-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PPgPJIcK2OFZOz46CnjOcYCDSvyO7tt8DF8Xbmri576RUIcqf2LDWwxhIeo1vqPh QBed2+DNvbIK0vFVPxgulA== 0000897436-05-000259.txt : 20050611 0000897436-05-000259.hdr.sgml : 20050611 20050527165449 ACCESSION NUMBER: 0000897436-05-000259 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050527 DATE AS OF CHANGE: 20050527 EFFECTIVENESS DATE: 20050527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS ASSOCIATES INVESTMENT TRUST CENTRAL INDEX KEY: 0000872323 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06279 FILM NUMBER: 05864609 BUSINESS ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: TWO N LASALLE ST STE 500 CITY: CHICAGO STATE: IL ZIP: 60602-3790 BUSINESS PHONE: 8004769625 MAIL ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: TWO NORTH LASALLE STREET STE 500 CITY: CHICAGO STATE: IL ZIP: 60602-3790 NSAR-A 1 answer.fil ANSWER FILE PAGE 1 000 A000000 03/31/2005 000 C000000 0000872323 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 HARRIS ASSOCIATES INVESTMENT TRUST 001 B000000 811-06279 001 C000000 3126210600 002 A000000 TWO NORTH LASALLE STREET 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60602 002 D020000 3790 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 THE OAKMARK FUND 007 C030100 N 007 C010200 2 007 C020200 THE OAKMARK INTERNATIONAL FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C020400 THE OAKMARK EQUITY AND INCOME FUND 007 C030400 N 007 C010500 5 007 C020500 THE OAKMARK INTERNATIONAL SMALL CAP FUND 007 C030500 N 007 C010600 6 007 C020600 THE OAKMARK SELECT FUND 007 C030600 N 007 C010700 7 007 C020700 THE OAKMARK GLOBAL FUND 007 C030700 N 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 HARRIS ASSOCIATES L.P. 008 B00AA01 A 008 C00AA01 801-50333 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60602 PAGE 2 008 D04AA01 3790 012 A00AA01 IXIS ASSET MANAGEMENT SERVICES, INC. 012 B00AA01 84-5731 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02116 013 A00AA01 DELOITTE & TOUCHE LLP 013 B01AA01 CHICAGO 013 B02AA01 IL 013 B03AA01 60601 013 B04AA01 6779 014 A00AA01 AEW SECURITIES L.P. 014 B00AA01 8-45099 014 A00AA02 BANCO CDC URQUIJO SECURITIES SERVICES 014 B00AA02 8-xxxxx 014 A00AA03 BANQUE DE LA REUNION 014 B00AA03 8-xxxxx 014 A00AA04 BANQUE DE NOUVELLE CALEDONIE 014 B00AA04 8-xxxxx 014 A00AA05 BANQUE DE TAHITI 014 B00AA05 8-xxxxx 014 A00AA06 BANQUE DES ANTILLES FRANCAISES 014 B00AA06 8-xxxxx 014 A00AA07 BANQUE DES ILES SAINT-PIERRE ET MIQUELON 014 B00AA07 8-xxxxx 014 A00AA08 BANQUE INTERNATIONALE DES MASCAREIGNES 014 B00AA08 8-xxxxx 014 A00AA09 BANQUE SAN PAOLO 014 B00AA09 8-xxxxx 014 A00AA10 CAISSE DES DEPOTS ET CONSIGNATIONS 014 B00AA10 8-xxxxx 014 A00AA11 CAISSE NATIONALE DES CAISSES D'EPARGNE 014 B00AA11 8-xxxxx 014 A00AA12 CREDIT FONCIER BANQUE 014 B00AA12 8-xxxxx 014 A00AA13 CREDIT FONCIER DE FRANCE 014 B00AA13 8-xxxxx 014 A00AA14 CREDIT SAINT PIERRAIS 014 B00AA14 8-xxxxx 014 A00AA15 EURO EMETTEURS FINANCE 014 B00AA15 8-xxxxx 014 A00AA16 GERER INTERMEDIATION 014 B00AA16 8-xxxxx 014 A00AA17 GESTITRES 014 B00AA17 8-xxxxx 014 A00AA18 HARRIS ASSOCIATES SECURITIES, L.P. 014 B00AA18 8-19988 014 A00AA19 IXIS ASSET MANAGEMENT AUSTRALIA LTD. 014 B00AA19 8-xxxxx 014 A00AA20 IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. 014 B00AA20 8-46325 PAGE 3 014 A00AA21 IXIS ASSET MANAGEMENT 014 B00AA21 8-xxxxx 014 A00AA22 IXIS COMMERCIAL PAPER CORP. 014 B00AA22 8-xxxxx 014 A00AA23 IXIS CORPORATE & INVESTMENT BANK 014 B00AA23 8-xxxxx 014 A00AA24 IXIS DERIVATIVES INC. 014 B00AA24 8-xxxxx 014 A00AA25 IXIS FINANCIAL PRODUCTS INC. 014 B00AA25 8-xxxxx 014 A00AA26 IXIS FUNDING CORP. 014 B00AA26 8-xxxxx 014 A00AA27 IXIS INVESTMENT SERVICES JAPAN, LTD. 014 B00AA27 8-xxxxx 014 A00AA28 IXIS MID CAPS 014 B00AA28 8-xxxxx 014 A00AA29 IXIS MUNICIPAL PRODUCTS INC. 014 B00AA29 8-xxxxx 014 A00AA30 IXIS REAL ESTATE CAPITAL INC. 014 B00AA30 8-xxxxx 014 A00AA31 IXIS SECURITIES NORTH AMERICA, INC. 014 B00AA31 8-xxxxx 014 A00AA32 IXIS SECURITIES 014 B00AA32 8-xxxxx 014 A00AA33 LOOMIS, SAYLES DISTRIBUTORS, L.P. 014 B00AA33 8-49575 014 A00AA34 MARTIGNAC FINANCE 014 B00AA34 8-xxxxx 014 A00AA35 NEXGEN CAPITAL LTD 014 B00AA35 8-xxxxx 014 A00AA36 NEXGEN FINANCIAL SOLUTIONS (ASIA) PTE LTD 014 B00AA36 8-xxxxx 014 A00AA37 NEXGEN FINANCIAL SOLUTIONS LTD 014 B00AA37 8-xxxxx 014 A00AA38 REICH & TANG DISTRIBUTORS, INC 014 B00AA38 8-43429 014 A00AA39 VEGA FINANCE 014 B00AA39 8-xxxxx 015 A00AA01 INVESTORS BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02117 015 C04AA01 9130 015 E01AA01 X 015 A00AA02 CITIBANK, N.A. 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 NATIONAL AUSTRALIA BANK LTD. PAGE 4 015 B00AA03 S 015 C01AA03 MELBOURNE 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 BANK AUSTRIA CREDITANSTALT AG 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 BNP PARIBAS 015 B00AA05 S 015 C01AA05 BRUSSELS 015 D01AA05 BELGIUM 015 E04AA05 X 015 A00AA06 CITIBANK, N.A. 015 B00AA06 S 015 C01AA06 SAO PAULO 015 D01AA06 BRAZIL 015 E04AA06 X 015 A00AA07 ROYAL BANK OF CANADA 015 B00AA07 S 015 C01AA07 TORONTO 015 D01AA07 CANADA 015 E04AA07 X 015 A00AA08 CITIBANK, N.A. 015 B00AA08 S 015 C01AA08 SANTIAGO 015 D01AA08 CHILE 015 E04AA08 X 015 A00AA09 CITIBANK, A.S. 015 B00AA09 S 015 C01AA09 PRAGUE 015 D01AA09 CZECH REPUBLIC 015 E04AA09 X 015 A00AA10 BNP PARIBAS 015 B00AA10 S 015 C01AA10 PARIS 015 D01AA10 FRANCE 015 E04AA10 X 015 A00AA11 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA11 S 015 C01AA11 COPENHAGEN 015 D01AA11 DENMARK 015 E04AA11 X 015 A00AA12 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA12 S 015 C01AA12 HELSINKI 015 D01AA12 FINLAND 015 E04AA12 X 015 A00AA13 BNP PARIBAS 015 B00AA13 S PAGE 5 015 C01AA13 FRANKFURT 015 D01AA13 GERMANY 015 E04AA13 X 015 A00AA14 BNP PARIBAS 015 B00AA14 S 015 C01AA14 ATHENS 015 D01AA14 GREECE 015 E04AA14 X 015 A00AA15 STANDARD CHARTERED BANK 015 B00AA15 S 015 C01AA15 HONG KONG 015 D01AA15 HONG KONG 015 E04AA15 X 015 A00AA16 HVB BANK 015 B00AA16 S 015 C01AA16 BUDAPEST 015 D01AA16 HUNGARY 015 E04AA16 X 015 A00AA17 STANDARD CHARTERED BANK 015 B00AA17 S 015 C01AA17 DHAKA 015 D01AA17 BANGLADESH 015 E04AA17 X 015 A00AA18 STANDARD CHARTERED BANK 015 B00AA18 S 015 C01AA18 JAKARTA 015 D01AA18 INDONESIA 015 E04AA18 X 015 A00AA19 BANK OF IRELAND 015 B00AA19 S 015 C01AA19 DUBLIN 015 D01AA19 IRELAND 015 E04AA19 X 015 A00AA20 BNP PARIBAS 015 B00AA20 S 015 C01AA20 MILAN 015 D01AA20 ITALY 015 E04AA20 X 015 A00AA21 UNION BANK OF NORWAY 015 B00AA21 S 015 C01AA21 OSLO 015 D01AA21 NORWAY 015 E04AA21 X 015 A00AA22 STANDARD CHARTERED BANK 015 B00AA22 S 015 C01AA22 SEOUL 015 D01AA22 KOREA 015 E04AA22 X 015 A00AA23 STANDARD CHARTERED BANK 015 B00AA23 S 015 C01AA23 KUALA LUMPUR PAGE 6 015 D01AA23 MALAYSIA 015 E04AA23 X 015 A00AA24 BANAMEX 015 B00AA24 S 015 C01AA24 MEXICO CITY 015 D01AA24 MEXICO 015 E04AA24 X 015 A00AA25 FORTIS BANK 015 B00AA25 S 015 C01AA25 AMSTERDAM 015 D01AA25 NETHERLANDS 015 E04AA25 X 015 A00AA26 NATIONAL NOMINEES LTD 015 B00AA26 S 015 C01AA26 AUCKLAND 015 D01AA26 NEW ZEALAND 015 E04AA26 X 015 A00AA27 STANDARD CHARTERED BANK 015 B00AA27 S 015 C01AA27 KARACHI 015 D01AA27 PAKISTAN 015 E04AA27 X 015 A00AA28 STANDARD CHARTERED BANK 015 B00AA28 S 015 C01AA28 COLOMBO 015 D01AA28 SRI LANKA 015 E04AA28 X 015 A00AA29 STANDARD CHARTERED BANK 015 B00AA29 S 015 C01AA29 MANILA 015 D01AA29 PHILIPPINES 015 E04AA29 X 015 A00AA30 BANK PRZEMYSLOWO-HANDLOWY PBK SA 015 B00AA30 S 015 C01AA30 WARSAW 015 D01AA30 POLAND 015 E04AA30 X 015 A00AA31 CITIBANK 015 B00AA31 S 015 C01AA31 LISBON 015 D01AA31 PORTUGAL 015 E04AA31 X 015 A00AA32 STANDARD CHARTERED BANK 015 B00AA32 S 015 C01AA32 SINGAPORE 015 D01AA32 SINGAPORE 015 E04AA32 X 015 A00AA33 BNP PARIBAS 015 B00AA33 S 015 C01AA33 MADRID 015 D01AA33 SPAIN PAGE 7 015 E04AA33 X 015 A00AA34 THE BANK OF BERMUDA LTD 015 B00AA34 S 015 C01AA34 HAMILTON 015 D01AA34 BERMUDA 015 E04AA34 X 015 A00AA35 SVENSKA HANDELSBANKEN 015 B00AA35 S 015 C01AA35 STOCKHOLM 015 D01AA35 SWEDEN 015 E04AA35 X 015 A00AA36 BANK LEU LTD. 015 B00AA36 S 015 C01AA36 ZURICH 015 D01AA36 SWITZERLAND 015 E04AA36 X 015 A00AA37 CITIBANK, N.A. 015 B00AA37 S 015 C01AA37 LIMA 015 D01AA37 PERU 015 E04AA37 X 015 A00AA38 STANDARD CHARTERED BANK 015 B00AA38 S 015 C01AA38 BANGKOK 015 D01AA38 THAILAND 015 E04AA38 X 015 A00AA39 GARANTI BANK 015 B00AA39 S 015 C01AA39 ISTANBUL 015 D01AA39 TURKEY 015 E04AA39 X 015 A00AA40 HSBC BANK PLC 015 B00AA40 S 015 C01AA40 LONDON 015 D01AA40 UNITED KINGDOM 015 E04AA40 X 015 A00AA41 SOCIETE GENERALE 015 B00AA41 S 015 C01AA41 ABIDJAN 015 D01AA41 IVORY COAST 015 E04AA41 X 015 A00AA42 BANKBOSTON 015 B00AA42 S 015 C01AA42 BUENOS AIRES 015 D01AA42 ARGENTINA 015 E04AA42 X 015 A00AA43 BARCLAYS BANK 015 B00AA43 S 015 C01AA43 GABORONE 015 D01AA43 BOTSWANA 015 E04AA43 X PAGE 8 015 A00AA44 HVB BANK 015 B00AA44 S 015 C01AA44 SOFIA 015 D01AA44 BULGARIA 015 E04AA44 X 015 A00AA45 BANK HAPOALIM B.M. 015 B00AA45 S 015 C01AA45 TEL AVIV 015 D01AA45 ISRAEL 015 E04AA45 X 015 A00AA46 STANDARD CHARTERED BANK 015 B00AA46 S 015 C01AA46 TOKYO 015 D01AA46 JAPAN 015 E04AA46 X 015 A00AA47 STANDARD CHARTERED BANK 015 B00AA47 S 015 C01AA47 SHANGHAI & SHENZHEN 015 D01AA47 CHINA 015 E04AA47 X 015 A00AA48 CITITRUST 015 B00AA48 S 015 C01AA48 SANTA FE DE BOGOTA 015 D01AA48 COLOMBIA 015 E04AA48 X 015 A00AA49 BANCO BCT S.A. 015 B00AA49 S 015 C01AA49 SAN JOSE 015 D01AA49 COSTA RICA 015 E04AA49 X 015 A00AA50 HVB BANK 015 B00AA50 S 015 C01AA50 ZAGREB 015 D01AA50 CROATIA 015 E04AA50 X 015 A00AA51 THE CYPRUS POPULAR BANK 015 B00AA51 S 015 C01AA51 NICOSIA 015 D01AA51 CYPRUS 015 E04AA51 X 015 A00AA52 CITIBANK, N.A. 015 B00AA52 S 015 C01AA52 QUITO 015 D01AA52 ECUADOR 015 E04AA52 X 015 A00AA53 CITIBANK, N.A. 015 B00AA53 S 015 C01AA53 CAIRO 015 D01AA53 EGYPT 015 E04AA53 X 015 A00AA54 HANSABANK PAGE 9 015 B00AA54 S 015 C01AA54 TALLINN 015 D01AA54 ESTONIA 015 E04AA54 X 015 A00AA55 BARCLAYS BANK 015 B00AA55 S 015 C01AA55 ACCRA 015 D01AA55 GHANA 015 E04AA55 X 015 A00AA56 ARION CUSTODY SERVICES 015 B00AA56 S 015 C01AA56 REYKJAVIK 015 D01AA56 ICELAND 015 E04AA56 X 015 A00AA57 STANDARD CHARTERED BANK 015 B00AA57 S 015 C01AA57 MUMBAI 015 D01AA57 INDIA 015 E04AA57 X 015 A00AA58 HSBC 015 B00AA58 S 015 C01AA58 AMMAN 015 D01AA58 JORDAN 015 E04AA58 X 015 A00AA59 BANKBOSTON 015 B00AA59 S 015 C01AA59 SAO PAULO 015 D01AA59 BRAZIL 015 E04AA59 X 015 A00AA60 BARCLAYS BANK 015 B00AA60 S 015 C01AA60 NAIROBI 015 D01AA60 KENYA 015 E04AA60 X 015 A00AA61 HANSABANK 015 B00AA61 S 015 C01AA61 RIGA 015 D01AA61 LATVIA 015 E04AA61 X 015 A00AA62 VILNIAUS BANKAS AB 015 B00AA62 S 015 C01AA62 VILNIUS 015 D01AA62 LITHUANIA 015 E04AA62 X 015 A00AA63 EUROCLEAR 015 B00AA63 S 015 C01AA63 LUXEMBOURG 015 D01AA63 LUXEMBOURG 015 E04AA63 X 015 A00AA64 HSBC 015 B00AA64 S PAGE 10 015 C01AA64 VALLETTA 015 D01AA64 MALTA 015 E04AA64 X 015 A00AA65 HSBC 015 B00AA65 S 015 C01AA65 PORT LOUIS 015 D01AA65 MAURITIUS 015 E04AA65 X 015 A00AA66 CITIBANK 015 B00AA66 S 015 C01AA66 CASABLANCA 015 D01AA66 MOROCCO 015 E04AA66 X 015 A00AA67 HSBC 015 B00AA67 S 015 C01AA67 RUWI 015 D01AA67 OMAN 015 E04AA67 X 015 A00AA68 BANKBOSTON 015 B00AA68 S 015 C01AA68 PANAMA CITY 015 D01AA68 PANAMA 015 E04AA68 X 015 A00AA69 HVB BANK 015 B00AA69 S 015 C01AA69 BUCHAREST 015 D01AA69 ROMANIA 015 E04AA69 X 015 A00AA70 ZAO CITIBANK 015 B00AA70 S 015 C01AA70 MOSCOW 015 D01AA70 RUSSIA 015 E04AA70 X 015 A00AA71 HVB BANK 015 B00AA71 S 015 C01AA71 BRATISLAVA 015 D01AA71 SLOVAK REPUBLIC 015 E04AA71 X 015 A00AA72 BANKAUSTRIA CREDITANSTALT 015 B00AA72 S 015 C01AA72 LJUBLJANA 015 D01AA72 SLOVENIA 015 E04AA72 X 015 A00AA73 THE STANDARD BANK OF SOUTH AFRICA LTD 015 B00AA73 S 015 C01AA73 JOHANNESBURG 015 D01AA73 SOUTH AFRICA 015 E04AA73 X 015 A00AA74 STANDARD CHARTERED BANK 015 B00AA74 S 015 C01AA74 TAIPEI PAGE 11 015 D01AA74 TAIWAN 015 E04AA74 X 015 A00AA75 HVB BANK 015 B00AA75 S 015 C01AA75 KIEV 015 D01AA75 UKRAINE 015 E04AA75 X 015 A00AA76 BANKBOSTON 015 B00AA76 S 015 C01AA76 MONTEVIDEO 015 D01AA76 URUGUAY 015 E04AA76 X 015 A00AA77 CITIBANK, N.A. 015 B00AA77 S 015 C01AA77 CARACAS 015 D01AA77 VENEZUELA 015 E04AA77 X 015 A00AA78 HVB BANK 015 B00AA78 S 015 C01AA78 BELGRADE 015 D01AA78 SERBIA & MONTENEGRO 015 E04AA78 X 015 A00AA79 BARCLAYS BANK 015 B00AA79 S 015 C01AA79 LUSAKA 015 D01AA79 ZAMBIA 015 E04AA79 X 015 A00AA80 BARCLAYS BANK 015 B00AA80 S 015 C01AA80 HARERE 015 D01AA80 ZIMBABWE 015 E04AA80 X 015 A00AA81 HSBC 015 B00AA81 S 015 C01AA81 MANAMA 015 D01AA81 BAHRAIN 015 E04AA81 X 015 A00AA82 HSBC 015 B00AA82 S 015 C01AA82 BEIRUT 015 D01AA82 LEBANON 015 E04AA82 X 015 A00AA83 HSBC 015 B00AA83 S 015 C01AA83 MUMBAI 015 D01AA83 INDIA 015 E04AA83 X 015 A00AA84 CITIBANK, N.A. 015 B00AA84 S 015 C01AA84 AMMAN 015 D01AA84 JORDAN PAGE 12 015 E04AA84 X 015 A00AA85 BBVA BANCOMER 015 B00AA85 S 015 C01AA85 MEXICO CITY 015 D01AA85 MEXICO 015 E04AA85 X 015 A00AA86 EUROCLEAR 015 B00AA86 S 015 C01AA86 BRUSSELS 015 D01AA86 BELGIUM 015 E04AA86 X 015 A00AA87 BANK ONE N.A. 015 B00AA87 S 015 C01AA87 LONDON 015 D01AA87 UNITED KINGDOM 015 E04AA87 X 015 A00AA88 CLEARSTREAM 015 B00AA88 S 015 C01AA88 LUXEMBOURG 015 D01AA88 LUXEMBOURG 015 E04AA88 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 6 019 C00AA00 THEOAKMARK 020 A000001 MERRILL LYNCH & CO., INC. 020 B000001 13-5674085 020 C000001 1651 020 A000002 MORGAN STANLEY & CO., INC. 020 B000002 13-2655998 020 C000002 1176 020 A000003 UBS AG 020 B000003 13-3873456 020 C000003 1169 020 A000004 CITIGROUP, INC. 020 B000004 UNKNOWN 020 C000004 892 020 A000005 CREDIT SUISSE FIRST BOSTON LLC 020 B000005 13-5659485 020 C000005 787 020 A000006 GOLDMAN SACHS & CO. 020 B000006 13-5108880 020 C000006 630 020 A000007 LEHMAN BROTHERS, INC. 020 B000007 13-2518466 020 C000007 622 020 A000008 DEUTSCHE BANK 020 B000008 13-2730828 020 C000008 549 020 A000009 BEAR STEARNS & CO., INC. 020 B000009 13-3299429 PAGE 13 020 C000009 401 020 A000010 JEFFRIES & COMPANY, INC. 020 B000010 UNKNOWN 020 C000010 341 021 000000 11227 022 A000001 INVESTORS BANK & TRUST CO. 022 B000001 04-2447211 022 C000001 105522851 022 D000001 391239 022 A000002 JP MORGAN CHASE & CO. 022 B000002 UNKNOWN 022 C000002 3934702 022 D000002 1970584 022 A000003 GOLDMAN SACHS & CO. 022 B000003 13-5108880 022 C000003 526987 022 D000003 707562 022 A000004 UBS AG 022 B000004 13-3873456 022 C000004 305592 022 D000004 686684 022 A000005 BARCLAYS BANK PLC 022 B000005 06-1031656 022 C000005 274167 022 D000005 578834 022 A000006 FIRST TENNESSEE BANK, NA 022 B000006 UNKNOWN 022 C000006 750865 022 D000006 55974 022 A000007 LEGG MASON WOOD WALKER, INC. 022 B000007 52-0902557 022 C000007 446190 022 D000007 134354 022 A000008 ROYAL BANK OF CANADA 022 B000008 UNKNOWN 022 C000008 106675 022 D000008 167419 022 A000009 ZIONS FIRST NATIONAL BANK 022 B000009 87-0432248 022 C000009 214301 022 D000009 0 022 A000010 CITIGROUP, INC. 022 B000010 UNKNOWN 022 C000010 167068 022 D000010 0 023 C000000 112361234 023 D000000 4730214 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y PAGE 14 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 042 A00AA00 0 042 B00AA00 0 042 C00AA00 0 042 D00AA00 0 042 E00AA00 0 042 F00AA00 0 042 G00AA00 0 042 H00AA00 0 043 00AA00 0 044 00AA00 0 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 PAGE 15 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 077 A000000 Y 077 Q010000 Y 078 000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 024 000100 Y 025 A000101 CITIGROUP INC. 025 C000101 E 025 D000101 143808 025 A000102 JP MORGAN CHASE & CO 025 C000102 E 025 D000102 124560 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 130210 028 A020100 0 028 A030100 0 028 A040100 74302 028 B010100 154176 028 B020100 0 028 B030100 0 028 B040100 73696 028 C010100 135046 028 C020100 26492 028 C030100 0 028 C040100 128743 PAGE 16 028 D010100 153689 028 D020100 0 028 D030100 0 028 D040100 122550 028 E010100 137834 028 E020100 0 028 E030100 0 028 E040100 98158 028 F010100 131843 028 F020100 1 028 F030100 0 028 F040100 293658 028 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T000400 0 072 U000400 0 072 V000400 0 072 W000400 221 072 X000400 39397 072 Y000400 0 072 Z000400 50899 072AA000400 37682 072BB000400 0 072CC010400 274001 072CC020400 0 072DD010400 67148 072DD020400 3564 072EE000400 210227 073 A010400 0.2008 073 A020400 0.1527 073 B000400 0.5877 073 C000400 0.0000 074 A000400 0 074 B000400 280563 074 C000400 348960 074 D000400 3076772 074 E000400 0 074 F000400 5045137 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 59431 074 K000400 0 074 L000400 36810 074 M000400 116 074 N000400 8847789 074 O000400 36427 074 P000400 866 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 2881 074 S000400 0 PAGE 28 074 T000400 8807615 074 U010400 350598 074 U020400 26625 074 V010400 23.35 074 V020400 23.27 074 W000400 0.0000 074 X000400 81799 074 Y000400 0 075 A000400 0 075 B000400 8576011 076 000400 0.00 024 000500 Y 025 A000501 JULIUS BAER HOLDING LTD., ZURICH 025 C000501 E 025 D000501 29055 025 A000502 ICHIYOSHI SECURITIES CO., LTD. 025 C000502 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B000500 156233 071 C000500 807891 071 D000500 19 072 A000500 6 072 B000500 412 PAGE 31 072 C000500 6946 072 D000500 0 072 E000500 -663 072 F000500 4956 072 G000500 0 072 H000500 0 072 I000500 429 072 J000500 379 072 K000500 0 072 L000500 69 072 M000500 79 072 N000500 23 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 15 072 S000500 35 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 62 072 X000500 6047 072 Y000500 0 072 Z000500 648 072AA000500 70659 072BB000500 225 072CC010500 75695 072CC020500 0 072DD010500 11222 072DD020500 7 072EE000500 15549 073 A010500 0.2719 073 A020500 0.2634 073 B000500 0.3764 073 C000500 0.0000 074 A000500 102 074 B000500 19584 074 C000500 19971 074 D000500 0 074 E000500 7791 074 F000500 872220 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 8346 074 K000500 0 074 L000500 4282 074 M000500 49 074 N000500 932345 074 O000500 3309 074 P000500 373 PAGE 32 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 424 074 S000500 0 074 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000600 Y 048 000600 0.000 048 A010600 1000000 048 A020600 1.000 048 B010600 500000 048 B020600 0.950 048 C010600 500000 048 C020600 0.900 048 D010600 500000 048 D020600 0.850 048 E010600 2500000 048 E020600 0.800 048 F010600 5000000 048 F020600 0.750 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 10000000 048 K020600 0.725 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 N PAGE 34 060 B000600 N 061 000600 500 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 838184 071 B000600 921213 PAGE 35 071 C000600 5248461 071 D000600 16 072 A000600 6 072 B000600 4759 072 C000600 55148 072 D000600 0 072 E000600 27 072 F000600 24390 072 G000600 0 072 H000600 0 072 I000600 3088 072 J000600 295 072 K000600 0 072 L000600 595 072 M000600 147 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 28 072 S000600 66 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 147 072 X000600 28756 072 Y000600 0 072 Z000600 31178 072AA000600 272186 072BB000600 0 072CC010600 123369 072CC020600 0 072DD010600 41681 072DD020600 457 072EE000600 0 073 A010600 0.2434 073 A020600 0.1479 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 143662 074 C000600 398863 074 D000600 0 074 E000600 0 074 F000600 5422594 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 14378 074 K000600 0 074 L000600 4993 PAGE 36 074 M000600 91 074 N000600 5984581 074 O000600 11527 074 P000600 1035 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 1340 074 S000600 0 074 T000600 5970679 074 U010600 175953 074 U020600 2898 074 V010600 33.39 074 V020600 33.23 074 W000600 0.0000 074 X000600 67214 074 Y000600 0 075 A000600 0 075 B000600 5730927 076 000600 0.00 024 000700 Y 025 A000701 EURONEXT NV 025 C000701 E 025 D000701 64541 025 A000702 BANK OF IRELAND 025 C000702 E 025 D000702 63658 025 A000703 JULIUS BAER HOLDING LTD., ZURICH 025 C000703 E 025 D000703 44831 025 A000704 BANCO POPOLARE DI VERONA E NOVARA SCRL 025 C000704 E 025 D000704 16132 025 A000705 DAIWA SECURITIES GROUP INC. 025 C000705 E 025 D000705 13582 025 A000706 CREDIT SUISSE GROUP 025 C000706 E 025 D000706 8186 025 D000707 0 025 D000708 0 028 A010700 19252 028 A020700 0 028 A030700 0 028 A040700 19985 028 B010700 36345 028 B020700 0 028 B030700 0 028 B040700 18336 028 C010700 34904 PAGE 37 028 C020700 31166 028 C030700 0 028 C040700 20093 028 D010700 42967 028 D020700 0 028 D030700 0 028 D040700 22847 028 E010700 43243 028 E020700 0 028 E030700 0 028 E040700 20942 028 F010700 52495 028 F020700 0 028 F030700 0 028 F040700 19738 028 G010700 229206 028 G020700 31166 028 G030700 0 028 G040700 121941 028 H000700 0 037 000700 Y 038 000700 36 039 000700 N 040 000700 N 041 000700 N 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 048 A010700 2000000 048 A020700 1.000 048 B010700 2000000 048 B020700 0.950 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 4000000 048 K020700 0.900 PAGE 38 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 N 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 500 066 A000700 Y 066 B000700 N 066 C000700 Y 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 Y 069 000700 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 N 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y PAGE 39 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 198382 071 B000700 106195 071 C000700 1488014 071 D000700 7 072 A000700 6 072 B000700 390 072 C000700 9818 072 D000700 0 072 E000700 -448 072 F000700 7538 072 G000700 0 072 H000700 0 072 I000700 959 072 J000700 421 072 K000700 0 072 L000700 166 072 M000700 88 072 N000700 37 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 17 072 S000700 40 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 77 072 X000700 9343 072 Y000700 0 072 Z000700 417 072AA000700 16412 072BB000700 0 072CC010700 169957 072CC020700 0 072DD010700 7092 072DD020700 104 072EE000700 25740 073 A010700 0.1034 073 A020700 0.0732 073 B000700 0.3677 073 C000700 0.0000 PAGE 40 074 A000700 0 074 B000700 40662 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 1609373 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 3929 074 K000700 0 074 L000700 4889 074 M000700 63 074 N000700 1658916 074 O000700 2188 074 P000700 405 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 3020 074 S000700 0 074 T000700 1653303 074 U010700 73506 074 U020700 1865 074 V010700 21.94 074 V020700 21.71 074 W000700 0.0000 074 X000700 23293 074 Y000700 0 075 A000700 0 075 B000700 1531998 076 000700 0.00 SIGNATURE KRISTI L. ROWSELL TITLE TREASURER EX-99.77Q1 OTHR EXHB 2 feesched.txt EXHIBIT The Oakmark Funds' Fee Schedules October 30, 2004 through October 31, 2005 Fund Fee Oakmark 1.00% up to $2 billion; 0.90% from $2-3 billion; 0.80% from $3-5 billion; 0.75% from $5-7.5 billion; 0.70% from $7.5-10 billion; and 0.65% over $10 billion Select 1.00% up to $1 billion; 0.95% from $1-1.5 billion; 0.90% from $1.5-2 billion; 0.85% from $2-2.5 billion; 0.80% from $2.5-5 billion; 0.75% from $5-10 billion; and 0.725% over $10 billion Equity and Income 0.75% up to $5 billion; 0.70% from $5-7.5 billion; 0.675% from $7.5-10 billion; 0.65% from $10-12.5 billion; and 0.60% over $12.5 billion Global 1.00% up to $2 billion; 0.95% from $2-4 billion; and 0.90% over $4 billion International 1.00% up to $2 billion; 0.95% from $2-3 billion; 0.85% from $3-5 billion; 0.825% from $5-7.5 billion; and 0.815% over $7.5 billion International Small Cap 1.25% up to $500 million; 1.10% from $500 million to $1.5 billion; and 1.05% over $1.5 billion
EX-99.77Q1 OTHR EXHB 3 ex77q15560.txt EXHIBIT SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L.P., a Delaware limited partnership registered under the Investment Advisers Act of 1940 as an investment adviser (the "Adviser"), agree that paragraph 6 of the investment advisory agreement between the parties for The Oakmark Fund (the "Fund") dated October 30, 2000, as heretofore amended, is further amended as of the date of this amendment to read as follows: 6. Compensation of Adviser. For the services to be rendered and the charges and expenses to be assumed and to be paid by the Adviser hereunder, the Trust shall pay out of Fund assets to the Adviser a monthly fee, based on the Fund's net assets as of the last business day of the preceding month, at the annual rate of 1.00% up to $2 billion, 0.90% from $2-3 billion, 0.80% from $3-5 billion, 0.75% from $5-7.5 billion, 0.70% from $7.5-10 billion and 0.65% on net assets in excess of $10 billion. The fee for a month shall be paid as soon as practicable after the last day of that month. The fee payable hereunder shall be reduced proportionately during any month in which this agreement is not in effect for the entire month. Dated: November 1, 2004 HARRIS ASSOCIATES INVESTMENT TRUST By: ______________________________ HARRIS ASSOCIATES L.P. by Harris Associates, Inc. its General Partner By: ______________________________ EX-99.77Q1 OTHR EXHB 4 ex77q15565.txt EXHIBIT SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK SELECT FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L.P., a Delaware limited partnership registered under the Investment Advisers Act of 1940 as an investment adviser (the "Adviser"), agree that paragraph 6 of the investment advisory agreement between the parties for The Oakmark Select Fund (the "Fund") dated October 30, 2000, as heretofore amended, is further amended as of the date of this amendment to read as follows: 6. Compensation of Adviser. For the services to be rendered and the charges and expenses to be assumed and to be paid by the Adviser hereunder, the Trust shall pay out of Fund assets to the Adviser a monthly fee, based on the Fund's net assets as of the last business day of the preceding month, at the annual rate of 1.00% up to $1 billion, 0.95% from $1-1.5 billion, 0.90% from $1.5-2 billion, 0.85% from $2-2.5 billion, 0.80% from $2.5-5 billion, 0.75% from $5-10 billion and 0.725% on net assets in excess of $10 billion. The fee for a month shall be paid as soon as practicable after the last day of that month. The fee payable hereunder shall be reduced proportionately during any month in which this agreement is not in effect for the entire month. Dated: November 1, 2004 HARRIS ASSOCIATES INVESTMENT TRUST By:______________________________ HARRIS ASSOCIATES L.P. by Harris Associates, Inc. its General Partner By:______________________________ EX-99.77Q1 OTHR EXHB 5 ex77q15575.txt EXHIBIT THIRD AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK EQUITY AND INCOME FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L.P., a Delaware limited partnership registered under the Investment Advisers Act of 1940 as an investment adviser (the "Adviser"), agree that paragraph 6 of the investment advisory agreement between the parties for The Oakmark Equity and Income Fund (the "Fund") dated October 30, 2000, as heretofore amended, is further amended as of the date of this amendment to read as follows: 6. Compensation of Adviser. For the services to be rendered and the charges and expenses to be assumed and to be paid by the Adviser hereunder, the Trust shall pay out of Fund assets to the Adviser a monthly fee, based on the Fund's net assets as of the last business day of the preceding month, at the annual rate of 0.75% up to $5 billion, 0.70% from $5-7.5 billion, 0.675% from $7.5-10 billion, 0.65% from $10-12.5 billion and 0.60% on net assets in excess of $12.5 billion. The fee for a month shall be paid as soon as practicable after the last day of that month. The fee payable hereunder shall be reduced proportionately during any month in which this agreement is not in effect for the entire month. Dated: November 1, 2004 HARRIS ASSOCIATES INVESTMENT TRUST By: ______________________________ HARRIS ASSOCIATES L.P. by Harris Associates, Inc. its General Partner By:_____________________________ EX-99.77Q1 OTHR EXHB 6 ex77q15580.txt EXHIBIT SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK GLOBAL FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L.P., a Delaware limited partnership registered under the Investment Advisers Act of 1940 as an investment adviser (the "Adviser"), agree that paragraph 6 of the investment advisory agreement between the parties for The Oakmark Global Fund (the "Fund") dated October 30, 2000, as heretofore amended, is further amended as of the date of this amendment to read as follows: 6. Compensation of Adviser. For the services to be rendered and the charges and expenses to be assumed and to be paid by the Adviser hereunder, the Trust shall pay out of Fund assets to the Adviser a monthly fee, based on the Fund's net assets as of the last business day of the preceding month, at the annual rate of 1.00% on the first $2 billion of net assets, .95% on the next $2 billion of net assets, .90% on net assets in excess of $4 billion. The fee for a month shall be paid as soon as practicable after the last day of that month. The fee payable hereunder shall be reduced proportionately during any month in which this agreement is not in effect for the entire month. Dated: November 1, 2003 HARRIS ASSOCIATES INVESTMENT TRUST By: ______________________________ HARRIS ASSOCIATES L.P. by Harris Associates, Inc. its General Partner By: ______________________________ EX-99.77Q1 OTHR EXHB 7 ex77q15585.txt EXHIBIT SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK INTERNATIONAL FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L.P., a Delaware limited partnership registered under the Investment Advisers Act of 1940 as an investment adviser (the "Adviser"), agree that paragraph 6 of the investment advisory agreement between the parties for The Oakmark International Fund (the "Fund") dated October 30, 2000, as heretofore amended, is further amended as of the date of this amendment to read as follows: 6. Compensation of Adviser. For the services to be rendered and the charges and expenses to be assumed and to be paid by the Adviser hereunder, the Trust shall pay out of Fund assets to the Adviser a monthly fee, based on the Fund's net assets as of the last business day of the preceding month, at the annual rate of 1.00% up to $2 billion, 0.95% from $2-3 billion, 0.85% from $3-5 billion, 0.825% from $5-7.5 billion and 0.815% on net assets in excess of $7.5 billion. The fee for a month shall be paid as soon as practicable after the last day of that month. The fee payable hereunder shall be reduced proportionately during any month in which this agreement is not in effect for the entire month. Dated: November 1, 2004 HARRIS ASSOCIATES INVESTMENT TRUST By: ______________________________ HARRIS ASSOCIATES L.P. by Harris Associates, Inc. its General Partner By:______________________________ EX-99.77Q1 OTHR EXHB 8 ex77q15590.txt EXHIBIT SECOND AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR THE OAKMARK INTERNATIONAL SMALL CAP FUND HARRIS ASSOCIATES INVESTMENT TRUST, a Massachusetts business trust registered under the Investment Company Act of 1940 (the "1940 Act") as an open-end diversified management investment company (the "Trust"), and HARRIS ASSOCIATES L.P., a Delaware limited partnership registered under the Investment Advisers Act of 1940 as an investment adviser (the "Adviser"), agree that paragraph 6 of the investment advisory agreement between the parties for The Oakmark International Small Cap Fund (the "Fund") dated October 30, 2000, as heretofore amended, is further amended as of the date of this amendment to read as follows: 6. Compensation of Adviser. For the services to be rendered and the charges and expenses to be assumed and to be paid by the Adviser hereunder, the Trust shall pay out of Fund assets to the Adviser a monthly fee, based on the Fund's net assets as of the last business day of the preceding month, at the annual rate of 1.25% up to $500 million, 1.10% from $500 million to $1.5 billion and 1.05% on net assets in excess of $1.5 billion. The fee for a month shall be paid as soon as practicable after the last day of that month. The fee payable hereunder shall be reduced proportionately during any month in which this agreement is not in effect for the entire month. Dated: November 1, 2004 HARRIS ASSOCIATES INVESTMENT TRUST By:______________________________ HARRIS ASSOCIATES L.P. by Harris Associates, Inc. its General Partner By:______________________________ -----END PRIVACY-ENHANCED MESSAGE-----