0000897436-11-000441.txt : 20111128 0000897436-11-000441.hdr.sgml : 20111128 20111128160557 ACCESSION NUMBER: 0000897436-11-000441 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111128 DATE AS OF CHANGE: 20111128 EFFECTIVENESS DATE: 20111128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS ASSOCIATES INVESTMENT TRUST CENTRAL INDEX KEY: 0000872323 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06279 FILM NUMBER: 111228464 BUSINESS ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: TWO N LASALLE ST STE 500 CITY: CHICAGO STATE: IL ZIP: 60602-3790 BUSINESS PHONE: 8004769625 MAIL ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: TWO NORTH LASALLE STREET STE 500 CITY: CHICAGO STATE: IL ZIP: 60602-3790 0000872323 S000002758 Oakmark Fund C000007554 Class I OAKMX C000007555 Class II OARMX 0000872323 S000002759 Oakmark Select C000007556 Class I OAKLX C000007557 Class II OARLX 0000872323 S000002760 Oakmark Equity and Income C000007558 Class I OAKBX C000007559 Class II OARBX 0000872323 S000002761 Oakmark Global C000007560 Class I OAKGX C000007561 Class II OARGX 0000872323 S000002762 Oakmark International C000007562 Class I OAKIX C000007563 Class II OARIX 0000872323 S000002763 Oakmark International Small Cap C000007564 Class I OAKEX C000007565 Class II OAREX 0000872323 S000013607 Oakmark Global Select C000036891 Class II OARWX NSAR-B 1 answer.fil ANSWER FILE PAGE 1 000 B000000 09/30/2011 000 C000000 0000872323 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 HARRIS ASSOCIATES INVESTMENT TRUST 001 B000000 811-06279 001 C000000 3126210600 002 A000000 TWO NORTH LASALLE STREET 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60602 002 D020000 3790 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 7 007 C010100 1 007 C020100 Oakmark Fund 007 C030100 N 007 C010200 2 007 C020200 Oakmark International Fund 007 C030200 N 007 C010400 4 007 C020400 Oakmark Equity and Income Fund 007 C030400 N 007 C010500 5 007 C020500 Oakmark International Small Cap Fund 007 C030500 N 007 C010600 6 007 C020600 Oakmark Select Fund 007 C030600 N 007 C010700 7 007 C020700 Oakmark Global Fund 007 C030700 N 007 C010800 8 007 C020800 Oakmark Global Select Fund 007 C030800 N 008 A00AA01 HARRIS ASSOCIATES L.P. 008 B00AA01 A 008 C00AA01 801-50333 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60602 008 D04AA01 3790 PAGE 2 012 A00AA01 BOSTON FINANCIAL DATA SERVICES, INC. 012 B00AA01 84-00896 012 C01AA01 QUINCY 012 C02AA01 MA 012 C03AA01 02169 013 A00AA01 DELOITTE & TOUCHE LLP 013 B01AA01 CHICAGO 013 B02AA01 IL 013 B03AA01 60606 013 B04AA01 4301 014 A00AA01 AEW EUROPE SARL 014 B00AA01 8-00000 014 A00AA02 BANQUE PRIVEE 1818 014 B00AA02 8-00000 014 A00AA03 BANQUE BCP 014 B00AA03 8-0000 014 A00AA04 BANQUE BCP (LUXEMBOURG) SA 014 B00AA04 8-0000 014 A00AA05 BANQUE DE LA NOUVELLE CALEDONIE 014 B00AA05 8-0000 014 A00AA06 BANQUE DE LA REUNION 014 B00AA06 8-0000 014 A00AA07 BANQUE DE TAHITI 014 B00AA07 8-0000 014 A00AA08 BANQUE DES ANTILLES FRANCAISES 014 B00AA08 8-0000 014 A00AA09 BANQUES DES MASCAREIGNES 014 B00AA09 8-0000 014 A00AA10 CACEIS BANK LUXEMBOURG 014 B00AA10 8-0000 014 A00AA11 CACEIS CORPORATE TRUST 014 B00AA11 8-0000 014 A00AA12 FONGEPAR 014 B00AA12 8-0000 014 A00AA13 GESTITRES SA 014 B00AA13 8-0000 014 A00AA14 HARRIS ASSOCIATES SECURITIES, L.P 014 B00AA14 8-19988 014 A00AA15 LOOMIS, SAYLES DISTRIBUTORS, L.P. 014 B00AA15 8-49575 014 A00AA16 NATIXIS 014 B00AA16 8-12482 014 A00AA17 NATIXIS ARBITRAGE 014 B00AA17 8-0000 014 A00AA18 NATIXIS ASIA LIMITED (HONG KONG) 014 B00AA18 8-0000 014 A00AA19 NATIXIS ASSET MANAGEMENT 014 B00AA19 8-10092 014 A00AA20 NATIXIS CORPORATE SOLUTIONS LIMITED 014 B00AA20 8-0000 014 A00AA21 NATIXIS DERIVATIVES INC. 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LTD. 015 B00AA15 S 015 C01AA15 AUCKLAND 015 D01AA15 NEW ZEALAND 015 E04AA15 X 015 A00AA16 CITIBANK N.A. 015 B00AA16 S 015 C01AA16 SAO PAULO 015 D01AA16 BRAZIL 015 E04AA16 X 015 A00AA17 CITIBANK, A.S. 015 B00AA17 S 015 C01AA17 ISTANBUL 015 D01AA17 TURKEY 015 E04AA17 X 015 A00AA18 CITIBANK DEL PERU S.A. 015 B00AA18 S 015 C01AA18 LIMA 015 D01AA18 PERU 015 E04AA18 X 015 A00AA19 UNICREDIT BANK AUSTRIA AG 015 B00AA19 S 015 C01AA19 VIENNA 015 D01AA19 AUSTRIA 015 E04AA19 X 015 A00AA20 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA20 S 015 C01AA20 COPENHAGEN 015 D01AA20 DENMARK 015 E04AA20 X 015 A00AA21 STANDARD BANK OF SOUTH AFRICA LTD. 015 B00AA21 S 015 C01AA21 JOHANNESBURG 015 D01AA21 SOUTH AFRICA 015 E04AA21 X 015 A00AA22 STANDARD CHARTERED BANK (HONG KONG) LTD. 015 B00AA22 S 015 C01AA22 HONG KONG 015 D01AA22 HONG KONG 015 E04AA22 X 015 A00AA23 STANDARD CHARTERED BANK (THAI) PCL. 015 B00AA23 S 015 C01AA23 BANGKOK 015 D01AA23 THAILAND PAGE 6 015 E04AA23 X 015 A00AA24 HSBC BANK (CHINA) COMPANY LTD. 015 B00AA24 S 015 C01AA24 SHANGHAI 015 D01AA24 CHINA 015 E04AA24 X 015 A00AA25 UNICREDIT BANK CZECH REPUBLIC A.S. 015 B00AA25 S 015 C01AA25 PRAGUE 015 D01AA25 CZECH REPUBLIC 015 E04AA25 X 015 A00AA26 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA26 S 015 C01AA26 HELSINKI 015 D01AA26 FINLAND 015 E04AA26 X 015 A00AA27 UNICREDIT BANK HUNGARY ZRT 015 B00AA27 S 015 C01AA27 BUDAPEST 015 D01AA27 HUNGARY 015 E04AA27 X 015 A00AA28 BANK HAPOALIM B.M. 015 B00AA28 S 015 C01AA28 TEL AVIV 015 D01AA28 ISRAEL 015 E04AA28 X 015 A00AA29 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA29 S 015 C01AA29 KUALA LUMPUR 015 D01AA29 MALAYSIA 015 E04AA29 X 015 A00AA30 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA30 S 015 C01AA30 OSLO 015 D01AA30 NORWAY 015 E04AA30 X 015 A00AA31 STANDARD CHARTERED BANK (TAIWAN) LTD. 015 B00AA31 S 015 C01AA31 TAIPEI 015 D01AA31 TAIWAN 015 E04AA31 X 015 A00AA32 CITIBANK, N.A 015 B00AA32 S 015 C01AA32 BUENOS AIRES 015 D01AA32 ARGENTINA 015 E04AA32 X 015 A00AA33 BANCO ITAU CHILE 015 B00AA33 S 015 C01AA33 SANTIAGO 015 D01AA33 CHILE 015 E04AA33 X PAGE 7 015 A00AA34 DEUTSCHE BANK AG 015 B00AA34 S 015 C01AA34 MUMBAI 015 D01AA34 INDIA 015 E04AA34 X 015 A00AA35 HONGKONG AND SHANGHAI BANKING CORP. 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00AA00 0 045 000100 Y 045 000200 Y 045 000400 Y 045 000500 Y 045 000600 Y 045 000700 Y 045 000800 Y 046 000100 N 046 000200 N 046 000400 N 046 000500 N 046 000600 N PAGE 16 046 000700 N 046 000800 N 047 000100 Y 047 000200 Y 047 000400 Y 047 000500 Y 047 000600 Y 047 000700 Y 047 000800 Y 048 000100 0.000 048 A010100 2000000 048 A020100 1.000 048 B010100 1000000 048 B020100 0.900 048 C010100 2000000 048 C020100 0.800 048 D010100 2500000 048 D020100 0.750 048 E010100 2500000 048 E020100 0.700 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 10000000 048 K020100 0.650 048 000200 0.000 048 A010200 2000000 048 A020200 1.000 048 B010200 1000000 048 B020200 0.950 048 C010200 2000000 048 C020200 0.850 048 D010200 2500000 048 D020200 0.825 048 E010200 3500000 048 E020200 0.815 048 F010200 5500000 048 F020200 0.805 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 PAGE 17 048 J010200 0 048 J020200 0.000 048 K010200 16500000 048 K020200 0.800 048 000400 0.000 048 A010400 5000000 048 A020400 0.750 048 B010400 2500000 048 B020400 0.700 048 C010400 2500000 048 C020400 0.675 048 D010400 2500000 048 D020400 0.650 048 E010400 3500000 048 E020400 0.600 048 F010400 5000000 048 F020400 0.585 048 G010400 7000000 048 G020400 0.578 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 28000000 048 K020400 0.573 048 000500 0.000 048 A010500 500000 048 A020500 1.250 048 B010500 1000000 048 B020500 1.100 048 C010500 2000000 048 C020500 1.050 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 3500000 048 K020500 1.025 048 000600 0.000 PAGE 18 048 A010600 1000000 048 A020600 1.000 048 B010600 500000 048 B020600 0.950 048 C010600 500000 048 C020600 0.900 048 D010600 500000 048 D020600 0.850 048 E010600 2500000 048 E020600 0.800 048 F010600 5000000 048 F020600 0.750 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 10000000 048 K020600 0.725 048 000700 0.000 048 A010700 2000000 048 A020700 1.000 048 B010700 2000000 048 B020700 0.950 048 C010700 4000000 048 C020700 0.900 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 8000000 048 K020700 0.875 048 000800 0.000 048 A010800 2000000 048 A020800 1.000 048 B010800 1000000 048 B020800 0.950 048 C010800 4000000 PAGE 19 048 C020800 0.875 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 7000000 048 K020800 0.850 049 000100 N 049 000200 N 049 000400 N 049 000500 N 049 000600 N 049 000700 N 049 000800 N 050 000100 N 050 000200 N 050 000400 N 050 000500 N 050 000600 N 050 000700 N 050 000800 N 051 000100 N 051 000200 N 051 000400 N 051 000500 N 051 000600 N 051 000700 N 051 000800 N 052 000100 N 052 000200 N 052 000400 N 052 000500 N 052 000600 N 052 000700 N 052 000800 N 053 A000100 N 053 A000200 N 053 A000400 N 053 A000500 N 053 A000600 N 053 A000700 N PAGE 20 053 A000800 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 055 A000100 N 055 B000100 N 055 A000200 N 055 B000200 N 055 A000400 N 055 B000400 N 055 A000500 N 055 B000500 N 055 A000600 N 055 B000600 N 055 A000700 N 055 B000700 N 055 A000800 N 055 B000800 N 056 000100 Y 056 000200 Y 056 000400 Y 056 000500 Y 056 000600 Y 056 000700 Y 056 000800 Y 057 000100 N 057 000200 N 057 000400 N 057 000500 N 057 000600 N 057 000700 N 057 000800 N 058 A000100 N 058 A000200 N 058 A000400 N 058 A000500 N 058 A000600 N 058 A000700 N 058 A000800 N PAGE 21 059 000100 Y 059 000200 Y 059 000400 Y 059 000500 Y 059 000600 Y 059 000700 Y 059 000800 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A000400 Y 060 B000400 Y 060 A000500 Y 060 B000500 Y 060 A000600 N 060 B000600 N 060 A000700 Y 060 B000700 Y 060 A000800 N 060 B000800 N 061 000100 500 061 000200 500 061 000400 500 061 000500 500 061 000600 500 061 000700 500 061 000800 500 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y PAGE 22 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 Y 066 F000400 N 066 G000400 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000100 N 067 000200 N 067 000400 Y 067 000500 N 067 000600 N PAGE 23 067 000700 N 067 000800 N 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 Y 068 A000400 N 068 B000400 N 068 A000500 N 068 B000500 Y 068 A000600 N 068 B000600 N 068 A000700 N 068 B000700 Y 068 A000800 N 068 B000800 Y 069 000100 N 069 000200 N 069 000400 N 069 000500 N 069 000600 N 069 000700 N 069 000800 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 N 070 N020100 N PAGE 24 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 Y 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y PAGE 25 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N PAGE 26 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 Y 070 A010700 Y PAGE 27 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 N 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 N 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 N 070 G020800 N 070 H010800 Y 070 H020800 N PAGE 28 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000100 1999833 071 B000100 723192 071 C000100 3917583 071 D000100 18 071 A000200 5703787 071 B000200 3348612 071 C000200 7378349 071 D000200 45 071 A000400 8427410 071 B000400 9642780 071 C000400 17958526 071 D000400 47 071 A000500 963172 071 B000500 675339 071 C000500 1477639 071 D000500 46 071 A000600 386867 071 B000600 533600 071 C000600 2447249 071 D000600 16 071 A000700 819988 071 B000700 678724 071 C000700 2342984 071 D000700 29 071 A000800 309452 071 B000800 201293 071 C000800 411247 071 D000800 49 072 A000100 12 072 B000100 126 072 C000100 76506 PAGE 29 072 D000100 0 072 E000100 0 072 F000100 37842 072 G000100 0 072 H000100 0 072 I000100 3554 072 J000100 322 072 K000100 0 072 L000100 429 072 M000100 150 072 N000100 304 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 34 072 S000100 49 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 283 072 X000100 42967 072 Y000100 0 072 Z000100 33665 072AA000100 0 072BB000100 36454 072CC010100 0 072CC020100 186384 072DD010100 22583 072DD020100 34 072EE000100 0 072 A000200 12 072 B000200 181 072 C000200 199442 072 D000200 0 072 E000200 4842 072 F000200 68064 072 G000200 0 072 H000200 0 072 I000200 8049 072 J000200 2871 072 K000200 0 072 L000200 809 072 M000200 222 072 N000200 546 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 51 072 S000200 74 072 T000200 0 072 U000200 0 PAGE 30 072 V000200 0 072 W000200 343 072 X000200 81029 072 Y000200 0 072 Z000200 123436 072AA000200 196591 072BB000200 0 072CC010200 0 072CC020200 1382448 072DD010200 53193 072DD020200 938 072EE000200 0 072 A000400 12 072 B000400 125071 072 C000400 208354 072 D000400 0 072 E000400 0 072 F000400 130775 072 G000400 0 072 H000400 0 072 I000400 20790 072 J000400 1661 072 K000400 0 072 L000400 1098 072 M000400 443 072 N000400 283 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 117 072 S000400 135 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 604 072 X000400 155906 072 Y000400 0 072 Z000400 177519 072AA000400 469075 072BB000400 0 072CC010400 0 072CC020400 761486 072DD010400 145543 072DD020400 6972 072EE000400 0 072 A000500 12 072 B000500 47 072 C000500 37925 072 D000500 0 072 E000500 349 072 F000500 17777 PAGE 31 072 G000500 0 072 H000500 0 072 I000500 2063 072 J000500 752 072 K000500 0 072 L000500 258 072 M000500 120 072 N000500 135 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 24 072 S000500 37 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 207 072 X000500 21373 072 Y000500 0 072 Z000500 16948 072AA000500 58723 072BB000500 0 072CC010500 0 072CC020500 266813 072DD010500 8015 072DD020500 4 072EE000500 0 072 A000600 12 072 B000600 76 072 C000600 31306 072 D000600 0 072 E000600 45 072 F000600 24255 072 G000600 0 072 H000600 0 072 I000600 2299 072 J000600 208 072 K000600 0 072 L000600 259 072 M000600 129 072 N000600 65 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 30 072 S000600 42 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 257 072 X000600 27544 PAGE 32 072 Y000600 0 072 Z000600 3883 072AA000600 0 072BB000600 3828 072CC010600 2168 072CC020600 0 072DD010600 5174 072DD020600 0 072EE000600 0 072 A000700 12 072 B000700 39 072 C000700 43589 072 D000700 0 072 E000700 683 072 F000700 23929 072 G000700 0 072 H000700 0 072 I000700 2388 072 J000700 615 072 K000700 0 072 L000700 254 072 M000700 135 072 N000700 138 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 27 072 S000700 42 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 255 072 X000700 27783 072 Y000700 0 072 Z000700 16528 072AA000700 83425 072BB000700 0 072CC010700 0 072CC020700 264055 072DD010700 9073 072DD020700 7 072EE000700 0 072 A000800 12 072 B000800 11 072 C000800 6659 072 D000800 0 072 E000800 61 072 F000800 4278 072 G000800 0 072 H000800 0 072 I000800 475 PAGE 33 072 J000800 94 072 K000800 0 072 L000800 58 072 M000800 107 072 N000800 85 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 18 072 S000800 32 072 T000800 0 072 U000800 0 072 V000800 0 072 W000800 176 072 X000800 5323 072 Y000800 0 072 Z000800 1408 072AA000800 10733 072BB000800 0 072CC010800 0 072CC020800 40606 072DD010800 810 072DD020800 0 072EE000800 0 073 A010100 0.2500 073 A020100 0.1400 073 B000100 0.0000 073 C000100 0.0000 073 A010200 0.1600 073 A020200 0.1100 073 B000200 0.0000 073 C000200 0.0000 073 A010400 0.2200 073 A020400 0.1400 073 B000400 0.0000 073 C000400 0.0000 073 A010500 0.0800 073 A020500 0.0400 073 B000500 0.0000 073 C000500 0.0000 073 A010600 0.0600 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 073 A010700 0.0900 073 A020700 0.0030 073 B000700 0.0000 073 C000700 0.0000 073 A010800 0.0200 073 A020800 0.0000 073 B000800 0.0000 PAGE 34 073 C000800 0.0000 074 A000100 0 074 B000100 218283 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 4303842 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 24822 074 K000100 0 074 L000100 18651 074 M000100 1 074 N000100 4565599 074 O000100 0 074 P000100 122 074 Q000100 0 074 R010100 0 074 R020100 23398 074 R030100 0 074 R040100 4856 074 S000100 0 074 T000100 4537223 074 U010100 119170 074 U020100 653 074 V010100 37.87 074 V020100 37.78 074 W000100 0.0000 074 X000100 73942 074 Y000100 0 074 A000200 5042 074 B000200 134218 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 6826324 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 39916 074 K000200 0 074 L000200 178768 074 M000200 1 074 N000200 7184269 074 O000200 45749 074 P000200 191 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 PAGE 35 074 R040200 13575 074 S000200 0 074 T000200 7124754 074 U010200 429002 074 U020200 12607 074 V010200 16.13 074 V020200 16.18 074 W000200 0.0000 074 X000200 91331 074 Y000200 0 074 A000400 23857 074 B000400 357495 074 C000400 1590622 074 D000400 4166474 074 E000400 0 074 F000400 11693761 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 349192 074 K000400 0 074 L000400 59680 074 M000400 3 074 N000400 18241084 074 O000400 568576 074 P000400 351 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 18932 074 S000400 0 074 T000400 17653225 074 U010400 641618 074 U020400 47636 074 V010400 25.62 074 V020400 25.45 074 W000400 0.0000 074 X000400 91921 074 Y000400 0 074 A000500 510 074 B000500 30366 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 1254449 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 21090 074 K000500 0 PAGE 36 074 L000500 37891 074 M000500 47 074 N000500 1344353 074 O000500 12140 074 P000500 48 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 1855 074 S000500 0 074 T000500 1330310 074 U010500 114964 074 U020500 165 074 V010500 11.56 074 V020500 11.50 074 W000500 0.0000 074 X000500 25830 074 Y000500 0 074 A000600 0 074 B000600 119810 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 2155849 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 13414 074 K000600 0 074 L000600 2710 074 M000600 1 074 N000600 2291784 074 O000600 14484 074 P000600 64 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 2508 074 S000600 0 074 T000600 2274728 074 U010600 88896 074 U020600 314 074 V010600 25.50 074 V020600 25.43 074 W000600 0.0000 074 X000600 38098 074 Y000600 0 074 A000700 0 074 B000700 20411 PAGE 37 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 1804464 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 0 074 K000700 0 074 L000700 34197 074 M000700 1 074 N000700 1859073 074 O000700 1878 074 P000700 61 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 3661 074 S000700 0 074 T000700 1853473 074 U010700 96576 074 U020700 1987 074 V010700 18.81 074 V020700 18.42 074 W000700 0.0000 074 X000700 27730 074 Y000700 0 074 A000800 0 074 B000800 14159 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 401607 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 0 074 K000800 0 074 L000800 6960 074 M000800 1 074 N000800 422727 074 O000800 0 074 P000800 12 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 668 074 S000800 0 074 T000800 422047 PAGE 38 074 U010800 42373 074 U020800 0 074 V010800 9.96 074 V020800 0.00 074 W000800 0.0000 074 X000800 11677 074 Y000800 0 075 A000100 0 075 B000100 4134545 075 A000200 0 075 B000200 7599515 075 A000400 0 075 B000400 19604474 075 A000500 0 075 B000500 1545517 075 A000600 0 075 B000600 2576658 075 A000700 0 075 B000700 2382178 075 A000800 0 075 B000800 429205 076 000100 0.00 076 000200 0.00 076 000400 0.00 076 000500 0.00 076 000600 0.00 076 000700 0.00 076 000800 0.00 077 A000000 Y 077 B000000 Y 077 O000000 N 078 000000 N 080 A00AA00 Federal Insurance Company 080 C00AA00 10000 081 A00AA00 N 081 B00AA00 0 082 A00AA00 Y 082 B00AA00 25 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 PAGE 39 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE KRISTI L. ROWSELL TITLE TREASURER EX-99 2 deloitloc.htm AUDITOR LETTER Unassociated Document
 
 
 


 
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
 
 
To the Board of Trustees and Shareholders of Harris Associates Investment Trust:
 
 
In planning and performing our audits of the financial statements of Harris Associates Investment Trust (the “Trust), comprised of Oakmark Fund, Oakmark Select Fund, Oakmark Equity and Income Fund, Oakmark Global Fund, Oakmark Global Select Fund, Oakmark International Fund, and Oakmark International Small Cap Fund, as of and for the year ended September 30, 2011, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Trust’s internal control over financial reporting. Accordingly, we express no such opinion.
 
 
The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and
 
 
(3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a fund’s assets that could have a material effect on the financial statements.
 
 
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.
 
 
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund’s annual or interim financial statements will not be prevented or detected on a timely basis.
 

 
 
 

 
Our consideration of the Trust’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust’s internal control over financial reporting and their operations, including controls for safeguarding securities that we consider to be a material weakness, as defined above, as of September 30, 2011.
 
 
This report is intended solely for the information and use of management, the Board of Trustees of Harris Associates Investment Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
 
/s/ Deloitte & Touche LLP
 

 
 
November 22, 2011