arnold W. Donald         For       For          Management

1g    Elect Director Linda P. Hudson          For       For          Management

1h    Elect Director Monica C. Lozano         For       For          Management

1i    Elect Director Thomas J. May            For       For          Management

1j    Elect Director Brian T. Moynihan        For       For          Management

1k    Elect Director Lionel L. Nowell, III    For       For          Management

1l    Elect Director Michael D. White         For       For          Management

1m    Elect Director Thomas D. Woods          For       For          Management

1n    Elect Director R. David Yost            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Amend the General Clawback Policy       Against   Against      Shareholder

6     Non-core banking operations             Against   Against      Shareholder

7     Require Independent Board Chairman      Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CARMAX, INC.                                                                   

 

Ticker:       KMX            Security ID:  143130102                           

Meeting Date: JUN 26, 2017   Meeting Type: Annual                              

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ronald E. Blaylock       For       For          Management

1.2   Elect Director Sona Chawla              For       For          Management

1.3   Elect Director Alan B. Colberg          For       For          Management

1.4   Elect Director Thomas J. Folliard       For       For          Management

1.5   Elect Director Jeffrey E. Garten        For       For          Management

1.6   Elect Director Shira Goodman            For       For          Management

1.7   Elect Director W. Robert Grafton        For       For          Management

1.8   Elect Director Edgar H. Grubb           For       For          Management

1.9   Elect Director William D. Nash          For       For          Management

1.10  Elect Director Marcella Shinder         For       For          Management

1.11  Elect Director John T. Standley         For       For          Management

1.12  Elect Director Mitchell D. Steenrod     For       For          Management

1.13  Elect Director William R. Tiefel        For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Executive Incentive Bonus Plan    For       For          Management

6     Report on Political Contributions       Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CITIGROUP INC.                                                                 

 

Ticker:       C              Security ID:  172967424                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael L. Corbat        For       For          Management

1b    Elect Director Ellen M. Costello        For       For          Management

1c    Elect Director Duncan P. Hennes         For       For          Management

1d    Elect Director Peter B. Henry           For       For          Management

1e    Elect Director Franz B. Humer           For       For          Management

1f    Elect Director Renee J. James           For       For          Management

1g    Elect Director Eugene M. McQuade        For       For          Management

1h    Elect Director Michael E. O'Neill       For       For          Management

1i    Elect Director Gary M. Reiner           For       For          Management

1j    Elect Director Anthony M. Santomero     For       For          Management

1k    Elect Director Diana L. Taylor          For       For          Management

1l    Elect Director William S. Thompson, Jr. For       For          Management

1m    Elect Director James S. Turley          For       For          Management

1n    Elect Director Deborah C. Wright        For       For          Management

1o    Elect Director Ernesto Zedillo Ponce    For       For          Management

      de Leon                                                                  

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Demonstrate No Gender Pay Gap           Against   Against      Shareholder

6     Appoint a Stockholder Value Committee   Against   Against      Shareholder

7     Report on Lobbying Payments and Policy  Against   Against      Shareholder

8     Claw-back of Payments under             Against   Against      Shareholder

      Restatements                                                              

9     Limit/Prohibit Accelerated Vesting of   Against   Against      Shareholder

      Awards                                                                   

 

 

--------------------------------------------------------------------------------

 

CNH INDUSTRIAL N.V.                                                            

 

Ticker:       CNHI           Security ID:  N20944109                           

Meeting Date: APR 14, 2017   Meeting Type: Annual                               

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2.a   Discuss Remuneration Report             None      None         Management

2.b   Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

2.c   Adopt Financial Statements              For       For          Management

2.d   Approve Dividends of EUR 0.11 Per Share For       For          Management

2.e   Approve Discharge of Directors          For       For          Management

3.a   Reelect Sergio Marchionne as Executive  For       For          Management

      Director                                                                 

3.b   Reelect Richard J. Tobin as Executive   For       For          Management

      Director                                                                 

3.c   Reelect Mina Gerowin as Non-Executive   For       For          Management

      Director                                                                 

3.d   Reelect Suzanne Heywood as              For       For          Management

      Non-Executive Director                                                   

3.e   Reelect Leo W. Houle as Non- Executive  For       For          Management

      Director                                                                  

3.f   Reelect Peter Kalantzis as Non-         For       For          Management

      Executive Director                                                       

3.g   Reelect John B. Lanaway as Non-         For       For          Management

      Executive Director                                                       

3.h   Reelect Silke C. Scheiber as            For       For          Management

      Non-Executive Director                                                    

3.i   Reelect Guido Tabellini as              For       For          Management

      Non-Executive Director                                                   

3.j   Reelect Jacqueline A.Tammenoms Bakker   For       For          Management

      as Non-Executive Director                                                

3.k   Reelect Jacques Theurillat as           For       For          Management

      Non-Executive Director                                                   

4     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

5     Amend the Non-Executive Directors'      For       For          Management

      Compensation Plan                                                        

6     Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

COMPAGNIE FINANCIERE RICHEMONT SA                                              

 

Ticker:       CFR            Security ID:  H25662182                           

Meeting Date: SEP 14, 2016   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 1.70 per Registered A                                   

      Share and CHF 0.17 per Registered B                                      

      Share                                                                    

3     Approve Discharge of Board of Directors For       For          Management

4.1   Reelect Johann Rupert as Director and   For       For          Management

      Board Chairman                                                           

4.2   Reelect Yves-Andre Istel as Director    For       For          Management

4.3   Reelect Josua Malherbe as Director      For       For          Management

4.4   Reelect Jean-Blaise Eckert as Director  For       For          Management

4.5   Reelect Bernard Fornas as Director      For       For          Management

4.6   Reelect Richard Lepeu as Director       For       For          Management

4.7   Reelect Ruggero Magnoni as Director     For       For          Management

4.8   Reelect Simon Murray as Director        For       For          Management

4.9   Reelect Guillaume Pictet as Director    For       For          Management

4.10  Reelect Norbert Platt as Director       For       For          Management

4.11  Reelect Alan Quasha as Director         For       For          Management

4.12  Reelect Maria Ramos as Director         For       For          Management

4.13  Reelect Lord Renwick of Clifton as      For       For          Management

      Director                                                                 

4.14  Reelect Jan Rupert as Director          For       For          Management

4.15  Reelect Gary Saage as Director          For       For          Management

4.16  Reelect Jurgen Schrempp as Director     For       For          Management

4.17  Reelect The Duke of Wellington as       For       For          Management

      Director                                                                  

4.18  Elect Jeff Moss as Director             For       For          Management

4.19  Elect Cyrille Vigneron as Director      For       For          Management

5.1   Appoint Lord Renwick of Clifton as      For       For          Management

      Member of the Compensation Committee                                     

5.2   Appoint Yves Andre Istel as Member of   For       For          Management

      the Compensation Committee                                                

5.3   Appoint The Duke of Wellington as       For       For          Management

      Member of the Compensation Committee                                     

6     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditor                                                                  

7     Designate Francoise Demierre Morand     For       For          Management

      Independent Proxy                                                         

8.1   Approve Maximum Remuneration of Board   For       For          Management

      of Directors in the Amount of CHF 7.4                                    

      Million                                                                  

8.2   Approve Maximum Fixed Remuneration of   For       For          Management

      Senior Executive Committee in the                                        

      Amount of CHF 9.9 Million                                                

8.3   Approve Maximum Variable Remuneration   For       For          Management

      of Senior Executive Committee in the                                     

      Amount of CHF 16.4 Million                                               

9     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

CREDIT SUISSE GROUP AG                                                         

 

Ticker:       CSGN           Security ID:  H3698D419                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Receive Financial Statements and        None      None         Management

      Statutory Reports (Non-Voting)                                           

1.2   Approve Remuneration Report             For       For          Management

1.3   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3.1   Approve Allocation of Income            For       For          Management

3.2   Approve Dividends of CHF 0.70 per       For       For          Management

      Share from Capital Contribution                                          

      Reserves                                                                 

4.1   Approve Maximum Remuneration of Board   For       For          Management

      of Directors in the Amount of CHF 12.0                                   

      Million                                                                  

4.2a  Approve Short-Term Variable             For       For          Management

      Remuneration of Executive Committee in                                   

      the Amount of CHF 17 Million                                             

4.2b  Approve Maximum Fixed Remuneration of   For       For          Management

      Executive Committee in the Amount of                                     

      CHF 31 Million                                                           

4.2c  Approve Maximum Long-Term Variable      For       For          Management

      Remuneration of Executive Committee in                                   

      the Amount of CHF 31.2 Million                                           

5     Approve Amendment of Pool of            For       For          Management

      Authorized Capital with or without                                       

      Preemptive Rights for Stock or Scrip                                     

      Dividends                                                                

6.1a  Reelect Urs Rohner as Director and      For       For          Management

      Board Chairman                                                           

6.1b  Reelect Iris Bohnet as Director         For       For          Management

6.1c  Reelect Alexander Gut as Director       For       For          Management

6.1d  Reelect Andreas Koopmann as Director    For       For          Management

6.1e  Reelect Seraina Macia as Director       For       For          Management

6.1f  Reelect Kai Nargolwala as Director      For       For          Management

6.1g  Reelect Joaquin Ribeiro as Director     For       For          Management

6.1h  Reelect Severin Schwan as Director      For       For          Management

6.1i  Reelect Richard Thornburgh as Director  For       For          Management

6.1j  Reelect John Tiner as Director          For       For          Management

6.1k  Reelect Andreas Gottschling as Director For       For          Management

6.1l  Reelect Alexandre Zeller as Director    For       For          Management

6.2a  Appoint Iris Bohnet as Member of the    For       For          Management

      Compensation Committee                                                   

6.2b  Appoint Andreas Koopmann as Member of   For       For          Management

      the Compensation Committee                                               

6.2c  Appoint Kai Nargolwala as Member of     For       For          Management

      the Compensation Committee                                               

6.2d  Appoint Alexandre Zeller as Member of   For       For          Management

      the Compensation Committee                                               

6.3   Ratify KPMG AG as Auditors              For       For          Management

6.4   Designate BDO AG as Special Auditor     For       For          Management

6.5   Designate Andreas Keller as             For       For          Management

      Independent Proxy                                                        

7.1   Transact Other Business: Proposals by   None      Against      Management

      Shareholders (Voting)                                                    

7.2   Transact Other Business: Proposals by   None      Against      Management

      the Board of Directors (Voting)                                           

 

 

--------------------------------------------------------------------------------

 

CREDIT SUISSE GROUP AG                                                         

 

Ticker:       CSGN           Security ID:  H3698D419                           

Meeting Date: MAY 18, 2017   Meeting Type: Special                             

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve CHF 16.2 Million Share Capital  For       For          Management

      Increase with Preemptive Rights                                          

2     Transact Other Business: Proposals by   None      Against      Management

      Shareholders (Voting)                                                    

3     Transact Other Business: Proposals by   None      Against      Management

      the Board of Directors (Voting)                                          

 

 

--------------------------------------------------------------------------------

 

DAIMLER AG                                                                     

 

Ticker:       DAI            Security ID:  D1668R123                           

Meeting Date: MAR 29, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 3.25 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                           

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5.1   Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                     

5.2   Ratify KPMG AG as Auditors for the      For       For          Management

      2018 Interim Financial Statements                                         

      Until the 2018 AGM                                                       

6.1   Elect Clemens Boersig to the            For       For          Management

      Supervisory Board                                                        

6.2   Elect Bader Mohammad Al Saad to the     For       For          Management

      Supervisory Board                                                        

7     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                     

8     Amend Articles Re: Participation and    For       For          Management

      Voting at Shareholder Meetings                                           

 

 

--------------------------------------------------------------------------------

 

DAIWA SECURITIES GROUP INC.                                                    

 

Ticker:       8601           Security ID:  J11718111                           

Meeting Date: JUN 28, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Hibino, Takashi          For       For          Management

1.2   Elect Director Nakata, Seiji            For       For          Management

1.3   Elect Director Nishio, Shinya           For       For          Management

1.4   Elect Director Takahashi, Kazuo         For       For          Management

1.5   Elect Director Matsui, Toshihiro        For       For          Management

1.6   Elect Director Tashiro, Keiko           For       For          Management

1.7   Elect Director Komatsu, Mikita          For       For          Management

1.8   Elect Director Matsuda, Morimasa        For       For          Management

1.9   Elect Director Matsubara, Nobuko        For       For          Management

1.10  Elect Director Tadaki, Keiichi          For       For          Management

1.11  Elect Director Onodera, Tadashi         For       For          Management

1.12  Elect Director Ogasawara, Michiaki      For       Against      Management

1.13  Elect Director Takeuchi, Hirotaka       For       For          Management

1.14  Elect Director Nishikawa, Ikuo          For       For          Management

2     Approve Deep Discount Stock Option      For       For          Management

      Plan and Stock Option Plan                                               

 

 

--------------------------------------------------------------------------------

 

DIAGEO PLC                                                                     

 

Ticker:       DGE            Security ID:  G42089113                           

Meeting Date: SEP 21, 2016   Meeting Type: Annual                              

Record Date:  SEP 19, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Peggy Bruzelius as Director    For       For          Management

5     Re-elect Lord Davies of Abersoch as     For       For          Management

      Director                                                                  

6     Re-elect Ho KwonPing as Director        For       For          Management

7     Re-elect Betsy Holden as Director       For       For          Management

8     Re-elect Dr Franz Humer as Director     For       For          Management

9     Re-elect Nicola Mendelsohn as Director  For       For          Management

10    Re-elect Ivan Menezes as Director       For       For          Management

11    Re-elect Philip Scott as Director       For       For          Management

12    Re-elect Alan Stewart as Director       For       For          Management

13    Elect Javier Ferran as Director         For       For          Management

14    Elect Kathryn Mikells as Director       For       For          Management

15    Elect Emma Walmsley as Director         For       For          Management

16    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

17    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

 

 

--------------------------------------------------------------------------------

 

GENERAL MOTORS COMPANY                                                         

 

Ticker:       GM             Security ID:  37045V100                           

Meeting Date: JUN 06, 2017   Meeting Type: Proxy Contest                       

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Proxy Card)     None                             

1.1   Elect Director Joseph J. Ashton         For       Did Not Vote Management

1.2   Elect Director Mary T. Barra            For       Did Not Vote Management

1.3   Elect Director Linda R. Gooden          For       Did Not Vote Management

1.4   Elect Director Joseph Jimenez           For       Did Not Vote Management

1.5   Elect Director Jane L. Mendillo         For       Did Not Vote Management

1.6   Elect Director Michael G. Mullen        For       Did Not Vote Management

1.7   Elect Director James J. Mulva           For       Did Not Vote Management

1.8   Elect Director Patricia F. Russo        For       Did Not Vote Management

1.9   Elect Director Thomas M. Schoewe        For       Did Not Vote Management

1.10  Elect Director Theodore M. Solso        For       Did Not Vote Management

1.11  Elect Director Carol M. Stephenson      For       Did Not Vote Management

2     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       Did Not Vote Management

4     Approve Omnibus Stock Plan              For       Did Not Vote Management

5     Ratify Deloitte & Touche LLP as         For       Did Not Vote Management

      Auditors                                                                 

6     Require Independent Board Chairman      Against   Did Not Vote Shareholder

7     Creation of Dual-Class Common Stock     Against   Did Not Vote Shareholder

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Green Proxy Card)      None                              

1.1   Elect Directors Leo Hindery, Jr.        For       For          Shareholder

1.2   Elect Director Vinit Sethi              For       For          Shareholder

1.3   Elect Director William N. Thorndike,    For       For          Shareholder

      Jr.                                                                      

1.4   Management Nominee  Joseph J. Ashton    For       For          Shareholder

1.5   Management Nominee Mary T. Barra        For       For          Shareholder

1.6   Management Nominee Linda R. Gooden      For       For          Shareholder

1.7   Management Nominee Joseph Jimenez       For       For          Shareholder

1.8   Management Nominee James J. Mulva       For       For          Shareholder

1.9   Management Nominee Patricia F. Russo    For       For          Shareholder

1.10  Management Nominee Thomas M. Schoewe    For       For          Shareholder

1.11  Management Nominee Theodore M. Solso    For       For          Shareholder

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

6     Require Independent Board Chairman      Against   Against      Shareholder

7     Creation of Dual-Class Common Stock     For       Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

HIROSE ELECTRIC CO. LTD.                                                       

 

Ticker:       6806           Security ID:  J19782101                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 120                                                 

2     Amend Articles to Reduce Directors'     For       For          Management

      Term                                                                     

3.1   Elect Director Ishii, Kazunori          For       Against      Management

3.2   Elect Director Nakamura, Mitsuo         For       Against      Management

3.3   Elect Director Kondo, Makoto            For       Against      Management

3.4   Elect Director Iizuka, Kazuyuki         For       Against      Management

3.5   Elect Director Okano, Hiroaki           For       Against      Management

3.6   Elect Director Kiriya, Yukio            For       Against      Management

3.7   Elect Director Hotta, Kensuke           For       Against      Management

3.8   Elect Director Motonaga, Tetsuji        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

INCITEC PIVOT LTD                                                              

 

Ticker:       IPL            Security ID:  Q4887E101                           

Meeting Date: DEC 16, 2016   Meeting Type: Annual                              

Record Date:  DEC 14, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Kathryn Fagg as Director          For       For          Management

2     Approve the Grant of Performance        For       For          Management

      Rights to James Fazzino                                                  

3     Approve the Amendment to the Company's  For       For          Management

      Constitution                                                             

4     Approve the Remuneration Report         For       For          Management

 

 

--------------------------------------------------------------------------------

 

ITRON, INC.                                                                    

 

Ticker:       ITRI           Security ID:  465741106                           

Meeting Date: SEP 14, 2016   Meeting Type: Annual                              

Record Date:  JUL 25, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Lynda L. Ziegler         For       For          Management

1.2   Elect Director Thomas S. Glanville      For       For          Management

1.3   Elect Director Diana D. Tremblay        For       For          Management

1.4   Elect Director Peter Mainz              For       For          Management

1.5   Elect Director Jerome J. Lande          For       For          Management

1.6   Elect Director Frank M. Jaehnert        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

ITRON, INC.                                                                     

 

Ticker:       ITRI           Security ID:  465741106                           

Meeting Date: MAY 12, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Frank M. Jaehnert        For       For          Management

1.2   Elect Director Jerome J. Lande          For       For          Management

1.3   Elect Director Timothy M. Leyden        For       For          Management

1.4   Elect Director Gary E. Pruitt           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       Against      Management

5     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

JULIUS BAER GRUPPE AG                                                          

 

Ticker:       BAER           Security ID:  H4414N103                           

Meeting Date: APR 12, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

1.2   Approve Remuneration Report             For       For          Management

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 1.20 per Share                                          

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

4.1   Approve Maximum Remuneration of Board   For       For          Management

      of Directors in the Amount of CHF 3.8                                    

      Million                                                                  

4.2.1 Approve Variable Cash-Based             For       For          Management

      Remuneration of Executive Committee                                      

      for Fiscal 2016 in the Amount of CHF 6.                                  

      1 Million                                                                 

4.2.2 Approve Variable Share-Based            For       For          Management

      Remuneration of Executive Committee                                      

      for Fiscal 2017 in the Amount of CHF 6.                                  

      7 Million                                                                

4.2.3 Approve Maximum Fixed Remuneration of   For       For          Management

      Executive Committee for Fiscal 2018 in                                   

      the Amount of CHF 5.7 Million                                            

5.1.1 Reelect Daniel Sauter as Director       For       For          Management

5.1.2 Reelect Gilbert Achermann as Director   For       For          Management

5.1.3 Reelect Ann Almeida as Director         For       For          Management

5.1.4 Reelect Andreas Amschwand as Director   For       For          Management

5.1.5 Reelect Heinrich Baumann as Director    For       For          Management

5.1.6 Reelect Paul Chow as Director           For       For          Management

5.1.7 Reelect Claire Giraut as Director       For       For          Management

5.1.8 Reelect Gareth Penny as Director        For       For          Management

5.1.9 Reelect Charles Stonehill as Director   For       For          Management

5.2   Elect Ivo Furrer as Director            For       For          Management

5.3   Elect Daniel Sauter as Board Chairman   For       For          Management

5.4.1 Appoint Ann Almeida as Member of the    For       For          Management

      Compensation Committee                                                   

5.4.2 Appoint Gilbert Achermann as Member of  For       For          Management

      the Compensation Committee                                                

5.4.3 Appoint Heinrich Baumann as Member of   For       For          Management

      the Compensation Committee                                               

5.4.4 Appoint Gareth Penny as Member of the   For       For          Management

      Compensation Committee                                                   

6     Ratify KPMG AG as Auditors              For       For          Management

7     Designate Marc Nater as Independent     For       For          Management

      Proxy                                                                     

8     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

KONINKLIJKE PHILIPS NV                                                         

 

Ticker:       PHIA           Security ID:  N7637U112                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     President's Speech                      None      None         Management

2a    Discuss Remuneration Report             None      None         Management

2b    Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

2c    Adopt Financial Statements              For       For          Management

2d    Approve Dividends of EUR 0.80  Per      For       For          Management

      Share                                                                    

2e    Approve Discharge of Management Board   For       For          Management

2f    Approve Discharge of Supervisory Board  For       For          Management

3a    Amend the Remuneration Policy of the    For       For          Management

      Management Board                                                          

3b    Amend Restricted Stock Plan             For       For          Management

4a    Reelect J. van der Veer to Supervisory  For       For          Management

      Board                                                                     

4b    Reelect C.A. Poon to Supervisory Board  For       For          Management

5     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                    

6.a   Grant Board Authority to Issue Shares   For       For          Management

      Up To 10 Percent of Issued Capital                                       

      Plus Additional 10 Percent in Case of                                    

      Takeover/Merger                                                          

6.b   Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Issuances under Item 6a                                      

7     Authorize Repurchase of Shares          For       For          Management

8     Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                   

9     Other Business (Non-Voting)             None      None         Management

 

 

--------------------------------------------------------------------------------

 

LAFARGEHOLCIM LTD.                                                             

 

Ticker:       LHN            Security ID:  H4768E105                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3.1   Approve Allocation of Income            For       For          Management

3.2   Approve Dividends of CHF 2.00 per Share For       For          Management

4.1a  Reelect Beat Hess as Director and       For       For          Management

      Board Chairman                                                           

4.1b  Reelect Bertrand Colomb as Director     For       For          Management

4.1c  Reelect Paul Desmarais as Director      For       For          Management

4.1d  Reelect Oscar Fanjul as Director        For       For          Management

4.1e  Reelect Gerard Lamarche as Director     For       For          Management

4.1f  Reelect Adrian Loader as Director       For       For          Management

4.1g  Reelect Juerg Oleas as Director         For       For          Management

4.1h  Reelect Nassef Sawiris as Director      For       For          Management

4.1i  Reelect Thomas Schmidheiny as Director  For       For          Management

4.1j  Reelect Hanne Sorensen as Director      For       For          Management

4.1k  Reelect Dieter Spaelti as Director      For       For          Management

4.2   Elect Patrick Kron as Director          For       For          Management

4.3.1 Reappoint Paul Desmarais as Member of   For       For          Management

      the Compensation Committee                                                

4.3.2 Reappoint Oscar Fanjul as Member of     For       For          Management

      the Compensation Committee                                               

4.3.3 Reappoint Adrian Loader as Member of    For       For          Management

      the Compensation Committee                                               

4.3.4 Reappoint Nassef Sawiris as Member of   For       For          Management

      the Compensation Committee                                                

4.3.5 Reappoint Hanne Sorensen as Member of   For       For          Management

      the Compensation Committee                                               

4.4.1 Ratify Deloitte AG as Auditors          For       For          Management

4.4.2 Designate Thomas Ris as Independent     For       For          Management

      Proxy                                                                    

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 5.4 Million                                            

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 40.5                                      

      Million                                                                   

6     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

LIVE NATION ENTERTAINMENT, INC.                                                

 

Ticker:       LYV            Security ID:  538034109                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  APR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Mark Carleton            For       For          Management

1b    Elect Director Jonathan Dolgen          For       For          Management

1c    Elect Director Ariel Emanuel            For       For          Management

1d    Elect Director Robert Ted Enloe, III    For       For          Management

1e    Elect Director Jeffrey T. Hinson        For       For          Management

1f    Elect Director James Iovine             For       For          Management

1g    Elect Director Margaret 'Peggy' Johnson For       For          Management

1h    Elect Director James S. Kahan           For       For          Management

1i    Elect Director Gregory B. Maffei        For       For          Management

1j    Elect Director Randall T. Mays          For       For          Management

1k    Elect Director Michael Rapino           For       For          Management

1l    Elect Director Mark S. Shapiro          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

LLOYDS BANKING GROUP PLC                                                       

 

Ticker:       LLOY           Security ID:  G5533W248                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAY 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Re-elect Lord Blackwell as Director     For       For          Management

3     Re-elect Juan Colombas as Director      For       For          Management

4     Re-elect George Culmer as Director      For       For          Management

5     Re-elect Alan Dickinson as Director     For       For          Management

6     Re-elect Anita Frew as Director         For       For          Management

7     Re-elect Simon Henry as Director        For       For          Management

8     Re-elect Antonio Horta-Osorio as        For       For          Management

      Director                                                                  

9     Re-elect Deborah McWhinney as Director  For       For          Management

10    Re-elect Nick Prettejohn as Director    For       For          Management

11    Re-elect Stuart Sinclair as Director    For       For          Management

12    Re-elect Sara Weller as Director        For       For          Management

13    Approve Remuneration Policy             For       For          Management

14    Approve Remuneration Report             For       For          Management

15    Approve Final Dividend                  For       For          Management

16    Approve Special Dividend                For       For          Management

17    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                               

18    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

19    Approve Sharesave Scheme                For       For          Management

20    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

21    Approve Re-designation of Limited       For       For          Management

      Voting Shares                                                            

22    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

23    Authorise Issue of Equity in Relation   For       For          Management

      to the Issue of Regulatory Capital                                       

      Convertible Instruments                                                   

24    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

25    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                                

26    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Relation to the                                    

      Issue of Regulatory Capital                                               

      Convertible Instruments                                                  

27    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

28    Authorise Market Purchase of            For       For          Management

      Preference Shares                                                        

29    Adopt New Articles of Association       For       For          Management

30    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

MASTERCARD INCORPORATED                                                        

 

Ticker:       MA             Security ID:  57636Q104                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard Haythornthwaite  For       For          Management

1b    Elect Director Ajay Banga               For       For          Management

1c    Elect Director Silvio Barzi             For       For          Management

1d    Elect Director David R. Carlucci        For       For          Management

1e    Elect Director Steven J. Freiberg       For       For          Management

1f    Elect Director Julius Genachowski       For       For          Management

1g    Elect Director Merit E. Janow           For       For          Management

1h    Elect Director Nancy J. Karch           For       For          Management

1i    Elect Director Oki Matsumoto            For       For          Management

1j    Elect Director Rima Qureshi             For       For          Management

1k    Elect Director Jose Octavio Reyes       For       For          Management

      Lagunes                                                                  

1l    Elect Director Jackson Tai              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

MTU AERO ENGINES AG                                                            

 

Ticker:       MTX            Security ID:  D5565H104                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.90 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                           

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify Ernst & Young GmbH as Auditors   For       For          Management

      for Fiscal 2017                                                          

 

 

--------------------------------------------------------------------------------

 

NATIONAL OILWELL VARCO, INC.                                                    

 

Ticker:       NOV            Security ID:  637071101                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  MAR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Clay C. Williams         For       For          Management

1B    Elect Director Greg L. Armstrong        For       For          Management

1C    Elect Director Marcela E. Donadio       For       For          Management

1D    Elect Director Ben A. Guill             For       For          Management

1E    Elect Director James T. Hackett         For       For          Management

1F    Elect Director David D. Harrison        For       For          Management

1G    Elect Director Eric L. Mattson          For       For          Management

1H    Elect Director William R. Thomas        For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Adopt Proxy Access Right                For       For          Shareholder

 

 

--------------------------------------------------------------------------------

 

ORACLE CORPORATION                                                              

 

Ticker:       ORCL           Security ID:  68389X105                           

Meeting Date: NOV 16, 2016   Meeting Type: Annual                              

Record Date:  SEP 19, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Berg          For       For          Management

1.2   Elect Director H. Raymond Bingham       For       For          Management

1.3   Elect Director Michael J. Boskin        For       For          Management

1.4   Elect Director Safra A. Catz            For       For          Management

1.5   Elect Director Bruce R. Chizen          For       For          Management

1.6   Elect Director George H. Conrades       For       For          Management

1.7   Elect Director Lawrence J. Ellison      For       For          Management

1.8   Elect Director Hector Garcia-Molina     For       For          Management

1.9   Elect Director Jeffrey O. Henley        For       For          Management

1.10  Elect Director Mark V. Hurd             For       For          Management

1.11  Elect Director Renee J. James           For       For          Management

1.12  Elect Director Leon E. Panetta          For       For          Management

1.13  Elect Director Naomi O. Seligman        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

SAMSUNG ELECTRONICS CO. LTD.                                                   

 

Ticker:       A005930        Security ID:  Y74718100                           

Meeting Date: OCT 27, 2016   Meeting Type: Special                              

Record Date:  SEP 28, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Spin-Off Agreement              For       For          Management

2     Elect Lee Jae-yong as Inside Director   For       For          Management

 

 

--------------------------------------------------------------------------------

 

SAMSUNG ELECTRONICS CO. LTD.                                                   

 

Ticker:       A005930        Security ID:  Y74718100                           

Meeting Date: MAR 24, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Allocation of Income                                                     

2     Approve Total Remuneration of Inside    For       For          Management

      Directors and Outside Directors                                          

 

 

--------------------------------------------------------------------------------

 

TE CONNECTIVITY LTD.                                                            

 

Ticker:       TEL            Security ID:  H84989104                           

Meeting Date: MAR 08, 2017   Meeting Type: Annual                              

Record Date:  FEB 16, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Pierre R. Brondeau       For       For          Management

1b    Elect Director Terrence R. Curtin       For       For          Management

1c    Elect Director Carol A. ('John')        For       For          Management

      Davidson                                                                 

1d    Elect Director William A. Jeffrey       For       For          Management

1e    Elect Director Thomas J. Lynch          For       For          Management

1f    Elect Director Yong Nam                 For       For          Management

1g    Elect Director Daniel J. Phelan         For       For          Management

1h    Elect Director Paula A. Sneed           For       For          Management

1i    Elect Director Abhijit Y. Talwalkar     For       For          Management

1j    Elect Director Mark C. Trudeau          For       For          Management

1k    Elect Director John C. Van Scoter       For       For          Management

1l    Elect Director Laura H. Wright          For       For          Management

2     Elect Board Chairman Thomas J. Lynch    For       For          Management

3a    Elect Daniel J. Phelan as Member of     For       For          Management

      Management Development & Compensation                                    

      Committee                                                                 

3b    Elect Paula A. Sneed as Member of       For       For          Management

      Management Development & Compensation                                    

      Committee                                                                 

3c    Elect John C. Van Scoter as Member of   For       For          Management

      Management Development & Compensation                                    

      Committee                                                                

4     Designate Rene Schwarzenbach as         For       For          Management

      Independent Proxy                                                        

5.1   Accept Annual Report for Fiscal Year    For       For          Management

      Ended September 30, 2016                                                 

5.2   Accept Statutory Financial Statements   For       For          Management

      for Fiscal Year Ended September 30,                                      

      2016                                                                      

5.3   Approve Consolidated Financial          For       For          Management

      Statements for Fiscal Year Ended                                         

      September 30, 2016                                                       

6     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

7.1   Ratify Deloitte & Touche LLP as         For       For          Management

      Independent Registered Public                                            

      Accounting Firm for Fiscal Year 2017                                     

7.2   Ratify Deloitte AG as Swiss Registered  For       For          Management

      Auditors                                                                 

7.3   Ratify PricewaterhouseCoopers AG as     For       For          Management

      Special Auditors                                                          

8     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

9     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

10    Amend Omnibus Stock Plan                For       For          Management

11    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Executive                                       

      Management                                                               

12    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Board of                                        

      Directors                                                                

13    Approve Allocation of Available         For       For          Management

      Earnings at September 30, 2016                                           

14    Approve Declaration of Dividend         For       For          Management

15    Authorize Share Repurchase Program      For       For          Management

16    Approve Reduction of Share Capital      For       For          Management

17    Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

TENET HEALTHCARE CORPORATION                                                   

 

Ticker:       THC            Security ID:  88033G407                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director John P. Byrnes           For       For          Management

1B    Elect Director Trevor Fetter            For       For          Management

1C    Elect Director Brenda J. Gaines         For       For          Management

1D    Elect Director Karen M. Garrison        For       For          Management

1E    Elect Director Edward A. Kangas         For       For          Management

1F    Elect Director J. Robert Kerrey         For       For          Management

1G    Elect Director Richard R. Pettingill    For       For          Management

1H    Elect Director Matthew J. Ripperger     For       For          Management

1I    Elect Director Ronald A. Rittenmeyer    For       For          Management

1J    Elect Director Tammy Romo               For       For          Management

1K    Elect Director Randolph C. Simpson      For       For          Management

1L    Elect Director Peter M. Wilver          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Executive Incentive Bonus Plan    For       For          Management

5     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

THE INTERPUBLIC GROUP OF COMPANIES, INC.                                       

 

Ticker:       IPG            Security ID:  460690100                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  APR 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jocelyn Carter-Miller    For       For          Management

1.2   Elect Director H. John Greeniaus        For       For          Management

1.3   Elect Director Mary J. Steele Guilfoile For       For          Management

1.4   Elect Director Dawn Hudson              For       For          Management

1.5   Elect Director William T. Kerr          For       For          Management

1.6   Elect Director Henry S. Miller          For       For          Management

1.7   Elect Director Jonathan F. Miller       For       For          Management

1.8   Elect Director Michael I. Roth          For       For          Management

1.9   Elect Director David M. Thomas          For       For          Management

2     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

TOYOTA MOTOR CORP.                                                             

 

Ticker:       7203           Security ID:  J92676113                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Uchiyamada, Takeshi      For       For          Management

1.2   Elect Director Hayakawa, Shigeru        For       For          Management

1.3   Elect Director Toyoda, Akio             For       For          Management

1.4   Elect Director Didier Leroy             For       For          Management

1.5   Elect Director Terashi, Shigeki         For       For          Management

1.6   Elect Director Nagata, Osamu            For       For          Management

1.7   Elect Director Uno, Ikuo                For       For          Management

1.8   Elect Director Kato, Haruhiko           For       For          Management

1.9   Elect Director Mark T. Hogan            For       For          Management

2     Appoint Alternate Statutory Auditor     For       For          Management

      Sakai, Ryuji                                                             

3     Approve Annual Bonus                    For       For          Management

4     Approve Compensation Ceiling for        For       For          Management

      Directors                                                                

 

 

--------------------------------------------------------------------------------

 

TRAVIS PERKINS PLC                                                             

 

Ticker:       TPK            Security ID:  G90202105                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  MAY 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Elect Alan Williams as Director         For       For          Management

6     Re-elect Ruth Anderson as Director      For       For          Management

7     Re-elect Tony Buffin as Director        For       For          Management

8     Re-elect John Carter as Director        For       For          Management

9     Re-elect Coline McConville as Director  For       For          Management

10    Re-elect Pete Redfern as Director       For       For          Management

11    Re-elect Christopher Rogers as Director For       For          Management

12    Re-elect John Rogers as Director        For       For          Management

13    Re-elect Robert Walker as Director      For       For          Management

14    Reappoint KPMG LLP as Auditors          For       For          Management

15    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                  

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

19    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Approve Performance Share Plan          For       For          Management

22    Approve Co-Investment Plan              For       For          Management

23    Approve Deferred Share Bonus Plan       For       For          Management

 

 

--------------------------------------------------------------------------------

 

UNION PACIFIC CORPORATION                                                      

 

Ticker:       UNP            Security ID:  907818108                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Andrew H. Card, Jr.      For       For          Management

1b    Elect Director Erroll B. Davis, Jr.     For       For          Management

1c    Elect Director David B. Dillon          For       For          Management

1d    Elect Director Lance M. Fritz           For       For          Management

1e    Elect Director Deborah C. Hopkins       For       For          Management

1f    Elect Director Jane H. Lute             For       For          Management

1g    Elect Director Michael R. McCarthy      For       For          Management

1h    Elect Director Michael W. McConnell     For       For          Management

1i    Elect Director Thomas F. McLarty, III   For       For          Management

1j    Elect Director Steven R. Rogel          For       For          Management

1k    Elect Director Jose H. Villarreal       For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

USG CORPORATION                                                                

 

Ticker:       USG            Security ID:  903293405                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Matthew Carter, Jr.      For       For          Management

1b    Elect Director Richard P. Lavin         For       For          Management

1c    Elect Director Jennifer F. Scanlon      For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Amend Articles                          For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

WIRECARD AG                                                                    

 

Ticker:       WDI            Security ID:  D22359133                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                              

Record Date:  MAY 29, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.16 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                           

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify Ernst & Young GmbH as Auditors   For       For          Management

      for Fiscal 2017                                                          

6     Authorize Share Repurchase Program and  For       For          Management

      Reissuance or Cancellation of                                             

      Repurchased Shares                                                       

 

 

 

 

======================== The Oakmark Global Select Fund ========================

 

 

AMERICAN INTERNATIONAL GROUP, INC.                                              

 

Ticker:       AIG            Security ID:  026874784                           

Meeting Date: JUN 28, 2017   Meeting Type: Annual                              

Record Date:  MAY 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director W. Don Cornwell          For       For          Management

1b    Elect Director Brian Duperreault        For       For          Management

1c    Elect Director Peter R. Fisher          For       For          Management

1d    Elect Director John H. Fitzpatrick      For       For          Management

1e    Elect Director William G. Jurgensen     For       For          Management

1f    Elect Director Christopher S. Lynch     For       For          Management

1g    Elect Director Samuel J. Merksamer      For       For          Management

1h    Elect Director Henry S. Miller          For       For          Management

1i    Elect Director Linda A. Mills           For       For          Management

1j    Elect Director Suzanne Nora Johnson     For       For          Management

1k    Elect Director Ronald A. Rittenmeyer    For       For          Management

1l    Elect Director Douglas M. Steenland     For       For          Management

1m    Elect Director Theresa M. Stone         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Amend Securities Transfer Restrictions  For       For          Management

4     Ratify NOL Rights Plan (NOL Pill)       For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

APACHE CORPORATION                                                             

 

Ticker:       APA            Security ID:  037411105                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Annell R. Bay            For       For          Management

2     Elect Director John J. Christmann, IV   For       For          Management

3     Elect Director Chansoo Joung            For       For          Management

4     Elect Director William C. Montgomery    For       For          Management

5     Elect Director Amy H. Nelson            For       For          Management

6     Elect Director Daniel W. Rabun          For       For          Management

7     Elect Director Peter A. Ragauss         For       For          Management

8     Ratify Ernst & Young LLP as Auditors    For       For          Management

9     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

10    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

BANK OF AMERICA CORPORATION                                                    

 

Ticker:       BAC            Security ID:  060505104                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                               

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sharon L. Allen          For       For          Management

1b    Elect Director Susan S. Bies            For       For          Management

1c    Elect Director Jack O. Bovender, Jr.    For       For          Management

1d    Elect Director Frank P. Bramble, Sr.    For       For          Management

1e    Elect Director Pierre J.P. de Weck      For       For          Management

1f    Elect Director Arnold W. Donald         For       For          Management

1g    Elect Director Linda P. Hudson          For       For          Management

1h    Elect Director Monica C. Lozano         For       For          Management

1i    Elect Director Thomas J. May            For       For          Management

1j    Elect Director Brian T. Moynihan        For       For          Management

1k    Elect Director Lionel L. Nowell, III    For       For          Management

1l    Elect Director Michael D. White         For       For          Management

1m    Elect Director Thomas D. Woods          For       For          Management

1n    Elect Director R. David Yost            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Amend the General Clawback Policy       Against   Against      Shareholder

6     Non-core banking operations             Against   Against      Shareholder

7     Require Independent Board Chairman      Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CITIGROUP INC.                                                                 

 

Ticker:       C              Security ID:  172967424                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael L. Corbat        For       For          Management

1b    Elect Director Ellen M. Costello        For       For          Management

1c    Elect Director Duncan P. Hennes         For       For          Management

1d    Elect Director Peter B. Henry           For       For          Management

1e    Elect Director Franz B. Humer           For       For          Management

1f    Elect Director Renee J. James           For       For          Management

1g    Elect Director Eugene M. McQuade        For       For          Management

1h    Elect Director Michael E. O'Neill       For       For          Management

1i    Elect Director Gary M. Reiner           For       For          Management

1j    Elect Director Anthony M. Santomero     For       For          Management

1k    Elect Director Diana L. Taylor          For       For          Management

1l    Elect Director William S. Thompson, Jr. For       For          Management

1m    Elect Director James S. Turley          For       For          Management

1n    Elect Director Deborah C. Wright        For       For          Management

1o    Elect Director Ernesto Zedillo Ponce    For       For          Management

      de Leon                                                                   

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Demonstrate No Gender Pay Gap           Against   Against      Shareholder

6     Appoint a Stockholder Value Committee   Against   Against      Shareholder

7     Report on Lobbying Payments and Policy  Against   Against      Shareholder

8     Claw-back of Payments under             Against   Against      Shareholder

      Restatements                                                             

9     Limit/Prohibit Accelerated Vesting of   Against   Against      Shareholder

      Awards                                                                   

 

 

--------------------------------------------------------------------------------

 

CNH INDUSTRIAL N.V.                                                             

 

Ticker:       CNHI           Security ID:  N20944109                           

Meeting Date: APR 14, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2.a   Discuss Remuneration Report             None      None         Management

2.b   Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

2.c   Adopt Financial Statements              For       For          Management

2.d   Approve Dividends of EUR 0.11 Per Share For       For          Management

2.e   Approve Discharge of Directors          For       For          Management

3.a   Reelect Sergio Marchionne as Executive  For       For          Management

      Director                                                                 

3.b   Reelect Richard J. Tobin as Executive   For       For          Management

      Director                                                                 

3.c   Reelect Mina Gerowin as Non-Executive   For       For          Management

      Director                                                                 

3.d   Reelect Suzanne Heywood as              For       For          Management

      Non-Executive Director                                                    

3.e   Reelect Leo W. Houle as Non- Executive  For       For          Management

      Director                                                                 

3.f   Reelect Peter Kalantzis as Non-         For       For          Management

      Executive Director                                                       

3.g   Reelect John B. Lanaway as Non-         For       For          Management

      Executive Director                                                       

3.h   Reelect Silke C. Scheiber as            For       For          Management

      Non-Executive Director                                                   

3.i   Reelect Guido Tabellini as              For       For          Management

      Non-Executive Director                                                   

3.j   Reelect Jacqueline A.Tammenoms Bakker   For       For          Management

      as Non-Executive Director                                                 

3.k   Reelect Jacques Theurillat as           For       For          Management

      Non-Executive Director                                                   

4     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

5     Amend the Non-Executive Directors'      For       For          Management

      Compensation Plan                                                         

6     Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

COMPAGNIE FINANCIERE RICHEMONT SA                                               

 

Ticker:       CFR            Security ID:  H25662182                           

Meeting Date: SEP 14, 2016   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 1.70 per Registered A                                   

      Share and CHF 0.17 per Registered B                                      

      Share                                                                     

3     Approve Discharge of Board of Directors For       For          Management

4.1   Reelect Johann Rupert as Director and   For       For          Management

      Board Chairman                                                            

4.2   Reelect Yves-Andre Istel as Director    For       For          Management

4.3   Reelect Josua Malherbe as Director      For       For          Management

4.4   Reelect Jean-Blaise Eckert as Director  For       For          Management

4.5   Reelect Bernard Fornas as Director      For       For          Management

4.6   Reelect Richard Lepeu as Director       For       For          Management

4.7   Reelect Ruggero Magnoni as Director     For       For          Management

4.8   Reelect Simon Murray as Director        For       For          Management

4.9   Reelect Guillaume Pictet as Director    For       For          Management

4.10  Reelect Norbert Platt as Director       For       For          Management

4.11  Reelect Alan Quasha as Director         For       For          Management

4.12  Reelect Maria Ramos as Director         For       For          Management

4.13  Reelect Lord Renwick of Clifton as      For       For          Management

      Director                                                                 

4.14  Reelect Jan Rupert as Director          For       For          Management

4.15  Reelect Gary Saage as Director          For       For          Management

4.16  Reelect Jurgen Schrempp as Director     For       For          Management

4.17  Reelect The Duke of Wellington as       For       For          Management

      Director                                                                 

4.18  Elect Jeff Moss as Director             For       For          Management

4.19  Elect Cyrille Vigneron as Director      For       For          Management

5.1   Appoint Lord Renwick of Clifton as      For       For          Management

      Member of the Compensation Committee                                     

5.2   Appoint Yves Andre Istel as Member of   For       For          Management

      the Compensation Committee                                               

5.3   Appoint The Duke of Wellington as       For       For          Management

      Member of the Compensation Committee                                     

6     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditor                                                                   

7     Designate Francoise Demierre Morand     For       For          Management

      Independent Proxy                                                        

8.1   Approve Maximum Remuneration of Board   For       For          Management

      of Directors in the Amount of CHF 7.4                                    

      Million                                                                  

8.2   Approve Maximum Fixed Remuneration of   For       For          Management

      Senior Executive Committee in the                                        

      Amount of CHF 9.9 Million                                                

8.3   Approve Maximum Variable Remuneration   For       For          Management

      of Senior Executive Committee in the                                     

      Amount of CHF 16.4 Million                                               

9     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

CREDIT SUISSE GROUP AG                                                         

 

Ticker:       CSGN           Security ID:  H3698D419                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Receive Financial Statements and        None      None         Management

      Statutory Reports (Non-Voting)                                           

1.2   Approve Remuneration Report             For       For          Management

1.3   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

3.1   Approve Allocation of Income            For       For          Management

3.2   Approve Dividends of CHF 0.70 per       For       For          Management

      Share from Capital Contribution                                           

      Reserves                                                                 

4.1   Approve Maximum Remuneration of Board   For       For          Management

      of Directors in the Amount of CHF 12.0                                    

      Million                                                                  

4.2a  Approve Short-Term Variable             For       For          Management

      Remuneration of Executive Committee in                                    

      the Amount of CHF 17 Million                                             

4.2b  Approve Maximum Fixed Remuneration of   For       For          Management

      Executive Committee in the Amount of                                      

      CHF 31 Million                                                           

4.2c  Approve Maximum Long-Term Variable      For       For          Management

      Remuneration of Executive Committee in                                   

      the Amount of CHF 31.2 Million                                           

5     Approve Amendment of Pool of            For       For          Management

      Authorized Capital with or without                                       

      Preemptive Rights for Stock or Scrip                                     

      Dividends                                                                

6.1a  Reelect Urs Rohner as Director and      For       For          Management

      Board Chairman                                                           

6.1b  Reelect Iris Bohnet as Director         For       For          Management

6.1c  Reelect Alexander Gut as Director       For       For          Management

6.1d  Reelect Andreas Koopmann as Director    For       For          Management

6.1e  Reelect Seraina Macia as Director       For       For          Management

6.1f  Reelect Kai Nargolwala as Director      For       For          Management

6.1g  Reelect Joaquin Ribeiro as Director     For       For          Management

6.1h  Reelect Severin Schwan as Director      For       For          Management

6.1i  Reelect Richard Thornburgh as Director  For       For          Management

6.1j  Reelect John Tiner as Director          For       For          Management

6.1k  Reelect Andreas Gottschling as Director For       For          Management

6.1l  Reelect Alexandre Zeller as Director    For       For          Management

6.2a  Appoint Iris Bohnet as Member of the    For       For          Management

      Compensation Committee                                                   

6.2b  Appoint Andreas Koopmann as Member of   For       For          Management

      the Compensation Committee                                                

6.2c  Appoint Kai Nargolwala as Member of     For       For          Management

      the Compensation Committee                                               

6.2d  Appoint Alexandre Zeller as Member of   For       For          Management

      the Compensation Committee                                               

6.3   Ratify KPMG AG as Auditors              For       For          Management

6.4   Designate BDO AG as Special Auditor     For       For          Management

6.5   Designate Andreas Keller as             For       For          Management

      Independent Proxy                                                        

7.1   Transact Other Business: Proposals by   None      Against      Management

      Shareholders (Voting)                                                    

7.2   Transact Other Business: Proposals by   None      Against      Management

      the Board of Directors (Voting)                                          

 

 

--------------------------------------------------------------------------------

 

CREDIT SUISSE GROUP AG                                                         

 

Ticker:       CSGN           Security ID:  H3698D419                           

Meeting Date: MAY 18, 2017   Meeting Type: Special                             

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve CHF 16.2 Million Share Capital  For       For          Management

      Increase with Preemptive Rights                                          

2     Transact Other Business: Proposals by   None      Against      Management

      Shareholders (Voting)                                                     

3     Transact Other Business: Proposals by   None      Against      Management

      the Board of Directors (Voting)                                          

 

 

--------------------------------------------------------------------------------

 

DAIMLER AG                                                                     

 

Ticker:       DAI            Security ID:  D1668R123                           

Meeting Date: MAR 29, 2017   Meeting Type: Annual                               

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 3.25 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5.1   Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                      

5.2   Ratify KPMG AG as Auditors for the      For       For          Management

      2018 Interim Financial Statements                                        

      Until the 2018 AGM                                                        

6.1   Elect Clemens Boersig to the            For       For          Management

      Supervisory Board                                                        

6.2   Elect Bader Mohammad Al Saad to the     For       For          Management

      Supervisory Board                                                        

7     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                     

8     Amend Articles Re: Participation and    For       For          Management

      Voting at Shareholder Meetings                                           

 

 

--------------------------------------------------------------------------------

 

DANONE                                                                         

 

Ticker:       BN             Security ID:  F12033134                           

Meeting Date: APR 27, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.70 per Share                                          

4     Approve Stock Dividend Program          For       For          Management

5     Reelect Gaelle Olivier as Director      For       For          Management

6     Reelect Isabelle Seillier as Director   For       For          Management

7     Reelect Jean-Michel Severino as         For       For          Management

      Director                                                                  

8     Reelect Lionel Zinsou-Derlin as         For       For          Management

      Director                                                                 

9     Elect Gregg L. Engles as Director       For       For          Management

10    Approve Transaction with J.P. Morgan    For       For          Management

11    Non-Binding Vote on Compensation of     For       For          Management

      Franck Riboud, Chairman                                                   

12    Non-Binding Vote on Compensation of     For       For          Management

      Emmanuel Faber, CEO                                                      

13    Approve Remuneration Policy of Chairman For       For          Management

14    Approve Remuneration Policy of          For       For          Management

      Executive Officers                                                       

15    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

16    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 57 Million                                         

17    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights with  Binding                                          

      Priority Right up to Aggregate Nominal                                   

      Amount of EUR 16 Million                                                 

18    Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

19    Authorize Capital Increase of Up to     For       For          Management

      EUR 16 Million for Future Exchange                                        

      Offers                                                                   

20    Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                             

      Contributions in Kind                                                    

21    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 41 Million for Bonus                                         

      Issue or Increase in Par Value                                           

22    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

23    Authorize up to 0.2 Percent of Issued   For       For          Management

      Capital for Use in Restricted Stock                                      

      Plans                                                                    

24    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

25    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                               

 

 

--------------------------------------------------------------------------------

 

DIAGEO PLC                                                                     

 

Ticker:       DGE            Security ID:  G42089113                           

Meeting Date: SEP 21, 2016   Meeting Type: Annual                              

Record Date:  SEP 19, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Peggy Bruzelius as Director    For       For          Management

5     Re-elect Lord Davies of Abersoch as     For       For          Management

      Director                                                                 

6     Re-elect Ho KwonPing as Director        For       For          Management

7     Re-elect Betsy Holden as Director       For       For          Management

8     Re-elect Dr Franz Humer as Director     For       For          Management

9     Re-elect Nicola Mendelsohn as Director  For       For          Management

10    Re-elect Ivan Menezes as Director       For       For          Management

11    Re-elect Philip Scott as Director       For       For          Management

12    Re-elect Alan Stewart as Director       For       For          Management

13    Elect Javier Ferran as Director         For       For          Management

14    Elect Kathryn Mikells as Director       For       For          Management

15    Elect Emma Walmsley as Director         For       For          Management

16    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

17    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

 

 

--------------------------------------------------------------------------------

 

GENERAL ELECTRIC COMPANY                                                        

 

Ticker:       GE             Security ID:  369604103                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Sebastien M. Bazin       For       For          Management

2     Elect Director W. Geoffrey Beattie      For       For          Management

3     Elect Director John J. Brennan          For       For          Management

4     Elect Director Francisco D'Souza        For       For          Management

5     Elect Director Marijn E. Dekkers        For       For          Management

6     Elect Director Peter B. Henry           For       For          Management

7     Elect Director Susan J. Hockfield       For       For          Management

8     Elect Director Jeffrey R. Immelt        For       For          Management

9     Elect Director Andrea Jung              For       For          Management

10    Elect Director Robert W. Lane           For       For          Management

11    Elect Director Risa Lavizzo-Mourey      For       For          Management

12    Elect Director Rochelle B. Lazarus      For       For          Management

13    Elect Director Lowell C. McAdam         For       For          Management

14    Elect Director Steven M. Mollenkopf     For       For          Management

15    Elect Director James J. Mulva           For       For          Management

16    Elect Director James E. Rohr            For       For          Management

17    Elect Director Mary L. Schapiro         For       For          Management

18    Elect Director James S. Tisch           For       For          Management

19    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

20    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

21    Amend Omnibus Stock Plan                For       For          Management

22    Approve Material Terms of Senior        For       For          Management

      Officer Performance Goals                                                 

23    Ratify KPMG LLP as Auditors             For       For          Management

24    Report on Lobbying Payments and Policy  Against   Against      Shareholder

25    Require Independent Board Chairman      Against   Against      Shareholder

26    Restore or Provide for Cumulative       Against   Against      Shareholder

      Voting                                                                   

27    Report on Charitable Contributions      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

KERING                                                                         

 

Ticker:       KER            Security ID:  F5433L103                           

Meeting Date: APR 27, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 4.60 per Share                                          

4     Reelect Francois-Henri Pinault as       For       For          Management

      Director                                                                 

5     Reelect Jean-Francois Palus as Director For       For          Management

6     Reelect Patricia Barbizet as Director   For       For          Management

7     Reelect Baudouin Prot as Director       For       For          Management

8     Approve Remuneration Policy for         For       For          Management

      Executive Officers                                                        

9     Non-Binding Vote on Compensation of     For       For          Management

      Francois-Henri Pinault, CEO                                              

10    Non-Binding Vote on Compensation of     For       For          Management

      Jean-Francois Palus, Vice-CEO                                            

11    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

12    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

13    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 200 Million                                        

14    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 200 Million for Bonus                                       

      Issue or Increase in Par Value                                           

15    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 50 Million                                         

16    Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities for up to 20                                    

      Percent of Issued Capital Per Year                                       

      Reserved for Qualified Investors or                                      

      Restricted Number of Investors, up to                                    

      Aggregate Nominal Amount of EUR 50                                        

      Million                                                                  

17    Authorize Board to Set Issue Price for  For       For          Management

      5 Percent Per Year of Issued Capital                                      

      Pursuant to Issue Authority without                                      

      Preemptive Rights under Items 15 and 16                                  

18    Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote under Items 13 and 15-16                                            

19    Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

20    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

21    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

--------------------------------------------------------------------------------

 

KUEHNE & NAGEL INTERNATIONAL AG                                                

 

Ticker:       KNIN           Security ID:  H4673L145                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 5.50 per Share                                          

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

4.1a  Reelect Renato Fassbind as Director     For       For          Management

4.1b  Reelect Juergen Fitschen as Director    For       For          Management

4.1c  Reelect Karl Gernandt as Director       For       For          Management

4.1d  Reelect Klaus-Michael Kuehne as         For       For          Management

      Director                                                                 

4.1e  Reelect Hans Lerch as Director          For       For          Management

4.1f  Reelect Thomas Staehelin as Director    For       For          Management

4.1g  Reelect Hauke Stars as Director         For       For          Management

4.1h  Reelect Martin Wittig as Director       For       For          Management

4.1i  Reelect Joerg Wolle as Director         For       For          Management

4.2   Reelect Joerg Wolle as Board Chairman   For       For          Management

4.3a  Appoint Karl Gernandt as Member of the  For       For          Management

      Compensation Committee                                                   

4.3b  Appoint Klaus-Michael Kuehne as Member  For       For          Management

      of the Compensation Committee                                            

4.3c  Appoint Hans Lerch as Member of the     For       For          Management

      Compensation Committee                                                   

4.4   Designate Kurt Gubler as Independent    For       For          Management

      Proxy                                                                     

4.5   Ratify Ernst & Young AG as Auditors     For       For          Management

5.1   Approve Remuneration Report             For       For          Management

5.2   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 6 Million                                              

5.3   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 21                                         

      Million                                                                  

6     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

LAFARGEHOLCIM LTD.                                                             

 

Ticker:       LHN            Security ID:  H4768E105                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                               

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3.1   Approve Allocation of Income            For       For          Management

3.2   Approve Dividends of CHF 2.00 per Share For       For          Management

4.1a  Reelect Beat Hess as Director and       For       For          Management

      Board Chairman                                                           

4.1b  Reelect Bertrand Colomb as Director     For       For          Management

4.1c  Reelect Paul Desmarais as Director      For       For          Management

4.1d  Reelect Oscar Fanjul as Director        For       For          Management

4.1e  Reelect Gerard Lamarche as Director     For       For          Management

4.1f  Reelect Adrian Loader as Director       For       For          Management

4.1g  Reelect Juerg Oleas as Director         For       For          Management

4.1h  Reelect Nassef Sawiris as Director      For       For          Management

4.1i  Reelect Thomas Schmidheiny as Director  For       For          Management

4.1j  Reelect Hanne Sorensen as Director      For       For          Management

4.1k  Reelect Dieter Spaelti as Director      For       For          Management

4.2   Elect Patrick Kron as Director          For       For          Management

4.3.1 Reappoint Paul Desmarais as Member of   For       For          Management

      the Compensation Committee                                               

4.3.2 Reappoint Oscar Fanjul as Member of     For       For          Management

      the Compensation Committee                                               

4.3.3 Reappoint Adrian Loader as Member of    For       For          Management

      the Compensation Committee                                               

4.3.4 Reappoint Nassef Sawiris as Member of   For       For          Management

      the Compensation Committee                                               

4.3.5 Reappoint Hanne Sorensen as Member of   For       For          Management

      the Compensation Committee                                               

4.4.1 Ratify Deloitte AG as Auditors          For       For          Management

4.4.2 Designate Thomas Ris as Independent     For       For          Management

      Proxy                                                                    

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 5.4 Million                                            

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 40.5                                      

      Million                                                                  

6     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

LLOYDS BANKING GROUP PLC                                                       

 

Ticker:       LLOY           Security ID:  G5533W248                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAY 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Re-elect Lord Blackwell as Director     For       For          Management

3     Re-elect Juan Colombas as Director      For       For          Management

4     Re-elect George Culmer as Director      For       For          Management

5     Re-elect Alan Dickinson as Director     For       For          Management

6     Re-elect Anita Frew as Director         For       For          Management

7     Re-elect Simon Henry as Director        For       For          Management

8     Re-elect Antonio Horta-Osorio as        For       For          Management

      Director                                                                 

9     Re-elect Deborah McWhinney as Director  For       For          Management

10    Re-elect Nick Prettejohn as Director    For       For          Management

11    Re-elect Stuart Sinclair as Director    For       For          Management

12    Re-elect Sara Weller as Director        For       For          Management

13    Approve Remuneration Policy             For       For          Management

14    Approve Remuneration Report             For       For          Management

15    Approve Final Dividend                  For       For          Management

16    Approve Special Dividend                For       For          Management

17    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

18    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                  

19    Approve Sharesave Scheme                For       For          Management

20    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

21    Approve Re-designation of Limited       For       For          Management

      Voting Shares                                                            

22    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

23    Authorise Issue of Equity in Relation   For       For          Management

      to the Issue of Regulatory Capital                                        

      Convertible Instruments                                                  

24    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

25    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                                

26    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Relation to the                                    

      Issue of Regulatory Capital                                              

      Convertible Instruments                                                  

27    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

28    Authorise Market Purchase of            For       For          Management

      Preference Shares                                                        

29    Adopt New Articles of Association       For       For          Management

30    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

MASTERCARD INCORPORATED                                                        

 

Ticker:       MA             Security ID:  57636Q104                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard Haythornthwaite  For       For          Management

1b    Elect Director Ajay Banga               For       For          Management

1c    Elect Director Silvio Barzi             For       For          Management

1d    Elect Director David R. Carlucci        For       For          Management

1e    Elect Director Steven J. Freiberg       For       For          Management

1f    Elect Director Julius Genachowski       For       For          Management

1g    Elect Director Merit E. Janow           For       For          Management

1h    Elect Director Nancy J. Karch           For       For          Management

1i    Elect Director Oki Matsumoto            For       For          Management

1j    Elect Director Rima Qureshi             For       For          Management

1k    Elect Director Jose Octavio Reyes       For       For          Management

      Lagunes                                                                  

1l    Elect Director Jackson Tai              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

ORACLE CORPORATION                                                             

 

Ticker:       ORCL           Security ID:  68389X105                           

Meeting Date: NOV 16, 2016   Meeting Type: Annual                              

Record Date:  SEP 19, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Berg          For       For          Management

1.2   Elect Director H. Raymond Bingham       For       For          Management

1.3   Elect Director Michael J. Boskin        For       For          Management

1.4   Elect Director Safra A. Catz            For       For          Management

1.5   Elect Director Bruce R. Chizen          For       For          Management

1.6   Elect Director George H. Conrades       For       For          Management

1.7   Elect Director Lawrence J. Ellison      For       For          Management

1.8   Elect Director Hector Garcia-Molina     For       For          Management

1.9   Elect Director Jeffrey O. Henley        For       For          Management

1.10  Elect Director Mark V. Hurd             For       For          Management

1.11  Elect Director Renee J. James           For       For          Management

1.12  Elect Director Leon E. Panetta          For       For          Management

1.13  Elect Director Naomi O. Seligman        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

SAMSUNG ELECTRONICS CO. LTD.                                                    

 

Ticker:       A005930        Security ID:  Y74718100                           

Meeting Date: OCT 27, 2016   Meeting Type: Special                             

Record Date:  SEP 28, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Spin-Off Agreement              For       For          Management

2     Elect Lee Jae-yong as Inside Director   For       For          Management

 

 

--------------------------------------------------------------------------------

 

SAMSUNG ELECTRONICS CO. LTD.                                                   

 

Ticker:       A005930        Security ID:  Y74718100                           

Meeting Date: MAR 24, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Allocation of Income                                                     

2     Approve Total Remuneration of Inside    For       For          Management

      Directors and Outside Directors                                          

 

 

--------------------------------------------------------------------------------

 

TE CONNECTIVITY LTD.                                                           

 

Ticker:       TEL            Security ID:  H84989104                           

Meeting Date: MAR 08, 2017   Meeting Type: Annual                              

Record Date:  FEB 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Pierre R. Brondeau       For       For          Management

1b    Elect Director Terrence R. Curtin       For       For          Management

1c    Elect Director Carol A. ('John')        For       For          Management

      Davidson                                                                 

1d    Elect Director William A. Jeffrey       For       For          Management

1e    Elect Director Thomas J. Lynch          For       For          Management

1f    Elect Director Yong Nam                 For       For          Management

1g    Elect Director Daniel J. Phelan         For       For          Management

1h    Elect Director Paula A. Sneed           For       For          Management

1i    Elect Director Abhijit Y. Talwalkar     For       For          Management

1j    Elect Director Mark C. Trudeau          For       For          Management

1k    Elect Director John C. Van Scoter       For       For          Management

1l    Elect Director Laura H. Wright          For       For          Management

2     Elect Board Chairman Thomas J. Lynch    For       For          Management

3a    Elect Daniel J. Phelan as Member of     For       For          Management

      Management Development & Compensation                                    

      Committee                                                                

3b    Elect Paula A. Sneed as Member of       For       For          Management

      Management Development & Compensation                                    

      Committee                                                                

3c    Elect John C. Van Scoter as Member of   For       For          Management

      Management Development & Compensation                                     

      Committee                                                                

4     Designate Rene Schwarzenbach as         For       For          Management

      Independent Proxy                                                         

5.1   Accept Annual Report for Fiscal Year    For       For          Management

      Ended September 30, 2016                                                 

5.2   Accept Statutory Financial Statements   For       For          Management

      for Fiscal Year Ended September 30,                                      

      2016                                                                     

5.3   Approve Consolidated Financial          For       For          Management

      Statements for Fiscal Year Ended                                         

      September 30, 2016                                                       

6     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

7.1   Ratify Deloitte & Touche LLP as         For       For          Management

      Independent Registered Public                                            

      Accounting Firm for Fiscal Year 2017                                     

7.2   Ratify Deloitte AG as Swiss Registered  For       For          Management

      Auditors                                                                 

7.3   Ratify PricewaterhouseCoopers AG as     For       For          Management

      Special Auditors                                                         

8     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

9     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

10    Amend Omnibus Stock Plan                For       For          Management

11    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Executive                                      

      Management                                                               

12    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Board of                                       

      Directors                                                                

13    Approve Allocation of Available         For       For          Management

      Earnings at September 30, 2016                                           

14    Approve Declaration of Dividend         For       For          Management

15    Authorize Share Repurchase Program      For       For          Management

16    Approve Reduction of Share Capital      For       For          Management

17    Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY                                    

 

Ticker:       WLTW           Security ID:  G96629103                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Anna C. Catalano         For       For          Management

1b    Elect Director Victor F. Ganzi          For       For          Management

1c    Elect Director John J. Haley            For       For          Management

1d    Elect Director Wendy E. Lane            For       For          Management

1e    Elect Director James F. McCann          For       For          Management

1f    Elect Director Brendan R. O'Neill       For       For          Management

1g    Elect Director Jaymin Patel             For       For          Management

1h    Elect Director Linda D. Rabbitt         For       For          Management

1i    Elect Director Paul Thomas              For       For          Management

1j    Elect Director Jeffrey W. Ubben         For       For          Management

1k    Elect Director Wilhelm Zeller           For       For          Management

2     Approve Deloitte & Touche LLP as        For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their  Remuneration                                                       

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Provide Proxy Access Right              For       For          Management

6A    Adopt Plurality Voting for Contested    For       For          Management

      Election of Directors                                                    

6B    Establish Range for Size of Board       For       For          Management

7A    Amend Advance Notice Provisions and     For       For          Management

      Make Certain Administrative Amendments                                   

7B    Amend Articles of Association           For       For          Management

8     Renew the Board's Authority to Issue    For       For          Management

      Shares Under Irish Law                                                   

9     Renew the Board's Authority to Opt-Out  For       For          Management

      of Statutory Pre-Emptions Rights                                         

 

 

 

 

======================== The Oakmark International Fund ========================

 

 

AKZO NOBEL NV                                                                  

 

Ticker:       AKZA           Security ID:  N01803100                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  MAR 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Receive Report of Management Board      None      None         Management

      (Non-Voting)                                                             

3.a   Discuss Remuneration Report Containing  None      None         Management

      Remuneration Policy for Management                                        

      Board Members                                                            

3.b   Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                         

3.c   Discuss on the Company's Dividend       None      None         Management

      Policy                                                                   

3.d   Approve Dividends of EUR1.65  Per Share For       For          Management

4.a   Approve Discharge of Management Board   For       Against      Management

4.b   Approve Discharge of Supervisory Board  For       Against      Management

5.a   Grant Board Authority to Issue Shares   For       Against      Management

      Up To 10 Percent of Issued Capital                                       

      Plus Additional 10 Percent in Case of                                    

      Takeover/Merger                                                          

5.b   Authorize Board to Exclude Preemptive   For       Against      Management

      Rights from Share Issuances                                              

6     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

7     Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                   

8     Other Business (Non-Voting)             None      None         Management

 

 

--------------------------------------------------------------------------------

 

ALLIANZ SE                                                                     

 

Ticker:       ALV            Security ID:  D03080112                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                              

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 7.60 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Approve Affiliation Agreement with      For       For          Management

      Allianz Global Health GmbH                                               

6.1   Elect Helmut Perlet to the Supervisory  For       For          Management

      Board                                                                     

6.2   Elect Michael Diekmann to the           For       For          Management

      Supervisory Board                                                        

6.3   Elect Sophie Boissard to the            For       For          Management

      Supervisory Board                                                        

6.4   Elect Christine Bosse to the            For       For          Management

      Supervisory Board                                                         

6.5   Elect Friedrich Eichiner to the         For       For          Management

      Supervisory Board                                                        

6.6   Elect Herbert Hainer to the             For       For          Management

      Supervisory Board                                                        

6.7   Elect Jim Hagemann Snabe to the         For       For          Management

      Supervisory Board                                                         

 

 

--------------------------------------------------------------------------------

 

AMP LIMITED                                                                    

 

Ticker:       AMP            Security ID:  Q0344G101                            

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAY 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

2a    Elect Catherine Brenner as Director     For       For          Management

2b    Elect Patty Akopiantz as Director       For       For          Management

2c    Elect Trevor Matthews as Director       For       For          Management

2d    Elect Geoff Roberts as Director         For       For          Management

2e    Elect Peter Varghese as Director        For       For          Management

2f    Elect Mike Wilkins as Director          For       For          Management

3     Approve the Adoption of Remuneration    For       For          Management

      Report                                                                   

4     Approve Chief Executive Officer's       For       For          Management

      Long-Term Incentive for 2017                                              

 

 

--------------------------------------------------------------------------------

 

ASHTEAD GROUP PLC                                                              

 

Ticker:       AHT            Security ID:  G05320109                           

Meeting Date: SEP 07, 2016   Meeting Type: Annual                              

Record Date:  SEP 05, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Re-elect Chris Cole as Director         For       For          Management

6     Re-elect Geoff Drabble as Director      For       For          Management

7     Re-elect Brendan Horgan as Director     For       For          Management

8     Re-elect Sat Dhaiwal as Director        For       For          Management

9     Re-elect Suzanne Wood as Director       For       For          Management

10    Re-elect Ian Sutcliffe as Director      For       For          Management

11    Re-elect Wayne Edmunds as Director      For       For          Management

12    Elect Lucinda Riches as Director        For       For          Management

13    Elect Tanya Fratto as Director          For       For          Management

14    Reappoint Deloitte LLP as Auditors      For       For          Management

15    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

ASML HOLDING NV                                                                

 

Ticker:       ASML           Security ID:  N07059202                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  MAR 29, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Discuss the Company's Business,         None      None         Management

      Financial Situation and Sustainability                                   

3     Discuss Remuneration Policy for         None      None         Management

      Management Board Members                                                 

4     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

5     Approve Discharge of Management Board   For       For          Management

6     Approve Discharge of Supervisory Board  For       For          Management

7     Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                              

8     Approve Dividends of EUR 1.20 Per       For       For          Management

      Ordinary Share                                                           

9     Amend the Remuneration Policy of the    For       For          Management

      Management Board                                                         

10    Approve Performance Share Arrangement   For       For          Management

      According to Remuneration Policy                                          

11    Approve Number of Stock Options,        For       For          Management

      Respectively Shares for Employees                                        

12    Discuss Management Board Composition    None      None         Management

      and Receive Information on Intended                                      

      Appointment of First van Hout to                                         

      Management Board                                                         

13.a  Elect Pauline van der Meer Mohr to      For       For          Management

      Supervisory Board                                                        

13.b  Elect Carla Smits-Nusteling to          For       For          Management

      Supervisory Board                                                        

13.c  Elect Doug Grose to Supervisory Board   For       For          Management

13.d  Elect Wolfgang Ziebart to Supervisory   For       For          Management

      Board                                                                    

13.e  Discussion of the Supervisory Board     None      None         Management

      Composition                                                              

14    Amend Remuneration of Supervisory Board For       For          Management

15    Ratify KPMG as Auditors                 For       For          Management

16.a  Grant Board Authority to Issue Shares   For       For          Management

      Up To 5 Percent of Issued Capital                                        

16.b  Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Share Issuances Re: Item                                     

      16a                                                                       

16.c  Grant Board Authority to Issue Shares   For       For          Management

      Up To 5 Percent in Case of                                               

      Takeover/Merger                                                           

16.d  Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Share Issuances Re: Item                                     

      16c                                                                       

17.a  Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

17.b  Authorize Additional Repurchase of Up   For       For          Management

      to 10 Percent of Issued Share Capital                                    

18    Authorize Cancellation of Repurchased   For       For          Management

      Shares                                                                   

19    Other Business (Non-Voting)             None      None         Management

20    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

ATLAS COPCO AB                                                                 

 

Ticker:       ATCO A         Security ID:  W10020332                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  APR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Opening of Meeting; Elect Chairman of   For       For          Management

      Meeting                                                                   

2     Prepare and Approve List of             For       For          Management

      Shareholders                                                             

3     Approve Agenda of Meeting               For       For          Management

4     Designate Inspector(s) of Minutes of    For       For          Management

      Meeting                                                                  

5     Acknowledge Proper Convening of Meeting For       For          Management

6     Receive Financial Statements and        None      None         Management

      Statutory Reports                                                        

7     Receive CEO's Report; Questions         None      None         Management

8a    Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

8b    Approve Discharge of Board and          For       For          Management

      President                                                                

8c    Approve Allocation of Income and        For       For          Management

      Dividends of SEK 6.80 Per Share                                          

8d    Approve Record Date for Dividend        For       For          Management

      Payment                                                                  

9a    Determine Number of Members(9) and      For       For          Management

      Deputy Members of Board(0)                                               

9b    Determine Number of Auditors(1) and     For       For          Management

      Deputy Auditors(0)                                                       

10    Reelect Gunilla Berg, Staffan Bohman,   For       For          Management

      Johan Forssell, Sabine Neuss, Hans                                       

      Straberg, Anders Ullberg and Peter                                       

      Wallenberg Jr as Directors; Elect Tina                                   

      Donikowski and Mats Rahmstrom as New                                     

      Director                                                                 

10b   Elect Hans Straberg as Board Chairman   For       For          Management

10c   Ratify Deloitte as Auditors             For       For          Management

11a   Approve Remuneration of Directors in    For       For          Management

      the Amount of SEK 2.1 million to Chair                                   

      and SEK 660,000 to Other Directors;                                      

      Approve Remuneration for Committee                                       

      Work; Approve Receiving Part of                                           

      Remuneration in form of Synthetic                                        

      Shares                                                                   

11b   Approve Remuneration of Auditors        For       For          Management

12    Approve Remuneration Policy And Other   For       For          Management

      Terms of Employment For Executive                                        

      Management                                                                

12b   Approve Performance Based Stock Option  For       For          Management

      Plan 2017 for Key Employees                                              

13a   Acquire Class A Shares Related to       For       For          Management

      Personnel Option Plan for 2017                                           

13b   Acquire Class A Shares Related to       For       For          Management

      Remuneration of Directors in the Form                                    

      of Synthetic Shares                                                      

13c   Transfer Class A Shares Related to      For       For          Management

      Personnel Option Plan for 2017                                           

13d   Sell Class A Shares to Cover Costs      For       For          Management

      Related to Synthetic Shares to the                                       

      Board                                                                    

13e   Sell Class A and B Shares to Cover      For       For          Management

      Costs in Relation to the Performance                                     

      Related Personnel Option Plans for                                       

      2012, 2013, and 2014                                                     

14    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

BAYERISCHE MOTOREN WERKE AG (BMW)                                               

 

Ticker:       BMW            Security ID:  D12096109                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  APR 19, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                         

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 3.52 per Preferred                                       

      Share and EUR 3.50 per Ordinary Share                                    

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                     

6     Elect Heinrich Hiesinger to the         For       For          Management

      Supervisory Board                                                        

 

 

--------------------------------------------------------------------------------

 

BNP PARIBAS SA                                                                 

 

Ticker:       BNP            Security ID:  F1058Q238                           

Meeting Date: MAY 23, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                          

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.70 per Share                                          

4     Acknowledge Auditors' Special Report    For       For          Management

      on Related-Party Transactions                                            

5     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                           

6     Reelect Jean Lemierre as Director       For       For          Management

7     Reelect Monique Cohen as Director       For       For          Management

8     Reelect Daniela Schwarzer as Director   For       For          Management

9     Reelect Fields Wicker-Miurin as         For       For          Management

      Director                                                                 

10    Elect Jacques Aschenbroich as Director  For       For          Management

11    Approve Remuneration Policy for         For       For          Management

      Chairman of the Board                                                    

12    Approve Remuneration Policy for CEO     For       For          Management

      and Vice-CEO                                                             

13    Non-Binding Vote on Compensation of     For       For          Management

      Jean Lemierre, Chairman of the Board                                     

14    Non-Binding Vote on Compensation of     For       For          Management

      Jean-Laurent Bonnafe, CEO                                                

15    Non-Binding Vote on Compensation of     For       For          Management

      Philippe Bordenave, Vice-CEO                                              

16    Non-Binding Vote on the Overall         For       For          Management

      Envelope of Compensation of Certain                                      

      Senior Management, Responsible                                            

      Officers and the Risk-takers                                             

17    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                    

18    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

--------------------------------------------------------------------------------

 

BUREAU VERITAS                                                                 

 

Ticker:       BVI            Security ID:  F96888114                           

Meeting Date: OCT 18, 2016   Meeting Type: Special                             

Record Date:  OCT 13, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Spin-Off Agreement with Bureau  For       For          Management

      Veritas Marine et Offshore - Registre                                    

      International de Classification de                                       

      Navires et de Plateformes Offshores SAS                                  

2     Approve Spin-Off Agreement with Bureau  For       For          Management

      Veritas GSIT SAS                                                         

3     Approve Spin-Off Agreement with Bureau  For       For          Management

      Veritas Exploitation SAS                                                 

4     Approve Spin-Off Agreement with Bureau  For       For          Management

      Veritas Construction SAS                                                 

5     Approve Spin-Off Agreement with Bureau  For       For          Management

      Veritas Services France SAS                                              

6     Approve Spin-Off Agreement with Bureau  For       For          Management

      Veritas Services SAS                                                      

7     Elect Stephanie Besnier as Director     For       For          Management

8     Elect Claude Ehlinger as Director       For       For          Management

9     Approve Remuneration of Directors in    For       For          Management

      the Aggregate Amount of EUR 700,000                                      

10    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                               

 

 

--------------------------------------------------------------------------------

 

BUREAU VERITAS                                                                 

 

Ticker:       BVI            Security ID:  F96888114                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 11, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.55 per Share                                          

4     Approve Auditors' Special Report on     For       For          Management

      Related-Party Transactions Mentioning                                    

      the Absence of New Transactions                                          

5     Approve Severance Agreement with        For       For          Management

      Didier Michaud-Daniel, CEO                                               

6     Reelect Frederic Lemoine as Director    For       For          Management

7     Reelect Stephane Bacquaert as Director  For       For          Management

8     Reelect Ieda Gomes Yell as Director     For       For          Management

9     Reelect Jean-Michel Ropert as Director  For       For          Management

10    Reelect Lucia Sinapi-Thomas as Director For       For          Management

11    Elect Ana Giros Calpe as Director       For       For          Management

12    Approve Remuneration of Directors in    For       For          Management

      the Aggregate Amount of EUR 1 Million                                    

13    Non-Binding Vote on Compensation of     For       For          Management

      Didier Michaud-Daniel, CEO                                               

14    Approve Remuneration Policy of          For       For          Management

      Frederic Lemoine, Chairman of the                                        

      Board until Mar. 8, 2017                                                 

15    Approve Remuneration Policy of the      For       For          Management

      Chairman of the Board from Mar. 8, 2017                                  

16    Approve Remuneration Policy of CEO      For       For          Management

17    Change Location of Registered Office    For       For          Management

      to Immeuble Newtime, 40/52, Boulevard                                    

      du Parc, 92200 Neuilly-sur-Seine, and                                    

      Amend Article 4 of Bylaws Accordingly                                    

18    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

19    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                             

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 8 Million                                          

20    Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Under Item 19                                                        

21    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

22    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 6 Million for Bonus Issue                                   

      or Increase in Par Value                                                 

23    Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

24    Authorize Capital Increase of Up to     For       For          Management

      EUR 4 Million for Future Exchange                                        

      Offers                                                                   

25    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

26    Set Total Limit for Capital Increase    For       For          Management

      to Result from All Issuance Requests                                     

      at EUR 14 Million                                                        

27    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

--------------------------------------------------------------------------------

 

CHECK POINT SOFTWARE TECHNOLOGIES LTD.                                         

 

Ticker:       CHKP           Security ID:  M22465104                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Reelect Gil Shwed as Director Until     For       For          Management

      the End of the Next Annual General                                       

      Meeting                                                                  

1.2   Reelect Marius Nacht as Director Until  For       For          Management

      the End of the Next Annual General                                       

      Meeting                                                                  

1.3   Reelect Jerry Ungerman as Director      For       For          Management

      Until the End of the Next Annual                                         

      General Meeting                                                          

1.4   Reelect Dan Propper as Director Until   For       For          Management

      the End of the Next Annual General                                       

      Meeting                                                                  

1.5   Reelect David Rubner as Director Until  For       For          Management

      the End of the Next Annual General                                       

      Meeting                                                                  

1.6   Reelect Tal Shavit as Director Until    For       For          Management

      the End of the Next Annual General                                       

      Meeting                                                                  

2.1   Reelect Irwin Federman as External      For       For          Management

      Director for a Three-Year Period                                         

2.2   Reelect Ray Rothrock as External        For       For          Management

      Director for a Three-Year Period                                         

3     Reappoint Kost, Forer, Gabbay &         For       For          Management

      Kasierer as Auditors and Authorize                                       

      Board to Fix Their Remuneration                                          

4     Approve Employment Terms of Gil Shwed,  For       For          Management

      CEO                                                                      

A     Vote FOR if you are a controlling       None      Against      Management

      shareholder or have a personal                                            

      interest in one or several                                               

      resolutions, as indicated in the proxy                                   

      card; otherwise, vote AGAINST. You may                                    

      not abstain. If you vote FOR, please                                     

      provide an explanation to your account                                   

      manager                                                                  

 

 

--------------------------------------------------------------------------------

 

CNH INDUSTRIAL N.V.                                                            

 

Ticker:       CNHI           Security ID:  N20944109                           

Meeting Date: APR 14, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2.a   Discuss Remuneration Report             None      None         Management

2.b   Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

2.c   Adopt Financial Statements              For       For          Management

2.d   Approve Dividends of EUR 0.11 Per Share For       For          Management

2.e   Approve Discharge of Directors          For       For          Management

3.a   Reelect Sergio Marchionne as Executive  For       For          Management

      Director                                                                 

3.b   Reelect Richard J. Tobin as Executive   For       For          Management

      Director                                                                 

3.c   Reelect Mina Gerowin as Non-Executive   For       For          Management

      Director                                                                  

3.d   Reelect Suzanne Heywood as              For       For          Management

      Non-Executive Director                                                   

3.e   Reelect Leo W. Houle as Non- Executive  For       For          Management

      Director                                                                 

3.f   Reelect Peter Kalantzis as Non-         For       For          Management

      Executive Director                                                       

3.g   Reelect John B. Lanaway as Non-         For       For          Management

      Executive Director                                                       

3.h   Reelect Silke C. Scheiber as            For       For          Management

      Non-Executive Director                                                   

3.i   Reelect Guido Tabellini as              For       For          Management

      Non-Executive Director                                                   

3.j   Reelect Jacqueline A.Tammenoms Bakker   For       For          Management

      as Non-Executive Director                                                

3.k   Reelect Jacques Theurillat as           For       For          Management

      Non-Executive Director                                                   

4     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

5     Amend the Non-Executive Directors'      For       For          Management

      Compensation Plan                                                        

6     Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

COMPAGNIE FINANCIERE RICHEMONT SA                                              

 

Ticker:       CFR            Security ID:  H25662182                           

Meeting Date: SEP 14, 2016   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 1.70 per Registered A                                    

      Share and CHF 0.17 per Registered B                                      

      Share                                                                    

3     Approve Discharge of Board of Directors For       For          Management

4.1   Reelect Johann Rupert as Director and   For       For          Management

      Board Chairman                                                           

4.2   Reelect Yves-Andre Istel as Director    For       For          Management

4.3   Reelect Josua Malherbe as Director      For       For          Management

4.4   Reelect Jean-Blaise Eckert as Director  For       For          Management

4.5   Reelect Bernard Fornas as Director      For       For          Management

4.6   Reelect Richard Lepeu as Director       For       For          Management

4.7   Reelect Ruggero Magnoni as Director     For       For          Management

4.8   Reelect Simon Murray as Director        For       For          Management

4.9   Reelect Guillaume Pictet as Director    For       For          Management

4.10  Reelect Norbert Platt as Director       For       For          Management

4.11  Reelect Alan Quasha as Director         For       For          Management

4.12  Reelect Maria Ramos as Director         For       For          Management

4.13  Reelect Lord Renwick of Clifton as      For       For          Management

      Director                                                                 

4.14  Reelect Jan Rupert as Director          For       For          Management

4.15  Reelect Gary Saage as Director          For       For          Management

4.16  Reelect Jurgen Schrempp as Director     For       For          Management

4.17  Reelect The Duke of Wellington as       For       For          Management

      Director                                                                 

4.18  Elect Jeff Moss as Director             For       For          Management

4.19  Elect Cyrille Vigneron as Director      For       For          Management

5.1   Appoint Lord Renwick of Clifton as      For       For          Management

      Member of the Compensation Committee                                     

5.2   Appoint Yves Andre Istel as Member of   For       For          Management

      the Compensation Committee                                               

5.3   Appoint The Duke of Wellington as       For       For          Management

      Member of the Compensation Committee                                     

6     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditor                                                                  

7     Designate Francoise Demierre Morand     For       For          Management

      Independent Proxy                                                        

8.1   Approve Maximum Remuneration of Board   For       For          Management

      of Directors in the Amount of CHF 7.4                                    

      Million                                                                  

8.2   Approve Maximum Fixed Remuneration of   For       For          Management

      Senior Executive Committee in the                                        

      Amount of CHF 9.9 Million                                                

8.3   Approve Maximum Variable Remuneration   For       For          Management

      of Senior Executive Committee in the                                     

      Amount of CHF 16.4 Million                                                

9     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

CONTINENTAL AG                                                                  

 

Ticker:       CON            Security ID:  D16212140                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  APR 06, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                         

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 4.25 per Share                                          

3.1   Approve Discharge of Management Board   For       For          Management

      Member Elmar Degenhart for Fiscal 2016                                   

3.2   Approve Discharge of Management Board   For       For          Management

      Member Jose Avila for Fiscal 2016                                        

3.3   Approve Discharge of Management Board   For       For          Management

      Member Ralf Cramer for Fiscal 2016                                       

3.4   Approve Discharge of Management Board   For       For          Management

      Member Hans-Juergen Duensing for                                         

      Fiscal 2016                                                              

3.5   Approve Discharge of Management Board   For       For          Management

      Member Frank Jourdan for Fiscal 2016                                     

3.6   Approve Discharge of Management Board   For       For          Management

      Member Helmut Matschi for Fiscal 2016                                    

3.7   Approve Discharge of Management Board   For       For          Management

      Member Ariane Reinhart for Fiscal 2016                                   

3.8   Approve Discharge of Management Board   For       For          Management

      Member Wolfgang Schaefer for Fiscal                                      

      2016                                                                     

3.9   Approve Discharge of Management Board   For       For          Management

      Member Nikolai Setzer for Fiscal 2016                                    

4.1   Approve Discharge of Supervisory Board  For       For          Management

      Member Wolfgang Reitzle for Fiscal 2016                                   

4.2   Approve Discharge of Supervisory Board  For       For          Management

      Member Gunter Dunkel for Fiscal 2016                                     

4.3   Approve Discharge of Supervisory Board  For       For          Management

      Member Hans Fischl for Fiscal 2016                                       

4.4   Approve Discharge of Supervisory Board  For       For          Management

      Member Peter Gutzmer for Fiscal 2016                                     

4.5   Approve Discharge of Supervisory Board  For       For          Management

      Member Peter Hausmann for Fiscal 2016                                    

4.6   Approve Discharge of Supervisory Board  For       For          Management

      Member Michael Iglhaut for Fiscal 2016                                   

4.7   Approve Discharge of Supervisory Board  For       For          Management

      Member Klaus Mangold for Fiscal 2016                                     

4.8   Approve Discharge of Supervisory Board  For       For          Management

      Member Hartmut Meine for Fiscal 2016                                     

4.9   Approve Discharge of Supervisory Board  For       For          Management

      Member Sabine Neuss for Fiscal 2016                                      

4.10  Approve Discharge of Supervisory Board  For       For          Management

      Member Rolf Nonnenmacher for Fiscal                                      

      2016                                                                      

4.11  Approve Discharge of Supervisory Board  For       For          Management

      Member Dirk Nordmann for Fiscal 2016                                     

4.12  Approve Discharge of Supervisory Board  For       For          Management

      Member Klaus Rosenfeld for Fiscal 2016                                   

4.13  Approve Discharge of Supervisory Board  For       For          Management

      Member Georg Schaeffler for Fiscal 2016                                   

4.14  Approve Discharge of Supervisory Board  For       For          Management

      Member Maria-Elisabeth                                                   

      Schaeffler-Thumann for Fiscal 2016                                        

4.15  Approve Discharge of Supervisory Board  For       For          Management

      Member Joerg Schoenfelder for Fiscal                                     

      2016                                                                     

4.16  Approve Discharge of Supervisory Board  For       For          Management

      Member Stefan Scholz for Fiscal 2016                                     

4.17  Approve Discharge of Supervisory Board  For       For          Management

      Member Kirsten Voerkel for Fiscal 2016                                   

4.18  Approve Discharge of Supervisory Board  For       For          Management

      Member Elke Volkmann for Fiscal 2016                                     

4.19  Approve Discharge of Supervisory Board  For       For          Management

      Member Erwin Woerle for Fiscal 2016                                      

4.20  Approve Discharge of Supervisory Board  For       For          Management

      Member Siegfried Wolf for Fiscal 2016                                    

5     Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                     

6     Approve Remuneration System for         For       For          Management

      Management Board Members                                                 

 

 

--------------------------------------------------------------------------------

 

CREDIT SUISSE GROUP AG                                                          

 

Ticker:       CSGN           Security ID:  H3698D419                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Receive Financial Statements and        None      None         Management

      Statutory Reports (Non-Voting)                                            

1.2   Approve Remuneration Report             For       For          Management

1.3   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3.1   Approve Allocation of Income            For       For          Management

3.2   Approve Dividends of CHF 0.70 per       For       For          Management

      Share from Capital Contribution                                          

      Reserves                                                                 

4.1   Approve Maximum Remuneration of Board   For       For          Management

      of Directors in the Amount of CHF 12.0                                   

      Million                                                                  

4.2a  Approve Short-Term Variable             For       For          Management

      Remuneration of Executive Committee in                                   

      the Amount of CHF 17 Million                                             

4.2b  Approve Maximum Fixed Remuneration of   For       For          Management

      Executive Committee in the Amount of                                     

      CHF 31 Million                                                           

4.2c  Approve Maximum Long-Term Variable      For       For          Management

      Remuneration of Executive Committee in                                   

      the Amount of CHF 31.2 Million                                           

5     Approve Amendment of Pool of            For       For          Management

      Authorized Capital with or without                                       

      Preemptive Rights for Stock or Scrip                                     

      Dividends                                                                 

6.1a  Reelect Urs Rohner as Director and      For       For          Management

      Board Chairman                                                           

6.1b  Reelect Iris Bohnet as Director         For       For          Management

6.1c  Reelect Alexander Gut as Director       For       For          Management

6.1d  Reelect Andreas Koopmann as Director    For       For          Management

6.1e  Reelect Seraina Macia as Director       For       For          Management

6.1f  Reelect Kai Nargolwala as Director      For       For          Management

6.1g  Reelect Joaquin Ribeiro as Director     For       For          Management

6.1h  Reelect Severin Schwan as Director      For       For          Management

6.1i  Reelect Richard Thornburgh as Director  For       For          Management

6.1j  Reelect John Tiner as Director          For       For          Management

6.1k  Reelect Andreas Gottschling as Director For       For          Management

6.1l  Reelect Alexandre Zeller as Director    For       For          Management

6.2a  Appoint Iris Bohnet as Member of the    For       For          Management

      Compensation Committee                                                   

6.2b  Appoint Andreas Koopmann as Member of   For       For          Management

      the Compensation Committee                                               

6.2c  Appoint Kai Nargolwala as Member of     For       For          Management

      the Compensation Committee                                               

6.2d  Appoint Alexandre Zeller as Member of   For       For          Management

      the Compensation Committee                                               

6.3   Ratify KPMG AG as Auditors              For       For          Management

6.4   Designate BDO AG as Special Auditor     For       For          Management

6.5   Designate Andreas Keller as             For       For          Management

      Independent Proxy                                                         

7.1   Transact Other Business: Proposals by   None      Against      Management

      Shareholders (Voting)                                                    

7.2   Transact Other Business: Proposals by   None      Against      Management

      the Board of Directors (Voting)                                          

 

 

--------------------------------------------------------------------------------

 

CREDIT SUISSE GROUP AG                                                          

 

Ticker:       CSGN           Security ID:  H3698D419                           

Meeting Date: MAY 18, 2017   Meeting Type: Special                             

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve CHF 16.2 Million Share Capital  For       For          Management

      Increase with Preemptive Rights                                          

2     Transact Other Business: Proposals by   None      Against      Management

      Shareholders (Voting)                                                    

3     Transact Other Business: Proposals by   None      Against      Management

      the Board of Directors (Voting)                                          

 

 

--------------------------------------------------------------------------------

 

DAIMLER AG                                                                     

 

Ticker:       DAI            Security ID:  D1668R123                           

Meeting Date: MAR 29, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                              

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 3.25 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                           

5.1   Ratify KPMG AG as Auditors for Fiscal   For       For          Management

      2017                                                                     

5.2   Ratify KPMG AG as Auditors for the      For       For          Management

      2018 Interim Financial Statements                                        

      Until the 2018 AGM                                                       

6.1   Elect Clemens Boersig to the            For       For          Management

      Supervisory Board                                                        

6.2   Elect Bader Mohammad Al Saad to the     For       For          Management

      Supervisory Board                                                        

7     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                    

8     Amend Articles Re: Participation and    For       For          Management

      Voting at Shareholder Meetings                                           

 

 

--------------------------------------------------------------------------------

 

DAIWA SECURITIES GROUP INC.                                                    

 

Ticker:       8601           Security ID:  J11718111                           

Meeting Date: JUN 28, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Hibino, Takashi          For       For          Management

1.2   Elect Director Nakata, Seiji            For       For          Management

1.3   Elect Director Nishio, Shinya           For       For          Management

1.4   Elect Director Takahashi, Kazuo         For       For          Management

1.5   Elect Director Matsui, Toshihiro        For       For          Management

1.6   Elect Director Tashiro, Keiko           For       For          Management

1.7   Elect Director Komatsu, Mikita          For       For          Management

1.8   Elect Director Matsuda, Morimasa        For       For          Management

1.9   Elect Director Matsubara, Nobuko        For       For          Management

1.10  Elect Director Tadaki, Keiichi          For       For          Management

1.11  Elect Director Onodera, Tadashi         For       For          Management

1.12  Elect Director Ogasawara, Michiaki      For       Against      Management

1.13  Elect Director Takeuchi, Hirotaka       For       For          Management

1.14  Elect Director Nishikawa, Ikuo          For       For          Management

2     Approve Deep Discount Stock Option      For       For          Management

      Plan and Stock Option Plan                                               

 

 

--------------------------------------------------------------------------------

 

DANONE                                                                         

 

Ticker:       BN             Security ID:  F12033134                           

Meeting Date: APR 27, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.70 per Share                                           

4     Approve Stock Dividend Program          For       For          Management

5     Reelect Gaelle Olivier as Director      For       For          Management

6     Reelect Isabelle Seillier as Director   For       For          Management

7     Reelect Jean-Michel Severino as         For       For          Management

      Director                                                                 

8     Reelect Lionel Zinsou-Derlin as         For       For          Management

      Director                                                                 

9     Elect Gregg L. Engles as Director       For       For          Management

10    Approve Transaction with J.P. Morgan    For       For          Management

11    Non-Binding Vote on Compensation of     For       For          Management

      Franck Riboud, Chairman                                                  

12    Non-Binding Vote on Compensation of     For       For          Management

      Emmanuel Faber, CEO                                                       

13    Approve Remuneration Policy of Chairman For       For          Management

14    Approve Remuneration Policy of          For       For          Management

      Executive Officers                                                        

15    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

16    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 57 Million                                          

17    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights with  Binding                                           

      Priority Right up to Aggregate Nominal                                   

      Amount of EUR 16 Million                                                 

18    Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

19    Authorize Capital Increase of Up to     For       For          Management

      EUR 16 Million for Future Exchange                                       

      Offers                                                                   

20    Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

21    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 41 Million for Bonus                                        

      Issue or Increase in Par Value                                           

22    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

23    Authorize up to 0.2 Percent of Issued   For       For          Management

      Capital for Use in Restricted Stock                                      

      Plans                                                                    

24    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

25    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

--------------------------------------------------------------------------------

 

DIAGEO PLC                                                                     

 

Ticker:       DGE            Security ID:  G42089113                           

Meeting Date: SEP 21, 2016   Meeting Type: Annual                               

Record Date:  SEP 19, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Peggy Bruzelius as Director    For       For          Management

5     Re-elect Lord Davies of Abersoch as     For       For          Management

      Director                                                                 

6     Re-elect Ho KwonPing as Director        For       For          Management

7     Re-elect Betsy Holden as Director       For       For          Management

8     Re-elect Dr Franz Humer as Director     For       For          Management

9     Re-elect Nicola Mendelsohn as Director  For       For          Management

10    Re-elect Ivan Menezes as Director       For       For          Management

11    Re-elect Philip Scott as Director       For       For          Management

12    Re-elect Alan Stewart as Director       For       For          Management

13    Elect Javier Ferran as Director         For       For          Management

14    Elect Kathryn Mikells as Director       For       For          Management

15    Elect Emma Walmsley as Director         For       For          Management

16    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

17    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

 

 

--------------------------------------------------------------------------------

 

EXOR N.V.                                                                      

 

Ticker:       EXO            Security ID:  N3139K108                           

Meeting Date: MAY 30, 2017   Meeting Type: Annual                              

Record Date:  MAY 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2a    Receive Report of Management Board      None      None         Management

      (Non-Voting)                                                             

2b    Discuss Remuneration Report             None      None         Management

2c    Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

2d    Adopt Financial Statements              For       For          Management

2e    Approve Dividends of EUR 0.35 Per Share For       For          Management

3a    Ratify Ernst and Young as Auditors      For       For          Management

3b    Amend Remuneration Policy               For       For          Management

4a    Approve Discharge of Executive          For       For          Management

      Directors                                                                

4b    Approve Discharge of Non-Executive      For       For          Management

      Directors                                                                

5     Reelect John Elkann as Executive        For       For          Management

      Director                                                                  

6a    Reelect Marc Bolland as Non-Executive   For       For          Management

      Director                                                                 

6b    Reelect Sergio Marchionne as            For       For          Management

      Non-Executive Director                                                   

6c    Elect Alessandro Nasi as Non-Executive  For       For          Management

      Director                                                                 

6d    Elect Andrea Agnelli  as Non-Executive  For       For          Management

      Director                                                                 

6e    Elect Niccolo Camerana as               For       For          Management

      Non-Executive Director                                                   

6f    Elect Ginevra Elkann as Non-Executive   For       For          Management

      Director                                                                 

6g    Elect Anne Marianne Fentener van        For       For          Management

      Vlissingen as Non-Executive Director                                     

6h    Elect Antonio Mota de Sausa Horta       For       For          Management

      Osorio as Non-Executive Director                                          

6i    Elect Lupo Rattazzi  as Non-Executive   For       For          Management

      Director                                                                 

6j    Elect Robert Speyer as Non-Executive    For       For          Management

      Director                                                                 

6k    Elect Michelangelo Volpi as             For       For          Management

      Non-Executive Director                                                    

6l    Elect Ruth Wertheimer as Non-Executive  For       For          Management

      Director                                                                 

6m    Elect Melissa Bethell as Non-Executive  For       For          Management

      Director                                                                 

6n    Elect Laurence Debroux as               For       For          Management

      Non-Executive Director                                                   

7a    Authorize Repurchase of Shares          For       For          Management

7b    Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                   

8     Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

EXOR S.P.A.                                                                    

 

Ticker:       EXO            Security ID:  T3833E113                           

Meeting Date: SEP 03, 2016   Meeting Type: Special                             

Record Date:  AUG 25, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve a Merger with Exor Holding NV   For       For          Management

2     Authorize Share Repurchase Program and  For       For          Management

      Reissuance of Repurchased Shares                                         

 

 

--------------------------------------------------------------------------------

 

EXPERIAN PLC                                                                   

 

Ticker:       EXPN           Security ID:  G32655105                           

Meeting Date: JUL 20, 2016   Meeting Type: Annual                              

Record Date:  JUL 18, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Elect Luiz Fleury as Director           For       For          Management

4     Re-elect Brian Cassin as Director       For       For          Management

5     Re-elect Roger Davis as Director        For       For          Management

6     Re-elect Deirdre Mahlan as Director     For       For          Management

7     Re-elect Lloyd Pitchford as Director    For       For          Management

8     Re-elect Don Robert as Director         For       For          Management

9     Re-elect George Rose as Director        For       For          Management

10    Re-elect Paul Walker as Director        For       For          Management

11    Re-elect Kerry Williams as Director     For       For          Management

12    Appoint KPMG LLP as Auditors            For       For          Management

13    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

14    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

15    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

 

 

--------------------------------------------------------------------------------

 

G4S PLC                                                                         

 

Ticker:       GFS            Security ID:  G39283109                           

Meeting Date: MAY 25, 2017   Meeting Type: Annual                              

Record Date:  MAY 23, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Policy             For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Elect Steve Mogford as Director         For       For          Management

6     Elect Ian Springett as Director         For       For          Management

7     Elect Barbara Thoralfsson as Director   For       For          Management

8     Re-elect Ashley Almanza as Director     For       For          Management

9     Re-elect John Connolly as Director      For       For          Management

10    Re-elect John Daly as Director          For       For          Management

11    Re-elect Winnie Kin Wah Fok as Director For       For          Management

12    Re-elect Paul Spence as Director        For       For          Management

13    Re-elect Clare Spottiswoode as Director For       For          Management

14    Re-elect Tim Weller as Director         For       For          Management

15    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

16    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

17    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

21    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

22    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

GLENCORE PLC                                                                   

 

Ticker:       GLEN           Security ID:  G39420107                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  MAY 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Reduction of the Company's      For       For          Management

      Capital Contribution Reserves                                             

3     Re-elect Anthony Hayward as Director    For       For          Management

4     Re-elect Leonhard Fischer as Director   For       For          Management

5     Re-elect Ivan Glasenberg as Director    For       For          Management

6     Re-elect Peter Coates as Director       For       For          Management

7     Re-elect John Mack as Director          For       For          Management

8     Re-elect Peter Grauer as Director       For       For          Management

9     Re-elect Patrice Merrin as Director     For       For          Management

10    Approve Remuneration Report             For       For          Management

11    Approve Remuneration Policy             For       For          Management

12    Reappoint Deloitte LLP as Auditors      For       For          Management

13    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

14    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

15    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

 

 

--------------------------------------------------------------------------------

 

H & M HENNES & MAURITZ                                                         

 

Ticker:       HM B           Security ID:  W41422101                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual                              

Record Date:  MAY 04, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Elect Chairman of Meeting               For       For          Management

3     Receive President's Report              None      None         Management

4     Prepare and Approve List of             For       For          Management

      Shareholders                                                             

5     Approve Agenda of Meeting               For       For          Management

6     Designate Inspector(s) of Minutes of    For       For          Management

      Meeting                                                                  

7     Acknowledge Proper Convening of Meeting For       For          Management

8a    Receive Financial Statements and        None      None         Management

      Statutory Reports                                                        

8b    Receive Auditor's Statement, and        None      None         Management

      Statement By Chairman of Audit                                           

      Committee                                                                

8c    Receive Board's Report                  None      None         Management

8d    Receive Nominating Committee's Report   None      None         Management

9a    Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

9b    Approve Allocation of Income and        For       For          Management

      Dividends of SEK 9.75 Per Share                                          

9c    Approve Discharge of Board and          For       For          Management

      President                                                                 

10    Determine Number of Members (7) and     For       For          Management

      Deputy Members (0) of Board; Determine                                   

      Number of Auditors (1) and Deputy                                         

      Auditors (0)                                                             

11    Approve Remuneration of Directors in    For       For          Management

      the Amount of SEK 1.7 Million for                                         

      Chairman, and SEK 600,000 for Other                                      

      Directors; Approve Remuneration for                                      

      Committee Work; Approve Remuneration                                     

      of Auditors                                                              

12.1  Reelect Stina Bergfors as Director      For       For          Management

12.2  Reelect Anders Dahlvig as Director      For       For          Management

12.3  Reelect Lena Patriksson Keller as       For       For          Management

      Director                                                                 

12.4  Reelect Stefan Persson (Chairman) as    For       For          Management

      Director                                                                 

12.5  Reelect Christian Sievert as Director   For       For          Management

12.6  Reelect Erica Wiking Hager as Director  For       For          Management

12.7  Reelect Niklas Zennstrom as Director    For       For          Management

13    Ratify Ernst & Young as Auditors        For       For          Management

14    Authorize Chairman of Board and         For       Against      Management

      Representatives of Four of Company's                                     

      Largest Shareholders to Serve on                                         

      Nominating Committee                                                     

15    Approve Remuneration Policy And Other   For       For          Management

      Terms of Employment For Executive                                        

      Management                                                               

16.1  Adopt a Zero Vision Regarding Anorexia  None      Against      Shareholder

      Within the Industry                                                      

16.2  Instruct the Board to Appoint a         None      Against      Shareholder

      Working Group to Realize This Zero                                        

      Vision on Anorexia                                                       

16.3  Instruct the Board to Yearly Report to  None      Against      Shareholder

      the AGM in Writing the Progress                                           

      Concerning Anorexia Within the Industry                                  

16.4  Adopt a Vision for Absolute Gender      None      Against      Shareholder

      Equality on All Levels Within the                                        

      Company                                                                  

16.5  Instruct the Board to Set Up a Working  None      Against      Shareholder

      Group Concerning Gender and Ethnicity                                    

      Diversification Within the Company                                       

16.6  Require the Results from the Working    None      Against      Shareholder

      Group Concerning Item 16.5 to be                                         

      Reported to the AGM                                                       

16.7  Request Board to Take Necessary Action  None      Against      Shareholder

      to Create a Shareholders' Association                                    

16.8  Prohibit Directors from Being Able to   None      Against      Shareholder

      Invoice Director's Fees via Swedish                                      

      and Foreign Legal Entities                                               

16.9  Request Board to Propose to the         None      Against      Shareholder

      Swedish Government to Draw Attention                                     

      to the Need for a Change in the Rules                                    

      in the Area Regarding Invoicing                                           

16.10 Instruct the Nomination Committee to    None      Against      Shareholder

      Pay Extra Attention to Questions                                         

      Concerning Ethics, Gender, and                                           

      Ethnicity                                                                

16.11 Request Board to Propose to the         None      Against      Shareholder

      Swedish Government to Draw Attention                                     

      to the Need for Introducing a                                            

      "Politician Quarantine"                                                  

16.12 Instruct the Board to Prepare a         None      Against      Shareholder

      Proposal for the Representation of                                       

      Small- and Midsized Shareholders in                                      

      the Board and Nomination Committee                                       

16.13 Instruct the Board to Propose to the    None      Against      Shareholder

      Swedish Government to Draw Attention                                     

      to Need of Abolishment of Law Allowing                                   

      Possibility of So-Called Graduated                                        

      Voting Rights                                                            

17.1  Amend Articles of Association: Both     None      Against      Shareholder

      Class A Shares and Class B Shares are                                     

      Entitled to One Vote Each                                                

17.2  Amend Articles Re: Former Politicians   None      Against      Shareholder

      on the Board of Directors                                                

18    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

HONDA MOTOR CO. LTD.                                                           

 

Ticker:       7267           Security ID:  J22302111                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 24                                                 

2     Amend Articles to Abolish Board         For       For          Management

      Structure with Statutory Auditors -                                      

      Adopt Board Structure with Audit                                         

      Committee - Amend Provisions on Number                                    

      of Directors - Authorize Directors to                                    

      Execute Day to Day Operations without                                    

      Full Board Approval                                                       

3.1   Elect Director Hachigo, Takahiro        For       Against      Management

3.2   Elect Director Kuraishi, Seiji          For       Against      Management

3.3   Elect Director Matsumoto, Yoshiyuki     For       Against      Management

3.4   Elect Director Mikoshiba, Toshiaki      For       Against      Management

3.5   Elect Director Yamane, Yoshi            For       Against      Management

3.6   Elect Director Takeuchi, Kohei          For       Against      Management

3.7   Elect Director Kunii, Hideko            For       Against      Management

3.8   Elect Director Ozaki, Motoki            For       Against      Management

3.9   Elect Director Ito, Takanobu            For       Against      Management

4.1   Elect Director and Audit Committee      For       Against      Management

      Member Yoshida, Masahiro                                                 

4.2   Elect Director and Audit Committee      For       Against      Management

      Member Suzuki, Masafumi                                                  

4.3   Elect Director and Audit Committee      For       Against      Management

      Member Hiwatari, Toshiaki                                                

4.4   Elect Director and Audit Committee      For       Against      Management

      Member Takaura, Hideo                                                    

4.5   Elect Director and Audit Committee      For       Against      Management

      Member Tamura, Mayumi                                                     

5     Approve Compensation Ceiling for        For       Against      Management

      Directors Who Are Not Audit Committee                                    

      Members                                                                   

6     Approve Compensation Ceiling for        For       Against      Management

      Directors Who Are Audit Committee                                        

      Members                                                                   

 

 

--------------------------------------------------------------------------------

 

INFOSYS LTD.                                                                   

 

Ticker:       INFY           Security ID:  456788108                           

Meeting Date: APR 05, 2017   Meeting Type: Special                             

Record Date:  MAR 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Revision in Compensation of U   For       Against      Management

      B Pravin Rao as Chief Operating                                          

      Officer & Whole-time Director                                            

2     Elect D N Prahlad as Independent        For       For          Management

      Director                                                                 

3     Adopt New Articles of Association       For       For          Management

 

 

--------------------------------------------------------------------------------

 

INFOSYS LTD.                                                                   

 

Ticker:       INFY           Security ID:  456788108                           

Meeting Date: JUN 24, 2017   Meeting Type: Annual                              

Record Date:  JUN 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Confirm Interim Dividend and Declare    For       For          Management

      Final Dividend                                                            

3     Reelect U. B. Pravin Rao as Director    For       For          Management

4     Approve Deloitte Haskins & Sells LLP,   For       For          Management

      Chartered Accountants as Statutory                                        

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

5     Approve Branch Auditors and Authorize   For       For          Management

      Board to Fix Their Remuneration                                          

 

 

--------------------------------------------------------------------------------

 

INTESA SANPAOLO SPA                                                            

 

Ticker:       ISP            Security ID:  T55067101                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.a   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.b   Approve Allocation of Income            For       For          Management

2.a   2017 Remuneration Policies for          For       For          Management

      Employees and Non-Employed Staff                                         

2.b   Extend Maximum Variable Compensation    For       For          Management

      Ratio to All Risk Takers Who Are Not                                     

      Part of Corporate Control Functions                                      

2.c   Approve Severance Payments Policy       For       For          Management

2.d   Approve Incentive Bonus Plan            For       For          Management

2.e   Authorize Share Repurchase Program and  For       For          Management

      Reissuance of Repurchased Shares to                                       

      Service Incentive Bonus Plan                                             

 

 

--------------------------------------------------------------------------------

 

KERING                                                                          

 

Ticker:       KER            Security ID:  F5433L103                           

Meeting Date: APR 27, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 4.60 per Share                                          

4     Reelect Francois-Henri Pinault as       For       For          Management

      Director                                                                 

5     Reelect Jean-Francois Palus as Director For       For          Management

6     Reelect Patricia Barbizet as Director   For       For          Management

7     Reelect Baudouin Prot as Director       For       For          Management

8     Approve Remuneration Policy for         For       For          Management

      Executive Officers                                                       

9     Non-Binding Vote on Compensation of     For       For          Management

      Francois-Henri Pinault, CEO                                               

10    Non-Binding Vote on Compensation of     For       For          Management

      Jean-Francois Palus, Vice-CEO                                            

11    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

12    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

13    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 200 Million                                        

14    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 200 Million for Bonus                                       

      Issue or Increase in Par Value                                           

15    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 50 Million                                         

16    Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities for up to 20                                    

      Percent of Issued Capital Per Year                                       

      Reserved for Qualified Investors or                                      

      Restricted Number of Investors, up to                                     

      Aggregate Nominal Amount of EUR 50                                       

      Million                                                                  

17    Authorize Board to Set Issue Price for  For       For          Management

      5 Percent Per Year of Issued Capital                                     

      Pursuant to Issue Authority without                                      

      Preemptive Rights under Items 15 and 16                                   

18    Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote under Items 13 and 15-16                                            

19    Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

20    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

21    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

--------------------------------------------------------------------------------

 

KOMATSU LTD.                                                                   

 

Ticker:       6301           Security ID:  J35759125                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 29                                                  

2.1   Elect Director Noji, Kunio              For       For          Management

2.2   Elect Director Ohashi, Tetsuji          For       For          Management

2.3   Elect Director Fujitsuka, Mikio         For       For          Management

2.4   Elect Director Kuromoto, Kazunori       For       For          Management

2.5   Elect Director Mori, Masanao            For       For          Management

2.6   Elect Director Oku, Masayuki            For       For          Management

2.7   Elect Director Yabunaka, Mitoji         For       For          Management

2.8   Elect Director Kigawa, Makoto           For       For          Management

3.1   Appoint Statutory Auditor Matsuo,       For       For          Management

      Hironobu                                                                 

3.2   Appoint Statutory Auditor Ono, Kotaro   For       For          Management

4     Approve Annual Bonus                    For       For          Management

5     Approve Deep Discount Stock Option Plan For       For          Management

 

 

--------------------------------------------------------------------------------

 

KONINKLIJKE PHILIPS NV                                                         

 

Ticker:       PHIA           Security ID:  N7637U112                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     President's Speech                      None      None         Management

2a    Discuss Remuneration Report             None      None         Management

2b    Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

2c    Adopt Financial Statements              For       For          Management

2d    Approve Dividends of EUR 0.80  Per      For       For          Management

      Share                                                                    

2e    Approve Discharge of Management Board   For       For          Management

2f    Approve Discharge of Supervisory Board  For       For          Management

3a    Amend the Remuneration Policy of the    For       For          Management

      Management Board                                                         

3b    Amend Restricted Stock Plan             For       For          Management

4a    Reelect J. van der Veer to Supervisory  For       For          Management

      Board                                                                    

4b    Reelect C.A. Poon to Supervisory Board  For       For          Management

5     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                    

6.a   Grant Board Authority to Issue Shares   For       For          Management

      Up To 10 Percent of Issued Capital                                       

      Plus Additional 10 Percent in Case of                                    

      Takeover/Merger                                                          

6.b   Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Issuances under Item 6a                                      

7     Authorize Repurchase of Shares          For       For          Management

8     Approve Cancellation of Repurchased     For       For          Management

      Shares                                                                   

9     Other Business (Non-Voting)             None      None         Management

 

 

--------------------------------------------------------------------------------

 

KUEHNE & NAGEL INTERNATIONAL AG                                                

 

Ticker:       KNIN           Security ID:  H4673L145                           

Meeting Date: MAY 09, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 5.50 per Share                                           

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

4.1a  Reelect Renato Fassbind as Director     For       For          Management

4.1b  Reelect Juergen Fitschen as Director    For       For          Management

4.1c  Reelect Karl Gernandt as Director       For       For          Management

4.1d  Reelect Klaus-Michael Kuehne as         For       For          Management

      Director                                                                 

4.1e  Reelect Hans Lerch as Director          For       For          Management

4.1f  Reelect Thomas Staehelin as Director    For       For          Management

4.1g  Reelect Hauke Stars as Director         For       For          Management

4.1h  Reelect Martin Wittig as Director       For       For          Management

4.1i  Reelect Joerg Wolle as Director         For       For          Management

4.2   Reelect Joerg Wolle as Board Chairman   For       For          Management

4.3a  Appoint Karl Gernandt as Member of the  For       For          Management

      Compensation Committee                                                   

4.3b  Appoint Klaus-Michael Kuehne as Member  For       For          Management

      of the Compensation Committee                                            

4.3c  Appoint Hans Lerch as Member of the     For       For          Management

      Compensation Committee                                                    

4.4   Designate Kurt Gubler as Independent    For       For          Management

      Proxy                                                                    

4.5   Ratify Ernst & Young AG as Auditors     For       For          Management

5.1   Approve Remuneration Report             For       For          Management

5.2   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 6 Million                                               

5.3   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 21                                        

      Million                                                                  

6     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

LAFARGEHOLCIM LTD.                                                             

 

Ticker:       LHN            Security ID:  H4768E105                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3.1   Approve Allocation of Income            For       For          Management

3.2   Approve Dividends of CHF 2.00 per Share For       For          Management

4.1a  Reelect Beat Hess as Director and       For       For          Management

      Board Chairman                                                            

4.1b  Reelect Bertrand Colomb as Director     For       For          Management

4.1c  Reelect Paul Desmarais as Director      For       For          Management

4.1d  Reelect Oscar Fanjul as Director        For       For          Management

4.1e  Reelect Gerard Lamarche as Director     For       For          Management

4.1f  Reelect Adrian Loader as Director       For       For          Management

4.1g  Reelect Juerg Oleas as Director         For       For          Management

4.1h  Reelect Nassef Sawiris as Director      For       For          Management

4.1i  Reelect Thomas Schmidheiny as Director  For       For          Management

4.1j  Reelect Hanne Sorensen as Director      For       For          Management

4.1k  Reelect Dieter Spaelti as Director      For       For          Management

4.2   Elect Patrick Kron as Director          For       For          Management

4.3.1 Reappoint Paul Desmarais as Member of   For       For          Management

      the Compensation Committee                                               

4.3.2 Reappoint Oscar Fanjul as Member of     For       For          Management

      the Compensation Committee                                               

4.3.3 Reappoint Adrian Loader as Member of    For       For          Management

      the Compensation Committee                                               

4.3.4 Reappoint Nassef Sawiris as Member of   For       For          Management

      the Compensation Committee                                               

4.3.5 Reappoint Hanne Sorensen as Member of   For       For          Management

      the Compensation Committee                                               

4.4.1 Ratify Deloitte AG as Auditors          For       For          Management

4.4.2 Designate Thomas Ris as Independent     For       For          Management

      Proxy                                                                    

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 5.4 Million                                            

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 40.5                                       

      Million                                                                  

6     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

LLOYDS BANKING GROUP PLC                                                       

 

Ticker:       LLOY           Security ID:  G5533W248                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                               

Record Date:  MAY 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Re-elect Lord Blackwell as Director     For       For          Management

3     Re-elect Juan Colombas as Director      For       For          Management

4     Re-elect George Culmer as Director      For       For          Management

5     Re-elect Alan Dickinson as Director     For       For          Management

6     Re-elect Anita Frew as Director         For       For          Management

7     Re-elect Simon Henry as Director        For       For          Management

8     Re-elect Antonio Horta-Osorio as        For       For          Management

      Director                                                                 

9     Re-elect Deborah McWhinney as Director  For       For          Management

10    Re-elect Nick Prettejohn as Director    For       For          Management

11    Re-elect Stuart Sinclair as Director    For       For          Management

12    Re-elect Sara Weller as Director        For       For          Management

13    Approve Remuneration Policy             For       For          Management

14    Approve Remuneration Report             For       For          Management

15    Approve Final Dividend                  For       For          Management

16    Approve Special Dividend                For       For          Management

17    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                               

18    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

19    Approve Sharesave Scheme                For       For          Management

20    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

21    Approve Re-designation of Limited       For       For          Management

      Voting Shares                                                            

22    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

23    Authorise Issue of Equity in Relation   For       For          Management

      to the Issue of Regulatory Capital                                       

      Convertible Instruments                                                  

24    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

25    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

26    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Relation to the                                    

      Issue of Regulatory Capital                                              

      Convertible Instruments                                                   

27    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

28    Authorise Market Purchase of            For       For          Management

      Preference Shares                                                        

29    Adopt New Articles of Association       For       For          Management

30    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

LVMH MOET HENNESSY LOUIS VUITTON                                                

 

Ticker:       MC             Security ID:  F58485115                           

Meeting Date: APR 13, 2017   Meeting Type: Annual/Special                      

Record Date:  APR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Auditors' Special Report on     For       Against      Management

      Related-Party Transactions                                               

4     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 4.00 per Share                                          

5     Reelect Delphine Arnault as Director    For       For          Management

6     Reelect Nicolas Bazire as Director      For       For          Management

7     Reelect Antonio Belloni as Director     For       For          Management

8     Reelect Diego Della Valle as Director   For       For          Management

9     Reelect Marie-Josee Kravis as Director  For       For          Management

10    Reelect Marie-Laure Sauty de Chalon as  For       For          Management

      Director                                                                  

11    Appoint Pierre Gode as Censor           For       For          Management

12    Appoint Albert Frere as Censor          For       For          Management

13    Renew Appointment of Paolo Bulgari as   For       For          Management

      Censor                                                                   

14    Non-Binding Vote on Compensation of     For       Against      Management

      Bernard Arnault, CEO and Chairman                                         

15    Non-Binding Vote on Compensation of     For       Against      Management

      Antonio Belloni, Vice-CEO                                                

16    Approve Remuneration Policy for         For       For          Management

      Executive Corporate Officers                                             

17    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

18    Authorize Capitalization of Reserves    For       Against      Management

      of Up to EUR 50 Million for Bonus                                        

      Issue or Increase in Par Value                                           

19    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

20    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 50 Million                                         

21    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 50 Million                                          

22    Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities for up to 20                                    

      Percent of Issued Capital Per Year for                                    

      Private Placements, up to Aggregate                                      

      Nominal Amount of EUR 50 Million                                         

23    Authorize Board to Set Issue Price for  For       Against      Management

      10 Percent Per Year of Issued Capital                                    

      Pursuant to Issue Authority without                                      

      Preemptive Rights                                                         

24    Authorize Board to Increase Capital in  For       Against      Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

25    Authorize Capital Increase of Up to     For       Against      Management

      EUR 50 Million for Future Exchange                                       

      Offers                                                                    

26    Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                     

27    Authorize up to 1 Percent of Issued     For       Against      Management

      Capital for Use in Stock Option Plans                                    

28    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

29    Set Total Limit for Capital Increase    For       For          Management

      to Result from Item 19 of the 2016 AGM                                   

      and All Issuance Requests Above at EUR                                   

      50 Million                                                               

30    Amend Articles 4 and 23 of Bylaws Re:   For       Against      Management

      Headquarters, Double Voting Rights,                                      

      and Powers of the Extraordinary                                          

      General Meeting                                                           

31    Delegate Power to the Board of          For       Against      Management

      Directors to Amend the Bylaws to                                         

      Comply with New Regulation                                                

 

 

--------------------------------------------------------------------------------

 

MEGGITT PLC                                                                    

 

Ticker:       MGGT           Security ID:  G59640105                            

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Policy             For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Re-elect Sir Nigel Rudd as Director     For       For          Management

6     Re-elect Stephen Young as Director      For       For          Management

7     Re-elect Guy Berruyer as Director       For       For          Management

8     Re-elect Colin Day as Director          For       For          Management

9     Re-elect Alison Goligher as Director    For       For          Management

10    Re-elect Philip Green as Director       For       For          Management

11    Re-elect Paul Heiden as Director        For       For          Management

12    Re-elect Doug Webb as Director          For       For          Management

13    Elect Tony Wood as Director             For       For          Management

14    Elect Nancy Gioia as Director           For       For          Management

15    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

16    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                  

17    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

20    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

22    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

MELCO CROWN ENTERTAINMENT LTD.                                                 

 

Ticker:       MPEL           Security ID:  585464100                           

Meeting Date: DEC 07, 2016   Meeting Type: Special                             

Record Date:  NOV 07, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Amend Omnibus Stock Plan                For       Against      Management

 

 

--------------------------------------------------------------------------------

 

MELCO CROWN ENTERTAINMENT LTD.                                                 

 

Ticker:       MPEL           Security ID:  585464100                           

Meeting Date: MAR 29, 2017   Meeting Type: Annual                              

Record Date:  FEB 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Change Company Name to Melco Resorts &  For       For          Management

      Entertainment Limited                                                    

2     Adopt the Amended and Restated          For       For          Management

      Memorandum and Articles of Association                                    

 

 

--------------------------------------------------------------------------------

 

NESTLE SA                                                                      

 

Ticker:       NESN           Security ID:  H57312649                           

Meeting Date: APR 06, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.30 per Share                                          

4.1a  Reelect Paul Bulcke as Director         For       For          Management

4.1b  Reelect Andreas Koopmann as Director    For       For          Management

4.1c  Reelect Henri de Castries as Director   For       For          Management

4.1d  Reelect Beat W. Hess as Director        For       For          Management

4.1e  Reelect Renato Fassbind as Director     For       For          Management

4.1f  Reelect Steven G. Hoch as Director      For       For          Management

4.1g  Reelect Naina Lal Kidwai as Director    For       For          Management

4.1h  Reelect Jean-Pierre Roth as Director    For       For          Management

4.1i  Reelect Ann M. Veneman as Director      For       For          Management

4.1j  Reelect Eva Cheng as Director           For       For          Management

4.1k  Reelect Ruth K. Oniang'o as Director    For       For          Management

4.1l  Reelect Patrick Aebischer as Director   For       For          Management

4.2a  Elect Ulf Mark Schneider as Director    For       For          Management

4.2b  Elect Ursula M. Burns as Director       For       For          Management

4.3   Elect Paul Bulcke as Board Chairman     For       For          Management

4.4a  Appoint Beat W. Hess as Member of the   For       For          Management

      Compensation Committee                                                   

4.4b  Appoint Andreas Koopmann as Member of   For       For          Management

      the Compensation Committee                                               

4.4c  Appoint Jean-Pierre Roth as Member of   For       For          Management

      the Compensation Committee                                               

4.4d  Appoint Patrick Aebischer as Member of  For       For          Management

      the Compensation Committee                                               

4.5   Ratify KPMG AG as Auditors              For       For          Management

4.6   Designate Hartmann Dreyer as            For       For          Management

      Independent Proxy                                                        

5.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 10 Million                                             

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 60                                         

      Million                                                                  

6     Transact Other Business (Voting)        Against   Against      Management

 

 

--------------------------------------------------------------------------------

 

OLYMPUS CORP.                                                                  

 

Ticker:       7733           Security ID:  J61240107                           

Meeting Date: JUN 28, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 28                                                 

2.1   Elect Director Sasa, Hiroyuki           For       For          Management

2.2   Elect Director Takeuchi, Yasuo          For       For          Management

2.3   Elect Director Taguchi, Akihiro         For       For          Management

2.4   Elect Director Ogawa, Haruo             For       For          Management

2.5   Elect Director Hirata, Kiichi           For       For          Management

2.6   Elect Director Hiruta, Shiro            For       For          Management

2.7   Elect Director Fujita, Sumitaka         For       For          Management

2.8   Elect Director Katayama, Takayuki       For       For          Management

2.9   Elect Director Kaminaga, Susumu         For       For          Management

2.10  Elect Director Kikawa, Michijiro        For       For          Management

2.11  Elect Director Iwamura, Tetsuo          For       For          Management

3     Appoint Statutory Auditor Koga,         For       For          Management

      Nobuyuki                                                                 

4     Appoint Alternate Statutory Auditor     For       For          Management

      Teshima, Atsushi                                                          

5     Approve Equity Compensation Plan        For       For          Management

 

 

--------------------------------------------------------------------------------

 

OMRON CORP.                                                                     

 

Ticker:       6645           Security ID:  J61374120                           

Meeting Date: JUN 22, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 34                                                 

2     Amend Articles to Clarify Director      For       For          Management

      Authority on Shareholder Meetings -                                      

      Amend Provisions on Director Titles                                      

3.1   Elect Director Tateishi, Fumio          For       For          Management

3.2   Elect Director Yamada, Yoshihito        For       For          Management

3.3   Elect Director Miyata, Kiichiro         For       For          Management

3.4   Elect Director Nitto, Koji              For       For          Management

3.5   Elect Director Ando, Satoshi            For       For          Management

3.6   Elect Director Kobayashi, Eizo          For       For          Management

3.7   Elect Director Nishikawa, Kuniko        For       For          Management

3.8   Elect Director Kamigama, Takehiro       For       For          Management

4     Appoint Statutory Auditor Kunihiro,     For       For          Management

      Tadashi                                                                   

5     Appoint Alternate Statutory Auditor     For       For          Management

      Watanabe, Toru                                                           

6     Approve Annual Bonus                    For       For          Management

7     Approve Trust-Type Equity Compensation  For       For          Management

      Plan                                                                     

 

 

--------------------------------------------------------------------------------

 

ORICA LTD.                                                                     

 

Ticker:       ORI            Security ID:  Q7160T109                           

Meeting Date: DEC 15, 2016   Meeting Type: Annual                              

Record Date:  DEC 13, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

2.1   Elect Lim Chee Onn as Director          For       For          Management

2.2   Elect Maxine Brenner as Director        For       For          Management

2.3   Elect Gene Tilbrook as Director         For       For          Management

2.4   Elect Karen Moses as Director           For       For          Management

3     Approve the Remuneration Report         For       For          Management

4     Approve the Grant of Performance        For       For          Management

      Rights to Alberto Calderon, Managing                                     

      Director of the Company                                                   

5     Approve the Proportional Takeover       For       For          Management

      Provisions                                                               

 

 

--------------------------------------------------------------------------------

 

PERNOD RICARD                                                                  

 

Ticker:       RI             Security ID:  F72027109                           

Meeting Date: NOV 17, 2016   Meeting Type: Annual/Special                       

Record Date:  NOV 14, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.88 per Share                                          

4     Approve Auditors' Special Report on     For       For          Management

      Related-Party Transactions                                               

5     Approve Termination Package of          For       For          Management

      Alexandre Ricard                                                         

6     Reelect Alexandre Ricard as Director    For       For          Management

7     Reelect Pierre Pringuet as Director     For       For          Management

8     Reelect Cesar Giron as Director         For       For          Management

9     Reelect Wolfgang Colberg as Director    For       For          Management

10    Ratify Appointment of Anne Lange as     For       For          Management

      Director                                                                 

11    Appoint KPMG as Auditor                 For       For          Management

12    Appoint Salustro Reydel as Alternate    For       For          Management

      Auditor                                                                  

13    Approve Remuneration of Directors in    For       For          Management

      the Aggregate Amount of EUR 970,000                                      

14    Advisory Vote on Compensation of CEO,   For       For          Management

      Alexandre Ricard                                                          

15    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

16    Approve Restricted Stock Grants to      For       For          Management

      Executives Partially Compensating                                        

      Losses under the Previous Benefit                                        

      Pension Scheme                                                           

17    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

18    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                               

 

 

--------------------------------------------------------------------------------

 

PRADA S.P.A.                                                                   

 

Ticker:       1913           Security ID:  T7733C101                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual/Special                      

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Change Fiscal Year End                  For       For          Management

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Allocation of Income            For       For          Management

 

 

--------------------------------------------------------------------------------

 

PT BANK MANDIRI (PERSERO) TBK                                                   

 

Ticker:       BMRI           Security ID:  Y7123S108                           

Meeting Date: MAR 14, 2017   Meeting Type: Annual                              

Record Date:  FEB 17, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements,           For       For          Management

      Statutory Reports, Approve Annual                                         

      Report of the Partnership and                                            

      Community Development Program (PCDP),                                    

      and Discharge of Directors and                                           

      Commissioners                                                            

2     Approve Allocation of Income            For       For          Management

3     Appoint Auditors of the Company and     For       For          Management

      PCDP                                                                     

4     Approve Remuneration and Bonus of       For       For          Management

      Directors and Commissioners                                              

5     Approve the Enforcement of the          For       For          Management

      State-owned Minister Regulation No.                                      

      PER-03/MBU/12/2016 on the Partnership                                    

      and Community Development Programs of                                    

      the State-owned Enterprises                                              

6     Amend Articles of Association           For       For          Management

7     Elect Directors and Commissioners       For       For          Management

 

 

--------------------------------------------------------------------------------

 

PUBLICIS GROUPE                                                                 

 

Ticker:       PUB            Security ID:  F7607Z165                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 26, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.85 per Share                                          

4     Approve Stock Dividend Program (Cash    For       For          Management

      or New Shares)                                                           

5     Acknowledge Auditors' Special Report    For       For          Management

      on Related-Party Transactions                                            

      Mentioning the Absence of New                                            

      Transactions                                                              

6     Reelect Simon Badinter as Supervisory   For       For          Management

      Board Member                                                             

7     Reelect Jean Charest as Supervisory     For       For          Management

      Board Member                                                             

8     Elect Maurice Levy as Member of the     For       For          Management

      Supervisory Board and Approve                                             

      Remuneration Policy of Maurice Levy as                                   

      Chairman of the Supervisory Board from                                   

      June 1, 2017                                                              

9     Renew Appointment of Cabinet Mazars as  For       For          Management

      Auditor                                                                  

10    Non-Binding Vote on Compensation of     For       For          Management

      Elisabeth Badinter, Chairman of the                                      

      Supervisory Board                                                        

11    Non-Binding Vote on Compensation of     For       For          Management

      Maurice Levy in title of FY16 and                                        

      Approve Remuneration Policy of Maurice                                   

      Levy as Management Board Chairman                                        

      until May 31, 2017                                                       

12    Non-Binding Vote on Compensation of     For       For          Management

      Kevin Roberts, Member of the                                             

      Management Board until Aug. 31, 2016                                     

13    Non-Binding Vote on Compensation of     For       For          Management

      Jean-Michel Etienne, Member of the                                       

      Management Board                                                         

14    Non-Binding Vote on Compensation of     For       For          Management

      Anne-Gabrielle Heilbronner, Member of                                    

      the Management Board                                                     

15    Approve Remuneration Policy of Members  For       For          Management

      of the Supervisory Board                                                 

16    Approve Remuneration Policy of          For       For          Management

      Elisabeth Badinter, Chairman of the                                      

      Supervisory Board until May 31, 2017                                     

17    Approve Remuneration Policy of Arthur   For       For          Management

      Sadoun, New Chairman of the Management                                   

      Board from June 1, 2017                                                  

18    Approve Remuneration Policy of          For       For          Management

      Jean-Michel Etienne, Member of the                                       

      Management Board                                                         

19    Approve Remuneration Policy of          For       For          Management

      Anne-Gabrielle Heilbronner, Member of                                    

      the Management Board                                                     

20    Approve Remuneration Policy of Steve    For       For          Management

      King, New Member of the Management                                       

      Board from June 1, 2017                                                  

21    Approve Termination Package of Arthur   For       For          Management

      Sadoun, Chairman of the Management                                       

      Board from June 1, 2017                                                  

22    Approve Termination Package of Steve    For       For          Management

      King, New Member of the Management                                       

      Board from June 1, 2017                                                  

23    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

24    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

25    Authorize Board to Set Issue Price for  For       For          Management

      10 Percent Per Year of Issued Capital                                    

      Pursuant to Issue Authority without                                      

      Preemptive Rights                                                         

26    Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                     

27    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

28    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans for                                        

      International Employees                                                  

29    Amend Article 13 of Bylaws Re:          For       For          Management

      Employee Representatives                                                 

30    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

--------------------------------------------------------------------------------

 

ROYAL BANK OF SCOTLAND GROUP PLC                                               

 

Ticker:       RBS            Security ID:  G7S86Z172                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAY 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Policy             For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Re-elect Howard Davies as Director      For       For          Management

5     Re-elect Ross McEwan as Director        For       For          Management

6     Re-elect Ewen Stevenson as Director     For       For          Management

7     Re-elect Sandy Crombie as Director      For       For          Management

8     Elect Frank Dangeard as Director        For       For          Management

9     Re-elect Alison Davis as Director       For       For          Management

10    Re-elect Morten Friis as Director       For       For          Management

11    Re-elect Robert Gillespie as Director   For       For          Management

12    Re-elect Penny Hughes as Director       For       For          Management

13    Re-elect Brendan Nelson as Director     For       For          Management

14    Re-elect Baroness Noakes as Director    For       For          Management

15    Re-elect Mike Rogers as Director        For       For          Management

16    Elect Mark Seligman as Director         For       For          Management

17    Reappoint Ernst & Young LLP as Auditors For       For          Management

18    Authorise the Group Audit Committee to  For       For          Management

      Fix Remuneration of Auditors                                             

19    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

21    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

22    Authorise Issue of Equity in Relation   For       For          Management

      to the Issue of Equity Convertible                                       

      Notes                                                                    

23    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      the Issue of Equity Convertible Notes                                    

24    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

25    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

26    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

27    Approve Cancellation of Share Premium   For       For          Management

      Account and Capital Redemption Reserve                                   

28    Approve Sharesave Plan                  For       For          Management

 

 

--------------------------------------------------------------------------------

 

SAFRAN                                                                         

 

Ticker:       SAF            Security ID:  F4035A557                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual/Special                      

Record Date:  JUN 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.52 per Share                                          

4     Approve Additional Pension Scheme       For       For          Management

      Agreement with Ross McInnes, Chairman                                    

      of the Board                                                             

5     Approve Additional Pension Scheme       For       For          Management

      Agreement with Philippe Petitcolin, CEO                                  

6     Approve Auditors' Special Report on     For       For          Management

      Related-Party Transactions                                               

7     Reelect Odile Desforges as Director     For       For          Management

8     Elect Helene Auriol Potier as Director  For       For          Management

9     Elect Patrick Pelata as Director        For       For          Management

10    Elect Sophie Zurquiyah as Director      For       For          Management

11    Non-Binding Vote on Compensation of     For       For          Management

      Ross McInnes, Chairman of the Board                                      

12    Non-Binding Vote on Compensation of     For       For          Management

      Philippe Petitcolin, CEO                                                 

13    Approve Remuneration Policy of          For       For          Management

      Chairman of the Board                                                    

14    Approve Remuneration Policy of CEO      For       For          Management

15    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

16    Amend Article 25 of Bylaws Re: Age      For       For          Management

      Limit of CEO and Vice-CEO                                                

17    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 20 Million                                         

18    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 8 Million                                          

19    Authorize Capital Increase of Up to     For       For          Management

      EUR 8 Million for Future Exchange                                        

      Offers                                                                    

20    Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities for Private                                     

      Placements, up to Aggregate Nominal                                       

      Amount of EUR 8 Million                                                  

21    Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                    

      to Delegation Submitted to Shareholder                                   

      Vote Under Items 17 to 20                                                

22    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 12.5 Million for Bonus                                      

      Issue or Increase in Par Value                                           

23    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 8 Million,                                         

      Including in the Event of a Public                                       

      Tender Offer or Share Exchange Offer                                     

24    Authorize Issuance of Equity or         For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 8 Million,                                         

      Including in the Event of a Public                                       

      Tender Offer or Share Exchange Offer                                     

25    Authorize Capital Increase of Up to     For       Against      Management

      EUR 8 Million for Future Exchange                                        

      Offers, Including in the Event of a                                      

      Public Tender Offer or Share Exchange                                    

      Offer                                                                     

26    Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities for up to 20                                    

      Percent of Issued Capital Per Year for                                   

      Private Placements, up to Aggregate                                      

      Nominal Amount of EUR 8 Million,                                         

      Including in the Event of a Public                                        

      Tender Offer or Share Exchange Offer                                     

27    Authorize Board to Increase Capital in  For       Against      Management

      the Event of Additional Demand Related                                    

      to Delegation Submitted to Shareholder                                   

      Vote Under Items 23 to 26, Including                                     

      in the Event of a Public Tender Offer                                     

      or Share Exchange Offer                                                  

28    Authorize Capitalization of Reserves    For       Against      Management

      of Up to EUR 8 Million for Bonus Issue                                   

      or Increase in Par Value, Including in                                   

      the Event of a Public Tender Offer or                                    

      Share Exchange Offer                                                     

29    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

30    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

31    Authorize up to 0.4 Percent of Issued   For       For          Management

      Capital for Use in Restricted Stock                                      

      Plans                                                                     

32    Authorize New Class of Preferred Stock  For       For          Management

      (Actions de Preference A) and Amend                                      

      Bylaws Accordingly                                                        

33    Authorize Issuance of Preferred Stock   For       For          Management

      Up to EUR 8 Million for Future                                           

      Exchange Offers                                                           

34    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

A     Authorize Up to 0.6 percent of Issued   Against   Against      Shareholder

      Capital for Use in Restricted Stock                                      

      Plans Reserved for All Employees                                         

 

 

--------------------------------------------------------------------------------

 

SAMSUNG ELECTRONICS CO. LTD.                                                   

 

Ticker:       A005930        Security ID:  Y74718100                           

Meeting Date: OCT 27, 2016   Meeting Type: Special                              

Record Date:  SEP 28, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Spin-Off Agreement              For       For          Management

2     Elect Lee Jae-yong as Inside Director   For       For          Management

 

 

--------------------------------------------------------------------------------

 

SAMSUNG ELECTRONICS CO. LTD.                                                   

 

Ticker:       A005930        Security ID:  Y74718100                           

Meeting Date: MAR 24, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Allocation of Income                                                     

2     Approve Total Remuneration of Inside    For       For          Management

      Directors and Outside Directors                                          

 

 

--------------------------------------------------------------------------------

 

SANOFI                                                                          

 

Ticker:       SAN            Security ID:  F5548N101                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 05, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                         

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 2.96 per Share                                          

4     Approve Auditors' Special Report on     For       For          Management

      New Related-Party Transactions                                           

5     Approve Remuneration of Directors in    For       For          Management

      the Aggregate Amount of EUR 1.750                                        

      Million                                                                   

6     Reelect Fabienne Lecorvaisier as        For       For          Management

      Director                                                                 

7     Elect Bernard Charles as Director       For       For          Management

8     Elect Melanie Lee as Director           For       For          Management

9     Approve Remuneration Policy for         For       For          Management

      Chairman of the Board                                                     

10    Approve Remuneration Policy for CEO     For       For          Management

11    Non-Binding Vote on Compensation of     For       For          Management

      Serge Weinberg, Chairman of the Board                                     

12    Non-Binding Vote on Compensation of     For       For          Management

      Olivier Brandicourt, CEO                                                 

13    Renew Appointment of                    For       For          Management

      PricewaterhouseCoopers Audit as Auditor                                  

14    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

15    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 1.289 Billion                                      

16    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 240 Million                                        

17    Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities for Private                                     

      Placements, up to Aggregate Nominal                                      

      Amount of EUR 240 Million                                                

18    Approve Issuance of Debt Securities     For       For          Management

      Giving Access to New Shares of                                           

      Subsidiaries and/or Existing Shares                                      

      and/or Debt Securities, up to                                             

      Aggregate Amount of EUR 7 Billion                                        

19    Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                    

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

20    Authorize Capital Increase of up to 10  For       For          Management

      Percent of Issued Capital for                                            

      Contributions in Kind                                                    

21    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 500 Million for Bonus                                       

      Issue or Increase in Par Value                                           

22    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

23    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

24    Amend Article 11 of Bylaws Re: Board    For       For          Management

      of Directors                                                             

25    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                               

 

 

--------------------------------------------------------------------------------

 

SCHRODERS PLC                                                                  

 

Ticker:       SDR            Security ID:  G78602136                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Approve Remuneration Policy             For       For          Management

5     Elect Ian King as Director              For       For          Management

6     Elect Rakhi Goss-Custard as Director    For       For          Management

7     Re-elect Michael Dobson as Director     For       For          Management

8     Re-elect Peter Harrison as Director     For       For          Management

9     Re-elect Richard Keers as Director      For       For          Management

10    Re-elect Lord Howard of Penrith as      For       For          Management

      Director                                                                  

11    Re-elect Robin Buchanan as Director     For       For          Management

12    Re-elect Rhian Davies as Director       For       For          Management

13    Re-elect Nichola Pease as Director      For       For          Management

14    Re-elect Philip Mallinckrodt as         For       For          Management

      Director                                                                 

15    Re-elect Bruno Schroder as Director     For       For          Management

16    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

17    Authorise the Audit and Risk Committee  For       For          Management

      to Fix Remuneration of Auditors                                          

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Market Purchase of            For       For          Management

      Non-Voting Ordinary Shares                                               

20    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                            

 

 

--------------------------------------------------------------------------------

 

SKF AB                                                                         

 

Ticker:       SKF B          Security ID:  W84237143                           

Meeting Date: MAR 29, 2017   Meeting Type: Annual                              

Record Date:  MAR 23, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Elect Chairman of Meeting               For       For          Management

3     Prepare and Approve List of             For       For          Management

      Shareholders                                                             

4     Approve Agenda of Meeting               For       For          Management

5     Designate Inspector(s) of Minutes of    For       For          Management

      Meeting                                                                  

6     Acknowledge Proper Convening of Meeting For       For          Management

7     Receive Financial Statements and        None      None         Management

      Statutory Reports                                                        

8     Receive President's Report              None      None         Management

9     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

10    Approve Allocation of Income and        For       For          Management

      Dividends of SEK 5.50 Per Share                                          

11    Approve Discharge of Board and          For       For          Management

      President                                                                

12    Determine Number of Members (10) and    For       For          Management

      Deputy Members (0) of Board                                               

13    Approve Remuneration of Directors in    For       For          Management

      the Amount of SEK 2 Million for                                          

      Chairman, and SEK 688,000 for Other                                       

      Directors; Approve Remuneration for                                      

      Committee Work                                                           

14.1  Reelect Leif Ostling as Director        For       For          Management

14.2  Reelect Peter Grafoner as Director      For       For          Management

14.3  Reelect Lars Wedenborn as Director      For       For          Management

14.4  Reelect Baba Kalyani as Director        For       For          Management

14.5  Reelect Hock Goh as Director            For       For          Management

14.6  Reelect Marie Bredberg as Director      For       For          Management

14.7  Reelect Nancy Gougarty as Director      For       For          Management

14.8  Reelect Alrik Danielson as Director     For       For          Management

14.9  Elect Ronnie Leten as Director          For       For          Management

14.10 Elect Barb Samardzich as Director       For       For          Management

15    Elect Leif Ostling as Board Chairman    For       For          Management

16    Approve Remuneration of Auditors        For       For          Management

17    Ratify PWC as Auditors Until AGM 2021   For       For          Management

18    Approve Remuneration Policy And Other   For       For          Management

      Terms of Employment For Executive                                        

      Management                                                               

19    Approve 2017 Performance Share Program  For       Against      Management

20    Authorize Chairman of Board and         For       For          Management

      Representatives of Four of Company's                                     

      Largest Shareholders to Serve on                                         

      Nominating Committee                                                     

 

 

--------------------------------------------------------------------------------

 

SMITHS GROUP PLC                                                                

 

Ticker:       SMIN           Security ID:  G82401111                           

Meeting Date: NOV 15, 2016   Meeting Type: Annual                              

Record Date:  NOV 13, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Bruno Angelici as Director     For       For          Management

5     Re-elect Sir George Buckley as Director For       For          Management

6     Re-elect Tanya Fratto as Director       For       For          Management

7     Re-elect Chris O'Shea as Director       For       For          Management

8     Re-elect Anne Quinn as Director         For       For          Management

9     Re-elect Bill Seeger as Director        For       For          Management

10    Re-elect Andrew Reynolds Smith as       For       For          Management

      Director                                                                 

11    Re-elect Sir Kevin Tebbit as Director   For       For          Management

12    Elect Mark Seligman as Director         For       For          Management

13    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

14    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                  

15    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

18    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

19    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

20    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

 

 

--------------------------------------------------------------------------------

 

SWATCH GROUP AG                                                                

 

Ticker:       UHR            Security ID:  H83949141                           

Meeting Date: MAY 23, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 1.35 per Registered                                     

      Share and CHF 6.75 per Bearer Shares                                     

4.1.1 Approve Fixed Remuneration of           For       For          Management

      Non-Executive Directors in the Amount                                    

      of CHF 1 Million                                                          

4.1.2 Approve Fixed Remuneration of           For       For          Management

      Executive Directors in the Amount of                                     

      CHF 2.6 Million                                                           

4.2   Approve Fixed Remuneration of           For       For          Management

      Executive Committee in the Amount of                                     

      CHF 6.0 Million                                                           

4.3   Approve Variable Remuneration of        For       Against      Management

      Executive Directors in the Amount of                                     

      CHF 6.5 Million                                                           

4.4   Approve Variable Remuneration of        For       Against      Management

      Executive Committee in the Amount of                                     

      CHF 18.1 Million                                                         

5.1   Elect Nayla Hayek as Director           For       Against      Management

5.2   Elect Ernst Tanner as Director          For       For          Management

5.3   Elect Daniela Aeschlimann as Director   For       For          Management

5.4   Elect Georges N. Hayek as Director      For       Against      Management

5.5   Elect Claude Nicollier as Director      For       For          Management

5.6   Elect Jean-Pierre Roth as Director      For       For          Management

5.7   Elect Nayla Hayek as Board Chairman     For       Against      Management

6.1   Appoint Nayla Hayek as Member of the    For       Against      Management

      Compensation Committee                                                   

6.2   Appoint Ernst Tanner as Member of the   For       For          Management

      Compensation Committee                                                   

6.3   Appoint Daniela Aeschlimann as Member   For       For          Management

      of the Compensation Committee                                            

6.4   Appoint Georges N. Hayek as Member of   For       Against      Management

      the Compensation Committee                                               

6.5   Appoint Claude Nicollier as Member of   For       For          Management

      the Compensation Committee                                               

6.6   Appoint Jean-Pierre Roth as Member of   For       For          Management

      the Compensation Committee                                                

7     Designate Bernhard Lehmann as           For       For          Management

      Independent Proxy                                                        

8     Ratify PricewaterhouseCoopers Ltd as    For       For          Management

      Auditors                                                                 

9     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.                                   

 

Ticker:       2330           Security ID:  Y84629107                           

Meeting Date: JUN 08, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Approve Business Operations Report and  For       For          Management

      Financial Statements                                                     

1.2   Approve Profit Distribution             For       For          Management

1.3   Amend Articles of Association           For       For          Management

1.4   Amend Procedures Governing the          For       For          Management

      Acquisition or Disposal of Assets                                        

2.1   Elect Mark Liu with Shareholder No.     For       For          Management

      10758 as Non-Independent Director                                        

2.2   Elect C.C. Wei with Shareholder No.     For       For          Management

      370885 as Non-Independent Director                                       

3     Other Business                          None      Against      Management

 

 

--------------------------------------------------------------------------------

 

TOYOTA MOTOR CORP.                                                             

 

Ticker:       7203           Security ID:  J92676113                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Uchiyamada, Takeshi      For       For          Management

1.2   Elect Director Hayakawa, Shigeru        For       For          Management

1.3   Elect Director Toyoda, Akio             For       For          Management

1.4   Elect Director Didier Leroy             For       For          Management

1.5   Elect Director Terashi, Shigeki         For       For          Management

1.6   Elect Director Nagata, Osamu            For       For          Management

1.7   Elect Director Uno, Ikuo                For       For          Management

1.8   Elect Director Kato, Haruhiko           For       For          Management

1.9   Elect Director Mark T. Hogan            For       For          Management

2     Appoint Alternate Statutory Auditor     For       For          Management

      Sakai, Ryuji                                                             

3     Approve Annual Bonus                    For       For          Management

4     Approve Compensation Ceiling for        For       For          Management

      Directors                                                                

 

 

--------------------------------------------------------------------------------

 

VALEO                                                                           

 

Ticker:       FR             Security ID:  F96221340                           

Meeting Date: MAY 23, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 18, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                         

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.25 per Share                                          

4     Approve Auditors' Special Report on     For       For          Management

      Related-Party Transactions Mentioning                                    

      the Absence of New Transactions                                          

5     Reelect C. Maury Devine as Director     For       For          Management

6     Reelect Mari-Noelle Jego-Laveissiere    For       For          Management

      as Director                                                              

7     Reelect Veronique Weill as Director     For       For          Management

8     Non-Binding Vote on Compensation of     For       For          Management

      Pascal Colombani, Chairman of the Board                                  

9     Non-Binding Vote on Compensation of     For       For          Management

      Jacques Aschenbroich Chairman and CEO                                    

10    Approve remuneration Policy of          For       For          Management

      Chairman and CEO                                                         

11    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                           

12    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities with                                            

      Preemptive Rights up to Aggregate                                         

      Nominal Amount of EUR 70 Million                                         

13    Authorize Issuance of Equity or         For       For          Management

      Equity-Linked Securities without                                          

      Preemptive Rights up to Aggregate                                        

      Nominal Amount of EUR 23 Million                                         

14    Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities for up to 9.                                    

      62 Percent of Issued Capital Per Year                                    

      for Private Placements up to Aggregate                                   

      Nominal Amount of EUR 23 Million                                         

15    Authorize Board to Increase Capital in  For       For          Management

      the Event of Additional Demand Related                                   

      to Delegation Submitted to Shareholder                                   

      Vote Above                                                               

16    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 30 Million for Bonus                                        

      Issue or Increase in Par Value                                           

17    Authorize Capital Increase of up to 9.  For       For          Management

      62 Percent of Issued Capital for                                         

      Contributions in Kind                                                    

18    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

19    Authorize Decrease in Share Capital     For       For          Management

      via Cancellation of Repurchased Shares                                   

20    Amend Article 13, 14 of Bylaws Re:      For       For          Management

      Employee Representatives                                                 

21    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                               

 

 

--------------------------------------------------------------------------------

 

VOLVO AB                                                                       

 

Ticker:       VOLV B         Security ID:  928856301                            

Meeting Date: APR 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 29, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Elect Chairman of Meeting               For       For          Management

3     Prepare and Approve List of             For       For          Management

      Shareholders                                                             

4     Approve Agenda of Meeting               For       For          Management

5     Designate Inspector(s) of Minutes of    For       For          Management

      Meeting                                                                  

6     Acknowledge Proper Convening of Meeting For       For          Management

7     Receive Board's Report                  None      None         Management

8     Receive Financial Statements and        None      None         Management

      Statutory Reports; Receive President's                                   

      Report                                                                   

9     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

10    Approve Allocation of Income and        For       For          Management

      Dividends of SEK 3.25 Per Share                                           

11    Approve Discharge of Board and          For       For          Management

      President                                                                

12    Determine Number of Members (11) and    For       For          Management

      Deputy Members (0) of Board                                              

13    Approve Remuneration of Directors in    For       For          Management

      the Amount of SEK 3.4 Million for                                         

      Chairman and SEK 1.0 Million for Other                                   

      Directors; Approve Remuneration for                                      

      Committee Work                                                            

14a   Reelect Matti Alahuhta as Director      For       For          Management

14b   Reelect Eckhard Cordes as Director      For       For          Management

14c   Reelect James Griffith as Director      For       For          Management

14d   Reelect Martin Lundstedt as Director    For       For          Management

14e   Reelect Kathryn Marinello as Director   For       For          Management

14f   Reelect Martina Merz as Director        For       For          Management

14g   Reelect Hanna de Mora as Director       For       For          Management

14h   Reelect Hakan Samuelsson as Director    For       For          Management

14i   Reelect Helena Stjernholm as Director   For       For          Management

14j   Reelect Carl-Henric Svenberg as         For       For          Management

      Director                                                                 

14k   Reelect Lars Westerberg as Director     For       For          Management

15    Reelect Carl-Henric Svanberg as Board   For       For          Management

      Chairman                                                                 

16    Authorize Chairman of Board, Bengt      For       For          Management

      Kjell, Lars Forberg, Yngve Slungstad                                     

      and Par Boman to Serve on Election                                       

      Committee                                                                

17    Amend Instructions for Election         For       For          Management

      Committee                                                                

18    Approve Remuneration Policy And Other   For       For          Management

      Terms of Employment For Executive                                         

      Management                                                               

19a   Instruct Board to Formulate a Company   None      Against      Shareholder

      Policy for Paying Corporate Tax to                                        

      Present to the AGM 2018                                                  

19b1  Instruct Board to Initiate an           None      Against      Shareholder

      Independent Review of the Company's                                       

      Use of Private Jets                                                      

19b2  Instruct Board to Formulate a Company   None      Against      Shareholder

      Policy to Ban the Use of Private Jets                                    

      Throughout the Company, to Present to                                    

      the AGM 2018                                                             

19c   Instruct Board to Initiate an           None      Against      Shareholder

      Independent Review of Representation                                     

      Hunts                                                                    

19d   Require Board to as From 2017 Include   None      Against      Shareholder

      Results from Employee Survey in Annual                                   

      and Sustainability Report                                                

19e1  Instruct Board to Develop a Whistle     None      Against      Shareholder

      Blower Function                                                          

19e2  Require Board to as From 2017 Include   None      Against      Shareholder

      Potential Whistle Blowing Incidents in                                   

      Annual and Sustainability Report                                         

19f   Discontinue Variable Compensation       None      Against      Shareholder

      Plans to Senior Executives of Company                                    

19g1  Instruct Board to Formulate a Company   None      Against      Shareholder

      Policy to Support Political Engagement                                   

      by Employees, to Present to the AGM                                      

      2018                                                                      

19g2  Require Board to, as from 2017,         None      Against      Shareholder

      Include Number of Politically Engaged                                    

      Employees in Annual and Sustainability                                    

      Report                                                                   

19h   Amend Articles Re: Company Purpose      None      Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY                                    

 

Ticker:       WLTW           Security ID:  G96629103                           

Meeting Date: JUN 13, 2017   Meeting Type: Annual                               

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Anna C. Catalano         For       For          Management

1b    Elect Director Victor F. Ganzi          For       For          Management

1c    Elect Director John J. Haley            For       For          Management

1d    Elect Director Wendy E. Lane            For       For          Management

1e    Elect Director James F. McCann          For       For          Management

1f    Elect Director Brendan R. O'Neill       For       For          Management

1g    Elect Director Jaymin Patel             For       For          Management

1h    Elect Director Linda D. Rabbitt         For       For          Management

1i    Elect Director Paul Thomas              For       For          Management

1j    Elect Director Jeffrey W. Ubben         For       For          Management

1k    Elect Director Wilhelm Zeller           For       For          Management

2     Approve Deloitte & Touche LLP as        For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their  Remuneration                                                       

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Provide Proxy Access Right              For       For          Management

6A    Adopt Plurality Voting for Contested    For       For          Management

      Election of Directors                                                     

6B    Establish Range for Size of Board       For       For          Management

7A    Amend Advance Notice Provisions and     For       For          Management

      Make Certain Administrative Amendments                                   

7B    Amend Articles of Association           For       For          Management

8     Renew the Board's Authority to Issue    For       For          Management

      Shares Under Irish Law                                                   

9     Renew the Board's Authority to Opt-Out  For       For          Management

      of Statutory Pre-Emptions Rights                                         

 

 

--------------------------------------------------------------------------------

 

WOLSELEY PLC                                                                   

 

Ticker:       WOS            Security ID:  G9736L124                           

Meeting Date: NOV 29, 2016   Meeting Type: Annual                              

Record Date:  NOV 27, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Tessa Bamford as Director      For       For          Management

5     Re-elect John Daly as Director          For       For          Management

6     Re-elect Gareth Davis as Director       For       For          Management

7     Re-elect Pilar Lopez as Director        For       For          Management

8     Re-elect John Martin as Director        For       For          Management

9     Re-elect Alan Murray as Director        For       For          Management

10    Re-elect Frank Roach as Director        For       For          Management

11    Re-elect Darren Shapland as Director    For       For          Management

12    Re-elect Jacqueline Simmonds as         For       For          Management

      Director                                                                  

13    Reappoint Deloitte LLP as Auditors      For       For          Management

14    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

15    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

 

 

--------------------------------------------------------------------------------

 

WOLSELEY PLC                                                                   

 

Ticker:       WOS            Security ID:  G9736L124                           

Meeting Date: MAY 23, 2017   Meeting Type: Special                             

Record Date:  MAY 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Change of Company Name to       For       For          Management

      Ferguson plc                                                             

 

 

--------------------------------------------------------------------------------

 

WPP PLC                                                                        

 

Ticker:       WPP            Security ID:  G9788D103                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                               

Record Date:  JUN 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Approve Remuneration Policy             For       For          Management

5     Approve Sustainability Report           For       For          Management

6     Re-elect Roberto Quarta as Director     For       For          Management

7     Re-elect Dr Jacques Aigrain as Director For       For          Management

8     Re-elect Ruigang Li as Director         For       For          Management

9     Re-elect Paul Richardson as Director    For       For          Management

10    Re-elect Hugo Shong as Director         For       For          Management

11    Re-elect Sir Martin Sorrell as Director For       For          Management

12    Re-elect Sally Susman as Director       For       For          Management

13    Re-elect Solomon Trujillo as Director   For       For          Management

14    Re-elect Sir John Hood as Director      For       For          Management

15    Re-elect Nicole Seligman as Director    For       For          Management

16    Re-elect Daniela Riccardi as Director   For       For          Management

17    Elect Tarek Farahat as Director         For       For          Management

18    Reappoint Deloitte LLP as Auditors      For       For          Management

19    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

20    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

22    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

23    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

 

 

 

 

=================== The Oakmark International Small Cap Fund ===================

 

 

ABERDEEN ASSET MANAGEMENT PLC                                                  

 

Ticker:       ADN            Security ID:  G00434111                           

Meeting Date: FEB 02, 2017   Meeting Type: Annual                              

Record Date:  JAN 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Final Dividend                  For       For          Management

3     Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                               

4     Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

5     Re-elect Julie Chakraverty as Director  For       For          Management

6     Re-elect Martin Gilbert as Director     For       For          Management

7     Re-elect Andrew Laing as Director       For       For          Management

8     Re-elect Rod MacRae as Director         For       For          Management

9     Re-elect Richard Mully as Director      For       For          Management

10    Re-elect Val Rahmani as Director        For       For          Management

11    Re-elect Bill Rattray as Director       For       For          Management

12    Re-elect Jutta af Rosenborg as Director For       For          Management

13    Re-elect Akira Suzuki as Director       For       For          Management

14    Re-elect Simon Troughton as Director    For       For          Management

15    Re-elect Hugh Young as Director         For       For          Management

16    Re-elect Gerhard Fusenig as Director    For       For          Management

17    Approve Remuneration Report             For       For          Management

18    Approve Remuneration Policy             For       For          Management

19    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

20    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

21    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

22    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

23    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

24    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

 

 

--------------------------------------------------------------------------------

 

ABERDEEN ASSET MANAGEMENT PLC                                                  

 

Ticker:       ADN            Security ID:  G00434111                           

Meeting Date: JUN 19, 2017   Meeting Type: Court                               

Record Date:  JUN 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Scheme of Arrangement           For       For          Management

 

 

--------------------------------------------------------------------------------

 

ABERDEEN ASSET MANAGEMENT PLC                                                  

 

Ticker:       ADN            Security ID:  G00434111                           

Meeting Date: JUN 19, 2017   Meeting Type: Special                             

Record Date:  JUN 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Matters Relating to the         For       For          Management

      All-Share Merger of Standard Life plc                                    

      and Aberdeen Asset Management plc                                         

 

 

--------------------------------------------------------------------------------

 

ALS LIMITED                                                                    

 

Ticker:       ALQ            Security ID:  Q0266A116                            

Meeting Date: JUL 26, 2016   Meeting Type: Annual                              

Record Date:  JUL 24, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Mel Bridges as Director           For       For          Management

2     Elect Tonianne Dwyer as Director        For       For          Management

3     Approve the Renewal of the              For       For          Management

      Proportional Takeover Provisions                                         

4     Approve the Remuneration Report         For       For          Management

5     Approve the Grant of Performance        For       For          Management

      Rights to Greg Kilmister, Managing                                       

      Director of the Company                                                  

6     Approve the Spill Resolution            Against   Against      Management

 

 

--------------------------------------------------------------------------------

 

AMPLIFON SPA                                                                   

 

Ticker:       AMP            Security ID:  T0388E118                           

Meeting Date: APR 20, 2017   Meeting Type: Annual                              

Record Date:  APR 07, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements,           For       For          Management

      Statutory Reports, and Allocation of                                     

      Income                                                                    

2     Approve Remuneration of Directors       For       For          Management

3     Approve Remuneration Policy             For       Against      Management

4     Authorize Share Repurchase Program and  For       Against      Management

      Reissuance of Repurchased Shares                                         

 

 

--------------------------------------------------------------------------------

 

ANSELL LTD.                                                                    

 

Ticker:       ANN            Security ID:  Q04020105                           

Meeting Date: OCT 19, 2016   Meeting Type: Annual                              

Record Date:  OCT 17, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

2a    Elect Ronnie Bell as Director           For       For          Management

2b    Elect W Peter Day as Director           For       For          Management

2c    Elect Leslie Desjardins as Director     For       For          Management

3     Approve the Grant of Performance        For       For          Management

      Rights to Magnus Nicolin, Managing                                       

      Director and Chief Executive Officer                                     

      of the Company                                                           

4     Approve the Renewal of the              For       For          Management

      Proportional Takeover Provisions                                          

5     Approve the Remuneration Report         For       For          Management

6     Approve the Spill Resolution            Against   Against      Management

 

 

--------------------------------------------------------------------------------

 

APPLUS SERVICES SA                                                             

 

Ticker:       APPS           Security ID:  E0534T106                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                               

Record Date:  JUN 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Consolidated and Standalone     For       For          Management

      Financial Statements                                                     

2     Approve Allocation of Income and        For       For          Management

      Dividends                                                                

3     Approve Discharge of Board              For       For          Management

4     Renew Appointment of Deloitte as        For       For          Management

      Auditor                                                                  

5.1   Ratify Appointment of and Elect Maria   For       For          Management

      Cristina Henriquez de Luna Basagoiti                                     

      as Director                                                              

5.2   Ratify Appointment of and Elect Scott   For       For          Management

      Cobb as Director                                                         

5.3   Ratify Appointment of and Elect Claudi  For       For          Management

      Santiago Ponsa as Director                                                

6     Advisory Vote on Remuneration Report    For       For          Management

7     Approve Annual Maximum Remuneration     For       For          Management

8     Amend Article 12 Re: Convening of       For       For          Management

      General Shareholders Meeting                                             

9     Amend Article 12 of General Meeting     For       For          Management

      Regulations Re: Location                                                  

10    Receive Amendments to Board of          None      None         Management

      Directors Regulations                                                    

11    Authorize Increase in Capital up to 50  For       For          Management

      Percent via Issuance of Equity or                                        

      Equity-Linked Securities, Excluding                                      

      Preemptive Rights of up to 10 Percent                                    

12    Authorize Issuance of Convertible       For       For          Management

      Bonds, Debentures, Warrants, and Other                                   

      Debt Securities up to EUR 200 Million                                    

      with Exclusion of Preemptive Rights up                                   

      to 10 Percent of Capital                                                 

13    Authorize Board to Ratify and Execute   For       For          Management

      Approved Resolutions                                                     

 

 

--------------------------------------------------------------------------------

 

ATEA ASA                                                                       

 

Ticker:       ATEA           Security ID:  R0728G106                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Chairman of Meeting               For       For          Management

2     Designate Inspector(s) of Minutes of    For       For          Management

      Meeting                                                                   

3     Approve Notice of Meeting and Agenda    For       For          Management

4     Receive President's Report              None      None         Management

5     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

6.1   Approve Dividends of NOK 3.25 Per Share For       For          Management

6.2   Authorize Board to Distribute Dividend  For       For          Management

7     Approve Remuneration of Auditors        For       For          Management

8.1   Approve Remuneration of Chairman of     For       For          Management

      the Board in the Amount of NOK 300,000                                   

8.2   Approve Remuneration of                 For       For          Management

      Shareholder-Elected Directors in the                                     

      Amount of NOK 150,000                                                    

8.3   Approve Remuneration of                 For       For          Management

      Employee-Elected Directors in the                                        

      Amount of NOK 100,000                                                    

9.1   Reelect Karl Martin Stang as Member of  For       For          Management

      Nominating Committee                                                     

9.2   Reelect Carl Espen Wollebekk as Member  For       For          Management

      of Nominating Committee                                                   

9.3   Approve Remuneration for Nominating     For       For          Management

      Committee Members                                                        

10.1  Approve Remuneration Policy And Other   For       For          Management

      Terms of Employment For Executive                                        

      Management                                                               

10.2  Approve Guidelines for Allotment of     For       For          Management

      Shares/Options                                                           

11    Approve Company's Corporate Governance  For       For          Management

      Statement                                                                 

12    Approve Equity Plan Financing           For       For          Management

13    Approve Creation of NOK 10 Million      For       For          Management

      Pool of Capital without Preemptive                                       

      Rights                                                                   

14    Authorize Share Repurchase Program and  For       For          Management

      Reissuance of Repurchased Shares                                         

 

 

--------------------------------------------------------------------------------

 

AZIMUT HOLDING S.P.A.                                                          

 

Ticker:       AZM            Security ID:  T0783G106                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements,           For       For          Management

      Statutory Reports, and Allocation of                                     

      Income                                                                   

2.1   Elect CEO Sergio Albarelli as Director  For       For          Management

2.2   Elect CFO Alessandro Zambotti as        For       For          Management

      Director                                                                 

3     Authorize Share Repurchase Program and  For       For          Management

      Reissuance of Repurchased Shares                                         

4.1   Approve Increase in Fixed-Variable      For       For          Management

      Compensation Ratio                                                        

4.2   Approve Remuneration Policy             For       For          Management

A     Deliberations on Possible Legal Action  None      Against      Management

      Against Directors if Presented by                                         

      Shareholders                                                             

 

 

--------------------------------------------------------------------------------

 

BBA AVIATION PLC                                                                

 

Ticker:       BBA            Security ID:  G08932165                           

Meeting Date: MAY 05, 2017   Meeting Type: Annual                              

Record Date:  MAY 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Re-elect Sir Nigel Rudd as Director     For       For          Management

4     Re-elect Wayne Edmunds as Director      For       For          Management

5     Re-elect Peter Edwards as Director      For       For          Management

6     Re-elect Susan Kilsby as Director       For       For          Management

7     Re-elect Simon Pryce as Director        For       For          Management

8     Re-elect Peter Ratcliffe as Director    For       For          Management

9     Re-elect Peter Ventress as Director     For       For          Management

10    Reappoint Deloitte LLP as Auditors      For       For          Management

11    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

12    Approve Remuneration Report             For       For          Management

13    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

14    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

15    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

16    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

17    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

BNK FINANCIAL GROUP INC.                                                       

 

Ticker:       A138930        Security ID:  Y0R7ZV102                           

Meeting Date: MAR 24, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Allocation of Income                                                     

2     Amend Articles of Incorporation         For       For          Management

3     Elect Lee Bong-cheol as                 For       For          Management

      Non-independent Non-executive Director                                   

4.1   Elect Kim Yeong-jae as Outside          For       For          Management

      Director to Serve as Audit Committee                                     

      Member                                                                    

4.2   Elect Yoon In-tae as Outside Director   For       For          Management

      to Serve as Audit Committee Member                                       

5     Approve Total Remuneration of Inside    For       For          Management

      Directors and Outside Directors                                          

 

 

--------------------------------------------------------------------------------

 

BRUNEL INTERNATIONAL NV                                                         

 

Ticker:       BRNL           Security ID:  N1677J186                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  APR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Receive Report of Management Board      None      None         Management

      (Non-Voting)                                                             

3     Discuss Remuneration Report             None      None         Management

4     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                         

5     Approve Discharge of Management Board   For       For          Management

6     Approve Discharge of Supervisory Board  For       For          Management

7     Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

8     Approve Allocation of Income and        For       For          Management

      Dividends                                                                 

9a    Grant Board Authority to Issue Shares   For       For          Management

      Up To 5 Percent of Issued Capital                                        

9b    Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Share Issuances                                              

10    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                           

11    Discussion on Company's Corporate       None      None         Management

      Governance Structure                                                     

12a   Reelect Aart Schouwenaar to             For       For          Management

      Supervisory Board                                                        

12b   Elect Just Spee to Supervisory Board    For       For          Management

13    Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                 

14    Other Business (Non-Voting)             None      None         Management

15    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

BUCHER INDUSTRIES AG                                                           

 

Ticker:       BUCN           Security ID:  H10914176                           

Meeting Date: APR 19, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 5 per Share                                             

4.1a  Reelect Claude Cornaz as Director       For       For          Management

4.1b  Reelect Anita Hauser as Director        For       For          Management

4.1c  Reelect Michael Hauser as Director      For       For          Management

4.1d  Reelect Philip Mosimann as Director     For       For          Management

      and as Board Chairman                                                    

4.1e  Reelect Heinrich Spoerry as Director    For       For          Management

4.1f  Reelect Valentin Vogt as Director       For       For          Management

4.2a  Appoint Claude Cornaz as Member of the  For       For          Management

      Compensation Committee                                                   

4.2b  Appoint Anita Hauser as Member of the   For       For          Management

      Compensation Committee                                                   

4.2c  Appoint Valentin Vogt as Member of the  For       For          Management

      Compensation Committee                                                   

4.3   Designate Mathe & Partner as            For       For          Management

      Independent Proxy                                                        

4.4   Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                  

5.1   Approve Variable Remuneration of        For       For          Management

      Executive Committee in the Amount of                                     

      CHF 2.5 Million                                                           

5.2   Approve Remuneration Report             For       For          Management

5.3   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 1.2 Million                                             

5.4   Approve Fixed Remuneration of           For       For          Management

      Executive Committee in the Amount of                                     

      CHF 4.8 Million                                                           

6     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

CLEANAWAY WASTE MANAGEMENT LIMITED                                              

 

Ticker:       CWY            Security ID:  Q2506H109                           

Meeting Date: OCT 27, 2016   Meeting Type: Annual                              

Record Date:  OCT 25, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

2     Approve the Remuneration Report         For       For          Management

3a    Elect Mark Chellew as Director          For       For          Management

3b    Elect Mike Harding as Director          For       For          Management

4a    Approve the Grant of Performance        For       For          Management

      Rights to Vik Bansal under the                                           

      Cleanway Waste Management Limited Long                                   

      Term Incentive Plan                                                      

4b    Approve the Grant of Performance        For       For          Management

      Rights to Vik Bansal under the                                            

      Cleanway Waste Management Limited                                        

      Deferred Equity Plan                                                     

5     Approve the Amendments to the           For       For          Management

      Company's Constitution                                                   

 

 

--------------------------------------------------------------------------------

 

COSMO LADY (CHINA) HOLDINGS COMPANY LIMITED                                     

 

Ticker:       2298           Security ID:  G24442108                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAY 15, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3.1   Elect Zheng Yaonan as Director          For       For          Management

3.2   Elect Cheng Zuming as Director          For       For          Management

3.3   Elect Yau Chi Ming as Director          For       For          Management

4     Authorize Board to Fix Remuneration of  For       For          Management

      Directors                                                                

5     Approve PricewaterhouseCoopers as       For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

6     Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights                                                        

7     Authorize Repurchase of Issued Share    For       For          Management

      Capital                                                                  

8     Authorize Reissuance of Repurchased     For       For          Management

      Shares                                                                    

 

 

--------------------------------------------------------------------------------

 

COUNTRYWIDE PLC                                                                

 

Ticker:       CWD            Security ID:  G31610101                            

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Re-elect Peter Long as Director         For       For          Management

5     Re-elect David Watson as Director       For       For          Management

6     Re-elect Alison Platt as Director       For       For          Management

7     Re-elect Jim Clarke as Director         For       For          Management

8     Re-elect Caleb Kramer as Director       For       For          Management

9     Re-elect Richard Adam  as Director      For       For          Management

10    Re-elect Catherine Turner as Director   For       For          Management

11    Re-elect Jane Lighting as Director      For       For          Management

12    Re-elect Rupert Gavin as Director       For       For          Management

13    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                              

14    Authorise the Audit and Risk Committee  For       For          Management

      to Fix Remuneration of Auditors                                          

15    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                                

18    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

19    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

20    Approve Waiver on Tender-Bid            For       For          Management

      Requirement                                                              

 

 

--------------------------------------------------------------------------------

 

DGB FINANCIAL GROUP CO LTD                                                     

 

Ticker:       A139130        Security ID:  Y2058E109                           

Meeting Date: MAR 24, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Allocation of Income                                                     

2     Amend Articles of Incorporation         For       For          Management

3.1   Elect Park In-gyu as Inside Director    For       For          Management

3.2   Elect Noh Seong-seok as Inside Director For       For          Management

3.3   Elect Cho Hae-nyeong as Outside         For       For          Management

      Director                                                                  

3.4   Elect Ha Jong-hwa as Outside Director   For       For          Management

4     Elect Jeon Gyeong-tae as Outside        For       For          Management

      Director to serve as Audit Committee                                      

5     Elect Ha Jong-hwa as a Member of Audit  For       For          Management

      Committee                                                                

6     Approve Total Remuneration of Inside    For       For          Management

      Directors and Outside Directors                                          

 

 

--------------------------------------------------------------------------------

 

DORMA KABA HOLDING AG                                                          

 

Ticker:       DOKA           Security ID:  H0536M155                           

Meeting Date: OCT 18, 2016   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 12.00 per Share from                                    

      Capital Contribution Reserves                                             

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

4.1   Reelect Ulrich Graf as Director and     For       For          Management

      Board Chairman                                                           

4.2   Reelect Rolf Doerig as Director         For       For          Management

4.3   Reelect Stephanie Brecht-Bergen as      For       For          Management

      Director                                                                 

4.4   Reelect Elton SK Chiu as Director       For       For          Management

4.5   Reelect Daniel Daeniker as Director     For       For          Management

4.6   Reelect Karina Dubs-Kuenzle as Director For       For          Management

4.7   Reelect Hans Gummert as Director        For       For          Management

4.8   Reelect John Heppner as Director        For       For          Management

4.9   Reelect Hans Hess as Director           For       For          Management

4.10  Reelect Christine Mankel-Madaus as      For       For          Management

      Director                                                                 

5.1   Appoint Rolf Doerig as Member of the    For       For          Management

      Compensation Committee                                                   

5.2   Appoint Hans Gummert as Member of the   For       For          Management

      Compensation Committee                                                   

5.3   Appoint Hans Hess as Member of the      For       For          Management

      Compensation Committee                                                   

6     Ratify PricewaterhouseCoopers AG as     For       For          Management

      Auditors                                                                 

7     Designate Andreas Keller as             For       For          Management

      Independent Proxy                                                         

8.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 2.75 Million                                           

8.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 18.23                                     

      Million                                                                  

9     Change Company Name to dormakaba        For       For          Management

      Holding AG                                                               

10    Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

DSV A/S                                                                        

 

Ticker:       DSV            Security ID:  K3013J154                           

Meeting Date: MAR 09, 2017   Meeting Type: Annual                               

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Report of Board                 None      None         Management

2     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

3     Approve Remuneration of Directors for   For       For          Management

      2017 in the Amount of DKK 1.35 Million                                   

      for the Chairman; DKK 675,000 for the                                    

      Vice Chairman, and DKK 450,000 for                                       

      Other Directors                                                          

4     Approve Allocation of Income and        For       For          Management

      Dividends of DKK 1.80 Per Share                                          

5.1   Reelect Kurt Larsen as Director         For       For          Management

5.2   Reelect Annette Sadolin as Director     For       For          Management

5.3   Reelect Birgit Norgaard as Director     For       For          Management

5.4   Reelect Thomas Plenborg as Director     For       For          Management

5.5   Reelect Robert Steen Kledal as Director For       For          Management

5.6   Reelect  Jorgen Moller as Director      For       For          Management

6     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                 

7     Other Proposals from  Board or          None      None         Management

      Shareholders (None submitted)                                             

8     Other Business                          None      None         Management

 

 

--------------------------------------------------------------------------------

 

EFG INTERNATIONAL                                                               

 

Ticker:       EFGN           Security ID:  H2078C108                           

Meeting Date: JUL 26, 2016   Meeting Type: Special                             

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Creation of CHF 7.5 Million     For       For          Management

      Pool of Capital without Preemptive                                       

      Rights                                                                   

2.1   Transact Other Business: Proposals by   For       Against      Management

      the Board of Directors (Voting)                                          

2.2   Transact Other Business: Proposals by   For       Against      Management

      Shareholders (Voting)                                                    

 

 

--------------------------------------------------------------------------------

 

EFG INTERNATIONAL                                                               

 

Ticker:       EFGN           Security ID:  H2078C108                           

Meeting Date: APR 28, 2017   Meeting Type: Annual                              

Record Date:  APR 12, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Distribution of Preferred       For       For          Management

      Dividends by EFG Finance (Guernsey)                                      

      Limited for Class B Shareholders                                          

3.1   Approve Allocation of Income            For       For          Management

3.2   Approve Dividends of CHF 0.25  per      For       For          Management

      Share from Capital Contribution                                           

      Reserves                                                                 

4     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

5.1   Approve CHF 1.3 Million Increase in     For       Against      Management

      Pool of Conditional Capital Reserved                                     

      for Granting Stock Options or Similar                                    

      Instruments to Employees and Directors                                   

5.2   Amend Articles Re: Board of Directors   For       Against      Management

      Remuneration                                                             

5.3   Amend Articles Re: Editorial Changes    For       For          Management

6.1   Approve Fixed Remuneration of Board of  For       For          Management

      Directors in the Amount of CHF 3.7                                       

      Million                                                                   

6.2   Approve Fixed Remuneration of           For       Against      Management

      Executive Committee in the Amount of                                     

      CHF 13.9 Million                                                          

6.3   Approve Variable Remuneration of        For       Against      Management

      Executive Committee in the Amount of                                     

      CHF 4.4 Million                                                           

7.1a  Reelect Susanne Brandenberger as        For       For          Management

      Director                                                                 

7.1b  Reelect Niccolo Burki as Director       For       For          Management

7.1c  Reelect Emmanuel Bussetil as Director   For       Against      Management

7.1d  Reelect Michael Higgin as Director      For       For          Management

7.1e  Reelect Roberto Isolani as Director     For       For          Management

7.1f  Reelect Steven Jacobs as Director       For       For          Management

7.1g  Reelect Spiro Latsis as Director        For       For          Management

7.1h  Reelect Bernd-A. von Maltzan as         For       For          Management

      Director                                                                  

7.1i  Reelect Pericles Petalas as Director    For       For          Management

7.1j  Reelect John Williamson as Director     For       Against      Management

7.1k  Reelect Daniel Zuberbuehler as Director For       For          Management

7.2   Elect John Williamson as Board Chairman For       Against      Management

8a    Appoint Niccolo Burki as Member of the  For       For          Management

      Compensation and Nomination Committee                                    

8b    Appoint Emmanuel Bussetil as Member of  For       Against      Management

      the Compensation and Nomination                                          

      Committee                                                                

8c    Appoint Pericles Petalas as Member of   For       For          Management

      the Compensation and Nomination                                          

      Committee                                                                 

8d    Appoint John Williamson as Member of    For       Against      Management

      the Compensation and Nomination                                          

      Committee                                                                 

8e    Appoint Steven Jacobs as Member of the  For       For          Management

      Compensation and Nomination Committee                                    

8f    Appoint Bernd-A. von Maltzan as Member  For       For          Management

      of the Compensation Committee                                            

9     Designate ADROIT Anwaelte as            For       For          Management

      Independent Proxy                                                         

10    Ratify PricewaterhouseCoopers SA as     For       For          Management

      Auditors                                                                 

11    Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

ELEMENT FINANCIAL CORPORATION                                                  

 

Ticker:       EFN            Security ID:  286181201                           

Meeting Date: SEP 20, 2016   Meeting Type: Special                             

Record Date:  JUL 29, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Spin-Off Agreement              For       For          Management

2     Approve the ECN Capital Equity Plans    For       For          Management

3     Issue Shares in Connection with         For       For          Management

      Acquisition                                                              

 

 

--------------------------------------------------------------------------------

 

ELEMENT FLEET MANAGEMENT CORP.                                                 

 

Ticker:       EFN            Security ID:  286181201                           

Meeting Date: JUN 06, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Richard E. Venn          For       For          Management

1.2   Elect Director Steven K. Hudson         For       For          Management

1.3   Elect Director Bradley Nullmeyer        For       For          Management

1.4   Elect Director Paul D. Damp             For       For          Management

1.5   Elect Director Joan Lamm-Tennant        For       For          Management

1.6   Elect Director William W. Lovatt        For       For          Management

1.7   Elect Director Brian Tobin              For       For          Management

2     Approve Ernst & Young LLP as Auditors   For       For          Management

      and Authorize Board to Fix Their                                          

      Remuneration                                                             

3     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

4     Re-approve Stock Option Plan            For       For          Management

5     Approve Advance Notice Requirement      For       For          Management

 

 

--------------------------------------------------------------------------------

 

FINNING INTERNATIONAL INC.                                                     

 

Ticker:       FTT            Security ID:  318071404                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual/Special                      

Record Date:  MAR 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Vicki L. Avril           For       For          Management

1.2   Elect Director Marcelo A. Awad          For       For          Management

1.3   Elect Director James E.C. Carter        For       For          Management

1.4   Elect Director Jacynthe Cote            For       For          Management

1.5   Elect Director Nicholas Hartery         For       For          Management

1.6   Elect Director Stuart L. Levenick       For       For          Management

1.7   Elect Director Kevin A. Neveu           For       For          Management

1.8   Elect Director Kathleen M. O'Neill      For       For          Management

1.9   Elect Director Christopher W. Patterson For       For          Management

1.10  Elect Director John M. Reid             For       For          Management

1.11  Elect Director L. Scott Thomson         For       For          Management

1.12  Elect Director Douglas W.G. Whitehead   For       For          Management

2     Approve Deloitte LLP as Auditors and    For       For          Management

      Authorize Board to Fix Their                                             

      Remuneration                                                             

3     Approve Shareholder Rights Plan         For       Against      Management

4     Amend By-Law No. 1                      For       For          Management

5     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

 

 

--------------------------------------------------------------------------------

 

FREIGHTWAYS LTD.                                                               

 

Ticker:       FRE            Security ID:  Q3956J108                           

Meeting Date: OCT 27, 2016   Meeting Type: Annual                              

Record Date:  OCT 25, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Peter Kean as Director            For       For          Management

2     Elect Mark Verbiest as Director         For       For          Management

3     Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of                                                

      Non-Executive Directors                                                   

4     Authorize Board to Fix Remuneration of  For       For          Management

      the Auditors                                                             

 

 

--------------------------------------------------------------------------------

 

GATEGROUP HOLDING AG                                                           

 

Ticker:       GATE           Security ID:  ADPV34580                           

Meeting Date: JUL 29, 2016   Meeting Type: Special                             

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Adam Tan as Director and Board    For       For          Management

      Chairman                                                                 

1.2   Elect Di Xin as Director                For       For          Management

1.3   Elect Frank Nang as Director            For       For          Management

1.4   Elect Stewart Gordon Smith as Director  For       For          Management

1.5   Elect Xavier Rossinyol as Director      For       For          Management

1.6   Reelect Frederick W. Reid as Director   For       For          Management

2.1   Appoint Adam Tan as Member of the       For       For          Management

      Compensation Committee                                                   

2.2   Appoint Di Xin as Member of the         For       For          Management

      Compensation Committee                                                   

2.3   Appoint Frederick W. Reid as Member of  For       For          Management

      the Compensation Committee                                                

3     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

HAKUHODO DY HOLDINGS INC.                                                       

 

Ticker:       2433           Security ID:  J19174101                           

Meeting Date: JUN 29, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 12                                                 

2.1   Elect Director Narita, Junji            For       For          Management

2.2   Elect Director Toda, Hirokazu           For       For          Management

2.3   Elect Director Sawada, Kunihiko         For       For          Management

2.4   Elect Director Matsuzaki, Mitsumasa     For       For          Management

2.5   Elect Director Imaizumi, Tomoyuki       For       For          Management

2.6   Elect Director Nakatani, Yoshitaka      For       For          Management

2.7   Elect Director Nishioka, Masanori       For       For          Management

2.8   Elect Director Nishimura, Osamu         For       For          Management

2.9   Elect Director Mizushima, Masayuki      For       For          Management

2.10  Elect Director Ochiai, Hiroshi          For       For          Management

2.11  Elect Director Fujinuma, Daisuke        For       For          Management

2.12  Elect Director Yajima, Hirotake         For       For          Management

2.13  Elect Director Matsuda, Noboru          For       For          Management

2.14  Elect Director Hattori, Nobumichi       For       For          Management

3     Approve Annual Bonus                    For       For          Management

4     Approve Bonus Related to Retirement     For       Against      Management

      Bonus System Abolition                                                   

5     Approve Compensation Ceiling for        For       For          Management

      Directors                                                                 

6     Approve Equity Compensation Plan        For       For          Management

 

 

--------------------------------------------------------------------------------

 

HAYS PLC                                                                       

 

Ticker:       HAS            Security ID:  G4361D109                           

Meeting Date: NOV 09, 2016   Meeting Type: Annual                              

Record Date:  NOV 07, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Alan Thomson as Director       For       For          Management

5     Re-elect Alistair Cox as Director       For       For          Management

6     Re-elect Paul Venables as Director      For       For          Management

7     Re-elect Paul Harrison as Director      For       For          Management

8     Re-elect Victoria Jarman as Director    For       For          Management

9     Re-elect Torsten Kreindl as Director    For       For          Management

10    Re-elect Pippa Wicks as Director        For       For          Management

11    Re-elect Peter Williams as Director     For       For          Management

12    Elect Mary Rainey as Director           For       For          Management

13    Appoint PricewaterhouseCoopers LLP as   For       For          Management

      Auditors                                                                  

14    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

15    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

19    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

20    Approve Deferred Annual Bonus Plan      For       For          Management

21    Approve US Employee Stock Purchase Plan For       For          Management

 

 

--------------------------------------------------------------------------------

 

HENGDELI HOLDINGS LTD.                                                         

 

Ticker:       3389           Security ID:  G45048108                           

Meeting Date: APR 25, 2017   Meeting Type: Special                             

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Sale and Purchase Agreement     For       Against      Management

      and Related Transactions                                                  

2     Approve Special Dividend                For       Against      Management

 

 

--------------------------------------------------------------------------------

 

HENGDELI HOLDINGS LTD.                                                          

 

Ticker:       3389           Security ID:  G45048108                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAY 12, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       Against      Management

      Statutory Reports                                                        

2a    Elect Zhang Yuping as Director and      For       Against      Management

      Authorize Board to Fix His Remuneration                                  

2b    Elect Lee Shu Chung, Stan as Director   For       Against      Management

      and Authorize Board to Fix His                                           

      Remuneration                                                             

2c    Elect Chen Jun as Director and          For       Against      Management

      Authorize Board to Fix His Remuneration                                  

2d    Elect Liu Xueling as Director and       For       Against      Management

      Authorize Board to Fix His Remuneration                                  

3     Approve KPMG as Auditors and Authorize  For       Against      Management

      Board to Fix Their Remuneration                                          

4A    Approve Issuance of Equity or           For       Against      Management

      Equity-Linked Securities without                                         

      Preemptive Rights                                                        

4B    Authorize Repurchase of Issued Share    For       Against      Management

      Capital                                                                  

5     Authorize Reissuance of Repurchased     For       Against      Management

      Shares                                                                    

 

 

--------------------------------------------------------------------------------

 

HIROSE ELECTRIC CO. LTD.                                                       

 

Ticker:       6806           Security ID:  J19782101                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  MAR 31, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 120                                                

2     Amend Articles to Reduce Directors'     For       For          Management

      Term                                                                      

3.1   Elect Director Ishii, Kazunori          For       Against      Management

3.2   Elect Director Nakamura, Mitsuo         For       Against      Management

3.3   Elect Director Kondo, Makoto            For       Against      Management

3.4   Elect Director Iizuka, Kazuyuki         For       Against      Management

3.5   Elect Director Okano, Hiroaki           For       Against      Management

3.6   Elect Director Kiriya, Yukio            For       Against      Management

3.7   Elect Director Hotta, Kensuke           For       Against      Management

3.8   Elect Director Motonaga, Tetsuji        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

HOWDEN JOINERY GROUP PLC                                                       

 

Ticker:       HWDN           Security ID:  G4647J102                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                               

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Elect Debbie White as Director          For       For          Management

5     Re-elect Mark Allen as Director         For       For          Management

6     Re-elect Andrew Cripps as Director      For       For          Management

7     Re-elect Geoff Drabble as Director      For       For          Management

8     Re-elect Tiffany Hall as Director       For       For          Management

9     Re-elect Matthew Ingle as Director      For       For          Management

10    Re-elect Richard Pennycook as Director  For       For          Management

11    Re-elect Mark Robson as Director        For       For          Management

12    Reappoint Deloitte LLP as Auditors      For       For          Management

13    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

14    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

15    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

18    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

INCITEC PIVOT LTD                                                              

 

Ticker:       IPL            Security ID:  Q4887E101                           

Meeting Date: DEC 16, 2016   Meeting Type: Annual                              

Record Date:  DEC 14, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Kathryn Fagg as Director          For       For          Management

2     Approve the Grant of Performance        For       For          Management

      Rights to James Fazzino                                                  

3     Approve the Amendment to the Company's  For       For          Management

      Constitution                                                              

4     Approve the Remuneration Report         For       For          Management

 

 

--------------------------------------------------------------------------------

 

INGENICO GROUP                                                                  

 

Ticker:       ING            Security ID:  F5276G104                           

Meeting Date: MAY 10, 2017   Meeting Type: Annual/Special                      

Record Date:  MAY 05, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                         

2     Approve Consolidated Financial          For       For          Management

      Statements and Statutory Reports                                         

3     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.5 per Share                                           

4     Approve Stock Dividend Program (Cash    For       For          Management

      or New Shares)                                                           

5     Acknowledge Auditors' Special Report    For       For          Management

      on Related-Party Transactions                                            

      Regarding Ongoing Transactions                                           

6     Ratify Appointment of Caroline Parot    For       For          Management

      as Director                                                              

7     Reelect Caroline Parot as Director      For       For          Management

8     Reelect Bernard Bourigeaud as Director  For       For          Management

9     Non-Binding Vote on Compensation of     For       For          Management

      Philippe Lazare, Chairman and CEO                                        

10    Approve Remuneration Policy of          For       For          Management

      Chairman and CEO                                                         

11    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                           

12    Authorize Capitalization of Reserves    For       For          Management

      of Up to EUR 10 Million for Bonus                                        

      Issue or Increase in Par Value                                            

13    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans                                            

14    Authorize Capital Issuances for Use in  For       For          Management

      Employee Stock Purchase Plans Reserved                                   

      for International Subsidiaries                                           

15    Amend Article 12 of Bylaws Re:          For       For          Management

      Directors Election                                                       

16    Amend Article 4, 15 and 18 of Bylaws    For       For          Management

      to Comply with New Regulation Re:                                        

      Headquarters, Regulated Agreements,                                      

      and Auditors                                                             

17    Authorize Filing of Required            For       For          Management

      Documents/Other Formalities                                              

 

 

--------------------------------------------------------------------------------

 

IWG PLC                                                                        

 

Ticker:       IWG            Security ID:  G4969N103                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual                              

Record Date:  MAY 12, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Appoint KPMG Ireland as Auditors        For       For          Management

5     Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

6     Re-elect Mark Dixon as Director         For       For          Management

7     Re-elect Dominik de Daniel as Director  For       For          Management

8     Re-elect Elmar Heggen as Director       For       For          Management

9     Re-elect Nina Henderson as Director     For       For          Management

10    Re-elect Francois Pauly as Director     For       For          Management

11    Re-elect Florence Pierre as Director    For       For          Management

12    Re-elect Douglas Sutherland as Director For       For          Management

13    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

14    Authorise the Company to Hold as        For       For          Management

      Treasury Shares Any Shares Purchased                                     

      or Contracted to be Purchased by the                                     

      Company Pursuant to the Authority                                        

      Granted in Resolution 15                                                 

15    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

18    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                            

 

 

--------------------------------------------------------------------------------

 

JULIUS BAER GRUPPE AG                                                          

 

Ticker:       BAER           Security ID:  H4414N103                           

Meeting Date: APR 12, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 1.20 per Share                                          

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

4.1   Approve Maximum Remuneration of Board   For       For          Management

      of Directors in the Amount of CHF 3.8                                    

      Million                                                                  

4.2.1 Approve Variable Cash-Based             For       For          Management

      Remuneration of Executive Committee                                      

      for Fiscal 2016 in the Amount of CHF 6.                                  

      1 Million                                                                

4.2.2 Approve Variable Share-Based            For       For          Management

      Remuneration of Executive Committee                                      

      for Fiscal 2017 in the Amount of CHF 6.                                  

      7 Million                                                                

4.2.3 Approve Maximum Fixed Remuneration of   For       For          Management

      Executive Committee for Fiscal 2018 in                                   

      the Amount of CHF 5.7 Million                                            

5.1.1 Reelect Daniel Sauter as Director       For       For          Management

5.1.2 Reelect Gilbert Achermann as Director   For       For          Management

5.1.3 Reelect Ann Almeida as Director         For       For          Management

5.1.4 Reelect Andreas Amschwand as Director   For       For          Management

5.1.5 Reelect Heinrich Baumann as Director    For       For          Management

5.1.6 Reelect Paul Chow as Director           For       For          Management

5.1.7 Reelect Claire Giraut as Director       For       For          Management

5.1.8 Reelect Gareth Penny as Director        For       For          Management

5.1.9 Reelect Charles Stonehill as Director   For       For          Management

5.2   Elect Ivo Furrer as Director            For       For          Management

5.3   Elect Daniel Sauter as Board Chairman   For       For          Management

5.4.1 Appoint Ann Almeida as Member of the    For       For          Management

      Compensation Committee                                                   

5.4.2 Appoint Gilbert Achermann as Member of  For       For          Management

      the Compensation Committee                                               

5.4.3 Appoint Heinrich Baumann as Member of   For       For          Management

      the Compensation Committee                                               

5.4.4 Appoint Gareth Penny as Member of the   For       For          Management

      Compensation Committee                                                   

6     Ratify KPMG AG as Auditors              For       For          Management

7     Designate Marc Nater as Independent     For       For          Management

      Proxy                                                                    

8     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

KONECRANES PLC                                                                 

 

Ticker:       KCR1V          Security ID:  X4550J108                           

Meeting Date: SEP 15, 2016   Meeting Type: Special                             

Record Date:  SEP 05, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Call the Meeting to Order               None      None         Management

3     Designate Inspector or Shareholder      For       For          Management

      Representative(s) of Minutes of Meeting                                  

4     Acknowledge Proper Convening of Meeting For       For          Management

5     Prepare and Approve List of             For       For          Management

      Shareholders                                                             

6     Approve Acquisition of Material         For       For          Management

      Handling & Port Solutions from Terex                                     

      Corporation; Amend Articles of                                           

      Association; Approve Issuance of                                         

      Shares for Payment of Acquisition                                        

7a    Approve Remuneration of Directors in    For       For          Management

      the Amount of EUR 140,000 for                                            

      Chairman, EUR 100,000 for Vice                                           

      Chairman, and EUR 70,000 for Other                                       

      Directors                                                                

7b    Approve Additional Remuneration for     None      For          Shareholder

      the Board of Directors                                                    

8     Fix Number of Directors at Eight        For       For          Management

      (Conditional on the Approval of                                          

      Acquisition under Item 6: Fix Numbers                                     

      of Directors at 10)                                                      

9     Elect Two New Directors                 For       For          Management

10    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

KONECRANES PLC                                                                 

 

Ticker:       KCR            Security ID:  X4550J108                            

Meeting Date: MAR 23, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Call the Meeting to Order               None      None         Management

3     Designate Inspector or Shareholder      For       For          Management

      Representative(s) of Minutes of Meeting                                  

4     Acknowledge Proper Convening of Meeting For       For          Management

5     Prepare and Approve List of             For       For          Management

      Shareholders                                                             

6     Receive Financial Statements and        None      None         Management

      Statutory Reports                                                        

7     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

8     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.05 Per Share                                           

9     Approve Discharge of Board and          For       For          Management

      President                                                                

10    Approve Remuneration of Directors in    For       For          Management

      the Amount of EUR 140,000 for                                            

      Chairman, EUR 100,000 for Vice                                           

      Chairman, and EUR 70,000 for Other                                        

      Directors; Approve Meeting Fees                                          

11    Fix Number of Directors at Eight        For       For          Management

12    Reelect Ole Johansson, Janina Kugel,    For       For          Management

      Bertel Langenskiold, Ulf Liljedahl,                                      

      Malin Persson, and Christop Vitzthum                                     

      as Directors                                                             

13    Approve Remuneration of Auditors        For       For          Management

14    Ratify Ernst & Young as Auditors        For       For          Management

15    Authorize Share Repurchase Program      For       For          Management

16    Approve Issuance of up to 6 Million     For       For          Management

      Class A Shares without Preemptive                                        

      Rights                                                                   

17    Authorize Reissuance of Repurchased     For       For          Management

      Shares                                                                   

18    Approve Transfer of up to 500,000       For       For          Management

      Class A Shares in Connection to Share                                    

      Saving Plans for Entitled Participants                                   

19    Approve Charitable Donations            For       For          Management

20    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

LSL PROPERTY SERVICES PLC                                                      

 

Ticker:       LSL            Security ID:  G571AR102                           

Meeting Date: APR 27, 2017   Meeting Type: Annual                              

Record Date:  APR 25, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Re-elect Kumsal Bayazit Besson as       For       For          Management

      Director                                                                 

6     Re-elect Helen Buck as Director         For       For          Management

7     Re-elect Adam Castleton as Director     For       For          Management

8     Re-elect Ian Crabb as Director          For       For          Management

9     Re-elect Simon Embley as Director       For       For          Management

10    Re-elect Bill Shannon as Director       For       For          Management

11    Re-elect David Stewart as Director      For       For          Management

12    Reappoint Ernst & Young LLP as Auditors For       For          Management

13    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

14    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

15    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

18    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                               

19    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

20    Amend Long Term Incentive Plan          For       For          Management

 

 

--------------------------------------------------------------------------------

 

MELCO INTERNATIONAL DEVELOPMENT LTD                                            

 

Ticker:       200            Security ID:  Y59683188                           

Meeting Date: DEC 09, 2016   Meeting Type: Special                             

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Amended Share Incentive Plan    For       For          Management

      of Melco Crown Entertainment Limited                                     

2     Approve Amended Share Incentive Plan    For       Against      Management

      of Melco Crown (Philippines) Resorts                                     

      Corporation                                                              

 

 

--------------------------------------------------------------------------------

 

MELCO INTERNATIONAL DEVELOPMENT LTD                                            

 

Ticker:       200            Security ID:  Y59683188                           

Meeting Date: JUN 09, 2017   Meeting Type: Annual                              

Record Date:  JUN 05, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Special Final Dividend          For       For          Management

3a1   Elect Ho, Lawrence Yau Lung as Director For       Against      Management

3a2   Elect Evan Andrew Winkler as Director   For       Against      Management

3a3   Elect Ng Ching Wo as Director           For       Against      Management

3a4   Elect Tyen Kan Hee, Anthony as Director For       For          Management

3b    Authorize Board to Fix Remuneration of  For       For          Management

      Directors                                                                

4     Approve Deloitte Touche Tohmatsu as     For       Against      Management

      Auditor and Authorize Board to Fix                                       

      Their Remuneration                                                       

5     Authorize Repurchase of Issued Share    For       For          Management

      Capital                                                                  

6.1   Approve Issuance of Equity or           For       For          Management

      Equity-Linked Securities without                                         

      Preemptive Rights                                                        

6.2   Authorize Reissuance of Repurchased     For       For          Management

      Shares                                                                   

 

 

--------------------------------------------------------------------------------

 

MELROSE INDUSTRIES PLC                                                          

 

Ticker:       MRO            Security ID:  G5973J178                           

Meeting Date: JUL 25, 2016   Meeting Type: Special                             

Record Date:  JUL 21, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Acquisition of All or Any Part  For       For          Management

      of the Issued Share Capital of Nortek                                     

2     Authorise Issue of Equity Pursuant to   For       For          Management

      the Rights Issue                                                         

3     Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

4     Approve Re-admission or Transfer of     For       For          Management

      the Melrose Shares to the Standard                                       

      Segment of the Official List                                             

5     Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

6     Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

7     Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

 

 

--------------------------------------------------------------------------------

 

METSO CORPORATION                                                              

 

Ticker:       METSO          Security ID:  X53579102                           

Meeting Date: MAR 23, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Call the Meeting to Order               None      None         Management

3     Designate Inspector or Shareholder      For       For          Management

      Representative(s) of Minutes of Meeting                                  

4     Acknowledge Proper Convening of Meeting For       For          Management

5     Prepare and Approve List of             For       For          Management

      Shareholders                                                             

6     Receive Financial Statements and        None      None         Management

      Statutory Reports; Receive Board's                                        

      Report; Receive Auditor's Report                                         

7     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

8     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.05 Per Share                                          

9     Approve Discharge of Board and          For       For          Management

      President                                                                

10    Approve Remuneration of Directors in    For       For          Management

      the Amount of EUR 110,000 for                                            

      Chairman, EUR 62,000 for Vice Chairman                                   

      and EUR 50,000 for Other Directors;                                      

      Approve Meeting Fees; Approve                                            

      Remuneration for Committee Work                                          

11    Fix Number of Directors at Seven        For       For          Management

12    Reelect Mikael Lilius (Chairman),       For       For          Management

      Christer Gardell, Peter Carlsson, Ozey                                   

      Horton, Lars Josefsson, Nina Kopola                                      

      and Arja Talma as Directors                                              

13    Approve Remuneration of Auditors        For       For          Management

14    Ratify Ernst & Young as Auditors        For       For          Management

15    Authorize Share Repurchase Program      For       For          Management

16    Approve Charitable Donations of up to   For       For          Management

      EUR 1 Million                                                            

17    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

MITIE GROUP PLC                                                                

 

Ticker:       MTO            Security ID:  G6164F157                           

Meeting Date: JUL 12, 2016   Meeting Type: Annual                              

Record Date:  JUL 08, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Roger Matthews as Director     For       For          Management

5     Re-elect Ruby McGregor-Smith as         For       For          Management

      Director                                                                 

6     Re-elect Suzanne Baxter as Director     For       For          Management

7     Re-elect Larry Hirst as Director        For       For          Management

8     Re-elect Jack Boyer as Director         For       For          Management

9     Re-elect Mark Reckitt as Director       For       For          Management

10    Reappoint Deloitte LLP as Auditors      For       For          Management

11    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                  

12    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

13    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

14    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

15    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

16    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

MITIE GROUP PLC                                                                

 

Ticker:       MTO            Security ID:  G6164F157                           

Meeting Date: JUN 12, 2017   Meeting Type: Special                             

Record Date:  JUN 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Amend the Borrowing Limit Under the     For       For          Management

      Company's Articles of Association                                        

 

 

--------------------------------------------------------------------------------

 

MORGAN ADVANCED MATERIALS PLC                                                  

 

Ticker:       MGAM           Security ID:  G62496131                           

Meeting Date: MAY 05, 2017   Meeting Type: Annual                              

Record Date:  MAY 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Final Dividend                  For       For          Management

4     Re-elect Helen Bunch as Director        For       For          Management

5     Re-elect Douglas Caster as Director     For       For          Management

6     Elect Laurence Mulliez as Director      For       For          Management

7     Re-elect Pete Raby as Director          For       For          Management

8     Re-elect Rob Rowley as Director         For       For          Management

9     Re-elect Andrew Shilston as Director    For       For          Management

10    Elect Peter Turner as Director          For       For          Management

11    Reappoint KPMG LLP as Auditors          For       For          Management

12    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

13    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

14    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

15    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                        

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                           

      Investment                                                               

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

18    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

 

 

--------------------------------------------------------------------------------

 

MTU AERO ENGINES AG                                                            

 

Ticker:       MTX            Security ID:  D5565H104                           

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 1.90 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify Ernst & Young GmbH as Auditors   For       For          Management

      for Fiscal 2017                                                           

 

 

--------------------------------------------------------------------------------

 

OTSUKA CORPORATION                                                             

 

Ticker:       4768           Security ID:  J6243L115                           

Meeting Date: MAR 29, 2017   Meeting Type: Annual                              

Record Date:  DEC 31, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Allocation of Income, with a    For       For          Management

      Final Dividend of JPY 120                                                

2.1   Elect Director Otsuka, Yuji             For       For          Management

2.2   Elect Director Katakura, Kazuyuki       For       For          Management

2.3   Elect Director Takahashi, Toshiyasu     For       For          Management

2.4   Elect Director Yano, Katsuhiro          For       For          Management

2.5   Elect Director Saito, Hironobu          For       For          Management

2.6   Elect Director Wakamatsu, Yasuhiro      For       For          Management

2.7   Elect Director Tsurumi, Hironobu        For       For          Management

2.8   Elect Director Sakurai, Minoru          For       For          Management

2.9   Elect Director Hirose, Mitsuya          For       For          Management

2.10  Elect Director Tanaka, Osamu            For       For          Management

2.11  Elect Director Moriya, Norihiko         For       For          Management

2.12  Elect Director Makino, Jiro             For       For          Management

2.13  Elect Director Saito, Tetsuo            For       For          Management

3     Approve Director Retirement Bonus       For       Against      Management

 

 

--------------------------------------------------------------------------------

 

OUTOTEC OYJ                                                                    

 

Ticker:       OTE1V          Security ID:  X6026E100                           

Meeting Date: MAR 30, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Call the Meeting to Order               None      None         Management

3     Designate Inspector or Shareholder      For       For          Management

      Representative(s) of Minutes of Meeting                                  

4     Acknowledge Proper Convening of Meeting For       For          Management

5     Prepare and Approve List of             For       For          Management

      Shareholders                                                             

6     Receive Financial Statements and        None      None         Management

      Statutory Reports; Receive Board's                                       

      Report; Receive Auditor's Report                                         

7     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

8     Approve Allocation of Income and        For       For          Management

      Omission of Dividends                                                    

9     Approve Discharge of Board and          For       For          Management

      President                                                                 

10    Approve Remuneration of Directors in    For       For          Management

      the Amount of EUR 72,000 for Chairman,                                   

      EUR  48,000 for Vice Chairman, and EUR                                   

      36,000 for Other Directors; Approve                                      

      Meeting Fees;  Approve Remuneration                                      

      for Committee Work                                                        

11    Fix Number of Directors at Seven        For       For          Management

12    Reelect Matti Alahuhta (Chairman),      For       For          Management

      Timo Ritakallio, Eija Ailasmaa, Klaus                                     

      Cawen, Anja  Korhonen, Patrik Nolaker                                    

      and Ian Pearce as Directors                                              

13    Approve Remuneration of Auditors        For       For          Management

14    Ratify  PricewaterhouseCoopers as       For       For          Management

      Auditors                                                                 

15    Authorize Share Repurchase Program      For       For          Management

16    Approve Issuance and/or Conveyance of   For       For          Management

      up to 18.3 Million Shares without                                        

      Preemptive Rights                                                        

17    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

PAGEGROUP PLC                                                                  

 

Ticker:       PAGE           Security ID:  G68694119                           

Meeting Date: JUN 08, 2017   Meeting Type: Annual                              

Record Date:  JUN 06, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Re-elect David Lowden as Director       For       For          Management

6     Re-elect Simon Boddie as Director       For       For          Management

7     Re-elect Patrick De Smedt as Director   For       For          Management

8     Re-elect Danuta Gray as Director        For       For          Management

9     Re-elect Steve Ingham as Director       For       For          Management

10    Re-elect Kelvin Stagg as Director       For       For          Management

11    Elect Michelle Healy as Director        For       For          Management

12    Reappoint Ernst & Young LLP as Auditors For       For          Management

13    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                  

14    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

15    Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

16    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

18    Authorise the Company to Call General   For       For          Management

      Meeting with 14 Business Days' Notice                                    

19    Approve Executive Single Incentive Plan For       For          Management

 

 

--------------------------------------------------------------------------------

 

PANALPINA WELTTRANSPORT (HOLDING) AG                                           

 

Ticker:       PWTN           Security ID:  H60147107                           

Meeting Date: MAY 03, 2017   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                         

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 3.75 per Share                                          

4     Approve Creation of CHF 300,000 Pool    For       For          Management

      of Capital without Preemptive Rights                                      

5.1   Approve Remuneration of Board of        For       For          Management

      Directors in the Amount of CHF 2.5                                       

      Million                                                                  

5.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 17.5                                      

      Million                                                                  

5.3   Approve Remuneration Report             For       For          Management

6.1   Reelect Peter Ulber as Director and     For       For          Management

      Board Chairman                                                           

6.2   Elect Beat Walti as Director            For       For          Management

6.3   Reelect Thomas Kern as Director         For       For          Management

6.4   Reelect Pamela Knapp as Director        For       For          Management

6.5   Reelect Ilias Laeber as Director        For       For          Management

6.6   Reelect Chris Muntwyler as Director     For       For          Management

6.7   Reelect Knud Stubkjaer as Director      For       For          Management

6.8   Elect Dirk Reich as Director            For       For          Management

7.1   Reappoint Peter Ulber as Member of the  For       For          Management

      Compensation Committee                                                   

7.2   Reappoint Thomas Kern as Member of the  For       For          Management

      Compensation Committee                                                   

7.3   Reappoint Chris Muntwyler as Member of  For       For          Management

      the Compensation Committee                                                

7.4   Reappoint Knud Stubkjaer as Member of   For       For          Management

      the Compensation Committee                                               

8     Designate Peter Zahn as Independent     For       For          Management

      Proxy                                                                    

9.1   Ratify KPMG AG as Auditors (Voting      None      Against      Management

      Item)                                                                    

9.2   Ratify Deloitte AG as Auditors (Voting  None      Against      Management

      Item)                                                                    

9.3   Ratify Ernst & Young AG as Auditors     None      Against      Management

      (Voting Item)                                                             

9.4   Ratify PricewaterhouseCoopers AG as     None      Against      Management

      Auditors (Voting Item)                                                   

10    Transact Other Business (Voting)        For       Abstain      Management

 

 

--------------------------------------------------------------------------------

 

PREMIER FARNELL PLC                                                            

 

Ticker:       PFL            Security ID:  G33292106                           

Meeting Date: SEP 12, 2016   Meeting Type: Special                             

Record Date:  SEP 08, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Matters Relating to the Cash    For       For          Management

      Acquisition of Premier Farnell plc by                                    

      Avnet Bidco Limited                                                       

 

 

--------------------------------------------------------------------------------

 

PREMIER FARNELL PLC                                                            

 

Ticker:       PFL            Security ID:  G33292106                           

Meeting Date: SEP 12, 2016   Meeting Type: Court                               

Record Date:  SEP 08, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Scheme of Arrangement           For       For          Management

 

 

--------------------------------------------------------------------------------

 

PRIMARY HEALTH CARE LTD.                                                       

 

Ticker:       PRY            Security ID:  Q77519108                           

Meeting Date: NOV 25, 2016   Meeting Type: Annual                              

Record Date:  NOV 23, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

2     Approve the Remuneration Report         For       For          Management

3     Elect Paul Jones as Director            For       For          Management

4     Elect Errol Katz as Director            For       For          Management

5     Approve the Renewal of the              For       For          Management

      Proportional Takeover Provisions                                         

 

 

--------------------------------------------------------------------------------

 

PT SARANA MENARA NUSANTARA TBK                                                 

 

Ticker:       TOWR           Security ID:  Y71369113                           

Meeting Date: JUN 07, 2017   Meeting Type: Annual                              

Record Date:  MAY 15, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Financial Statements,           For       For          Management

      Statutory Reports, and Discharge of                                      

      Directors and Commissioners                                              

2     Approve Allocation of Income            For       For          Management

3     Approve Remuneration of Directors and   For       For          Management

      Commissioners                                                            

4     Approve Auditors and Authorize Board    For       For          Management

      to Fix Their Remuneration                                                

 

 

--------------------------------------------------------------------------------

 

PT TOWER BERSAMA INFRASTRUCTURE TBK                                            

 

Ticker:       TBIG           Security ID:  Y71372109                           

Meeting Date: OCT 24, 2016   Meeting Type: Special                             

Record Date:  SEP 29, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Change of Procedure of          For       For          Management

      Treasury Shares Transfer                                                 

2     Approve Cancellation of Shares by       For       For          Management

      Capital Reduction                                                         

3     Approve Share Repurchase Program        For       For          Management

 

 

--------------------------------------------------------------------------------

 

PT TOWER BERSAMA INFRASTRUCTURE TBK                                             

 

Ticker:       TBIG           Security ID:  Y71372109                           

Meeting Date: MAY 17, 2017   Meeting Type: Annual                              

Record Date:  APR 21, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Annual Report and                For       For          Management

      Commissioners' Report                                                    

2     Accept Financial Statements             For       For          Management

3     Approve Allocation of Income            For       For          Management

4     Appoint Auditors                        For       For          Management

5     Approve Remuneration of Directors and   For       For          Management

      Commissioners                                                            

6     Authorize Issuance of Notes             For       For          Management

7     Accept Report on the Use of Proceeds    For       For          Management

8     Affirm  Composition of Commissioners    For       For          Management

      Members                                                                  

 

 

--------------------------------------------------------------------------------

 

QIAGEN NV                                                                      

 

Ticker:       QGEN           Security ID:  N72482107                           

Meeting Date: OCT 26, 2016   Meeting Type: Special                              

Record Date:  SEP 28, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Decrease Share Capital with Repayment   For       For          Management

      to Shareholders                                                          

3     Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

QIAGEN NV                                                                      

 

Ticker:       QGEN           Security ID:  N72482123                           

Meeting Date: JUN 21, 2017   Meeting Type: Annual                              

Record Date:  MAY 24, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2     Receive Report of Management Board      None      None         Management

      (Non-Voting)                                                             

3.a   Receive Report of Supervisory Board     None      None         Management

      (Non-Voting)                                                             

3.b   Discuss Remuneration Report Containing  None      None         Management

      Remuneration Policy for Management                                        

      Board Members                                                            

4     Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                         

5     Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

6     Approve Discharge of Management Board   For       For          Management

7     Approve Discharge of Supervisory Board  For       For          Management

8.a   Reelect Stephane Bancel to Supervisory  For       For          Management

      Board                                                                    

8.b   Elect Hakan Bjorklund to Supervisory    For       For          Management

      Board                                                                    

8.c   Reelect Metin Colpan to Supervisory     For       For          Management

      Board                                                                    

8.d   Reelect Manfred Karobath to             For       For          Management

      Supervisory Board                                                        

8.e   Reelect Ross Levine to Supervisory      For       For          Management

      Board                                                                    

8.f   Reelect Elaine Mardis to Supervisory    For       For          Management

      Board                                                                     

8.g   Reelect Lawrence Rosen to Supervisory   For       For          Management

      Board                                                                    

8.h   Reelect Elizabeth Tallett to            For       For          Management

      Supervisory Board                                                        

9.a   Reelect Peer Schatz to Management Board For       For          Management

9.b   Reelect Roland Sackers to Management    For       For          Management

      Board                                                                    

10    Ratify KPMG as Auditors                 For       For          Management

11.a  Grant Board Authority to Issue Shares   For       For          Management

11.b  Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Share Issuances                                              

12    Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

13    Allow Questions                         None      None         Management

14    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

RANDSTAD HOLDING NV                                                            

 

Ticker:       RAND           Security ID:  N7291Y137                           

Meeting Date: MAR 30, 2017   Meeting Type: Annual                              

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2.a   Receive Report of the Executive Board   None      None         Management

      and Report of the Supervisory Board                                      

      for the financial year 2016                                              

      (Non-Voting)                                                             

2.b   Discuss Remuneration Report Containing  None      None         Management

      Remuneration Policy for Management                                       

      Board Members                                                            

2.c   Adopt Financial Statements for 2016     For       For          Management

2.d   Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

2.e   Approve Dividends of EUR 1.89 Per Share For       For          Management

3.a   Approve Discharge of Management Board   For       For          Management

3.b   Approve Discharge of Supervisory Board  For       For          Management

4.a   Grant Board Authority to Issue Shares   For       For          Management

      Up To 3 Percent of Issued Capital                                         

4.b   Authorize Board to Exclude Preemptive   For       For          Management

      Rights from Share Issuances                                              

4.c   Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

4.d   Authorize Cancel Repurchase of Up to    For       For          Management

      10 Percent of Issued Share Capital                                       

      under Item 4.c                                                            

5.a   Approve Amendments to Remuneration      For       For          Management

      Policy                                                                   

5.b   Approve Performance Related             For       For          Management

      Remuneration of the Executive Board in                                   

      Performance Shares                                                       

6     Ratify Deloitte as Auditors             For       For          Management

7     Other Business (Non-Voting)             None      None         Management

8     Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

REGUS PLC                                                                      

 

Ticker:       RGU            Security ID:  G7477W101                           

Meeting Date: DEC 05, 2016   Meeting Type: Special                             

Record Date:  DEC 01, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Introduction of a New Jersey    For       For          Management

      Incorporated Holding Company                                             

2     Adopt New Articles of Association       For       For          Management

3     Approve Reduction of Share Premium      For       For          Management

      Account                                                                  

4     Approve Share Option Plan               For       For          Management

5     Approve Deferred Share Bonus Plan       For       For          Management

6     Approve Performance Share Plan          For       For          Management

7     Approve Co-Investment Plan              For       For          Management

8     Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

9     Amend Articles of Association           For       For          Management

 

 

--------------------------------------------------------------------------------

 

REGUS PLC                                                                       

 

Ticker:       RGU            Security ID:  G7477W101                           

Meeting Date: DEC 05, 2016   Meeting Type: Court                               

Record Date:  DEC 01, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Scheme of Arrangement           For       For          Management

 

 

--------------------------------------------------------------------------------

 

SKY NETWORK TELEVISION LTD.                                                    

 

Ticker:       SKT            Security ID:  Q8514Q130                           

Meeting Date: JUL 06, 2016   Meeting Type: Special                             

Record Date:  JUL 04, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve the Acquisition of Shares by    For       For          Management

      SKY of All the Shares of Vodafone                                        

2     Approve the Incurrence of the New Debt  For       For          Management

3     Approve the Issuance of Shares          For       For          Management

 

 

--------------------------------------------------------------------------------

 

SKY NETWORK TELEVISION LTD.                                                    

 

Ticker:       SKT            Security ID:  Q8514Q130                           

Meeting Date: OCT 20, 2016   Meeting Type: Annual                              

Record Date:  OCT 18, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve the Reappointment of PwC as     For       For          Management

      Auditors and Authorize the Board to                                      

      Fix Their Remuneration                                                   

2     Elect Geraldine McBride as Director     For       For          Management

3     Elect Derek Handley as Director         For       For          Management

 

 

--------------------------------------------------------------------------------

 

STHREE PLC                                                                     

 

Ticker:       STHR           Security ID:  G8499E103                           

Meeting Date: APR 20, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Final Dividend                  For       For          Management

3     Approve Remuneration Report             For       For          Management

4     Approve Remuneration Policy             For       For          Management

5     Re-elect Clay Brendish as Director      For       For          Management

6     Re-elect Gary Elden as Director         For       For          Management

7     Re-elect Alex Smith as Director         For       For          Management

8     Re-elect Justin Hughes as Director      For       For          Management

9     Re-elect Steve Quinn as Director        For       For          Management

10    Re-elect Anne Fahy as Director          For       For          Management

11    Re-elect Fiona MacLeod as Director      For       For          Management

12    Re-elect Nadhim Zahawi as Director      For       For          Management

13    Elect Denise Collis as Director         For       For          Management

14    Reappoint PricewaterhouseCoopers LLP    For       For          Management

      as Auditors                                                               

15    Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                 

16    Approve EU Political Donations and      For       For          Management

      Expenditure                                                              

17    Authorise the Company to Offer Key      For       For          Management

      Individuals the Opportunity to                                            

      Purchase Shareholdings in Certain of                                     

      the Company's Subsidiaries                                               

18    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

19    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

20    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

21    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                   

 

 

--------------------------------------------------------------------------------

 

SUGI HOLDINGS CO. LTD.                                                         

 

Ticker:       7649           Security ID:  J7687M106                           

Meeting Date: MAY 23, 2017   Meeting Type: Annual                              

Record Date:  FEB 28, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Sugiura, Hirokazu        For       For          Management

1.2   Elect Director Sakakibara, Eiichi       For       For          Management

1.3   Elect Director Sugiura, Akiko           For       For          Management

1.4   Elect Director Sugiura, Katsunori       For       For          Management

1.5   Elect Director Sugiura, Shinya          For       For          Management

1.6   Elect Director Kamino, Shigeyuki        For       For          Management

1.7   Elect Director Hayama, Yoshiko          For       For          Management

 

 

--------------------------------------------------------------------------------

 

SULZER AG                                                                       

 

Ticker:       SUN            Security ID:  H83580284                           

Meeting Date: APR 06, 2017   Meeting Type: Annual                              

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

1.2   Approve Remuneration Report             For       For          Management

2     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 3.50 per Share                                          

3     Approve Discharge of Board and Senior   For       For          Management

      Management                                                               

4.1   Approve Remuneration of Directors in    For       For          Management

      the Amount of CHF 2.9 Million                                            

4.2   Approve Remuneration of Executive       For       For          Management

      Committee in the Amount of CHF 21.2                                      

      Million                                                                   

5.1   Reelect Peter Loescher as Director and  For       For          Management

      as Board Chairman                                                        

5.2.1 Reelect Matthias Bichsel as Director    For       For          Management

5.2.2 Reelect Thomas Glanzmann as Director    For       For          Management

5.2.3 Reelect Axel Heitmann as Director       For       For          Management

5.2.4 Reelect Jill Lee as Director            For       For          Management

5.2.5 Reelect Mikhail Lifshitz as Director    For       For          Management

5.2.6 Reelect Marco Musetti as Director       For       For          Management

5.2.7 Reelect Gerhard Roiss as Director       For       For          Management

6.1   Appoint Thomas Glanzmann as Member of   For       For          Management

      the Compensation Committee                                               

6.2   Appoint Jill Lee as Member of the       For       For          Management

      Compensation Committee                                                   

6.3   Appoint Marco Musetti as Member of the  For       For          Management

      Compensation Committee                                                   

7     Ratify KPMG AG as Auditors              For       For          Management

8     Designate Proxy Voting Services GmbH    For       For          Management

      as Independent Proxy                                                     

9     Transact Other Business (Voting)        For       Against      Management

 

 

--------------------------------------------------------------------------------

 

TITAN CEMENT COMPANY SA                                                        

 

Ticker:       TITK           Security ID:  X90766126                           

Meeting Date: MAY 12, 2017   Meeting Type: Annual                              

Record Date:  MAY 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Allocation of Income            For       For          Management

3     Approve Discharge of Board and Auditors For       For          Management

4     Approve Reduction in Issued Share       For       For          Management

      Capital                                                                   

5     Amend Company Articles                  For       For          Management

6     Approve Director Remuneration           For       For          Management

7     Approve Auditors and Fix Their          For       For          Management

      Remuneration                                                             

8     Approve Stock Option Plan               For       Against      Management

 

 

--------------------------------------------------------------------------------

 

TOTVS SA                                                                       

 

Ticker:       TOTS3          Security ID:  P92184103                           

Meeting Date: APR 20, 2017   Meeting Type: Annual                              

Record Date:                                                                   

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports for Fiscal Year                                        

      Ended Dec. 31, 2016                                                      

2     Approve Capital Budget                  For       For          Management

3     Approve Allocation of Income and        For       For          Management

      Dividends                                                                

 

 

--------------------------------------------------------------------------------

 

TOTVS SA                                                                        

 

Ticker:       TOTS3          Security ID:  P92184103                           

Meeting Date: APR 20, 2017   Meeting Type: Special                             

Record Date:                                                                    

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Henrique Andrade Trinckquel as    For       For          Management

      Director                                                                  

1.2   Elect Maria Leticia de Freitas Costa    For       For          Management

      as Director                                                              

1.3   Elect Gilberto Mifano as Director       For       For          Management

2     Approve Remuneration of Company's       For       For          Management

      Management                                                               

3     Authorize Capitalization of Reserves    For       For          Management

      and Amend Article 5 Accordingly                                          

4     Approve Increase in Authorized Capital  For       For          Management

      and Amend Article 6 Accordingly                                          

 

 

--------------------------------------------------------------------------------

 

TRAVIS PERKINS PLC                                                             

 

Ticker:       TPK            Security ID:  G90202105                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  MAY 22, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Remuneration Report             For       For          Management

3     Approve Remuneration Policy             For       For          Management

4     Approve Final Dividend                  For       For          Management

5     Elect Alan Williams as Director         For       For          Management

6     Re-elect Ruth Anderson as Director      For       For          Management

7     Re-elect Tony Buffin as Director        For       For          Management

8     Re-elect John Carter as Director        For       For          Management

9     Re-elect Coline McConville as Director  For       For          Management

10    Re-elect Pete Redfern as Director       For       For          Management

11    Re-elect Christopher Rogers as Director For       For          Management

12    Re-elect John Rogers as Director        For       For          Management

13    Re-elect Robert Walker as Director      For       For          Management

14    Reappoint KPMG LLP as Auditors          For       For          Management

15    Authorise the Audit Committee to Fix    For       For          Management

      Remuneration of Auditors                                                 

16    Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

17    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

18    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights in Connection with                                    

      an Acquisition or Other Capital                                          

      Investment                                                               

19    Authorise the Company to Call General   For       For          Management

      Meeting with Two Weeks' Notice                                           

20    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

21    Approve Performance Share Plan          For       For          Management

22    Approve Co-Investment Plan              For       For          Management

23    Approve Deferred Share Bonus Plan       For       For          Management

 

 

--------------------------------------------------------------------------------

 

WAJAX CORPORATION                                                              

 

Ticker:       WJX            Security ID:  930783105                           

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 10, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas M. Alford         For       For          Management

1.2   Elect Director Edward M. Barrett        For       For          Management

1.3   Elect Director Ian A. Bourne            For       For          Management

1.4   Elect Director Douglas A. Carty         For       For          Management

1.5   Elect Director Sylvia D. Chrominska     For       For          Management

1.6   Elect Director Robert P. Dexter         For       For          Management

1.7   Elect Director John C. Eby              For       For          Management

1.8   Elect Director A. Mark Foote            For       For          Management

1.9   Elect Director Alexander S. Taylor      For       For          Management

2     Approve KPMG LLP as Auditors and        For       For          Management

      Authorize Board to Fix Their                                             

      Remuneration                                                             

3     Amend Shareholder Rights Plan           For       Against      Management

4     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

 

 

--------------------------------------------------------------------------------

 

WIRECARD AG                                                                    

 

Ticker:       WDI            Security ID:  D22359133                           

Meeting Date: JUN 20, 2017   Meeting Type: Annual                               

Record Date:  MAY 29, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Receive Financial Statements and        None      None         Management

      Statutory Reports for Fiscal 2016                                        

      (Non-Voting)                                                             

2     Approve Allocation of Income and        For       For          Management

      Dividends of EUR 0.16 per Share                                          

3     Approve Discharge of Management Board   For       For          Management

      for Fiscal 2016                                                          

4     Approve Discharge of Supervisory Board  For       For          Management

      for Fiscal 2016                                                          

5     Ratify Ernst & Young GmbH as Auditors   For       For          Management

      for Fiscal 2017                                                           

6     Authorize Share Repurchase Program and  For       For          Management

      Reissuance or Cancellation of                                            

      Repurchased Shares                                                        

 

 

 

 

=========================== The Oakmark Select Fund ============================

 

 

ALLY FINANCIAL INC.                                                            

 

Ticker:       ALLY           Security ID:  02005N100                            

Meeting Date: MAY 02, 2017   Meeting Type: Annual                              

Record Date:  MAR 09, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Franklin W. Hobbs        For       For          Management

1.2   Elect Director Kenneth J. Bacon         For       For          Management

1.3   Elect Director Robert T. Blakely        For       For          Management

1.4   Elect Director Maureen A.               For       For          Management

      Breakiron-Evans                                                          

1.5   Elect Director William H. Cary          For       For          Management

1.6   Elect Director Mayree C. Clark          For       For          Management

1.7   Elect Director Kim S. Fennebresque      For       For          Management

1.8   Elect Director Marjorie Magner          For       For          Management

1.9   Elect Director John J. Stack            For       For          Management

1.10  Elect Director Michael F. Steib         For       For          Management

1.11  Elect Director Jeffrey J. Brown         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Amend Non-Employee Director Omnibus     For       For          Management

      Stock Plan                                                               

5     Amend Executive Incentive Bonus Plan    For       For          Management

6     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

AMERICAN INTERNATIONAL GROUP, INC.                                              

 

Ticker:       AIG            Security ID:  026874784                           

Meeting Date: JUN 28, 2017   Meeting Type: Annual                              

Record Date:  MAY 08, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director W. Don Cornwell          For       For          Management

1b    Elect Director Brian Duperreault        For       For          Management

1c    Elect Director Peter R. Fisher          For       For          Management

1d    Elect Director John H. Fitzpatrick      For       For          Management

1e    Elect Director William G. Jurgensen     For       For          Management

1f    Elect Director Christopher S. Lynch     For       For          Management

1g    Elect Director Samuel J. Merksamer      For       For          Management

1h    Elect Director Henry S. Miller          For       For          Management

1i    Elect Director Linda A. Mills           For       For          Management

1j    Elect Director Suzanne Nora Johnson     For       For          Management

1k    Elect Director Ronald A. Rittenmeyer    For       For          Management

1l    Elect Director Douglas M. Steenland     For       For          Management

1m    Elect Director Theresa M. Stone         For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Amend Securities Transfer Restrictions  For       For          Management

4     Ratify NOL Rights Plan (NOL Pill)       For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

APACHE CORPORATION                                                              

 

Ticker:       APA            Security ID:  037411105                           

Meeting Date: MAY 11, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Annell R. Bay            For       For          Management

2     Elect Director John J. Christmann, IV   For       For          Management

3     Elect Director Chansoo Joung            For       For          Management

4     Elect Director William C. Montgomery    For       For          Management

5     Elect Director Amy H. Nelson            For       For          Management

6     Elect Director Daniel W. Rabun          For       For          Management

7     Elect Director Peter A. Ragauss         For       For          Management

8     Ratify Ernst & Young LLP as Auditors    For       For          Management

9     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

10    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

BANK OF AMERICA CORPORATION                                                    

 

Ticker:       BAC            Security ID:  060505104                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                               

Record Date:  MAR 02, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Sharon L. Allen          For       For          Management

1b    Elect Director Susan S. Bies            For       For          Management

1c    Elect Director Jack O. Bovender, Jr.    For       For          Management

1d    Elect Director Frank P. Bramble, Sr.    For       For          Management

1e    Elect Director Pierre J.P. de Weck      For       For          Management

1f    Elect Director Arnold W. Donald         For       For          Management

1g    Elect Director Linda P. Hudson          For       For          Management

1h    Elect Director Monica C. Lozano         For       For          Management

1i    Elect Director Thomas J. May            For       For          Management

1j    Elect Director Brian T. Moynihan        For       For          Management

1k    Elect Director Lionel L. Nowell, III    For       For          Management

1l    Elect Director Michael D. White         For       For          Management

1m    Elect Director Thomas D. Woods          For       For          Management

1n    Elect Director R. David Yost            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

5     Amend the General Clawback Policy       Against   Against      Shareholder

6     Non-core banking operations             Against   Against      Shareholder

7     Require Independent Board Chairman      Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CAPITAL ONE FINANCIAL CORPORATION                                              

 

Ticker:       COF            Security ID:  14040H105                            

Meeting Date: MAY 04, 2017   Meeting Type: Annual                              

Record Date:  MAR 13, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Richard D. Fairbank      For       For          Management

1B    Elect Director Ann Fritz Hackett        For       For          Management

1C    Elect Director Lewis Hay, III           For       For          Management

1D    Elect Director Benjamin P. Jenkins, III For       For          Management

1E    Elect Director Peter Thomas Killalea    For       For          Management

1F    Elect Director Pierre E. Leroy          For       For          Management

1G    Elect Director Peter E. Raskind         For       For          Management

1H    Elect Director Mayo A. Shattuck, III    For       For          Management

1I    Elect Director Bradford H. Warner       For       For          Management

1J    Elect Director Catherine G. West        For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Nonqualified Employee Stock       For       For          Management

      Purchase Plan                                                             

6     Provide Right to Act by Written Consent Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

CBRE GROUP, INC.                                                                

 

Ticker:       CBG            Security ID:  12504L109                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Brandon B. Boze          For       For          Management

1b    Elect Director Beth F. Cobert           For       For          Management

1c    Elect Director Curtis F. Feeny          For       For          Management

1d    Elect Director Bradford M. Freeman      For       For          Management

1e    Elect Director Christopher T. Jenny     For       For          Management

1f    Elect Director Gerardo I. Lopez         For       For          Management

1g    Elect Director Frederic V. Malek        For       For          Management

1h    Elect Director Paula R. Reynolds        For       For          Management

1i    Elect Director Robert E. Sulentic       For       For          Management

1j    Elect Director Laura D. Tyson           For       For          Management

1k    Elect Director Ray Wirta                For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

CHESAPEAKE ENERGY CORPORATION                                                   

 

Ticker:       CHK            Security ID:  165167107                           

Meeting Date: MAY 19, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Gloria R. Boyland        For       For          Management

1b    Elect Director Luke R. Corbett          For       For          Management

1c    Elect Director Archie W. Dunham         For       For          Management

1d    Elect Director Robert D. Lawler         For       For          Management

1e    Elect Director R. Brad Martin           For       For          Management

1f    Elect Director Merrill A. ('Pete')      For       For          Management

      Miller, Jr.                                                              

1g    Elect Director Thomas L. Ryan           For       For          Management

2     Increase Authorized Common Stock        For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

 

 

--------------------------------------------------------------------------------

 

CITIGROUP INC.                                                                 

 

Ticker:       C              Security ID:  172967424                           

Meeting Date: APR 25, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael L. Corbat        For       For          Management

1b    Elect Director Ellen M. Costello        For       For          Management

1c    Elect Director Duncan P. Hennes         For       For          Management

1d    Elect Director Peter B. Henry           For       For          Management

1e    Elect Director Franz B. Humer           For       For          Management

1f    Elect Director Renee J. James           For       For          Management

1g    Elect Director Eugene M. McQuade        For       For          Management

1h    Elect Director Michael E. O'Neill       For       For          Management

1i    Elect Director Gary M. Reiner           For       For          Management

1j    Elect Director Anthony M. Santomero     For       For          Management

1k    Elect Director Diana L. Taylor          For       For          Management

1l    Elect Director William S. Thompson, Jr. For       For          Management

1m    Elect Director James S. Turley          For       For          Management

1n    Elect Director Deborah C. Wright        For       For          Management

1o    Elect Director Ernesto Zedillo Ponce    For       For          Management

      de Leon                                                                  

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Demonstrate No Gender Pay Gap           Against   Against      Shareholder

6     Appoint a Stockholder Value Committee   Against   Against      Shareholder

7     Report on Lobbying Payments and Policy  Against   Against      Shareholder

8     Claw-back of Payments under             Against   Against      Shareholder

      Restatements                                                             

9     Limit/Prohibit Accelerated Vesting of   Against   Against      Shareholder

      Awards                                                                   

 

 

--------------------------------------------------------------------------------

 

FIAT CHRYSLER AUTOMOBILES NV                                                    

 

Ticker:       FCA            Security ID:  N31738102                           

Meeting Date: APR 14, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Open Meeting                            None      None         Management

2.a   Receive Director's Report (Non-Voting)  None      None         Management

2.b   Discuss Remuneration Report of 2016     None      None         Management

2.c   Receive Explanation on Company's        None      None         Management

      Reserves and Dividend Policy                                             

2.d   Adopt Financial Statements and          For       For          Management

      Statutory Reports                                                        

2.e   Approve Discharge of Directors          For       For          Management

3.a   Reelect John Elkann  as Director        For       For          Management

3.b   Reelect Sergio Marchionne as Director   For       For          Management

4.a   Reelect Ronald L. Thompson as Director  For       For          Management

4.b   Reelect Andrea Agnelli as Director      For       For          Management

4.c   Reelect Tiberto Brandolini d'Adda as    For       For          Management

      Director                                                                 

4.d   Reelect Glenn Earle as Director         For       For          Management

4.e   Reelect Valerie A. Mars as Director     For       For          Management

4.f   Reelect Ruth J. Simmons as Director     For       For          Management

4.g   Elect Michelangelo A. Volpi as Director For       For          Management

4.h   Reelect Patience Wheatcroft as Director For       For          Management

4.i   Reelect Ermenegildo Zegna as Director   For       For          Management

5     Amend Remuneration Policy for           For       For          Management

      Non-Executive Directors                                                  

6     Ratify Ernst & Young  as Auditors       For       For          Management

7     Authorize Repurchase of Up to 10        For       For          Management

      Percent of Issued Share Capital                                          

8     Discuss Demerger Agreement with Gruppo  None      None         Management

      Editoriale L'Espresso                                                    

9     Approve Demerger Agreement with Gruppo  For       For          Management

      Editoriale L'Espresso                                                    

10    Close Meeting                           None      None         Management

 

 

--------------------------------------------------------------------------------

 

FIDELITY NATIONAL FINANCIAL, INC.                                              

 

Ticker:       FNF            Security ID:  31620R303                           

Meeting Date: JUN 14, 2017   Meeting Type: Annual                              

Record Date:  APR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William P. Foley, II     For       For          Management

1.2   Elect Director Douglas K. Ammerman      For       For          Management

1.3   Elect Director Thomas M. Hagerty        For       For          Management

1.4   Elect Director Peter O. Shea, Jr.       For       For          Management

1.5   Elect Director Raymond R. Quirk         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

GENERAL ELECTRIC COMPANY                                                       

 

Ticker:       GE             Security ID:  369604103                           

Meeting Date: APR 26, 2017   Meeting Type: Annual                              

Record Date:  FEB 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Sebastien M. Bazin       For       For          Management

2     Elect Director W. Geoffrey Beattie      For       For          Management

3     Elect Director John J. Brennan          For       For          Management

4     Elect Director Francisco D'Souza        For       For          Management

5     Elect Director Marijn E. Dekkers        For       For          Management

6     Elect Director Peter B. Henry           For       For          Management

7     Elect Director Susan J. Hockfield       For       For          Management

8     Elect Director Jeffrey R. Immelt        For       For          Management

9     Elect Director Andrea Jung              For       For          Management

10    Elect Director Robert W. Lane           For       For          Management

11    Elect Director Risa Lavizzo-Mourey      For       For          Management

12    Elect Director Rochelle B. Lazarus      For       For          Management

13    Elect Director Lowell C. McAdam         For       For          Management

14    Elect Director Steven M. Mollenkopf     For       For          Management

15    Elect Director James J. Mulva           For       For          Management

16    Elect Director James E. Rohr            For       For          Management

17    Elect Director Mary L. Schapiro         For       For          Management

18    Elect Director James S. Tisch           For       For          Management

19    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

20    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

21    Amend Omnibus Stock Plan                For       For          Management

22    Approve Material Terms of Senior        For       For          Management

      Officer Performance Goals                                                

23    Ratify KPMG LLP as Auditors             For       For          Management

24    Report on Lobbying Payments and Policy  Against   Against      Shareholder

25    Require Independent Board Chairman      Against   Against      Shareholder

26    Restore or Provide for Cumulative       Against   Against      Shareholder

      Voting                                                                    

27    Report on Charitable Contributions      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

HARLEY-DAVIDSON, INC.                                                           

 

Ticker:       HOG            Security ID:  412822108                           

Meeting Date: APR 29, 2017   Meeting Type: Annual                              

Record Date:  FEB 23, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Troy Alstead             For       For          Management

1.2   Elect Director R. John Anderson         For       For          Management

1.3   Elect Director Michael J. Cave          For       For          Management

1.4   Elect Director Allan Golston            For       For          Management

1.5   Elect Director Matthew S. Levatich      For       For          Management

1.6   Elect Director Sara L. Levinson         For       For          Management

1.7   Elect Director N. Thomas Linebarger     For       For          Management

1.8   Elect Director Brian R. Niccol          For       For          Management

1.9   Elect Director Maryrose T. Sylvester    For       For          Management

1.10  Elect Director Jochen Zeitz             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

INTEL CORPORATION                                                              

 

Ticker:       INTC           Security ID:  458140100                           

Meeting Date: MAY 18, 2017   Meeting Type: Annual                              

Record Date:  MAR 20, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Charlene Barshefsky      For       For          Management

1b    Elect Director Aneel Bhusri             For       For          Management

1c    Elect Director Andy D. Bryant           For       For          Management

1d    Elect Director Reed E. Hundt            For       For          Management

1e    Elect Director Omar Ishrak              For       For          Management

1f    Elect Director Brian M. Krzanich        For       For          Management

1g    Elect Director Tsu-Jae King Liu         For       For          Management

1h    Elect Director David S. Pottruck        For       For          Management

1i    Elect Director Gregory D. Smith         For       For          Management

1j    Elect Director Frank D. Yeary           For       For          Management

1k    Elect Director David B. Yoffie          For       For          Management

2     Ratify Ernst & Young LLP as Auditors    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

6     Political Contributions Disclosure      Against   Against      Shareholder

7     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

 

 

--------------------------------------------------------------------------------

 

JPMORGAN CHASE & CO.                                                           

 

Ticker:       JPM            Security ID:  46625H100                           

Meeting Date: MAY 16, 2017   Meeting Type: Annual                              

Record Date:  MAR 17, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Linda B. Bammann         For       For          Management

1b    Elect Director James A. Bell            For       For          Management

1c    Elect Director Crandall C. Bowles       For       For          Management

1d    Elect Director Stephen B. Burke         For       For          Management

1e    Elect Director Todd A. Combs            For       For          Management

1f    Elect Director James S. Crown           For       For          Management

1g    Elect Director James Dimon              For       For          Management

1h    Elect Director Timothy P. Flynn         For       For          Management

1i    Elect Director Laban P. Jackson, Jr.    For       For          Management

1j    Elect Director Michael A. Neal          For       For          Management

1k    Elect Director Lee R. Raymond           For       For          Management

1l    Elect Director William C. Weldon        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Require Independent Board Chairman      Against   Against      Shareholder

6     Prohibit Accelerated Vesting of Awards  Against   Against      Shareholder

      to Pursue Government Service                                             

7     Clawback Amendment                      Against   Against      Shareholder

8     Report on Gender Pay Gap                Against   Against      Shareholder

9     Provide Vote Counting to Exclude        Against   Against      Shareholder

      Abstentions                                                              

10    Reduce Ownership Threshold for          Against   For          Shareholder

      Shareholders to Call a Special Meeting                                   

 

 

--------------------------------------------------------------------------------

 

LIBERTY INTERACTIVE CORPORATION                                                

 

Ticker:       QVCA           Security ID:  53071M104                           

Meeting Date: AUG 23, 2016   Meeting Type: Annual                              

Record Date:  JUL 01, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John C. Malone           For       For          Management

1.2   Elect Director M. Ian G. Gilchrist      For       For          Management

1.3   Elect Director Mark C. Vadon            For       For          Management

1.4   Elect Director Andrea L. Wong           For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Approve Omnibus Stock Plan              For       Against      Management

 

 

--------------------------------------------------------------------------------

 

LIBERTY INTERACTIVE CORPORATION                                                

 

Ticker:       QVCA           Security ID:  53071M104                           

Meeting Date: MAY 24, 2017   Meeting Type: Annual                              

Record Date:  APR 03, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Evan D. Malone           For       For          Management

1.2   Elect Director David E. Rapley          For       For          Management

1.3   Elect Director Larry E. Romrell         For       For          Management

2     Ratify KPMG LLP as Auditors             For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

 

 

--------------------------------------------------------------------------------

 

LINKEDIN CORPORATION                                                            

 

Ticker:       LNKD           Security ID:  53578A108                           

Meeting Date: AUG 19, 2016   Meeting Type: Special                             

Record Date:  JUL 18, 2016                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

3     Advisory Vote on Golden Parachutes      For       Against      Management

 

 

--------------------------------------------------------------------------------

 

MASTERCARD INCORPORATED                                                        

 

Ticker:       MA             Security ID:  57636Q104                           

Meeting Date: JUN 27, 2017   Meeting Type: Annual                              

Record Date:  APR 27, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard Haythornthwaite  For       For          Management

1b    Elect Director Ajay Banga               For       For          Management

1c    Elect Director Silvio Barzi             For       For          Management

1d    Elect Director David R. Carlucci        For       For          Management

1e    Elect Director Steven J. Freiberg       For       For          Management

1f    Elect Director Julius Genachowski       For       For          Management

1g    Elect Director Merit E. Janow           For       For          Management

1h    Elect Director Nancy J. Karch           For       For          Management

1i    Elect Director Oki Matsumoto            For       For          Management

1j    Elect Director Rima Qureshi             For       For          Management

1k    Elect Director Jose Octavio Reyes       For       For          Management

      Lagunes                                                                   

1l    Elect Director Jackson Tai              For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify PricewaterhouseCoopers LLP as    For       For          Management

      Auditors                                                                 

6     Report on Gender Pay Gap                Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

MGM RESORTS INTERNATIONAL                                                      

 

Ticker:       MGM            Security ID:  552953101                           

Meeting Date: MAY 31, 2017   Meeting Type: Annual                              

Record Date:  APR 05, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert H. Baldwin        For       For          Management

1.2   Elect Director William A. Bible         For       For          Management

1.3   Elect Director Mary Chris Gay           For       For          Management

1.4   Elect Director William W. Grounds       For       For          Management

1.5   Elect Director Alexis M. Herman         For       For          Management

1.6   Elect Director Roland Hernandez         For       For          Management

1.7   Elect Director John Kilroy              For       For          Management

1.8   Elect Director Rose McKinney-James      For       For          Management

1.9   Elect Director James J. Murren          For       For          Management

1.10  Elect Director Gregory M. Spierkel      For       For          Management

1.11  Elect Director Daniel J. Taylor         For       For          Management

2     Ratify Deloitte & Touche LLP as         For       For          Management

      Auditors                                                                 

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

ORACLE CORPORATION                                                             

 

Ticker:       ORCL           Security ID:  68389X105                           

Meeting Date: NOV 16, 2016   Meeting Type: Annual                              

Record Date:  SEP 19, 2016                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Berg          For       For          Management

1.2   Elect Director H. Raymond Bingham       For       For          Management

1.3   Elect Director Michael J. Boskin        For       For          Management

1.4   Elect Director Safra A. Catz            For       For          Management

1.5   Elect Director Bruce R. Chizen          For       For          Management

1.6   Elect Director George H. Conrades       For       For          Management

1.7   Elect Director Lawrence J. Ellison      For       For          Management

1.8   Elect Director Hector Garcia-Molina     For       For          Management

1.9   Elect Director Jeffrey O. Henley        For       For          Management

1.10  Elect Director Mark V. Hurd             For       For          Management

1.11  Elect Director Renee J. James           For       For          Management

1.12  Elect Director Leon E. Panetta          For       For          Management

1.13  Elect Director Naomi O. Seligman        For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Ernst & Young LLP as Auditors    For       For          Management

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

TE CONNECTIVITY LTD.                                                           

 

Ticker:       TEL            Security ID:  H84989104                           

Meeting Date: MAR 08, 2017   Meeting Type: Annual                              

Record Date:  FEB 16, 2017                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Pierre R. Brondeau       For       For          Management

1b    Elect Director Terrence R. Curtin       For       For          Management

1c    Elect Director Carol A. ('John')        For       For          Management

      Davidson                                                                  

1d    Elect Director William A. Jeffrey       For       For          Management

1e    Elect Director Thomas J. Lynch          For       For          Management

1f    Elect Director Yong Nam                 For       For          Management

1g    Elect Director Daniel J. Phelan         For       For          Management

1h    Elect Director Paula A. Sneed           For       For          Management

1i    Elect Director Abhijit Y. Talwalkar     For       For          Management

1j    Elect Director Mark C. Trudeau          For       For          Management

1k    Elect Director John C. Van Scoter       For       For          Management

1l    Elect Director Laura H. Wright          For       For          Management

2     Elect Board Chairman Thomas J. Lynch    For       For          Management

3a    Elect Daniel J. Phelan as Member of     For       For          Management

      Management Development & Compensation                                    

      Committee                                                                

3b    Elect Paula A. Sneed as Member of       For       For          Management

      Management Development & Compensation                                    

      Committee                                                                

3c    Elect John C. Van Scoter as Member of   For       For          Management

      Management Development & Compensation                                    

      Committee                                                                

4     Designate Rene Schwarzenbach as         For       For          Management

      Independent Proxy                                                        

5.1   Accept Annual Report for Fiscal Year    For       For          Management

      Ended September 30, 2016                                                 

5.2   Accept Statutory Financial Statements   For       For          Management

      for Fiscal Year Ended September 30,                                      

      2016                                                                     

5.3   Approve Consolidated Financial          For       For          Management

      Statements for Fiscal Year Ended                                          

      September 30, 2016                                                       

6     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

7.1   Ratify Deloitte & Touche LLP as         For       For          Management

      Independent Registered Public                                            

      Accounting Firm for Fiscal Year 2017                                      

7.2   Ratify Deloitte AG as Swiss Registered  For       For          Management

      Auditors                                                                 

7.3   Ratify PricewaterhouseCoopers AG as     For       For          Management

      Special Auditors                                                         

8     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

9     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

10    Amend Omnibus Stock Plan                For       For          Management

11    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Executive                                      

      Management                                                               

12    Approve the Increase in Maximum         For       For          Management

      Aggregate Remuneration of Board of                                       

      Directors                                                                

13    Approve Allocation of Available         For       For          Management

      Earnings at September 30, 2016                                           

14    Approve Declaration of Dividend         For       For          Management

15    Authorize Share Repurchase Program      For       For          Management

16    Approve Reduction of Share Capital      For       For          Management

17    Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

WEATHERFORD INTERNATIONAL PLC                                                   

 

Ticker:       WFT            Security ID:  G48833100                           

Meeting Date: JUN 15, 2017   Meeting Type: Annual                              

Record Date:  APR 18, 2017                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Mohamed A. Awad          For       For          Management

1B    Elect Director David J. Butters         For       For          Management

1C    Elect Director John D. Gass             For       For          Management

1D    Elect Director Emyr Jones Parry         For       For          Management

1E    Elect Director Francis S. Kalman        For       For          Management

1F    Elect Director William E. Macaulay      For       For          Management

1G    Elect Director Mark A. McCollum         For       For          Management

1H    Elect Director Robert K. Moses, Jr.     For       For          Management

1I    Elect Director Guillermo Ortiz          For       For          Management

2     Approve KPMG LLP as Auditors and        For       For          Management

      Authorize Board to Fix Their                                             

      Remuneration                                                             

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

5     Amend Omnibus Stock Plan                For       For          Management

 

========== END NPX REPORT


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)

Harris Associates Investment Trust

 

 

By (Signature and Title)*

/s/ Kristi L. Rowsell

 

 

 

Kristi L. Rowsell, President

 

 

Date

August 1, 2017

 


*Print the name and title of each signing officer under his or her signature.

 

2