-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SN/ivl46vVZ4iqX8PqZqLiswCNtK/87ImBtwdFkfSluWjOiEOuOLrfgPKcg8uQfA 1BZyu7Eq/WCNEeGHOlmcbw== 0000897436-07-000585.txt : 20071129 0000897436-07-000585.hdr.sgml : 20071129 20071128174708 ACCESSION NUMBER: 0000897436-07-000585 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071129 DATE AS OF CHANGE: 20071128 EFFECTIVENESS DATE: 20071129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS ASSOCIATES INVESTMENT TRUST CENTRAL INDEX KEY: 0000872323 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06279 FILM NUMBER: 071272524 BUSINESS ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: TWO N LASALLE ST STE 500 CITY: CHICAGO STATE: IL ZIP: 60602-3790 BUSINESS PHONE: 8004769625 MAIL ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: TWO NORTH LASALLE STREET STE 500 CITY: CHICAGO STATE: IL ZIP: 60602-3790 0000872323 S000002758 Oakmark Fund C000007554 Class I OAKMX C000007555 Class II OARMX 0000872323 S000002759 Oakmark Select C000007556 Class I OAKLX C000007557 Class II OARLX 0000872323 S000002760 Oakmark Equity and Income C000007558 Class I OAKBX C000007559 Class II OARBX 0000872323 S000002761 Oakmark Global C000007560 Class I OAKGX C000007561 Class II OARGX 0000872323 S000002762 Oakmark International C000007562 Class I OAKIX C000007563 Class II OARIX 0000872323 S000002763 Oakmark International Small Cap C000007564 Class I OAKEX C000007565 Class II OAREX 0000872323 S000013607 Oakmark Global Select C000036891 Class II OARWX NSAR-B 1 answer.fil PAGE 1 000 B000000 09/30/2007 000 C000000 0000872323 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 HARRIS ASSOCIATES INVESTMENT TRUST 001 B000000 811-06279 001 C000000 3126210600 002 A000000 TWO NORTH LASALLE STREET 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60602 002 D020000 3790 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 7 007 C010100 1 007 C020100 THE OAKMARK FUND 007 C030100 N 007 C010200 2 007 C020200 THE OAKMARK INTERNATIONAL FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C020400 THE OAKMARK EQUITY AND INCOME FUND 007 C030400 N 007 C010500 5 007 C020500 THE OAKMARK INTERNATIONAL SMALL CAP FUND 007 C030500 N 007 C010600 6 007 C020600 THE OAKMARK SELECT FUND 007 C030600 N 007 C010700 7 007 C020700 THE OAKMARK GLOBAL FUND 007 C030700 N 007 C010800 8 007 C020800 THE OAKMARK GLOBAL SELECT FUND 007 C030800 N 007 C010900 9 007 C011000 10 008 A00AA01 HARRIS ASSOCIATES L.P. 008 B00AA01 A 008 C00AA01 801-50333 008 D01AA01 CHICAGO PAGE 2 008 D02AA01 IL 008 D03AA01 60602 008 D04AA01 3790 012 A00AA01 BOSTON FINANCIAL DATA SERVICES, INC. 012 B00AA01 84-00896 012 C01AA01 QUINCY 012 C02AA01 MA 012 C03AA01 02169 013 A00AA01 DELOITTE & TOUCHE LLP 013 B01AA01 CHICAGO 013 B02AA01 IL 013 B03AA01 60606 013 B04AA01 4301 014 A00AA01 AEW LUXEMBOURG SARL 014 B00AA01 8-xxxxx 014 A00AA02 AEW SECURITIES L.P. 014 B00AA02 8-45099 014 A00AA03 BANCO PRIMUS 014 B00AA03 8-xxxxx 014 A00AA04 BANQUE BCP 014 B00AA04 8-xxxxx 014 A00AA05 BANQUE BCP (LUXEMBOURG) SA 014 B00AA05 8-xxxxx 014 A00AA06 BANQUE DE LA NOUVELLE CALEDONIE 014 B00AA06 8-xxxxx 014 A00AA07 BANQUE DE LA REUNION 014 B00AA07 8-xxxxx 014 A00AA08 BANQUE DE TAHITI 014 B00AA08 8-xxxxx 014 A00AA09 BANQUE DES ANTILLES FRANCAISES 014 B00AA09 8-xxxxx 014 A00AA10 BANQUE DES ILES SAINT-PIERRE ET MIQUELON 014 B00AA10 8-xxxxx 014 A00AA11 BANQUE INTERNATIONALE DES MASCAREIGNES 014 B00AA11 8-xxxxx 014 A00AA12 BANQUE PALATINE 014 B00AA12 8-xxxxx 014 A00AA13 BANQUE PRIVEE SAINT DOMINIQUE 014 B00AA13 8-xxxxx 014 A00AA14 CACEIS BANK 014 B00AA14 8-xxxxx 014 A00AA15 CACEIS BANK LUXEMBOURG 014 B00AA15 8-xxxxx 014 A00AA16 CACEIS CORPORATE TRUST 014 B00AA16 8-xxxxx 014 A00AA17 CAISSE D'EPARGNE DE LA NOUVELLE CALEDONIE 014 B00AA17 8-xxxxx 014 A00AA18 CAISSE NATIONALE DES CAISSES D'EPARGNE 014 B00AA18 8-xxxxx 014 A00AA19 COMPAGNIE FINANCIERE EUROPEENE ABS 014 B00AA19 8-xxxxx PAGE 3 014 A00AA20 CREDIT FONCIER DE FRANCE 014 B00AA20 8-xxxxx 014 A00AA21 CREDIT SAINT PIERRAIS 014 B00AA21 8-xxxxx 014 A00AA22 FONGEPAR 014 B00AA22 8-xxxxx 014 A00AA23 GERER INTERMEDIATION 014 B00AA23 8-xxxxx 014 A00AA24 GESTITRES SA 014 B00AA24 8-xxxxx 014 A00AA25 HARRIS ASSOCIATES SECURITIES, L.P 014 B00AA25 8-19988 014 A00AA26 IXIS ASSET MANAGEMENT AUSTRALIA LTD. 014 B00AA26 8-xxxxx 014 A00AA27 IXIS CORPORATE & INVESTMENT BANK 014 B00AA27 8-xxxxx 014 A00AA28 IXIS MID CAPS 014 B00AA28 8-xxxxx 014 A00AA29 LA COMPAGNIE 1818-BANQUIERS PRIVES 014 B00AA29 8-xxxxx 014 A00AA30 LINE BOURSE 014 B00AA30 8-xxxxx 014 A00AA31 LOOMIS, SAYLES DISTRIBUTORS, L.P. 014 B00AA31 8-49575 014 A00AA32 MASCAREIGNES INTERNATIONAL BANK LTD. 014 B00AA32 8-xxxxx 014 A00AA33 NATEXIS SECURITIES, INC. 014 B00AA33 8-50969 014 A00AA34 NATIXIS 014 B00AA34 8-12482 014 A00AA35 NATIXIS ARBITRAGE 014 B00AA35 8-xxxxx 014 A00AA36 NATIXIS ASIA LIMITED (HONG KONG) 014 B00AA36 8-xxxxx 014 A00AA37 NATIXIS ASSET MANAGEMENT 014 B00AA37 8-46325 014 A00AA38 NATIXIS BLEICHROEDER, INC. 014 B00AA38 8-00719 014 A00AA39 NATIXIS CAPITAL ARRANGER INC. 014 B00AA39 8-xxxxx 014 A00AA40 NATIXIS COMMERCIAL PAPER CORP. 014 B00AA40 8-xxxxx 014 A00AA41 NATIXIS CORPORATE SOLUTIONS LIMITED 014 B00AA41 8-xxxxx 014 A00AA42 NATIXIS DERIVATIVES INC. 014 B00AA42 8-53212 014 A00AA43 NATIXIS DISTRIBUTORS, L.P. 014 B00AA43 8-xxxxx 014 A00AA44 NATIXIS FINANCE 014 B00AA44 8-xxxxx 014 A00AA45 NATIXIS FINANCIAL INSTRUMENTS PAGE 4 014 B00AA45 8-xxxxx 014 A00AA46 NATIXIS FINANCIAL PRODUCTS INC. 014 B00AA46 8-xxxxx 014 A00AA47 NATIXIS FUNDING CORP. 014 B00AA47 8-xxxxx 014 A00AA48 NATIXIS GLOBAL ASSET MANAGEMENT 014 B00AA48 8-xxxxx 014 A00AA49 NATIXIS GLOBAL ASSOCIATES GERMANY GMBH 014 B00AA49 8-xxxxx 014 A00AA50 NATIXIS INVESTMENT SERVICES JAPAN, LTD. 014 B00AA50 8-xxxxx 014 A00AA51 NATIXIS MUNICIPAL PRODUCTS INC. 014 B00AA51 8-xxxxx 014 A00AA52 NATIXIS REAL ESTATE CAPITAL INC. 014 B00AA52 8-xxxxx 014 A00AA53 NATIXIS SECURITIES 014 B00AA53 8-xxxxx 014 A00AA54 NATIXIS SECURITIES NORTH AMERICA, INC. 014 B00AA54 8-43912 014 A00AA55 NATIXIS SECURITIZATION CORP. 014 B00AA55 8-xxxxx 014 A00AA56 NATIXIS STRUCTURED PRODUCTS JERSEY 014 B00AA56 8-xxxxx 014 A00AA57 NEXGEN CAPITAL LTD 014 B00AA57 8-xxxxx 014 A00AA58 NEXGEN FINANCIAL SOLUTIONS (ASIA) PTE LTD 014 B00AA58 8-xxxxx 014 A00AA59 REICH & TANG DISTRIBUTORS, INC. 014 B00AA59 8-43429 015 A00AA01 STATE STREET BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02116 015 C04AA01 9130 015 E01AA01 X 015 A00AA02 NATIONAL AUSTRALIA BANK LTD. 015 B00AA02 S 015 C01AA02 MELBOURNE 015 D01AA02 AUSTRALIA 015 E04AA02 X 015 A00AA03 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA03 S 015 C01AA03 COPENHAGEN 015 D01AA03 DENMARK 015 E04AA03 X 015 A00AA04 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA04 S 015 C01AA04 HELSINKI 015 D01AA04 FINLAND 015 E04AA04 X PAGE 5 015 A00AA05 BNP PARIBAS SECURITIES SERVICES 015 B00AA05 S 015 C01AA05 PARIS 015 D01AA05 FRANCE 015 E04AA05 X 015 A00AA06 BNP PARIBAS SECURITIES SERVICES 015 B00AA06 S 015 C01AA06 FRANKFURT 015 D01AA06 GERMANY 015 E04AA06 X 015 A00AA07 BNP PARIBAS SECURITIES SERVICES 015 B00AA07 S 015 C01AA07 ATHENS 015 D01AA07 GREECE 015 E04AA07 X 015 A00AA08 STANDARD CHARTERED BANK 015 B00AA08 S 015 C01AA08 KOWLOON 015 D01AA08 HONG KONG 015 E04AA08 X 015 A00AA09 BNP PARIBAS SECURITIES SERVICES 015 B00AA09 S 015 C01AA09 MILAN 015 D01AA09 ITALY 015 E04AA09 X 015 A00AA10 STANDARD CHARTERED BANK 015 B00AA10 S 015 C01AA10 TOKYO 015 D01AA10 JAPAN 015 E04AA10 X 015 A00AA11 STANDARD CHARTERED BANK 015 B00AA11 S 015 C01AA11 SEOUL 015 D01AA11 KOREA 015 E04AA11 X 015 A00AA12 EUROCLEAR 015 B00AA12 S 015 C01AA12 LUXEMBOURG 015 D01AA12 LUXEMBOURG 015 E04AA12 X 015 A00AA13 STANDARD CHARTERED BANK 015 B00AA13 S 015 C01AA13 KUALA LUMPUR 015 D01AA13 MALAYSIA 015 E04AA13 X 015 A00AA14 NATIONAL NOMINEES 015 B00AA14 S 015 C01AA14 AUCKLAND 015 D01AA14 NEW ZEALAND 015 E04AA14 X 015 A00AA15 SKANDINAVISKA ENSKILDA BANKEN PAGE 6 015 B00AA15 S 015 C01AA15 OSLO 015 D01AA15 NORWAY 015 E04AA15 X 015 A00AA16 STANDARD CHARTERED BANK 015 B00AA16 S 015 C01AA16 SINGAPORE 015 D01AA16 SINGAPORE 015 E04AA16 X 015 A00AA17 BNP PARIBAS SECURITIES SERVICES 015 B00AA17 S 015 C01AA17 MADRID 015 D01AA17 SPAIN 015 E04AA17 X 015 A00AA18 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA18 S 015 C01AA18 STOCKHOLM 015 D01AA18 SWEDEN 015 E04AA18 X 015 A00AA19 CREDIT SUISSE 015 B00AA19 S 015 C01AA19 ZURICH 015 D01AA19 SWITZERLAND 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK 015 B00AA20 S 015 C01AA20 TAIPEI 015 D01AA20 TAIWAN 015 E04AA20 X 015 A00AA21 HSBC BANK PLC 015 B00AA21 S 015 C01AA21 LONDON 015 D01AA21 UNITED KINGDOM 015 E04AA21 X 015 A00AA22 HSBC 015 B00AA22 S 015 C01AA22 ISTANBUL 015 D01AA22 TURKEY 015 E04AA22 X 015 A00AA23 CITIBANK, N.A. 015 B00AA23 S 015 C01AA23 MEXICO CITY 015 D01AA23 MEXICO 015 E04AA23 X 015 A00AA24 CITIBANK, N.A 015 B00AA24 S 015 C01AA24 BUENOS AIRES 015 D01AA24 ARGENTINA 015 E04AA24 X 015 A00AA25 BANK AUSTRIA AG 015 B00AA25 S PAGE 7 015 C01AA25 VIENNA 015 D01AA25 AUSTRIA 015 E04AA25 X 015 A00AA26 STANDARD CHARTERED BANK 015 B00AA26 S 015 C01AA26 DHAKA 015 D01AA26 BANGLADESH 015 E04AA26 X 015 A00AA27 BNP PARIBAS 015 B00AA27 S 015 C01AA27 BRUSSELS 015 D01AA27 BELGIUM 015 E04AA27 X 015 A00AA28 BANK OF BERMUDA 015 B00AA28 S 015 C01AA28 HAMILTON 015 D01AA28 BERMUDA 015 E04AA28 X 015 A00AA29 BARCLAYS BANK OF BOTSWANA 015 B00AA29 S 015 C01AA29 GABORONE 015 D01AA29 BOTSWANA 015 E04AA29 X 015 A00AA30 CITIBANK, N.A. 015 B00AA30 S 015 C01AA30 SAO PAULO 015 D01AA30 BRAZIL 015 E04AA30 X 015 A00AA31 HVB BANK BIOCHIM 015 B00AA31 S 015 C01AA31 SOFIA 015 D01AA31 BULGARIA 015 E04AA31 X 015 A00AA32 ROYAL BANK OF CANADA 015 B00AA32 S 015 C01AA32 TORONTO 015 D01AA32 CANADA 015 E04AA32 X 015 A00AA33 CITIBANK, N.A. 015 B00AA33 S 015 C01AA33 SANTIAGO 015 D01AA33 CHILE 015 E04AA33 X 015 A00AA34 STANDARD CHARTERED BANK 015 B00AA34 S 015 C01AA34 SHANGHAI & SHENZHEN 015 D01AA34 CHINA 015 E04AA34 X 015 A00AA35 CITITRUST COLOMBIA S.A. 015 B00AA35 S 015 C01AA35 SANTA FE DE BOGOTA PAGE 8 015 D01AA35 COLOMBIA 015 E04AA35 X 015 A00AA36 BANCO BCT S.A. 015 B00AA36 S 015 C01AA36 SAN JOSE 015 D01AA36 COSTA RICA 015 E04AA36 X 015 A00AA37 ZAGREBACKA BANKA 015 B00AA37 S 015 C01AA37 ZAGREB 015 D01AA37 CROATIA 015 E04AA37 X 015 A00AA38 MARFIN POPULAR BANK PUBLIC COMPANY LTD. 015 B00AA38 S 015 C01AA38 NICOSIA 015 D01AA38 CYPRUS 015 E04AA38 X 015 A00AA39 HVB BANK 015 B00AA39 S 015 C01AA39 PRAHA 015 D01AA39 CZECH REPUBLIC 015 E04AA39 X 015 A00AA40 CITIBANK 015 B00AA40 S 015 C01AA40 CAIRO 015 D01AA40 EGYPT 015 E04AA40 X 015 A00AA41 SEB EESTI UHISPANK 015 B00AA41 S 015 C01AA41 TALLINN 015 D01AA41 ESTONIA 015 E04AA41 X 015 A00AA42 BARCLAYS BANK OF GHANA 015 B00AA42 S 015 C01AA42 ACCRA 015 D01AA42 GHANA 015 E04AA42 X 015 A00AA43 HVB BANK 015 B00AA43 S 015 C01AA43 BUDAPEST 015 D01AA43 HUNGARY 015 E04AA43 X 015 A00AA44 ARION CUSTODY SERVICES 015 B00AA44 S 015 C01AA44 REYKJAVIK 015 D01AA44 ICELAND 015 E04AA44 X 015 A00AA45 STANDARD CHARTERED GRINDLAYS BANK 015 B00AA45 S 015 C01AA45 MUMBAI 015 D01AA45 INDIA PAGE 9 015 E04AA45 X 015 A00AA46 STANDARD CHARTERED BANK 015 B00AA46 S 015 C01AA46 JAKARTA 015 D01AA46 INDONESIA 015 E04AA46 X 015 A00AA47 HSBC 015 B00AA47 S 015 C01AA47 DUBLIN 015 D01AA47 IRELAND 015 E04AA47 X 015 A00AA48 BANK HAPOALIM B.M. 015 B00AA48 S 015 C01AA48 TEL AVIV 015 D01AA48 ISRAEL 015 E04AA48 X 015 A00AA49 HSBC BANK 015 B00AA49 S 015 C01AA49 AMMAN 015 D01AA49 JORDAN 015 E04AA49 X 015 A00AA50 HSBC 015 B00AA50 S 015 C01AA50 KAZAKHSTAN 015 D01AA50 KAZAKHSTAN 015 E04AA50 X 015 A00AA51 BARCLAYS BANK KENYA 015 B00AA51 S 015 C01AA51 NAIROBI 015 D01AA51 KENYA 015 E04AA51 X 015 A00AA52 SEB UNIBANKA 015 B00AA52 S 015 C01AA52 RIGA 015 D01AA52 LATVIA 015 E04AA52 X 015 A00AA53 HSBC BANK MIDDLE EAST 015 B00AA53 S 015 C01AA53 BEIRUT 015 D01AA53 LEBANON 015 E04AA53 X 015 A00AA54 SEB VILNIAUS BANK 015 B00AA54 S 015 C01AA54 VILNIUS 015 D01AA54 LITHUANIA 015 E04AA54 X 015 A00AA55 HSBC BANK 015 B00AA55 S 015 C01AA55 VALLETA 015 D01AA55 MALTA 015 E04AA55 X PAGE 10 015 A00AA56 HONG KONG BANK 015 B00AA56 S 015 C01AA56 PORT LOUIS 015 D01AA56 MAURITIUS 015 E04AA56 X 015 A00AA57 CITIBANK 015 B00AA57 S 015 C01AA57 CASABLANCA 015 D01AA57 MOROCCO 015 E04AA57 X 015 A00AA58 BNP PARIBAS 015 B00AA58 S 015 C01AA58 AMSTERDAM 015 D01AA58 NETHERLANDS 015 E04AA58 X 015 A00AA59 HSBC BANK MIDDLE EAST 015 B00AA59 S 015 C01AA59 RUWI 015 D01AA59 OMAN 015 E04AA59 X 015 A00AA60 STANDARD CHARTERED BANK 015 B00AA60 S 015 C01AA60 KARACHI 015 D01AA60 PAKISTAN 015 E04AA60 X 015 A00AA61 CITIBANK, N.A. 015 B00AA61 S 015 C01AA61 LIMA 015 D01AA61 PERU 015 E04AA61 X 015 A00AA62 STANDARD CHARTERED BANK 015 B00AA62 S 015 C01AA62 MAKATI CITY 015 D01AA62 PHILIPPINES 015 E04AA62 X 015 A00AA63 BANK BPH 015 B00AA63 S 015 C01AA63 WARSAW 015 D01AA63 POLAND 015 E04AA63 X 015 A00AA64 BNP PARIBAS 015 B00AA64 S 015 C01AA64 LISBON 015 D01AA64 PORTUGAL 015 E04AA64 X 015 A00AA65 HVB BANK 015 B00AA65 S 015 C01AA65 BUCHAREST 015 D01AA65 ROMANIA 015 E04AA65 X 015 A00AA66 ZAO CITIBANK PAGE 11 015 B00AA66 S 015 C01AA66 MOSCOW 015 D01AA66 RUSSIA 015 E04AA66 X 015 A00AA67 HVB BANK 015 B00AA67 S 015 C01AA67 BELGRADE 015 D01AA67 SERBIA 015 E04AA67 X 015 A00AA68 HVB BANK 015 B00AA68 S 015 C01AA68 BRATISLAVA 015 D01AA68 SLOVAK REPUBLIC 015 E04AA68 X 015 A00AA69 BANKAUSTRIA CREDITANSTALT 015 B00AA69 S 015 C01AA69 LJUBLJANA 015 D01AA69 SLOVENIA 015 E04AA69 X 015 A00AA70 STANDARD BANK OF SOUTH AFRICA 015 B00AA70 S 015 C01AA70 JOHANNESBURG 015 D01AA70 SOUTH AFRICA 015 E04AA70 X 015 A00AA71 STANDARD CHARTERED BANK 015 B00AA71 S 015 C01AA71 COLOMBO 015 D01AA71 SRI LANKA 015 E04AA71 X 015 A00AA72 STANDARD CHARTERED BANK 015 B00AA72 S 015 C01AA72 BANGKOK 015 D01AA72 THAILAND 015 E04AA72 X 015 A00AA73 BARCLAYS BANK OF UGANDA 015 B00AA73 S 015 C01AA73 KAMPALA 015 D01AA73 UGANDA 015 E04AA73 X 015 A00AA74 HVB BANK 015 B00AA74 S 015 C01AA74 KIEV 015 D01AA74 UKRAINE 015 E04AA74 X 015 A00AA75 CITIBANK, N.A. 015 B00AA75 S 015 C01AA75 CARACAS 015 D01AA75 VENEZUELA 015 E04AA75 X 015 A00AA76 HSBC 015 B00AA76 S PAGE 12 015 C01AA76 HO CHI MINH CITY 015 D01AA76 VIETNAM 015 E04AA76 X 015 A00AA77 BARCLAYS BANK OF ZAMBIA 015 B00AA77 S 015 C01AA77 LUSAKA 015 D01AA77 ZAMBIA 015 E04AA77 X 015 A00AA78 BARCLAYS BANK OF ZIMBABWE LTD. 015 B00AA78 S 015 C01AA78 HARARE 015 D01AA78 ZIMBABWE 015 E04AA78 X 015 A00AA79 HSBC 015 B00AA79 S 015 C01AA79 MUMBAI 015 D01AA79 INDIA 015 E04AA79 X 015 A00AA81 DBS BANK LTD 015 B00AA81 S 015 C01AA81 SINGAPORE 015 D01AA81 SINGAPORE 015 E04AA81 X 015 A00AA82 DEUTSCHE BANK AG 015 B00AA82 S 015 C01AA82 FRANKFURT 015 D01AA82 GERMANY 015 E04AA82 X 015 A00AA83 DEUTSCHE BANK S.A.E. 015 B00AA83 S 015 C01AA83 BARCELONA 015 D01AA83 SPAIN 015 E04AA83 X 015 A00AA84 DEUTSCHE BANK S.P.A. 015 B00AA84 S 015 C01AA84 MILAN 015 D01AA84 ITALY 015 E04AA84 X 015 A00AA85 DEUTSCHE BANK AG 015 B00AA85 S 015 C01AA85 AMSTERDAM 015 D01AA85 NETHERLANDS 015 E04AA85 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 7 019 C00AA00 THEOAKMARK 020 A000001 CREDIT SUISSE GROUP 020 B000001 13-5659485 020 C000001 2395 020 A000002 MERRILL LYNCH & CO. PAGE 13 020 B000002 13-5674085 020 C000002 2323 020 A000003 UBS AG 020 B000003 13-3873456 020 C000003 2037 020 A000004 CITIGROUP 020 B000004 13-3039426 020 C000004 1944 020 A000005 MORGAN STANLEY & CO., INC. 020 B000005 13-2655998 020 C000005 1943 020 A000006 GOLDMAN SACHS & CO. 020 B000006 13-5108880 020 C000006 1655 020 A000007 LEHMAN BROTHERS INC. 020 B000007 13-2518466 020 C000007 1303 020 A000008 NOMURA SECURITIES CO., LTD 020 B000008 13-2642206 020 C000008 1004 020 A000009 JP MORGAN CHASE CO. 020 B000009 13-3379014 020 C000009 829 020 A000010 DEUTSCHE BANK 020 B000010 13-2730828 020 C000010 816 021 000000 22977 022 A000001 STATE STREET CORPORATION 022 B000001 04-3464336 022 C000001 261224056 022 D000001 8942819 022 A000002 JP MORGAN CHASE & CO. 022 B000002 13-3379014 022 C000002 3461558 022 D000002 1132957 022 A000003 MORGAN STANLEY & CO., INC. 022 B000003 13-2655998 022 C000003 2557416 022 D000003 446566 022 A000004 CREDIT SUISSE GROUP 022 B000004 13-5659485 022 C000004 1452590 022 D000004 733833 022 A000005 UBS AG 022 B000005 13-3873456 022 C000005 2060283 022 D000005 0 022 A000006 KEYBANC CAPITAL MARKETS INC. 022 B000006 34-1931952 022 C000006 1514841 022 D000006 149536 PAGE 14 022 A000007 ROYAL BANK OF CANADA 022 B000007 13-5033225 022 C000007 262261 022 D000007 1288777 022 A000008 BANK OF AMERICA CORP. 022 B000008 94-1687665 022 C000008 1139162 022 D000008 129513 022 A000009 BARCALYS BANK PLC 022 B000009 94-3231066 022 C000009 338286 022 D000009 747896 022 A000010 DEUTSCHE BANK 022 B000010 13-2730828 022 C000010 764620 022 D000010 295385 023 C000000 275373721 023 D000000 14818104 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 042 A00AA00 0 042 B00AA00 0 042 C00AA00 0 042 D00AA00 0 042 E00AA00 0 042 F00AA00 0 042 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025 A000101 STATE STREET CORPORATION 025 C000101 D 025 D000101 204362 025 A000102 JP MORGAN CHASE & CO 025 C000102 E 025 D000102 123714 025 A000103 CITIGROUP INC. 025 C000103 E 025 D000103 112008 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 56094 028 A020100 0 028 A030100 0 028 A040100 86666 028 B010100 58466 028 B020100 0 028 B030100 0 028 B040100 101596 028 C010100 53830 028 C020100 0 028 C030100 0 028 C040100 83182 028 D010100 51222 028 D020100 0 028 D030100 0 028 D040100 101309 028 E010100 46825 028 E020100 0 028 E030100 0 028 E040100 125222 028 F010100 57937 028 F020100 0 028 F030100 0 028 F040100 171329 028 G010100 324374 028 G020100 0 028 G030100 0 PAGE 17 028 G040100 669304 028 H000100 0 037 000100 Y 038 000100 249 039 000100 N 040 000100 N 041 000100 N 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 2000000 048 A020100 1.000 048 B010100 1000000 048 B020100 0.900 048 C010100 2000000 048 C020100 0.800 048 D010100 2500000 048 D020100 0.750 048 E010100 2500000 048 E020100 0.700 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 10000000 048 K020100 0.650 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 500 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N PAGE 18 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 Y 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 N 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 668478 071 B000100 1070460 071 C000100 5583564 071 D000100 12 072 A000100 12 072 B000100 16255 072 C000100 101642 072 D000100 0 PAGE 19 072 E000100 2176 072 F000100 51887 072 G000100 0 072 H000100 0 072 I000100 6105 072 J000100 703 072 K000100 0 072 L000100 1027 072 M000100 314 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 30 072 S000100 87 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 260 072 X000100 60413 072 Y000100 0 072 Z000100 59660 072AA000100 420536 072BB000100 0 072CC010100 156930 072CC020100 0 072DD010100 53540 072DD020100 209 072EE000100 248746 073 A010100 0.4326 073 A020100 0.2545 073 B000100 1.9966 073 C000100 0.0000 074 A000100 0 074 B000100 204362 074 C000100 89901 074 D000100 0 074 E000100 0 074 F000100 5417326 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 5972 074 K000100 0 074 L000100 7963 074 M000100 0 074 N000100 5725524 074 O000100 1485 074 P000100 2309 074 Q000100 0 074 R010100 0 PAGE 20 074 R020100 0 074 R030100 0 074 R040100 35738 074 S000100 0 074 T000100 5685992 074 U010100 119638 074 U020100 618 074 V010100 47.28 074 V020100 46.97 074 W000100 0.0000 074 X000100 93690 074 Y000100 0 075 A000100 0 075 B000100 5944701 076 000100 0.00 024 000200 Y 025 A000201 UBS AG 025 C000201 E 025 D000201 357399 025 A000202 CREDIT SUISSE GROUP 025 C000202 E 025 D000202 317977 025 A000203 STATE STREET CORPORATION 025 C000203 D 025 D000203 239866 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 190212 028 A020200 7 028 A030200 0 028 A040200 121159 028 B010200 161551 028 B020200 0 028 B030200 0 028 B040200 117972 028 C010200 127053 028 C020200 0 028 C030200 0 028 C040200 157435 028 D010200 106939 028 D020200 0 028 D030200 0 028 D040200 166168 028 E010200 98483 028 E020200 0 028 E030200 0 028 E040200 215852 028 F010200 99321 PAGE 21 028 F020200 0 028 F030200 0 028 F040200 165360 028 G010200 783559 028 G020200 7 028 G030200 0 028 G040200 943946 028 H000200 0 037 000200 Y 038 000200 427 039 000200 N 040 000200 N 041 000200 N 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 2000000 048 A020200 1.000 048 B010200 1000000 048 B020200 0.950 048 C010200 2000000 048 C020200 0.850 048 D010200 2500000 048 D020200 0.825 048 E010200 3500000 048 E020200 0.815 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 11000000 048 K020200 0.805 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y PAGE 22 060 B000200 Y 061 000200 500 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 Y 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 4633558 071 B000200 4261055 PAGE 23 071 C000200 8600189 071 D000200 50 072 A000200 12 072 B000200 16382 072 C000200 241795 072 D000200 0 072 E000200 -15290 072 F000200 78629 072 G000200 0 072 H000200 0 072 I000200 9528 072 J000200 6527 072 K000200 0 072 L000200 1056 072 M000200 319 072 N000200 177 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 55 072 S000200 112 072 T000200 0 072 U000200 0 072 V000200 0 072 W000200 388 072 X000200 96791 072 Y000200 0 072 Z000200 146097 072AA000200 1398799 072BB000200 0 072CC010200 0 072CC020200 405388 072DD010200 122435 072DD020200 6952 072EE000200 1031006 073 A010200 0.4427 073 A020200 0.3480 073 B000200 3.4772 073 C000200 0.0000 074 A000200 1 074 B000200 239866 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 8766475 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 105928 074 K000200 0 074 L000200 35846 PAGE 24 074 M000200 0 074 N000200 9148116 074 O000200 54788 074 P000200 2021 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 57830 074 S000200 0 074 T000200 9033477 074 U010200 317678 074 U020200 22295 074 V010200 26.59 074 V020200 26.32 074 W000200 0.0000 074 X000200 52379 074 Y000200 0 075 A000200 0 075 B000200 8973587 076 000200 0.00 024 000400 Y 025 A000401 STATE STREET CORPORATION 025 C000401 D 025 D000401 199434 025 D000402 0 025 D000403 0 025 D000404 0 025 D000405 0 025 D000406 0 025 D000407 0 025 D000408 0 028 A010400 217134 028 A020400 0 028 A030400 0 028 A040400 134147 028 B010400 193037 028 B020400 0 028 B030400 0 028 B040400 143968 028 C010400 178702 028 C020400 12 028 C030400 0 028 C040400 155114 028 D010400 190440 028 D020400 0 028 D030400 0 028 D040400 148930 028 E010400 188315 028 E020400 0 028 E030400 0 PAGE 25 028 E040400 188974 028 F010400 195807 028 F020400 0 028 F030400 0 028 F040400 276023 028 G010400 1163434 028 G020400 12 028 G030400 0 028 G040400 1047156 028 H000400 0 037 000400 Y 038 000400 425 039 000400 N 040 000400 N 041 000400 N 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.000 048 A010400 5000000 048 A020400 0.750 048 B010400 2500000 048 B020400 0.700 048 C010400 2500000 048 C020400 0.675 048 D010400 2500000 048 D020400 0.650 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 12500000 048 K020400 0.600 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 N 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N PAGE 26 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 500 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 Y 066 F000400 N 066 G000400 N 067 000400 Y 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N PAGE 27 071 A000400 8645024 071 B000400 7995027 071 C000400 11865907 071 D000400 67 072 A000400 12 072 B000400 237415 072 C000400 132242 072 D000400 0 072 E000400 -1339 072 F000400 86512 072 G000400 0 072 H000400 0 072 I000400 15182 072 J000400 1562 072 K000400 0 072 L000400 1404 072 M000400 385 072 N000400 231 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 64 072 S000400 137 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 474 072 X000400 105951 072 Y000400 0 072 Z000400 262368 072AA000400 754934 072BB000400 0 072CC010400 777631 072CC020400 0 072DD010400 197296 072DD020400 11591 072EE000400 550867 073 A010400 0.5013 073 A020400 0.4207 073 B000400 1.3081 073 C000400 0.0000 074 A000400 0 074 B000400 199434 074 C000400 304970 074 D000400 4994462 074 E000400 0 074 F000400 7908082 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 39467 PAGE 28 074 K000400 0 074 L000400 71695 074 M000400 0 074 N000400 13518110 074 O000400 28582 074 P000400 2448 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 82408 074 S000400 0 074 T000400 13404672 074 U010400 435622 074 U020400 32113 074 V010400 28.67 074 V020400 28.50 074 W000400 0.0000 074 X000400 74478 074 Y000400 0 075 A000400 0 075 B000400 12383242 076 000400 0.00 024 000500 Y 025 A000501 STATE STREET CORPORATION 025 C000501 D 025 D000501 52382 025 D000502 0 025 D000503 0 025 D000504 0 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 20035 028 A020500 0 028 A030500 0 028 A040500 17559 028 B010500 20012 028 B020500 0 028 B030500 0 028 B040500 33429 028 C010500 14869 028 C020500 0 028 C030500 0 028 C040500 39575 028 D010500 12365 028 D020500 0 028 D030500 0 028 D040500 28952 028 E010500 15814 PAGE 29 028 E020500 0 028 E030500 0 028 E040500 51705 028 F010500 30809 028 F020500 0 028 F030500 0 028 F040500 41657 028 G010500 113904 028 G020500 0 028 G030500 0 028 G040500 212877 028 H000500 0 037 000500 Y 038 000500 43 039 000500 N 040 000500 N 041 000500 N 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.000 048 A010500 500000 048 A020500 1.250 048 B010500 1000000 048 B020500 1.100 048 C010500 2000000 048 C020500 1.050 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 3500000 048 K020500 1.025 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 N 055 A000500 N 055 B000500 N 056 000500 Y PAGE 30 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 500 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 Y 069 000500 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N PAGE 31 070 R010500 Y 070 R020500 N 071 A000500 769576 071 B000500 877308 071 C000500 1350809 071 D000500 57 072 A000500 12 072 B000500 2892 072 C000500 34920 072 D000500 0 072 E000500 -1862 072 F000500 16364 072 G000500 0 072 H000500 0 072 I000500 830 072 J000500 1188 072 K000500 0 072 L000500 137 072 M000500 160 072 N000500 59 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 23 072 S000500 53 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 198 072 X000500 19012 072 Y000500 0 072 Z000500 16938 072AA000500 331467 072BB000500 0 072CC010500 0 072CC020500 175695 072DD010500 29840 072DD020500 20 072EE000500 181476 073 A010500 0.5649 073 A020500 0.5461 073 B000500 3.4330 073 C000500 0.0000 074 A000500 1814 074 B000500 52382 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 1272187 074 G000500 0 074 H000500 0 PAGE 32 074 I000500 0 074 J000500 13238 074 K000500 0 074 L000500 3319 074 M000500 0 074 N000500 1342940 074 O000500 6906 074 P000500 691 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 7875 074 S000500 0 074 T000500 1327468 074 U010500 57195 074 U020500 41 074 V010500 23.19 074 V020500 23.15 074 W000500 0.0000 074 X000500 7937 074 Y000500 0 075 A000500 0 075 B000500 1418766 076 000500 0.00 024 000600 Y 025 A000601 JP MORGAN CHASE & CO. 025 C000601 E 025 D000601 203624 025 A000602 STATE STREET CORPORATION 025 C000602 D 025 D000602 177608 025 D000603 0 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 57507 028 A020600 0 028 A030600 0 028 A040600 154831 028 B010600 49002 028 B020600 0 028 B030600 0 028 B040600 143042 028 C010600 115873 028 C020600 0 028 C030600 0 028 C040600 93083 028 D010600 59975 PAGE 33 028 D020600 0 028 D030600 0 028 D040600 118109 028 E010600 64757 028 E020600 0 028 E030600 0 028 E040600 213733 028 F010600 35875 028 F020600 0 028 F030600 0 028 F040600 149790 028 G010600 382989 028 G020600 0 028 G030600 0 028 G040600 872588 028 H000600 0 037 000600 Y 038 000600 226 039 000600 N 040 000600 N 041 000600 N 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 048 A010600 1000000 048 A020600 1.000 048 B010600 500000 048 B020600 0.950 048 C010600 500000 048 C020600 0.900 048 D010600 500000 048 D020600 0.850 048 E010600 2500000 048 E020600 0.800 048 F010600 5000000 048 F020600 0.750 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 10000000 048 K020600 0.725 049 000600 N 050 000600 N 051 000600 N 052 000600 N PAGE 34 053 A000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 500 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N PAGE 35 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 Y 071 A000600 554263 071 B000600 1270585 071 C000600 5674868 071 D000600 10 072 A000600 12 072 B000600 13992 072 C000600 110428 072 D000600 0 072 E000600 629 072 F000600 50983 072 G000600 0 072 H000600 0 072 I000600 5255 072 J000600 625 072 K000600 0 072 L000600 870 072 M000600 298 072 N000600 39 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 33 072 S000600 87 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 326 072 X000600 58516 072 Y000600 0 072 Z000600 66533 072AA000600 507408 072BB000600 0 072CC010600 0 072CC020600 160142 072DD010600 64073 072DD020600 434 072EE000600 582700 073 A010600 0.3919 073 A020600 0.2409 073 B000600 3.5251 073 C000600 0.0000 074 A000600 0 074 B000600 177608 074 C000600 60952 074 D000600 0 PAGE 36 074 E000600 0 074 F000600 5196722 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 5329 074 K000600 0 074 L000600 2805 074 M000600 1 074 N000600 5443417 074 O000600 0 074 P000600 1944 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 7857 074 S000600 0 074 T000600 5433616 074 U010600 163318 074 U020600 1103 074 V010600 33.05 074 V020600 32.82 074 W000600 0.0000 074 X000600 59750 074 Y000600 0 075 A000600 0 075 B000600 5994159 076 000600 0.00 024 000700 Y 025 A000701 STATE STREET CORPORATION 025 C000701 D 025 D000701 107833 025 A000702 UBS AG 025 C000702 E 025 D000702 92030 025 A000703 CREDIT SUISSE GROUP 025 C000703 E 025 D000703 89639 025 D000704 0 025 D000705 0 025 D000706 0 025 D000707 0 025 D000708 0 028 A010700 57437 028 A020700 0 028 A030700 0 028 A040700 33088 028 B010700 59076 028 B020700 0 028 B030700 0 PAGE 37 028 B040700 31867 028 C010700 52058 028 C020700 0 028 C030700 0 028 C040700 26908 028 D010700 49673 028 D020700 0 028 D030700 0 028 D040700 48877 028 E010700 46430 028 E020700 0 028 E030700 0 028 E040700 47233 028 F010700 32594 028 F020700 0 028 F030700 0 028 F040700 28673 028 G010700 297268 028 G020700 0 028 G030700 0 028 G040700 216646 028 H000700 0 037 000700 Y 038 000700 166 039 000700 N 040 000700 N 041 000700 N 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 048 A010700 2000000 048 A020700 1.000 048 B010700 2000000 048 B020700 0.950 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 PAGE 38 048 K010700 4000000 048 K020700 0.900 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 N 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 500 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 Y 069 000700 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 N 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y PAGE 39 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 1113177 071 B000700 961163 071 C000700 2770910 071 D000700 35 072 A000700 12 072 B000700 2430 072 C000700 51047 072 D000700 0 072 E000700 -2825 072 F000700 27575 072 G000700 0 072 H000700 0 072 I000700 2426 072 J000700 1424 072 K000700 0 072 L000700 394 072 M000700 184 072 N000700 113 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 29 072 S000700 65 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 234 072 X000700 32444 072 Y000700 0 072 Z000700 18208 072AA000700 321109 072BB000700 0 072CC010700 180533 072CC020700 0 072DD010700 27704 072DD020700 645 072EE000700 323001 073 A010700 0.3139 073 A020700 0.2139 PAGE 40 073 B000700 3.5409 073 C000700 0.0000 074 A000700 0 074 B000700 107833 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 2973158 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 19030 074 K000700 0 074 L000700 9415 074 M000700 0 074 N000700 3109436 074 O000700 3892 074 P000700 975 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 8034 074 S000700 0 074 T000700 3096535 074 U010700 107041 074 U020700 3269 074 V010700 28.08 074 V020700 27.62 074 W000700 0.0000 074 X000700 31940 074 Y000700 0 075 A000700 0 075 B000700 2833125 076 000700 0.00 024 000800 Y 025 A000801 UBS AG 025 C000801 E 025 D000801 18744 025 A000802 STATE STREET CORPORATION 025 C000802 D 025 D000802 15020 025 A000803 CITIGROUP 025 C000803 E 025 D000803 14188 025 D000804 0 025 D000805 0 025 D000806 0 025 D000807 0 025 D000808 0 028 A010800 51766 PAGE 41 028 A020800 0 028 A030800 0 028 A040800 1810 028 B010800 57620 028 B020800 0 028 B030800 0 028 B040800 4171 028 C010800 29029 028 C020800 0 028 C030800 0 028 C040800 3658 028 D010800 26568 028 D020800 0 028 D030800 0 028 D040800 6221 028 E010800 17167 028 E020800 0 028 E030800 0 028 E040800 18965 028 F010800 9946 028 F020800 0 028 F030800 0 028 F040800 14114 028 G010800 192096 028 G020800 0 028 G030800 0 028 G040800 48939 028 H000800 0 037 000800 Y 038 000800 167 039 000800 N 040 000800 N 041 000800 N 045 000800 Y 046 000800 N 047 000800 Y 048 000800 0.000 048 A010800 2000000 048 A020800 1.000 048 B010800 1000000 048 B020800 0.950 048 C010800 4000000 048 C020800 0.875 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 PAGE 42 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 7000000 048 K020800 0.850 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 Y 053 B000800 Y 053 C000800 N 055 A000800 N 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 500 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 N 070 E020800 N 070 F010800 N 070 F020800 N 070 G010800 N 070 G020800 N 070 H010800 N 070 H020800 N PAGE 43 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 Y 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 413439 071 B000800 76350 071 C000800 233504 071 D000800 33 072 A000800 12 072 B000800 927 072 C000800 4692 072 D000800 0 072 E000800 -152 072 F000800 2195 072 G000800 0 072 H000800 0 072 I000800 250 072 J000800 151 072 K000800 0 072 L000800 45 072 M000800 84 072 N000800 89 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 46 072 S000800 38 072 T000800 0 072 U000800 34 072 V000800 0 072 W000800 151 072 X000800 3083 072 Y000800 0 072 Z000800 2384 072AA000800 6698 PAGE 44 072BB000800 0 072CC010800 7917 072CC020800 0 072DD010800 114 072DD020800 0 072EE000800 0 073 A010800 0.0116 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 0 074 B000800 15020 074 C000800 5997 074 D000800 0 074 E000800 0 074 F000800 353463 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 4252 074 K000800 0 074 L000800 1014 074 M000800 0 074 N000800 379746 074 O000800 0 074 P000800 96 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 1962 074 S000800 0 074 T000800 377688 074 U010800 32544 074 U020800 0 074 V010800 11.61 074 V020800 0.00 074 W000800 0.0000 074 X000800 7148 074 Y000800 0 075 A000800 0 075 B000800 236707 076 000800 0.00 SIGNATURE KRISTI L. ROWSELL TITLE TREASURER EX-99 2 oakmarkletter.htm Unassociated Document
 
 
 

[Missing Graphic Reference]
Deloitte & Touche LLP
111 S. Wacker Drive Chicago, IL 60606-4301 USA
 
Tel: +1 312 486 1000 Fax: +1 312 486 1486 www.deloitte.com

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
 
To the Board of Trustees and Shareholders of Harris Associates Investment Trust
 
In planning and performing our audit of the financial statements of The Oakmark Fund, The Oakmark Select Fund, The Oakmark Equity and Income Fund, The Oakmark Global Fund, The Oakmark International Fund, The Oakmark International Small Cap Fund, and The Oakmark Global Select fund, which comprise Harris Associates Investment Trust (collectively the “Funds”) as of and for the period ended September 30, 2007 (on which we have issued our report dated October 26, 2007), in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered its internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting.  Accordingly, we express no such opinion.
 
The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting.  In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls.  A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles.  Such internal control includes policies and procedures that provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.
 
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
 
A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the fund’s ability to initiate, authorize, record, process or report external financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the fund’s annual or interim financial statements that is more than inconsequential will not be prevented or detected. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected.
 
Member of
Deloitte Touche Tohmatsu
Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be significant deficiencies or material weaknesses under standards established by the Public Company Accounting Oversight Board (United States).  However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness as defined above as of September 30, 2007.
 
This report is intended solely for the information and use of management, the Board of Trustees and Shareholders of Harris Associates Investment Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
 
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October 29, 2007



 
 
 

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